SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 26 396 422 93.84
2 UBS SECURITIES ASIA LIMITED 14 203 217 93.55
3 CSI Corporate Finance (HK) Limited 13 20 33 60.61
4 HSBC BROKING SECURITIES (ASIA) LIMITED 12 103 115 89.57
5 Citigroup Global Markets Asia Limited 11 283 294 96.26
6 Merrill Lynch (Asia Pacific) Limited 11 329 340 96.76
7 DEUTSCHE SECURITIES ASIA LIMITED 10 81 91 89.01
8 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 9 37 46 80.43
9 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 31 40 77.50
10 INVESCO HONG KONG LIMITED 9 34 43 79.07
11 KINGSWAY CAPITAL LIMITED 9 16 25 64.00
12 Merrill Lynch Far East Limited 9 121 130 93.08
13 UOB KAY HIAN (HONG KONG) LIMITED 9 109 118 92.37
14 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 191 199 95.98
15 HSBC SECURITIES (ASIA) LIMITED 8 71 79 89.87
16 ICEA CAPITAL LIMITED 8 18 26 69.23
17 Yuanta Asia Investment (Hong Kong) Limited 8 13 21 61.90
18 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 135 142 95.07
19 CLSA LIMITED 7 62 69 89.86
20 Credit Agricole Securities (Asia) Limited 7 73 80 91.25
21 Everbright Securities Investment Services (HK) Limited 7 251 258 97.29
22 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 86.27
23 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 38 45 84.44
24 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
25 Morgan Stanley Asia Limited 7 373 380 98.16
26 SG SECURITIES (HK) LIMITED 7 52 59 88.14
27 Standard Chartered Securities (Hong Kong) Limited 7 26 33 78.79
28 A ONE INVESTMENT COMPANY LIMITED 6 3 9 33.33
29 AIF CAPITAL LIMITED 6 7 13 53.85
30 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 81 87 93.10
31 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 197 203 97.04
33 Funderstone Securities Limited 6 38 44 86.36
34 HAITONG INTERNATIONAL CAPITAL LIMITED 6 11 17 64.71
35 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 45.45
36 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 70.00
37 HPEF Capital Partners Limited 6 16 22 72.73
38 Joy Silver Limited 6 3 9 33.33
39 LEHMAN BROTHERS ASIA LIMITED 6 73 79 92.41
40 LLOYDS TSB PACIFIC LIMITED 6 12 18 66.67
41 MACQUARIE CAPITAL LIMITED 6 69 75 92.00
42 Polaris Capital (Asia) Limited 6 8 14 57.14
43 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 8 14 57.14
44 Prime Cdex Securities Limited 6 26 32 81.25
45 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 37 43 86.05
46 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 6 50 56 89.29
47 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 81.25
48 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 5 10 50.00
49 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 3 8 37.50
50 BKHK Limited 5 0 5 0.00
51 BOCI SECURITIES LIMITED 5 70 75 93.33
52 CELESTIAL COMMODITIES LIMITED 5 113 118 95.76
53 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54
54 China International Capital Corporation (International) Limited 5 23 28 82.14
55 CHRISTFUND SECURITIES LIMITED 5 29 34 85.29
56 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
57 CITIC Securities Brokerage (HK) Limited 5 66 71 92.96
58 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 81 86 94.19
59 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 168 173 97.11
60 DBS ASIA CAPITAL LIMITED 5 14 19 73.68
61 ENLIGHTEN SECURITIES LIMITED 5 11 16 68.75
62 FIL Investment Management (Hong Kong) Limited 5 68 73 93.15
63 Fosun International Securities Limited 5 19 24 79.17
64 FOX-PITT, KELTON (ASIA) LIMITED 5 14 19 73.68
65 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
66 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
67 GREAT BAY SECURITIES LIMITED 5 51 56 91.07
68 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 45 50 90.00
69 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 81.48
70 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
71 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 68.75
72 IREALITY INVESTMENTS LIMITED 5 4 9 44.44
73 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 38 43 88.37
74 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 32 37 86.49
75 KARL-THOMSON SECURITIES COMPANY LIMITED 5 37 42 88.10
76 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 66.67
77 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
78 Matrix Securities Limited 5 3 8 37.50
79 MIB SECURITIES (HONG KONG) LIMITED 5 60 65 92.31
80 PEACE TOWN FOREX LIMITED 5 48 53 90.57
81 PEACE TOWN FUTURES LIMITED 5 15 20 75.00
82 PHILLIP SECURITIES (HONG KONG) LIMITED 5 217 222 97.75
83 RBS Asia Securities (Hong Kong) Limited 5 36 41 87.80
84 SANFULL SECURITIES LIMITED 5 52 57 91.23
85 Sinofortune Securities Limited 5 9 14 64.29
86 SINOPAC SECURITIES (ASIA) LIMITED 5 30 35 85.71
87 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 68.75
88 UBS SECURITIES HONG KONG LIMITED 5 19 24 79.17
89 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
90 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
91 ZHONGRONG PT SECURITIES LIMITED 5 18 23 78.26
92 ABCI Securities Company Limited 4 24 28 85.71
93 Absolute Investment Management (HK) Limited 4 1 5 20.00
94 Allianz Global Investors Hong Kong Limited 4 23 27 85.19
95 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
96 Belvest Investment Services Limited 4 7 11 63.64
97 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00
98 Bentley Capital Limited (HK) 4 0 4 0.00
99 BERICH BROKERAGE LIMITED 4 31 35 88.57
100 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 75.00
101 BOCI ASIA LIMITED 4 15 19 78.95
102 BOCI Bullion Company Limited 4 17 21 80.95
103 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 50 54 92.59
104 BOWEN ASIA LIMITED 4 2 6 33.33
105 CELESTIAL FINANCE LIMITED 4 108 112 96.43
106 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 75.00
107 CES Forex (HK) Limited 4 134 138 97.10
108 CHARLES SCHMITT & ASSOCIATES LIMITED 4 3 7 42.86
109 CHEER UNION SECURITIES LIMITED 4 20 24 83.33
110 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
111 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 50.00
112 CHONG HING SECURITIES LIMITED 4 20 24 83.33
113 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
114 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 94.52
115 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 94.67
116 CLSA FUTURES LIMITED 4 23 27 85.19
117 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
118 CORPORATE BROKERS LIMITED 4 86 90 95.56
119 Credit Suisse Securities (Hong Kong) Limited 4 127 131 96.95
120 CS Wealth Securities Limited 4 4 8 50.00
121 CSC SECURITIES (HK) LIMITED 4 22 26 84.62
122 DBS VICKERS (HONG KONG) LIMITED 4 106 110 96.36
123 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 90.24
124 FIL Investment Advisors 4 32 36 88.89
125 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
126 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
127 FIRST SHANGHAI SECURITIES LIMITED 4 26 30 86.67
128 FUHWA SECURITIES (HONG KONG) CO., LIMITED 4 0 4 0.00
129 FULBRIGHT SECURITIES LIMITED 4 34 38 89.47
130 Funderstone Futures Limited 4 30 34 88.24
131 GAM HONG KONG LIMITED 4 14 18 77.78
132 GAOYU SECURITIES LIMITED 4 14 18 77.78
133 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 8 12 66.67
134 HANG SENG FUTURES LIMITED 4 3 7 42.86
135 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 29 33 87.88
136 HANG SENG SECURITIES LIMITED 4 10 14 71.43
137 HING WAI ALLIED SECURITIES LIMITED 4 16 20 80.00
138 HONG KONG FOREX INVESTMENT LIMITED 4 255 259 98.46
139 Hongkong Bay Securities Limited 4 17 21 80.95
140 HOORAY CAPITAL LIMITED 4 2 6 33.33
141 HPEF Venture Partners Limited 4 0 4 0.00
142 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 92.59
143 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 8 12 66.67
144 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
145 Instinet Alpha Trading Limited 4 4 8 50.00
146 INSTINET PACIFIC LIMITED 4 8 12 66.67
147 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 52 56 92.86
148 JS CRESVALE CAPITAL LIMITED 4 7 11 63.64
149 KAISER FUTURES LIMITED 4 26 30 86.67
150 KAM FAI SECURITIES CO., LIMITED 4 13 17 76.47
151 KINGSWAY UNIT TRUST MANAGERS LIMITED 4 8 12 66.67
152 KPMG CORPORATE FINANCE LIMITED 4 12 16 75.00
153 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 75.00
154 Legg Mason Asset Management Hong Kong Limited 4 10 14 71.43
155 Legg Mason International Equities (Hong Kong) Limited 4 10 14 71.43
156 LUEN FAT SECURITIES COMPANY LIMITED 4 46 50 92.00
157 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 8 12 66.67
158 Metaverse Securities Limited (HK) 4 0 4 0.00
159 MIS SERVICES LIMITED (d2019-06-01) 4 3 7 42.86
160 Morgan Stanley Hong Kong Securities Limited 4 19 23 82.61
161 NEW TREND FUTURES LIMITED 4 21 25 84.00
162 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
163 Northern Trust Company of Hong Kong Limited (The) 4 4 8 50.00
164 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
165 Pictet Asset Management (Hong Kong) Limited 4 1 5 20.00
166 PineBridge Investments Hong Kong Limited 4 1 5 20.00
167 Planetree Securities Limited 4 20 24 83.33
168 PPM VENTURES (ASIA) LIMITED 4 2 6 33.33
169 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 2 6 33.33
170 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
171 RBS Asia Corporate Finance Limited 4 44 48 91.67
172 RPS INVESTMENT LIMITED 4 4 8 50.00
173 SG Asset Finance (Hong Kong) Limited 4 15 19 78.95
174 SIU YIP COMMODITY LIMITED 4 4 8 50.00
175 SOUTH CHINA CAPITAL LIMITED 4 11 15 73.33
176 SPS SECURITIES LIMITED 4 16 20 80.00
177 STANHILL (HONG KONG) LIMITED 4 10 14 71.43
178 Taiping Securities (HK) Co Limited 4 30 34 88.24
179 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 63.64
180 TIS SECURITIES (HK) LIMITED 4 15 19 78.95
181 TRUTH SECURITIES LIMITED 4 2 6 33.33
182 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
183 Tung Shing Securities (Brokers) Limited 4 346 350 98.86
184 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 73.33
185 UOB ASIA (HONG KONG) LIMITED 4 9 13 69.23
186 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
187 VC CAPITAL LIMITED 4 7 11 63.64
188 VC INTERNATIONAL TRADING LIMITED 4 43 47 91.49
189 WING SANG SECURITIES COMPANY LIMITED 4 12 16 75.00
190 WINTECH SECURITIES LIMITED 4 16 20 80.00
191 YF SECURITIES COMPANY LIMITED 4 10 14 71.43
192 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
193 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
194 Zhongrong International Futures Co., Limited 4 6 10 60.00
195 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 0.00
196 ALTUS CAPITAL LIMITED 3 2 5 40.00
197 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
198 Amundi Hong Kong Limited 3 18 21 85.71
199 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
200 Anuenue Securities Limited 3 5 8 62.50
201 ASG MANAGEMENT LIMITED (HK) 3 11 14 78.57
202 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
203 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
204 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
205 BEAR STEARNS ASIA LIMITED 3 42 45 93.33
206 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
207 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 25.00
208 BOCOM International Holdings Company Limited 3 14 17 82.35
209 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
210 CELESTIAL CAPITAL LIMITED 3 4 7 57.14
211 CELESTIAL SECURITIES LIMITED 3 145 148 97.97
212 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
213 CES International Commodities (HK) Limited 3 2 5 40.00
214 CHALLENGE COMMODITIES LIMITED 3 3 6 50.00
215 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
216 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 87.50
217 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
218 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 0 3 0.00
219 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 25.00
220 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 33 36 91.67
221 CHINA EVERBRIGHT FOREX LIMITED 3 11 14 78.57
222 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 41 44 93.18
223 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 13 16 81.25
224 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 34 37 91.89
225 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
226 China Reserve Securities Limited 3 2 5 40.00
227 China Tonghai (IA) Limited 3 6 9 66.67
228 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
229 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
230 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
231 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
232 CMB International Global Markets Limited 3 16 19 84.21
233 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
234 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
235 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
236 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
237 CSC ASIA LIMITED 3 9 12 75.00
238 Daiwa Capital Markets Hong Kong Limited 3 35 38 92.11
239 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 81.25
240 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 57.14
241 DNB Asset Management (Asia) Limited 3 4 7 57.14
242 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
243 ELSTONE SECURITIES LIMITED 3 19 22 86.36
244 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 40.00
245 EMPEROR SECURITIES LIMITED (HK) 3 60 63 95.24
246 ENLIGHTEN FUTURES LIMITED 3 6 9 66.67
247 Everbright Securities Global (HK) Limited 3 8 11 72.73
248 FE SECURITIES LIMITED 3 11 14 78.57
249 First Sentier Investors (Hong Kong) Limited 3 9 12 75.00
250 FIRST STATE (HONG KONG) LLC 3 6 9 66.67
251 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 82.35
252 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 25.00
253 FT Securities Limited 3 83 86 96.51
254 GET NICE CAPITAL LIMITED 3 2 5 40.00
255 GET NICE SECURITIES LIMITED 3 64 67 95.52
256 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 75.00
257 Glory Sun Securities Limited 3 12 15 80.00
258 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
259 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 88 91 96.70
260 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
261 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 3 0 3 0.00
262 GUOTAI JUNAN CAPITAL LIMITED 3 9 12 75.00
263 Halbis Capital Management (Hong Kong) Limited 3 11 14 78.57
264 HANG TAI SECURITIES LIMITED 3 11 14 78.57
265 HANTEC SECURITIES CO., LIMITED 3 17 20 85.00
266 HING WONG SECURITIES LIMITED 3 9 12 75.00
267 HOENIG (FAR EAST) LIMITED 3 5 8 62.50
268 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 23 26 88.46
269 Hong Kong Stock Link Securities Limited 3 7 10 70.00
270 HOORAY SECURITIES LIMITED 3 16 19 84.21
271 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 97.17
272 HSBC GUYERZELLER FAR EAST LIMITED 3 1 4 25.00
273 iBest Securities Company Limited 3 7 10 70.00
274 iFAST Securities (HK) Limited 3 3 6 50.00
275 Imagi Brokerage Limited 3 3 6 50.00
276 Income Partners Asset Management (HK) Limited 3 5 8 62.50
277 Investec Asia Limited 3 1 4 25.00
278 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67
279 JK Capital Management Limited 3 1 4 25.00
280 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
281 K.K.M. SECURITIES LIMITED 3 10 13 76.92
282 Kaiser KT Capital Limited 3 3 6 50.00
283 Kam Wah Investments Limited 3 2 5 40.00
284 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
285 KGI ASIA LIMITED 3 164 167 98.20
286 KGI SECURITIES (HONG KONG) LIMITED 3 25 28 89.29
287 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 15 18 83.33
288 KILMOREY SECURITIES LIMITED 3 7 10 70.00
289 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
290 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
291 KINGSTON SECURITIES LIMITED 3 47 50 94.00
292 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
293 LAMTEX SECURITIES LIMITED 3 12 15 80.00
294 LEHIN SECURITIES LIMITED 3 21 24 87.50
295 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 12 15 80.00
296 LIM ADVISORS LIMITED 3 4 7 57.14
297 Lion Global Financial Limited 3 27 30 90.00
298 LUEN HING SECURITIES LIMITED 3 6 9 66.67
299 LUEN SING SECURITIES LIMITED 3 12 15 80.00
300 M&F Asset Management Limited 3 9 12 75.00
301 Mackenzie Investments Asia Limited 3 1 4 25.00
302 MACQUARIE EQUITIES (ASIA) LIMITED 3 31 34 91.18
303 Mason Futures Limited (HK) 3 26 29 89.66
304 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
305 Mason Securities Limited 3 51 54 94.44
306 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 4 7 57.14
307 Merdeka Securities Limited 3 1 4 25.00
308 MING HON SECURITIES LIMITED 3 1 4 25.00
309 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
310 Morgan Stanley Hong Kong Futures Limited 3 147 150 98.00
311 MUSHK Limited 3 14 17 82.35
312 Nerico Brothers Limited (HK) 3 3 6 50.00
313 Newedge Broker Limited 3 16 19 84.21
314 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
315 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
316 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 57.14
317 ONSHINE SECURITIES LIMITED 3 11 14 78.57
318 Optima Capital Limited 3 6 9 66.67
319 ORIENTAL PATRON ASIA LIMITED 3 14 17 82.35
320 Oshidori Securities Limited 3 9 12 75.00
321 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 86.96
322 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
323 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
324 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50
325 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 97.39
326 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 50.00
327 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 66.67
328 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
329 PineBridge Investments Asia Limited 3 31 34 91.18
330 PIPER JAFFRAY ASIA LIMITED 3 7 10 70.00
331 Planetree Futures Limited 3 6 9 66.67
332 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
333 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
334 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 66.67
335 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 19 22 86.36
336 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
337 QUAM FUTURES LIMITED 3 16 19 84.21
338 Quam Securities Limited 3 29 32 90.63
339 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 78.57
340 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
341 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 50.00
342 ROSA SECURITIES LIMITED 3 10 13 76.92
343 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 37 40 92.50
344 SBI China Capital Commodities Limited 3 17 20 85.00
345 SBI China Capital Financial Services Limited 3 10 13 76.92
346 SBI China Capital Securities Limited 3 31 34 91.18
347 SDHG International Securities Limited 3 5 8 62.50
348 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 72.73
349 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
350 SHACOM FUTURES LIMITED 3 2 5 40.00
351 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 0.00
352 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 10 13 76.92
353 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 110 113 97.35
354 SHUN LOONG SECURITIES COMPANY LIMITED 3 84 87 96.55
355 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 4 7 57.14
356 SOUTH CHINA COMMODITIES LIMITED 3 74 77 96.10
357 South China Investment Consultancy (Hong Kong) Limited 3 21 24 87.50
358 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
359 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 111 114 97.37
360 SPDB International Holdings Limited 3 0 3 0.00
361 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
362 SUN'S FUTURE LIMITED 3 6 9 66.67
363 Sunline Prosticks Financial Solutions Limited 3 0 3 0.00
364 Sunwah Kingsway Leasing and Finance Limited 3 9 12 75.00
365 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
366 TAI YIP STOCK COMPANY LIMITED 3 10 13 76.92
367 TAIFAIR SECURITIES LIMITED 3 11 14 78.57
368 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
369 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
370 TANG PING KONG LIMITED 3 11 14 78.57
371 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
372 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
373 THING ON SECURITIES LIMITED 3 7 10 70.00
374 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 3 2 5 40.00
375 TOPMORE COMMODITIES LIMITED 3 15 18 83.33
376 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
377 UKFP (Asia) HK Limited 3 42 45 93.33
378 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
379 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
380 VALUE PARTNERS LIMITED 3 7 10 70.00
381 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
382 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
383 WAH THAI SECURITIES LIMITED 3 2 5 40.00
384 Wanhai Securities (HK) Limited 3 3 6 50.00
385 Well Link International Securities Limited 3 29 32 90.63
386 WINFULL SECURITIES LIMITED 3 23 26 88.46
387 WING FAT SECURITIES LIMITED 3 9 12 75.00
388 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 75.00
389 WING YEE SECURITIES COMPANY LIMITED 3 7 10 70.00
390 Wisetrade Securities Limited 3 11 14 78.57
391 WOCOM LIMITED (HK) 3 30 33 90.91
392 WOCOM SECURITIES LIMITED 3 36 39 92.31
393 WORLDSEC INTERNATIONAL LIMITED 3 0 3 0.00
394 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
395 YF FUTURES COMPANY LIMITED 3 4 7 57.14
396 YICKO SECURITIES LIMITED 3 18 21 85.71
397 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
398 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
399 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
400 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
401 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 75.00
402 ABN AMRO Clearing Hong Kong Limited 2 8 10 80.00
403 abrdn Hong Kong Limited 2 3 5 60.00
404 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
405 ACM ASIA LIMITED 2 0 2 0.00
406 ADM SECURITIES LIMITED 2 1 3 33.33
407 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
408 Allard Partners Limited 2 0 2 0.00
409 AllianceBernstein Hong Kong Limited 2 10 12 83.33
410 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
411 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
412 ALPHA CORPORATE ADVISORS LIMITED 2 0 2 0.00
413 ALPHA FUTURES COMPANY LIMITED 2 3 5 60.00
414 Alpha Nova Capital Management Limited 2 1 3 33.33
415 ALPHA SECURITIES COMPANY LIMITED 2 4 6 66.67
416 ANGUS MOORE LIMITED 2 2 4 50.00
417 Anuenue Advisors Limited 2 1 3 33.33
418 Anuenue Limited 2 0 2 0.00
419 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
420 Arta Global Futures Limited 2 3 5 60.00
421 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43
422 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 5 7 71.43
423 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
424 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
425 Averest Capital Limited 2 4 6 66.67
426 Avia Asset Management Limited 2 0 2 0.00
427 AXA Investment Managers Asia Limited 2 0 2 0.00
428 BALI SECURITIES CO. LIMITED 2 0 2 0.00
429 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 90.48
430 BaoQiao Partners Securities (HK) Limited 2 8 10 80.00
431 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 71.43
432 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
433 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 88.24
434 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
435 BEA Union Investment Management Limited 2 8 10 80.00
436 BEAR BRIGHT LIMITED 2 4 6 66.67
437 Beijing Securities Limited 2 24 26 92.31
438 BIZ CORP LIMITED 2 15 17 88.24
439 BlackRock (Hong Kong) Limited (d2017-01-20) 2 13 15 86.67
440 BLOOMYEARS LIMITED 2 3 5 60.00
441 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 26 28 92.86
442 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 95.45
443 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
444 BOCI COMMODITIES & FUTURES LIMITED 2 34 36 94.44
445 BOCI RESEARCH LIMITED 2 10 12 83.33
446 BOKHARY SECURITIES LIMITED 2 7 9 77.78
447 Bradbury Securities Limited 2 6 8 75.00
448 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
449 Bright Fund Management Limited 2 5 7 71.43
450 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 60.00
451 Broadway Wealth Management Limited 2 5 7 71.43
452 BULLISH SECURITIES LIMITED 2 12 14 85.71
453 BUSINESS FUTURES LIMITED 2 10 12 83.33
454 BUSINESS SECURITIES LIMITED 2 23 25 92.00
455 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
456 CAIIS Limited 2 4 6 66.67
457 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
458 CASH Wealth Management Limited 2 1 3 33.33
459 CBH Asia Limited 2 7 9 77.78
460 CCB Securities Limited 2 2 4 50.00
461 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 2 2 4 50.00
462 CERES CAPITAL LIMITED 2 2 4 50.00
463 CES Commodities (HK) Limited 2 226 228 99.12
464 CES Wealth Management (HK) Limited 2 0 2 0.00
465 CGS International Securities Hong Kong Limited 2 12 14 85.71
466 Chanceton Capital Partners Limited 2 0 2 0.00
467 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
468 ChapmanCraig Limited 2 0 2 0.00
469 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 83.33
470 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
471 CHIEF COMMODITIES LIMITED 2 6 8 75.00
472 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
473 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
474 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
475 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 50.00
476 China Hong Kong Capital Asset Management Company Limited 2 9 11 81.82
477 China Integrity Investment Limited 2 1 3 33.33
478 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
479 CHINA POINT STOCK BROKERS LIMITED 2 14 16 87.50
480 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
481 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
482 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
483 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
484 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
485 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 60.00
486 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 33 35 94.29
487 CLSA RESEARCH LIMITED 2 28 30 93.33
488 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
489 COMGEST FAR EAST LIMITED 2 2 4 50.00
490 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
491 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 181 183 98.91
492 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 98.06
493 Credit Suisse Futures (Hong Kong) Limited 2 10 12 83.33
494 CUPOLA CAPITAL LIMITED 2 0 2 0.00
495 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
496 D.J. SECURITIES LIMITED 2 1 3 33.33
497 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
498 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 60.00
499 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 84.62
500 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 86 88 97.73
501 DELTA ASIA SECURITIES LIMITED 2 37 39 94.87
502 Delta Asia Wealth Management Limited 2 1 3 33.33
503 DEUTSCHE FUTURES HONG KONG LIMITED 2 13 15 86.67
504 DL BROKERAGE LIMITED 2 18 20 90.00
505 DORIC CAPITAL CORPORATION 2 1 3 33.33
506 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
507 DWS Investments Hong Kong Limited 2 8 10 80.00
508 EAA SECURITIES LIMITED 2 11 13 84.62
509 EAST ASIA SECURITIES COMPANY LIMITED 2 72 74 97.30
510 Eastspring Investments (Hong Kong) Limited 2 6 8 75.00
511 EMPEROR FUTURES LIMITED 2 30 32 93.75
512 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
513 EQ INVESTOR SERVICES LIMITED 2 0 2 0.00
514 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
515 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 90.00
516 ETRADE SECURITIES LIMITED 2 16 18 88.89
517 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 88.89
518 Everbright Securities Digital Finance (HK) Limited 2 27 29 93.10
519 Evergrande Securities (Hong Kong) Limited 2 12 14 85.71
520 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
521 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
522 EWARTON SECURITIES LIMITED 2 15 17 88.24
523 F. R. ZIMMERN LIMITED 2 3 5 60.00
524 FAIRWIN BROKING LIMITED 2 5 7 71.43
525 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
526 FDB Financial Group Limited 2 6 8 75.00
527 Finet Securities Limited 2 2 4 50.00
528 FIRST ASIA FINANCE GROUP LIMITED 2 7 9 77.78
529 First China e-Safety Technology Limited 2 0 2 0.00
530 FIRST SECURITIES (HK) LIMITED 2 9 11 81.82
531 FIRST SHANGHAI FUTURES LIMITED 2 17 19 89.47
532 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 33.33
533 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 2 4 50.00
534 Fu Yip Securities & Investment Co. 2 6 8 75.00
535 Fubon Capital (HK) Limited 2 3 5 60.00
536 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 91.30
537 FULL WIN SECURITIES LIMITED 2 2 4 50.00
538 FULLJET SECURITIES LIMITED 2 0 2 0.00
539 Funderstone Asset Management (HK) Limited 2 0 2 0.00
540 FWD Financial Planning Limited (HK) 2 14 16 87.50
541 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33
542 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
543 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
544 Ge Shang Investment (Hong Kong) Limited 2 5 7 71.43
545 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
546 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
547 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 77.78
548 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
549 GLS SECURITIES LIMITED 2 6 8 75.00
550 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
551 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
552 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
553 Goldbridge Securities Limited 2 13 15 86.67
554 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
555 Goldin Equities Limited 2 5 7 71.43
556 Goldman Sachs Investment Management Hong Kong Limited 2 8 10 80.00
557 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
558 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
559 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
560 Grand Cartel Securities Company Limited 2 5 7 71.43
561 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
562 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
563 Grit Securities Limited 2 2 4 50.00
564 GT CAPITAL LIMITED 2 7 9 77.78
565 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 50.00
566 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47
567 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 0.00
568 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 98.74
569 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00
570 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
571 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
572 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
573 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
574 Hao Tian International Securities Limited 2 8 10 80.00
575 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
576 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 81.82
577 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
578 HENCO CAPITAL LIMITED 2 3 5 60.00
579 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
580 HENYEP SECURITIES LIMITED 2 25 27 92.59
581 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
582 HERMES SECURITIES LIMITED 2 9 11 81.82
583 HIP HING SECURITIES LIMITED 2 2 4 50.00
584 HONOUR FUTURES LIMITED 2 8 10 80.00
585 HONOUR SECURITIES COMPANY LIMITED 2 8 10 80.00
586 HOU TAK SECURITIES LIMITED 2 3 5 60.00
587 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
588 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
589 HSBC BROKING FOREX (ASIA) LIMITED 2 85 87 97.70
590 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
591 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 0.00
592 HSBC LIFE (INTERNATIONAL) LIMITED 2 79 81 97.53
593 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 71.43
594 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
595 Huajin Corporate Finance (International) Limited 2 0 2 0.00
596 Huarong International Securities Limited 2 40 42 95.24
597 HUNG BROTHERS LIMITED 2 4 6 66.67
598 HUNG SING SECURITIES LIMITED 2 14 16 87.50
599 I & P SECURITIES LIMITED 2 3 5 60.00
600 iBest Consultants Limited 2 16 18 88.89
601 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
602 ICBC Asset Management (Global) Company Limited 2 2 4 50.00
603 Interactive Brokers Hong Kong Limited 2 2 4 50.00
604 INTERCHINA FUTURES LIMITED 2 18 20 90.00
605 INTERCHINA SECURITIES LIMITED 2 35 37 94.59
606 iVenture Investment Management Limited 2 0 2 0.00
607 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 90.48
608 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
609 Janus Henderson Investors Hong Kong Limited 2 8 10 80.00
610 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
611 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 97.53
612 JEFFERIES PACIFIC LIMITED 2 2 4 50.00
613 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 85.71
614 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
615 JPMorgan Funds (Asia) Limited 2 45 47 95.74
616 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 71.43
617 JVSakk Asia Limited 2 7 9 77.78
618 KARFORD SECURITIES LIMITED 2 0 2 0.00
619 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 89.47
620 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 88.24
621 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
622 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
623 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 75.00
624 KGI Asset Management Limited 2 0 2 0.00
625 KGI CAPITAL ASIA LIMITED 2 4 6 66.67
626 KINGSTON FUTURES LIMITED 2 19 21 90.48
627 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
628 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0.00
629 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
630 KMT SECURITIES LIMITED 2 5 7 71.43
631 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
632 KWOK HING SECURITIES LIMITED 2 3 5 60.00
633 LAU & COMPANY LIMITED 2 0 2 0.00
634 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 2 26 28 92.86
635 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
636 LEI SHING HONG SECURITIES LIMITED 2 8 10 80.00
637 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
638 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
639 LING SECURITIES LIMITED 2 4 6 66.67
640 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
641 LOMBARD ODIER (HONG KONG) LIMITED 2 13 15 86.67
642 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
643 Lynx Portfolio Limited 2 0 2 0.00
644 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
645 MAGUSTA FUTURES LIMITED 2 6 8 75.00
646 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
647 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
648 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
649 MAN WO INVESTMENT CO., LIMITED 2 2 4 50.00
650 MANGO FINANCIAL LIMITED 2 12 14 85.71
651 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 50.00
652 MANULIFE (INTERNATIONAL) LIMITED 2 13 15 86.67
653 Manulife Investment Management (Hong Kong) Limited 2 1120 1122 99.82
654 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
655 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
656 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
657 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
658 MEGABASE FUTURES CO. LIMITED 2 4 6 66.67
659 MEGABASE SECURITIES LIMITED 2 5 7 71.43
660 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
661 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 97.44
662 MESSIS CAPITAL LIMITED 2 1 3 33.33
663 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
664 MIB FINANCE (HONG KONG) LIMITED 2 23 25 92.00
665 Minerva Holding Financial Securities Limited 2 11 13 84.62
666 MIZUHO SECURITIES ASIA LIMITED 2 13 15 86.67
667 Moliyo (Hong Kong) Limited 2 3 5 60.00
668 Monex Boom Securities (H.K.) Limited 2 6 8 75.00
669 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
670 MORTON SECURITIES LIMITED 2 2 4 50.00
671 MTF SECURITIES LIMITED 2 13 15 86.67
672 NAPA GLOBAL LIMITED 2 1 3 33.33
673 NATIONAL RESOURCES SECURITIES LIMITED 2 17 19 89.47
674 Neutral Financial Holding Company Limited 2 6 8 75.00
675 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
676 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
677 Newedge Broker Hong Kong Limited 2 12 14 85.71
678 Nittan Securities Asia Limited 2 2 4 50.00
679 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
680 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 127 129 98.45
681 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
682 NORTH SEA SECURITIES LIMITED 2 6 8 75.00
683 NOUVELLE CAYENNA INNOVATION LIMITED 2 5 7 71.43
684 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 88.89
685 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
686 OnePlatform Securities Limited 2 31 33 93.94
687 Open Securities Limited 2 10 12 83.33
688 Oreana Financial Services Limited 2 4 6 66.67
689 ORIENT SECURITIES LIMITED 2 8 10 80.00
690 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
691 Oshidori Corporate Finance Limited 2 0 2 0.00
692 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0.00
693 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
694 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 81.82
695 PARIBAS ASIA EQUITY LIMITED 2 8 10 80.00
696 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
697 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
698 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
699 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
700 PEGASUS FUND MANAGERS LIMITED 2 28 30 93.33
701 PGIM (Hong Kong) Limited 2 3 5 60.00
702 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
703 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 66.67
704 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
705 PO SANG SECURITIES LIMITED 2 12 14 85.71
706 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 12 14 85.71
707 PRUDENCE FUTURES LIMITED 2 0 2 0.00
708 PRUDENTIAL BROKERAGE LIMITED 2 77 79 97.47
709 Public Securities Limited 2 4 6 66.67
710 QLEAP ACCELERATORS LIMITED 2 2 4 50.00
711 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
712 Rakuten Securities Hong Kong Limited 2 1 3 33.33
713 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
714 RBC FUTURES SERVICES (ASIA) LIMITED 2 27 29 93.10
715 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 44 46 95.65
716 RBS Asia Futures Limited 2 5 7 71.43
717 REALINK FINANCIAL TRADE LIMITED 2 13 15 86.67
718 REXCAPITAL FUTURES LIMITED 2 36 38 94.74
719 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
720 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
721 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
722 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
723 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
724 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
725 SCM CHINA LIMITED 2 1 3 33.33
726 SEEKERS MARKETS LIMITED 2 12 14 85.71
727 Shacom Securities Limited 2 6 8 75.00
728 Shang International Finance Limited 2 8 10 80.00
729 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33
730 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 97.33
731 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
732 SHUN LOONG FUTURES LIMITED 2 35 37 94.59
733 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00
734 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
735 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33
736 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
737 Sino-Rich Securities & Futures Limited 2 9 11 81.82
738 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
739 Sinofortune Financial Capital Limited 2 1 3 33.33
740 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 0.00
741 SINOMAX SECURITIES LIMITED 2 3 5 60.00
742 SINOPAC FUTURES (ASIA) LIMITED 2 12 14 85.71
743 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
744 SIU ON SECURITIES LIMITED 2 4 6 66.67
745 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 50.00
746 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 66.67
747 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 4 6 66.67
748 SOLID KING SECURITIES LIMITED 2 8 10 80.00
749 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 14 16 87.50
750 SPS COMMODITIES LIMITED 2 8 10 80.00
751 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 75.00
752 St. James's Place (Hong Kong) Limited 2 7 9 77.78
753 STANDARD & POOR'S, LLC 2 1 3 33.33
754 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
755 STOCKWELL SECURITIES LIMITED 2 28 30 93.33
756 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
757 Success Futures and Foreign Exchange Limited 2 3 5 60.00
758 Success Securities Limited 2 25 27 92.59
759 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 50.00
760 SUN DELTA SECURITIES LIMITED 2 2 4 50.00
761 SUN GROWTH SECURITIES LIMITED 2 19 21 90.48
762 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
763 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
764 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
765 T G HOLBORN (HK) LIMITED 2 43 45 95.56
766 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00
767 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
768 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
769 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
770 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
771 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 66.67
772 TANG KEE SECURITIES LIMITED 2 4 6 66.67
773 TARTAN SECURITIES (ASIA) LIMITED 2 5 7 71.43
774 TC Investment Management (Asia) Limited 2 4 6 66.67
775 Templewater Hong Kong Limited 2 4 6 66.67
776 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
777 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
778 TIMES SECURITIES COMPANY LIMITED 2 17 19 89.47
779 TISCO SECURITIES HONG KONG LIMITED 2 15 17 88.24
780 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
781 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0.00
782 TOYO SECURITIES ASIA LIMITED 2 4 6 66.67
783 TRANS JOY SECURITIES LIMITED 2 10 12 83.33
784 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
785 TSE'S SECURITIES LIMITED 2 54 56 96.43
786 Tung Shing Futures (Brokers) Limited 2 73 75 97.33
787 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
788 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
789 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
790 Tyche Group Limited 2 8 10 80.00
791 UBS Asset Management (Hong Kong) Limited 2 5 7 71.43
792 UBS DERIVATIVES HONG KONG LIMITED 2 8 10 80.00
793 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
794 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
795 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
796 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
797 Vantum Futures Limited 2 2 4 50.00
798 VC BROKERAGE LIMITED 2 72 74 97.30
799 VERCAP Financial Services Limited 2 7 9 77.78
800 VICTORFIELD SECURITIES LIMITED 2 3 5 60.00
801 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
802 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 60.00
803 VICTORY SECURITIES COMPANY LIMITED 2 13 15 86.67
804 WAH SANG SECURITIES LIMITED 2 3 5 60.00
805 WAI FAT SECURITIES LIMITED 2 4 6 66.67
806 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
807 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
808 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
809 Waton Securities International Limited 2 10 12 83.33
810 WELLAM INVESTMENT LIMITED 2 0 2 0.00
811 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
812 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 60.00
813 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
814 WILBY SECURITIES LIMITED 2 4 6 66.67
815 Win Securities Limited 2 2 4 50.00
816 WIN WONG SECURITIES LIMITED 2 29 31 93.55
817 WING FUNG SECURITIES LIMITED 2 4 6 66.67
818 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
819 WINGS SECURITIES (HK) LIMITED 2 53 55 96.36
820 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
821 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
822 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
823 WORLDVEST CAPITAL LIMITED 2 0 2 0.00
824 WORLDWIDE BROKERAGE LIMITED 2 3 5 60.00
825 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
826 YARDLEY FINANCE LIMITED 2 1 3 33.33
827 YARDLEY SECURITIES LIMITED 2 4 6 66.67
828 YICKO FUTURES LIMITED 2 7 9 77.78
829 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
830 YING WAH SECURITIES COMPANY LIMITED 2 6 8 75.00
831 Youyu Credit Limited 2 7 9 77.78
832 YU ON COMMODITIES COMPANY LIMITED 2 3 5 60.00
833 YU ON SECURITIES COMPANY LIMITED 2 19 21 90.48
834 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 33.33
835 Yunfeng Financial Markets Limited 2 14 16 87.50
836 ZURICH ADVISORY (HK) LIMITED 2 135 137 98.54
837 ZURICH CAPITAL MARKETS HONG KONG LIMITED 2 0 2 0.00
838 313 Capital Management Limited 1 0 1 0.00
839 AASTOCKS.COM LIMITED 1 0 1 0.00
840 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 50.00
841 ADMIS Hong Kong Limited 1 15 16 93.75
842 Aevitas Securities Limited 1 4 5 80.00
843 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
844 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 96.55
845 AISNA CONSULTANTS LIMITED 1 1 2 50.00
846 AJ Securities Limited 1 8 9 88.89
847 ALPS ADVISORY (HK) LIMITED 1 2 3 66.67
848 ALTA FINANCE LIMITED 1 1 2 50.00
849 AMPLE CAPITAL LIMITED 1 0 1 0.00
850 AMRI ADVISORY LIMITED 1 0 1 0.00
851 Anli Securities Limited 1 8 9 88.89
852 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
853 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 66.67
854 ASG CORPORATE FINANCE LIMITED 1 0 1 0.00
855 ASG FUTURES LIMITED 1 12 13 92.31
856 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
857 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
858 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 75.00
859 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 50.00
860 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
861 Asian Pacific Investment Company 1 3 4 75.00
862 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
863 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
864 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
865 AUDREY CHOW SECURITIES LIMITED 1 6 7 85.71
866 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
867 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 436 437 99.77
868 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
869 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
870 Axis Capital Management Limited 1 0 1 0.00
871 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0.00
872 BARBER ASIA LIMITED 1 0 1 0.00
873 BARCLAYS CAPITAL ASIA LIMITED 1 52 53 98.11
874 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
875 BEAF LIMITED (d2009-01-30) 1 1 2 50.00
876 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
877 Beevest Securities Limited 1 20 21 95.24
878 BERICH FUTURES (H.K.) COMPANY LIMITED 1 5 6 83.33
879 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
880 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
881 Black Marble Securities Limited 1 4 5 80.00
882 BlackRock Asset Management North Asia Limited 1 4 5 80.00
883 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 11 12 91.67
884 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 83.33
885 Bold Win Securities Co. 1 1 2 50.00
886 BPI INTERNATIONAL FINANCE LIMITED 1 1 2 50.00
887 Bright Securities Company (The) 1 1 2 50.00
888 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 75.00
889 BROOKE CAPITAL LIMITED 1 1 2 50.00
890 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
891 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0.00
892 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
893 CAMERON BUTLER HK LIMITED 1 6 7 85.71
894 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
895 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
896 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
897 CASH Mobile Financial Services Limited 1 2 3 66.67
898 CBRE Investment Management (Asia) Limited 1 0 1 0.00
899 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0.00
900 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
901 CEIM (HK) LIMITED 1 0 1 0.00
902 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
903 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
904 CES Private (HK) Limited 1 9 10 90.00
905 CF GLOBAL (HK) LIMITED 1 3 4 75.00
906 Champion & Co. 1 2 3 66.67
907 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 80.00
908 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
909 CHEE TAK SECURITIES LIMITED 1 5 6 83.33
910 CHEETAH ADVISORS LIMITED 1 0 1 0.00
911 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
912 Chelac Investment Company 1 6 7 85.71
913 Cheong Lee Securities Co. 1 4 5 80.00
914 CHIEF SECURITIES LIMITED 1 19 20 95.00
915 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
916 China Enterprise Securities Company Limited 1 1 2 50.00
917 China Finance Holdings Limited 1 0 1 0.00
918 China Gather Wealth Financial Company Limited 1 1 2 50.00
919 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
920 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 95.65
921 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
922 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 90.00
923 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
924 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
925 Ching Yick Company 1 1 2 50.00
926 CHRISTFUND FUTURES LIMITED 1 9 10 90.00
927 CHUANGS & CO. LIMITED 1 3 4 75.00
928 Chung Tak & Company 1 5 6 83.33
929 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
930 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
931 CITIC Securities Futures (HK) Limited 1 19 20 95.00
932 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
933 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 66.67
934 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
935 COL Securities (HK) Limited 1 1 2 50.00
936 COMMENCE COMPANY LIMITED 1 0 1 0.00
937 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0.00
938 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
939 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
940 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
941 Cowen and Company (Asia) Limited 1 2 3 66.67
942 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 93.75
943 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
944 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 7 8 87.50
945 CSC FUTURES (HK) LIMITED 1 21 22 95.45
946 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
947 CTW SECURITIES LIMITED 1 3 4 75.00
948 CVC Asia Pacific Limited 1 8 9 88.89
949 DAH SING SECURITIES LIMITED 1 2 3 66.67
950 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
951 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
952 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 1 9 10 90.00
953 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 90.91
954 DASHIN SECURITIES LIMITED 1 1 2 50.00
955 DEBTTRADERS, LIMITED 1 8 9 88.89
956 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 93.33
957 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0.00
958 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
959 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0.00
960 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
961 DRAKE & MORGAN LIMITED (HK) 1 7 8 87.50
962 EAST ASIA FUTURES LIMITED 1 6 7 85.71
963 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
964 EEERATE ADVISORY LIMITED 1 0 1 0.00
965 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
966 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
967 EQT Partners Asia Limited 1 4 5 80.00
968 EQT Partners Hong Kong Limited 1 2 3 66.67
969 Essence International Financial Holdings Limited 1 21 22 95.45
970 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
971 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
972 EUREKA SECURITIES LIMITED 1 5 6 83.33
973 EVA ASSET MANAGEMENT LIMITED 1 1 2 50.00
974 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
975 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
976 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 1 2 50.00
977 EVERHOT SECURITIES LIMITED 1 6 7 85.71
978 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
979 EYREMOUNT LIMITED 1 0 1 0.00
980 F & M Investment Advisor 1 0 1 0.00
981 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
982 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
983 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 94.44
984 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
985 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
986 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
987 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
988 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 50.00
989 FORTUNE (HK) SECURITIES LIMITED 1 6 7 85.71
990 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
991 Freddy Company 1 3 4 75.00
992 FTLife Insurance Company Limited 1 4 5 80.00
993 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
994 Fubon Fund Management (Hong Kong) Limited 1 0 1 0.00
995 FWD Life Insurance Company (Bermuda) Limited 1 28 29 96.55
996 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
997 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
998 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
999 GAYANG SECURITIES LIMITED 1 11 12 91.67
1000 GET NICE ASSET MANAGEMENT LIMITED 1 4 5 80.00
1001 GET NICE FUTURES COMPANY LIMITED 1 25 26 96.15
1002 GIGA (HONG KONG) LIMITED 1 2 3 66.67
1003 Giny Securities Company 1 2 3 66.67
1004 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1005 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 3 4 75.00
1006 GLOBAL FUTURE COMPANY LIMITED 1 1 2 50.00
1007 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1008 Gold Centre Investment Company 1 5 6 83.33
1009 Goldyard Capital Limited 1 15 16 93.75
1010 Goodcape Investment Company 1 3 4 75.00
1011 GRAND DYNASTY CAPITAL LIMITED 1 0 1 0.00
1012 GRAND ONWARD SECURITIES LIMITED 1 10 11 90.91
1013 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
1014 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 1 2 50.00
1015 GREEN STAR ASIA LIMITED 1 6 7 85.71
1016 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1017 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
1018 H & A Investment Company 1 0 1 0.00
1019 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 80.00
1020 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
1021 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 50.00
1022 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 83.33
1023 HENDALE GROUP LIMITED 1 0 1 0.00
1024 HENIK SECURITIES LIMITED 1 7 8 87.50
1025 HFS ASSET MANAGEMENT LIMITED 1 4 5 80.00
1026 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1027 Ho Fung Shares Investment Company 1 12 13 92.31
1028 HOI SANG SECURITIES LIMITED 1 2 3 66.67
1029 Hon Hoi Suen, John 1 0 1 0.00
1030 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 75.00
1031 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1032 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
1033 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1034 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 50.00
1035 HSZ (HONG KONG) LIMITED 1 2 3 66.67
1036 HUA NAN SECURITIES (HK) LIMITED 1 13 14 92.86
1037 Huayu Securities Limited 1 4 5 80.00
1038 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1039 HUNG SING FUTURES LIMITED 1 2 3 66.67
1040 ICEA SECURITIES ASIA LIMITED 1 6 7 85.71
1041 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
1042 IMARKETS LIMITED 1 2 3 66.67
1043 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 50.00
1044 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
1045 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 0.00
1046 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1047 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1048 Interactive Brokers LLC 1 2 3 66.67
1049 Intercontinent Securities Company 1 3 4 75.00
1050 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 1 2 3 66.67
1051 INTERNATIONAL CAPITAL NETWORK LIMITED 1 0 1 0.00
1052 INTERNATIONAL COMMERCE CORPORATION 1 2 3 66.67
1053 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
1054 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 50.00
1055 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1056 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1057 JIMEI WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1058 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1059 Joseph Cheung & Associates 1 0 1 0.00
1060 JPMorgan Asset Management (Japan) Limited 1 0 1 0.00
1061 JS SECURITIES LIMITED (HK) 1 2 3 66.67
1062 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1063 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1064 K.K. Wong & Company 1 0 1 0.00
1065 K.L. Securities Company 1 6 7 85.71
1066 Ka Yue Investment Company 1 0 1 0.00
1067 KAISER SECURITIES LIMITED 1 27 28 96.43
1068 KAM LUEN SECURITIES LIMITED 1 3 4 75.00
1069 Kan Fung Securities Co. 1 0 1 0.00
1070 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
1071 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
1072 Katherine Ip & Company 1 3 4 75.00
1073 KB Securities Hong Kong Limited 1 5 6 83.33
1074 KGI FUTURES (HONG KONG) LIMITED 1 142 143 99.30
1075 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 50.00
1076 KHG Lam 1 0 1 0.00
1077 Kin Fung Stock Company 1 3 4 75.00
1078 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1079 King Wai Company 1 0 1 0.00
1080 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
1081 Ko Kun Stock Company 1 1 2 50.00
1082 Ko's Brother (Securities) Company 1 17 18 94.44
1083 KOFFMAN INVESTMENT LIMITED 1 7 8 87.50
1084 KWAI HUNG SECURITIES COMPANY LIMITED 1 25 26 96.15
1085 KWK ASIA MANAGEMENT LIMITED 1 0 1 0.00
1086 Kwok Chung Chun Securities Company 1 0 1 0.00
1087 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
1088 Lawsons Securities Company 1 0 1 0.00
1089 LAZARD ASIA (HONG KONG) LIMITED 1 2 3 66.67
1090 Lee Tat & Company 1 4 5 80.00
1091 Lees Securities Co. 1 8 9 88.89
1092 LEHMAN BROTHERS FUTURES ASIA LIMITED 1 1 2 50.00
1093 LINDEMAN ASIA LIMITED 1 0 1 0.00
1094 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0.00
1095 Lombard Investments (HK) Limited 1 0 1 0.00
1096 Longitude Asia Limited 1 0 1 0.00
1097 M & A SECURITIES (HK) LIMITED 1 3 4 75.00
1098 M-TRADE ASIA LIMITED 1 0 1 0.00
1099 Macquarie Corporate (Hong Kong) Limited 1 8 9 88.89
1100 Mainland Securities Co. 1 1 2 50.00
1101 MALAHON SECURITIES LIMITED 1 11 12 91.67
1102 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
1103 MANBLE SECURITIES LIMITED 1 7 8 87.50
1104 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1105 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
1106 MARC FABER LIMITED 1 0 1 0.00
1107 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 92.86
1108 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
1109 Maurice Lee Investment Advisor Company 1 0 1 0.00
1110 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
1111 MCP Holdings Limited (HK) 1 0 1 0.00
1112 MEAG Hong Kong Limited 1 1 2 50.00
1113 MEIJI YASUDA ASIA LIMITED 1 7 8 87.50
1114 MEIJI YASUDA COMPANY LIMITED 1 5 6 83.33
1115 Melbourne Investment Company 1 1 2 50.00
1116 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 50.00
1117 Mercer (Hong Kong) Limited 1 1 2 50.00
1118 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1119 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
1120 MIB FUTURES (HONG KONG) LIMITED 1 16 17 94.12
1121 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1122 MLI LIMITED (d2018-03-29) 1 6 7 85.71
1123 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 80.00
1124 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
1125 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1126 Nan Lee Investment Co. 1 2 3 66.67
1127 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
1128 Network Financial Services Limited 1 32 33 96.97
1129 New Gala Securities Company 1 3 4 75.00
1130 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1131 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 75.00
1132 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
1133 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
1134 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
1135 NUADA CAPITAL LIMITED 1 0 1 0.00
1136 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1137 OCBC Futures Investment (Hong Kong) Limited 1 5 6 83.33
1138 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 92.31
1139 Offshore Financial Consultants 1 0 1 0.00
1140 On Hing Securities Company 1 1 2 50.00
1141 OnePlatform Asset Management Limited 1 61 62 98.39
1142 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1143 Open Asset Management Limited 1 0 1 0.00
1144 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1145 Oriental Stocks & Shares (Investment) Co. 1 2 3 66.67
1146 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
1147 OVERLOOK INVESTMENTS LIMITED 1 1 2 50.00
1148 PACIFIC GROUP LIMITED (THE) 1 0 1 0.00
1149 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1150 Pacific Sun Advisors Limited 1 0 1 0.00
1151 PANURGY LIMITED 1 0 1 0.00
1152 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0.00
1153 Paul Fan & Company 1 0 1 0.00
1154 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
1155 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
1156 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1157 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 93.33
1158 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
1159 PO LEE SECURITIES LIMITED 1 2 3 66.67
1160 Prashant K. Trivedi 1 0 1 0.00
1161 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 50.00
1162 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1163 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
1164 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 1 2 50.00
1165 PRIVATE CAPITAL LIMITED 1 0 1 0.00
1166 Promising Securities Company 1 15 16 93.75
1167 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 96.00
1168 Public Financial Securities Limited 1 7 8 87.50
1169 Public Futures Limited 1 3 4 75.00
1170 Public Pacific Securities Limited 1 1 2 50.00
1171 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1172 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 0.00
1173 REALCHAMP ASSET MANAGEMENT LIMITED 1 5 6 83.33
1174 Redford Asset Management Limited 1 2 3 66.67
1175 Regal Jewellery & Goldsmith Co., Limited 1 6 7 85.71
1176 REGENT FINANCIAL SERVICES LIMITED 1 1 2 50.00
1177 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 1 2 50.00
1178 RESIDENTS SECURITIES LIMITED 1 2 3 66.67
1179 REXCAPITAL ONLINE LIMITED 1 1 2 50.00
1180 RHB SECURITIES HONG KONG LIMITED 1 14 15 93.33
1181 Rich Union Securities (H.K.) Limited 1 2 3 66.67
1182 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 5 6 83.33
1183 Rifa Securities Limited 1 7 8 87.50
1184 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1185 RIMC ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1186 RL360 SERVICES LIMITED 1 1 2 50.00
1187 Robert Kai Leung Lo 1 1 2 50.00
1188 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
1189 ROOFER SECURITIES LIMITED 1 9 10 90.00
1190 SA Capital Limited (HK) 1 0 1 0.00
1191 Salisbury Securities 1 2 3 66.67
1192 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1193 San Wan Yuan & Company 1 1 2 50.00
1194 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1195 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
1196 Seaga International 1 2 3 66.67
1197 SELINA & CO. LIMITED (HK) 1 7 8 87.50
1198 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
1199 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 66.67
1200 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 80.00
1201 SHUN HENG SECURITIES LIMITED 1 7 8 87.50
1202 SHUN LOONG CAPITAL LIMITED 1 1 2 50.00
1203 SHUN LOONG FOREX COMPANY LIMITED 1 16 17 94.12
1204 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
1205 Silk Road International Capital Limited 1 0 1 0.00
1206 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1207 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1208 SINO CAPITAL SECURITIES LIMITED 1 24 25 96.00
1209 SKY WARD ASIA LIMITED 1 0 1 0.00
1210 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 0.00
1211 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1212 Soo Pei Shao & Company 1 8 9 88.89
1213 Soo Pui Chen & Company 1 2 3 66.67
1214 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
1215 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1216 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 4 5 80.00
1217 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 50.00
1218 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 75.00
1219 SPS INVESTMENT SERVICES LIMITED 1 6 7 85.71
1220 SPS RESEARCH LIMITED 1 1 2 50.00
1221 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1222 Standard Commodities (Asia) Limited 1 2 3 66.67
1223 STAR SECURITIES LIMITED (d2009-10-02) 1 4 5 80.00
1224 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 15 16 93.75
1225 Stellar Securities Limited 1 2 3 66.67
1226 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1227 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1228 Success Power Investment Advisory Limited 1 0 1 0.00
1229 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1230 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1231 Sun Life Financial Asia Services Limited 1 1 2 50.00
1232 Sun Life Hong Kong Limited 1 493 494 99.80
1233 SUN RAISE CAPITAL LIMITED 1 0 1 0.00
1234 Sunrise Investment Company 1 8 9 88.89
1235 Superfund Financial (Hong Kong) Limited 1 2 3 66.67
1236 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 5 6 83.33
1237 Szehope & Company 1 3 4 75.00
1238 T & F RESEARCH LIMITED 1 1 2 50.00
1239 T G SECURITIES LIMITED 1 0 1 0.00
1240 T Y International 1 0 1 0.00
1241 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1242 T. ROWE PRICE INTERNATIONAL, INC. 1 6 7 85.71
1243 T. W. SABNANI SECURITIES LIMITED 1 1 2 50.00
1244 TAHOE LIFE INSURANCE COMPANY LIMITED 1 8 9 88.89
1245 Tai Chuen Securities Co. 1 1 2 50.00
1246 TAI WAH SECURITIES LIMITED 1 6 7 85.71
1247 TAIFAIR FUTURES LIMITED 1 4 5 80.00
1248 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1249 TCW ASIA LIMITED 1 0 1 0.00
1250 Teil Stock Investment Company 1 0 1 0.00
1251 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1252 Ten & Ten Securities Company 1 4 5 80.00
1253 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1254 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1255 To Hoi Hung Company 1 4 5 80.00
1256 Towers Watson Hong Kong Limited 1 4 5 80.00
1257 TRANSPAC CAPITAL LIMITED 1 4 5 80.00
1258 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 50.00
1259 Trinity Financial Group Limited 1 0 1 0.00
1260 Tung Shun & Company 1 3 4 75.00
1261 TUNG WUI SECURITIES CO., LIMITED 1 1 2 50.00
1262 TVC MANAGEMENT LIMITED 1 0 1 0.00
1263 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1264 UFJ INVESTMENTS ASIA LIMITED 1 10 11 90.91
1265 UNI-ALPHA FUTURES LIMITED 1 5 6 83.33
1266 UNI-CROWN INVESTMENT LIMITED 1 0 1 0.00
1267 Union Securities Co 1 1 2 50.00
1268 UNITED CAPITAL LIMITED 1 0 1 0.00
1269 United Securities Limited (HK) 1 5 6 83.33
1270 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 75.00
1271 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1272 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 90.00
1273 Value Partners Private Equity Limited 1 0 1 0.00
1274 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1275 VC International Asset Management Limited 1 2 3 66.67
1276 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 95.45
1277 Virtu ITG Hong Kong Limited 1 6 7 85.71
1278 Virtu ITG Securities (Asia) Limited 1 6 7 85.71
1279 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1280 VMS Securities Limited 1 8 9 88.89
1281 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1282 WALCO SECURITIES LIMITED 1 3 4 75.00
1283 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1284 Welform Investors Company 1 4 5 80.00
1285 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1286 WIGRAM CAPITAL LIMITED 1 0 1 0.00
1287 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
1288 WILLIAMS SECURITIES LIMITED 1 0 1 0.00
1289 WING ON SECURITIES LIMITED 1 10 11 90.91
1290 WING TAK SECURITIES LIMITED 1 1 2 50.00
1291 Wing Yee Company 1 4 5 80.00
1292 Winning & Company 1 1 2 50.00
1293 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1294 WM (HK) Limited 1 751 752 99.87
1295 WOCOM FOREIGN EXCHANGE CO. LIMITED 1 4 5 80.00
1296 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1297 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1298 WORLDTOP SECURITIES LIMITED 1 2 3 66.67
1299 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1300 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1301 Y. S. Law & Co. 1 0 1 0.00
1302 YF Life Insurance International Limited 1 11 12 91.67
1303 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 83.33
1304 Ying Kit Stock Company 1 0 1 0.00
1305 Yuanta Securities (Hong Kong) Company Limited 1 0 1 0.00
1306 Ziar & Company 1 5 6 83.33
1307 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 50.00
1308 ABN AMRO (HONG KONG) LIMITED 0 9 9 100.00
1309 AGIFEL INTERNATIONAL LIMITED 0 2 2 100.00
1310 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1311 AXA Financial Planning (Hong Kong) Limited 0 4 4 100.00
1312 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
1313 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
1314 Capital International, Inc. 0 7 7 100.00
1315 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
1316 Credit Suisse (Hong Kong) Limited 0 59 59 100.00
1317 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
1318 GFI (HK) SECURITIES L.L.C. 0 4 4 100.00
1319 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 2 2 100.00
1320 HAMON CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00
1321 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 100.00
1322 HSBC Private Trustee (Hong Kong) Limited 0 11 11 100.00
1323 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 5 5 100.00
1324 ICEA CAPITAL ASIA LIMITED 0 2 2 100.00
1325 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
1326 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 100.00
1327 RBS Securities (Far East) Limited 0 6 6 100.00
1328 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
1329 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 100.00
1330 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
1331 Standard Chartered Trustee (Hong Kong) Limited 0 47 47 100.00
1332 Sun Life Pension Trust Limited 0 2 2 100.00
1333 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 100.00
1334 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 151 151 100.00
1335 Tokio Marine Investment Services, Limited 0 1 1 100.00
1336 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1336 Average 2.22 15.71 17.93 87.61

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