SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
2 WM (HK) Limited 2 1161 1163 99.83
3 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
4 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
5 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
6 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
7 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
9 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
10 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
11 Sun Life Hong Kong Limited 3 470 473 99.37
12 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
13 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
14 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
15 CES Commodities (HK) Limited 8 401 409 98.04
16 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
17 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
18 KGI ASIA LIMITED 16 353 369 95.66
19 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
20 Merrill Lynch Far East Limited 13 350 363 96.42
21 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
22 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
23 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
24 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
25 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
26 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
27 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
28 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
29 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
30 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
31 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
32 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
33 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
34 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
35 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
36 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
37 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
38 CES Forex (HK) Limited 4 174 178 97.75
39 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
40 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
41 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
42 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
43 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
44 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
45 CLSA LIMITED 7 154 161 95.65
46 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
48 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
49 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
50 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
51 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
52 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
53 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
54 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
55 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
56 YF Life Investors Limited 3 132 135 97.78 2004-08-30
57 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
58 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
59 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
60 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
61 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
62 CLSA RESEARCH LIMITED 2 116 118 98.31
63 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
64 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
65 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
66 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
67 EMPEROR FUTURES LIMITED 4 104 108 96.30
68 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
69 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
70 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
71 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
72 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
73 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
74 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
75 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
76 GET NICE SECURITIES LIMITED 5 94 99 94.95
77 CITIC Securities Futures (HK) Limited 8 93 101 92.08
78 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
79 Newedge Broker Limited 5 90 95 94.74
80 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
81 FT Securities Limited 5 89 94 94.68 2005-09-22
82 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
83 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
84 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
85 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
86 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
87 JPMorgan Funds (Asia) Limited 8 85 93 91.40
88 CORPORATE BROKERS LIMITED 4 82 86 95.35
89 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
90 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
91 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
92 FIL Investment Advisors 8 78 86 90.70
93 FWD Financial Planning Limited (HK) 3 76 79 96.20
94 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
95 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
96 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
97 Quam Securities Limited 7 72 79 91.14 2004-10-15
98 T G HOLBORN (HK) LIMITED 3 72 75 96.00
99 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
100 VC BROKERAGE LIMITED 4 71 75 94.67
101 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
102 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
103 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
104 iBest Consultants Limited 4 66 70 94.29 2008-04-15
105 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
106 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
107 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
108 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
109 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
110 SANFULL SECURITIES LIMITED 6 62 68 91.18
111 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
112 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
113 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
114 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
115 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
116 CHONG HING SECURITIES LIMITED 4 58 62 93.55
117 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
118 RBS Asia Corporate Finance Limited 7 57 64 89.06
119 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
120 BOCI ASIA LIMITED 14 56 70 80.00
121 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
122 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
123 CASH Wealth Management Limited 3 55 58 94.83
124 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
125 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
126 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
127 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
128 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
129 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
130 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
131 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
132 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
133 DWS Investments Hong Kong Limited 5 50 55 90.91
134 KINGSTON SECURITIES LIMITED 4 50 54 92.59
135 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
136 Citadel Asia Limited 2 49 51 96.08 2005-10-21
137 INVESCO HONG KONG LIMITED 7 49 56 87.50
138 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
139 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
140 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
141 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
142 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
143 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
144 MUSHK Limited 8 46 54 85.19
145 Rakuten Securities Hong Kong Limited 3 46 49 93.88
146 Success Securities Limited 3 45 48 93.75
147 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
148 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
149 Funderstone Securities Limited 4 44 48 91.67
150 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
151 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
152 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
153 Mason Securities Limited 6 43 49 87.76
154 orientiert XYZ Securities Limited 2 43 45 95.56 2004-12-03
155 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
156 VC FUTURES LIMITED 4 42 46 91.30
157 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
158 Funderstone Futures Limited 3 41 44 93.18
159 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
160 Rich Union Securities (H.K.) Limited 5 41 46 89.13
161 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
162 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
163 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
164 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
165 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
166 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
167 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
168 BOCI RESEARCH LIMITED 4 38 42 90.48
169 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
170 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
171 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
172 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
173 Taiping Securities (HK) Co Limited 5 38 43 88.37
174 WIN WONG SECURITIES LIMITED 2 38 40 95.00
175 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
176 Beevest Securities Limited 4 37 41 90.24 2005-03-07
177 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
178 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
179 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
180 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
181 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
182 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
183 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
184 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
185 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
186 PineBridge Investments Asia Limited 3 36 39 92.31
187 WOCOM SECURITIES LIMITED 5 36 41 87.80
188 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
189 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
190 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
191 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
192 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
193 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
194 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
195 CVP Securities Limited 2 32 34 94.12 2004-07-09
196 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
197 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
198 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
199 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
200 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
201 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
202 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
203 INSTINET PACIFIC LIMITED 5 31 36 86.11
204 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
205 TSE'S SECURITIES LIMITED 2 31 33 93.94
206 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
207 VALUE PARTNERS LIMITED 5 31 36 86.11
208 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
209 Amundi Hong Kong Limited 6 30 36 83.33
210 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
211 CGS International Securities Hong Kong Limited 6 30 36 83.33
212 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
213 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
214 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
215 WOCOM LIMITED (HK) 5 30 35 85.71
216 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
217 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
218 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
219 HANG SENG SECURITIES LIMITED 5 29 34 85.29
220 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
221 OnePlatform Securities Limited 2 29 31 93.55
222 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
223 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
224 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
225 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
226 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
227 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
228 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
229 CSC FUTURES (HK) LIMITED 4 27 31 87.10
230 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
231 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
232 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
233 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
234 Mason Futures Limited (HK) 5 27 32 84.38
235 Prime Cdex Securities Limited 3 27 30 90.00
236 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
237 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
238 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
239 LEHIN SECURITIES LIMITED 3 26 29 89.66
240 SBI China Capital Securities Limited 5 26 31 83.87
241 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
242 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
243 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
244 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
245 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
246 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
247 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
248 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
249 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
250 ADMIS Hong Kong Limited 2 24 26 92.31
251 ICEA CAPITAL LIMITED 8 24 32 75.00
252 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
253 KAISER FUTURES LIMITED 3 24 27 88.89
254 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
255 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
256 BEA Union Investment Management Limited 4 23 27 85.19
257 CAIIS Limited 2 23 25 92.00 2006-05-23
258 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
259 EWARTON SECURITIES LIMITED 4 23 27 85.19
260 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
261 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
262 KAISER SECURITIES LIMITED 2 23 25 92.00
263 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
264 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
265 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
266 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
267 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
268 GAM HONG KONG LIMITED 4 22 26 84.62
269 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
270 HPEF Capital Partners Limited 5 22 27 81.48
271 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
272 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
273 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
274 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
275 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
276 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
277 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
278 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
279 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
280 PEACE TOWN FOREX LIMITED 4 21 25 84.00
281 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
282 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
283 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
284 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
285 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
286 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
287 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
288 Well Link International Securities Limited 2 20 22 90.91
289 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
290 CC Finance Limited 3 19 22 86.36 2006-04-20
291 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
292 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
293 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
294 DL BROKERAGE LIMITED 3 19 22 86.36
295 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
296 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
297 Glory Sun Securities Limited 4 19 23 82.61
298 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
299 HUNG SING SECURITIES LIMITED 2 19 21 90.48
300 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
301 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
302 Open Securities Limited 3 19 22 86.36
303 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
304 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
305 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
306 WINFULL SECURITIES LIMITED 3 19 22 86.36
307 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
308 BERICH BROKERAGE LIMITED 4 18 22 81.82
309 CBH Asia Limited 4 18 22 81.82
310 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
311 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
312 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
313 HENYEP SECURITIES LIMITED 3 18 21 85.71
314 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
315 PineBridge Investments Hong Kong Limited 4 18 22 81.82
316 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
317 St. James's Place (Hong Kong) Limited 3 18 21 85.71
318 YICKO SECURITIES LIMITED 4 18 22 81.82
319 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
320 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
321 GAOYU SECURITIES LIMITED 4 17 21 80.95
322 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
323 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
324 MTF SECURITIES LIMITED 2 17 19 89.47
325 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
326 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
327 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
328 SBI China Capital Commodities Limited 4 17 21 80.95
329 Shang International Finance Limited 8 17 25 68.00
330 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
331 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
332 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
333 BUSINESS SECURITIES LIMITED 2 16 18 88.89
334 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
335 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
336 Essence International Financial Holdings Limited 2 16 18 88.89
337 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
338 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
339 GAYANG SECURITIES LIMITED 2 16 18 88.89
340 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
341 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
342 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
343 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
344 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
345 Planetree Securities Limited 4 16 20 80.00
346 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
347 SPS SECURITIES LIMITED 5 16 21 76.19
348 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
349 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
350 Virtu ITG Hong Kong Limited 5 16 21 76.19
351 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
352 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
353 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
354 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
355 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
356 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
357 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 15 19 78.95
358 KINGSTON FUTURES LIMITED 2 15 17 88.24
359 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
360 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
361 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
362 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
363 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
364 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
365 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
366 Rifa Securities Limited 3 15 18 83.33
367 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
368 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
369 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
370 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
371 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
372 China Finance KAB Limited 3 14 17 82.35 2004-12-23
373 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
374 ELSTONE SECURITIES LIMITED 4 14 18 77.78
375 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
376 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
377 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
378 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
379 Polaris Capital (Asia) Limited 7 14 21 66.67
380 Shacom Securities Limited 2 14 16 87.50
381 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
382 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
383 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
384 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
385 ANGUS MOORE LIMITED 2 13 15 86.67
386 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
387 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
388 CLSA FUTURES LIMITED 3 13 16 81.25
389 CMB International Global Markets Limited 5 13 18 72.22
390 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
391 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
392 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
393 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
394 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
395 MANGO FINANCIAL LIMITED 3 13 16 81.25
396 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
397 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
398 ORIENT SECURITIES LIMITED 2 13 15 86.67
399 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
400 RPS INVESTMENT LIMITED 4 13 17 76.47
401 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
402 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
403 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
404 Anuenue Securities Limited 3 12 15 80.00
405 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
406 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
407 Belvest Investment Services Limited 2 12 14 85.71
408 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
409 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
410 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
411 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
412 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
413 HANG TAI SECURITIES LIMITED 3 12 15 80.00
414 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
415 LAMTEX SECURITIES LIMITED 2 12 14 85.71
416 MALAHON SECURITIES LIMITED 2 12 14 85.71
417 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
418 Optima Capital Limited 7 12 19 63.16 2007-10-25
419 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
420 PO SANG SECURITIES LIMITED 3 12 15 80.00
421 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
422 Public Financial Securities Limited 3 12 15 80.00
423 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
424 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
425 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
426 Well Link Securities Limited 2 12 14 85.71 2005-11-11
427 WINTECH SECURITIES LIMITED 4 12 16 75.00
428 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
429 BULLISH SECURITIES LIMITED 2 11 13 84.62
430 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
431 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
432 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
433 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
434 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
435 China Tonghai (IA) Limited 3 11 14 78.57
436 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
437 EAST ASIA FUTURES LIMITED 2 11 13 84.62
438 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
439 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
440 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
441 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
442 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
443 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
444 Joy Silver Limited 4 11 15 73.33
445 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
446 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
447 MAGIC COMPASS FUTURES LIMITED 2 11 13 84.62
448 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
449 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
450 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
451 ONSHINE SECURITIES LIMITED 3 11 14 78.57
452 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
453 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
454 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
455 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
456 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
457 Tyche Group Limited 2 11 13 84.62
458 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
459 WING FUNG SECURITIES LIMITED 3 11 14 78.57
460 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
461 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
462 AIF CAPITAL LIMITED 4 10 14 71.43
463 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
464 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
465 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
466 Broadway Wealth Management Limited 3 10 13 76.92
467 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
468 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
469 CTBC Asia Limited 5 10 15 66.67 2004-01-14
470 CVC Asia Pacific Limited 4 10 14 71.43
471 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
472 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
473 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
474 HENIK SECURITIES LIMITED 2 10 12 83.33
475 HING WONG SECURITIES LIMITED 3 10 13 76.92
476 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
477 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
478 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
479 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
480 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
481 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
482 LIM ADVISORS LIMITED 6 10 16 62.50
483 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
484 LUEN SING SECURITIES LIMITED 4 10 14 71.43
485 M&F Asset Management Limited 3 10 13 76.92
486 Sinofortune Securities Limited 4 10 14 71.43
487 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
488 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
489 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
490 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
491 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
492 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
493 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
494 AM Squared Limited 2 9 11 81.82 2005-06-30
495 Anli Securities Limited 2 9 11 81.82
496 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
497 Bright Fund Management Limited 3 9 12 75.00
498 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
499 Capital International, Inc. 2 9 11 81.82 2007-07-03
500 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
501 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
502 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
503 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
504 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
505 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
506 DAH SING SECURITIES LIMITED 2 9 11 81.82
507 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
508 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
509 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
510 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
511 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
512 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
513 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
514 HANG SENG FUTURES LIMITED 2 9 11 81.82
515 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
516 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
517 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
518 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
519 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
520 Income Partners Asset Management (HK) Limited 4 9 13 69.23
521 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
522 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
523 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
524 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
525 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
526 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
527 Minerva Holding Financial Securities Limited 2 9 11 81.82
528 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
529 SEEKERS MARKETS LIMITED 2 9 11 81.82
530 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
531 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
532 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
533 Templewater Hong Kong Limited 4 9 13 69.23
534 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
535 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
536 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
537 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
538 WING FAT SECURITIES LIMITED 3 9 12 75.00
539 Wisetrade Securities Limited 3 9 12 75.00
540 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
541 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
542 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
543 Bradbury Securities Limited 2 8 10 80.00
544 BUSINESS FUTURES LIMITED 2 8 10 80.00
545 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
546 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
547 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
548 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
549 Everbright Securities Global (HK) Limited 3 8 11 72.73
550 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
551 GIGA (HONG KONG) LIMITED 3 8 11 72.73
552 GT CAPITAL LIMITED 2 8 10 80.00
553 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
554 Hao Tian International Securities Limited 3 8 11 72.73
555 HERMES SECURITIES LIMITED 2 8 10 80.00
556 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
557 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
558 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
559 KMT SECURITIES LIMITED 2 8 10 80.00
560 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
561 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
562 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
563 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
564 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
565 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
566 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
567 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
568 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
569 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
570 ROOFER SECURITIES LIMITED 3 8 11 72.73
571 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
572 SINOMAX SECURITIES LIMITED 2 8 10 80.00
573 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
574 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
575 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
576 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
577 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
578 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
579 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
580 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
581 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
582 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
583 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
584 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
585 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
586 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
587 EVERHOT SECURITIES LIMITED 3 7 10 70.00
588 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
589 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
590 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
591 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
592 Hong Kong Stock Link Securities Limited 3 7 10 70.00
593 Hongkong Bay Securities Limited 2 7 9 77.78
594 Huajin Corporate Finance (International) Limited 4 7 11 63.64
595 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
596 Huayu Securities Limited 2 7 9 77.78
597 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
598 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
599 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
600 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
601 KWOK HING SECURITIES LIMITED 2 7 9 77.78
602 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
603 LUEN HING SECURITIES LIMITED 2 7 9 77.78
604 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
605 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
606 MCP Holdings Limited (HK) 2 7 9 77.78
607 Neutral Financial Holding Company Limited 2 7 9 77.78
608 NEW TREND FUTURES LIMITED 4 7 11 63.64
609 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
610 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
611 Planetree Futures Limited 4 7 11 63.64
612 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
613 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
614 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
615 SDHG International Securities Limited 3 7 10 70.00
616 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
617 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
618 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
619 SJS Markets Limited 3 7 10 70.00 2005-03-02
620 SOLID KING SECURITIES LIMITED 3 7 10 70.00
621 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
622 SPS COMMODITIES LIMITED 2 7 9 77.78
623 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
624 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
625 TANG PING KONG LIMITED 3 7 10 70.00
626 THING ON SECURITIES LIMITED 2 7 9 77.78
627 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
628 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
629 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
630 WING ON SECURITIES LIMITED 3 7 10 70.00
631 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
632 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
633 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
634 ALPS ADVISORY (HK) LIMITED 2 6 8 75.00
635 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
636 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
637 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
638 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
639 BOKHARY SECURITIES LIMITED 2 6 8 75.00
640 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
641 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
642 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
643 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
644 CES International Commodities (HK) Limited 4 6 10 60.00
645 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
646 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
647 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
648 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
649 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
650 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
651 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
652 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
653 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
654 FE SECURITIES LIMITED 4 6 10 60.00
655 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
656 Goldyard Capital Limited 2 6 8 75.00
657 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
658 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
659 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
660 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
661 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
662 iBest Securities Company Limited 3 6 9 66.67
663 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
664 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
665 K.K.M. SECURITIES LIMITED 2 6 8 75.00
666 KB Securities Hong Kong Limited 2 6 8 75.00
667 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
668 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
669 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
670 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
671 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
672 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
673 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
674 MFG Limited (HK) 3 6 9 66.67 2006-07-17
675 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
676 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
677 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
678 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
679 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
680 Oshidori Securities Limited 3 6 9 66.67
681 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
682 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
683 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
684 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
685 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
686 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
687 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
688 SELINA & CO. LIMITED (HK) 2 6 8 75.00
689 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
690 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
691 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
692 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
693 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
694 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
695 Win Securities Limited 3 6 9 66.67
696 AIF Securities Limited 3 5 8 62.50 2004-11-02
697 AJ Securities Limited 2 5 7 71.43
698 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
699 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
700 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
701 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
702 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
703 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
704 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
705 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
706 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
707 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
708 FAIRWIN BROKING LIMITED 2 5 7 71.43
709 Finet Securities Limited 4 5 9 55.56
710 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
711 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
712 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
713 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
714 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
715 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
716 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
717 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
718 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
719 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
720 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
721 HPEF Venture Partners Limited 4 5 9 55.56
722 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
723 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
724 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
725 Imagi Brokerage Limited 3 5 8 62.50
726 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
727 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
728 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
729 KILMOREY SECURITIES LIMITED 3 5 8 62.50
730 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
731 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
732 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
733 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
734 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
735 Oreana Financial Services Limited 2 5 7 71.43
736 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
737 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
738 PGIM (Hong Kong) Limited 2 5 7 71.43
739 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
740 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
741 Public Securities Limited 2 5 7 71.43
742 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
743 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
744 ROSA SECURITIES LIMITED 3 5 8 62.50
745 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
746 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
747 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
748 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
749 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
750 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
751 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
752 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
753 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
754 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
755 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
756 Value Partners Private Equity Limited 2 5 7 71.43
757 VC CAPITAL LIMITED 4 5 9 55.56
758 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
759 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
760 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
761 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
762 WMG Asia Limited 2 5 7 71.43 2007-02-28
763 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
764 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
765 abrdn Hong Kong Limited 4 4 8 50.00
766 Aevitas Securities Limited 2 4 6 66.67
767 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
768 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
769 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
770 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
771 Averest Capital Limited 2 4 6 66.67
772 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
773 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
774 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
775 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
776 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
777 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
778 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
779 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
780 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
781 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
782 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
783 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
784 CS Wealth Securities Limited 4 4 8 50.00
785 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
786 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
787 EQT Partners Asia Limited 3 4 7 57.14
788 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
789 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
790 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
791 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
792 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
793 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
794 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
795 GLS SECURITIES LIMITED 3 4 7 57.14
796 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
797 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
798 HUNG SING FUTURES LIMITED 2 4 6 66.67
799 iTTa Capital Limited 3 4 7 57.14 2003-05-29
800 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
801 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
802 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
803 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
804 Mackenzie Investments Asia Limited 4 4 8 50.00
805 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
806 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
807 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
808 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
809 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
810 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
811 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
812 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
813 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
814 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
815 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
816 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
817 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
818 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
819 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
820 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
821 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
822 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
823 SIU ON SECURITIES LIMITED 2 4 6 66.67
824 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
825 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
826 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
827 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
828 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
829 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
830 Tensant Securities Limited 2 4 6 66.67 2004-08-25
831 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
832 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
833 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
834 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
835 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
836 WAH SANG SECURITIES LIMITED 2 4 6 66.67
837 Wanhai Securities (HK) Limited 3 4 7 57.14
838 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
839 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
840 YF FUTURES COMPANY LIMITED 2 4 6 66.67
841 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
842 3V Capital Limited 3 3 6 50.00 2005-07-18
843 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
844 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
845 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
846 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
847 Allard Partners Limited 3 3 6 50.00
848 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
849 ALTUS CAPITAL LIMITED 3 3 6 50.00
850 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
851 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
852 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
853 Avia Asset Management Limited 1 3 4 75.00
854 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
855 Black Marble Securities Limited 2 3 5 60.00
856 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
857 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
858 CCB Securities Limited 2 3 5 60.00
859 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
860 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
861 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
862 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
863 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
864 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
865 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
866 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
867 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
868 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
869 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
870 CSC ASIA LIMITED 2 3 5 60.00
871 CTW SECURITIES LIMITED 2 3 5 60.00
872 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
873 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
874 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
875 DNB Asset Management (Asia) Limited 4 3 7 42.86
876 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
877 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
878 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
879 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
880 F. R. ZIMMERN LIMITED 2 3 5 60.00
881 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
882 FDB Financial Group Limited 5 3 8 37.50
883 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
884 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
885 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
886 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
887 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
888 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
889 Goldin Equities Limited 2 3 5 60.00 2008-12-17
890 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
891 Grand Cartel Securities Company Limited 2 3 5 60.00
892 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
893 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
894 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
895 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
896 iFAST Securities (HK) Limited 3 3 6 50.00
897 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
898 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
899 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
900 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
901 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
902 JK Capital Management Limited 4 3 7 42.86
903 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
904 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
905 Kam Wah Investments Limited 2 3 5 60.00
906 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
907 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
908 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
909 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
910 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
911 Longitude Asia Limited 3 3 6 50.00
912 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
913 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
914 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
915 MAGUSTA FUTURES LIMITED 2 3 5 60.00
916 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
917 MEAG Hong Kong Limited 2 3 5 60.00
918 MEGABASE SECURITIES LIMITED 2 3 5 60.00
919 Metaverse Securities Limited (HK) 4 3 7 42.86
920 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
921 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
922 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
923 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
924 MORTON SECURITIES LIMITED 2 3 5 60.00
925 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
926 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
927 Nuada Limited 2 3 5 60.00 2004-01-15
928 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
929 Permira Advisers Limited 2 3 5 60.00 2008-08-19
930 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
931 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
932 PO LEE SECURITIES LIMITED 2 3 5 60.00
933 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
934 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
935 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
936 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
937 RBS Asia Futures Limited 2 3 5 60.00
938 Redwood Peak Limited 2 3 5 60.00 2007-10-05
939 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
940 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
941 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
942 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
943 SHACOM FUTURES LIMITED 3 3 6 50.00
944 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
945 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
946 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
947 SUN'S FUTURE LIMITED 3 3 6 50.00
948 TAIFAIR FUTURES LIMITED 2 3 5 60.00
949 TANG KEE SECURITIES LIMITED 3 3 6 50.00
950 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
951 TRUTH SECURITIES LIMITED 4 3 7 42.86
952 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
953 United Securities Limited (HK) 2 3 5 60.00
954 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
955 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
956 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
957 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
958 Waton Securities International Limited 2 3 5 60.00
959 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
960 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
961 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
962 YARDLEY SECURITIES LIMITED 2 3 5 60.00
963 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
964 Yunfeng Financial Markets Limited 3 3 6 50.00
965 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
966 313 Capital Management Limited 1 2 3 66.67
967 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
968 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
969 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
970 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
971 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
972 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
973 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
974 ARA Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
975 Arta Global Futures Limited 2 2 4 50.00
976 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
977 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
978 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
979 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
980 Axis Capital Management Limited 2 2 4 50.00
981 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
982 BEAR BRIGHT LIMITED 3 2 5 40.00
983 Beijing Securities Limited 4 2 6 33.33 2008-11-07
984 BLOOMYEARS LIMITED 2 2 4 50.00
985 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
986 BOWEN ASIA LIMITED 5 2 7 28.57
987 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
988 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
989 CBRE Investment Management (Asia) Limited 0 2 2 100.00
990 Celera Markets Limited 2 2 4 50.00 2008-08-12
991 Chanceton Capital Partners Limited 3 2 5 40.00
992 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
993 China Enterprise Securities Company Limited 2 2 4 50.00
994 China Finance Holdings Limited 2 2 4 50.00
995 China Reserve Securities Limited 4 2 6 33.33
996 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
997 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
998 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
999 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1000 COL Securities (HK) Limited 2 2 4 50.00
1001 COMGEST FAR EAST LIMITED 2 2 4 50.00
1002 Delta Asia Wealth Management Limited 2 2 4 50.00
1003 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
1004 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
1005 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
1006 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
1007 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
1008 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1009 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1010 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1011 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
1012 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
1013 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
1014 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1015 Fubon Capital (HK) Limited 1 2 3 66.67
1016 GCAM Limited 2 2 4 50.00 2004-10-19
1017 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1018 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1019 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
1020 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1021 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1022 Goldbridge Securities Limited 3 2 5 40.00
1023 Grit Securities Limited 2 2 4 50.00
1024 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1025 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1026 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1027 HIP HING SECURITIES LIMITED 2 2 4 50.00
1028 HOI SANG SECURITIES LIMITED 2 2 4 50.00
1029 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1030 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
1031 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1032 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
1033 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1034 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1035 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1036 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1037 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
1038 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1039 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1040 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1041 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
1042 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
1043 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
1044 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
1045 Matrix Securities Limited 5 2 7 28.57
1046 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1047 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
1048 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1049 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
1050 Nittan Securities Asia Limited 2 2 4 50.00
1051 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
1052 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1053 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
1054 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1055 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
1056 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1057 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1058 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1059 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1060 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1061 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
1062 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
1063 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1064 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1065 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1066 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
1067 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1068 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1069 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1070 STANDARD & POOR'S, LLC 2 2 4 50.00
1071 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1072 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1073 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1074 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1075 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
1076 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
1077 Tokio Marine Investment Services, Limited 4 2 6 33.33
1078 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
1079 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
1080 Vantum Futures Limited 2 2 4 50.00
1081 VC International Asset Management Limited 3 2 5 40.00
1082 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1083 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
1084 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1085 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1086 WILBY SECURITIES LIMITED 2 2 4 50.00
1087 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1088 Zijing Capital Limited 2 2 4 50.00 2003-05-07
1089 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1090 Absolute Investment Management (HK) Limited 2 1 3 33.33
1091 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
1092 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1093 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1094 Alpha Nova Capital Management Limited 4 1 5 20.00
1095 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
1096 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1097 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1098 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
1099 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1100 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1101 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1102 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
1103 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
1104 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
1105 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1106 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
1107 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
1108 BROOKE CAPITAL LIMITED 2 1 3 33.33
1109 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
1110 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1111 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
1112 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
1113 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1114 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1115 ChapmanCraig Limited 2 1 3 33.33
1116 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1117 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1118 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1119 China Integrity Investment Limited 2 1 3 33.33
1120 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1121 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
1122 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1123 CHUANGS & CO. LIMITED 3 1 4 25.00
1124 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
1125 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
1126 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1127 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1128 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1129 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1130 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
1131 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
1132 CUPOLA CAPITAL LIMITED 3 1 4 25.00
1133 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1134 EAA SECURITIES LIMITED 2 1 3 33.33
1135 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1136 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
1137 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1138 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1139 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1140 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
1141 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1142 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1143 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1144 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1145 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1146 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
1147 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
1148 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
1149 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1150 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
1151 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
1152 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
1153 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1154 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1155 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1156 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1157 HOORAY SECURITIES LIMITED 2 1 3 33.33
1158 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1159 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
1160 IMARKETS LIMITED 2 1 3 33.33
1161 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1162 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1163 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1164 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
1165 iVenture Investment Management Limited 2 1 3 33.33
1166 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
1167 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
1168 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1169 JVSakk Asia Limited 2 1 3 33.33
1170 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1171 Kaiser KT Capital Limited 3 1 4 25.00
1172 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1173 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1174 KGI Asset Management Limited 2 1 3 33.33
1175 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1176 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1177 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1178 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1179 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1180 Lynx Portfolio Limited 2 1 3 33.33
1181 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
1182 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
1183 Merdeka Securities Limited 3 1 4 25.00
1184 MESSIS CAPITAL LIMITED 2 1 3 33.33
1185 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1186 MING HON SECURITIES LIMITED 3 1 4 25.00
1187 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1188 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1189 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1190 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
1191 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1192 Oshidori Corporate Finance Limited 2 1 3 33.33
1193 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1194 PANURGY LIMITED 1 1 2 50.00
1195 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1196 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1197 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
1198 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
1199 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1200 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1201 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1202 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1203 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1204 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1205 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
1206 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1207 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
1208 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1209 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1210 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1211 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
1212 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1213 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
1214 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
1215 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1216 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1217 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
1218 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1219 Sinofortune Financial Capital Limited 2 1 3 33.33
1220 SKY WARD ASIA LIMITED 2 1 3 33.33
1221 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1222 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1223 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
1224 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
1225 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
1226 Stellar Securities Limited 3 1 4 25.00
1227 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
1228 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
1229 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
1230 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
1231 T & F Equities Limited 2 1 3 33.33 2005-11-23
1232 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1233 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1234 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1235 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1236 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
1237 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1238 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1239 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1240 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1241 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1242 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1243 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1244 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
1245 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1246 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1247 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1248 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1249 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1250 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1251 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1252 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1253 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1254 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1255 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1256 Zhongrong International Futures Co., Limited 3 1 4 25.00
1257 AASTOCKS.COM LIMITED 2 0 2 0.00
1258 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1259 ACM ASIA LIMITED 2 0 2 0.00
1260 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
1261 ADM SECURITIES LIMITED 2 0 2 0.00
1262 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1263 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1264 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1265 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1266 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1267 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1268 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1269 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1270 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
1271 Apus Investments Limited 2 0 2 0.00 2008-09-04
1272 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1273 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
1274 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1275 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1276 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1277 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1278 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1279 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1280 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
1281 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
1282 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1283 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1284 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1285 Bentley Capital Limited (HK) 3 0 3 0.00
1286 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1287 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1288 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1289 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
1290 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1291 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
1292 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1293 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
1294 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1295 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
1296 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1297 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1298 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1299 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
1300 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1301 CERES CAPITAL LIMITED 2 0 2 0.00
1302 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1303 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1304 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1305 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1306 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
1307 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1308 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1309 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
1310 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1311 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
1312 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1313 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1314 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
1315 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
1316 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
1317 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1318 COMMENCE COMPANY LIMITED 2 0 2 0.00
1319 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
1320 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
1321 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1322 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1323 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1324 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
1325 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1326 D.J. SECURITIES LIMITED 2 0 2 0.00
1327 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
1328 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
1329 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1330 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1331 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
1332 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1333 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1334 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1335 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1336 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1337 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1338 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1339 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1340 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
1341 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
1342 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1343 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1344 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1345 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
1346 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1347 FULLJET SECURITIES LIMITED 2 0 2 0.00
1348 GCIS LIMITED 3 0 3 0.00 2007-05-16
1349 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
1350 GET NICE CAPITAL LIMITED 2 0 2 0.00
1351 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1352 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1353 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1354 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1355 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
1356 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1357 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1358 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1359 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1360 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1361 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
1362 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1363 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1364 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
1365 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
1366 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1367 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1368 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1369 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1370 HOORAY CAPITAL LIMITED 1 0 1 0.00
1371 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
1372 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1373 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1374 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1375 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1376 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
1377 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
1378 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1379 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1380 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1381 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1382 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
1383 Instinet Alpha Trading Limited 2 0 2 0.00
1384 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1385 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1386 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
1387 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1388 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
1389 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1390 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1391 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
1392 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1393 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1394 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1395 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
1396 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1397 KARFORD SECURITIES LIMITED 2 0 2 0.00
1398 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1399 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
1400 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1401 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1402 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1403 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
1404 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1405 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
1406 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1407 LAU & COMPANY LIMITED 2 0 2 0.00
1408 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1409 LBN Advisers Limited 3 0 3 0.00 2007-09-13
1410 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1411 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1412 Lombard Investments (HK) Limited 2 0 2 0.00
1413 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
1414 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1415 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1416 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1417 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1418 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1419 MARC FABER LIMITED 2 0 2 0.00
1420 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1421 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1422 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
1423 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1424 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
1425 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1426 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1427 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1428 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
1429 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1430 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1431 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1432 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1433 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1434 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1435 Open Asset Management Limited 2 0 2 0.00
1436 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1437 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1438 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1439 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1440 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1441 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1442 Pacific Sun Advisors Limited 3 0 3 0.00
1443 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1444 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1445 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1446 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1447 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1448 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1449 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1450 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
1451 Polen Capital HK Limited 2 0 2 0.00
1452 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1453 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1454 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
1455 Proton Capital Limited 2 0 2 0.00 2007-10-16
1456 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1457 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1458 Redford Asset Management Limited 1 0 1 0.00
1459 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1460 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1461 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1462 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
1463 Rifa Futures Limited 2 0 2 0.00 2008-12-01
1464 ROCIM Limited 3 0 3 0.00 2007-06-29
1465 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1466 SANSTON FINANCIAL GROUP LIMITED 1 0 1 0.00 2007-06-12
1467 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1468 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1469 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
1470 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1471 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1472 Silk Road International Capital Limited 3 0 3 0.00
1473 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1474 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1475 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1476 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1477 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1478 SPDB International Holdings Limited 3 0 3 0.00
1479 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1480 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1481 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1482 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1483 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
1484 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1485 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1486 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1487 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1488 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1489 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1490 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
1491 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1492 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1493 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1494 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1495 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1496 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
1497 TR Advisors Limited 2 0 2 0.00 2008-12-02
1498 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1499 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1500 TVC MANAGEMENT LIMITED 2 0 2 0.00
1501 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1502 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
1503 VBG Capital Limited 2 0 2 0.00 2008-11-11
1504 VERCAP Financial Services Limited 2 0 2 0.00
1505 VMS Securities Limited 3 0 3 0.00
1506 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
1507 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1508 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1509 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1510 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1511 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1512 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1513 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1514 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
1514 Average 3.28 24.17 27.45 88.06

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