SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00 2008-12-31
2 ICAP Equities Asia Limited 2 1 3 33.33 2008-12-22
3 HANTEC FUTURES LIMITED 2 0 2 0.00 2008-12-19
4 EVERYOUNG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-12-18
5 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 71.43 2008-12-18
6 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 0 2 0.00 2008-12-17
7 Goldin Equities Limited 2 3 5 60.00 2008-12-17
8 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
9 TT INTERNATIONAL (LONDON) LIMITED 4 7 11 63.64 2008-12-12
10 China Asset Management (Hong Kong) Limited 2 0 2 0.00 2008-12-10
11 JIMEI FUTURES LIMITED 2 0 2 0.00 2008-12-09
12 JIMEI SECURITIES LIMITED 2 1 3 33.33 2008-12-09
13 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
14 SERICA PARTNERS LIMITED 2 0 2 0.00 2008-12-04
15 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 20.00 2008-12-02
16 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
17 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
18 SDHG International Asset Management Limited 5 1 6 16.67 2008-12-02
19 TR Advisors Limited 2 0 2 0.00 2008-12-02
20 Rifa Futures Limited 2 0 2 0.00 2008-12-01
21 Vontobel (Hong Kong) Limited 2 0 2 0.00 2008-11-27
22 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
23 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
24 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
25 DTC Investment Management (HK) Limited 3 0 3 0.00 2008-11-20
26 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
27 APG Investments Asia Limited 5 8 13 61.54 2008-11-18
28 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
29 ICBC INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2008-11-14
30 Tora Trading Services Limited (HK) 3 0 3 0.00 2008-11-14
31 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
32 VBG Capital Limited 2 0 2 0.00 2008-11-11
33 Beijing Securities Limited 4 2 6 33.33 2008-11-07
34 Cowell & Lee Capital Management Limited 3 1 4 25.00 2008-11-07
35 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 16.67 2008-11-07
36 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
37 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
38 STARLING GROUP FUTURES LIMITED 3 0 3 0.00 2008-11-05
39 STARLING GROUP SECURITIES LIMITED 2 1 3 33.33 2008-11-05
40 Credit Suisse (Hong Kong) Limited 26 349 375 93.07 2008-11-04
41 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
42 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2008-10-31
43 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
44 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
45 Gruss Capital Management Limited 3 0 3 0.00 2008-10-27
46 Knight Capital Asia Limited 3 2 5 40.00 2008-10-23
47 STI Asset Management Limited 2 0 2 0.00 2008-10-22
48 M3 Capital Partners (HK) Limited 3 3 6 50.00 2008-10-17
49 F&C Asset Management Asia Limited 2 0 2 0.00 2008-10-15
50 BLACKSTONE GROUP (HK) LIMITED (THE) 5 25 30 83.33 2008-10-14
51 ARF Investment Management (HK) Limited 3 0 3 0.00 2008-10-13
52 Lion Global Financial Limited 5 104 109 95.41 2008-10-10
53 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
54 Gen2 Partners Limited 1 0 1 0.00 2008-10-06
55 ALL OPTIONS ASIA LIMITED 3 3 6 50.00 2008-10-03
56 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
57 Vantage Capital Markets HK Limited 2 9 11 81.82 2008-10-02
58 CSOP Asset Management Limited 4 0 4 0.00 2008-09-29
59 Mount Kellett Capital (Hong Kong) Limited 3 24 27 88.89 2008-09-25
60 Milma & Co. Limited 2 0 2 0.00 2008-09-24
61 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
62 Susquehanna Financial Group, LLLP 0 1 1 100.00 2008-09-12
63 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
64 Atherton Asset Management Limited 2 0 2 0.00 2008-09-10
65 ORIENTAL WEALTH SECURITIES LIMITED 4 8 12 66.67 2008-09-05
66 Apus Investments Limited 2 0 2 0.00 2008-09-04
67 Fidelity Management & Research (Hong Kong) Limited 4 4 8 50.00 2008-09-04
68 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
69 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
70 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 5 8 62.50 2008-09-02
71 Bucephalus Capital Management Advisors Limited 2 0 2 0.00 2008-09-01
72 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
73 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
74 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 183 197 92.89 2008-08-20
75 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 0.00 2008-08-19
76 Permira Advisers Limited 2 3 5 60.00 2008-08-19
77 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
78 KINGSWAY CAPITAL LIMITED 5 6 11 54.55 2008-08-14
79 Celera Markets Limited 2 2 4 50.00 2008-08-12
80 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
81 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
82 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 0 4 0.00 2008-08-07
83 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
84 CITIC Securities Asset Management (HK) Limited 4 4 8 50.00 2008-08-01
85 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
86 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 62.50 2008-07-29
87 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 57.14 2008-07-29
88 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 33.33 2008-07-28
89 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
90 Religare Capital Markets (Hong Kong) Limited 2 5 7 71.43 2008-07-24
91 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
92 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
93 China Value Investment Limited (HK) 3 0 3 0.00 2008-07-15
94 Arta Asset Management Limited 5 1 6 16.67 2008-07-10
95 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
96 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
97 TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2008-07-09
98 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
99 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
100 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00 2008-07-03
101 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2008-07-02
102 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
103 Marshall Wace Gavekal Asia Limited 2 3 5 60.00 2008-06-30
104 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 6 25 31 80.65 2008-06-30
105 Fosun International Securities Limited 7 22 29 75.86 2008-06-23
106 Fortress Investment Group (Hong Kong) LLC 1 2 3 66.67 2008-06-19
107 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
108 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
109 Kaisa Financial Group Company Limited 2 3 5 60.00 2008-06-16
110 EXS Capital Asia Limited 2 1 3 33.33 2008-06-12
111 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
112 PROTEUSASIA LIMITED 2 0 2 0.00 2008-06-10
113 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
114 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
115 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
116 Platinum Asset Management (Asia) Limited 2 0 2 0.00 2008-06-04
117 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
118 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
119 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 0.00 2008-05-29
120 ICBC INTERNATIONAL CAPITAL LIMITED 3 6 9 66.67 2008-05-27
121 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
122 FRM HONG KONG LIMITED (d2014-05-18) 3 3 6 50.00 2008-05-14
123 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
124 RHB ASSET MANAGEMENT LIMITED 4 0 4 0.00 2008-05-08
125 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
126 ATHENA WEALTH MANAGEMENT LIMITED 2 12 14 85.71 2008-04-25
127 Wells Fargo Securities Asia Limited 4 14 18 77.78 2008-04-25
128 Samsung Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-04-23
129 SUCDEN FINANCIAL LIMITED 3 1 4 25.00 2008-04-23
130 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
131 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
132 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 88 98 89.80 2008-04-17
133 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
134 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
135 BTIG Hong Kong Limited 2 7 9 77.78 2008-04-15
136 iBest Consultants Limited 4 66 70 94.29 2008-04-15
137 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
138 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 2 5 40.00 2008-04-11
139 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
140 HUA NAN SECURITIES (HK) LIMITED 4 11 15 73.33 2008-04-08
141 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2008-04-01
142 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-04-01
143 Citigroup Global Markets Asia Limited 22 486 508 95.67 2008-03-31
144 HEAD & SHOULDERS SECURITIES LIMITED 3 25 28 89.29 2008-03-27
145 CES Capital International (Hong Kong) Co., Limited 6 4 10 40.00 2008-03-20
146 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
147 MacroValue Investors Limited 2 0 2 0.00 2008-03-17
148 Neuberger Berman Asia Limited 2 16 18 88.89 2008-03-13
149 JANA Partners Asia, Limited 2 0 2 0.00 2008-03-12
150 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 25.00 2008-03-12
151 Sigma Capital Management Limited 2 1 3 33.33 2008-03-12
152 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
153 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 33.33 2008-03-06
154 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
155 BaoQiao Partners Capital Limited 3 1 4 25.00 2008-03-05
156 Cushman & Wakefield Capital Asia (HK) Limited 2 4 6 66.67 2008-03-05
157 La Roche & Co Asia Limited 4 2 6 33.33 2008-03-05
158 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
159 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
160 MF Securities Hong Kong Limited 7 14 21 66.67 2008-02-21
161 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 8 13 21 61.90 2008-02-21
162 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
163 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 87.80 2008-02-18
164 Grace Financial Limited (HK) 2 0 2 0.00 2008-02-13
165 iFAST Global Markets (HK) Limited 2 11 13 84.62 2008-02-12
166 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-02-06
167 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
168 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
169 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
170 CMBC SECURITIES COMPANY LIMITED 3 4 7 57.14 2008-01-24
171 Knight Libertas (Asia) Limited 2 0 2 0.00 2008-01-23
172 APAX PARTNERS HONG KONG LIMITED 3 0 3 0.00 2008-01-21
173 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
174 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
175 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
176 LIS Investment Services Limited 2 10 12 83.33 2008-01-09
177 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
178 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
179 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
180 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
181 Ellerston Capital (Hong Kong) Limited 2 4 6 66.67 2008-01-04
182 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
183 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
184 PROGRESS MARKETS LIMITED 2 6 8 75.00 2007-12-31
185 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
186 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
187 SANFULL FUTURES LIMITED 3 6 9 66.67 2007-12-21
188 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 27 29 93.10 2007-12-18
189 Robeco Hong Kong Limited 5 6 11 54.55 2007-12-18
190 Wachovia Advisors International Limited 3 3 6 50.00 2007-12-17
191 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
192 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 1 4 25.00 2007-12-07
193 Brencourt Asia Limited 1 0 1 0.00 2007-12-05
194 OPTIVER TRADING HONG KONG LIMITED 4 15 19 78.95 2007-12-03
195 GUOYUAN FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2007-11-29
196 VISION FINANCE INTERNATIONAL COMPANY LIMITED 5 4 9 44.44 2007-11-29
197 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-11-28
198 CATHAY SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2007-11-27
199 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
200 Segantii Capital Management Limited 2 5 7 71.43 2007-11-22
201 VALUE PARTNERS HONG KONG LIMITED 5 31 36 86.11 2007-11-19
202 Myo Capital Advisers Limited 2 4 6 66.67 2007-11-16
203 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
204 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
205 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
206 GF Asset Management (Hong Kong) Limited 2 2 4 50.00 2007-11-08
207 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
208 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
209 Optima Capital Limited 7 12 19 63.16 2007-10-25
210 CUBE CAPITAL HK LIMITED 2 1 3 33.33 2007-10-17
211 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
212 Telecom King Securities Limited 2 9 11 81.82 2007-10-17
213 Proton Capital Limited 2 0 2 0.00 2007-10-16
214 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
215 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
216 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 10 13 76.92 2007-10-10
217 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
218 Redwood Peak Limited 2 3 5 60.00 2007-10-05
219 RAB CAPITAL (ASIA) LIMITED 5 6 11 54.55 2007-09-28
220 Everbright Capital Management Limited 2 3 5 60.00 2007-09-24
221 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
222 BOCOM International (Asia) Limited 5 7 12 58.33 2007-09-21
223 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
224 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
225 BOCOM International Asset Management Limited 3 6 9 66.67 2007-09-13
226 LBN Advisers Limited 3 0 3 0.00 2007-09-13
227 1. AGLOBAL INTERNATIONAL LIMITED 2 2 4 50.00 2007-09-12
228 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
229 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
230 BOCOM International Securities Limited 8 127 135 94.07 2007-09-10
231 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
232 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
233 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
234 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
235 BGC SECURITIES (HONG KONG) LLC 7 25 32 78.13 2007-08-29
236 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
237 EVOLUTION ASIA INVESTMENTS LIMITED 4 11 15 73.33 2007-08-24
238 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00 2007-08-23
239 Providence Equity Asia Limited 3 5 8 62.50 2007-08-23
240 Evo Capital Management Asia Limited 3 9 12 75.00 2007-08-22
241 AIR GEO SERVICES LIMITED 1 2 3 66.67 2007-08-21
242 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
243 IAM LEGACY LIMITED 3 0 3 0.00 2007-08-21
244 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
245 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 11 13 84.62 2007-08-17
246 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
247 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
248 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
249 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
250 CICC US Securities, Inc. 3 6 9 66.67 2007-08-03
251 CSI Corporate Finance (HK) Limited 7 13 20 65.00 2007-08-01
252 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
253 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
254 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
255 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
256 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 96.34 2007-07-04
257 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
258 OnePlatform Asset Management Limited 11 1074 1085 98.99 2007-07-04
259 Capital International, Inc. 2 9 11 81.82 2007-07-03
260 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
261 ROCIM Limited 3 0 3 0.00 2007-06-29
262 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
263 HGNH International Futures Co., Limited 3 19 22 86.36 2007-06-26
264 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
265 Libertas Capital Asia Limited 2 2 4 50.00 2007-06-21
266 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 24 33 72.73 2007-06-20
267 GFI (HK) SECURITIES L.L.C. 2 19 21 90.48 2007-06-18
268 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
269 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
270 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
271 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
272 SANSTON FINANCIAL GROUP LIMITED 1 0 1 0.00 2007-06-12
273 RREEF China REIT Management Limited 2 1 3 33.33 2007-06-01
274 Eclipse Options (HK) Limited 2 6 8 75.00 2007-05-31
275 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
276 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-05-25
277 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
278 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 7 10 70.00 2007-05-18
279 OKASAN INTERNATIONAL (ASIA) LIMITED 5 19 24 79.17 2007-05-17
280 GCIS LIMITED 3 0 3 0.00 2007-05-16
281 HOULIHAN LOKEY (EUROPE) LIMITED 2 5 7 71.43 2007-05-15
282 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 77.78 2007-05-15
283 Towers Watson Investment Services Hong Kong Limited 2 1 3 33.33 2007-05-14
284 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33 2007-05-11
285 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 71.43 2007-05-08
286 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
287 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
288 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
289 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
290 KCG FUND MANAGEMENT LIMITED 3 4 7 57.14 2007-05-04
291 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
292 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-04-26
293 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 6 11 54.55 2007-04-20
294 HSBC FUTURES (SINGAPORE) PTE LTD 2 9 11 81.82 2007-04-20
295 EVENSTAR ADVISORS LIMITED 2 2 4 50.00 2007-04-19
296 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 6 29 35 82.86 2007-04-18
297 Marbury Investment Limited 2 0 2 0.00 2007-04-13
298 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
299 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
300 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
301 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
302 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
303 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 7 10 70.00 2007-04-04
304 North Asia Strategic Advisors 2 2 4 50.00 2007-04-04
305 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
306 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
307 iFAST Financial (HK) Limited 3 9 12 75.00 2007-03-30
308 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
309 ACP Asset Management Limited (d2010-11-05) 1 0 1 0.00 2007-03-26
310 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
311 IVORY CAPITAL PRIVATE LIMITED 2 5 7 71.43 2007-03-21
312 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
313 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
314 Interactive Brokers LLC 2 12 14 85.71 2007-03-19
315 IMC Asia Pacific Limited 3 23 26 88.46 2007-03-12
316 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 32 34 94.12 2007-03-09
317 Standard Advisory Asia Limited 4 3 7 42.86 2007-03-09
318 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
319 PUREHEART CAPITAL ASIA LIMITED 2 2 4 50.00 2007-03-08
320 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 81.82 2007-03-07
321 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
322 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 50.00 2007-03-01
323 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 2 4 50.00 2007-02-28
324 WMG Asia Limited 2 5 7 71.43 2007-02-28
325 MIZUHO SECURITIES ASIA LIMITED 9 52 61 85.25 2007-02-26
326 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
327 Double Haven Capital (Hong Kong) Limited 4 8 12 66.67 2007-02-16
328 GF FUTURES (HONG KONG) CO., LIMITED 2 11 13 84.62 2007-02-16
329 SUN Partners Investment Management Limited 3 1 4 25.00 2007-02-16
330 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
331 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
332 HKFAEx Group Limited 2 6 8 75.00 2007-02-15
333 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 9 13 69.23 2007-02-14
334 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00 2007-02-13
335 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
336 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
337 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 1 5 20.00 2007-02-01
338 GF Capital (Hong Kong) Limited 6 5 11 45.45 2007-01-31
339 GF Securities (Hong Kong) Brokerage Limited 4 20 24 83.33 2007-01-31
340 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 13 16 81.25 2007-01-30
341 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
342 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
343 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 60.00 2007-01-15
344 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 38 43 88.37 2007-01-12
345 Mirae Asset Securities (HK) Limited 8 21 29 72.41 2007-01-11
346 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
347 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 11 13 84.62 2007-01-09
348 AMPLE CAPITAL LIMITED 5 10 15 66.67 2007-01-02
349 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
350 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
351 KBC Alternative Investment Management HK Limited 1 0 1 0.00 2006-12-22
352 IPP Financial Advisers Limited 2 17 19 89.47 2006-12-21
353 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 73.33 2006-12-08
354 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
355 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
356 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 33.33 2006-11-22
357 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
358 AIG Financial Products (International) Limited 3 6 9 66.67 2006-11-17
359 RHB SECURITIES HONG KONG LIMITED 8 88 96 91.67 2006-11-17
360 Point72 Hong Kong Limited 2 17 19 89.47 2006-11-14
361 VISION FINANCE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-11-14
362 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
363 Fleming Family & Partners (Asia) Limited 3 0 3 0.00 2006-11-13
364 Everbright-Efund Fund Management Limited 2 3 5 60.00 2006-11-06
365 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2006-11-01
366 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
367 ITAU ASIA LIMITED 4 3 7 42.86 2006-10-31
368 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
369 Polygon Investment Partners HK Limited 2 6 8 75.00 2006-10-27
370 JL Capital (Hong Kong) Pte Limited 3 1 4 25.00 2006-10-26
371 Pictet Asset Management (Hong Kong) Limited 4 14 18 77.78 2006-10-26
372 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
373 FLAG Squadron Asia Limited 7 4 11 36.36 2006-10-24
374 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
375 AT Asset Management (Asia-Pacific) Limited 2 0 2 0.00 2006-10-06
376 AllianceBernstein Hong Kong Limited 9 30 39 76.92 2006-10-05
377 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
378 Tremont Capital Management (Asia), Limited 2 2 4 50.00 2006-09-29
379 Julius Baer (Hong Kong) Limited 3 62 65 95.38 2006-09-14
380 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 24 28 85.71 2006-09-12
381 PERRY CAPITAL (ASIA) LIMITED 2 6 8 75.00 2006-09-12
382 Ramius Asia Ltd 3 3 6 50.00 2006-09-08
383 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
384 Eastspring Investments (Hong Kong) Limited 5 23 28 82.14 2006-08-08
385 LONGREACH GROUP LIMITED (THE) 1 3 4 75.00 2006-08-01
386 CC SIF Advisory Limited 3 1 4 25.00 2006-07-25
387 MFG Limited (HK) 3 6 9 66.67 2006-07-17
388 Oaktree Capital (Hong Kong) Limited 3 6 9 66.67 2006-07-12
389 Yuanta Securities (Hong Kong) Company Limited 4 18 22 81.82 2006-07-08
390 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
391 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 66.67 2006-07-03
392 PHOENIX CAPITAL SECURITIES LIMITED 4 6 10 60.00 2006-07-03
393 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
394 CAIIS Limited 2 23 25 92.00 2006-05-23
395 CAPE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2006-05-23
396 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
397 CHIEF COMMODITIES LIMITED 3 60 63 95.24 2006-05-17
398 PIMCO Asia Limited 2 7 9 77.78 2006-05-17
399 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
400 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
401 WING FUNG FUTURES LIMITED 3 11 14 78.57 2006-04-21
402 CC Finance Limited 3 19 22 86.36 2006-04-20
403 CHIEF SECURITIES LIMITED 3 110 113 97.35 2006-04-20
404 First Fidelity Capital (International) Limited 3 5 8 62.50 2006-04-19
405 Morgan Stanley Asia Limited 20 1032 1052 98.10 2006-04-07
406 CMT ADVISORS ASIA LIMITED 3 8 11 72.73 2006-03-31
407 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 87.65 2006-03-29
408 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
409 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
410 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
411 EnTrustPermal (Hong Kong) Limited 3 5 8 62.50 2006-03-09
412 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
413 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
414 M SECURITIES LIMITED (HK) 3 7 10 70.00 2006-02-23
415 JPMorgan Asset Management (Asia Pacific) Limited 9 82 91 90.11 2006-02-16
416 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
417 GENERALI INVESTMENTS ASIA LIMITED 6 11 17 64.71 2006-02-08
418 Newedge Broker Hong Kong Limited 4 81 85 95.29 2006-02-08
419 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 83.33 2006-02-08
420 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
421 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 347 353 98.30 2006-01-25
422 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
423 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
424 ASSET MANAGEMENT GROUP LIMITED 2 35 37 94.59 2006-01-17
425 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
426 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
427 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
428 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
429 VEDA CAPITAL LIMITED (HK) 2 5 7 71.43 2005-12-28
430 Alphatraxx (H.K.) Limited 2 1 3 33.33 2005-12-23
431 Henyep Capital Management Limited 2 5 7 71.43 2005-12-20
432 T G SECURITIES LIMITED 3 9 12 75.00 2005-12-19
433 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
434 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
435 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
436 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
437 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
438 Success Futures and Foreign Exchange Limited 4 37 41 90.24 2005-12-06
439 FULBRIGHT FUTURES LIMITED 2 39 41 95.12 2005-12-05
440 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
441 ARA Asset Management (Prosperity) Limited 4 2 6 33.33 2005-11-30
442 BEAR STEARNS ASIA LIMITED 3 39 42 92.86 2005-11-29
443 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 19 27 70.37 2005-11-29
444 CHEONG LEE SECURITIES LIMITED 5 10 15 66.67 2005-11-24
445 T & F Equities Limited 2 1 3 33.33 2005-11-23
446 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
447 IBTS ASIA (HK) LIMITED 3 20 23 86.96 2005-11-17
448 ABCI Securities Company Limited 8 43 51 84.31 2005-11-15
449 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 18 23 78.26 2005-11-15
450 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
451 Well Link Securities Limited 2 12 14 85.71 2005-11-11
452 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
453 Gottex Fund Management (Hong Kong) Limited 2 1 3 33.33 2005-11-04
454 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
455 Legg Mason Asset Management Hong Kong Limited 5 22 27 81.48 2005-10-31
456 Aetas Global Markets Limited 4 2 6 33.33 2005-10-26
457 China Access Advisors Limited 2 0 2 0.00 2005-10-21
458 Citadel Asia Limited 2 49 51 96.08 2005-10-21
459 LXL Investment Management (Hong Kong) Limited 2 4 6 66.67 2005-10-13
460 Execution Noble (Hong Kong) Limited 3 4 7 57.14 2005-10-10
461 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
462 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
463 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
464 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
465 RHB FUTURES HONG KONG LIMITED 5 41 46 89.13 2005-09-28
466 FT Securities Limited 5 89 94 94.68 2005-09-22
467 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
468 CAPITAL GLOBAL MANAGEMENT LIMITED 4 9 13 69.23 2005-09-17
469 Sino-Rich Securities & Futures Limited 2 19 21 90.48 2005-09-17
470 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
471 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
472 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
473 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
474 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
475 MF Global Hong Kong Limited 7 19 26 73.08 2005-08-26
476 OLD PEAK LIMITED (HK) 4 6 10 60.00 2005-08-26
477 MCP Asset Management Company Limited 6 7 13 53.85 2005-08-23
478 CCB INTERNATIONAL SECURITIES LIMITED 7 31 38 81.58 2005-08-19
479 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
480 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
481 MERCER INVESTMENTS (HK) LIMITED 3 4 7 57.14 2005-08-04
482 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
483 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 82.35 2005-07-28
484 Aberdeen International Investment Management Limited 3 18 21 85.71 2005-07-27
485 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
486 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
487 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
488 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
489 3V Capital Limited 3 3 6 50.00 2005-07-18
490 DALTON CAPITAL (HONG KONG) LIMITED 3 3 6 50.00 2005-07-18
491 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
492 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
493 Astrum Capital Management Limited (HK) 5 3 8 37.50 2005-07-08
494 KGI CAPITAL (HONG KONG) LIMITED 5 7 12 58.33 2005-07-08
495 CHINA SYSTEM SECURITIES LIMITED 3 7 10 70.00 2005-07-07
496 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
497 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 31 34 91.18 2005-07-05
498 AM Squared Limited 2 9 11 81.82 2005-06-30
499 FTL Wealth Management (HK) Limited 3 204 207 98.55 2005-06-28
500 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
501 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 12 16 75.00 2005-06-24
502 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
503 Halbis Capital Management (Hong Kong) Limited 8 27 35 77.14 2005-06-23
504 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
505 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
506 AISANCE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2005-06-16
507 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
508 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 53 63 84.13 2005-06-06
509 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
510 TPG-AXON CAPITAL (HK), LIMITED 3 10 13 76.92 2005-05-31
511 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
512 Citigroup Venture Capital International Asia Limited 3 11 14 78.57 2005-05-24
513 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
514 CHINA EVERBRIGHT CAPITAL LIMITED 8 11 19 57.89 2005-05-09
515 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
516 CMC Markets Asia Limited 2 4 6 66.67 2005-05-04
517 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
518 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
519 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
520 Rothschild & Co Hong Kong Limited 4 38 42 90.48 2005-04-27
521 Turiya Advisors Asia Limited 3 8 11 72.73 2005-04-26
522 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
523 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
524 Deltroit (Hong Kong) Limited 2 12 14 85.71 2005-04-11
525 China Gather Wealth Financial Company Limited 5 9 14 64.29 2005-04-01
526 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
527 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
528 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
529 REDFORD SECURITIES LIMITED 2 16 18 88.89 2005-03-31
530 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
531 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
532 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
533 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
534 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
535 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
536 CASH ASSET MANAGEMENT LIMITED 2 11 13 84.62 2005-03-30
537 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
538 RaffAello Securities (HK) Limited 2 2 4 50.00 2005-03-30
539 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
540 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
541 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
542 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
543 Penjing Asset Management (HK) Limited 4 8 12 66.67 2005-03-24
544 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
545 SOO PUI CHEN SECURITIES LIMITED 2 1 3 33.33 2005-03-21
546 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
547 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
548 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
549 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 75.00 2005-03-08
550 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
551 Beevest Securities Limited 4 37 41 90.24 2005-03-07
552 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
553 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 70.00 2005-03-02
554 SJS Markets Limited 3 7 10 70.00 2005-03-02
555 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
556 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
557 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 1 4 25.00 2005-02-28
558 FREDDY COMPANY LIMITED 2 3 5 60.00 2005-02-21
559 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 71.43 2005-02-16
560 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 14 102 116 87.93 2005-02-15
561 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
562 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
563 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
564 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
565 BARCLAYS CAPITAL ASIA LIMITED 14 175 189 92.59 2005-01-12
566 orientiert International Markets Limited 2 2 4 50.00 2005-01-11
567 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
568 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
569 China Finance KAB Limited 3 14 17 82.35 2004-12-23
570 HSBC GUYERZELLER FAR EAST LIMITED 3 10 13 76.92 2004-12-22
571 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 27 30 90.00 2004-12-16
572 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
573 orientiert XYZ Securities Limited 2 43 45 95.56 2004-12-03
574 Nerico Brothers Limited (HK) 9 60 69 86.96 2004-11-30
575 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 15 19 78.95 2004-11-29
576 KCG SECURITIES ASIA LIMITED 4 8 12 66.67 2004-11-25
577 GINGER CAPITAL MANAGEMENT LIMITED 5 4 9 44.44 2004-11-18
578 BOCI COMMODITIES & FUTURES LIMITED 3 60 63 95.24 2004-11-17
579 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 5 7 71.43 2004-11-12
580 BLUE POOL CAPITAL LIMITED 3 1 4 25.00 2004-11-10
581 CAPITAL RESEARCH COMPANY 4 17 21 80.95 2004-11-10
582 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
583 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
584 AIF Securities Limited 3 5 8 62.50 2004-11-02
585 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
586 Nezu Asia Capital Management Limited 3 11 14 78.57 2004-10-29
587 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 50.00 2004-10-28
588 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
589 Huarong International Securities Limited 5 63 68 92.65 2004-10-25
590 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
591 GCAM Limited 2 2 4 50.00 2004-10-19
592 NATIXIS ASIA LIMITED 5 40 45 88.89 2004-10-19
593 Quam Securities Limited 7 72 79 91.14 2004-10-15
594 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 91.38 2004-10-14
595 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
596 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
597 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
598 Oasis Management (Hong Kong) 4 15 19 78.95 2004-09-14
599 AD Capital Management (Hong Kong) Limited 3 12 15 80.00 2004-09-08
600 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 42.86 2004-09-07
601 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
602 CHI CAPITAL SECURITIES LIMITED 2 0 2 0.00 2004-09-07
603 OCP Asia (Hong Kong) Limited 2 11 13 84.62 2004-09-03
604 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 71.43 2004-08-30
605 YF Life Investors Limited 3 132 135 97.78 2004-08-30
606 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
607 Tensant Securities Limited 2 4 6 66.67 2004-08-25
608 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
609 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-08-18
610 BALLINGAL INVESTMENT ADVISORS LIMITED 3 2 5 40.00 2004-08-13
611 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
612 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
613 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
614 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 80.00 2004-07-28
615 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
616 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 38 44 86.36 2004-07-15
617 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
618 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
619 CVP Securities Limited 2 32 34 94.12 2004-07-09
620 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 83.33 2004-07-07
621 AP Asset Management (HK) Limited 3 15 18 83.33 2004-07-07
622 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
623 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
624 TT INTERNATIONAL (HONG KONG) LIMITED 6 14 20 70.00 2004-06-04
625 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 61 77 79.22 2004-05-31
626 CCB INTERNATIONAL CAPITAL LIMITED 8 30 38 78.95 2004-05-27
627 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
628 ENZARD LIMITED 2 1 3 33.33 2004-05-21
629 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 88.00 2004-05-19
630 SAIL ADVISORS LIMITED 7 17 24 70.83 2004-05-17
631 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
632 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
633 SPARX Asia Investment Advisors Limited 6 22 28 78.57 2004-04-20
634 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
635 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
636 CENTALINE WEALTH MANAGEMENT LIMITED 3 123 126 97.62 2004-04-02
637 ETRADE SECURITIES (HONG KONG) LIMITED 6 16 22 72.73 2004-03-19
638 CELESTIAL SECURITIES LIMITED 6 267 273 97.80 2004-03-13
639 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
640 BOCI SECURITIES LIMITED 11 266 277 96.03 2004-03-01
641 ONE CHINA SECURITIES LIMITED 2 35 37 94.59 2004-03-01
642 OP INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2004-02-18
643 WINTONE SECURITIES LIMITED 3 11 14 78.57 2004-02-16
644 PIPER JAFFRAY ASIA FUTURES LIMITED 3 16 19 84.21 2004-02-13
645 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
646 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
647 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
648 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
649 Nuada Limited 2 3 5 60.00 2004-01-15
650 CTBC Asia Limited 5 10 15 66.67 2004-01-14
651 DEUTSCHE SECURITIES ASIA LIMITED 6 184 190 96.84 2004-01-08
652 Interactive Brokers Hong Kong Limited 3 8 11 72.73 2004-01-07
653 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
654 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
655 CSC SECURITIES (HK) LIMITED 6 36 42 85.71 2003-12-29
656 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
657 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
658 CMB International Capital Holdings Corporation Limited 3 12 15 80.00 2003-12-17
659 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
660 BlackRock Asset Management North Asia Limited 3 22 25 88.00 2003-12-16
661 SG SECURITIES (HK) LIMITED 8 147 155 94.84 2003-12-16
662 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
663 PHILLIP COMMODITIES (H.K.) LIMITED 5 441 446 98.88 2003-12-09
664 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 143 151 94.70 2003-12-02
665 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
666 Evergrande Futures (Hong Kong) Limited 2 42 44 95.45 2003-11-21
667 DORIC CAPITAL CORPORATION 3 6 9 66.67 2003-11-13
668 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 5 72 77 93.51 2003-10-31
669 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
670 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 318 336 94.64 2003-10-15
671 DBS VICKERS (HONG KONG) LIMITED 5 146 151 96.69 2003-10-14
672 SG Asset Finance (Hong Kong) Limited 4 90 94 95.74 2003-10-02
673 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 351 363 96.69 2003-09-30
674 REALINK FINANCIAL TRADE LIMITED 5 15 20 75.00 2003-09-25
675 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 89.80 2003-09-24
676 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 80.00 2003-09-18
677 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
678 BARING ASSET MANAGEMENT (ASIA) LIMITED 10 12 22 54.55 2003-08-29
679 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
680 Yuanta Asia Investment (Hong Kong) Limited 11 87 98 88.78 2003-08-13
681 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
682 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
683 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
684 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
685 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
686 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
687 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 75.00 2003-06-06
688 iTTa Capital Limited 3 4 7 57.14 2003-05-29
689 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 8 9 88.89 2003-05-23
690 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
691 Zijing Capital Limited 2 2 4 50.00 2003-05-07
692 313 Capital Management Limited 1 2 3 66.67
693 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
694 AASTOCKS.COM LIMITED 2 0 2 0.00
695 ABN AMRO Clearing (Futures) Hong Kong Limited 7 8 15 53.33
696 ABN AMRO Clearing Hong Kong Limited 4 4 8 50.00
697 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
698 abrdn Hong Kong Limited 4 4 8 50.00
699 Absolute Investment Management (HK) Limited 2 1 3 33.33
700 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
701 ACM ASIA LIMITED 2 0 2 0.00
702 ADM SECURITIES LIMITED 2 0 2 0.00
703 ADMIS Hong Kong Limited 2 24 26 92.31
704 Aevitas Securities Limited 2 4 6 66.67
705 AIF CAPITAL LIMITED 4 10 14 71.43
706 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
707 AJ Securities Limited 2 5 7 71.43
708 Allard Partners Limited 3 3 6 50.00
709 Allianz Global Investors Hong Kong Limited 4 51 55 92.73
710 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
711 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
712 Alpha Nova Capital Management Limited 4 1 5 20.00
713 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
714 ALPS ADVISORY (HK) LIMITED 2 6 8 75.00
715 ALTUS CAPITAL LIMITED 3 3 6 50.00
716 AMS CAPITAL LIMITED (d2012-07-13) 4 3 7 42.86
717 Amundi Hong Kong Limited 6 30 36 83.33
718 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
719 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
720 ANGUS MOORE LIMITED 2 13 15 86.67
721 Anli Securities Limited 2 9 11 81.82
722 Anuenue Securities Limited 3 12 15 80.00
723 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
724 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
725 Arta Global Futures Limited 2 2 4 50.00
726 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 20 22 90.91
727 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
728 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
729 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
730 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
731 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
732 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 57.14
733 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
734 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
735 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
736 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
737 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
738 Averest Capital Limited 2 4 6 66.67
739 Avia Asset Management Limited 1 3 4 75.00
740 AXA Financial Planning (Hong Kong) Limited 4 38 42 90.48
741 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
742 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
743 Axis Capital Management Limited 2 2 4 50.00
744 BALI SECURITIES CO. LIMITED 3 0 3 0.00
745 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
746 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
747 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
748 BaoQiao Partners Securities (HK) Limited 2 6 8 75.00
749 BEA Union Investment Management Limited 4 23 27 85.19
750 BEAR BRIGHT LIMITED 3 2 5 40.00
751 Belvest Investment Services Limited 2 12 14 85.71
752 Bentley Capital Limited (HK) 3 0 3 0.00
753 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
754 BERICH BROKERAGE LIMITED 4 18 22 81.82
755 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
756 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
757 Black Marble Securities Limited 2 3 5 60.00
758 BlackRock (Hong Kong) Limited (d2017-01-20) 7 47 54 87.04
759 BLOOMYEARS LIMITED 2 2 4 50.00
760 BMI FUNDS MANAGEMENT LIMITED 3 6 9 66.67
761 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 49 55 89.09
762 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
763 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 86.36
764 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 36 39 92.31
765 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 124 129 96.12
766 BOCI ASIA LIMITED 14 56 70 80.00
767 BOCI ASSET MANAGEMENT LIMITED 6 1 7 14.29
768 BOCI RESEARCH LIMITED 4 38 42 90.48
769 BOKHARY SECURITIES LIMITED 2 6 8 75.00
770 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
771 BOWEN ASIA LIMITED 5 2 7 28.57
772 Bradbury Securities Limited 2 8 10 80.00
773 Bright Fund Management Limited 3 9 12 75.00
774 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 32 36 88.89
775 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 47 52 90.38
776 Broadway Wealth Management Limited 3 10 13 76.92
777 BROOKE CAPITAL LIMITED 2 1 3 33.33
778 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
779 BULLISH SECURITIES LIMITED 2 11 13 84.62
780 BUSINESS FUTURES LIMITED 2 8 10 80.00
781 BUSINESS SECURITIES LIMITED 2 16 18 88.89
782 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
783 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 50.00
784 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
785 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
786 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
787 CASH Wealth Management Limited 3 55 58 94.83
788 CBH Asia Limited 4 18 22 81.82
789 CBRE Investment Management (Asia) Limited 0 2 2 100.00
790 CCB Securities Limited 2 3 5 60.00
791 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
792 CELESTIAL COMMODITIES LIMITED 5 153 158 96.84
793 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
794 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
795 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
796 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
797 CERES CAPITAL LIMITED 2 0 2 0.00
798 CES Commodities (HK) Limited 8 401 409 98.04
799 CES Forex (HK) Limited 4 174 178 97.75
800 CES International Commodities (HK) Limited 4 6 10 60.00
801 CGS International Securities Hong Kong Limited 6 30 36 83.33
802 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 33.33
803 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
804 Chanceton Capital Partners Limited 3 2 5 40.00
805 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
806 ChapmanCraig Limited 2 1 3 33.33
807 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 68.75
808 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
809 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
810 CHEETAH ADVISORS LIMITED 2 1 3 33.33
811 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
812 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
813 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
814 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
815 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
816 China Enterprise Securities Company Limited 2 2 4 50.00
817 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
818 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 71.43
819 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
820 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 105 113 92.92
821 China Finance Holdings Limited 2 2 4 50.00
822 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
823 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
824 China Integrity Investment Limited 2 1 3 33.33
825 CHINA INTERNATIONAL CAPITAL LIMITED 2 11 13 84.62
826 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00
827 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 41 43 95.35
828 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
829 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
830 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
831 China Reserve Securities Limited 4 2 6 33.33
832 CHINA RICH ASSET MANAGEMENT LIMITED 3 1 4 25.00
833 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
834 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
835 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
836 China Tonghai (IA) Limited 3 11 14 78.57
837 CHONG HING COMMODITIES AND FUTURES LIMITED 4 26 30 86.67
838 CHONG HING SECURITIES LIMITED 4 58 62 93.55
839 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
840 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
841 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
842 CHRISTFUND SECURITIES LIMITED 3 34 37 91.89
843 CHUANGS & CO. LIMITED 3 1 4 25.00
844 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
845 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 1 0 1 0.00
846 CINDA INTERNATIONAL CAPITAL LIMITED 4 5 9 55.56
847 CINDA INTERNATIONAL FUTURES LIMITED 4 44 48 91.67
848 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 72 74 97.30
849 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 40 43 93.02
850 CINDA INTERNATIONAL SECURITIES LIMITED 3 99 102 97.06
851 CITIC Securities (Hong Kong) Limited 7 16 23 69.57
852 CITIC Securities Brokerage (HK) Limited 11 160 171 93.57
853 CITIC Securities CLSA Capital Partners (HK) Limited 4 16 20 80.00
854 CITIC Securities Futures (HK) Limited 8 93 101 92.08
855 CLSA FUTURES LIMITED 3 13 16 81.25
856 CLSA LIMITED 7 154 161 95.65
857 CLSA RESEARCH LIMITED 2 116 118 98.31
858 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 66.67
859 CMB International Global Markets Limited 5 13 18 72.22
860 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
861 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
862 COL Securities (HK) Limited 2 2 4 50.00
863 COMGEST FAR EAST LIMITED 2 2 4 50.00
864 COMMENCE COMPANY LIMITED 2 0 2 0.00
865 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 160 166 96.39
866 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
867 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 100 105 95.24
868 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 151 158 95.57
869 CORPORATE BROKERS LIMITED 4 82 86 95.35
870 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
871 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
872 Credit Agricole Securities (Asia) Limited 8 64 72 88.89
873 Credit Suisse Futures (Hong Kong) Limited 1 3 4 75.00
874 Credit Suisse Securities (Hong Kong) Limited 9 79 88 89.77
875 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
876 CS Wealth Securities Limited 4 4 8 50.00
877 CSC ASIA LIMITED 2 3 5 60.00
878 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
879 CSC FUTURES (HK) LIMITED 4 27 31 87.10
880 CTW SECURITIES LIMITED 2 3 5 60.00
881 CUPOLA CAPITAL LIMITED 3 1 4 25.00
882 CVC Asia Pacific Limited 4 10 14 71.43
883 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
884 D.J. SECURITIES LIMITED 2 0 2 0.00
885 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 60.00
886 DAH SING SECURITIES LIMITED 2 9 11 81.82
887 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 5 8 62.50
888 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 90.63
889 DBS ASIA CAPITAL LIMITED 6 19 25 76.00
890 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 9 14 64.29
891 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
892 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
893 Delta Asia Wealth Management Limited 2 2 4 50.00
894 DL BROKERAGE LIMITED 3 19 22 86.36
895 DNB Asset Management (Asia) Limited 4 3 7 42.86
896 DWS Investments Hong Kong Limited 5 50 55 90.91
897 EAA SECURITIES LIMITED 2 1 3 33.33
898 EAST ASIA FUTURES LIMITED 2 11 13 84.62
899 EAST ASIA SECURITIES COMPANY LIMITED 3 148 151 98.01
900 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
901 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
902 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
903 ELSTONE SECURITIES LIMITED 4 14 18 77.78
904 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33
905 EMPEROR FUTURES LIMITED 4 104 108 96.30
906 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 231 236 97.88
907 EMPEROR SECURITIES LIMITED (HK) 8 169 177 95.48
908 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
909 ENLIGHTEN FUTURES LIMITED 4 19 23 82.61
910 ENLIGHTEN SECURITIES LIMITED 4 38 42 90.48
911 EQT Partners Asia Limited 3 4 7 57.14
912 Essence International Financial Holdings Limited 2 16 18 88.89
913 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
914 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
915 EVER-LONG SECURITIES COMPANY LIMITED 3 16 19 84.21
916 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
917 Everbright Securities Global (HK) Limited 3 8 11 72.73
918 Everbright Securities Investment Services (HK) Limited 11 525 536 97.95
919 Evergrande Securities (Hong Kong) Limited 3 66 69 95.65
920 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
921 EVERHOT SECURITIES LIMITED 3 7 10 70.00
922 EWARTON SECURITIES LIMITED 4 23 27 85.19
923 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
924 F. R. ZIMMERN LIMITED 2 3 5 60.00
925 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
926 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
927 FAIR EAGLE SECURITIES COMPANY LIMITED 2 21 23 91.30
928 FAIRWIN BROKING LIMITED 2 5 7 71.43
929 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
930 FDB Financial Group Limited 5 3 8 37.50
931 FE SECURITIES LIMITED 4 6 10 60.00
932 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
933 FIL Investment Advisors 8 78 86 90.70
934 FIL Investment Management (Hong Kong) Limited 10 149 159 93.71
935 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
936 Finet Securities Limited 4 5 9 55.56
937 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
938 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
939 FIRST SECURITIES (HK) LIMITED 4 5 9 55.56
940 First Sentier Investors (Hong Kong) Limited 6 22 28 78.57
941 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
942 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
943 FIRST SHANGHAI SECURITIES LIMITED 5 62 67 92.54
944 FIRST WORLDSEC SECURITIES LIMITED 4 15 19 78.95
945 FORTUNE (HK) SECURITIES LIMITED 3 7 10 70.00
946 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
947 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 28 33 84.85
948 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
949 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
950 Fubon Capital (HK) Limited 1 2 3 66.67
951 Fubon Fund Management (Hong Kong) Limited 4 8 12 66.67
952 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 10 13 76.92
953 FULBRIGHT SECURITIES LIMITED 6 117 123 95.12
954 FULL WIN SECURITIES LIMITED 2 1 3 33.33
955 FULLJET SECURITIES LIMITED 2 0 2 0.00
956 Funderstone Asset Management (HK) Limited 2 1 3 33.33
957 Funderstone Futures Limited 3 41 44 93.18
958 Funderstone Securities Limited 4 44 48 91.67
959 FWD Financial Planning Limited (HK) 3 76 79 96.20
960 FWD Life Insurance Company (Bermuda) Limited 2 103 105 98.10
961 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
962 GAM HONG KONG LIMITED 4 22 26 84.62
963 GAOYU SECURITIES LIMITED 4 17 21 80.95
964 GAYANG SECURITIES LIMITED 2 16 18 88.89
965 Ge Shang Investment (Hong Kong) Limited 2 27 29 93.10
966 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
967 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
968 GET NICE CAPITAL LIMITED 2 0 2 0.00
969 GET NICE FUTURES COMPANY LIMITED 2 35 37 94.59
970 GET NICE SECURITIES LIMITED 5 94 99 94.95
971 GIGA (HONG KONG) LIMITED 3 8 11 72.73
972 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
973 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
974 Glory Sun Securities Limited 4 19 23 82.61
975 GLS SECURITIES LIMITED 3 4 7 57.14
976 GO-TO-ASIA INVESTMENT LIMITED 4 1 5 20.00
977 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
978 Goldbridge Securities Limited 3 2 5 40.00
979 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
980 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
981 GOLDMAN SACHS (ASIA) L.L.C. 62 745 807 92.32
982 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 9 32 41 78.05
983 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 288 305 94.43
984 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 91.49
985 GOLDRIDE SECURITIES LIMITED 3 3 6 50.00
986 Goldyard Capital Limited 2 6 8 75.00
987 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
988 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
989 Grand Cartel Securities Company Limited 2 3 5 60.00
990 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
991 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
992 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
993 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
994 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
995 Grit Securities Limited 2 2 4 50.00
996 GT CAPITAL LIMITED 2 8 10 80.00
997 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
998 GUOTAI JUNAN CAPITAL LIMITED 5 18 23 78.26
999 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 28 30 93.33
1000 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 85 91 93.41
1001 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 22 26 84.62
1002 HAITONG INTERNATIONAL CAPITAL LIMITED 6 9 15 60.00
1003 HAITONG INTERNATIONAL FUTURES LIMITED 7 280 287 97.56
1004 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 89.47
1005 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
1006 HAMON ASSET MANAGEMENT LIMITED 3 9 12 75.00
1007 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
1008 HANG SENG FUTURES LIMITED 2 9 11 81.82
1009 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 37 44 84.09
1010 HANG SENG INVESTMENT SERVICES LIMITED 4 16 20 80.00
1011 HANG SENG SECURITIES LIMITED 5 29 34 85.29
1012 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1013 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
1014 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1015 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
1016 Hao Tian International Securities Limited 3 8 11 72.73
1017 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1018 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
1019 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1020 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 6 9 66.67
1021 HENIK SECURITIES LIMITED 2 10 12 83.33
1022 HENYEP SECURITIES LIMITED 3 18 21 85.71
1023 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1024 HERMES SECURITIES LIMITED 2 8 10 80.00
1025 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
1026 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1027 HING WONG SECURITIES LIMITED 3 10 13 76.92
1028 HIP HING SECURITIES LIMITED 2 2 4 50.00
1029 HOI SANG SECURITIES LIMITED 2 2 4 50.00
1030 HONG KONG FOREX INVESTMENT LIMITED 2 28 30 93.33
1031 HONG KONG INTERNATIONAL FUTURES LIMITED 2 10 12 83.33
1032 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 15 19 78.95
1033 Hong Kong Stock Link Securities Limited 3 7 10 70.00
1034 Hongkong Bay Securities Limited 2 7 9 77.78
1035 HOORAY CAPITAL LIMITED 1 0 1 0.00
1036 HOORAY SECURITIES LIMITED 2 1 3 33.33
1037 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 2 5 40.00
1038 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1039 HPEF Capital Partners Limited 5 22 27 81.48
1040 HPEF Venture Partners Limited 4 5 9 55.56
1041 HSBC BROKING (CHINA) LIMITED 2 9 11 81.82
1042 HSBC BROKING FOREX (ASIA) LIMITED 3 143 146 97.95
1043 HSBC BROKING FUTURES (ASIA) LIMITED 3 162 165 98.18
1044 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
1045 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 95.53
1046 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 28 33 84.85
1047 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1048 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1049 HSBC LIFE (INTERNATIONAL) LIMITED 2 109 111 98.20
1050 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
1051 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 46 51 90.20
1052 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1053 HT CAPITAL MANAGEMENT LIMITED 4 2 6 33.33
1054 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1055 Huajin Corporate Finance (International) Limited 4 7 11 63.64
1056 Huayu Securities Limited 2 7 9 77.78
1057 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1058 HUNG SING FUTURES LIMITED 2 4 6 66.67
1059 HUNG SING SECURITIES LIMITED 2 19 21 90.48
1060 iBest Securities Company Limited 3 6 9 66.67
1061 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
1062 ICBC Asset Management (Global) Company Limited 5 5 10 50.00
1063 ICEA CAPITAL LIMITED 8 24 32 75.00
1064 ICEA SECURITIES ASIA LIMITED 2 8 10 80.00
1065 iFAST Securities (HK) Limited 3 3 6 50.00
1066 Imagi Brokerage Limited 3 5 8 62.50
1067 IMARKETS LIMITED 2 1 3 33.33
1068 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1069 Income Partners Asset Management (HK) Limited 4 9 13 69.23
1070 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
1071 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 77.78
1072 Instinet Alpha Trading Limited 2 0 2 0.00
1073 INSTINET PACIFIC LIMITED 5 31 36 86.11
1074 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1075 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1076 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
1077 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 7 10 70.00
1078 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1079 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 30 35 85.71
1080 INVESCO HONG KONG LIMITED 7 49 56 87.50
1081 iVenture Investment Management Limited 2 1 3 33.33
1082 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 80.77
1083 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
1084 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1085 Janus Henderson Investors Hong Kong Limited 3 10 13 76.92
1086 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1087 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1088 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1089 JF INTERNATIONAL MANAGEMENT INC. 3 26 29 89.66
1090 JK Capital Management Limited 4 3 7 42.86
1091 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1092 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1093 Joy Silver Limited 4 11 15 73.33
1094 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1095 JPMorgan Funds (Asia) Limited 8 85 93 91.40
1096 JS CRESVALE CAPITAL LIMITED 4 0 4 0.00
1097 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1098 JVSakk Asia Limited 2 1 3 33.33
1099 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1100 KAISER FUTURES LIMITED 3 24 27 88.89
1101 Kaiser KT Capital Limited 3 1 4 25.00
1102 KAISER SECURITIES LIMITED 2 23 25 92.00
1103 KAM FAI SECURITIES CO., LIMITED 5 25 30 83.33
1104 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
1105 Kam Wah Investments Limited 2 3 5 60.00
1106 KARFORD SECURITIES LIMITED 2 0 2 0.00
1107 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1108 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1109 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
1110 KARL-THOMSON SECURITIES COMPANY LIMITED 3 25 28 89.29
1111 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1112 KB Securities Hong Kong Limited 2 6 8 75.00
1113 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 34 37 91.89
1114 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1115 KGI ASIA LIMITED 16 353 369 95.66
1116 KGI Asset Management Limited 2 1 3 33.33
1117 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
1118 KGI FUTURES (HONG KONG) LIMITED 10 268 278 96.40
1119 KGI SECURITIES (HONG KONG) LIMITED 12 47 59 79.66
1120 KILMOREY SECURITIES LIMITED 3 5 8 62.50
1121 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1122 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
1123 KINGSTON CORPORATE FINANCE LIMITED 3 3 6 50.00
1124 KINGSTON FUTURES LIMITED 2 15 17 88.24
1125 KINGSTON SECURITIES LIMITED 4 50 54 92.59
1126 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1127 KMT SECURITIES LIMITED 2 8 10 80.00
1128 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 6 13 46.15
1129 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
1130 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1131 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1132 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1133 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
1134 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1135 LAMTEX SECURITIES LIMITED 2 12 14 85.71
1136 LAU & COMPANY LIMITED 2 0 2 0.00
1137 Legg Mason International Equities (Hong Kong) Limited 4 8 12 66.67
1138 LEHIN SECURITIES LIMITED 3 26 29 89.66
1139 LEHMAN BROTHERS ASIA LIMITED 0 11 11 100.00
1140 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1141 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
1142 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 57 62 91.94
1143 LIM ADVISORS LIMITED 6 10 16 62.50
1144 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 90.00
1145 Lombard Investments (HK) Limited 2 0 2 0.00
1146 LOMBARD ODIER (HONG KONG) LIMITED 5 8 13 61.54
1147 Longitude Asia Limited 3 3 6 50.00
1148 LUEN FAT SECURITIES COMPANY LIMITED 6 56 62 90.32
1149 LUEN HING SECURITIES LIMITED 2 7 9 77.78
1150 LUEN SING SECURITIES LIMITED 4 10 14 71.43
1151 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 60.00
1152 Lynx Portfolio Limited 2 1 3 33.33
1153 M&F Asset Management Limited 3 10 13 76.92
1154 Mackenzie Investments Asia Limited 4 4 8 50.00
1155 MACQUARIE CAPITAL LIMITED 18 394 412 95.63
1156 Macquarie Corporate (Hong Kong) Limited 8 143 151 94.70
1157 MACQUARIE EQUITIES (ASIA) LIMITED 3 48 51 94.12
1158 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 25 28 89.29
1159 MAGIC COMPASS FUTURES LIMITED 2 11 13 84.62
1160 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1161 MALAHON SECURITIES LIMITED 2 12 14 85.71
1162 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1163 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1164 MANGO FINANCIAL LIMITED 3 13 16 81.25
1165 MANULIFE (INTERNATIONAL) LIMITED 5 15 20 75.00
1166 Manulife Investment Management (Hong Kong) Limited 6 1455 1461 99.59
1167 MARC FABER LIMITED 2 0 2 0.00
1168 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
1169 Mason Futures Limited (HK) 5 27 32 84.38
1170 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1171 MASON LAROCHE (HK) LIMITED 3 1 4 25.00
1172 Mason Securities Limited 6 43 49 87.76
1173 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1174 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1175 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0.00
1176 Matrix Securities Limited 5 2 7 28.57
1177 MCP Holdings Limited (HK) 2 7 9 77.78
1178 MEAG Hong Kong Limited 2 3 5 60.00
1179 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1180 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1181 MEIJI YASUDA ASIA LIMITED 3 2 5 40.00
1182 Merdeka Securities Limited 3 1 4 25.00
1183 Merrill Lynch (Asia Pacific) Limited 18 884 902 98.00
1184 Merrill Lynch Far East Limited 13 350 363 96.42
1185 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 10 449 459 97.82
1186 MESSIS CAPITAL LIMITED 2 1 3 33.33
1187 Metaverse Securities Limited (HK) 4 3 7 42.86
1188 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
1189 METRO CAPITAL SECURITIES LIMITED 3 16 19 84.21
1190 MIB FUTURES (HONG KONG) LIMITED 3 29 32 90.63
1191 MIB SECURITIES (HONG KONG) LIMITED 7 67 74 90.54
1192 Minerva Holding Financial Securities Limited 2 9 11 81.82
1193 MING HON SECURITIES LIMITED 3 1 4 25.00
1194 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1195 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1196 Monex Boom Securities (H.K.) Limited 3 6 9 66.67
1197 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
1198 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1199 Morgan Stanley Hong Kong Futures Limited 7 421 428 98.36
1200 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1201 MORTON SECURITIES LIMITED 2 3 5 60.00
1202 MTF SECURITIES LIMITED 2 17 19 89.47
1203 MUSHK Limited 8 46 54 85.19
1204 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1205 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
1206 Neutral Financial Holding Company Limited 2 7 9 77.78
1207 NEW REGION SECURITIES COMPANY LIMITED 4 2 6 33.33
1208 NEW TREND FUTURES LIMITED 4 7 11 63.64
1209 Newedge Broker Limited 5 90 95 94.74
1210 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1211 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
1212 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 60.00
1213 Nikko Asset Management Hong Kong Limited 3 13 16 81.25
1214 Nittan Securities Asia Limited 2 2 4 50.00
1215 Nomura Asia Investment (Hong Kong) Limited 3 104 107 97.20
1216 Nomura Asset Management Hong Kong Limited 3 15 18 83.33
1217 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 658 671 98.06
1218 NOMURA SECURITIES (HONG KONG) LIMITED 3 36 39 92.31
1219 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1220 Northern Trust Company of Hong Kong Limited (The) 4 23 27 85.19
1221 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1222 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1223 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1224 OKACHI (HONG KONG) COMPANY LIMITED 3 15 18 83.33
1225 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 23 26 88.46
1226 OnePlatform Securities Limited 2 29 31 93.55
1227 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1228 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1229 Open Asset Management Limited 2 0 2 0.00
1230 Open Securities Limited 3 19 22 86.36
1231 Oreana Financial Services Limited 2 5 7 71.43
1232 ORIENT SECURITIES LIMITED 2 13 15 86.67
1233 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
1234 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1235 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1236 Oshidori Corporate Finance Limited 2 1 3 33.33
1237 Oshidori Securities Limited 3 6 9 66.67
1238 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1239 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1240 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1241 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1242 Pacific Sun Advisors Limited 3 0 3 0.00
1243 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1244 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 62.50
1245 PANURGY LIMITED 1 1 2 50.00
1246 PARIBAS ASIA EQUITY LIMITED 3 40 43 93.02
1247 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1248 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1249 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1250 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 85.71
1251 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1252 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1253 PEACE TOWN FUTURES LIMITED 5 14 19 73.68
1254 PEGASUS FUND MANAGERS LIMITED 2 33 35 94.29
1255 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 86.36
1256 PGIM (Hong Kong) Limited 2 5 7 71.43
1257 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 20 22 90.91
1258 PHILLIP SECURITIES (HONG KONG) LIMITED 6 683 689 99.13
1259 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1260 PineBridge Investments Asia Limited 3 36 39 92.31
1261 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1262 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1263 PIPER JAFFRAY ASIA LIMITED 3 17 20 85.00
1264 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 38 44 86.36
1265 Planetree Futures Limited 4 7 11 63.64
1266 Planetree Securities Limited 4 16 20 80.00
1267 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
1268 PLATINUM SECURITIES COMPANY LIMITED 5 8 13 61.54
1269 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1270 PO LEE SECURITIES LIMITED 2 3 5 60.00
1271 PO SANG SECURITIES LIMITED 3 12 15 80.00
1272 Polaris Capital (Asia) Limited 7 14 21 66.67
1273 Polen Capital HK Limited 2 0 2 0.00
1274 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 5 8 62.50
1275 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1276 Prime Cdex Securities Limited 3 27 30 90.00
1277 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1278 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 91.30
1279 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1280 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1281 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1282 PRUDENTIAL BROKERAGE LIMITED 3 144 147 97.96
1283 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 51 53 96.23
1284 Public Financial Securities Limited 3 12 15 80.00
1285 Public Securities Limited 2 5 7 71.43
1286 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1287 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1288 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
1289 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1290 Rakuten Securities Hong Kong Limited 3 46 49 93.88
1291 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1292 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 21 24 87.50
1293 RBS Asia Corporate Finance Limited 7 57 64 89.06
1294 RBS Asia Futures Limited 2 3 5 60.00
1295 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1296 Redford Asset Management Limited 1 0 1 0.00
1297 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1298 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1299 REXCAPITAL (HONG KONG) LIMITED 3 3 6 50.00
1300 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
1301 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1302 Rich Union Securities (H.K.) Limited 5 41 46 89.13
1303 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1304 Rifa Securities Limited 3 15 18 83.33
1305 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1306 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1307 ROOFER SECURITIES LIMITED 3 8 11 72.73
1308 ROSA SECURITIES LIMITED 3 5 8 62.50
1309 RPS INVESTMENT LIMITED 4 13 17 76.47
1310 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1311 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 62.50
1312 SANFULL SECURITIES LIMITED 6 62 68 91.18
1313 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 91 93 97.85
1314 SBI China Capital Commodities Limited 4 17 21 80.95
1315 SBI China Capital Securities Limited 5 26 31 83.87
1316 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 57 64 89.06
1317 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1318 SDHG International Securities Limited 3 7 10 70.00
1319 SEEKERS MARKETS LIMITED 2 9 11 81.82
1320 SELINA & CO. LIMITED (HK) 2 6 8 75.00
1321 SHACOM FUTURES LIMITED 3 3 6 50.00
1322 Shacom Securities Limited 2 14 16 87.50
1323 Shang International Finance Limited 8 17 25 68.00
1324 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1325 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1326 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 5 8 62.50
1327 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 9 15 60.00
1328 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 117 122 95.90
1329 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 94.12
1330 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 173 181 95.58
1331 SHUN HENG SECURITIES LIMITED 2 13 15 86.67
1332 SHUN LOONG FOREX COMPANY LIMITED 3 14 17 82.35
1333 SHUN LOONG FUTURES LIMITED 3 29 32 90.63
1334 SHUN LOONG SECURITIES COMPANY LIMITED 4 52 56 92.86
1335 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 2 5 40.00
1336 Silk Road International Capital Limited 3 0 3 0.00
1337 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1338 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1339 SINO CAPITAL SECURITIES LIMITED 2 18 20 90.00
1340 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
1341 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1342 Sinofortune Financial Capital Limited 2 1 3 33.33
1343 Sinofortune Securities Limited 4 10 14 71.43
1344 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1345 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27
1346 SINOPAC FUTURES (ASIA) LIMITED 5 3 8 37.50
1347 SINOPAC SECURITIES (ASIA) LIMITED 9 64 73 87.67
1348 SIU ON SECURITIES LIMITED 2 4 6 66.67
1349 SKY WARD ASIA LIMITED 2 1 3 33.33
1350 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1351 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 44.44
1352 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1353 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1354 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1355 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1356 SOUTH CHINA COMMODITIES LIMITED 2 60 62 96.77
1357 SOUTH CHINA RESEARCH LIMITED 2 5 7 71.43
1358 SOUTH CHINA SECURITIES LIMITED 2 69 71 97.18
1359 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1360 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 55 58 94.83
1361 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1362 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 30 34 88.24
1363 SPDB International Holdings Limited 3 0 3 0.00
1364 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1365 SPS COMMODITIES LIMITED 2 7 9 77.78
1366 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1367 SPS SECURITIES LIMITED 5 16 21 76.19
1368 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1369 St. James's Place (Hong Kong) Limited 3 18 21 85.71
1370 STANDARD & POOR'S, LLC 2 2 4 50.00
1371 Standard Chartered Securities (Hong Kong) Limited 13 47 60 78.33
1372 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1373 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
1374 STANHILL (HONG KONG) LIMITED 3 4 7 57.14
1375 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 25 30 83.33
1376 Stellar Securities Limited 3 1 4 25.00
1377 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1378 STOCKWELL SECURITIES LIMITED 3 32 35 91.43
1379 Success Securities Limited 3 45 48 93.75
1380 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 76.92
1381 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1382 Sun Life Hong Kong Limited 3 470 473 99.37
1383 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1384 SUN'S FUTURE LIMITED 3 3 6 50.00
1385 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1386 Superfund Financial (Hong Kong) Limited 2 6 8 75.00
1387 T G HOLBORN (HK) LIMITED 3 72 75 96.00
1388 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1389 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1390 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1391 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1392 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1393 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1394 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1395 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1396 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1397 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1398 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1399 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1400 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
1401 Taiping Securities (HK) Co Limited 5 38 43 88.37
1402 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1403 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1404 TANG PING KONG LIMITED 3 7 10 70.00
1405 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1406 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1407 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1408 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1409 Templewater Hong Kong Limited 4 9 13 69.23
1410 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1411 THING ON SECURITIES LIMITED 2 7 9 77.78
1412 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1413 TIAN YUAN FINANCE LIMITED 3 4 7 57.14
1414 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1415 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 11 15 73.33
1416 Tokio Marine Investment Services, Limited 4 2 6 33.33
1417 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1418 TOYO SECURITIES ASIA LIMITED 4 9 13 69.23
1419 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1420 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1421 TRUTH SECURITIES LIMITED 4 3 7 42.86
1422 TSE'S SECURITIES LIMITED 2 31 33 93.94
1423 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1424 Tung Shing Futures (Brokers) Limited 2 86 88 97.73
1425 Tung Shing Securities (Brokers) Limited 3 254 257 98.83
1426 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1427 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
1428 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1429 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1430 TVC MANAGEMENT LIMITED 2 0 2 0.00
1431 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1432 Tyche Group Limited 2 11 13 84.62
1433 UBS Asset Management (Hong Kong) Limited 7 28 35 80.00
1434 UBS DERIVATIVES HONG KONG LIMITED 2 30 32 93.75
1435 UBS SECURITIES ASIA LIMITED 8 292 300 97.33
1436 UBS SECURITIES HONG KONG LIMITED 4 52 56 92.86
1437 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1438 United Securities Limited (HK) 2 3 5 60.00
1439 UNITED SIMSEN FOREX DEALERS LIMITED 3 37 40 92.50
1440 UOB ASIA (HONG KONG) LIMITED 4 3 7 42.86
1441 UOB KAY HIAN (HONG KONG) LIMITED 4 235 239 98.33
1442 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 113 116 97.41
1443 UPBEST ASSETS MANAGEMENT LIMITED 4 0 4 0.00
1444 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1445 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1446 UPBEST SECURITIES COMPANY LIMITED 6 32 38 84.21
1447 VALUE PARTNERS LIMITED 5 31 36 86.11
1448 Value Partners Private Equity Limited 2 5 7 71.43
1449 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1450 Vantum Futures Limited 2 2 4 50.00
1451 VC BROKERAGE LIMITED 4 71 75 94.67
1452 VC CAPITAL LIMITED 4 5 9 55.56
1453 VC FUTURES LIMITED 4 42 46 91.30
1454 VC International Asset Management Limited 3 2 5 40.00
1455 VERCAP Financial Services Limited 2 0 2 0.00
1456 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1457 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1458 Virtu ITG Hong Kong Limited 5 16 21 76.19
1459 VMS Securities Limited 3 0 3 0.00
1460 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1461 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1462 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1463 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1464 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1465 Wanhai Securities (HK) Limited 3 4 7 57.14
1466 WARD FERRY MANAGEMENT LIMITED 3 12 15 80.00
1467 Waton Securities International Limited 2 3 5 60.00
1468 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1469 Well Link International Securities Limited 2 20 22 90.91
1470 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1471 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1472 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1473 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 42.86
1474 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1475 WILBY SECURITIES LIMITED 2 2 4 50.00
1476 Win Securities Limited 3 6 9 66.67
1477 WIN WONG SECURITIES LIMITED 2 38 40 95.00
1478 WINFULL SECURITIES LIMITED 3 19 22 86.36
1479 WING FAT SECURITIES LIMITED 3 9 12 75.00
1480 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1481 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1482 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1483 WING ON SECURITIES LIMITED 3 7 10 70.00
1484 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1485 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1486 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1487 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
1488 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1489 WINTECH SECURITIES LIMITED 4 12 16 75.00
1490 Wisetrade Securities Limited 3 9 12 75.00
1491 WM (HK) Limited 2 1161 1163 99.83
1492 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1493 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1494 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1495 WOCOM LIMITED (HK) 5 30 35 85.71
1496 WOCOM SECURITIES LIMITED 5 36 41 87.80
1497 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1498 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1499 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1500 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1501 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1502 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1503 YICKO SECURITIES LIMITED 4 18 22 81.82
1504 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1505 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1506 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1507 YUE XIU FUTURES COMPANY LIMITED 3 4 7 57.14
1508 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
1509 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1510 Yunfeng Financial Markets Limited 3 3 6 50.00
1511 Zhongrong International Futures Co., Limited 3 1 4 25.00
1512 ZHONGRONG PT FINANCE LIMITED 2 0 2 0.00
1513 ZHONGRONG PT SECURITIES LIMITED 4 38 42 90.48
1514 ZURICH ADVISORY (HK) LIMITED 2 356 358 99.44
1514 Average 3.28 24.17 27.45 88.06

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