SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
2 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
3 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
4 Celera Markets Limited 1 0 1 0.00 2008-08-12
5 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
6 China Tonghai (IA) Limited 1 0 1 0.00
7 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
8 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
9 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
10 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
11 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
12 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
13 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
14 Goldbridge Securities Limited 1 0 1 0.00
15 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
16 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
17 Kam Wah Investments Limited 1 0 1 0.00
18 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
19 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
20 LUEN HING SECURITIES LIMITED 1 0 1 0.00
21 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
22 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
23 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
24 Silk Road International Capital Limited 1 0 1 0.00
25 SJS Markets Limited 1 0 1 0.00 2005-03-02
26 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
27 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
28 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
29 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
30 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
31 AASTOCKS.COM LIMITED 2 0 2 0.00
32 ACM ASIA LIMITED 2 0 2 0.00
33 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
34 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
35 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
36 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
37 AIU International Securities Limited 2 0 2 0.00 2011-12-28
38 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
39 Alpha Nova Capital Management Limited 2 0 2 0.00
40 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
41 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
42 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
43 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
44 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
45 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
46 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
47 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
48 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
49 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
50 Ascender Capital Limited 2 0 2 0.00 2012-12-07
51 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
52 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
53 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
54 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
55 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
56 Avista Capital Limited 2 0 2 0.00 2013-08-09
57 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
58 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
59 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
60 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
61 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
62 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
63 BG Asset Management Limited 2 0 2 0.00 2014-05-27
64 Black Marble Securities Limited 2 0 2 0.00
65 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
66 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
67 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
68 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
69 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
70 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
71 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
72 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
73 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
74 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
75 BROOKE CAPITAL LIMITED 2 0 2 0.00
76 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
77 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
78 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
79 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
80 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
81 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
82 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
83 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
84 CERES CAPITAL LIMITED 2 0 2 0.00
85 CES International Commodities (HK) Limited 2 0 2 0.00
86 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
87 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
88 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
89 ChapmanCraig Limited 2 0 2 0.00
90 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
91 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
92 China Finance Holdings Limited 2 0 2 0.00
93 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
94 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
95 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
96 CHN International Group Limited 1 1 2 50.00 2010-02-22
97 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
98 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
99 COMMENCE COMPANY LIMITED 2 0 2 0.00
100 Continuum Capital Limited 2 0 2 0.00 2013-03-07
101 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
102 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
103 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
104 D.J. SECURITIES LIMITED 2 0 2 0.00
105 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
106 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
107 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
108 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
109 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
110 ELSTONE SECURITIES LIMITED 2 0 2 0.00
111 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
112 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
113 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
114 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
115 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
116 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
117 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
118 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
119 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
120 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
121 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
122 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
123 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
124 Finet Securities Limited 2 0 2 0.00
125 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
126 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
127 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
128 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
129 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
130 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
131 FULL WIN SECURITIES LIMITED 2 0 2 0.00
132 FULLJET SECURITIES LIMITED 2 0 2 0.00
133 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
134 GCIS LIMITED 2 0 2 0.00 2007-05-16
135 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
136 GET NICE CAPITAL LIMITED 2 0 2 0.00
137 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
138 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
139 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
140 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
141 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
142 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
143 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
144 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
145 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
146 Hana Asia Limited 2 0 2 0.00 2010-03-25
147 Heitman HK Limited 2 0 2 0.00 2012-12-05
148 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
149 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
150 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
151 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
152 IMARKETS LIMITED 2 0 2 0.00
153 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
154 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
155 Impression Investment Limited 2 0 2 0.00 2014-04-30
156 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
157 iVenture Investment Management Limited 2 0 2 0.00
158 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
159 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
160 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
161 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
162 KARFORD SECURITIES LIMITED 2 0 2 0.00
163 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
164 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
165 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
166 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
167 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
168 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
169 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
170 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
171 LAU & COMPANY LIMITED 2 0 2 0.00
172 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
173 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
174 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
175 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
176 MARC FABER LIMITED 2 0 2 0.00
177 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
178 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
179 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
180 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
181 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
182 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
183 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
184 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
185 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
186 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
187 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
188 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
189 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
190 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
191 OIA Asia Limited 2 0 2 0.00 2014-11-20
192 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
193 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
194 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
195 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
196 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
197 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
198 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
199 Otkcab Limited 2 0 2 0.00 2011-10-07
200 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
201 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
202 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
203 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
204 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
205 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
206 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
207 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
208 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
209 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
210 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
211 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
212 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
213 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
214 Profound Capital Limited 2 0 2 0.00 2014-01-24
215 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
216 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
217 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
218 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
219 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
220 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
221 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
222 ROCIM Limited 2 0 2 0.00 2007-06-29
223 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
224 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
225 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
226 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
227 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
228 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
229 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
230 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
231 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
232 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
233 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
234 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
235 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
236 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
237 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
238 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
239 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
240 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
241 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
242 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
243 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
244 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
245 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
246 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
247 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
248 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
249 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
250 T. M. MANAGEMENT LIMITED 2 0 2 0.00
251 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
252 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
253 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
254 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
255 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
256 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
257 VERCAP Financial Services Limited 2 0 2 0.00
258 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
259 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
260 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
261 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
262 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
263 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
264 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
265 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
266 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
267 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
268 YG Capital Management Limited 2 0 2 0.00 2014-12-12
269 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
270 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
271 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
272 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
273 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
274 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
275 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
276 3W Fund Management Limited 3 0 3 0.00 2012-11-16
277 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
278 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
279 Absolute Investment Management (HK) Limited 3 0 3 0.00
280 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
281 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
282 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
283 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
284 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
285 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
286 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
287 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
288 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
289 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
290 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
291 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
292 Arta Global Futures Limited 2 1 3 33.33
293 Artephius Partners Limited 2 1 3 33.33 2013-08-01
294 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
295 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
296 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
297 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
298 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
299 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
300 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
301 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
302 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
303 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
304 Bach Option Limited 2 1 3 33.33 2013-06-10
305 BALI SECURITIES CO. LIMITED 2 1 3 33.33
306 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
307 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
308 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
309 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
310 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
311 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
312 BLOOMYEARS LIMITED 2 1 3 33.33
313 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
314 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
315 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
316 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
317 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
318 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
319 Capital Instinct Limited 2 1 3 33.33 2011-05-25
320 CCTIC International Limited 2 1 3 33.33 2010-06-28
321 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
322 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
323 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
324 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
325 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
326 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
327 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
328 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
329 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
330 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
331 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
332 China Vered Securities Limited 2 1 3 33.33 2013-12-03
333 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
334 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
335 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
336 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
337 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
338 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
339 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
340 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
341 CUPOLA CAPITAL LIMITED 3 0 3 0.00
342 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
343 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
344 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
345 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
346 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
347 EAA SECURITIES LIMITED 2 1 3 33.33
348 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
349 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
350 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
351 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
352 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
353 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
354 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
355 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
356 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
357 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
358 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
359 Funderstone Asset Management (HK) Limited 2 1 3 33.33
360 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
361 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
362 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
363 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
364 Genting Securities Limited 2 1 3 33.33 2012-05-18
365 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
366 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
367 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
368 Goldyard Capital Limited 2 1 3 33.33
369 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
370 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
371 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
372 Grit Securities Limited 2 1 3 33.33
373 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
374 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
375 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
376 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
377 Heitman International HK Limited 2 1 3 33.33 2014-02-18
378 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
379 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
380 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
381 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
382 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
383 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
384 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
385 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
386 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
387 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
388 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
389 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
390 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
391 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
392 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
393 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
394 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
395 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
396 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
397 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
398 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
399 J Capital Research Limited 3 0 3 0.00 2012-03-01
400 JOINCAP CAPITAL LIMITED 3 0 3 0.00
401 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
402 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
403 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
404 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
405 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
406 LUEN SING SECURITIES LIMITED 2 1 3 33.33
407 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
408 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
409 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
410 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
411 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
412 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
413 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
414 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
415 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
416 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
417 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
418 Ocean Arete Limited 2 1 3 33.33 2014-08-18
419 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
420 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
421 Oracle Capital Limited 2 1 3 33.33 2009-08-17
422 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
423 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
424 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
425 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
426 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
427 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
428 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
429 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
430 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
431 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
432 Prive Financial Limited 3 0 3 0.00 2012-12-06
433 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
434 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
435 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
436 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
437 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
438 Redwood Peak Limited 2 1 3 33.33 2007-10-05
439 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
440 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
441 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
442 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
443 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
444 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
445 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
446 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
447 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
448 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
449 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
450 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
451 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
452 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
453 Sinofortune Financial Capital Limited 2 1 3 33.33
454 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
455 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
456 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
457 SPDB International Holdings Limited 3 0 3 0.00
458 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
459 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
460 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
461 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
462 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
463 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
464 T & F Equities Limited 2 1 3 33.33 2012-12-11
465 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
466 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
467 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
468 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
469 Tandem Investors Limited 3 0 3 0.00 2014-12-24
470 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
471 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
472 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
473 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
474 Tiro Capital Limited 2 1 3 33.33 2014-08-27
475 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
476 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
477 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
478 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
479 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
480 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
481 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
482 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
483 TVC MANAGEMENT LIMITED 3 0 3 0.00
484 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
485 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
486 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
487 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
488 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
489 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
490 VC International Asset Management Limited 2 1 3 33.33
491 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
492 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
493 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
494 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
495 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
496 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
497 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
498 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
499 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
500 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
501 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
502 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
503 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
504 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
505 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
506 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
507 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
508 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
509 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
510 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
511 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
512 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
513 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
514 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
515 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
516 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
517 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
518 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
519 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
520 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
521 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
522 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
523 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
524 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
525 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
526 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
527 Avia Asset Management Limited 3 1 4 25.00
528 Axis Capital Management Limited 2 2 4 50.00
529 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
530 Bentley Capital Limited (HK) 4 0 4 0.00
531 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
532 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
533 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
534 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
535 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
536 CBRE Investment Management (Asia) Limited 3 1 4 25.00
537 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
538 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
539 CHEETAH ADVISORS LIMITED 2 2 4 50.00
540 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
541 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
542 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
543 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
544 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
545 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
546 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
547 CHUANGS & CO. LIMITED 3 1 4 25.00
548 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
549 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
550 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
551 COL Securities (HK) Limited 3 1 4 25.00
552 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
553 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
554 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
555 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
556 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
557 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
558 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
559 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
560 DST Investment Management Limited 3 1 4 25.00 2012-04-23
561 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
562 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
563 EIP Alpha Limited 3 1 4 25.00 2014-02-12
564 Elements Advisors Limited 2 2 4 50.00 2010-06-08
565 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
566 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
567 Evergain Funds Limited 2 2 4 50.00 2013-12-17
568 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
569 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
570 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
571 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
572 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
573 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
574 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
575 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
576 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
577 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
578 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
579 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
580 GCAM Limited 2 2 4 50.00 2004-10-19
581 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
582 GIGA (HONG KONG) LIMITED 2 2 4 50.00
583 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
584 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
585 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
586 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
587 Goldin Financial Limited 2 2 4 50.00 2009-06-01
588 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
589 Grand Cartel Securities Company Limited 2 2 4 50.00
590 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
591 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
592 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
593 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
594 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
595 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
596 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
597 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
598 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
599 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
600 HIP HING SECURITIES LIMITED 2 2 4 50.00
601 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
602 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
603 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
604 Hongkong Bay Securities Limited 2 2 4 50.00
605 HOORAY CAPITAL LIMITED 2 2 4 50.00
606 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
607 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
608 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
609 iBest Securities Company Limited 2 2 4 50.00
610 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
611 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
612 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
613 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
614 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
615 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
616 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
617 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
618 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
619 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
620 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
621 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
622 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
623 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
624 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
625 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
626 Longitude Asia Limited 2 2 4 50.00
627 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
628 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
629 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
630 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
631 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
632 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
633 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
634 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
635 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
636 Matrix Securities Limited 2 2 4 50.00
637 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
638 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
639 MEGABASE SECURITIES LIMITED 2 2 4 50.00
640 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
641 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
642 MING HON SECURITIES LIMITED 3 1 4 25.00
643 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
644 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
645 MORTON SECURITIES LIMITED 3 1 4 25.00
646 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
647 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
648 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
649 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
650 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
651 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
652 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
653 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
654 Pacific Sun Advisors Limited 2 2 4 50.00
655 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
656 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
657 Paulson Asia Limited 3 1 4 25.00 2011-02-21
658 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
659 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
660 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
661 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
662 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
663 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
664 PRIVATE CAPITAL LIMITED 2 2 4 50.00
665 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
666 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
667 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
668 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
669 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
670 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
671 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
672 Safari Asia Limited 3 1 4 25.00 2010-04-30
673 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
674 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
675 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
676 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
677 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
678 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
679 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
680 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
681 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
682 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
683 Stellar Securities Limited 2 2 4 50.00
684 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
685 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
686 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
687 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
688 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
689 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
690 Tensant Securities Limited 2 2 4 50.00 2004-08-25
691 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
692 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
693 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
694 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
695 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
696 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
697 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
698 United Securities Limited (HK) 2 2 4 50.00
699 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
700 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
701 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
702 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
703 WAI FAT SECURITIES LIMITED 2 2 4 50.00
704 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
705 WILBY SECURITIES LIMITED 2 2 4 50.00
706 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
707 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
708 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
709 Zhongrong International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
710 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
711 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
712 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
713 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
714 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
715 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
716 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
717 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
718 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
719 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
720 Averest Capital Limited 3 2 5 40.00
721 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
722 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
723 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
724 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
725 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
726 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
727 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
728 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
729 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
730 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
731 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
732 CCB Securities Limited 2 3 5 60.00
733 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
734 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
735 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
736 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
737 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
738 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
739 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
740 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
741 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
742 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
743 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
744 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
745 CTW SECURITIES LIMITED 3 2 5 40.00
746 Direxion Asia Limited 3 2 5 40.00 2013-06-13
747 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
748 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
749 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
750 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
751 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
752 F. R. ZIMMERN LIMITED 2 3 5 60.00
753 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
754 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
755 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
756 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
757 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
758 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
759 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
760 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
761 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
762 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
763 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
764 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
765 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
766 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
767 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
768 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
769 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
770 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
771 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
772 HOI SANG SECURITIES LIMITED 2 3 5 60.00
773 Hong Kong Stock Link Securities Limited 2 3 5 60.00
774 HPEF Venture Partners Limited 2 3 5 60.00
775 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
776 iFAST Securities (HK) Limited 2 3 5 60.00
777 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
778 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
779 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
780 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
781 Kaiser KT Capital Limited 2 3 5 60.00
782 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
783 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
784 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
785 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
786 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
787 LMR Partners Limited 2 3 5 60.00 2012-07-17
788 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
789 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
790 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
791 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
792 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
793 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
794 Milma & Co. Limited 2 3 5 60.00 2008-09-24
795 MTF SECURITIES LIMITED 2 3 5 60.00
796 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
797 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
798 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
799 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
800 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
801 Open Asset Management Limited 3 2 5 40.00 2011-03-08
802 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
803 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
804 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
805 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
806 Oshidori Corporate Finance Limited 2 3 5 60.00
807 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
808 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
809 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
810 Parry International Trading Limited 2 3 5 60.00 2010-08-26
811 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
812 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
813 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
814 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
815 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
816 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
817 Proton Capital Limited 3 2 5 40.00 2007-10-16
818 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
819 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
820 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
821 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
822 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
823 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
824 ROSA SECURITIES LIMITED 3 2 5 40.00
825 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
826 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
827 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
828 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
829 SELINA & CO. LIMITED (HK) 2 3 5 60.00
830 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
831 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
832 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
833 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
834 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
835 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
836 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
837 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
838 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
839 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
840 TAIFAIR FUTURES LIMITED 3 2 5 40.00
841 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
842 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
843 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
844 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
845 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
846 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
847 WAH SANG SECURITIES LIMITED 3 2 5 40.00
848 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
849 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
850 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
851 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
852 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
853 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
854 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
855 Aevitas Securities Limited 2 4 6 66.67
856 AIF CAPITAL LIMITED 3 3 6 50.00
857 AJ Securities Limited 2 4 6 66.67
858 Amasse Capital Limited 2 4 6 66.67 2012-07-13
859 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
860 Anli Securities Limited 3 3 6 50.00
861 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
862 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
863 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
864 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
865 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
866 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
867 Athos Capital Limited 2 4 6 66.67 2012-03-20
868 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
869 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
870 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
871 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
872 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
873 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
874 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
875 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
876 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
877 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
878 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
879 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
880 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
881 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
882 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
883 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
884 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
885 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
886 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
887 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
888 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
889 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
890 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
891 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
892 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
893 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
894 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
895 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
896 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
897 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
898 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
899 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
900 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
901 DNB Asset Management (Asia) Limited 4 2 6 33.33
902 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
903 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
904 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
905 Everbright Securities Global (HK) Limited 3 3 6 50.00
906 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
907 FE SECURITIES LIMITED 2 4 6 66.67
908 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
909 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
910 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
911 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
912 GLS SECURITIES LIMITED 3 3 6 50.00
913 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
914 Grand China Securities Limited 2 4 6 66.67 2012-05-03
915 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
916 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
917 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
918 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
919 HOORAY SECURITIES LIMITED 2 4 6 66.67
920 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
921 HSZ (HONG KONG) LIMITED 2 4 6 66.67
922 HUNG SING FUTURES LIMITED 2 4 6 66.67
923 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
924 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
925 INV Partners Limited 4 2 6 33.33 2009-11-24
926 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
927 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
928 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
929 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
930 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
931 KB Securities Hong Kong Limited 2 4 6 66.67
932 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
933 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
934 LCA Solutions Limited 2 4 6 66.67 2010-07-30
935 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
936 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
937 M&F Asset Management Limited 5 1 6 16.67
938 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
939 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
940 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
941 Merdeka Securities Limited 3 3 6 50.00
942 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
943 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
944 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
945 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
946 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
947 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
948 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
949 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
950 PGIM (Hong Kong) Limited 3 3 6 50.00
951 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
952 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
953 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
954 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
955 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
956 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
957 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
958 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
959 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
960 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
961 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
962 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
963 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
964 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
965 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
966 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
967 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
968 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
969 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
970 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
971 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
972 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
973 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
974 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
975 TANG KEE SECURITIES LIMITED 3 3 6 50.00
976 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
977 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
978 TR Advisors Limited 3 3 6 50.00 2008-12-02
979 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
980 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
981 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
982 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
983 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
984 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
985 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
986 Vantum Futures Limited 2 4 6 66.67
987 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
988 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
989 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
990 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
991 WAH THAI SECURITIES LIMITED 3 3 6 50.00
992 Waton Securities International Limited 2 4 6 66.67
993 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
994 YARDLEY SECURITIES LIMITED 2 4 6 66.67
995 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
996 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
997 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
998 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
999 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
1000 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
1001 AM Squared Limited 2 5 7 71.43 2005-06-30
1002 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
1003 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1004 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
1005 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
1006 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
1007 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1008 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
1009 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
1010 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1011 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1012 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1013 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
1014 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1015 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
1016 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
1017 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
1018 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1019 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
1020 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1021 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
1022 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
1023 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
1024 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1025 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
1026 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
1027 Crosby Securities Limited 5 2 7 28.57 2013-03-06
1028 CS Wealth Securities Limited 4 3 7 42.86
1029 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1030 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
1031 eFusion Capital Limited 2 5 7 71.43 2014-06-06
1032 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1033 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1034 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
1035 FAIRWIN BROKING LIMITED 3 4 7 57.14
1036 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1037 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
1038 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1039 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
1040 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
1041 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
1042 Goldin Equities Limited 2 5 7 71.43 2008-12-17
1043 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1044 Gram Capital Limited 4 3 7 42.86 2014-03-12
1045 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
1046 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
1047 GT CAPITAL LIMITED 2 5 7 71.43
1048 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
1049 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
1050 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
1051 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
1052 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
1053 Imagi Brokerage Limited 3 4 7 57.14
1054 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
1055 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1056 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1057 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
1058 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1059 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1060 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1061 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1062 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1063 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1064 LT Finance Management Limited 3 4 7 57.14 2012-12-10
1065 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1066 MEAG Hong Kong Limited 5 2 7 28.57
1067 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1068 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1069 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1070 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
1071 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1072 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1073 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
1074 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
1075 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1076 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1077 PO LEE SECURITIES LIMITED 2 5 7 71.43
1078 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1079 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1080 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1081 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1082 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
1083 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
1084 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1085 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1086 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1087 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1088 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1089 SIU ON SECURITIES LIMITED 3 4 7 57.14
1090 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1091 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1092 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1093 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
1094 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1095 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1096 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1097 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1098 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1099 TRUTH SECURITIES LIMITED 3 4 7 57.14
1100 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1101 Value Partners Private Equity Limited 3 4 7 57.14
1102 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1103 Wanhai Securities (HK) Limited 2 5 7 71.43
1104 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1105 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1106 WING ON SECURITIES LIMITED 2 5 7 71.43
1107 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1108 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1109 Allard Partners Limited 4 4 8 50.00
1110 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
1111 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1112 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
1113 Beevest Securities Limited 2 6 8 75.00
1114 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1115 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1116 BMI Securities Limited 2 6 8 75.00 2011-03-14
1117 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
1118 BUSINESS FUTURES LIMITED 3 5 8 62.50
1119 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
1120 Chanceton Capital Partners Limited 3 5 8 62.50
1121 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
1122 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
1123 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
1124 Delta Asia Wealth Management Limited 2 6 8 75.00
1125 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
1126 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
1127 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
1128 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
1129 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1130 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1131 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1132 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
1133 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1134 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1135 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1136 Grey Investment Limited 2 6 8 75.00 2012-02-21
1137 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
1138 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1139 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
1140 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1141 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
1142 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
1143 Huayu Securities Limited 2 6 8 75.00
1144 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1145 JK Capital Management Limited 4 4 8 50.00
1146 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
1147 KMT SECURITIES LIMITED 2 6 8 75.00
1148 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1149 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1150 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1151 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1152 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1153 LT Securities Limited 3 5 8 62.50 2011-04-01
1154 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1155 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1156 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
1157 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1158 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
1159 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1160 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1161 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
1162 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
1163 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
1164 Oshidori Securities Limited 3 5 8 62.50
1165 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1166 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
1167 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1168 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
1169 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1170 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1171 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
1172 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1173 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1174 SDHG International Securities Limited 3 5 8 62.50
1175 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
1176 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1177 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1178 SPS COMMODITIES LIMITED 2 6 8 75.00
1179 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
1180 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
1181 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1182 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1183 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1184 THING ON SECURITIES LIMITED 3 5 8 62.50
1185 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1186 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1187 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1188 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1189 VBG Capital Limited 3 5 8 62.50 2009-04-20
1190 VC CAPITAL LIMITED 4 4 8 50.00
1191 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1192 Win Securities Limited 3 5 8 62.50
1193 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1194 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1195 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1196 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1197 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
1198 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1199 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
1200 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
1201 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
1202 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
1203 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
1204 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
1205 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1206 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
1207 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
1208 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1209 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1210 China Reserve Securities Limited 4 5 9 55.56
1211 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1212 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
1213 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1214 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
1215 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1216 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
1217 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
1218 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
1219 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
1220 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
1221 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
1222 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
1223 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
1224 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
1225 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
1226 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
1227 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1228 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
1229 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
1230 HANG SENG FUTURES LIMITED 2 7 9 77.78
1231 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
1232 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
1233 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
1234 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1235 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1236 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1237 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1238 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1239 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1240 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1241 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
1242 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1243 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
1244 Mackenzie Investments Asia Limited 4 5 9 55.56
1245 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1246 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1247 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1248 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1249 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
1250 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
1251 Nuada Limited 6 3 9 33.33 2004-01-15
1252 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1253 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1254 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1255 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1256 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1257 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1258 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1259 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1260 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1261 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1262 Public Financial Securities Limited 2 7 9 77.78
1263 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
1264 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
1265 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1266 SHACOM FUTURES LIMITED 2 7 9 77.78
1267 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1268 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
1269 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
1270 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1271 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
1272 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1273 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1274 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1275 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
1276 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1277 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
1278 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1279 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1280 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1281 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1282 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
1283 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
1284 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1285 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1286 Bradbury Securities Limited 2 8 10 80.00
1287 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
1288 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
1289 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1290 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
1291 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
1292 CMB International Global Markets Limited 3 7 10 70.00
1293 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
1294 DAH SING SECURITIES LIMITED 3 7 10 70.00
1295 De Riva Asia Limited 3 7 10 70.00 2010-07-29
1296 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
1297 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
1298 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
1299 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1300 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
1301 FDB Financial Group Limited 2 8 10 80.00
1302 FT Securities Limited 2 8 10 80.00
1303 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
1304 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
1305 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
1306 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
1307 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
1308 Hao Tian International Securities Limited 4 6 10 60.00
1309 HERMES SECURITIES LIMITED 2 8 10 80.00
1310 Huajin Corporate Finance (International) Limited 5 5 10 50.00
1311 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1312 JVSakk Asia Limited 3 7 10 70.00
1313 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1314 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1315 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
1316 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1317 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1318 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1319 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
1320 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1321 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1322 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1323 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1324 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1325 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1326 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
1327 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1328 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1329 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
1330 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1331 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
1332 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
1333 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
1334 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1335 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1336 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1337 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1338 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
1339 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1340 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1341 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1342 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1343 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1344 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
1345 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
1346 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
1347 BULLISH SECURITIES LIMITED 2 9 11 81.82
1348 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
1349 CC Finance Limited 2 9 11 81.82 2006-04-20
1350 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
1351 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
1352 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
1353 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
1354 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
1355 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1356 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
1357 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
1358 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
1359 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
1360 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1361 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1362 Minerva Holding Financial Securities Limited 4 7 11 63.64
1363 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
1364 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1365 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1366 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1367 Planetree Futures Limited 4 7 11 63.64
1368 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
1369 Public Securities Limited 2 9 11 81.82
1370 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1371 ROOFER SECURITIES LIMITED 2 9 11 81.82
1372 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
1373 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1374 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1375 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1376 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1377 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1378 TANG PING KONG LIMITED 3 8 11 72.73
1379 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1380 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
1381 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
1382 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1383 WINTECH SECURITIES LIMITED 4 7 11 63.64
1384 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1385 Wisetrade Securities Limited 2 9 11 81.82
1386 Zhongrong International Futures Co., Limited 3 8 11 72.73 2012-02-22
1387 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
1388 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
1389 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1390 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
1391 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
1392 Anuenue Securities Limited 2 10 12 83.33
1393 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
1394 Beijing Securities Limited 4 8 12 66.67 2008-11-07
1395 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
1396 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
1397 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
1398 CLC International Limited 4 8 12 66.67 2012-12-07
1399 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1400 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
1401 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
1402 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
1403 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
1404 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
1405 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1406 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
1407 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1408 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1409 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
1410 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
1411 HING WONG SECURITIES LIMITED 3 9 12 75.00
1412 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
1413 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
1414 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
1415 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1416 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1417 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1418 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1419 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
1420 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1421 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1422 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1423 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1424 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1425 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
1426 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
1427 Octal Capital Limited 5 7 12 58.33 2011-06-01
1428 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
1429 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1430 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1431 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1432 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
1433 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1434 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
1435 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1436 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1437 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
1438 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1439 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1440 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1441 WING FAT SECURITIES LIMITED 3 9 12 75.00
1442 AIF Securities Limited 6 7 13 53.85 2004-11-02
1443 ALTUS CAPITAL LIMITED 4 9 13 69.23
1444 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
1445 China Finance KAB Limited 3 10 13 76.92 2004-12-23
1446 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1447 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
1448 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
1449 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
1450 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
1451 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
1452 EAST ASIA FUTURES LIMITED 4 9 13 69.23
1453 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
1454 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1455 HENIK SECURITIES LIMITED 2 11 13 84.62
1456 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1457 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1458 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1459 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1460 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1461 MALAHON SECURITIES LIMITED 3 10 13 76.92
1462 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
1463 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1464 MCM Asia Limited 5 8 13 61.54 2013-03-28
1465 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1466 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
1467 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1468 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1469 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1470 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1471 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1472 Shacom Securities Limited 3 10 13 76.92
1473 Shang International Finance Limited 4 9 13 69.23
1474 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1475 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1476 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1477 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1478 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1479 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1480 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
1481 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
1482 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1483 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
1484 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
1485 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
1486 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
1487 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
1488 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
1489 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1490 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1491 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
1492 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
1493 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
1494 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
1495 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
1496 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1497 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
1498 Optima Capital Limited 4 10 14 71.43 2007-10-25
1499 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1500 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1501 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1502 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1503 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1504 TC Capital International Limited 4 10 14 71.43 2010-08-11
1505 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1506 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1507 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1508 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
1509 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
1510 BERICH BROKERAGE LIMITED 3 12 15 80.00
1511 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1512 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1513 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
1514 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1515 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
1516 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
1517 Evercore Asia Limited 4 11 15 73.33 2011-03-04
1518 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
1519 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
1520 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1521 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1522 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1523 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1524 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1525 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1526 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1527 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1528 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
1529 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1530 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1531 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1532 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1533 abrdn Hong Kong Limited 6 10 16 62.50
1534 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1535 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
1536 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
1537 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
1538 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1539 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
1540 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
1541 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
1542 CMB International Capital Limited 4 12 16 75.00 2010-09-07
1543 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
1544 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
1545 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1546 HENYEP SECURITIES LIMITED 3 13 16 81.25
1547 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1548 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1549 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1550 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1551 Neutral Financial Holding Company Limited 5 11 16 68.75
1552 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1553 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
1554 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1555 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1556 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
1557 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
1558 BUSINESS SECURITIES LIMITED 3 14 17 82.35
1559 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
1560 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
1561 CTBC Asia Limited 4 13 17 76.47 2004-01-14
1562 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
1563 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1564 GAM HONG KONG LIMITED 6 11 17 64.71
1565 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1566 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
1567 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1568 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1569 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1570 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1571 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1572 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1573 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1574 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1575 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
1576 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1577 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1578 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1579 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1580 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1581 WINFULL SECURITIES LIMITED 3 14 17 82.35
1582 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
1583 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
1584 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
1585 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
1586 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
1587 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
1588 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
1589 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1590 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
1591 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
1592 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
1593 HUNG SING SECURITIES LIMITED 4 14 18 77.78
1594 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1595 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1596 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
1597 Planetree Securities Limited 4 14 18 77.78
1598 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1599 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
1600 Rifa Futures Limited 3 15 18 83.33 2008-12-01
1601 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
1602 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1603 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1604 VMS Securities Limited 6 12 18 66.67
1605 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1606 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
1607 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
1608 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1609 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
1610 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
1611 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1612 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
1613 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1614 Open Securities Limited 5 14 19 73.68 2010-07-16
1615 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1616 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1617 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1618 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1619 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1620 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
1621 Templewater Hong Kong Limited 7 12 19 63.16
1622 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1623 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1624 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
1625 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
1626 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
1627 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
1628 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
1629 DL BROKERAGE LIMITED 3 17 20 85.00
1630 DWS Investments Hong Kong Limited 4 16 20 80.00
1631 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
1632 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
1633 KAISER FUTURES LIMITED 4 16 20 80.00
1634 KAISER SECURITIES LIMITED 4 16 20 80.00
1635 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
1636 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1637 Prime Cdex Securities Limited 4 16 20 80.00
1638 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1639 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1640 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
1641 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1642 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1643 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1644 YICKO SECURITIES LIMITED 5 15 20 75.00
1645 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
1646 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
1647 CLSA FUTURES LIMITED 4 17 21 80.95
1648 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
1649 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
1650 EWARTON SECURITIES LIMITED 4 17 21 80.95
1651 Funderstone Futures Limited 3 18 21 85.71
1652 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
1653 HPEF Capital Partners Limited 5 16 21 76.19
1654 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
1655 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
1656 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1657 SPS SECURITIES LIMITED 4 17 21 80.95
1658 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1659 WOCOM LIMITED (HK) 5 16 21 76.19
1660 CBH Asia Limited 4 18 22 81.82 2010-09-24
1661 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
1662 GAOYU SECURITIES LIMITED 5 17 22 77.27
1663 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
1664 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
1665 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
1666 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
1667 KINGSTON FUTURES LIMITED 3 19 22 86.36
1668 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
1669 MANGO FINANCIAL LIMITED 5 17 22 77.27
1670 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1671 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1672 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1673 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
1674 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
1675 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
1676 BEA Union Investment Management Limited 5 18 23 78.26
1677 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
1678 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
1679 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
1680 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
1681 Funderstone Securities Limited 4 19 23 82.61
1682 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
1683 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
1684 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1685 LEHIN SECURITIES LIMITED 3 20 23 86.96
1686 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
1687 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
1688 South China Forex Limited 3 20 23 86.96 2010-06-21
1689 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
1690 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1691 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
1692 CSC FUTURES (HK) LIMITED 3 21 24 87.50
1693 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
1694 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
1695 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
1696 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
1697 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
1698 HANG SENG SECURITIES LIMITED 6 18 24 75.00
1699 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1700 LIM ADVISORS LIMITED 6 18 24 75.00
1701 OnePlatform Securities Limited 2 22 24 91.67
1702 ORIENT SECURITIES LIMITED 2 22 24 91.67
1703 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
1704 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1705 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
1706 Virtu ITG Hong Kong Limited 4 20 24 83.33
1707 WOCOM SECURITIES LIMITED 5 19 24 79.17
1708 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1709 313 Capital Management Limited 2 23 25 92.00 2010-04-19
1710 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
1711 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
1712 CAIIS Limited 4 21 25 84.00 2006-05-23
1713 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
1714 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
1715 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1716 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1717 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
1718 CMB International Securities Limited 3 23 26 88.46 2010-06-15
1719 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
1720 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1721 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
1722 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
1723 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
1724 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
1725 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
1726 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
1727 INSTINET PACIFIC LIMITED 4 23 27 85.19
1728 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1729 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1730 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
1731 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
1732 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
1733 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
1734 Citadel Asia Limited 6 22 28 78.57 2005-10-21
1735 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
1736 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1737 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1738 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1739 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
1740 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
1741 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
1742 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
1743 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1744 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
1745 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1746 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1747 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
1748 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
1749 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
1750 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
1751 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
1752 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1753 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1754 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
1755 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
1756 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
1757 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
1758 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
1759 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
1760 Rifa Securities Limited 7 24 31 77.42
1761 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1762 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
1763 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1764 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
1765 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
1766 CVP Securities Limited 2 30 32 93.75 2004-07-09
1767 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
1768 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1769 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1770 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
1771 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
1772 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
1773 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1774 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
1775 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1776 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
1777 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
1778 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
1779 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
1780 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
1781 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
1782 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
1783 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1784 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
1785 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
1786 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
1787 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1788 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1789 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1790 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
1791 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1792 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1793 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1794 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
1795 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
1796 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
1797 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
1798 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
1799 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
1800 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
1801 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1802 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
1803 Capital International, Inc. 4 34 38 89.47 2007-07-03
1804 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
1805 Newedge Broker Hong Kong Limited 7 31 38 81.58
1806 Amundi Hong Kong Limited 6 33 39 84.62
1807 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
1808 BOCI RESEARCH LIMITED 5 34 39 87.18
1809 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
1810 Yunfeng Financial Markets Limited 12 27 39 69.23
1811 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
1812 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
1813 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1814 TSE'S SECURITIES LIMITED 3 37 40 92.50
1815 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
1816 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
1817 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1818 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1819 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
1820 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
1821 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1822 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
1823 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
1824 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1825 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
1826 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
1827 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
1828 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
1829 Mason Futures Limited (HK) 4 41 45 91.11
1830 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
1831 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
1832 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
1833 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1834 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
1835 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1836 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
1837 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1838 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
1839 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
1840 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1841 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1842 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
1843 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
1844 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1845 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
1846 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
1847 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
1848 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
1849 Taiping Securities (HK) Co Limited 6 48 54 88.89
1850 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
1851 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
1852 iBest Consultants Limited 6 50 56 89.29 2008-04-15
1853 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1854 Mason Securities Limited 6 50 56 89.29
1855 VC BROKERAGE LIMITED 3 53 56 94.64
1856 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
1857 Bright Fund Management Limited 3 54 57 94.74
1858 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
1859 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
1860 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1861 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
1862 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1863 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
1864 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
1865 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
1866 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
1867 BCT Financial Limited 2 60 62 96.77 2010-11-24
1868 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
1869 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
1870 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1871 VALUE PARTNERS LIMITED 5 58 63 92.06
1872 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
1873 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1874 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1875 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
1876 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1877 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1878 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1879 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
1880 CORPORATE BROKERS LIMITED 4 66 70 94.29
1881 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
1882 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1883 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1884 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
1885 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
1886 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
1887 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
1888 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
1889 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
1890 orientiert XYZ Securities Limited 4 71 75 94.67 2004-12-03
1891 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
1892 SANFULL SECURITIES LIMITED 6 70 76 92.11
1893 GEO Securities Limited 4 73 77 94.81 2013-05-03
1894 CHONG HING SECURITIES LIMITED 3 75 78 96.15
1895 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
1896 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1897 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1898 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
1899 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
1900 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1901 INVESCO HONG KONG LIMITED 5 78 83 93.98
1902 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
1903 GET NICE SECURITIES LIMITED 4 81 85 95.29
1904 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
1905 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
1906 Success Securities Limited 4 81 85 95.29
1907 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
1908 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
1909 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1910 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
1911 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
1912 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
1913 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1914 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
1915 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
1916 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
1917 EMPEROR FUTURES LIMITED 4 88 92 95.65
1918 FIL Investment Advisors 5 87 92 94.57
1919 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
1920 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
1921 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
1922 BOCI ASIA LIMITED 12 87 99 87.88
1923 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
1924 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1925 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1926 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
1927 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1928 CGS International Securities Hong Kong Limited 18 93 111 83.78
1929 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
1930 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
1931 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
1932 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1933 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
1934 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
1935 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
1936 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
1937 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
1938 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1939 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
1940 CITIC Securities Futures (HK) Limited 7 117 124 94.35
1941 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
1942 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
1943 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1944 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
1945 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1946 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
1947 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
1948 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
1949 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
1950 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
1951 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
1952 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1953 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
1954 CES Forex (HK) Limited 3 156 159 98.11
1955 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
1956 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1957 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
1958 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1959 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
1960 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
1961 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1962 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
1963 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
1964 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
1965 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
1966 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
1967 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
1968 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
1969 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
1970 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
1971 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
1972 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
1973 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
1974 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1975 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
1976 Quam Securities Limited 13 242 255 94.90 2004-10-15
1977 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
1978 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
1979 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
1980 CLSA LIMITED 15 270 285 94.74 2013-07-09
1981 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
1982 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
1983 CES Commodities (HK) Limited 6 290 296 97.97
1984 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1985 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
1986 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
1987 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
1988 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1989 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
1990 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
1991 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
1992 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1993 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
1994 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
1995 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
1996 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1997 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1998 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1999 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
2000 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
2001 KGI ASIA LIMITED 14 680 694 97.98
2002 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
2003 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
2004 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
2004 Average 3.47 18.65 22.11 84.33

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