SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 2 23 25 92.00 2010-04-19
2 3W Fund Management Limited 3 0 3 0.00 2012-11-16
3 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
4 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
5 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
8 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
9 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
10 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
11 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
13 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
14 abrdn Hong Kong Limited 6 10 16 62.50
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 3 0 3 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
22 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
23 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
24 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
25 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
26 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
27 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
28 Aevitas Securities Limited 2 4 6 66.67
29 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
30 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
31 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
32 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
33 AIF CAPITAL LIMITED 3 3 6 50.00
34 AIF Securities Limited 6 7 13 53.85 2004-11-02
35 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
36 AIU International Securities Limited 2 0 2 0.00 2011-12-28
37 AJ Securities Limited 2 4 6 66.67
38 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
39 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
40 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
41 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
42 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
43 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
44 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
45 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
46 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
47 Allard Partners Limited 4 4 8 50.00
48 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
49 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
50 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
51 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
52 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
53 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
54 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
55 Alpha Nova Capital Management Limited 2 0 2 0.00
56 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
57 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
58 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
59 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
60 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
61 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
62 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
63 ALTUS CAPITAL LIMITED 4 9 13 69.23
64 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
65 AM Squared Limited 2 5 7 71.43 2005-06-30
66 Amasse Capital Limited 2 4 6 66.67 2012-07-13
67 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
68 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
69 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
70 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
71 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
72 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
73 Amundi Hong Kong Limited 6 33 39 84.62
74 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
75 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
76 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
77 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
78 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
79 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
80 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
81 Anli Securities Limited 3 3 6 50.00
82 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
83 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
84 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
85 Anuenue Securities Limited 2 10 12 83.33
86 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
87 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
88 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
89 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
90 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
91 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
92 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
93 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
94 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
95 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
96 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
97 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
98 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
99 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
100 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
101 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
102 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
103 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
104 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
105 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
106 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
107 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
108 Arta Global Futures Limited 2 1 3 33.33
109 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
110 Artephius Partners Limited 2 1 3 33.33 2013-08-01
111 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
112 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
113 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
114 Ascender Capital Limited 2 0 2 0.00 2012-12-07
115 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
116 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
117 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
118 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
119 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
120 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
121 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
122 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
123 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
124 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
125 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
126 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
127 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
128 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
129 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
130 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
131 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
132 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
133 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
134 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
135 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
136 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
137 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
138 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
139 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
140 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
141 Athos Capital Limited 2 4 6 66.67 2012-03-20
142 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
143 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
144 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
145 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
146 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
147 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
148 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
149 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
150 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
151 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
152 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
153 Averest Capital Limited 3 2 5 40.00
154 Avia Asset Management Limited 3 1 4 25.00
155 Avista Capital Limited 2 0 2 0.00 2013-08-09
156 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
157 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
158 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
159 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
160 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
161 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
162 Axis Capital Management Limited 2 2 4 50.00
163 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
164 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
165 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
166 Bach Option Limited 2 1 3 33.33 2013-06-10
167 BALI SECURITIES CO. LIMITED 2 1 3 33.33
168 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
169 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
170 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
171 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
172 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
173 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
174 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
175 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
176 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
177 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
178 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
179 BCT Financial Limited 2 60 62 96.77 2010-11-24
180 BEA Union Investment Management Limited 5 18 23 78.26
181 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
182 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
183 Beevest Securities Limited 2 6 8 75.00
184 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
185 Beijing Securities Limited 4 8 12 66.67 2008-11-07
186 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
187 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
188 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
189 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
190 Bentley Capital Limited (HK) 4 0 4 0.00
191 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
192 BERICH BROKERAGE LIMITED 3 12 15 80.00
193 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
194 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
195 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
196 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
197 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
198 BG Asset Management Limited 2 0 2 0.00 2014-05-27
199 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
200 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
201 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
202 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
203 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
204 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
205 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
206 Black Marble Securities Limited 2 0 2 0.00
207 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
208 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
209 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
210 BLOOMYEARS LIMITED 2 1 3 33.33
211 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
212 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
213 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
214 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
215 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
216 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
217 BMI Securities Limited 2 6 8 75.00 2011-03-14
218 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
219 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
220 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
221 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
222 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
223 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
224 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
225 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
226 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
227 BOCI ASIA LIMITED 12 87 99 87.88
228 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
229 BOCI RESEARCH LIMITED 5 34 39 87.18
230 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
231 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
232 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
233 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
234 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
235 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
236 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
237 BOKHARY SECURITIES LIMITED 2 8 10 80.00
238 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
239 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
240 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
241 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
242 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
243 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
244 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
245 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
246 Bradbury Securities Limited 2 8 10 80.00
247 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
248 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
249 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
250 Bright Fund Management Limited 3 54 57 94.74
251 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
252 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
253 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
254 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
255 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
256 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
257 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
258 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
259 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
260 BROOKE CAPITAL LIMITED 2 0 2 0.00
261 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
262 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
263 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
264 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
265 BULLISH SECURITIES LIMITED 2 9 11 81.82
266 BUSINESS FUTURES LIMITED 3 5 8 62.50
267 BUSINESS SECURITIES LIMITED 3 14 17 82.35
268 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
269 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
270 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
271 CAIIS Limited 4 21 25 84.00 2006-05-23
272 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
273 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
274 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
275 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
276 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
277 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
278 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
279 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
280 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
281 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
282 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
283 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
284 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
285 Capital Instinct Limited 2 1 3 33.33 2011-05-25
286 Capital International, Inc. 4 34 38 89.47 2007-07-03
287 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
288 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
289 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
290 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
291 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
292 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
293 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
294 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
295 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
296 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
297 CBH Asia Limited 4 18 22 81.82 2010-09-24
298 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
299 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
300 CBRE Investment Management (Asia) Limited 3 1 4 25.00
301 CC Finance Limited 2 9 11 81.82 2006-04-20
302 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
303 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
304 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
305 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
306 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
307 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
308 CCB Securities Limited 2 3 5 60.00
309 CCTIC International Limited 2 1 3 33.33 2010-06-28
310 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
311 Celera Markets Limited 1 0 1 0.00 2008-08-12
312 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
313 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
314 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
315 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
316 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
317 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
318 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
319 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
320 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
321 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
322 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
323 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
324 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
325 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
326 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
327 CERES CAPITAL LIMITED 2 0 2 0.00
328 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
329 CES Commodities (HK) Limited 6 290 296 97.97
330 CES Forex (HK) Limited 3 156 159 98.11
331 CES International Commodities (HK) Limited 2 0 2 0.00
332 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
333 CGS International Securities Hong Kong Limited 18 93 111 83.78
334 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
335 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
336 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
337 Chanceton Capital Partners Limited 3 5 8 62.50
338 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
339 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
340 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
341 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
342 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
343 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
344 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
345 ChapmanCraig Limited 2 0 2 0.00
346 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
347 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
348 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
349 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
350 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
351 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
352 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
353 CHEETAH ADVISORS LIMITED 2 2 4 50.00
354 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
355 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
356 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
357 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
358 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
359 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
360 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
361 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
362 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
363 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
364 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
365 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
366 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
367 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
368 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
369 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
370 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
371 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
372 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
373 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
374 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
375 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
376 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
377 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
378 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
379 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
380 China Finance Holdings Limited 2 0 2 0.00
381 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
382 China Finance KAB Limited 3 10 13 76.92 2004-12-23
383 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
384 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
385 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
386 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
387 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
388 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
389 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
390 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
391 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
392 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
393 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
394 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
395 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
396 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
397 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
398 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
399 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
400 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
401 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
402 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
403 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
404 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
405 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
406 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
407 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
408 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
409 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
410 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
411 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
412 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
413 China Reserve Securities Limited 4 5 9 55.56
414 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
415 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
416 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
417 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
418 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
419 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
420 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
421 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
422 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
423 China Tonghai (IA) Limited 1 0 1 0.00
424 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
425 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
426 China Vered Securities Limited 2 1 3 33.33 2013-12-03
427 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
428 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
429 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
430 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
431 CHN International Group Limited 1 1 2 50.00 2010-02-22
432 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
433 CHONG HING SECURITIES LIMITED 3 75 78 96.15
434 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
435 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
436 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
437 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
438 CHUANGS & CO. LIMITED 3 1 4 25.00
439 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
440 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
441 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
442 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
443 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
444 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
445 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
446 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
447 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
448 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
449 Citadel Asia Limited 6 22 28 78.57 2005-10-21
450 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
451 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
452 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
453 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
454 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
455 CITIC Securities Futures (HK) Limited 7 117 124 94.35
456 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
457 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
458 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
459 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
460 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
461 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
462 CLC International Limited 4 8 12 66.67 2012-12-07
463 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
464 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
465 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
466 CLSA FUTURES LIMITED 4 17 21 80.95
467 CLSA LIMITED 15 270 285 94.74 2013-07-09
468 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
469 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
470 CMB International Capital Limited 4 12 16 75.00 2010-09-07
471 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
472 CMB International Global Markets Limited 3 7 10 70.00
473 CMB International Securities Limited 3 23 26 88.46 2010-06-15
474 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
475 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
476 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
477 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
478 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
479 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
480 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
481 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
482 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
483 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
484 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
485 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
486 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
487 COL Securities (HK) Limited 3 1 4 25.00
488 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
489 COMMENCE COMPANY LIMITED 2 0 2 0.00
490 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
491 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
492 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
493 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
494 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
495 Continuum Capital Limited 2 0 2 0.00 2013-03-07
496 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
497 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
498 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
499 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
500 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
501 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
502 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
503 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
504 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
505 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
506 CORPORATE BROKERS LIMITED 4 66 70 94.29
507 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
508 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
509 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
510 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
511 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
512 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
513 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
514 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
515 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
516 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
517 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
518 Crosby Securities Limited 5 2 7 28.57 2013-03-06
519 CS Wealth Securities Limited 4 3 7 42.86
520 CSC FUTURES (HK) LIMITED 3 21 24 87.50
521 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
522 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
523 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
524 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
525 CTBC Asia Limited 4 13 17 76.47 2004-01-14
526 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
527 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
528 CTW SECURITIES LIMITED 3 2 5 40.00
529 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
530 CUPOLA CAPITAL LIMITED 3 0 3 0.00
531 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
532 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
533 CVP Securities Limited 2 30 32 93.75 2004-07-09
534 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
535 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
536 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
537 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
538 D.J. SECURITIES LIMITED 2 0 2 0.00
539 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
540 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
541 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
542 DAH SING SECURITIES LIMITED 3 7 10 70.00
543 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
544 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
545 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
546 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
547 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
548 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
549 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
550 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
551 De Riva Asia Limited 3 7 10 70.00 2010-07-29
552 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
553 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
554 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
555 Delta Asia Wealth Management Limited 2 6 8 75.00
556 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
557 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
558 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
559 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
560 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
561 Direxion Asia Limited 3 2 5 40.00 2013-06-13
562 DL BROKERAGE LIMITED 3 17 20 85.00
563 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
564 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
565 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
566 DNB Asset Management (Asia) Limited 4 2 6 33.33
567 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
568 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
569 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
570 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
571 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
572 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
573 DST Investment Management Limited 3 1 4 25.00 2012-04-23
574 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
575 DWS Investments Hong Kong Limited 4 16 20 80.00
576 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
577 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
578 EAA SECURITIES LIMITED 2 1 3 33.33
579 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
580 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
581 EAST ASIA FUTURES LIMITED 4 9 13 69.23
582 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
583 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
584 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
585 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
586 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
587 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
588 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
589 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
590 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
591 eFusion Capital Limited 2 5 7 71.43 2014-06-06
592 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
593 EIP Alpha Limited 3 1 4 25.00 2014-02-12
594 Elements Advisors Limited 2 2 4 50.00 2010-06-08
595 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
596 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
597 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
598 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
599 ELSTONE SECURITIES LIMITED 2 0 2 0.00
600 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
601 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
602 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
603 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
604 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
605 EMPEROR FUTURES LIMITED 4 88 92 95.65
606 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
607 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
608 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
609 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
610 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
611 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
612 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
613 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
614 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
615 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
616 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
617 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
618 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
619 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
620 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
621 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
622 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
623 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
624 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
625 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
626 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
627 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
628 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
629 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
630 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
631 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
632 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
633 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
634 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
635 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
636 Everbright Securities Global (HK) Limited 3 3 6 50.00
637 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
638 Evercore Asia Limited 4 11 15 73.33 2011-03-04
639 Evergain Funds Limited 2 2 4 50.00 2013-12-17
640 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
641 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
642 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
643 EVERHOT SECURITIES LIMITED 3 5 8 62.50
644 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
645 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
646 EWARTON SECURITIES LIMITED 4 17 21 80.95
647 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
648 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
649 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
650 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
651 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
652 F. R. ZIMMERN LIMITED 2 3 5 60.00
653 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
654 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
655 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
656 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
657 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
658 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
659 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
660 FAIRWIN BROKING LIMITED 3 4 7 57.14
661 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
662 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
663 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
664 FDB Financial Group Limited 2 8 10 80.00
665 FE SECURITIES LIMITED 2 4 6 66.67
666 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
667 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
668 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
669 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
670 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
671 FIL Investment Advisors 5 87 92 94.57
672 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
673 Finet Securities Limited 2 0 2 0.00
674 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
675 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
676 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
677 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
678 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
679 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
680 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
681 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
682 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
683 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
684 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
685 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
686 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
687 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
688 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
689 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
690 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
691 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
692 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
693 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
694 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
695 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
696 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
697 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
698 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
699 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
700 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
701 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
702 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
703 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
704 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
705 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
706 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
707 FT Securities Limited 2 8 10 80.00
708 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
709 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
710 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
711 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
712 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
713 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
714 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
715 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
716 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
717 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
718 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
719 FULL WIN SECURITIES LIMITED 2 0 2 0.00
720 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
721 FULLJET SECURITIES LIMITED 2 0 2 0.00
722 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
723 Funderstone Asset Management (HK) Limited 2 1 3 33.33
724 Funderstone Futures Limited 3 18 21 85.71
725 Funderstone Securities Limited 4 19 23 82.61
726 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
727 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
728 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
729 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
730 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
731 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
732 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
733 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
734 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
735 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
736 GAM HONG KONG LIMITED 6 11 17 64.71
737 GAOYU SECURITIES LIMITED 5 17 22 77.27
738 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
739 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
740 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
741 GCAM Limited 2 2 4 50.00 2004-10-19
742 GCIS LIMITED 2 0 2 0.00 2007-05-16
743 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
744 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
745 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
746 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
747 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
748 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
749 Genting Securities Limited 2 1 3 33.33 2012-05-18
750 GEO Securities Limited 4 73 77 94.81 2013-05-03
751 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
752 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
753 GET NICE CAPITAL LIMITED 2 0 2 0.00
754 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
755 GET NICE SECURITIES LIMITED 4 81 85 95.29
756 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
757 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
758 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
759 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
760 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
761 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
762 GIGA (HONG KONG) LIMITED 2 2 4 50.00
763 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
764 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
765 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
766 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
767 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
768 GLS SECURITIES LIMITED 3 3 6 50.00
769 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
770 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
771 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
772 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
773 Goldbridge Securities Limited 1 0 1 0.00
774 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
775 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
776 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
777 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
778 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
779 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
780 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
781 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
782 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
783 Goldin Equities Limited 2 5 7 71.43 2008-12-17
784 Goldin Financial Limited 2 2 4 50.00 2009-06-01
785 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
786 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
787 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
788 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
789 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
790 Goldyard Capital Limited 2 1 3 33.33
791 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
792 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
793 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
794 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
795 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
796 Gram Capital Limited 4 3 7 42.86 2014-03-12
797 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
798 Grand Cartel Securities Company Limited 2 2 4 50.00
799 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
800 Grand China Securities Limited 2 4 6 66.67 2012-05-03
801 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
802 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
803 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
804 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
805 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
806 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
807 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
808 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
809 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
810 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
811 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
812 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
813 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
814 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
815 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
816 Grey Investment Limited 2 6 8 75.00 2012-02-21
817 Grit Securities Limited 2 1 3 33.33
818 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
819 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
820 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
821 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
822 GT CAPITAL LIMITED 2 5 7 71.43
823 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
824 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
825 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
826 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
827 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
828 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
829 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
830 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
831 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
832 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
833 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
834 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
835 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
836 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
837 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
838 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
839 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
840 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
841 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
842 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
843 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
844 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
845 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
846 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
847 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
848 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
849 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
850 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
851 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
852 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
853 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
854 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
855 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
856 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
857 Hana Asia Limited 2 0 2 0.00 2010-03-25
858 HANG SENG FUTURES LIMITED 2 7 9 77.78
859 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
860 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
861 HANG SENG SECURITIES LIMITED 6 18 24 75.00
862 HANG TAI SECURITIES LIMITED 4 4 8 50.00
863 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
864 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
865 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
866 Hao Tian International Securities Limited 4 6 10 60.00
867 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
868 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
869 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
870 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
871 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
872 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
873 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
874 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
875 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
876 Heitman HK Limited 2 0 2 0.00 2012-12-05
877 Heitman International HK Limited 2 1 3 33.33 2014-02-18
878 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
879 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
880 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
881 HENIK SECURITIES LIMITED 2 11 13 84.62
882 HENYEP SECURITIES LIMITED 3 13 16 81.25
883 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
884 HERMES SECURITIES LIMITED 2 8 10 80.00
885 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
886 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
887 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
888 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
889 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
890 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
891 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
892 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
893 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
894 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
895 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
896 HING WONG SECURITIES LIMITED 3 9 12 75.00
897 HIP HING SECURITIES LIMITED 2 2 4 50.00
898 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
899 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
900 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
901 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
902 HOI SANG SECURITIES LIMITED 2 3 5 60.00
903 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
904 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
905 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
906 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
907 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
908 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
909 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
910 Hong Kong Stock Link Securities Limited 2 3 5 60.00
911 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
912 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
913 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
914 Hongkong Bay Securities Limited 2 2 4 50.00
915 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
916 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
917 HOORAY CAPITAL LIMITED 2 2 4 50.00
918 HOORAY SECURITIES LIMITED 2 4 6 66.67
919 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
920 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
921 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
922 HPEF Capital Partners Limited 5 16 21 76.19
923 HPEF Venture Partners Limited 2 3 5 60.00
924 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
925 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
926 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
927 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
928 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
929 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
930 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
931 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
932 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
933 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
934 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
935 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
936 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
937 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
938 HSZ (HONG KONG) LIMITED 2 4 6 66.67
939 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
940 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
941 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
942 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
943 Huajin Corporate Finance (International) Limited 5 5 10 50.00
944 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
945 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
946 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
947 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
948 Huayu Securities Limited 2 6 8 75.00
949 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
950 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
951 HUNG SING FUTURES LIMITED 2 4 6 66.67
952 HUNG SING SECURITIES LIMITED 4 14 18 77.78
953 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
954 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
955 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
956 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
957 iBest Consultants Limited 6 50 56 89.29 2008-04-15
958 iBest Securities Company Limited 2 2 4 50.00
959 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
960 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
961 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
962 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
963 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
964 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
965 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
966 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
967 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
968 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
969 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
970 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
971 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
972 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
973 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
974 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
975 iFAST Securities (HK) Limited 2 3 5 60.00
976 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
977 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
978 Imagi Brokerage Limited 3 4 7 57.14
979 IMARKETS LIMITED 2 0 2 0.00
980 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
981 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
982 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
983 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
984 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
985 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
986 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
987 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
988 Impression Investment Limited 2 0 2 0.00 2014-04-30
989 Income Partners Asset Management (HK) Limited 5 19 24 79.17
990 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
991 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
992 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
993 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
994 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
995 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
996 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
997 INSTINET PACIFIC LIMITED 4 23 27 85.19
998 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
999 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1000 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1001 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1002 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1003 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1004 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1005 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1006 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1007 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1008 INV Partners Limited 4 2 6 33.33 2009-11-24
1009 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
1010 INVESCO HONG KONG LIMITED 5 78 83 93.98
1011 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1012 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1013 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1014 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1015 iVenture Investment Management Limited 2 0 2 0.00
1016 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1017 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1018 J Capital Research Limited 3 0 3 0.00 2012-03-01
1019 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1020 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1021 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1022 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1023 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1024 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1025 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1026 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
1027 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
1028 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1029 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
1030 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1031 JK Capital Management Limited 4 4 8 50.00
1032 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1033 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1034 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1035 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1036 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1037 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
1038 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1039 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1040 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
1041 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1042 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
1043 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1044 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
1045 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1046 JVSakk Asia Limited 3 7 10 70.00
1047 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1048 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
1049 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1050 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1051 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1052 KAISER FUTURES LIMITED 4 16 20 80.00
1053 Kaiser KT Capital Limited 2 3 5 60.00
1054 KAISER SECURITIES LIMITED 4 16 20 80.00
1055 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1056 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1057 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1058 Kam Wah Investments Limited 1 0 1 0.00
1059 KARFORD SECURITIES LIMITED 2 0 2 0.00
1060 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1061 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1062 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1063 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1064 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1065 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1066 KB Securities Hong Kong Limited 2 4 6 66.67
1067 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1068 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1069 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1070 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1071 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1072 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1073 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1074 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1075 KGI ASIA LIMITED 14 680 694 97.98
1076 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
1077 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1078 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1079 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1080 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1081 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1082 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1083 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1084 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1085 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1086 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1087 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1088 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1089 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1090 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1091 KINGSTON FUTURES LIMITED 3 19 22 86.36
1092 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1093 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
1094 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1095 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1096 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1097 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1098 KMT SECURITIES LIMITED 2 6 8 75.00
1099 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1100 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1101 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1102 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1103 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1104 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1105 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1106 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1107 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1108 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1109 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1110 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1111 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1112 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1113 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1114 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1115 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1116 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1117 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1118 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1119 LAU & COMPANY LIMITED 2 0 2 0.00
1120 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
1121 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1122 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1123 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1124 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
1125 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1126 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1127 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1128 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1129 LEHIN SECURITIES LIMITED 3 20 23 86.96
1130 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1131 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1132 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
1133 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1134 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1135 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1136 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1137 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1138 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1139 LIM ADVISORS LIMITED 6 18 24 75.00
1140 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1141 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1142 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1143 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
1144 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1145 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1146 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1147 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1148 LMR Partners Limited 2 3 5 60.00 2012-07-17
1149 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1150 Longitude Asia Limited 2 2 4 50.00
1151 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1152 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1153 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1154 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1155 LT Finance Management Limited 3 4 7 57.14 2012-12-10
1156 LT Securities Limited 3 5 8 62.50 2011-04-01
1157 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1158 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1159 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1160 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
1161 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
1162 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1163 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1164 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1165 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1166 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1167 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1168 M&F Asset Management Limited 5 1 6 16.67
1169 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1170 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1171 Mackenzie Investments Asia Limited 4 5 9 55.56
1172 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
1173 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
1174 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1175 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
1176 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1177 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1178 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1179 MALAHON SECURITIES LIMITED 3 10 13 76.92
1180 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1181 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1182 MANGO FINANCIAL LIMITED 5 17 22 77.27
1183 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1184 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1185 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1186 MARC FABER LIMITED 2 0 2 0.00
1187 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1188 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
1189 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1190 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1191 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1192 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1193 Mason Futures Limited (HK) 4 41 45 91.11
1194 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1195 Mason Securities Limited 6 50 56 89.29
1196 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1197 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1198 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
1199 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1200 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1201 Matrix Securities Limited 2 2 4 50.00
1202 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1203 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1204 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1205 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1206 MCM Asia Limited 5 8 13 61.54 2013-03-28
1207 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1208 MEAG Hong Kong Limited 5 2 7 28.57
1209 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1210 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1211 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1212 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1213 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1214 Merdeka Securities Limited 3 3 6 50.00
1215 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1216 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
1217 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1218 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
1219 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1220 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1221 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1222 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1223 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1224 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1225 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
1226 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
1227 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1228 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1229 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1230 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1231 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1232 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1233 Minerva Holding Financial Securities Limited 4 7 11 63.64
1234 MING HON SECURITIES LIMITED 3 1 4 25.00
1235 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1236 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
1237 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
1238 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1239 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1240 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1241 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
1242 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1243 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1244 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1245 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1246 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1247 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1248 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
1249 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1250 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1251 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
1252 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
1253 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
1254 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1255 MORTON SECURITIES LIMITED 3 1 4 25.00
1256 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1257 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
1258 MTF SECURITIES LIMITED 2 3 5 60.00
1259 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1260 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
1261 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1262 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
1263 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1264 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1265 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1266 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1267 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1268 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1269 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1270 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1271 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1272 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1273 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1274 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1275 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1276 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
1277 Neutral Financial Holding Company Limited 5 11 16 68.75
1278 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1279 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1280 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1281 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1282 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1283 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1284 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1285 Newedge Broker Hong Kong Limited 7 31 38 81.58
1286 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
1287 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1288 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1289 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1290 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1291 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1292 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
1293 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
1294 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1295 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
1296 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
1297 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
1298 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1299 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1300 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
1301 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1302 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1303 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1304 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1305 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
1306 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
1307 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1308 Nuada Limited 6 3 9 33.33 2004-01-15
1309 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1310 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1311 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1312 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1313 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1314 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1315 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1316 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1317 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1318 Octal Capital Limited 5 7 12 58.33 2011-06-01
1319 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1320 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1321 OIA Asia Limited 2 0 2 0.00 2014-11-20
1322 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1323 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1324 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1325 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1326 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1327 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1328 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1329 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1330 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
1331 OnePlatform Securities Limited 2 22 24 91.67
1332 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1333 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
1334 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1335 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1336 Open Securities Limited 5 14 19 73.68 2010-07-16
1337 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
1338 Optima Capital Limited 4 10 14 71.43 2007-10-25
1339 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1340 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1341 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1342 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1343 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1344 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1345 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
1346 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
1347 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1348 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1349 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1350 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
1351 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
1352 ORIENT SECURITIES LIMITED 2 22 24 91.67
1353 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1354 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
1355 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1356 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1357 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1358 orientiert XYZ Securities Limited 4 71 75 94.67 2004-12-03
1359 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1360 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1361 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1362 Oshidori Corporate Finance Limited 2 3 5 60.00
1363 Oshidori Securities Limited 3 5 8 62.50
1364 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1365 Otkcab Limited 2 0 2 0.00 2011-10-07
1366 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1367 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1368 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1369 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1370 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1371 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1372 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1373 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1374 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1375 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1376 Pacific Sun Advisors Limited 2 2 4 50.00
1377 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1378 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1379 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1380 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1381 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
1382 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
1383 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
1384 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1385 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1386 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1387 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1388 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1389 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1390 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1391 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1392 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1393 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1394 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1395 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1396 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1397 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1398 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1399 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1400 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1401 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1402 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1403 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1404 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1405 PGIM (Hong Kong) Limited 3 3 6 50.00
1406 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1407 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1408 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1409 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1410 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1411 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
1412 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1413 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1414 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1415 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1416 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1417 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1418 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
1419 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1420 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1421 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1422 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
1423 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1424 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1425 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1426 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1427 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
1428 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1429 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
1430 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1431 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1432 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1433 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1434 Planetree Futures Limited 4 7 11 63.64
1435 Planetree Securities Limited 4 14 18 77.78
1436 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1437 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1438 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1439 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1440 PO LEE SECURITIES LIMITED 2 5 7 71.43
1441 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1442 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1443 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1444 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1445 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1446 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1447 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1448 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1449 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1450 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1451 Prime Cdex Securities Limited 4 16 20 80.00
1452 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1453 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1454 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1455 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1456 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
1457 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
1458 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
1459 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1460 Prive Financial Limited 3 0 3 0.00 2012-12-06
1461 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1462 Profound Capital Limited 2 0 2 0.00 2014-01-24
1463 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1464 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1465 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1466 Proton Capital Limited 3 2 5 40.00 2007-10-16
1467 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1468 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1469 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
1470 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1471 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1472 Public Financial Securities Limited 2 7 9 77.78
1473 Public Securities Limited 2 9 11 81.82
1474 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1475 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1476 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1477 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1478 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
1479 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1480 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1481 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1482 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1483 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1484 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1485 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1486 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1487 Quam Securities Limited 13 242 255 94.90 2004-10-15
1488 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1489 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1490 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
1491 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1492 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1493 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1494 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1495 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1496 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1497 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1498 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1499 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1500 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1501 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1502 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1503 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1504 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
1505 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
1506 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1507 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1508 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
1509 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1510 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1511 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1512 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1513 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1514 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1515 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1516 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1517 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1518 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
1519 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1520 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1521 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1522 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1523 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1524 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1525 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1526 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1527 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1528 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1529 Rifa Futures Limited 3 15 18 83.33 2008-12-01
1530 Rifa Securities Limited 7 24 31 77.42
1531 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1532 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1533 ROCIM Limited 2 0 2 0.00 2007-06-29
1534 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
1535 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1536 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1537 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1538 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1539 ROOFER SECURITIES LIMITED 2 9 11 81.82
1540 ROSA SECURITIES LIMITED 3 2 5 40.00
1541 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1542 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1543 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1544 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1545 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1546 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1547 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
1548 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
1549 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
1550 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1551 Safari Asia Limited 3 1 4 25.00 2010-04-30
1552 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1553 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1554 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1555 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1556 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
1557 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1558 SANFULL SECURITIES LIMITED 6 70 76 92.11
1559 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1560 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1561 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1562 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1563 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1564 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
1565 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1566 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1567 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1568 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1569 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1570 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1571 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1572 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1573 SDHG International Securities Limited 3 5 8 62.50
1574 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1575 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1576 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1577 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
1578 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1579 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1580 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1581 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
1582 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1583 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1584 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1585 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1586 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
1587 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
1588 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1589 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1590 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1591 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1592 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1593 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
1594 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
1595 SHACOM FUTURES LIMITED 2 7 9 77.78
1596 Shacom Securities Limited 3 10 13 76.92
1597 Shang International Finance Limited 4 9 13 69.23
1598 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1599 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1600 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1601 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
1602 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
1603 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1604 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1605 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1606 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1607 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1608 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1609 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1610 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1611 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1612 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1613 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1614 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1615 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1616 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1617 Silk Road International Capital Limited 1 0 1 0.00
1618 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1619 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
1620 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1621 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1622 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1623 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1624 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1625 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1626 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1627 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1628 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
1629 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1630 Sinofortune Financial Capital Limited 2 1 3 33.33
1631 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1632 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1633 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1634 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
1635 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
1636 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1637 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1638 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1639 SIU ON SECURITIES LIMITED 3 4 7 57.14
1640 SJS Markets Limited 1 0 1 0.00 2005-03-02
1641 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1642 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1643 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1644 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
1645 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1646 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1647 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1648 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1649 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1650 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1651 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1652 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1653 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1654 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1655 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
1656 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1657 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
1658 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1659 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1660 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1661 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
1662 South China Forex Limited 3 20 23 86.96 2010-06-21
1663 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1664 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1665 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1666 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1667 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
1668 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1669 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
1670 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
1671 SPDB International Holdings Limited 3 0 3 0.00
1672 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1673 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1674 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1675 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1676 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1677 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1678 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1679 SPS COMMODITIES LIMITED 2 6 8 75.00
1680 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1681 SPS SECURITIES LIMITED 4 17 21 80.95
1682 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
1683 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
1684 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
1685 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
1686 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1687 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1688 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1689 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1690 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1691 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1692 Stellar Securities Limited 2 2 4 50.00
1693 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1694 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1695 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1696 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1697 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1698 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1699 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
1700 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1701 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1702 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
1703 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1704 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1705 Success Securities Limited 4 81 85 95.29
1706 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
1707 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1708 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1709 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1710 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
1711 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1712 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1713 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1714 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1715 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1716 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
1717 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1718 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1719 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1720 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1721 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1722 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1723 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1724 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1725 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1726 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1727 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
1728 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1729 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1730 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
1731 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
1732 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1733 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1734 T & F Equities Limited 2 1 3 33.33 2012-12-11
1735 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1736 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1737 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
1738 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
1739 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1740 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1741 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1742 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1743 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1744 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1745 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1746 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1747 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1748 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1749 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1750 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
1751 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
1752 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1753 Taiping Securities (HK) Co Limited 6 48 54 88.89
1754 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1755 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1756 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1757 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1758 TANG PING KONG LIMITED 3 8 11 72.73
1759 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1760 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1761 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1762 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1763 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1764 TC Capital International Limited 4 10 14 71.43 2010-08-11
1765 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1766 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
1767 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1768 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1769 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1770 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1771 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1772 Templewater Hong Kong Limited 7 12 19 63.16
1773 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
1774 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1775 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
1776 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1777 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1778 THING ON SECURITIES LIMITED 3 5 8 62.50
1779 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1780 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1781 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1782 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1783 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1784 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1785 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1786 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1787 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1788 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1789 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1790 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1791 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1792 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1793 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1794 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
1795 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1796 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1797 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1798 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1799 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1800 TR Advisors Limited 3 3 6 50.00 2008-12-02
1801 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1802 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1803 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1804 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1805 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1806 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1807 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1808 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1809 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1810 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1811 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1812 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1813 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1814 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1815 TRUTH SECURITIES LIMITED 3 4 7 57.14
1816 TSE'S SECURITIES LIMITED 3 37 40 92.50
1817 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1818 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1819 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1820 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1821 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
1822 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1823 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1824 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1825 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1826 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1827 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1828 TVC MANAGEMENT LIMITED 3 0 3 0.00
1829 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1830 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1831 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1832 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1833 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1834 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1835 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
1836 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1837 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
1838 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1839 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
1840 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1841 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1842 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1843 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1844 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1845 United Securities Limited (HK) 2 2 4 50.00
1846 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
1847 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
1848 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1849 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1850 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1851 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1852 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1853 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1854 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1855 VALUE PARTNERS LIMITED 5 58 63 92.06
1856 Value Partners Private Equity Limited 3 4 7 57.14
1857 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1858 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1859 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1860 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1861 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
1862 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
1863 Vantum Futures Limited 2 4 6 66.67
1864 VBG Capital Limited 3 5 8 62.50 2009-04-20
1865 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1866 VC BROKERAGE LIMITED 3 53 56 94.64
1867 VC CAPITAL LIMITED 4 4 8 50.00
1868 VC International Asset Management Limited 2 1 3 33.33
1869 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
1870 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1871 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1872 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1873 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1874 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1875 VERCAP Financial Services Limited 2 0 2 0.00
1876 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1877 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1878 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1879 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1880 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1881 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1882 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1883 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1884 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1885 Virtu ITG Hong Kong Limited 4 20 24 83.33
1886 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1887 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1888 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1889 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1890 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1891 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1892 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1893 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1894 VMS Securities Limited 6 12 18 66.67
1895 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1896 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1897 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1898 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
1899 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1900 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
1901 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1902 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1903 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1904 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1905 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1906 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1907 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1908 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1909 Wanhai Securities (HK) Limited 2 5 7 71.43
1910 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1911 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1912 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1913 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1914 Waton Securities International Limited 2 4 6 66.67
1915 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1916 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1917 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1918 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1919 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1920 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1921 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1922 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1923 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
1924 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1925 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1926 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1927 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1928 WILBY SECURITIES LIMITED 2 2 4 50.00
1929 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1930 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1931 Win Securities Limited 3 5 8 62.50
1932 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1933 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1934 WINFULL SECURITIES LIMITED 3 14 17 82.35
1935 WING FAT SECURITIES LIMITED 3 9 12 75.00
1936 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1937 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
1938 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1939 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1940 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1941 WING ON SECURITIES LIMITED 2 5 7 71.43
1942 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1943 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1944 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1945 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1946 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1947 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1948 WINTECH SECURITIES LIMITED 4 7 11 63.64
1949 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1950 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1951 Wisetrade Securities Limited 2 9 11 81.82
1952 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1953 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1954 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1955 WOCOM LIMITED (HK) 5 16 21 76.19
1956 WOCOM SECURITIES LIMITED 5 19 24 79.17
1957 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1958 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1959 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1960 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1961 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1962 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1963 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1964 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1965 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1966 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1967 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1968 YICKO SECURITIES LIMITED 5 15 20 75.00
1969 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1970 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1971 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1972 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1973 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1974 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1975 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1976 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1977 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1978 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1979 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1980 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1981 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
1982 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1983 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1984 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1985 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1986 Yunfeng Financial Markets Limited 12 27 39 69.23
1987 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1988 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
1989 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
1990 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1991 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1992 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1993 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1994 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1995 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1996 Zhongrong International Futures Co., Limited 3 8 11 72.73 2012-02-22
1997 Zhongrong International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
1998 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
1999 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
2000 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
2001 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
2002 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
2003 Zijing Capital Limited 3 7 10 70.00 2003-05-07
2004 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
2004 Average 3.47 18.65 22.11 84.33

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