SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
2 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
3 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
4 KGI ASIA LIMITED 14 680 694 97.98
5 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
7 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
9 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
10 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
11 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
12 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
13 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
14 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
16 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
17 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
18 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
19 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
20 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
21 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
22 CES Commodities (HK) Limited 6 290 296 97.97
23 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
24 CLSA LIMITED 15 270 285 94.74 2013-07-09
25 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
26 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
27 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
28 Quam Securities Limited 13 242 255 94.90 2004-10-15
29 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
30 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
32 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
33 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
34 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
35 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
37 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
38 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
40 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
41 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
42 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
43 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
44 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
45 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
46 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
47 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
48 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
49 CES Forex (HK) Limited 3 156 159 98.11
50 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
51 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
52 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
53 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
54 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
55 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
56 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
57 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
58 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
59 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
60 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
61 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
62 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
63 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
64 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
65 CITIC Securities Futures (HK) Limited 7 117 124 94.35
66 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
67 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
68 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
69 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
70 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
71 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
72 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
73 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
74 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
75 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
76 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
77 JPMorgan Funds (Asia) Limited 9 101 110 91.82
78 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
79 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
80 CGS International Securities Hong Kong Limited 18 93 111 83.78
81 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
82 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
83 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
84 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
85 EMPEROR FUTURES LIMITED 4 88 92 95.65
86 BOCI ASIA LIMITED 12 87 99 87.88
87 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
88 FIL Investment Advisors 5 87 92 94.57
89 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
90 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
91 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
92 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
93 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
94 GET NICE SECURITIES LIMITED 4 81 85 95.29
95 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
96 Success Securities Limited 4 81 85 95.29
97 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
98 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
99 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
100 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
101 INVESCO HONG KONG LIMITED 5 78 83 93.98
102 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
103 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
104 CHONG HING SECURITIES LIMITED 3 75 78 96.15
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
106 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
107 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
108 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
109 GEO Securities Limited 4 73 77 94.81 2013-05-03
110 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
111 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
112 orientiert XYZ Securities Limited 4 71 75 94.67 2004-12-03
113 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
114 SANFULL SECURITIES LIMITED 6 70 76 92.11
115 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
116 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
117 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
118 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
119 CORPORATE BROKERS LIMITED 4 66 70 94.29
120 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
121 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
122 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
123 KINGSTON SECURITIES LIMITED 7 64 71 90.14
124 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
125 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
126 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
127 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
128 BCT Financial Limited 2 60 62 96.77 2010-11-24
129 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
130 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
131 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
132 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
133 VALUE PARTNERS LIMITED 5 58 63 92.06
134 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
135 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
136 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
137 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
138 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
139 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
140 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
141 Bright Fund Management Limited 3 54 57 94.74
142 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
143 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
144 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
145 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
146 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
147 VC BROKERAGE LIMITED 3 53 56 94.64
148 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
149 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
150 iBest Consultants Limited 6 50 56 89.29 2008-04-15
151 Mason Securities Limited 6 50 56 89.29
152 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
153 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
154 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
155 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
156 Taiping Securities (HK) Co Limited 6 48 54 88.89
157 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
158 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
159 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
160 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
161 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
162 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
163 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
164 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
165 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
166 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
167 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
168 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
169 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
170 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
171 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
172 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
173 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
174 Mason Futures Limited (HK) 4 41 45 91.11
175 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
176 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
177 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
178 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
179 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
180 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
181 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
182 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
183 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
184 TSE'S SECURITIES LIMITED 3 37 40 92.50
185 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
186 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
187 Rich Union Securities (H.K.) Limited 6 36 42 85.71
188 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
189 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
190 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
191 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
192 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
193 BOCI RESEARCH LIMITED 5 34 39 87.18
194 Capital International, Inc. 4 34 38 89.47 2007-07-03
195 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
196 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
197 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
198 Amundi Hong Kong Limited 6 33 39 84.62
199 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
200 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
201 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
202 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
203 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
204 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
205 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
206 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
207 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
208 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
209 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
210 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
211 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
212 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
213 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
214 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
215 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
216 Newedge Broker Hong Kong Limited 7 31 38 81.58
217 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
218 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
219 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
220 CVP Securities Limited 2 30 32 93.75 2004-07-09
221 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
222 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
223 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
224 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
225 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
226 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
227 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
228 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
229 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
230 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
231 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
232 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
233 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
234 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
235 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
236 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
237 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
238 WIN WONG SECURITIES LIMITED 4 28 32 87.50
239 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
240 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
241 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
242 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
243 Yunfeng Financial Markets Limited 12 27 39 69.23
244 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
245 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
246 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
247 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
248 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
249 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
250 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
251 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
252 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
253 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
254 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
255 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
256 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
257 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
258 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
259 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
260 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
261 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
262 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
263 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
264 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
265 Rifa Securities Limited 7 24 31 77.42
266 WING FUNG SECURITIES LIMITED 5 24 29 82.76
267 313 Capital Management Limited 2 23 25 92.00 2010-04-19
268 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
269 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
270 CMB International Securities Limited 3 23 26 88.46 2010-06-15
271 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
272 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
273 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
274 INSTINET PACIFIC LIMITED 4 23 27 85.19
275 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
276 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
277 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
278 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
279 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
280 Citadel Asia Limited 6 22 28 78.57 2005-10-21
281 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
282 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
283 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
284 OnePlatform Securities Limited 2 22 24 91.67
285 ORIENT SECURITIES LIMITED 2 22 24 91.67
286 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
287 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
288 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
289 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
290 CAIIS Limited 4 21 25 84.00 2006-05-23
291 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
292 CSC FUTURES (HK) LIMITED 3 21 24 87.50
293 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
294 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
295 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
296 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
297 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
298 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
299 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
300 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
301 LEHIN SECURITIES LIMITED 3 20 23 86.96
302 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
303 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
304 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
305 South China Forex Limited 3 20 23 86.96 2010-06-21
306 Virtu ITG Hong Kong Limited 4 20 24 83.33
307 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
308 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
309 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
310 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
311 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
312 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
313 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
314 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
315 Funderstone Securities Limited 4 19 23 82.61
316 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
317 Income Partners Asset Management (HK) Limited 5 19 24 79.17
318 KINGSTON FUTURES LIMITED 3 19 22 86.36
319 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
320 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
321 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
322 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
323 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
324 WOCOM SECURITIES LIMITED 5 19 24 79.17
325 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
326 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
327 BEA Union Investment Management Limited 5 18 23 78.26
328 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
329 CBH Asia Limited 4 18 22 81.82 2010-09-24
330 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
331 Funderstone Futures Limited 3 18 21 85.71
332 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
333 HANG SENG SECURITIES LIMITED 6 18 24 75.00
334 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
335 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
336 LIM ADVISORS LIMITED 6 18 24 75.00
337 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
338 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
339 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
340 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
341 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
342 CLSA FUTURES LIMITED 4 17 21 80.95
343 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
344 DL BROKERAGE LIMITED 3 17 20 85.00
345 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
346 EWARTON SECURITIES LIMITED 4 17 21 80.95
347 GAOYU SECURITIES LIMITED 5 17 22 77.27
348 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
349 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
350 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
351 MANGO FINANCIAL LIMITED 5 17 22 77.27
352 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
353 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
354 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
355 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
356 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
357 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
358 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
359 SPS SECURITIES LIMITED 4 17 21 80.95
360 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
361 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
362 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
363 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
364 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
365 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
366 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
367 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
368 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
369 DWS Investments Hong Kong Limited 4 16 20 80.00
370 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
371 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
372 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
373 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
374 HPEF Capital Partners Limited 5 16 21 76.19
375 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
376 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
377 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
378 KAISER FUTURES LIMITED 4 16 20 80.00
379 KAISER SECURITIES LIMITED 4 16 20 80.00
380 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
381 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
382 Prime Cdex Securities Limited 4 16 20 80.00
383 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
384 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
385 WOCOM LIMITED (HK) 5 16 21 76.19
386 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
387 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
388 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
389 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
390 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
391 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
392 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
393 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
394 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
395 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
396 Rifa Futures Limited 3 15 18 83.33 2008-12-01
397 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
398 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
399 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
400 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
401 YICKO SECURITIES LIMITED 5 15 20 75.00
402 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
403 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
404 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
405 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
406 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
407 BUSINESS SECURITIES LIMITED 3 14 17 82.35
408 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
409 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
410 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
411 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
412 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
413 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
414 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
415 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
416 HUNG SING SECURITIES LIMITED 4 14 18 77.78
417 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
418 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
419 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
420 Open Securities Limited 5 14 19 73.68 2010-07-16
421 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
422 PineBridge Investments Hong Kong Limited 5 14 19 73.68
423 Planetree Securities Limited 4 14 18 77.78
424 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
425 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
426 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
427 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
428 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
429 Well Link Securities Limited 3 14 17 82.35 2005-11-11
430 WINFULL SECURITIES LIMITED 3 14 17 82.35
431 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
432 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
433 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
434 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
435 CTBC Asia Limited 4 13 17 76.47 2004-01-14
436 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
437 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
438 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
439 HENYEP SECURITIES LIMITED 3 13 16 81.25
440 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
441 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
442 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
443 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
444 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
445 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
446 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
447 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
448 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
449 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
450 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
451 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
452 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
453 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
454 BERICH BROKERAGE LIMITED 3 12 15 80.00
455 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
456 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
457 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
458 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
459 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
460 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
461 CMB International Capital Limited 4 12 16 75.00 2010-09-07
462 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
463 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
464 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
465 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
466 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
467 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
468 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
469 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
470 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
471 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
472 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
473 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
474 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
475 Somerley Capital Limited 9 12 21 57.14 2013-10-02
476 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
477 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
478 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
479 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
480 Templewater Hong Kong Limited 7 12 19 63.16
481 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
482 VMS Securities Limited 6 12 18 66.67
483 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
484 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
485 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
486 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
487 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
488 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
489 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
490 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
491 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
492 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
493 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
494 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
495 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
496 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
497 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
498 Evercore Asia Limited 4 11 15 73.33 2011-03-04
499 GAM HONG KONG LIMITED 6 11 17 64.71
500 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
501 HENIK SECURITIES LIMITED 2 11 13 84.62
502 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
503 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
504 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
505 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
506 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
507 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
508 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
509 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
510 Neutral Financial Holding Company Limited 5 11 16 68.75
511 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
512 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
513 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
514 Rakuten Securities Hong Kong Limited 2 11 13 84.62
515 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
516 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
517 SFM HK Management Limited 2 11 13 84.62 2010-11-01
518 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
519 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
520 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
521 abrdn Hong Kong Limited 6 10 16 62.50
522 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
523 Anuenue Securities Limited 2 10 12 83.33
524 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
525 China Finance KAB Limited 3 10 13 76.92 2004-12-23
526 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
527 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
528 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
529 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
530 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
531 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
532 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
533 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
534 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
535 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
536 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
537 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
538 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
539 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
540 MALAHON SECURITIES LIMITED 3 10 13 76.92
541 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
542 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
543 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
544 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
545 Optima Capital Limited 4 10 14 71.43 2007-10-25
546 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
547 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
548 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
549 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
550 Shacom Securities Limited 3 10 13 76.92
551 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
552 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
553 TC Capital International Limited 4 10 14 71.43 2010-08-11
554 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
555 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
556 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
557 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
558 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
559 ALTUS CAPITAL LIMITED 4 9 13 69.23
560 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
561 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
562 BULLISH SECURITIES LIMITED 2 9 11 81.82
563 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
564 CC Finance Limited 2 9 11 81.82 2006-04-20
565 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
566 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
567 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
568 EAST ASIA FUTURES LIMITED 4 9 13 69.23
569 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
570 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
571 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
572 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
573 HING WONG SECURITIES LIMITED 3 9 12 75.00
574 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
575 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
576 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
577 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
578 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
579 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
580 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
581 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
582 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
583 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
584 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
585 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
586 Public Securities Limited 2 9 11 81.82
587 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
588 ROOFER SECURITIES LIMITED 2 9 11 81.82
589 Shang International Finance Limited 4 9 13 69.23
590 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
591 SINOMAX SECURITIES LIMITED 3 9 12 75.00
592 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
593 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
594 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
595 WING FAT SECURITIES LIMITED 3 9 12 75.00
596 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
597 Wisetrade Securities Limited 2 9 11 81.82
598 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
599 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
600 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
601 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
602 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
603 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
604 Beijing Securities Limited 4 8 12 66.67 2008-11-07
605 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
606 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
607 BOKHARY SECURITIES LIMITED 2 8 10 80.00
608 Bradbury Securities Limited 2 8 10 80.00
609 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
610 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
611 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
612 CLC International Limited 4 8 12 66.67 2012-12-07
613 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
614 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
615 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
616 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
617 FDB Financial Group Limited 2 8 10 80.00
618 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
619 FT Securities Limited 2 8 10 80.00
620 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
621 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
622 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
623 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
624 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
625 HERMES SECURITIES LIMITED 2 8 10 80.00
626 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
627 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
628 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
629 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
630 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
631 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
632 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
633 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
634 MCM Asia Limited 5 8 13 61.54 2013-03-28
635 MFG Limited (HK) 5 8 13 61.54 2006-07-17
636 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
637 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
638 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
639 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
640 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
641 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
642 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
643 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
644 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
645 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
646 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
647 TANG PING KONG LIMITED 3 8 11 72.73
648 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
649 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
650 TPG Capital, Limited 2 8 10 80.00 2012-03-07
651 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
652 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
653 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
654 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
655 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
656 Zhongrong International Futures Co., Limited 3 8 11 72.73 2012-02-22
657 AIF Securities Limited 6 7 13 53.85 2004-11-02
658 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
659 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
660 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
661 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
662 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
663 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
664 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
665 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
666 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
667 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
668 CMB International Global Markets Limited 3 7 10 70.00
669 DAH SING SECURITIES LIMITED 3 7 10 70.00
670 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
671 De Riva Asia Limited 3 7 10 70.00 2010-07-29
672 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
673 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
674 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
675 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
676 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
677 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
678 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
679 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
680 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
681 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
682 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
683 HANG SENG FUTURES LIMITED 2 7 9 77.78
684 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
685 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
686 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
687 JVSakk Asia Limited 3 7 10 70.00
688 KILMOREY SECURITIES LIMITED 2 7 9 77.78
689 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
690 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
691 KWOK HING SECURITIES LIMITED 2 7 9 77.78
692 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
693 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
694 Minerva Holding Financial Securities Limited 4 7 11 63.64
695 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
696 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
697 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
698 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
699 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
700 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
701 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
702 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
703 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
704 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
705 Octal Capital Limited 5 7 12 58.33 2011-06-01
706 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
707 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
708 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
709 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
710 Planetree Futures Limited 4 7 11 63.64
711 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
712 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
713 Public Financial Securities Limited 2 7 9 77.78
714 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
715 SHACOM FUTURES LIMITED 2 7 9 77.78
716 SOLID KING SECURITIES LIMITED 3 7 10 70.00
717 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
718 STI Asset Management Limited 4 7 11 63.64 2008-10-22
719 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
720 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
721 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
722 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
723 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
724 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
725 WINTECH SECURITIES LIMITED 4 7 11 63.64
726 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
727 Zijing Capital Limited 3 7 10 70.00 2003-05-07
728 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
729 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
730 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
731 Beevest Securities Limited 2 6 8 75.00
732 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
733 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
734 BMI Securities Limited 2 6 8 75.00 2011-03-14
735 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
736 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
737 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
738 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
739 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
740 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
741 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
742 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
743 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
744 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
745 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
746 Delta Asia Wealth Management Limited 2 6 8 75.00
747 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
748 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
749 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
750 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
751 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
752 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
753 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
754 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
755 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
756 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
757 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
758 Grey Investment Limited 2 6 8 75.00 2012-02-21
759 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
760 Hao Tian International Securities Limited 4 6 10 60.00
761 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
762 Huayu Securities Limited 2 6 8 75.00
763 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
764 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
765 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
766 KMT SECURITIES LIMITED 2 6 8 75.00
767 LBN Advisers Limited 2 6 8 75.00 2007-09-13
768 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
769 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
770 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
771 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
772 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
773 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
774 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
775 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
776 ONSHINE SECURITIES LIMITED 3 6 9 66.67
777 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
778 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
779 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
780 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
781 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
782 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
783 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
784 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
785 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
786 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
787 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
788 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
789 SPS COMMODITIES LIMITED 2 6 8 75.00
790 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
791 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
792 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
793 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
794 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
795 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
796 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
797 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
798 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
799 YF FUTURES COMPANY LIMITED 2 6 8 75.00
800 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
801 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
802 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
803 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
804 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
805 AM Squared Limited 2 5 7 71.43 2005-06-30
806 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
807 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
808 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
809 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
810 BUSINESS FUTURES LIMITED 3 5 8 62.50
811 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
812 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
813 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
814 Chanceton Capital Partners Limited 3 5 8 62.50
815 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
816 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
817 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
818 China Reserve Securities Limited 4 5 9 55.56
819 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
820 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
821 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
822 eFusion Capital Limited 2 5 7 71.43 2014-06-06
823 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
824 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
825 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
826 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
827 EVERHOT SECURITIES LIMITED 3 5 8 62.50
828 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
829 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
830 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
831 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
832 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
833 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
834 Goldin Equities Limited 2 5 7 71.43 2008-12-17
835 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
836 GT CAPITAL LIMITED 2 5 7 71.43
837 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
838 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
839 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
840 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
841 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
842 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
843 Huajin Corporate Finance (International) Limited 5 5 10 50.00
844 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
845 K.K.M. SECURITIES LIMITED 2 5 7 71.43
846 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
847 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
848 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
849 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
850 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
851 LAMTEX SECURITIES LIMITED 3 5 8 62.50
852 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
853 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
854 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
855 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
856 LT Securities Limited 3 5 8 62.50 2011-04-01
857 Mackenzie Investments Asia Limited 4 5 9 55.56
858 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
859 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
860 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
861 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
862 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
863 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
864 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
865 Oshidori Securities Limited 3 5 8 62.50
866 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
867 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
868 Permira Advisers Limited 2 5 7 71.43 2008-08-19
869 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
870 PO LEE SECURITIES LIMITED 2 5 7 71.43
871 QMIS Securities Limited 2 5 7 71.43 2009-07-24
872 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
873 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
874 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
875 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
876 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
877 SDHG International Securities Limited 3 5 8 62.50
878 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
879 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
880 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
881 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
882 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
883 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
884 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
885 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
886 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
887 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
888 THING ON SECURITIES LIMITED 3 5 8 62.50
889 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
890 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
891 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
892 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
893 VBG Capital Limited 3 5 8 62.50 2009-04-20
894 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
895 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
896 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
897 Wanhai Securities (HK) Limited 2 5 7 71.43
898 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
899 Win Securities Limited 3 5 8 62.50
900 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
901 WING ON SECURITIES LIMITED 2 5 7 71.43
902 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
903 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
904 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
905 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
906 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
907 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
908 Aevitas Securities Limited 2 4 6 66.67
909 AJ Securities Limited 2 4 6 66.67
910 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
911 Allard Partners Limited 4 4 8 50.00
912 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
913 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
914 Amasse Capital Limited 2 4 6 66.67 2012-07-13
915 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
916 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
917 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
918 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
919 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
920 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
921 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
922 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
923 Athos Capital Limited 2 4 6 66.67 2012-03-20
924 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
925 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
926 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
927 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
928 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
929 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
930 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
931 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
932 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
933 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
934 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
935 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
936 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
937 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
938 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
939 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
940 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
941 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
942 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
943 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
944 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
945 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
946 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
947 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
948 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
949 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
950 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
951 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
952 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
953 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
954 FAIRWIN BROKING LIMITED 3 4 7 57.14
955 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
956 FE SECURITIES LIMITED 2 4 6 66.67
957 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
958 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
959 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
960 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
961 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
962 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
963 Grand China Securities Limited 2 4 6 66.67 2012-05-03
964 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
965 HANG TAI SECURITIES LIMITED 4 4 8 50.00
966 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
967 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
968 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
969 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
970 HOORAY SECURITIES LIMITED 2 4 6 66.67
971 HSZ (HONG KONG) LIMITED 2 4 6 66.67
972 HUNG SING FUTURES LIMITED 2 4 6 66.67
973 Imagi Brokerage Limited 3 4 7 57.14
974 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
975 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
976 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
977 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
978 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
979 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
980 JK Capital Management Limited 4 4 8 50.00
981 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
982 KB Securities Hong Kong Limited 2 4 6 66.67
983 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
984 Kriya Capital Limited 3 4 7 57.14 2010-01-08
985 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
986 LCA Solutions Limited 2 4 6 66.67 2010-07-30
987 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
988 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
989 LT Finance Management Limited 3 4 7 57.14 2012-12-10
990 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
991 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
992 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
993 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
994 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
995 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
996 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
997 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
998 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
999 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
1000 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
1001 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1002 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
1003 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
1004 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1005 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1006 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1007 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
1008 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1009 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
1010 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1011 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1012 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1013 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1014 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
1015 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
1016 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
1017 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1018 SIU ON SECURITIES LIMITED 3 4 7 57.14
1019 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1020 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
1021 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1022 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
1023 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1024 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1025 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1026 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
1027 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
1028 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1029 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1030 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1031 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1032 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1033 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1034 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1035 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1036 TRUTH SECURITIES LIMITED 3 4 7 57.14
1037 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1038 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1039 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
1040 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1041 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1042 Value Partners Private Equity Limited 3 4 7 57.14
1043 Vantum Futures Limited 2 4 6 66.67
1044 VC CAPITAL LIMITED 4 4 8 50.00
1045 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1046 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1047 Waton Securities International Limited 2 4 6 66.67
1048 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1049 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1050 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1051 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1052 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1053 AIF CAPITAL LIMITED 3 3 6 50.00
1054 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1055 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1056 Anli Securities Limited 3 3 6 50.00
1057 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
1058 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
1059 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
1060 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
1061 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1062 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1063 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
1064 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1065 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
1066 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
1067 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1068 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
1069 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
1070 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
1071 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
1072 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
1073 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1074 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
1075 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
1076 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
1077 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1078 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1079 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1080 CCB Securities Limited 2 3 5 60.00
1081 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
1082 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1083 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1084 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
1085 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1086 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
1087 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
1088 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1089 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
1090 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1091 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1092 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1093 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1094 CS Wealth Securities Limited 4 3 7 42.86
1095 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1096 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1097 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1098 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
1099 Everbright Securities Global (HK) Limited 3 3 6 50.00
1100 F. R. ZIMMERN LIMITED 2 3 5 60.00
1101 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
1102 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1103 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1104 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1105 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
1106 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1107 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1108 GLS SECURITIES LIMITED 3 3 6 50.00
1109 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1110 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1111 Gram Capital Limited 4 3 7 42.86 2014-03-12
1112 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1113 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1114 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1115 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1116 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1117 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1118 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1119 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1120 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
1121 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1122 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1123 HPEF Venture Partners Limited 2 3 5 60.00
1124 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
1125 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1126 iFAST Securities (HK) Limited 2 3 5 60.00
1127 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1128 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1129 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1130 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
1131 Kaiser KT Capital Limited 2 3 5 60.00
1132 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1133 LMR Partners Limited 2 3 5 60.00 2012-07-17
1134 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1135 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1136 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1137 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1138 Merdeka Securities Limited 3 3 6 50.00
1139 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1140 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1141 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1142 MTF SECURITIES LIMITED 2 3 5 60.00
1143 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1144 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1145 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1146 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1147 Nuada Limited 6 3 9 33.33 2004-01-15
1148 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1149 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1150 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1151 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1152 Oshidori Corporate Finance Limited 2 3 5 60.00
1153 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
1154 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1155 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1156 PGIM (Hong Kong) Limited 3 3 6 50.00
1157 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1158 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1159 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1160 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1161 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1162 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1163 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1164 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1165 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1166 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1167 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1168 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
1169 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1170 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1171 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1172 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1173 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1174 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1175 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1176 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1177 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1178 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1179 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
1180 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1181 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1182 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1183 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1184 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1185 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1186 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1187 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1188 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1189 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1190 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1191 TR Advisors Limited 3 3 6 50.00 2008-12-02
1192 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1193 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1194 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1195 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1196 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1197 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1198 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1199 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1200 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1201 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1202 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1203 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1204 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1205 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1206 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1207 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1208 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1209 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1210 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1211 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1212 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1213 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1214 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1215 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1216 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1217 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1218 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
1219 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
1220 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1221 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1222 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1223 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1224 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1225 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
1226 Averest Capital Limited 3 2 5 40.00
1227 Axis Capital Management Limited 2 2 4 50.00
1228 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
1229 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
1230 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1231 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1232 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1233 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1234 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
1235 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1236 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1237 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1238 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1239 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1240 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1241 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1242 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1243 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1244 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1245 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1246 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
1247 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
1248 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1249 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
1250 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1251 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1252 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
1253 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
1254 Crosby Securities Limited 5 2 7 28.57 2013-03-06
1255 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1256 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1257 CTW SECURITIES LIMITED 3 2 5 40.00
1258 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
1259 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1260 Direxion Asia Limited 3 2 5 40.00 2013-06-13
1261 DNB Asset Management (Asia) Limited 4 2 6 33.33
1262 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
1263 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1264 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1265 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1266 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
1267 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1268 Evergain Funds Limited 2 2 4 50.00 2013-12-17
1269 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1270 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1271 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1272 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1273 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1274 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
1275 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1276 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1277 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1278 GCAM Limited 2 2 4 50.00 2004-10-19
1279 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1280 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1281 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1282 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1283 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1284 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1285 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1286 Grand Cartel Securities Company Limited 2 2 4 50.00
1287 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1288 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1289 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
1290 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1291 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1292 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1293 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1294 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1295 HIP HING SECURITIES LIMITED 2 2 4 50.00
1296 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
1297 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1298 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1299 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1300 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
1301 Hongkong Bay Securities Limited 2 2 4 50.00
1302 HOORAY CAPITAL LIMITED 2 2 4 50.00
1303 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
1304 iBest Securities Company Limited 2 2 4 50.00
1305 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
1306 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1307 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1308 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1309 INV Partners Limited 4 2 6 33.33 2009-11-24
1310 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1311 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1312 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
1313 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1314 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1315 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1316 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1317 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1318 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1319 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1320 Longitude Asia Limited 2 2 4 50.00
1321 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1322 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1323 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1324 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1325 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1326 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1327 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1328 Matrix Securities Limited 2 2 4 50.00
1329 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1330 MEAG Hong Kong Limited 5 2 7 28.57
1331 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1332 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1333 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1334 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1335 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1336 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1337 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1338 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
1339 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1340 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
1341 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1342 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1343 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1344 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1345 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1346 Pacific Sun Advisors Limited 2 2 4 50.00
1347 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1348 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1349 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1350 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1351 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1352 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1353 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1354 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1355 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1356 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1357 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1358 Proton Capital Limited 3 2 5 40.00 2007-10-16
1359 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1360 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1361 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1362 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1363 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1364 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1365 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1366 ROSA SECURITIES LIMITED 3 2 5 40.00
1367 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1368 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1369 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1370 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1371 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1372 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1373 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1374 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1375 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1376 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1377 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1378 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1379 Stellar Securities Limited 2 2 4 50.00
1380 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1381 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
1382 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1383 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1384 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1385 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1386 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1387 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1388 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1389 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1390 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1391 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1392 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1393 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1394 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1395 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1396 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1397 United Securities Limited (HK) 2 2 4 50.00
1398 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1399 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1400 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1401 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1402 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1403 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1404 WILBY SECURITIES LIMITED 2 2 4 50.00
1405 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1406 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1407 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1408 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1409 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1410 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1411 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
1412 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1413 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1414 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1415 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1416 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1417 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1418 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1419 Arta Global Futures Limited 2 1 3 33.33
1420 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1421 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1422 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1423 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
1424 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1425 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1426 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1427 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1428 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1429 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1430 Avia Asset Management Limited 3 1 4 25.00
1431 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1432 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1433 Bach Option Limited 2 1 3 33.33 2013-06-10
1434 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1435 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1436 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1437 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1438 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1439 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1440 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1441 BLOOMYEARS LIMITED 2 1 3 33.33
1442 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1443 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1444 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1445 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1446 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
1447 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1448 CCTIC International Limited 2 1 3 33.33 2010-06-28
1449 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
1450 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1451 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
1452 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1453 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1454 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
1455 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1456 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1457 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
1458 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1459 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
1460 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1461 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1462 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1463 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1464 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1465 CHN International Group Limited 1 1 2 50.00 2010-02-22
1466 CHUANGS & CO. LIMITED 3 1 4 25.00
1467 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1468 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1469 COL Securities (HK) Limited 3 1 4 25.00
1470 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1471 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1472 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1473 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
1474 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
1475 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1476 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1477 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1478 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1479 EAA SECURITIES LIMITED 2 1 3 33.33
1480 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1481 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
1482 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1483 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1484 EIP Alpha Limited 3 1 4 25.00 2014-02-12
1485 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1486 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1487 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1488 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1489 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1490 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1491 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
1492 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
1493 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
1494 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
1495 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1496 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1497 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
1498 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1499 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1500 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1501 Genting Securities Limited 2 1 3 33.33 2012-05-18
1502 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
1503 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
1504 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1505 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1506 Goldyard Capital Limited 2 1 3 33.33
1507 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1508 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1509 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
1510 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1511 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
1512 Grit Securities Limited 2 1 3 33.33
1513 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1514 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
1515 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
1516 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1517 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1518 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1519 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1520 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1521 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1522 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1523 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
1524 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1525 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1526 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1527 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1528 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1529 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
1530 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1531 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1532 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1533 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1534 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1535 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1536 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1537 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1538 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1539 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1540 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1541 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1542 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1543 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1544 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1545 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1546 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1547 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1548 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1549 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1550 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1551 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1552 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1553 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1554 M&F Asset Management Limited 5 1 6 16.67
1555 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1556 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1557 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1558 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1559 MING HON SECURITIES LIMITED 3 1 4 25.00
1560 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1561 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1562 MORTON SECURITIES LIMITED 3 1 4 25.00
1563 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1564 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1565 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1566 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1567 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1568 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1569 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1570 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1571 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1572 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1573 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1574 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1575 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1576 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1577 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1578 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1579 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1580 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1581 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1582 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1583 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1584 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1585 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1586 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1587 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1588 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1589 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1590 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1591 Safari Asia Limited 3 1 4 25.00 2010-04-30
1592 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1593 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1594 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1595 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1596 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1597 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1598 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1599 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1600 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1601 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1602 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1603 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1604 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1605 Sinofortune Financial Capital Limited 2 1 3 33.33
1606 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1607 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1608 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1609 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1610 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1611 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1612 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1613 T & F Equities Limited 2 1 3 33.33 2012-12-11
1614 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1615 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1616 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1617 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1618 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1619 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1620 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1621 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1622 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1623 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1624 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1625 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1626 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1627 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1628 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1629 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1630 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1631 VC International Asset Management Limited 2 1 3 33.33
1632 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1633 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1634 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1635 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1636 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1637 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1638 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1639 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1640 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1641 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1642 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1643 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1644 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1645 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1646 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1647 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1648 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1649 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1650 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
1651 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1652 Zhongrong International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
1653 3W Fund Management Limited 3 0 3 0.00 2012-11-16
1654 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1655 AASTOCKS.COM LIMITED 2 0 2 0.00
1656 Absolute Investment Management (HK) Limited 3 0 3 0.00
1657 ACM ASIA LIMITED 2 0 2 0.00
1658 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1659 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1660 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1661 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1662 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1663 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1664 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
1665 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
1666 Alpha Nova Capital Management Limited 2 0 2 0.00
1667 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1668 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1669 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1670 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1671 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
1672 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1673 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1674 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
1675 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1676 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1677 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
1678 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1679 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1680 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1681 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1682 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1683 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1684 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1685 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1686 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1687 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1688 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1689 Avista Capital Limited 2 0 2 0.00 2013-08-09
1690 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1691 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1692 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1693 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1694 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1695 Bentley Capital Limited (HK) 4 0 4 0.00
1696 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1697 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1698 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1699 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1700 Black Marble Securities Limited 2 0 2 0.00
1701 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1702 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1703 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1704 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1705 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1706 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1707 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1708 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1709 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1710 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1711 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1712 BROOKE CAPITAL LIMITED 2 0 2 0.00
1713 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1714 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
1715 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1716 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1717 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1718 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1719 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1720 Celera Markets Limited 1 0 1 0.00 2008-08-12
1721 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1722 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1723 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1724 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1725 CERES CAPITAL LIMITED 2 0 2 0.00
1726 CES International Commodities (HK) Limited 2 0 2 0.00
1727 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1728 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1729 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1730 ChapmanCraig Limited 2 0 2 0.00
1731 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1732 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1733 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1734 China Finance Holdings Limited 2 0 2 0.00
1735 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1736 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1737 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1738 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1739 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1740 China Tonghai (IA) Limited 1 0 1 0.00
1741 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1742 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1743 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
1744 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1745 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1746 COMMENCE COMPANY LIMITED 2 0 2 0.00
1747 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
1748 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1749 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1750 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1751 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1752 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1753 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1754 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1755 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1756 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1757 D.J. SECURITIES LIMITED 2 0 2 0.00
1758 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
1759 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1760 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1761 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1762 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1763 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1764 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1765 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1766 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1767 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1768 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1769 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1770 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1771 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1772 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1773 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1774 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1775 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1776 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1777 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1778 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1779 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1780 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1781 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1782 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1783 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1784 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
1785 Finet Securities Limited 2 0 2 0.00
1786 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1787 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1788 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1789 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1790 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1791 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
1792 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1793 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1794 FULLJET SECURITIES LIMITED 2 0 2 0.00
1795 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
1796 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1797 GCIS LIMITED 2 0 2 0.00 2007-05-16
1798 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1799 GET NICE CAPITAL LIMITED 2 0 2 0.00
1800 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1801 Goldbridge Securities Limited 1 0 1 0.00
1802 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
1803 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1804 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
1805 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1806 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1807 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
1808 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1809 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1810 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1811 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1812 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1813 Hana Asia Limited 2 0 2 0.00 2010-03-25
1814 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1815 Heitman HK Limited 2 0 2 0.00 2012-12-05
1816 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
1817 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1818 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1819 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1820 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1821 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1822 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1823 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1824 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1825 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1826 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
1827 IMARKETS LIMITED 2 0 2 0.00
1828 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1829 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1830 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1831 Impression Investment Limited 2 0 2 0.00 2014-04-30
1832 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1833 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1834 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1835 iVenture Investment Management Limited 2 0 2 0.00
1836 J Capital Research Limited 3 0 3 0.00 2012-03-01
1837 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1838 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1839 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1840 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1841 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1842 Kam Wah Investments Limited 1 0 1 0.00
1843 KARFORD SECURITIES LIMITED 2 0 2 0.00
1844 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1845 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1846 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1847 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1848 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1849 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1850 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1851 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1852 LAU & COMPANY LIMITED 2 0 2 0.00
1853 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
1854 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1855 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1856 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1857 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1858 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1859 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1860 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1861 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1862 MARC FABER LIMITED 2 0 2 0.00
1863 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1864 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1865 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1866 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1867 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1868 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1869 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1870 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1871 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1872 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1873 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1874 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1875 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1876 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1877 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1878 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1879 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1880 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1881 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1882 OIA Asia Limited 2 0 2 0.00 2014-11-20
1883 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1884 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1885 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1886 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1887 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1888 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1889 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1890 Otkcab Limited 2 0 2 0.00 2011-10-07
1891 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1892 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1893 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1894 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1895 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1896 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1897 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1898 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1899 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1900 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1901 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1902 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1903 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1904 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1905 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1906 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1907 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1908 Prive Financial Limited 3 0 3 0.00 2012-12-06
1909 Profound Capital Limited 2 0 2 0.00 2014-01-24
1910 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1911 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1912 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1913 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1914 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1915 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1916 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1917 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1918 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1919 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1920 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1921 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1922 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1923 ROCIM Limited 2 0 2 0.00 2007-06-29
1924 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1925 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1926 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1927 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1928 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1929 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1930 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1931 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1932 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1933 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1934 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1935 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1936 Silk Road International Capital Limited 1 0 1 0.00
1937 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1938 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1939 SJS Markets Limited 1 0 1 0.00 2005-03-02
1940 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1941 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1942 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1943 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1944 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1945 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1946 SPDB International Holdings Limited 3 0 3 0.00
1947 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1948 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1949 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1950 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1951 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1952 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1953 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1954 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1955 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1956 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1957 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1958 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1959 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1960 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1961 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1962 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1963 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1964 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1965 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1966 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1967 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1968 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1969 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1970 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1971 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1972 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1973 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1974 TVC MANAGEMENT LIMITED 3 0 3 0.00
1975 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1976 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1977 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1978 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1979 VERCAP Financial Services Limited 2 0 2 0.00
1980 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1981 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1982 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1983 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1984 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1985 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1986 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1987 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1988 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1989 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1990 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1991 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1992 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1993 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1994 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1995 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1996 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1997 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1998 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1999 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
2000 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
2001 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
2002 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
2003 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2004 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
2004 Average 3.47 18.65 22.11 84.33

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