SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
2 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
3 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
4 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
5 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
6 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
9 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
10 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
11 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
12 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
13 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
14 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
15 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
16 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
17 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
18 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
19 CGS International Securities Hong Kong Limited 18 93 111 83.78
20 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
21 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
22 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
23 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
24 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
25 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
26 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
27 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
28 CLSA LIMITED 15 270 285 94.74 2013-07-09
29 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
30 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
31 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
32 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
33 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
34 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
35 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
36 KGI ASIA LIMITED 14 680 694 97.98
37 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
38 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
39 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
40 Quam Securities Limited 13 242 255 94.90 2004-10-15
41 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
42 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
43 BOCI ASIA LIMITED 12 87 99 87.88
44 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
45 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
46 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
47 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
48 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
49 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
50 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
51 Yunfeng Financial Markets Limited 12 27 39 69.23
52 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
53 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
54 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
55 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
56 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
57 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
58 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
59 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
60 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
61 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
62 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
63 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
64 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
65 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
66 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
67 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
68 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
69 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
70 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
71 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
72 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
73 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
74 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
75 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
76 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
77 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
78 JPMorgan Funds (Asia) Limited 9 101 110 91.82
79 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
80 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
81 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
82 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
83 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
84 Somerley Capital Limited 9 12 21 57.14 2013-10-02
85 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
86 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
87 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
88 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
89 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
90 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
91 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
92 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
93 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
94 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
95 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
96 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
97 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
98 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
99 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
100 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
101 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
102 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
103 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
104 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
105 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
106 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
107 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
108 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
109 CITIC Securities Futures (HK) Limited 7 117 124 94.35
110 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
111 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
112 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
113 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
114 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
115 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
116 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
117 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
118 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
119 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
120 KINGSTON SECURITIES LIMITED 7 64 71 90.14
121 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
122 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
123 Newedge Broker Hong Kong Limited 7 31 38 81.58
124 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
125 Rifa Securities Limited 7 24 31 77.42
126 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
127 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
128 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
129 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
130 Templewater Hong Kong Limited 7 12 19 63.16
131 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
132 abrdn Hong Kong Limited 6 10 16 62.50
133 AIF Securities Limited 6 7 13 53.85 2004-11-02
134 Amundi Hong Kong Limited 6 33 39 84.62
135 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
136 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
137 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
138 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
139 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
140 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
141 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
142 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
143 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
144 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
145 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
146 CES Commodities (HK) Limited 6 290 296 97.97
147 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
148 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
149 Citadel Asia Limited 6 22 28 78.57 2005-10-21
150 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
151 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
152 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
153 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
154 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
155 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
156 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
157 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
158 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
159 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
160 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
161 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
162 GAM HONG KONG LIMITED 6 11 17 64.71
163 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
164 HANG SENG SECURITIES LIMITED 6 18 24 75.00
165 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
166 iBest Consultants Limited 6 50 56 89.29 2008-04-15
167 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
168 LIM ADVISORS LIMITED 6 18 24 75.00
169 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
170 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
171 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
172 Mason Securities Limited 6 50 56 89.29
173 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
174 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
175 Nuada Limited 6 3 9 33.33 2004-01-15
176 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
177 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
178 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
179 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
180 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
181 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
182 Rich Union Securities (H.K.) Limited 6 36 42 85.71
183 SANFULL SECURITIES LIMITED 6 70 76 92.11
184 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
185 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
186 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
187 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
188 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
189 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
190 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
191 Taiping Securities (HK) Co Limited 6 48 54 88.89
192 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
193 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
194 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
195 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
196 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
197 VMS Securities Limited 6 12 18 66.67
198 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
199 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
200 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
201 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
202 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
203 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
204 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
205 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
206 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
207 BEA Union Investment Management Limited 5 18 23 78.26
208 BOCI RESEARCH LIMITED 5 34 39 87.18
209 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
210 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
211 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
212 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
213 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
214 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
215 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
216 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
217 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
218 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
219 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
220 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
221 Crosby Securities Limited 5 2 7 28.57 2013-03-06
222 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
223 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
224 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
225 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
226 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
227 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
228 FIL Investment Advisors 5 87 92 94.57
229 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
230 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
231 GAOYU SECURITIES LIMITED 5 17 22 77.27
232 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
233 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
234 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
235 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
236 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
237 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
238 HPEF Capital Partners Limited 5 16 21 76.19
239 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
240 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
241 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
242 Huajin Corporate Finance (International) Limited 5 5 10 50.00
243 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
244 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
245 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
246 Income Partners Asset Management (HK) Limited 5 19 24 79.17
247 INVESCO HONG KONG LIMITED 5 78 83 93.98
248 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
249 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
250 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
251 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
252 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
253 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
254 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
255 M&F Asset Management Limited 5 1 6 16.67
256 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
257 MANGO FINANCIAL LIMITED 5 17 22 77.27
258 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
259 MCM Asia Limited 5 8 13 61.54 2013-03-28
260 MEAG Hong Kong Limited 5 2 7 28.57
261 MFG Limited (HK) 5 8 13 61.54 2006-07-17
262 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
263 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
264 Neutral Financial Holding Company Limited 5 11 16 68.75
265 Octal Capital Limited 5 7 12 58.33 2011-06-01
266 Open Securities Limited 5 14 19 73.68 2010-07-16
267 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
268 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
269 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
270 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
271 PineBridge Investments Hong Kong Limited 5 14 19 73.68
272 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
273 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
274 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
275 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
276 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
277 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
278 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
279 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
280 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
281 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
282 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
283 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
284 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
285 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
286 VALUE PARTNERS LIMITED 5 58 63 92.06
287 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
288 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
289 WING FUNG SECURITIES LIMITED 5 24 29 82.76
290 WOCOM LIMITED (HK) 5 16 21 76.19
291 WOCOM SECURITIES LIMITED 5 19 24 79.17
292 YICKO SECURITIES LIMITED 5 15 20 75.00
293 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
294 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
295 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
296 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
297 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
298 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
299 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
300 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
301 Allard Partners Limited 4 4 8 50.00
302 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
303 ALTUS CAPITAL LIMITED 4 9 13 69.23
304 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
305 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
306 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
307 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
308 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
309 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
310 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
311 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
312 Beijing Securities Limited 4 8 12 66.67 2008-11-07
313 Bentley Capital Limited (HK) 4 0 4 0.00
314 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
315 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
316 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
317 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
318 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
319 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
320 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
321 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
322 CAIIS Limited 4 21 25 84.00 2006-05-23
323 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
324 Capital International, Inc. 4 34 38 89.47 2007-07-03
325 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
326 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
327 CBH Asia Limited 4 18 22 81.82 2010-09-24
328 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
329 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
330 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
331 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
332 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
333 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
334 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
335 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
336 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
337 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
338 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
339 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
340 China Reserve Securities Limited 4 5 9 55.56
341 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
342 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
343 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
344 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
345 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
346 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
347 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
348 CLC International Limited 4 8 12 66.67 2012-12-07
349 CLSA FUTURES LIMITED 4 17 21 80.95
350 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
351 CMB International Capital Limited 4 12 16 75.00 2010-09-07
352 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
353 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
354 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
355 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
356 CORPORATE BROKERS LIMITED 4 66 70 94.29
357 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
358 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
359 CS Wealth Securities Limited 4 3 7 42.86
360 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
361 CTBC Asia Limited 4 13 17 76.47 2004-01-14
362 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
363 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
364 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
365 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
366 DNB Asset Management (Asia) Limited 4 2 6 33.33
367 DWS Investments Hong Kong Limited 4 16 20 80.00
368 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
369 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
370 EAST ASIA FUTURES LIMITED 4 9 13 69.23
371 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
372 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
373 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
374 EMPEROR FUTURES LIMITED 4 88 92 95.65
375 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
376 Evercore Asia Limited 4 11 15 73.33 2011-03-04
377 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
378 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
379 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
380 EWARTON SECURITIES LIMITED 4 17 21 80.95
381 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
382 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
383 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
384 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
385 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
386 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
387 Funderstone Securities Limited 4 19 23 82.61
388 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
389 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
390 GEO Securities Limited 4 73 77 94.81 2013-05-03
391 GET NICE SECURITIES LIMITED 4 81 85 95.29
392 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
393 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
394 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
395 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
396 Gram Capital Limited 4 3 7 42.86 2014-03-12
397 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
398 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
399 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
400 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
401 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
402 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
403 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
404 HANG TAI SECURITIES LIMITED 4 4 8 50.00
405 Hao Tian International Securities Limited 4 6 10 60.00
406 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
407 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
408 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
409 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
410 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
411 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
412 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
413 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
414 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
415 HUNG SING SECURITIES LIMITED 4 14 18 77.78
416 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
417 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
418 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
419 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
420 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
421 INSTINET PACIFIC LIMITED 4 23 27 85.19
422 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
423 INV Partners Limited 4 2 6 33.33 2009-11-24
424 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
425 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
426 JK Capital Management Limited 4 4 8 50.00
427 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
428 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
429 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
430 KAISER FUTURES LIMITED 4 16 20 80.00
431 KAISER SECURITIES LIMITED 4 16 20 80.00
432 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
433 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
434 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
435 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
436 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
437 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
438 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
439 Mackenzie Investments Asia Limited 4 5 9 55.56
440 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
441 Mason Futures Limited (HK) 4 41 45 91.11
442 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
443 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
444 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
445 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
446 Minerva Holding Financial Securities Limited 4 7 11 63.64
447 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
448 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
449 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
450 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
451 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
452 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
453 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
454 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
455 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
456 Optima Capital Limited 4 10 14 71.43 2007-10-25
457 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
458 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
459 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
460 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
461 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
462 orientiert XYZ Securities Limited 4 71 75 94.67 2004-12-03
463 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
464 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
465 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
466 Planetree Futures Limited 4 7 11 63.64
467 Planetree Securities Limited 4 14 18 77.78
468 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
469 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
470 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
471 Prime Cdex Securities Limited 4 16 20 80.00
472 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
473 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
474 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
475 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
476 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
477 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
478 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
479 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
480 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
481 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
482 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
483 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
484 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
485 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
486 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
487 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
488 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
489 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
490 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
491 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
492 Shang International Finance Limited 4 9 13 69.23
493 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
494 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
495 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
496 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
497 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
498 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
499 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
500 SPS SECURITIES LIMITED 4 17 21 80.95
501 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
502 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
503 STI Asset Management Limited 4 7 11 63.64 2008-10-22
504 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
505 Success Securities Limited 4 81 85 95.29
506 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
507 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
508 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
509 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
510 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
511 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
512 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
513 TC Capital International Limited 4 10 14 71.43 2010-08-11
514 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
515 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
516 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
517 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
518 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
519 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
520 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
521 VC CAPITAL LIMITED 4 4 8 50.00
522 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
523 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
524 Virtu ITG Hong Kong Limited 4 20 24 83.33
525 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
526 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
527 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
528 WIN WONG SECURITIES LIMITED 4 28 32 87.50
529 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
530 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
531 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
532 WINTECH SECURITIES LIMITED 4 7 11 63.64
533 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
534 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
535 3W Fund Management Limited 3 0 3 0.00 2012-11-16
536 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
537 Absolute Investment Management (HK) Limited 3 0 3 0.00
538 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
539 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
540 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
541 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
542 AIF CAPITAL LIMITED 3 3 6 50.00
543 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
544 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
545 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
546 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
547 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
548 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
549 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
550 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
551 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
552 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
553 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
554 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
555 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
556 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
557 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
558 Anli Securities Limited 3 3 6 50.00
559 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
560 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
561 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
562 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
563 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
564 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
565 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
566 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
567 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
568 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
569 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
570 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
571 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
572 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
573 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
574 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
575 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
576 Averest Capital Limited 3 2 5 40.00
577 Avia Asset Management Limited 3 1 4 25.00
578 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
579 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
580 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
581 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
582 BERICH BROKERAGE LIMITED 3 12 15 80.00
583 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
584 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
585 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
586 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
587 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
588 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
589 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
590 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
591 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
592 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
593 Bright Fund Management Limited 3 54 57 94.74
594 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
595 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
596 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
597 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
598 BUSINESS FUTURES LIMITED 3 5 8 62.50
599 BUSINESS SECURITIES LIMITED 3 14 17 82.35
600 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
601 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
602 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
603 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
604 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
605 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
606 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
607 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
608 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
609 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
610 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
611 CBRE Investment Management (Asia) Limited 3 1 4 25.00
612 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
613 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
614 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
615 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
616 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
617 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
618 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
619 CES Forex (HK) Limited 3 156 159 98.11
620 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
621 Chanceton Capital Partners Limited 3 5 8 62.50
622 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
623 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
624 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
625 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
626 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
627 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
628 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
629 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
630 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
631 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
632 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
633 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
634 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
635 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
636 China Finance KAB Limited 3 10 13 76.92 2004-12-23
637 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
638 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
639 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
640 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
641 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
642 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
643 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
644 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
645 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
646 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
647 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
648 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
649 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
650 CHONG HING SECURITIES LIMITED 3 75 78 96.15
651 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
652 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
653 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
654 CHUANGS & CO. LIMITED 3 1 4 25.00
655 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
656 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
657 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
658 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
659 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
660 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
661 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
662 CMB International Global Markets Limited 3 7 10 70.00
663 CMB International Securities Limited 3 23 26 88.46 2010-06-15
664 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
665 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
666 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
667 COL Securities (HK) Limited 3 1 4 25.00
668 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
669 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
670 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
671 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
672 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
673 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
674 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
675 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
676 CSC FUTURES (HK) LIMITED 3 21 24 87.50
677 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
678 CTW SECURITIES LIMITED 3 2 5 40.00
679 CUPOLA CAPITAL LIMITED 3 0 3 0.00
680 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
681 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
682 DAH SING SECURITIES LIMITED 3 7 10 70.00
683 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
684 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
685 De Riva Asia Limited 3 7 10 70.00 2010-07-29
686 Direxion Asia Limited 3 2 5 40.00 2013-06-13
687 DL BROKERAGE LIMITED 3 17 20 85.00
688 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
689 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
690 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
691 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
692 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
693 DST Investment Management Limited 3 1 4 25.00 2012-04-23
694 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
695 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
696 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
697 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
698 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
699 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
700 EIP Alpha Limited 3 1 4 25.00 2014-02-12
701 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
702 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
703 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
704 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
705 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
706 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
707 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
708 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
709 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
710 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
711 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
712 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
713 Everbright Securities Global (HK) Limited 3 3 6 50.00
714 EVERHOT SECURITIES LIMITED 3 5 8 62.50
715 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
716 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
717 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
718 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
719 FAIRWIN BROKING LIMITED 3 4 7 57.14
720 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
721 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
722 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
723 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
724 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
725 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
726 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
727 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
728 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
729 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
730 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
731 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
732 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
733 Funderstone Futures Limited 3 18 21 85.71
734 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
735 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
736 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
737 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
738 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
739 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
740 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
741 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
742 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
743 GLS SECURITIES LIMITED 3 3 6 50.00
744 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
745 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
746 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
747 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
748 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
749 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
750 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
751 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
752 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
753 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
754 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
755 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
756 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
757 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
758 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
759 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
760 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
761 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
762 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
763 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
764 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
765 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
766 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
767 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
768 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
769 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
770 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
771 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
772 HENYEP SECURITIES LIMITED 3 13 16 81.25
773 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
774 HING WONG SECURITIES LIMITED 3 9 12 75.00
775 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
776 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
777 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
778 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
779 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
780 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
781 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
782 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
783 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
784 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
785 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
786 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
787 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
788 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
789 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
790 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
791 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
792 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
793 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
794 Imagi Brokerage Limited 3 4 7 57.14
795 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
796 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
797 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
798 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
799 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
800 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
801 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
802 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
803 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
804 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
805 J Capital Research Limited 3 0 3 0.00 2012-03-01
806 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
807 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
808 JOINCAP CAPITAL LIMITED 3 0 3 0.00
809 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
810 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
811 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
812 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
813 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
814 JVSakk Asia Limited 3 7 10 70.00
815 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
816 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
817 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
818 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
819 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
820 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
821 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
822 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
823 KINGSTON FUTURES LIMITED 3 19 22 86.36
824 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
825 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
826 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
827 Kriya Capital Limited 3 4 7 57.14 2010-01-08
828 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
829 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
830 LAMTEX SECURITIES LIMITED 3 5 8 62.50
831 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
832 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
833 LEHIN SECURITIES LIMITED 3 20 23 86.96
834 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
835 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
836 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
837 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
838 LT Finance Management Limited 3 4 7 57.14 2012-12-10
839 LT Securities Limited 3 5 8 62.50 2011-04-01
840 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
841 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
842 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
843 MALAHON SECURITIES LIMITED 3 10 13 76.92
844 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
845 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
846 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
847 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
848 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
849 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
850 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
851 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
852 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
853 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
854 Merdeka Securities Limited 3 3 6 50.00
855 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
856 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
857 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
858 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
859 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
860 MING HON SECURITIES LIMITED 3 1 4 25.00
861 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
862 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
863 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
864 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
865 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
866 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
867 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
868 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
869 MORTON SECURITIES LIMITED 3 1 4 25.00
870 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
871 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
872 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
873 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
874 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
875 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
876 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
877 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
878 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
879 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
880 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
881 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
882 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
883 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
884 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
885 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
886 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
887 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
888 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
889 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
890 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
891 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
892 ONSHINE SECURITIES LIMITED 3 6 9 66.67
893 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
894 Open Asset Management Limited 3 2 5 40.00 2011-03-08
895 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
896 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
897 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
898 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
899 Oshidori Securities Limited 3 5 8 62.50
900 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
901 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
902 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
903 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
904 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
905 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
906 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
907 Paulson Asia Limited 3 1 4 25.00 2011-02-21
908 PGIM (Hong Kong) Limited 3 3 6 50.00
909 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
910 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
911 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
912 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
913 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
914 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
915 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
916 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
917 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
918 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
919 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
920 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
921 Prive Financial Limited 3 0 3 0.00 2012-12-06
922 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
923 Proton Capital Limited 3 2 5 40.00 2007-10-16
924 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
925 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
926 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
927 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
928 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
929 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
930 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
931 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
932 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
933 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
934 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
935 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
936 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
937 Rifa Futures Limited 3 15 18 83.33 2008-12-01
938 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
939 ROSA SECURITIES LIMITED 3 2 5 40.00
940 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
941 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
942 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
943 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
944 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
945 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
946 Safari Asia Limited 3 1 4 25.00 2010-04-30
947 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
948 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
949 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
950 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
951 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
952 SDHG International Securities Limited 3 5 8 62.50
953 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
954 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
955 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
956 Shacom Securities Limited 3 10 13 76.92
957 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
958 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
959 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
960 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
961 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
962 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
963 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
964 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
965 SINOMAX SECURITIES LIMITED 3 9 12 75.00
966 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
967 SIU ON SECURITIES LIMITED 3 4 7 57.14
968 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
969 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
970 SOLID KING SECURITIES LIMITED 3 7 10 70.00
971 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
972 South China Forex Limited 3 20 23 86.96 2010-06-21
973 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
974 SPDB International Holdings Limited 3 0 3 0.00
975 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
976 Springboard Capital Limited 3 4 7 57.14 2010-07-02
977 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
978 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
979 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
980 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
981 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
982 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
983 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
984 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
985 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
986 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
987 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
988 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
989 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
990 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
991 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
992 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
993 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
994 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
995 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
996 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
997 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
998 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
999 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1000 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
1001 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1002 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1003 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1004 TANG PING KONG LIMITED 3 8 11 72.73
1005 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1006 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1007 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
1008 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1009 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1010 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1011 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
1012 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1013 THING ON SECURITIES LIMITED 3 5 8 62.50
1014 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1015 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1016 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1017 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1018 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1019 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1020 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1021 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1022 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1023 TR Advisors Limited 3 3 6 50.00 2008-12-02
1024 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1025 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1026 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1027 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1028 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1029 TRUTH SECURITIES LIMITED 3 4 7 57.14
1030 TSE'S SECURITIES LIMITED 3 37 40 92.50
1031 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1032 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1033 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1034 TVC MANAGEMENT LIMITED 3 0 3 0.00
1035 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1036 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1037 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1038 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1039 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
1040 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1041 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1042 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1043 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1044 Value Partners Private Equity Limited 3 4 7 57.14
1045 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1046 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
1047 VBG Capital Limited 3 5 8 62.50 2009-04-20
1048 VC BROKERAGE LIMITED 3 53 56 94.64
1049 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1050 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1051 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1052 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1053 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1054 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1055 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1056 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1057 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1058 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1059 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1060 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1061 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1062 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1063 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1064 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1065 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1066 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1067 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1068 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1069 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1070 Win Securities Limited 3 5 8 62.50
1071 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1072 WINFULL SECURITIES LIMITED 3 14 17 82.35
1073 WING FAT SECURITIES LIMITED 3 9 12 75.00
1074 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1075 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1076 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1077 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1078 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1079 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1080 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1081 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1082 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1083 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1084 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1085 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1086 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1087 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1088 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1089 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1090 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1091 Zhongrong International Futures Co., Limited 3 8 11 72.73 2012-02-22
1092 Zhongrong International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
1093 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1094 313 Capital Management Limited 2 23 25 92.00 2010-04-19
1095 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1096 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1097 AASTOCKS.COM LIMITED 2 0 2 0.00
1098 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
1099 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1100 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1101 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1102 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1103 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1104 ACM ASIA LIMITED 2 0 2 0.00
1105 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1106 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1107 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1108 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1109 Aevitas Securities Limited 2 4 6 66.67
1110 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1111 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1112 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1113 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1114 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1115 AJ Securities Limited 2 4 6 66.67
1116 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1117 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1118 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1119 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
1120 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1121 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
1122 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1123 Alpha Nova Capital Management Limited 2 0 2 0.00
1124 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1125 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1126 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1127 AM Squared Limited 2 5 7 71.43 2005-06-30
1128 Amasse Capital Limited 2 4 6 66.67 2012-07-13
1129 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1130 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1131 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1132 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1133 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1134 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1135 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1136 Anuenue Securities Limited 2 10 12 83.33
1137 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1138 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1139 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1140 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1141 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
1142 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
1143 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1144 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1145 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1146 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1147 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1148 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1149 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1150 Arta Global Futures Limited 2 1 3 33.33
1151 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1152 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1153 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1154 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1155 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1156 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1157 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1158 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1159 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1160 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1161 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1162 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1163 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1164 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1165 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1166 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
1167 Athos Capital Limited 2 4 6 66.67 2012-03-20
1168 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1169 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1170 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1171 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1172 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1173 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1174 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1175 Avista Capital Limited 2 0 2 0.00 2013-08-09
1176 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1177 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1178 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1179 Axis Capital Management Limited 2 2 4 50.00
1180 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
1181 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1182 Bach Option Limited 2 1 3 33.33 2013-06-10
1183 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1184 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1185 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1186 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1187 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1188 BCT Financial Limited 2 60 62 96.77 2010-11-24
1189 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1190 Beevest Securities Limited 2 6 8 75.00
1191 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1192 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1193 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1194 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1195 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1196 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1197 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1198 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1199 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
1200 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1201 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1202 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1203 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1204 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1205 Black Marble Securities Limited 2 0 2 0.00
1206 BLOOMYEARS LIMITED 2 1 3 33.33
1207 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1208 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1209 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1210 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1211 BMI Securities Limited 2 6 8 75.00 2011-03-14
1212 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1213 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1214 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1215 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1216 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1217 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1218 Bradbury Securities Limited 2 8 10 80.00
1219 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1220 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1221 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1222 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1223 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1224 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1225 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1226 BROOKE CAPITAL LIMITED 2 0 2 0.00
1227 BULLISH SECURITIES LIMITED 2 9 11 81.82
1228 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1229 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1230 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1231 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1232 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1233 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1234 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1235 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1236 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1237 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1238 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1239 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1240 CC Finance Limited 2 9 11 81.82 2006-04-20
1241 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1242 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1243 CCB Securities Limited 2 3 5 60.00
1244 CCTIC International Limited 2 1 3 33.33 2010-06-28
1245 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
1246 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1247 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1248 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1249 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1250 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1251 CERES CAPITAL LIMITED 2 0 2 0.00
1252 CES International Commodities (HK) Limited 2 0 2 0.00
1253 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1254 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1255 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1256 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
1257 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
1258 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1259 ChapmanCraig Limited 2 0 2 0.00
1260 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1261 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1262 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1263 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1264 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1265 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1266 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1267 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1268 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1269 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1270 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1271 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1272 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1273 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1274 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1275 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
1276 China Finance Holdings Limited 2 0 2 0.00
1277 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1278 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1279 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
1280 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1281 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1282 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1283 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1284 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1285 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1286 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1287 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1288 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1289 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1290 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1291 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1292 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1293 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1294 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1295 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1296 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1297 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1298 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1299 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1300 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1301 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
1302 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1303 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1304 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1305 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1306 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1307 COMMENCE COMPANY LIMITED 2 0 2 0.00
1308 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
1309 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
1310 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1311 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1312 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1313 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1314 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1315 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1316 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1317 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1318 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1319 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1320 CVP Securities Limited 2 30 32 93.75 2004-07-09
1321 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1322 D.J. SECURITIES LIMITED 2 0 2 0.00
1323 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1324 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1325 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
1326 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
1327 Delta Asia Wealth Management Limited 2 6 8 75.00
1328 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
1329 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1330 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1331 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
1332 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1333 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1334 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1335 EAA SECURITIES LIMITED 2 1 3 33.33
1336 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1337 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1338 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1339 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
1340 eFusion Capital Limited 2 5 7 71.43 2014-06-06
1341 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1342 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1343 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1344 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1345 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1346 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1347 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1348 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1349 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1350 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1351 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1352 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1353 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1354 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1355 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1356 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1357 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1358 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1359 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1360 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1361 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1362 Evergain Funds Limited 2 2 4 50.00 2013-12-17
1363 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1364 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1365 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1366 F. R. ZIMMERN LIMITED 2 3 5 60.00
1367 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
1368 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1369 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1370 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1371 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1372 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1373 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1374 FDB Financial Group Limited 2 8 10 80.00
1375 FE SECURITIES LIMITED 2 4 6 66.67
1376 Finet Securities Limited 2 0 2 0.00
1377 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1378 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1379 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1380 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1381 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1382 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1383 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1384 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
1385 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1386 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
1387 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1388 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1389 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1390 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1391 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1392 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1393 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1394 FT Securities Limited 2 8 10 80.00
1395 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1396 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1397 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1398 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1399 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1400 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1401 FULLJET SECURITIES LIMITED 2 0 2 0.00
1402 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1403 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1404 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
1405 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1406 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
1407 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1408 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1409 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1410 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1411 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1412 GCAM Limited 2 2 4 50.00 2004-10-19
1413 GCIS LIMITED 2 0 2 0.00 2007-05-16
1414 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1415 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1416 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1417 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1418 Genting Securities Limited 2 1 3 33.33 2012-05-18
1419 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1420 GET NICE CAPITAL LIMITED 2 0 2 0.00
1421 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1422 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1423 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1424 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1425 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1426 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1427 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1428 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1429 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1430 Goldin Equities Limited 2 5 7 71.43 2008-12-17
1431 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1432 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1433 Goldyard Capital Limited 2 1 3 33.33
1434 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1435 Grand Cartel Securities Company Limited 2 2 4 50.00
1436 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1437 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1438 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1439 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1440 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1441 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1442 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1443 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1444 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1445 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1446 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1447 Grey Investment Limited 2 6 8 75.00 2012-02-21
1448 Grit Securities Limited 2 1 3 33.33
1449 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1450 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1451 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1452 GT CAPITAL LIMITED 2 5 7 71.43
1453 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1454 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1455 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1456 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1457 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1458 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
1459 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1460 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1461 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
1462 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1463 Hana Asia Limited 2 0 2 0.00 2010-03-25
1464 HANG SENG FUTURES LIMITED 2 7 9 77.78
1465 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1466 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1467 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1468 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1469 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1470 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1471 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1472 Heitman HK Limited 2 0 2 0.00 2012-12-05
1473 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1474 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1475 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1476 HENIK SECURITIES LIMITED 2 11 13 84.62
1477 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1478 HERMES SECURITIES LIMITED 2 8 10 80.00
1479 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1480 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1481 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1482 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
1483 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
1484 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1485 HIP HING SECURITIES LIMITED 2 2 4 50.00
1486 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1487 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1488 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1489 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1490 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1491 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1492 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1493 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1494 Hongkong Bay Securities Limited 2 2 4 50.00
1495 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
1496 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1497 HOORAY CAPITAL LIMITED 2 2 4 50.00
1498 HOORAY SECURITIES LIMITED 2 4 6 66.67
1499 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1500 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
1501 HPEF Venture Partners Limited 2 3 5 60.00
1502 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1503 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1504 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1505 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1506 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1507 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1508 Huayu Securities Limited 2 6 8 75.00
1509 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1510 HUNG SING FUTURES LIMITED 2 4 6 66.67
1511 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1512 iBest Securities Company Limited 2 2 4 50.00
1513 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1514 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1515 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
1516 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1517 iFAST Securities (HK) Limited 2 3 5 60.00
1518 IMARKETS LIMITED 2 0 2 0.00
1519 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1520 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1521 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1522 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1523 Impression Investment Limited 2 0 2 0.00 2014-04-30
1524 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1525 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1526 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1527 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1528 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1529 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1530 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1531 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1532 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1533 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1534 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1535 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1536 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1537 iVenture Investment Management Limited 2 0 2 0.00
1538 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1539 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1540 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1541 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1542 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1543 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1544 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1545 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1546 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1547 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1548 Kaiser KT Capital Limited 2 3 5 60.00
1549 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1550 KARFORD SECURITIES LIMITED 2 0 2 0.00
1551 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1552 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1553 KB Securities Hong Kong Limited 2 4 6 66.67
1554 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1555 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1556 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1557 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1558 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1559 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1560 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1561 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1562 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1563 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1564 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1565 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1566 KMT SECURITIES LIMITED 2 6 8 75.00
1567 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1568 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1569 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1570 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1571 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1572 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1573 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1574 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1575 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1576 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1577 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1578 LAU & COMPANY LIMITED 2 0 2 0.00
1579 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1580 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1581 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1582 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1583 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1584 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1585 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1586 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1587 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1588 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1589 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1590 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1591 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1592 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1593 LMR Partners Limited 2 3 5 60.00 2012-07-17
1594 Longitude Asia Limited 2 2 4 50.00
1595 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1596 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1597 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1598 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1599 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1600 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1601 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1602 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1603 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1604 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1605 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1606 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1607 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1608 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1609 MARC FABER LIMITED 2 0 2 0.00
1610 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1611 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1612 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1613 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1614 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1615 Matrix Securities Limited 2 2 4 50.00
1616 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1617 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1618 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1619 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1620 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1621 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1622 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1623 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1624 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1625 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1626 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1627 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1628 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1629 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1630 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1631 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1632 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1633 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1634 MTF SECURITIES LIMITED 2 3 5 60.00
1635 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1636 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1637 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1638 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1639 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1640 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1641 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1642 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1643 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1644 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1645 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1646 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1647 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1648 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1649 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
1650 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1651 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1652 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1653 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1654 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1655 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1656 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1657 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1658 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1659 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1660 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1661 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1662 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1663 OIA Asia Limited 2 0 2 0.00 2014-11-20
1664 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1665 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1666 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1667 OnePlatform Securities Limited 2 22 24 91.67
1668 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1669 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1670 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1671 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1672 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1673 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1674 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1675 ORIENT SECURITIES LIMITED 2 22 24 91.67
1676 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1677 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1678 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1679 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1680 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1681 Oshidori Corporate Finance Limited 2 3 5 60.00
1682 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1683 Otkcab Limited 2 0 2 0.00 2011-10-07
1684 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1685 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1686 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1687 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1688 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1689 Pacific Sun Advisors Limited 2 2 4 50.00
1690 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1691 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1692 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1693 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
1694 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1695 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1696 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1697 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1698 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1699 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1700 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1701 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1702 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1703 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1704 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1705 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1706 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1707 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1708 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1709 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1710 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1711 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1712 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1713 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1714 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1715 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1716 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1717 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
1718 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1719 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1720 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1721 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1722 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1723 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1724 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1725 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1726 PO LEE SECURITIES LIMITED 2 5 7 71.43
1727 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1728 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1729 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1730 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1731 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1732 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1733 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1734 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1735 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1736 Profound Capital Limited 2 0 2 0.00 2014-01-24
1737 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1738 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1739 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1740 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1741 Public Financial Securities Limited 2 7 9 77.78
1742 Public Securities Limited 2 9 11 81.82
1743 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1744 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1745 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1746 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1747 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1748 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1749 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1750 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1751 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1752 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1753 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1754 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1755 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1756 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1757 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1758 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1759 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1760 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1761 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1762 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1763 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1764 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1765 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1766 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1767 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1768 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1769 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1770 ROCIM Limited 2 0 2 0.00 2007-06-29
1771 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1772 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1773 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1774 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1775 ROOFER SECURITIES LIMITED 2 9 11 81.82
1776 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1777 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1778 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1779 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1780 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1781 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1782 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1783 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1784 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1785 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1786 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1787 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1788 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1789 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1790 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1791 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1792 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1793 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1794 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1795 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1796 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1797 SHACOM FUTURES LIMITED 2 7 9 77.78
1798 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1799 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1800 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1801 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1802 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1803 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1804 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1805 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1806 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1807 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1808 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1809 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1810 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1811 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1812 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1813 Sinofortune Financial Capital Limited 2 1 3 33.33
1814 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1815 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1816 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1817 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1818 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1819 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1820 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1821 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1822 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1823 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1824 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1825 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1826 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1827 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1828 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1829 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1830 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1831 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1832 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1833 SPS COMMODITIES LIMITED 2 6 8 75.00
1834 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1835 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1836 Stellar Securities Limited 2 2 4 50.00
1837 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1838 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
1839 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1840 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1841 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1842 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1843 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1844 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1845 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1846 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1847 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1848 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1849 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1850 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1851 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1852 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1853 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1854 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1855 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1856 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1857 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1858 T & F Equities Limited 2 1 3 33.33 2012-12-11
1859 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1860 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1861 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1862 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1863 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1864 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1865 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1866 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1867 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1868 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1869 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1870 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1871 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1872 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1873 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1874 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1875 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1876 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1877 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1878 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1879 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1880 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1881 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1882 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1883 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1884 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1885 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1886 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1887 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1888 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1889 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1890 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1891 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1892 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1893 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1894 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1895 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1896 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1897 United Securities Limited (HK) 2 2 4 50.00
1898 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1899 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1900 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1901 Vantum Futures Limited 2 4 6 66.67
1902 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1903 VC International Asset Management Limited 2 1 3 33.33
1904 VERCAP Financial Services Limited 2 0 2 0.00
1905 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1906 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1907 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1908 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1909 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1910 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1911 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1912 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1913 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1914 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1915 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1916 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1917 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1918 Wanhai Securities (HK) Limited 2 5 7 71.43
1919 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1920 Waton Securities International Limited 2 4 6 66.67
1921 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1922 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1923 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1924 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1925 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1926 WILBY SECURITIES LIMITED 2 2 4 50.00
1927 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1928 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1929 WING ON SECURITIES LIMITED 2 5 7 71.43
1930 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1931 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1932 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1933 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1934 Wisetrade Securities Limited 2 9 11 81.82
1935 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1936 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1937 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1938 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1939 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1940 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1941 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1942 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1943 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1944 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1945 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1946 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1947 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1948 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1949 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1950 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1951 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
1952 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1953 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1954 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1955 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1956 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1957 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1958 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1959 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
1960 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
1961 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1962 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1963 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1964 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1965 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
1966 Celera Markets Limited 1 0 1 0.00 2008-08-12
1967 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1968 China Tonghai (IA) Limited 1 0 1 0.00
1969 CHN International Group Limited 1 1 2 50.00 2010-02-22
1970 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1971 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1972 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1973 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1974 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1975 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1976 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1977 Goldbridge Securities Limited 1 0 1 0.00
1978 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1979 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1980 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1981 Kam Wah Investments Limited 1 0 1 0.00
1982 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1983 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1984 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1985 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1986 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1987 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1988 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1989 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1990 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1991 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1992 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1993 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1994 Silk Road International Capital Limited 1 0 1 0.00
1995 SJS Markets Limited 1 0 1 0.00 2005-03-02
1996 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1997 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1998 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1999 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
2000 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
2001 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
2002 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2003 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
2004 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
2004 Average 3.47 18.65 22.11 84.33

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