SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
2 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
3 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
4 Tandem Investors Limited 3 0 3 0.00 2014-12-24
5 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
6 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
7 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
8 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
9 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
10 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
11 YG Capital Management Limited 2 0 2 0.00 2014-12-12
12 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
13 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
14 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
15 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
16 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
17 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
18 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
19 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
20 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
21 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
22 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
23 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
24 OIA Asia Limited 2 0 2 0.00 2014-11-20
25 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
26 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
27 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
28 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
29 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
30 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
31 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
32 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
33 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
34 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
35 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
36 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
37 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
38 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
39 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
40 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
41 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
42 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
43 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
44 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
45 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
46 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
47 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
48 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
49 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
50 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
51 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
52 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
53 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
54 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
55 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
56 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
57 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
58 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
59 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
60 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
61 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
62 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
63 Tiro Capital Limited 2 1 3 33.33 2014-08-27
64 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
65 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
66 Ocean Arete Limited 2 1 3 33.33 2014-08-18
67 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
68 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
69 Strategic Vision Investment Limited 2 4 6 66.67 2014-08-14
70 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
71 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
72 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
73 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
74 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
75 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
76 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
77 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
78 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
79 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
80 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
81 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
82 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
83 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
84 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
85 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
86 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
87 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
88 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
89 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
90 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
91 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
92 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
93 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
94 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
95 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
96 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
97 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
98 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
99 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
100 Redbridge Capital Management Limited 4 4 8 50.00 2014-06-09
101 eFusion Capital Limited 2 5 7 71.43 2014-06-06
102 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
103 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
104 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
105 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
106 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
107 BG Asset Management Limited 2 0 2 0.00 2014-05-27
108 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
109 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
110 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
111 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
112 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
113 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
114 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
115 Impression Investment Limited 2 0 2 0.00 2014-04-30
116 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
117 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
118 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
119 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
120 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
121 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
122 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
123 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
124 Golden Full Asset Management Limited 3 1 4 25.00 2014-04-03
125 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
126 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
127 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
128 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
129 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
130 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
131 Gram Capital Limited 4 3 7 42.86 2014-03-12
132 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
133 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
134 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
135 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
136 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
137 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
138 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
139 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
140 Heitman International HK Limited 2 1 3 33.33 2014-02-18
141 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
142 EIP Alpha Limited 3 1 4 25.00 2014-02-12
143 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
144 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
145 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
146 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
147 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
148 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
149 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
150 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
151 Profound Capital Limited 2 0 2 0.00 2014-01-24
152 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
153 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
154 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
155 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
156 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
157 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
158 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
159 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
160 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
161 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
162 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
163 Evergain Funds Limited 2 2 4 50.00 2013-12-17
164 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
165 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
166 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
167 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
168 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
169 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
170 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
171 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
172 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
173 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
174 China Vered Securities Limited 2 1 3 33.33 2013-12-03
175 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
176 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
177 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
178 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
179 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
180 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
181 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
182 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
183 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
184 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
185 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
186 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
187 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
188 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
189 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
190 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
191 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
192 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
193 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
194 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
195 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
196 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
197 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
198 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
199 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
200 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
201 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
202 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
203 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
204 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
205 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
206 Somerley Capital Limited 9 12 21 57.14 2013-10-02
207 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
208 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
209 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
210 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
211 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
212 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
213 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
214 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
215 Zenas Capital Management Limited 2 1 3 33.33 2013-09-12
216 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
217 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
218 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
219 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
220 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
221 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
222 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
223 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
224 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
225 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
226 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
227 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
228 Avista Capital Limited 2 0 2 0.00 2013-08-09
229 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
230 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
231 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
232 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
233 Artephius Partners Limited 2 1 3 33.33 2013-08-01
234 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
235 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
236 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
237 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
238 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
239 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
240 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
241 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
242 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
243 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
244 CLSA LIMITED 15 270 285 94.74 2013-07-09
245 MACQUARIE CAPITAL LIMITED 22 223 245 91.02 2013-07-09
246 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
247 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
248 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
249 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
250 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
251 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
252 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
253 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
254 Direxion Asia Limited 3 2 5 40.00 2013-06-13
255 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
256 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
257 Bach Option Limited 2 1 3 33.33 2013-06-10
258 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
259 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
260 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
261 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
262 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
263 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
264 Ontario Teachers' Pension Plan (Asia) Limited 6 2 8 25.00 2013-05-20
265 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
266 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
267 Zhongrong International Investment Consulting Company Limited 3 1 4 25.00 2013-05-08
268 GEO Securities Limited 4 73 77 94.81 2013-05-03
269 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
270 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
271 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
272 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
273 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
274 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
275 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
276 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
277 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
278 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
279 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
280 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
281 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
282 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
283 MCM Asia Limited 5 8 13 61.54 2013-03-28
284 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
285 ALCEDA ASIA LIMITED 1 0 1 0.00 2013-03-19
286 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
287 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
288 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
289 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
290 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
291 Continuum Capital Limited 2 0 2 0.00 2013-03-07
292 Crosby Securities Limited 5 2 7 28.57 2013-03-06
293 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
294 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
295 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
296 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
297 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
298 Leading Securities Company Limited 4 0 4 0.00 2013-02-21
299 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
300 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
301 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
302 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
303 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
304 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
305 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
306 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
307 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
308 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
309 Vontobel Wealth Management (Hong Kong) Limited 4 5 9 55.56 2013-01-14
310 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
311 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
312 ASPEN CREST PARTNERS (HK) LIMITED 3 1 4 25.00 2013-01-03
313 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
314 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
315 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
316 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
317 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
318 MESSIS CAPITAL LIMITED 4 10 14 71.43 2012-12-11
319 T & F Equities Limited 2 1 3 33.33 2012-12-11
320 LT Finance Management Limited 3 4 7 57.14 2012-12-10
321 Ascender Capital Limited 2 0 2 0.00 2012-12-07
322 CLC International Limited 4 8 12 66.67 2012-12-07
323 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
324 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
325 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
326 Prive Financial Limited 3 0 3 0.00 2012-12-06
327 Heitman HK Limited 2 0 2 0.00 2012-12-05
328 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
329 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
330 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
331 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
332 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
333 3W Fund Management Limited 3 0 3 0.00 2012-11-16
334 Quinton Investments Limited (HK) 4 4 8 50.00 2012-11-15
335 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
336 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
337 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
338 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
339 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
340 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
341 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
342 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
343 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
344 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
345 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
346 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
347 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
348 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
349 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
350 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
351 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
352 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
353 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
354 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
355 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
356 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
357 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
358 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
359 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
360 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
361 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
362 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
363 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
364 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
365 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
366 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
367 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
368 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
369 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
370 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
371 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
372 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
373 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
374 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
375 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
376 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
377 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
378 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
379 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
380 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
381 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
382 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
383 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
384 Vantage New Generation Securities Limited 3 8 11 72.73 2012-08-03
385 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
386 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
387 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
388 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
389 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
390 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
391 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
392 LMR Partners Limited 2 3 5 60.00 2012-07-17
393 Amasse Capital Limited 2 4 6 66.67 2012-07-13
394 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 13 17 76.47 2012-07-13
395 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
396 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
397 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
398 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
399 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
400 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
401 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
402 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
403 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
404 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
405 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
406 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
407 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
408 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
409 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
410 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
411 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
412 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
413 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
414 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
415 Genting Securities Limited 2 1 3 33.33 2012-05-18
416 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
417 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
418 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
419 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
420 Grand China Securities Limited 2 4 6 66.67 2012-05-03
421 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
422 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
423 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-27
424 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
425 DST Investment Management Limited 3 1 4 25.00 2012-04-23
426 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
427 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
428 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
429 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
430 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
431 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
432 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
433 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
434 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
435 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 6 10 60.00 2012-03-30
436 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
437 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
438 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
439 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
440 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
441 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
442 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
443 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
444 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
445 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
446 Athos Capital Limited 2 4 6 66.67 2012-03-20
447 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
448 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
449 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
450 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
451 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
452 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
453 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
454 NewQuest Capital Advisors (HK) Limited 2 7 9 77.78 2012-03-08
455 TPG Capital, Limited 2 8 10 80.00 2012-03-07
456 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
457 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
458 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
459 J Capital Research Limited 3 0 3 0.00 2012-03-01
460 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
461 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
462 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
463 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
464 Zhongrong International Futures Co., Limited 3 8 11 72.73 2012-02-22
465 Grey Investment Limited 2 6 8 75.00 2012-02-21
466 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
467 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
468 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
469 Changjiang Futures (HK) Limited 2 16 18 88.89 2012-02-13
470 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
471 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
472 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
473 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
474 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
475 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
476 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
477 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
478 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
479 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
480 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
481 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 32 36 88.89 2012-01-06
482 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
483 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
484 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
485 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
486 AIU International Securities Limited 2 0 2 0.00 2011-12-28
487 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
488 DELTA ASIA SECURITIES LIMITED 5 26 31 83.87 2011-12-23
489 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
490 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
491 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
492 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
493 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
494 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
495 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
496 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
497 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
498 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
499 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
500 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
501 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
502 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
503 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
504 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
505 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
506 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
507 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
508 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
509 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
510 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
511 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
512 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
513 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
514 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
515 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
516 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
517 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
518 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
519 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
520 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
521 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
522 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
523 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
524 Otkcab Limited 2 0 2 0.00 2011-10-07
525 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
526 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
527 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
528 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
529 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
530 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
531 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
532 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
533 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
534 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
535 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
536 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
537 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
538 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
539 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
540 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
541 Principal Investment & Retirement Services Limited 3 43 46 93.48 2011-08-17
542 ADS Securities Hong Kong Limited 3 4 7 57.14 2011-08-09
543 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
544 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
545 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
546 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
547 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
548 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
549 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
550 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
551 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
552 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
553 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
554 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
555 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
556 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
557 UBS SECURITIES HONG KONG LIMITED 21 331 352 94.03 2011-07-06
558 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
559 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
560 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
561 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
562 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
563 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
564 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
565 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
566 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
567 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
568 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
569 Octal Capital Limited 5 7 12 58.33 2011-06-01
570 S&P Global Ratings Hong Kong Limited 3 43 46 93.48 2011-06-01
571 Capital Instinct Limited 2 1 3 33.33 2011-05-25
572 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
573 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
574 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
575 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
576 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
577 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
578 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
579 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
580 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
581 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
582 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
583 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
584 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
585 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
586 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
587 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
588 Leonteq Securities (Hong Kong) Limited 3 6 9 66.67 2011-04-07
589 LT Securities Limited 3 5 8 62.50 2011-04-01
590 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
591 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
592 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
593 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
594 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
595 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
596 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
597 BMI Securities Limited 2 6 8 75.00 2011-03-14
598 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
599 Open Asset Management Limited 3 2 5 40.00 2011-03-08
600 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
601 Evercore Asia Limited 4 11 15 73.33 2011-03-04
602 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
603 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
604 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
605 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
606 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
607 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
608 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
609 Paulson Asia Limited 3 1 4 25.00 2011-02-21
610 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
611 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
612 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
613 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
614 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
615 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
616 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
617 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
618 FWD Financial Planning Limited (HK) 2 51 53 96.23 2011-01-25
619 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
620 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
621 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
622 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
623 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
624 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
625 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
626 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
627 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
628 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
629 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
630 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
631 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
632 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
633 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
634 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
635 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
636 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
637 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
638 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
639 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
640 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
641 HuaAn Asset Management (Hong Kong) Limited 4 3 7 42.86 2010-12-01
642 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
643 Morgan Stanley Hong Kong Securities Limited 15 343 358 95.81 2010-11-30
644 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 57 60 95.00 2010-11-26
645 BCT Financial Limited 2 60 62 96.77 2010-11-24
646 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
647 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
648 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
649 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
650 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
651 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
652 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
653 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
654 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
655 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
656 SFM HK Management Limited 2 11 13 84.62 2010-11-01
657 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
658 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
659 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
660 Japaninvest (Hong Kong) Limited 4 10 14 71.43 2010-10-26
661 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
662 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
663 Guotai Junan FX Limited 2 32 34 94.12 2010-10-21
664 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
665 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
666 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
667 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
668 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
669 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
670 CBH Asia Limited 4 18 22 81.82 2010-09-24
671 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
672 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
673 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
674 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
675 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
676 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
677 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
678 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
679 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
680 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
681 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
682 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
683 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
684 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
685 CMB International Capital Limited 4 12 16 75.00 2010-09-07
686 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
687 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
688 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
689 Parry International Trading Limited 2 3 5 60.00 2010-08-26
690 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
691 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
692 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
693 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
694 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
695 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
696 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
697 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
698 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
699 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
700 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
701 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
702 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
703 TC Capital International Limited 4 10 14 71.43 2010-08-11
704 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
705 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
706 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
707 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
708 LCA Solutions Limited 2 4 6 66.67 2010-07-30
709 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
710 De Riva Asia Limited 3 7 10 70.00 2010-07-29
711 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
712 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
713 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
714 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
715 Open Securities Limited 5 14 19 73.68 2010-07-16
716 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
717 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
718 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
719 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
720 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
721 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
722 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
723 Springboard Capital Limited 3 4 7 57.14 2010-07-02
724 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
725 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
726 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
727 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
728 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
729 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
730 CCTIC International Limited 2 1 3 33.33 2010-06-28
731 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
732 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
733 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
734 South China Forex Limited 3 20 23 86.96 2010-06-21
735 CMB International Securities Limited 3 23 26 88.46 2010-06-15
736 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
737 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
738 Elements Advisors Limited 2 2 4 50.00 2010-06-08
739 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
740 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
741 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
742 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
743 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
744 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
745 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
746 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
747 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
748 FULBRIGHT SECURITIES LIMITED 7 234 241 97.10 2010-05-18
749 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
750 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
751 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
752 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
753 Safari Asia Limited 3 1 4 25.00 2010-04-30
754 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
755 313 Capital Management Limited 2 23 25 92.00 2010-04-19
756 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
757 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
758 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
759 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
760 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
761 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
762 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
763 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
764 Hana Asia Limited 2 0 2 0.00 2010-03-25
765 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
766 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
767 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
768 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
769 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
770 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
771 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
772 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
773 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
774 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
775 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
776 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 57 62 91.94 2010-02-23
777 CHN International Group Limited 1 1 2 50.00 2010-02-22
778 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
779 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
780 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
781 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
782 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
783 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
784 Channel 8 Wealth Management Limited 2 12 14 85.71 2010-01-27
785 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
786 Arete Research Asia Limited 2 3 5 60.00 2010-01-11
787 Kriya Capital Limited 3 4 7 57.14 2010-01-08
788 Jefferies Hong Kong Limited 20 171 191 89.53 2010-01-04
789 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
790 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
791 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
792 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
793 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
794 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
795 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
796 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
797 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
798 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
799 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
800 INV Partners Limited 4 2 6 33.33 2009-11-24
801 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
802 CVC Asia Pacific Limited 5 16 21 76.19 2009-11-16
803 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
804 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
805 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
806 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
807 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
808 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
809 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
810 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
811 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
812 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
813 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
814 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 254 267 95.13 2009-10-15
815 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
816 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
817 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
818 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
819 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
820 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
821 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
822 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
823 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
824 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
825 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
826 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
827 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
828 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
829 Oracle Capital Limited 2 1 3 33.33 2009-08-17
830 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
831 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
832 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
833 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
834 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
835 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
836 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
837 QMIS Securities Limited 2 5 7 71.43 2009-07-24
838 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
839 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
840 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
841 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
842 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
843 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
844 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
845 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
846 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
847 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
848 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
849 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
850 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
851 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
852 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
853 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
854 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
855 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
856 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
857 Goldin Financial Limited 2 2 4 50.00 2009-06-01
858 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
859 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
860 ICBC INTERNATIONAL FUTURES LIMITED 3 16 19 84.21 2009-05-06
861 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
862 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
863 VBG Capital Limited 3 5 8 62.50 2009-04-20
864 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
865 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
866 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
867 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
868 T.F.S. Derivatives HK Limited 9 35 44 79.55 2009-04-03
869 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
870 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
871 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
872 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
873 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
874 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
875 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
876 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
877 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
878 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
879 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
880 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
881 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
882 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
883 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
884 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
885 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
886 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
887 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
888 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
889 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
890 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
891 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
892 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
893 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
894 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
895 Goldin Equities Limited 2 5 7 71.43 2008-12-17
896 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
897 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
898 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
899 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
900 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
901 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
902 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
903 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
904 TR Advisors Limited 3 3 6 50.00 2008-12-02
905 Rifa Futures Limited 3 15 18 83.33 2008-12-01
906 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
907 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
908 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
909 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
910 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
911 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
912 ICBC INTERNATIONAL SECURITIES LIMITED 16 35 51 68.63 2008-11-14
913 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
914 Beijing Securities Limited 4 8 12 66.67 2008-11-07
915 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
916 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
917 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
918 Credit Suisse (Hong Kong) Limited 33 418 451 92.68 2008-11-04
919 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
920 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
921 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
922 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
923 STI Asset Management Limited 4 7 11 63.64 2008-10-22
924 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
925 BLACKSTONE GROUP (HK) LIMITED (THE) 7 64 71 90.14 2008-10-14
926 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
927 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
928 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
929 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
930 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
931 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
932 Mount Kellett Capital (Hong Kong) Limited 3 17 20 85.00 2008-09-25
933 Milma & Co. Limited 2 3 5 60.00 2008-09-24
934 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
935 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
936 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
937 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
938 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
939 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
940 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
941 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
942 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
943 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
944 Permira Advisers Limited 2 5 7 71.43 2008-08-19
945 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
946 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
947 Celera Markets Limited 1 0 1 0.00 2008-08-12
948 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
949 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
950 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
951 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
952 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
953 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
954 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
955 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
956 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
957 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
958 Arta Asset Management Limited 6 2 8 25.00 2008-07-10
959 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
960 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
961 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
962 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
963 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
964 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
965 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
966 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
967 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
968 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
969 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
970 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
971 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
972 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
973 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
974 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
975 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
976 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
977 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
978 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
979 ICBC INTERNATIONAL CAPITAL LIMITED 12 45 57 78.95 2008-05-27
980 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
981 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
982 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
983 ATHENA WEALTH MANAGEMENT LIMITED 2 55 57 96.49 2008-04-25
984 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
985 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
986 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
987 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
988 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
989 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
990 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
991 iBest Consultants Limited 6 50 56 89.29 2008-04-15
992 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
993 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
994 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
995 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
996 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
997 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
998 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
999 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1000 Neuberger Berman Asia Limited 5 35 40 87.50 2008-03-13
1001 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1002 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1003 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1004 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
1005 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1006 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
1007 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1008 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1009 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1010 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
1011 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
1012 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1013 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
1014 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
1015 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1016 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1017 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1018 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
1019 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1020 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1021 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1022 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1023 HongShan Capital Advisors (Hong Kong) Limited 2 1 3 33.33 2008-01-02
1024 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1025 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1026 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1027 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1028 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1029 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
1030 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1031 GUOYUAN FUTURES (HONG KONG) LIMITED 4 41 45 91.11 2007-11-29
1032 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1033 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
1034 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
1035 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1036 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1037 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1038 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
1039 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1040 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1041 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
1042 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1043 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1044 Optima Capital Limited 4 10 14 71.43 2007-10-25
1045 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1046 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1047 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1048 Proton Capital Limited 3 2 5 40.00 2007-10-16
1049 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1050 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1051 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
1052 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
1053 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1054 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
1055 PARRY CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-09-24
1056 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
1057 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
1058 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1059 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
1060 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1061 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1062 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
1063 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1064 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1065 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1066 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
1067 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
1068 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
1069 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1070 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
1071 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
1072 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1073 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
1074 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1075 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1076 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1077 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1078 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
1079 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1080 OnePlatform Asset Management Limited 18 1133 1151 98.44 2007-07-04
1081 Capital International, Inc. 4 34 38 89.47 2007-07-03
1082 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1083 ROCIM Limited 2 0 2 0.00 2007-06-29
1084 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1085 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
1086 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1087 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1088 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1089 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1090 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1091 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1092 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1093 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1094 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
1095 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1096 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1097 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1098 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1099 GCIS LIMITED 2 0 2 0.00 2007-05-16
1100 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1101 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
1102 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1103 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1104 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1105 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 9 12 75.00 2007-05-04
1106 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1107 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1108 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1109 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
1110 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
1111 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1112 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1113 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1114 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 66 81 81.48 2007-04-04
1115 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1116 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1117 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
1118 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1119 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1120 LAZARD ASIA (HONG KONG) LIMITED 4 5 9 55.56 2007-03-20
1121 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1122 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1123 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1124 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1125 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1126 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1127 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1128 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1129 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1130 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
1131 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
1132 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1133 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1134 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1135 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1136 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1137 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
1138 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
1139 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
1140 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
1141 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
1142 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1143 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1144 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1145 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
1146 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1147 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1148 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1149 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1150 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1151 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
1152 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1153 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1154 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1155 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
1156 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
1157 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1158 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1159 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1160 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1161 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
1162 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1163 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1164 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
1165 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1166 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1167 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1168 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1169 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1170 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
1171 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1172 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1173 CAIIS Limited 4 21 25 84.00 2006-05-23
1174 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
1175 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1176 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
1177 PIMCO Asia Limited 2 14 16 87.50 2006-05-17
1178 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
1179 WING FUNG FUTURES LIMITED 4 23 27 85.19 2006-04-21
1180 CC Finance Limited 2 9 11 81.82 2006-04-20
1181 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
1182 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1183 Morgan Stanley Asia Limited 39 914 953 95.91 2006-04-07
1184 HSBC Global Asset Management (Hong Kong) Limited 11 102 113 90.27 2006-03-29
1185 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1186 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1187 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1188 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1189 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1190 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1191 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1192 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1193 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1194 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
1195 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1196 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
1197 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1198 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1199 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
1200 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1201 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1202 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1203 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1204 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1205 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
1206 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1207 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1208 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1209 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
1210 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1211 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
1212 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
1213 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1214 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1215 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
1216 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
1217 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
1218 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1219 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1220 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
1221 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1222 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1223 Citadel Asia Limited 6 22 28 78.57 2005-10-21
1224 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1225 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1226 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1227 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1228 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
1229 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
1230 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1231 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1232 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1233 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1234 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1235 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1236 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1237 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
1238 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
1239 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
1240 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1241 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1242 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1243 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1244 Macquarie Asia Securities Limited 3 19 22 86.36 2005-07-26
1245 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
1246 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1247 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
1248 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
1249 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
1250 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1251 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 22 29 75.86 2005-07-05
1252 AM Squared Limited 2 5 7 71.43 2005-06-30
1253 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1254 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1255 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1256 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
1257 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1258 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 75 86 87.21 2005-06-06
1259 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1260 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1261 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
1262 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1263 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1264 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1265 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
1266 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
1267 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1268 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1269 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1270 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1271 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1272 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1273 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1274 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1275 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1276 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
1277 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1278 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1279 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1280 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1281 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1282 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
1283 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1284 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1285 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1286 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1287 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1288 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1289 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1290 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1291 SJS Markets Limited 1 0 1 0.00 2005-03-02
1292 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1293 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1294 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1295 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1296 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
1297 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1298 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1299 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
1300 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1301 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1302 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1303 China Finance KAB Limited 3 10 13 76.92 2004-12-23
1304 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1305 orientiert XYZ Securities Limited 4 71 75 94.67 2004-12-03
1306 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1307 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1308 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1309 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
1310 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1311 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1312 AIF Securities Limited 6 7 13 53.85 2004-11-02
1313 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1314 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1315 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
1316 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
1317 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1318 GCAM Limited 2 2 4 50.00 2004-10-19
1319 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1320 Quam Securities Limited 13 242 255 94.90 2004-10-15
1321 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1322 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1323 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1324 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1325 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1326 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1327 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1328 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1329 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
1330 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1331 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1332 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
1333 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1334 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1335 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1336 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1337 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
1338 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1339 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
1340 CVP Securities Limited 2 30 32 93.75 2004-07-09
1341 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1342 AP Asset Management (HK) Limited 3 0 3 0.00 2004-07-07
1343 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1344 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1345 CCB INTERNATIONAL CAPITAL LIMITED 12 75 87 86.21 2004-05-27
1346 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1347 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1348 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1349 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
1350 SPARX Asia Investment Advisors Limited 6 4 10 40.00 2004-04-20
1351 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1352 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1353 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
1354 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1355 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
1356 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1357 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1358 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1359 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 2 6 33.33 2004-02-10
1360 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1361 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1362 Nuada Limited 6 3 9 33.33 2004-01-15
1363 CTBC Asia Limited 4 13 17 76.47 2004-01-14
1364 DEUTSCHE SECURITIES ASIA LIMITED 27 239 266 89.85 2004-01-08
1365 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1366 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1367 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1368 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
1369 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1370 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1371 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1372 BlackRock Asset Management North Asia Limited 10 161 171 94.15 2003-12-16
1373 SG SECURITIES (HK) LIMITED 32 193 225 85.78 2003-12-16
1374 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1375 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1376 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
1377 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
1378 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1379 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
1380 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1381 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
1382 SG Asset Finance (Hong Kong) Limited 7 34 41 82.93 2003-10-02
1383 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 379 394 96.19 2003-09-30
1384 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1385 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1386 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 21 30 70.00 2003-08-29
1387 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1388 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1389 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1390 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1391 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
1392 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1393 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1394 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1395 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1396 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1397 AASTOCKS.COM LIMITED 2 0 2 0.00
1398 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1399 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1400 abrdn Hong Kong Limited 6 10 16 62.50
1401 Absolute Investment Management (HK) Limited 3 0 3 0.00
1402 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1403 ACM ASIA LIMITED 2 0 2 0.00
1404 Aevitas Securities Limited 2 4 6 66.67
1405 AIF CAPITAL LIMITED 3 3 6 50.00
1406 AJ Securities Limited 2 4 6 66.67
1407 Allard Partners Limited 4 4 8 50.00
1408 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
1409 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1410 Alpha Nova Capital Management Limited 2 0 2 0.00
1411 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1412 ALTUS CAPITAL LIMITED 4 9 13 69.23
1413 Amundi Hong Kong Limited 6 33 39 84.62
1414 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
1415 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
1416 Anli Securities Limited 3 3 6 50.00
1417 Anuenue Securities Limited 2 10 12 83.33
1418 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1419 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
1420 Arta Global Futures Limited 2 1 3 33.33
1421 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1422 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1423 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
1424 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1425 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1426 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1427 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1428 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1429 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
1430 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1431 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1432 Averest Capital Limited 3 2 5 40.00
1433 Avia Asset Management Limited 3 1 4 25.00
1434 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1435 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
1436 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1437 Axis Capital Management Limited 2 2 4 50.00
1438 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1439 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1440 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1441 BEA Union Investment Management Limited 5 18 23 78.26
1442 Beevest Securities Limited 2 6 8 75.00
1443 Bentley Capital Limited (HK) 4 0 4 0.00
1444 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1445 BERICH BROKERAGE LIMITED 3 12 15 80.00
1446 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1447 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1448 Black Marble Securities Limited 2 0 2 0.00
1449 BlackRock (Hong Kong) Limited (d2017-01-20) 7 157 164 95.73
1450 BLOOMYEARS LIMITED 2 1 3 33.33
1451 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
1452 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
1453 BOCI ASIA LIMITED 12 87 99 87.88
1454 BOCI RESEARCH LIMITED 5 34 39 87.18
1455 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1456 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1457 Bradbury Securities Limited 2 8 10 80.00
1458 Bright Fund Management Limited 3 54 57 94.74
1459 BROOKE CAPITAL LIMITED 2 0 2 0.00
1460 BULLISH SECURITIES LIMITED 2 9 11 81.82
1461 BUSINESS FUTURES LIMITED 3 5 8 62.50
1462 BUSINESS SECURITIES LIMITED 3 14 17 82.35
1463 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1464 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1465 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1466 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1467 CBRE Investment Management (Asia) Limited 3 1 4 25.00
1468 CCB Securities Limited 2 3 5 60.00
1469 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
1470 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
1471 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
1472 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1473 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1474 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1475 CERES CAPITAL LIMITED 2 0 2 0.00
1476 CES Commodities (HK) Limited 6 290 296 97.97
1477 CES Forex (HK) Limited 3 156 159 98.11
1478 CES International Commodities (HK) Limited 2 0 2 0.00
1479 CGS International Securities Hong Kong Limited 18 93 111 83.78
1480 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1481 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1482 Chanceton Capital Partners Limited 3 5 8 62.50
1483 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1484 ChapmanCraig Limited 2 0 2 0.00
1485 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1486 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1487 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
1488 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1489 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
1490 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1491 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1492 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
1493 CHINA EVERBRIGHT RESEARCH LIMITED 2 7 9 77.78
1494 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 109 124 87.90
1495 China Finance Holdings Limited 2 0 2 0.00
1496 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1497 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1498 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
1499 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
1500 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
1501 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1502 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1503 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1504 China Reserve Securities Limited 4 5 9 55.56
1505 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1506 China Tonghai (IA) Limited 1 0 1 0.00
1507 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
1508 CHONG HING SECURITIES LIMITED 3 75 78 96.15
1509 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
1510 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
1511 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1512 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
1513 CHUANGS & CO. LIMITED 3 1 4 25.00
1514 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1515 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1516 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
1517 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
1518 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
1519 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
1520 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
1521 CITIC Securities CLSA Capital Partners (HK) Limited 4 14 18 77.78
1522 CITIC Securities Futures (HK) Limited 7 117 124 94.35
1523 CLSA FUTURES LIMITED 4 17 21 80.95
1524 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1525 CMB International Global Markets Limited 3 7 10 70.00
1526 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1527 COL Securities (HK) Limited 3 1 4 25.00
1528 COMMENCE COMPANY LIMITED 2 0 2 0.00
1529 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 194 202 96.04
1530 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1531 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
1532 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
1533 CORPORATE BROKERS LIMITED 4 66 70 94.29
1534 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
1535 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1536 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
1537 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1538 CS Wealth Securities Limited 4 3 7 42.86
1539 CSC FUTURES (HK) LIMITED 3 21 24 87.50
1540 CTW SECURITIES LIMITED 3 2 5 40.00
1541 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1542 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
1543 D.J. SECURITIES LIMITED 2 0 2 0.00
1544 DAH SING SECURITIES LIMITED 3 7 10 70.00
1545 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1546 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
1547 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 28 34 82.35
1548 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
1549 Delta Asia Wealth Management Limited 2 6 8 75.00
1550 DL BROKERAGE LIMITED 3 17 20 85.00
1551 DNB Asset Management (Asia) Limited 4 2 6 33.33
1552 DWS Investments Hong Kong Limited 4 16 20 80.00
1553 EAA SECURITIES LIMITED 2 1 3 33.33
1554 EAST ASIA FUTURES LIMITED 4 9 13 69.23
1555 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
1556 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1557 EMPEROR FUTURES LIMITED 4 88 92 95.65
1558 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 186 192 96.88
1559 EMPEROR SECURITIES LIMITED (HK) 9 165 174 94.83
1560 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
1561 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
1562 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1563 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1564 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1565 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
1566 Everbright Securities Digital Finance (HK) Limited 3 9 12 75.00
1567 Everbright Securities Global (HK) Limited 3 3 6 50.00
1568 Everbright Securities Investment Services (HK) Limited 14 437 451 96.90
1569 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
1570 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1571 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1572 EWARTON SECURITIES LIMITED 4 17 21 80.95
1573 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1574 F. R. ZIMMERN LIMITED 2 3 5 60.00
1575 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1576 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1577 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1578 FAIRWIN BROKING LIMITED 3 4 7 57.14
1579 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
1580 FDB Financial Group Limited 2 8 10 80.00
1581 FE SECURITIES LIMITED 2 4 6 66.67
1582 FIL Investment Advisors 5 87 92 94.57
1583 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
1584 Finet Securities Limited 2 0 2 0.00
1585 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1586 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
1587 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
1588 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
1589 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
1590 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
1591 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
1592 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
1593 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 35 41 85.37
1594 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1595 FT Securities Limited 2 8 10 80.00
1596 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1597 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1598 FULLJET SECURITIES LIMITED 2 0 2 0.00
1599 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1600 Funderstone Futures Limited 3 18 21 85.71
1601 Funderstone Securities Limited 4 19 23 82.61
1602 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1603 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1604 GAM HONG KONG LIMITED 6 11 17 64.71
1605 GAOYU SECURITIES LIMITED 5 17 22 77.27
1606 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1607 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1608 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1609 GET NICE CAPITAL LIMITED 2 0 2 0.00
1610 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
1611 GET NICE SECURITIES LIMITED 4 81 85 95.29
1612 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1613 GLS SECURITIES LIMITED 3 3 6 50.00
1614 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1615 Goldbridge Securities Limited 1 0 1 0.00
1616 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
1617 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
1618 GOLDMAN SACHS (ASIA) L.L.C. 56 811 867 93.54
1619 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
1620 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1621 Goldyard Capital Limited 2 1 3 33.33
1622 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1623 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1624 Grand Cartel Securities Company Limited 2 2 4 50.00
1625 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1626 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
1627 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1628 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
1629 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
1630 Grit Securities Limited 2 1 3 33.33
1631 GT CAPITAL LIMITED 2 5 7 71.43
1632 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1633 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
1634 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 158 167 94.61
1635 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
1636 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
1637 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
1638 HAITONG INTERNATIONAL RESEARCH LIMITED 2 22 24 91.67
1639 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
1640 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1641 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
1642 HANG SENG FUTURES LIMITED 2 7 9 77.78
1643 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
1644 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1645 HANG SENG SECURITIES LIMITED 6 18 24 75.00
1646 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1647 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1648 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1649 Hao Tian International Securities Limited 4 6 10 60.00
1650 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1651 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
1652 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1653 HENIK SECURITIES LIMITED 2 11 13 84.62
1654 HENYEP SECURITIES LIMITED 3 13 16 81.25
1655 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1656 HERMES SECURITIES LIMITED 2 8 10 80.00
1657 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1658 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1659 HING WONG SECURITIES LIMITED 3 9 12 75.00
1660 HIP HING SECURITIES LIMITED 2 2 4 50.00
1661 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1662 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1663 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
1664 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1665 Hongkong Bay Securities Limited 2 2 4 50.00
1666 HOORAY CAPITAL LIMITED 2 2 4 50.00
1667 HOORAY SECURITIES LIMITED 2 4 6 66.67
1668 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1669 HPEF Capital Partners Limited 5 16 21 76.19
1670 HPEF Venture Partners Limited 2 3 5 60.00
1671 HSBC BROKING FOREX (ASIA) LIMITED 5 87 92 94.57
1672 HSBC BROKING FUTURES (ASIA) LIMITED 5 109 114 95.61
1673 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1674 HSBC BROKING SECURITIES (ASIA) LIMITED 9 110 119 92.44
1675 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
1676 HSBC Global Asset Management Holdings (Bahamas) Limited 8 14 22 63.64
1677 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1678 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1679 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1680 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
1681 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1682 Huajin Corporate Finance (International) Limited 5 5 10 50.00
1683 Huayu Securities Limited 2 6 8 75.00
1684 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1685 HUNG SING FUTURES LIMITED 2 4 6 66.67
1686 HUNG SING SECURITIES LIMITED 4 14 18 77.78
1687 iBest Securities Company Limited 2 2 4 50.00
1688 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
1689 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
1690 iFAST Securities (HK) Limited 2 3 5 60.00
1691 Imagi Brokerage Limited 3 4 7 57.14
1692 IMARKETS LIMITED 2 0 2 0.00
1693 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1694 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1695 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1696 INSTINET PACIFIC LIMITED 4 23 27 85.19
1697 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1698 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1699 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1700 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 69 72 95.83
1701 INVESCO HONG KONG LIMITED 5 78 83 93.98
1702 iVenture Investment Management Limited 2 0 2 0.00
1703 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1704 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1705 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1706 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1707 JK Capital Management Limited 4 4 8 50.00
1708 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1709 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1710 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1711 JVSakk Asia Limited 3 7 10 70.00
1712 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1713 KAISER FUTURES LIMITED 4 16 20 80.00
1714 Kaiser KT Capital Limited 2 3 5 60.00
1715 KAISER SECURITIES LIMITED 4 16 20 80.00
1716 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1717 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1718 Kam Wah Investments Limited 1 0 1 0.00
1719 KARFORD SECURITIES LIMITED 2 0 2 0.00
1720 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1721 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1722 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1723 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1724 KB Securities Hong Kong Limited 2 4 6 66.67
1725 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1726 KGI ASIA LIMITED 14 680 694 97.98
1727 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1728 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1729 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1730 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1731 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1732 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1733 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1734 KINGSTON FUTURES LIMITED 3 19 22 86.36
1735 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1736 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1737 KMT SECURITIES LIMITED 2 6 8 75.00
1738 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1739 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1740 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1741 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1742 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1743 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1744 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1745 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1746 LAU & COMPANY LIMITED 2 0 2 0.00
1747 LEHIN SECURITIES LIMITED 3 20 23 86.96
1748 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1749 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1750 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1751 LIM ADVISORS LIMITED 6 18 24 75.00
1752 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1753 Longitude Asia Limited 2 2 4 50.00
1754 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1755 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1756 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1757 M&F Asset Management Limited 5 1 6 16.67
1758 Mackenzie Investments Asia Limited 4 5 9 55.56
1759 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1760 MALAHON SECURITIES LIMITED 3 10 13 76.92
1761 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1762 MANGO FINANCIAL LIMITED 5 17 22 77.27
1763 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1764 MARC FABER LIMITED 2 0 2 0.00
1765 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1766 Mason Futures Limited (HK) 4 41 45 91.11
1767 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1768 Mason Securities Limited 6 50 56 89.29
1769 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1770 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1771 Matrix Securities Limited 2 2 4 50.00
1772 MEAG Hong Kong Limited 5 2 7 28.57
1773 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1774 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1775 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1776 Merdeka Securities Limited 3 3 6 50.00
1777 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1778 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1779 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1780 Minerva Holding Financial Securities Limited 4 7 11 63.64
1781 MING HON SECURITIES LIMITED 3 1 4 25.00
1782 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1783 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1784 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1785 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1786 MORTON SECURITIES LIMITED 3 1 4 25.00
1787 MTF SECURITIES LIMITED 2 3 5 60.00
1788 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1789 Neutral Financial Holding Company Limited 5 11 16 68.75
1790 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1791 Newedge Broker Hong Kong Limited 7 31 38 81.58
1792 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1793 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1794 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1795 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1796 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1797 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1798 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1799 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1800 OnePlatform Securities Limited 2 22 24 91.67
1801 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1802 ORIENT SECURITIES LIMITED 2 22 24 91.67
1803 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1804 ORIENTAL PATRON SECURITIES LIMITED 3 12 15 80.00
1805 Oshidori Corporate Finance Limited 2 3 5 60.00
1806 Oshidori Securities Limited 3 5 8 62.50
1807 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1808 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1809 Pacific Sun Advisors Limited 2 2 4 50.00
1810 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1811 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1812 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1813 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1814 PGIM (Hong Kong) Limited 3 3 6 50.00
1815 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1816 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
1817 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1818 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1819 Planetree Futures Limited 4 7 11 63.64
1820 Planetree Securities Limited 4 14 18 77.78
1821 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1822 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1823 PO LEE SECURITIES LIMITED 2 5 7 71.43
1824 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1825 Prime Cdex Securities Limited 4 16 20 80.00
1826 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1827 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1828 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 20 23 86.96
1829 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 7 11 63.64
1830 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1831 PRUDENTIAL BROKERAGE LIMITED 3 148 151 98.01
1832 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1833 Public Financial Securities Limited 2 7 9 77.78
1834 Public Securities Limited 2 9 11 81.82
1835 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1836 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1837 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1838 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1839 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1840 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1841 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1842 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1843 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1844 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1845 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1846 Rifa Securities Limited 7 24 31 77.42
1847 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1848 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1849 ROOFER SECURITIES LIMITED 2 9 11 81.82
1850 ROSA SECURITIES LIMITED 3 2 5 40.00
1851 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1852 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1853 SANFULL SECURITIES LIMITED 6 70 76 92.11
1854 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1855 SDHG International Securities Limited 3 5 8 62.50
1856 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1857 SHACOM FUTURES LIMITED 2 7 9 77.78
1858 Shacom Securities Limited 3 10 13 76.92
1859 Shang International Finance Limited 4 9 13 69.23
1860 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1861 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1862 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1863 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1864 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1865 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1866 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1867 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1868 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1869 Silk Road International Capital Limited 1 0 1 0.00
1870 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1871 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1872 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1873 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1874 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1875 Sinofortune Financial Capital Limited 2 1 3 33.33
1876 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1877 SIU ON SECURITIES LIMITED 3 4 7 57.14
1878 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1879 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1880 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1881 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1882 SOUTH CHINA COMMODITIES LIMITED 5 86 91 94.51
1883 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1884 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1885 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1886 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1887 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 22 28 78.57
1888 SPDB International Holdings Limited 3 0 3 0.00
1889 SPS COMMODITIES LIMITED 2 6 8 75.00
1890 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1891 SPS SECURITIES LIMITED 4 17 21 80.95
1892 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1893 Stellar Securities Limited 2 2 4 50.00
1894 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1895 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1896 Success Securities Limited 4 81 85 95.29
1897 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1898 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1899 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1900 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1901 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1902 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1903 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1904 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1905 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1906 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1907 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1908 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1909 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1910 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1911 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1912 Taiping Securities (HK) Co Limited 6 48 54 88.89
1913 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1914 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1915 TANG PING KONG LIMITED 3 8 11 72.73
1916 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1917 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1918 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1919 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1920 Templewater Hong Kong Limited 7 12 19 63.16
1921 THING ON SECURITIES LIMITED 3 5 8 62.50
1922 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1923 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1924 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1925 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1926 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1927 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1928 TRUTH SECURITIES LIMITED 3 4 7 57.14
1929 TSE'S SECURITIES LIMITED 3 37 40 92.50
1930 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1931 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1932 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1933 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1934 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1935 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1936 TVC MANAGEMENT LIMITED 3 0 3 0.00
1937 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1938 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1939 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1940 United Securities Limited (HK) 2 2 4 50.00
1941 UNITED SIMSEN FOREX DEALERS LIMITED 3 8 11 72.73
1942 UOB KAY HIAN (HONG KONG) LIMITED 4 263 267 98.50
1943 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1944 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1945 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1946 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1947 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1948 VALUE PARTNERS LIMITED 5 58 63 92.06
1949 Value Partners Private Equity Limited 3 4 7 57.14
1950 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1951 Vantum Futures Limited 2 4 6 66.67
1952 VC BROKERAGE LIMITED 3 53 56 94.64
1953 VC CAPITAL LIMITED 4 4 8 50.00
1954 VC International Asset Management Limited 2 1 3 33.33
1955 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
1956 VERCAP Financial Services Limited 2 0 2 0.00
1957 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1958 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1959 Virtu ITG Hong Kong Limited 4 20 24 83.33
1960 VMS Securities Limited 6 12 18 66.67
1961 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1962 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1963 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1964 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1965 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1966 Wanhai Securities (HK) Limited 2 5 7 71.43
1967 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1968 Waton Securities International Limited 2 4 6 66.67
1969 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1970 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1971 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1972 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1973 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1974 WILBY SECURITIES LIMITED 2 2 4 50.00
1975 Win Securities Limited 3 5 8 62.50
1976 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1977 WINFULL SECURITIES LIMITED 3 14 17 82.35
1978 WING FAT SECURITIES LIMITED 3 9 12 75.00
1979 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1980 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1981 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1982 WING ON SECURITIES LIMITED 2 5 7 71.43
1983 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1984 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1985 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1986 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1987 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1988 WINTECH SECURITIES LIMITED 4 7 11 63.64
1989 Wisetrade Securities Limited 2 9 11 81.82
1990 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1991 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1992 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1993 WOCOM LIMITED (HK) 5 16 21 76.19
1994 WOCOM SECURITIES LIMITED 5 19 24 79.17
1995 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1996 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1997 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1998 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1999 YICKO SECURITIES LIMITED 5 15 20 75.00
2000 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
2001 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
2002 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
2003 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
2004 Yunfeng Financial Markets Limited 12 27 39 69.23
2004 Average 3.47 18.65 22.11 84.33

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