SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 4 15 19 78.95 2010-04-19
2 3W Fund Management Limited 3 1 4 25.00 2012-11-16
3 987654 Limited 3 0 3 0.00 2015-11-09
4 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
5 A.M. BEST ASIA-PACIFIC LIMITED 3 4 7 57.14 2011-06-01
6 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
7 AASTOCKS.COM LIMITED 2 0 2 0.00
8 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
9 ABCI ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-10-18
10 ABCI CAPITAL LIMITED 6 26 32 81.25 2011-03-17
11 ABCI Securities Company Limited 11 50 61 81.97 2005-11-15
12 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
13 About Capital Management (HK) Co., Limited 2 5 7 71.43 2013-09-24
14 abrdn Hong Kong Limited 6 16 22 72.73
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 2 0 2 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
19 Acion Partners Limited 2 6 8 75.00 2015-02-09
20 ACM ASIA LIMITED 2 0 2 0.00
21 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
22 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
23 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
24 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
25 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
26 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
27 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
28 Aegon Asset Management (Asia) Limited 3 6 9 66.67 2012-04-30
29 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
30 Aevitas Securities Limited 2 3 5 60.00
31 Affiliated Managers Group (Hong Kong) Limited 2 1 3 33.33 2010-12-07
32 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
33 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
34 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
35 AIF CAPITAL LIMITED 3 2 5 40.00
36 AIF Securities Limited 6 6 12 50.00 2004-11-02
37 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
38 AIU International Securities Limited 2 0 2 0.00 2011-12-28
39 AJ Securities Limited 2 4 6 66.67
40 Akron Corporate Finance Limited 3 2 5 40.00 2013-10-03
41 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
42 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
43 ALBOURNE PARTNERS (ASIA) LIMITED 3 7 10 70.00 2004-09-07
44 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
45 ALETHEIA TECHNOLOGIES LIMITED 2 3 5 60.00 2010-07-30
46 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
47 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
48 Allard Partners Limited 3 9 12 75.00
49 Alliance Asset Management Limited (HK) 2 1 3 33.33 2014-12-23
50 Alliance Capital Partners Limited (HK) 2 7 9 77.78 2014-01-24
51 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
52 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 8 71 79 89.87 2015-06-01
53 ALLY BRIDGE GROUP (HK) LIMITED 2 12 14 85.71 2015-07-09
54 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
55 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
56 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
57 Alpha Nova Capital Management Limited 2 0 2 0.00
58 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
59 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
60 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2015-06-12
61 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
62 ALPHATECH CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2015-04-10
63 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
64 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
65 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
66 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
67 ALTRUIST FINANCIAL GROUP LIMITED 2 40 42 95.24 2004-01-20
68 ALTUS CAPITAL LIMITED 4 10 14 71.43
69 ALTUS INVESTMENTS LIMITED (HK) 4 10 14 71.43 2005-12-14
70 AM Squared Limited 2 6 8 75.00 2005-06-30
71 Amasse Capital Limited 2 7 9 77.78 2012-07-13
72 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
73 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
74 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
75 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
76 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
77 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
78 Amundi Hong Kong Limited 6 41 47 87.23
79 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
80 Anbang Asset Management (Hong Kong) Co. Limited 4 1 5 20.00 2012-05-15
81 Anbang Capital (Hong Kong) Co. Limited 3 16 19 84.21 2013-12-06
82 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
83 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
84 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
85 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
86 Anli Securities Limited 3 6 9 66.67 2015-11-09
87 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
88 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
89 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
90 Anuenue Securities Limited 5 8 13 61.54
91 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
92 AP Capital Management (Hong Kong) Limited 2 3 5 60.00 2015-08-04
93 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
94 Apollo Asset Management Limited (HK) 4 3 7 42.86 2010-09-16
95 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
96 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
97 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
98 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
99 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
100 Areion Asset Management Company Limited 2 1 3 33.33 2010-08-24
101 Ares Management Asia (Hong Kong) Limited 3 9 12 75.00 2009-05-25
102 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
103 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
104 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
105 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
106 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
107 ARISTO SECURITIES LIMITED 3 5 8 62.50 2014-08-06
108 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
109 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
110 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
111 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
112 Arta Asset Management Limited 2 2 4 50.00 2008-07-10
113 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
114 Arta Global Futures Limited 2 0 2 0.00
115 Arta Global Markets Limited 4 6 10 60.00 2008-01-08
116 Artephius Partners Limited 2 2 4 50.00 2013-08-01
117 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
118 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
119 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
120 Ascender Capital Limited 2 0 2 0.00 2012-12-07
121 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
122 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
123 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
124 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
125 Asia Cornerstone Asset Management Company Limited 2 0 2 0.00 2015-03-05
126 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 10 13 76.92
127 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
128 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
129 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
130 ASIA PACIFIC CAPITAL (HK) LIMITED 3 2 5 40.00 2004-01-02
131 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
132 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
133 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
134 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
135 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
136 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
137 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
138 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
139 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
140 ASSET MANAGEMENT GROUP LIMITED 3 27 30 90.00 2006-01-17
141 Asset Management One Hong Kong Limited 3 2 5 40.00 2013-02-21
142 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
143 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
144 Astrum Capital Management Limited (HK) 7 10 17 58.82 2005-07-08
145 ATHENA WEALTH MANAGEMENT LIMITED 4 49 53 92.45 2008-04-25
146 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
147 Athos Capital Limited 2 3 5 60.00 2012-03-20
148 Atlantic Asset Management Limited 4 3 7 42.86 2013-11-06
149 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
150 ATLANTIS INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
151 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
152 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
153 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
154 Austin Asia Securities Limited 2 1 3 33.33 2012-11-14
155 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
156 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
157 AVALOK CAPITAL LIMITED 5 1 6 16.67 2012-05-31
158 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
159 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
160 Avenue Asset Management Limited (HK) 2 2 4 50.00 2015-08-27
161 Averest Capital Limited 3 2 5 40.00
162 Avia Asset Management Limited 3 2 5 40.00
163 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 19 23 82.61 2006-01-25
164 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
165 AXA Investment Managers Asia Limited 5 17 22 77.27 2005-07-21
166 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 17 22 77.27
167 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
168 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
169 Axis Capital Management Limited 2 2 4 50.00
170 Ayers Alliance Securities (HK) Limited 2 10 12 83.33 2013-10-07
171 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 0 2 0.00 2015-08-05
172 Azentus Capital Management Limited 4 2 6 33.33 2011-02-21
173 Azurewing Limited (HK) 2 2 4 50.00 2011-10-25
174 Bach Option Limited 2 1 3 33.33 2013-06-10
175 Baillie Gifford Asia (Hong Kong) Limited 2 2 4 50.00 2015-12-16
176 Bain Capital Public Equity (Asia) Limited 2 0 2 0.00 2015-09-07
177 BALI SECURITIES CO. LIMITED 2 1 3 33.33
178 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
179 Balyasny Asset Management (Hong Kong) Limited 2 15 17 88.24 2008-03-03
180 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
181 BANDS Financial Limited 3 2 5 40.00 2015-10-13
182 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
183 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
184 BARCLAYS CAPITAL ASIA LIMITED 19 268 287 93.38 2005-01-12
185 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 25 34 73.53 2003-08-29
186 Barings Investment Advisers (Hong Kong) Limited 5 5 10 50.00 2009-05-08
187 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
188 Bauhinia Capital Partners Limited 3 3 6 50.00 2012-01-09
189 BC Global Asset Management Limited 3 0 3 0.00 2015-11-03
190 BCCF SECURITIES CO., LIMITED 1 0 1 0.00 2012-09-17
191 BCT Financial Limited 2 60 62 96.77 2010-11-24
192 BEA Union Investment Management Limited 5 20 25 80.00
193 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
194 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
195 Beevest Securities Limited 5 7 12 58.33
196 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
197 Beijing Securities Limited 4 8 12 66.67 2008-11-07
198 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
199 Belvest Investment Services Limited 3 3 6 50.00 2014-06-23
200 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
201 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2004-10-26
202 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
203 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
204 Bentley Capital Limited (HK) 3 0 3 0.00
205 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
206 BERICH BROKERAGE LIMITED 4 11 15 73.33
207 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
208 BETA INTERNATIONAL SECURITIES LIMITED 3 6 9 66.67
209 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
210 BFAM Partners (Hong Kong) Limited 3 9 12 75.00 2012-03-30
211 BFIN Private Advisors (Hong Kong) Limited 4 4 8 50.00 2014-02-21
212 BG Asset Management Limited 2 2 4 50.00 2014-05-27
213 BGC SECURITIES (HONG KONG) LLC 2 32 34 94.12 2008-06-25
214 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 0 2 0.00 2011-01-04
215 Big Bay Asset Management (HK) Limited 1 0 1 0.00 2013-09-19
216 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
217 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
218 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
219 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
220 Black Marble Securities Limited 4 14 18 77.78
221 BlackRock Asset Management North Asia Limited 10 177 187 94.65 2003-12-16
222 BLACKSTONE GROUP (HK) LIMITED (THE) 6 47 53 88.68 2008-10-14
223 BLOOMYEARS LIMITED 2 1 3 33.33
224 Blossomhill Investment Limited 3 0 3 0.00 2010-03-04
225 Blue Lotus Capital Advisors Limited 2 2 4 50.00 2015-10-12
226 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
227 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2009-11-17
228 BlueBay Hong Kong Limited 2 2 4 50.00 2011-12-13
229 BlueCrest Capital Management (Hong Kong) Limited 3 12 15 80.00 2014-09-16
230 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
231 BLUESTONE SECURITIES (HK) CO., LIMITED 3 3 6 50.00 2015-04-24
232 BMI FUNDS MANAGEMENT LIMITED 4 14 18 77.78 2010-09-10
233 BMI Securities Limited 2 9 11 81.82 2011-03-14
234 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
235 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 23 29 79.31
236 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
237 BNP PARIBAS SECURITIES (ASIA) LIMITED 12 250 262 95.42 2011-09-06
238 BNY Mellon Investment Management Hong Kong Limited 7 17 24 70.83 2008-06-06
239 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
240 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
241 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
242 BOCHK Asset Management Limited 3 18 21 85.71 2010-12-15
243 BOCI ASIA LIMITED 17 89 106 83.96
244 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
245 BOCI RESEARCH LIMITED 5 39 44 88.64
246 BOCI SECURITIES LIMITED 21 420 441 95.24 2004-03-01
247 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 106 114 92.98 2007-07-04
248 BOCOM International (Asia) Limited 9 41 50 82.00 2007-09-21
249 BOCOM International Asset Management Limited 5 19 24 79.17 2007-09-13
250 BOCOM International Securities Limited 13 234 247 94.74 2007-09-10
251 BOCOM MPF & Financial Services Company Limited 4 21 25 84.00 2012-06-25
252 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
253 BOKHARY SECURITIES LIMITED 2 8 10 80.00
254 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
255 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
256 Bonus Eventus Securities Limited 2 0 2 0.00 2015-11-03
257 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
258 BOSC International Company Limited 4 8 12 66.67 2015-01-09
259 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
260 Bosera Asset Management (International) Co., Limited 3 22 25 88.00 2010-11-05
261 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 3 5 60.00 2010-10-06
262 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
263 Boyu Capital Investment Management Co., Limited 2 1 3 33.33 2014-11-28
264 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-08-31
265 Bradbury Securities Limited 2 9 11 81.82
266 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
267 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
268 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 4 4 8 50.00 2013-09-06
269 Bright Fund Management Limited 3 57 60 95.00
270 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
271 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
272 BRIGHT SMART FOREX LIMITED 2 7 9 77.78 2013-03-11
273 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 118 122 96.72 2011-02-15
274 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 150 153 98.04 2009-10-05
275 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
276 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
277 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
278 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
279 BROOKE CAPITAL LIMITED 2 0 2 0.00
280 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 12 17 70.59 2011-01-04
281 BTG Pactual Asia Limited 2 8 10 80.00 2009-08-13
282 BTIG Hong Kong Limited 3 19 22 86.36 2008-04-15
283 BTL ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2015-08-28
284 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
285 BULLISH SECURITIES LIMITED 2 8 10 80.00
286 BUSINESS FUTURES LIMITED 3 4 7 57.14
287 BUSINESS SECURITIES LIMITED 3 13 16 81.25
288 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
289 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
290 CACHET ASSET MANAGEMENT LIMITED 3 5 8 62.50 2015-01-13
291 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
292 CAIIS Limited 4 24 28 85.71 2006-05-23
293 Caitong International Asset Management Co., Limited 4 13 17 76.47 2013-05-20
294 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 25 30 83.33 2012-08-01
295 Calibration Partners (Hong Kong) Limited 3 5 8 62.50 2013-12-09
296 Cambridge Strategy (Asset Management) Asia Limited (The) 3 4 7 57.14 2010-09-13
297 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
298 Canaccord Genuity (Hong Kong) Limited 5 1 6 16.67 2011-05-04
299 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
300 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 20 23 86.96 2004-07-15
301 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
302 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
303 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
304 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
305 CAPITAL GLOBAL MANAGEMENT LIMITED 3 32 35 91.43 2005-09-17
306 Capital Instinct Limited 2 0 2 0.00 2011-05-25
307 Capital International, Inc. 4 40 44 90.91 2007-07-03
308 Capstone Financial (HK) Limited 6 6 12 50.00 2010-03-12
309 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
310 CARDINALASIA CONSULTING LIMITED 3 7 10 70.00 2003-06-27
311 Carlyle Global Credit (Asia) Limited 3 4 7 57.14 2015-04-02
312 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 0 3 0.00 2012-04-30
313 Carnegie Hill Capital Partners Limited 3 0 3 0.00 2015-11-25
314 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
315 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
316 CASH ASSET MANAGEMENT LIMITED 3 17 20 85.00 2005-03-30
317 CASH Wealth Management Limited 8 27 35 77.14 2011-01-17
318 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2007-11-27
319 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
320 CBH Asia Limited 4 16 20 80.00 2010-09-24
321 CBRE Capital Advisors Asia Pacific Limited 2 2 4 50.00 2013-09-27
322 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
323 CBRE Investment Management (Asia) Limited 3 1 4 25.00
324 CC Finance Limited 2 11 13 84.62 2006-04-20
325 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
326 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
327 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
328 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 18 62 80 77.50 2005-11-29
329 CCB INTERNATIONAL CAPITAL LIMITED 12 79 91 86.81 2004-05-27
330 CCB INTERNATIONAL SECURITIES LIMITED 20 54 74 72.97 2005-08-19
331 CCB Securities Limited 2 3 5 60.00
332 CCTIC International Limited 2 1 3 33.33 2010-06-28
333 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 6 14 20 70.00 2007-08-23
334 CEB International Capital Corporation Limited 2 0 2 0.00 2015-12-22
335 Celera Markets Limited 3 1 4 25.00 2008-08-12
336 CELESTIAL CAPITAL LIMITED 4 12 16 75.00
337 CELESTIAL COMMODITIES LIMITED 4 130 134 97.01
338 CELESTIAL SECURITIES LIMITED 4 216 220 98.18
339 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
340 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
341 CENTALINE WEALTH MANAGEMENT LIMITED 4 69 73 94.52 2004-04-02
342 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
343 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
344 Central China International Securities Co., Limited 3 5 8 62.50 2015-07-13
345 Central Universe Futures Limited 2 4 6 66.67 2013-10-28
346 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2015-06-11
347 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
348 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
349 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
350 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
351 Cephei Capital Management (Hong Kong) Limited 2 6 8 75.00 2007-07-19
352 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
353 CERES CAPITAL LIMITED 2 0 2 0.00
354 CES Capital International (Hong Kong) Co., Limited 8 10 18 55.56 2008-03-20
355 CES Commodities (HK) Limited 5 273 278 98.20
356 CES Forex (HK) Limited 3 154 157 98.09
357 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
358 CG Partners Asset Management Co., Limited 3 3 6 50.00 2015-09-01
359 CGS International Securities Hong Kong Limited 11 67 78 85.90
360 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
361 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
362 Chanceton Capital Partners Limited 2 7 9 77.78
363 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
364 Changjiang Corporate Finance (HK) Limited 3 12 15 80.00 2012-06-29
365 Changjiang Futures (HK) Limited 3 18 21 85.71 2012-02-13
366 Changjiang Securities Brokerage (HK) Limited 5 28 33 84.85 2011-12-13
367 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
368 Channel 8 Wealth Management Limited 3 12 15 80.00 2010-01-27
369 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
370 ChapmanCraig Limited 2 0 2 0.00
371 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
372 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 71.43
373 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
374 CHARLESWIN BULLION LIMITED 3 0 3 0.00 2011-11-07
375 CHARTWELL CAPITAL LIMITED (HK) 2 6 8 75.00 2008-02-05
376 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
377 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
378 CHEETAH ADVISORS LIMITED 2 1 3 33.33
379 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-02-07
380 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
381 CHEONG LEE SECURITIES LIMITED 3 10 13 76.92 2005-11-24
382 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
383 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
384 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
385 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
386 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
387 CHIEF SECURITIES LIMITED 8 158 166 95.18 2006-04-20
388 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
389 China Alpha Fund Management (HK) Limited 5 3 8 37.50 2010-05-31
390 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
391 China Asset Management (Hong Kong) Limited 5 24 29 82.76 2008-12-10
392 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
393 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
394 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
395 CHINA DEMETER SECURITIES LIMITED 2 6 8 75.00 2010-10-18
396 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
397 China Enterprise Securities Company Limited 2 0 2 0.00 2011-01-27
398 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 26 30 86.67
399 CHINA EVERBRIGHT CAPITAL LIMITED 5 22 27 81.48 2005-05-09
400 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 84 93 90.32 2003-10-31
401 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
402 China Everbright Investment Management Limited 2 2 4 50.00 2007-07-03
403 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
404 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 14 115 129 89.15
405 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-06-22
406 China Finance Holdings Limited 3 0 3 0.00
407 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 2 4 50.00 2014-01-07
408 China Finance KAB Limited 3 13 16 81.25 2004-12-23
409 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
410 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 6 8 75.00 2013-02-25
411 China Galaxy International Futures (Hong Kong) Co., Limited 4 90 94 95.74 2011-12-14
412 China Galaxy International Securities (Hong Kong) Co., Limited 13 154 167 92.22 2011-09-12
413 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
414 CHINA GLORY SECURITIES COMPANY LIMITED 3 3 6 50.00 2013-07-09
415 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
416 CHINA HANYA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-04-22
417 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
418 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-04-27
419 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 9 90 99 90.91 2012-01-06
420 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14 2013-01-09
421 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 45 51 88.24 2012-07-13
422 China Innovation Capital Limited 2 4 6 66.67 2014-07-17
423 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 18 22 81.82 2006-07-03
424 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 33 37 89.19 2011-04-26
425 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 369 399 92.48 2008-08-20
426 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
427 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
428 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
429 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 22 27 81.48 2006-12-08
430 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
431 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
432 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 5 79 84 94.05
433 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 22 190 212 89.62 2005-02-15
434 China Orient International Asset Management Limited 6 15 21 71.43 2012-05-15
435 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
436 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
437 CHINA POINT STOCK BROKERS LIMITED 1 1 2 50.00
438 China Re Asset Management (Hong Kong) Company Limited 3 8 11 72.73 2015-05-14
439 China Renaissance Broking Services (Hong Kong) Limited 3 1 4 25.00
440 China Renaissance Securities (Hong Kong) Limited 10 23 33 69.70 2012-10-24
441 China Reserve Securities Limited 4 3 7 42.86
442 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
443 China Securities (International) Asset Management Company Limited 3 11 14 78.57 2013-02-22
444 China Securities (International) Brokerage Company Limited 7 71 78 91.03 2013-04-24
445 China Securities (International) Corporate Finance Company Limited 7 42 49 85.71 2013-04-08
446 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
447 CHINA SKY SECURITIES LIMITED 3 3 6 50.00
448 China Sunrise Asset Management Limited 2 1 3 33.33 2014-10-09
449 China Sunrise Securities (International) Limited 2 2 4 50.00 2015-11-27
450 CHINA SYSTEM SECURITIES LIMITED 4 11 15 73.33 2005-07-07
451 CHINA TIMES SECURITIES LIMITED 2 8 10 80.00 2011-02-21
452 China Tonghai (IA) Limited 1 0 1 0.00
453 China Universal Asset Management (Hong Kong) Company Limited 6 11 17 64.71 2010-02-19
454 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
455 China Vered Securities Limited 2 0 2 0.00 2013-12-03
456 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 9 14 64.29 2007-04-20
457 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
458 China-Hong Kong Link Securities Company Limited 2 0 2 0.00 2015-09-30
459 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
460 Chinese Strategic Asset Management Limited 2 2 4 50.00 2007-09-07
461 CHN International Group Limited 2 1 3 33.33 2010-02-22
462 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
463 CHONG HING COMMODITIES AND FUTURES LIMITED 3 18 21 85.71
464 CHONG HING SECURITIES LIMITED 3 67 70 95.71
465 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
466 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
467 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
468 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
469 CHRISTFUND SECURITIES LIMITED 3 20 23 86.96
470 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
471 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
472 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
473 CIFM Asset Management (Hong Kong) Limited 3 9 12 75.00 2011-07-20
474 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 10 12 83.33
475 CINDA INTERNATIONAL CAPITAL LIMITED 3 10 13 76.92
476 CINDA INTERNATIONAL FUTURES LIMITED 3 42 45 93.33
477 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
478 CINDA INTERNATIONAL SECURITIES LIMITED 4 90 94 95.74
479 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 24 29 82.76 2007-12-07
480 Citadel Asia Limited 3 10 13 76.92 2005-10-21
481 Citadel Securities (Hong Kong) Limited 2 6 8 75.00 2009-04-09
482 CITIC Futures International Company Limited 2 3 5 60.00 2015-08-31
483 CITIC Securities (Hong Kong) Limited 12 70 82 85.37
484 CITIC Securities Asset Management (HK) Limited 5 22 27 81.48 2008-08-01
485 CITIC Securities Brokerage (HK) Limited 12 242 254 95.28
486 CITIC Securities CLSA Capital Partners (HK) Limited 3 13 16 81.25
487 CITIC Securities Futures (HK) Limited 4 115 119 96.64
488 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43 2007-02-16
489 Citigroup Global Markets Asia Limited 23 580 603 96.19 2008-03-31
490 CITY CREDIT CAPITAL (HK) LIMITED 3 6 9 66.67 2012-10-16
491 City Financial Investment Company (Hong Kong) Limited 3 3 6 50.00 2013-12-03
492 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
493 CLC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-11-10
494 CLC FUTURES LIMITED 3 5 8 62.50 2014-10-29
495 CLC International Limited 4 9 13 69.23 2012-12-07
496 CLC SECURITIES LIMITED 4 14 18 77.78 2008-06-16
497 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
498 CloudAlpha Capital Management Limited 2 0 2 0.00 2015-03-05
499 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
500 CLSA FUTURES LIMITED 3 19 22 86.36
501 CLSA LIMITED 20 279 299 93.31 2013-07-09
502 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
503 CMB International Asset Management Limited 5 7 12 58.33 2010-05-26
504 CMB International Capital Limited 7 19 26 73.08 2010-09-07
505 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
506 CMB International Global Markets Limited 3 7 10 70.00
507 CMB International Securities Limited 4 34 38 89.47 2010-06-15
508 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-02-22
509 CMBC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2015-12-11
510 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 14 19 73.68 2010-08-20
511 CMBC SECURITIES COMPANY LIMITED 7 26 33 78.79 2008-01-24
512 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
513 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
514 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
515 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
516 CN FIRST INTERNATIONAL FUTURES LIMITED 2 2 4 50.00 2013-09-25
517 CNCB (Hong Kong) Capital Limited 6 5 11 45.45 2010-10-27
518 CNI Global Assets Management Limited (HK) 2 2 4 50.00 2015-06-02
519 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
520 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
521 COFCO Asset Management (International) Company Limited 4 2 6 33.33 2013-02-05
522 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
523 COL Securities (HK) Limited 3 1 4 25.00
524 COMGEST FAR EAST LIMITED 4 3 7 42.86 2014-11-03
525 COMMENCE COMPANY LIMITED 2 0 2 0.00
526 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
527 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
528 Complus Asset Management Limited 3 6 9 66.67 2011-05-25
529 COMPRADOR LIMITED (HK) 3 5 8 62.50 2015-04-08
530 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 24 26 92.31 2008-12-17
531 Conning Asia Pacific Limited 2 15 17 88.24 2012-02-24
532 Constellar Capital Partners Hong Kong Limited 2 2 4 50.00 2015-11-09
533 Continuum Capital Limited 2 0 2 0.00 2013-03-07
534 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
535 CONVOY CAPITAL HONG KONG LIMITED 3 5 8 62.50 2012-08-23
536 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
537 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 208 217 95.85
538 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
539 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 122 126 96.83
540 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 204 212 96.23
541 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
542 Cornucopiae Asset Management Limited 3 3 6 50.00 2011-08-02
543 CORPORATE BROKERS LIMITED 4 69 73 94.52
544 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
545 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
546 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
547 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
548 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
549 Credit Agricole Securities (Asia) Limited 2 1 3 33.33
550 Credit Suisse (Hong Kong) Limited 36 454 490 92.65 2008-11-04
551 Credit Suisse Securities (Hong Kong) Limited 9 126 135 93.33 2013-07-30
552 CreditEase Wealth Management (HK) Limited 3 6 9 66.67 2013-11-06
553 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
554 Crosby Securities Limited 11 18 29 62.07 2013-03-06
555 CS Wealth Securities Limited 6 1 7 14.29
556 CSC FUTURES (HK) LIMITED 4 22 26 84.62 2015-03-09
557 CSC SECURITIES (HK) LIMITED 6 32 38 84.21 2003-12-29
558 CSI Corporate Finance (HK) Limited 6 24 30 80.00 2007-08-01
559 CSI Partners HK Limited 2 1 3 33.33 2015-11-06
560 CSOP Asset Management Limited 4 28 32 87.50 2008-09-29
561 CSPI Credit Ratings Company Limited 2 1 3 33.33 2012-08-10
562 CTBC Asia Limited 4 14 18 77.78 2004-01-14
563 CTI Capital Hong Kong Limited 3 5 8 62.50 2015-01-26
564 CTW SECURITIES LIMITED 3 1 4 25.00
565 CUPOLA CAPITAL LIMITED 2 4 6 66.67
566 CVC Asia Pacific Limited 6 14 20 70.00 2009-11-16
567 CVP Capital Limited (HK) 3 1 4 25.00 2014-10-22
568 CVP Securities Limited 3 27 30 90.00 2004-07-09
569 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
570 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
571 D&R International Capital Management (Hong Kong) Limited 2 1 3 33.33 2015-01-30
572 D'Asie Asset Management Limited 1 0 1 0.00 2015-09-24
573 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
574 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
575 D.J. SECURITIES LIMITED 2 0 2 0.00
576 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 10 15 66.67 2009-10-14
577 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
578 DAEWOO SECURITIES (HONG KONG) LIMITED 6 24 30 80.00 2012-02-17
579 DAH SING SECURITIES LIMITED 3 6 9 66.67
580 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
581 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
582 Daiwa Capital Markets Hong Kong Limited 13 118 131 90.08 2007-10-05
583 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 3 7 42.86 2007-10-10
584 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
585 DATANG FINANCIAL HOLDING CO., LIMITED 2 0 2 0.00 2015-11-11
586 Davidson Kempner Asia Limited 2 11 13 84.62 2010-05-04
587 DBS ASIA CAPITAL LIMITED 10 12 22 54.55
588 DBS VICKERS (HONG KONG) LIMITED 5 136 141 96.45 2003-10-14
589 De Riva Asia Limited 3 10 13 76.92 2010-07-29
590 Deepwater Capital Limited 2 4 6 66.67 2015-05-19
591 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 25 30 83.33
592 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
593 DELTA ASIA SECURITIES LIMITED 3 13 16 81.25 2011-12-23
594 Delta Asia Wealth Management Limited 3 5 8 62.50
595 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
596 DES Asset Management Limited 3 1 4 25.00 2015-03-03
597 DEUTSCHE SECURITIES ASIA LIMITED 28 226 254 88.98 2004-01-08
598 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
599 DigitalBridge Management Asia Limited 4 10 14 71.43 2010-07-20
600 DIGNARI CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2014-06-30
601 Direxion Asia Limited 2 2 4 50.00 2013-06-13
602 DL BROKERAGE LIMITED 3 16 19 84.21
603 DL Family Office (HK) Limited 2 0 2 0.00 2015-07-23
604 DL SECURITIES (HK) LIMITED 3 2 5 40.00 2012-09-04
605 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
606 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
607 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
608 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
609 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
610 Double Haven Capital (Hong Kong) Limited 3 8 11 72.73 2007-02-16
611 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
612 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-01-28
613 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
614 DSG Asset Management (HK) Company Limited 2 0 2 0.00 2015-11-18
615 DST Investment Management Limited 2 4 6 66.67 2012-04-23
616 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
617 DWS Investments Hong Kong Limited 4 26 30 86.67
618 Dymon Asia Capital (HK) Limited 4 11 15 73.33 2011-08-31
619 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 8 26 34 76.47 2009-01-02
620 EAA SECURITIES LIMITED 2 1 3 33.33
621 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
622 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
623 EAST ASIA FUTURES LIMITED 4 8 12 66.67
624 EAST ASIA SECURITIES COMPANY LIMITED 4 134 138 97.10
625 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
626 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
627 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
628 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 1 5 20.00 2008-05-21
629 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
630 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
631 Eclipse Options (HK) Limited 5 23 28 82.14 2007-05-31
632 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 6 9 66.67 2008-02-26
633 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
634 EFG Asset Management (HK) Limited 4 5 9 55.56 2008-06-06
635 EFM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-11-04
636 eFusion Capital Limited 2 3 5 60.00 2014-06-06
637 EIG Global Energy (Asia) Limited 2 2 4 50.00 2012-02-08
638 EIP Alpha Limited 3 4 7 57.14 2014-02-12
639 Elements Advisors Limited 2 2 4 50.00 2010-06-08
640 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-12-22
641 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
642 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
643 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
644 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
645 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
646 Elpis Capital Limited 2 0 2 0.00 2015-01-09
647 ELSTONE SECURITIES LIMITED 2 0 2 0.00
648 Emerald Hill Capital Partners Limited 1 0 1 0.00 2011-10-26
649 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
650 Emperor Asset Management Limited 4 1 5 20.00 2009-11-03
651 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
652 EMPEROR FUTURES LIMITED 4 91 95 95.79
653 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 164 170 96.47
654 EMPEROR SECURITIES LIMITED (HK) 9 161 170 94.71
655 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
656 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
657 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
658 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
659 Enhanced Securities Limited 2 2 4 50.00 2011-08-02
660 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
661 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
662 EnTrustPermal (Hong Kong) Limited 3 1 4 25.00 2006-03-09
663 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
664 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
665 EQT Partners Asia Limited 4 6 10 60.00 2011-04-15
666 Equities First Holdings Hong Kong Limited 2 0 2 0.00 2015-09-17
667 Essence Asset Management (Hong Kong) Limited 3 7 10 70.00 2010-08-19
668 Essence Corporate Finance (Hong Kong) Limited 4 6 10 60.00 2010-09-01
669 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
670 Essence International Securities (Hong Kong) Limited 8 77 85 90.59 2010-05-18
671 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
672 Eton Park Asia Limited 4 7 11 63.64 2006-11-13
673 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
674 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
675 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
676 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
677 EUTO CAPITAL PARTNERS LIMITED 2 6 8 75.00 2015-04-28
678 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
679 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
680 Ever-Long Capital Management Limited (b2014-01-15) 2 2 4 50.00 2014-11-27
681 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
682 EVER-LONG SECURITIES COMPANY LIMITED 6 27 33 81.82
683 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
684 Everbright Securities Digital Finance (HK) Limited 2 10 12 83.33
685 Everbright Securities Global (HK) Limited 3 3 6 50.00
686 Everbright Securities Investment Services (HK) Limited 12 426 438 97.26
687 Evercore Asia Limited 5 13 18 72.22 2011-03-04
688 Evergain Funds Limited 2 2 4 50.00 2013-12-17
689 Evergrande Futures (Hong Kong) Limited 3 18 21 85.71 2003-11-21
690 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
691 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
692 EVERHOT SECURITIES LIMITED 3 5 8 62.50
693 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
694 Evo Capital Management Asia Limited 3 7 10 70.00 2007-08-22
695 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
696 EWARTON SECURITIES LIMITED 4 15 19 78.95
697 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
698 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
699 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
700 EXS Capital Asia Limited 3 8 11 72.73 2008-06-12
701 F. R. ZIMMERN LIMITED 2 3 5 60.00
702 F.E. Corporate Finance Advisory Limited 2 3 5 60.00 2012-08-03
703 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
704 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
705 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
706 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
707 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
708 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
709 FAIRWIN BROKING LIMITED 3 4 7 57.14
710 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
711 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
712 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
713 FDB Financial Group Limited 3 6 9 66.67
714 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
715 FE SECURITIES LIMITED 2 4 6 66.67
716 Fidelity Management & Research (Hong Kong) Limited 9 49 58 84.48 2008-09-04
717 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
718 FIG HK (Hong Kong) Limited 2 2 4 50.00 2014-10-08
719 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
720 FIL Investment Advisors 4 90 94 95.74
721 FIL Investment Management (Hong Kong) Limited 9 169 178 94.94
722 Finet Securities Limited 4 0 4 0.00 2015-12-17
723 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
724 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
725 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
726 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
727 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
728 FIRST SECURITIES (HK) LIMITED 6 31 37 83.78 2009-08-03
729 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
730 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
731 FIRST SHANGHAI FUTURES LIMITED 4 32 36 88.89
732 First Shanghai Investment Management (HK) Limited 3 0 3 0.00 2015-03-18
733 FIRST SHANGHAI SECURITIES LIMITED 8 67 75 89.33
734 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
735 FITCH (HONG KONG) LIMITED 5 83 88 94.32 2011-06-01
736 FLAG Squadron Asia Limited 2 0 2 0.00 2006-10-24
737 Forebright Capital Management Limited 3 2 5 40.00 2014-11-25
738 FORMAX ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-06-10
739 FORMAX SECURITIES LIMITED 2 9 11 81.82 2014-09-12
740 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
741 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
742 FORTUNE (HK) SECURITIES LIMITED 2 16 18 88.89
743 Fortune Asset Management Limited 1 6 7 85.71 2009-12-16
744 FORTUNE FINANCIAL CAPITAL LIMITED 0 4 4 100.00 2009-03-12
745 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
746 Fortune Origin Securities Limited 4 4 8 50.00 2009-07-09
747 Forwin Capital Management Limited 3 2 5 40.00 2014-06-17
748 Forwin Securities Group Limited 2 3 5 60.00 2015-05-19
749 Fosun International Securities Limited 7 23 30 76.67 2008-06-23
750 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
751 FOUNDER SECURITIES (HONG KONG) LIMITED 3 13 16 81.25 2014-12-19
752 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
753 Fountainhead Partners Company Limited 4 3 7 42.86 2015-10-12
754 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
755 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
756 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
757 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
758 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 72.73 2011-11-15
759 Frontpage Capital Limited 2 3 5 60.00 2015-11-10
760 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
761 FT Securities Limited 2 9 11 81.82
762 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
763 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
764 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00 2014-11-25
765 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 50.00 2012-05-18
766 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
767 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
768 FULBRIGHT ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-03-22
769 FULBRIGHT FUTURES LIMITED 4 82 86 95.35 2005-12-05
770 FULBRIGHT SECURITIES LIMITED 5 240 245 97.96 2010-05-18
771 FULL WIN SECURITIES LIMITED 2 0 2 0.00
772 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 10 14 71.43 2012-09-24
773 FULLJET SECURITIES LIMITED 2 0 2 0.00
774 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
775 Funderstone Asset Management (HK) Limited 2 1 3 33.33
776 Funderstone Futures Limited 3 16 19 84.21
777 Funderstone Securities Limited 4 16 20 80.00
778 Futu Securities International (HONG KONG) Limited 3 11 14 78.57 2012-10-04
779 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
780 Future Growth Financial Services Limited 3 7 10 70.00 2010-04-08
781 FWD Financial Planning Limited (HK) 2 116 118 98.31 2011-01-25
782 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
783 G. H. Financials (Hong Kong) Limited 2 1 3 33.33 2013-12-09
784 Gain Capital - Forex.com Hong Kong Limited 2 18 20 90.00 2009-07-22
785 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 18 20 90.00 2005-02-16
786 GAINWELL SECURITIES COMPANY LIMITED 4 0 4 0.00 2004-08-21
787 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
788 GAM HONG KONG LIMITED 7 11 18 61.11
789 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
790 GAOYU SECURITIES LIMITED 5 15 20 75.00
791 Gary Cheng Securities Limited 2 1 3 33.33 2015-12-02
792 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
793 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
794 GAYANG SECURITIES LIMITED 2 1 3 33.33 2010-11-09
795 GCAM Limited 2 1 3 33.33 2004-10-19
796 GCIS LIMITED 2 0 2 0.00 2007-05-16
797 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
798 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
799 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
800 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
801 GENERALI INVESTMENTS ASIA LIMITED 4 8 12 66.67 2006-02-08
802 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 3 5 60.00 2013-12-02
803 Genting Securities Limited 3 0 3 0.00 2012-05-18
804 GEO Securities Limited 2 63 65 96.92 2013-05-03
805 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
806 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
807 GET NICE CAPITAL LIMITED 2 0 2 0.00
808 GET NICE FUTURES COMPANY LIMITED 3 34 37 91.89
809 GET NICE SECURITIES LIMITED 5 81 86 94.19
810 GF Asset Management (Hong Kong) Limited 3 11 14 78.57 2007-11-08
811 GF Capital (Hong Kong) Limited 5 29 34 85.29 2007-01-31
812 GF FUTURES (HONG KONG) CO., LIMITED 3 37 40 92.50 2007-02-16
813 GF International Investment Management Limited 4 10 14 71.43 2011-09-08
814 GF Securities (Hong Kong) Brokerage Limited 10 127 137 92.70 2007-01-31
815 GFI (HK) SECURITIES L.L.C. 2 17 19 89.47 2007-06-18
816 GIGA (HONG KONG) LIMITED 2 2 4 50.00
817 Ginger Capital Advisory Limited 5 1 6 16.67 2011-06-01
818 GL Advisors Hong Kong Limited 3 1 4 25.00 2015-08-24
819 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
820 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
821 GLG Partners Hong Kong Limited 2 5 7 71.43 2010-11-30
822 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
823 Global Prime Partners (Asia) Limited 3 1 4 25.00 2015-08-05
824 Global Value Chain Investment Corporation Limited 2 3 5 60.00 2015-02-02
825 Glory Sun Securities Limited 7 29 36 80.56 2012-09-18
826 GLS SECURITIES LIMITED 3 3 6 50.00
827 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
828 GMT RESEARCH LIMITED (HK) 3 0 3 0.00 2014-10-10
829 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
830 Gold Mountains Asset Management Limited 2 1 3 33.33 2013-08-28
831 Goldbridge Securities Limited 1 0 1 0.00
832 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
833 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00 2008-12-02
834 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
835 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
836 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
837 Golden Jade Asset Management Limited 3 2 5 40.00 2012-04-26
838 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
839 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 3 7 42.86 2012-03-30
840 GOLDENWAY SECURITIES COMPANY LIMITED 3 2 5 40.00
841 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 1 0 1 0.00 2015-01-05
842 Goldhorse Securities Limited 3 0 3 0.00 2015-10-19
843 Goldin Equities Limited 2 4 6 66.67 2008-12-17
844 Goldin Financial Limited 2 4 6 66.67 2009-06-01
845 GOLDMAN SACHS (ASIA) L.L.C. 56 862 918 93.90
846 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 102 115 88.70 2013-07-11
847 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 419 436 96.10
848 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
849 Goldstream Capital Management Limited 3 1 4 25.00 2012-03-02
850 Goldyard Capital Limited 2 1 3 33.33
851 Gong Ping Futures Limited 3 26 29 89.66 2011-11-22
852 Gong Ping Securities Limited 3 26 29 89.66 2010-12-08
853 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
854 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
855 GPB Financial Services Hong Kong Limited 2 0 2 0.00 2015-12-15
856 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
857 Gram Capital Limited 3 4 7 57.14 2014-03-12
858 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 10 12 83.33
859 Grand Cartel Securities Company Limited 4 3 7 42.86
860 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
861 Grand China Securities Limited 3 12 15 80.00 2012-05-03
862 Grand Moore Capital Limited 2 0 2 0.00 2015-12-22
863 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 3 6 50.00
864 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
865 GRANSING SECURITIES CO., LIMITED 4 12 16 75.00
866 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
867 GREAT BAY SECURITIES LIMITED 1 0 1 0.00
868 Great Wall Pan Asia Asset Management Limited 4 7 11 63.64 2014-05-13
869 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
870 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
871 Greater China Securities Limited (b1999-04-26) 2 4 6 66.67
872 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 2 5 40.00
873 Greenfield Asset Management Limited 3 1 4 25.00 2005-11-11
874 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
875 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
876 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
877 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
878 Grey Investment Limited 2 4 6 66.67 2012-02-21
879 Grit Securities Limited 2 1 3 33.33
880 GROW Asset Management (HK) Limited 2 1 3 33.33 2015-01-09
881 Growth Track Asset Management Limited 2 1 3 33.33 2014-03-18
882 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
883 GSI FINANCE GROUP LIMITED 1 1 2 50.00 2011-03-18
884 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
885 GT CAPITAL LIMITED 4 7 11 63.64
886 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
887 Guard Capital Management Limited 2 3 5 60.00 2014-07-07
888 Gulf Line Capital Advisors Limited 2 0 2 0.00 2015-08-27
889 Guo Tong Capital Management Company Limited 2 0 2 0.00 2010-05-24
890 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 77.78 2012-12-04
891 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
892 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
893 Guosen Securities (HK) Brokerage Company, Limited 4 50 54 92.59 2010-02-26
894 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 3 12 15 80.00 2010-06-30
895 GUOTAI GLOBAL INVESTMENTS LIMITED 3 0 3 0.00 2015-08-19
896 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
897 GUOTAI JUNAN CAPITAL LIMITED 7 42 49 85.71
898 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 5 8 62.50 2008-05-29
899 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 71 74 95.95 2010-11-26
900 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
901 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 183 191 95.81
902 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
903 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
904 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
905 GUOYUAN FUTURES (HONG KONG) LIMITED 3 40 43 93.02 2007-11-29
906 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
907 Hafoo Securities Limited 3 6 9 66.67 2009-12-09
908 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 20 23 86.96 2008-07-03
909 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 25 28 89.29
910 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 2 2 4 50.00 2008-07-24
911 HAITONG INTERNATIONAL CAPITAL LIMITED 9 30 39 76.92
912 HAITONG INTERNATIONAL FUTURES LIMITED 8 283 291 97.25
913 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 24 27 88.89 2005-11-15
914 HAITONG INTERNATIONAL RESEARCH LIMITED 2 29 31 93.55
915 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 407 423 96.22 2003-09-30
916 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
917 HALCYON SECURITIES LIMITED 3 9 12 75.00 2013-01-28
918 Hamilton Lane (Hong Kong) Limited 2 7 9 77.78 2010-07-05
919 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
920 HAMON ASSET MANAGEMENT LIMITED 3 5 8 62.50
921 HAMON INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
922 HANG SENG FUTURES LIMITED 2 5 7 71.43
923 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 45 51 88.24
924 HANG SENG INVESTMENT SERVICES LIMITED 3 14 17 82.35
925 HANG SENG SECURITIES LIMITED 5 15 20 75.00
926 HANG TAI SECURITIES LIMITED 4 4 8 50.00
927 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
928 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
929 HANTEC SECURITIES CO., LIMITED 2 16 18 88.89
930 Hao Advisors Management Limited 2 1 3 33.33 2015-05-12
931 Hao Tian International Securities Limited 4 4 8 50.00
932 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
933 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
934 Harmony Advisors Limited 3 3 6 50.00 2014-01-28
935 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
936 HARRIS FRASER (INTERNATIONAL) LIMITED 3 33 36 91.67
937 HARVEST GLOBAL INVESTMENTS LIMITED 3 35 38 92.11 2009-02-16
938 HD Capital Limited 2 1 3 33.33 2015-12-14
939 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-05-21
940 HEAD & SHOULDERS SECURITIES LIMITED 4 6 10 60.00 2008-03-27
941 Hedgestone Capital Group (H.K.) Co., Limited 2 2 4 50.00 2015-05-12
942 Heitman HK Limited 2 2 4 50.00 2012-12-05
943 Heitman International HK Limited 2 1 3 33.33 2014-02-18
944 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
945 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
946 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
947 HENIK SECURITIES LIMITED 2 10 12 83.33
948 HENYEP SECURITIES LIMITED 3 13 16 81.25
949 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
950 HERMES SECURITIES LIMITED 2 8 10 80.00
951 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
952 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
953 HF Securities and Futures Limited 2 1 3 33.33 2015-10-28
954 HFS ASSET MANAGEMENT LIMITED 3 4 7 57.14
955 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 7 9 77.78 2010-10-27
956 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
957 HGNH International Asset Management Co., Limited 2 8 10 80.00 2011-10-24
958 HGNH International Forex Co., Limited 2 23 25 92.00 2014-04-04
959 HGNH International Futures Co., Limited 5 34 39 87.18 2007-06-26
960 HGNH International Securities Co., Limited 3 24 27 88.89 2014-01-08
961 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
962 Hillhouse Investment Management Limited 2 5 7 71.43 2011-01-24
963 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
964 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
965 HING WONG SECURITIES LIMITED 3 9 12 75.00
966 HIP HING SECURITIES LIMITED 2 2 4 50.00
967 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 3 7 42.86 2013-02-28
968 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
969 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
970 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
971 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
972 HOI SANG SECURITIES LIMITED 2 3 5 60.00
973 Holly International Financial Holdings Limited 2 5 7 71.43 2012-06-29
974 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
975 HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-11-21
976 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 5 5 10 50.00 2007-09-21
977 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
978 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 20 24 83.33
979 Hong Kong Stock Link Securities Limited 2 3 5 60.00
980 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
981 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
982 Hongkong Bay Asset Management Limited 5 4 9 44.44 2012-03-08
983 Hongkong Bay Securities Limited 3 2 5 40.00
984 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
985 HOORAY CAPITAL LIMITED 2 2 4 50.00
986 HOORAY SECURITIES LIMITED 2 7 9 77.78
987 Horizon Asset International (HK) Limited 3 9 12 75.00 2008-09-03
988 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
989 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
990 HPEF Capital Partners Limited 3 8 11 72.73
991 HPEF Venture Partners Limited 2 1 3 33.33
992 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
993 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
994 HSBC BROKING FOREX (ASIA) LIMITED 4 96 100 96.00
995 HSBC BROKING FUTURES (ASIA) LIMITED 4 108 112 96.43
996 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 24 26 92.31
997 HSBC BROKING SECURITIES (ASIA) LIMITED 9 114 123 92.68 2015-01-19
998 HSBC BROKING SECURITIES (HONG KONG) LIMITED 8 15 23 65.22
999 HSBC Corporate Finance (Hong Kong) Limited 10 116 126 92.06 2012-03-09
1000 HSBC Global Asset Management (Hong Kong) Limited 7 119 126 94.44 2006-03-29
1001 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
1002 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 86 93 92.47
1003 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1004 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 74 78 94.87 2011-03-04
1005 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1006 HUA NAN SECURITIES (HK) LIMITED 3 4 7 57.14
1007 HUA YU INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1008 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1009 Huajin Corporate Finance (International) Limited 5 1 6 16.67
1010 HUAJIN FUTURES (INTERNATIONAL) LIMITED 2 3 5 60.00 2015-08-17
1011 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 2 7 9 77.78 2015-08-17
1012 Huarong International Asset Management Limited 2 7 9 77.78 2011-03-14
1013 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
1014 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1015 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 16 83 99 83.84 2007-04-04
1016 Huaxin Futures Limited 2 0 2 0.00 2015-11-10
1017 Huayu Securities Limited 2 6 8 75.00
1018 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1019 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1020 HUNG SING FUTURES LIMITED 2 3 5 60.00
1021 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1022 Hutchin Hill Capital HK Limited 4 6 10 60.00 2015-03-09
1023 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
1024 Hywin Asset Management (Hong Kong) Limited 4 3 7 42.86 2013-07-05
1025 HZ CAPITAL LIMITED (HK) 2 0 2 0.00 2015-03-26
1026 I-ACCESS INVESTORS LIMITED 5 29 34 85.29 2005-07-13
1027 IAM LEGACY LIMITED 4 8 12 66.67 2007-08-21
1028 iBest Consultants Limited 5 30 35 85.71 2008-04-15
1029 iBest Securities Company Limited 2 2 4 50.00
1030 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1031 ICAP Equities Asia Limited 3 14 17 82.35 2008-12-22
1032 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
1033 ICBC (Asia) Futures Company Limited 2 0 2 0.00 2013-07-23
1034 ICBC (ASIA) SECURITIES LIMITED 4 16 20 80.00
1035 ICBC Asset Management (Global) Company Limited 3 8 11 72.73
1036 ICBC Credit Suisse Asset Management (International) Company Limited 3 9 12 75.00 2011-11-18
1037 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 14 17 82.35 2009-12-14
1038 ICBC INTERNATIONAL CAPITAL LIMITED 7 57 64 89.06 2008-05-27
1039 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 34 38 89.47 2009-11-16
1040 ICBC INTERNATIONAL FUTURES LIMITED 3 19 22 86.36 2009-05-06
1041 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 76.47 2009-07-10
1042 ICBC INTERNATIONAL SECURITIES LIMITED 17 49 66 74.24 2008-11-14
1043 IDS FOREX HK LIMITED 2 2 4 50.00 2014-09-17
1044 iFAST Financial (HK) Limited 5 12 17 70.59 2007-03-30
1045 iFAST Global Markets (HK) Limited 4 8 12 66.67 2008-02-12
1046 iFAST Securities (HK) Limited 3 1 4 25.00
1047 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1048 IL&FS Global Financial Services (HK) Limited 3 1 4 25.00 2013-10-11
1049 Imagi Brokerage Limited 3 4 7 57.14
1050 IMARKETS LIMITED 2 0 2 0.00
1051 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1052 IMC Asia Pacific Limited 2 0 2 0.00 2007-03-12
1053 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1054 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1055 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 33.33 2013-12-02
1056 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1057 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
1058 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 81 85 95.29 2010-10-06
1059 Impression Investment Limited 3 0 3 0.00 2014-04-30
1060 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1061 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
1062 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 70.00 2009-08-06
1063 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1064 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1065 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1066 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1067 INNOVAX CAPITAL LIMITED 4 6 10 60.00 2015-02-25
1068 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1069 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1070 INSTINET PACIFIC LIMITED 5 16 21 76.19
1071 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1072 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1073 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
1074 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1075 Interactive Brokers Hong Kong Limited 5 44 49 89.80 2004-01-07
1076 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1077 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1078 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1079 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1080 INTERNATIONAL COMMERCE CORPORATION 3 4 7 57.14 2006-02-13
1081 INV Partners Limited 3 2 5 40.00 2009-11-24
1082 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 81 85 95.29
1083 INVESCO HONG KONG LIMITED 6 95 101 94.06
1084 Ion Pacific Limited 4 0 4 0.00 2015-12-17
1085 IP Investment Management (HK) Limited 2 4 6 66.67 2015-12-21
1086 IPP Financial Advisers Limited 2 26 28 92.86 2006-12-21
1087 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1088 IRIDIUM CAPITAL LIMITED (HK) 2 3 5 60.00 2015-01-29
1089 Isola Capital Asset Management Limited 2 3 5 60.00 2012-10-17
1090 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1091 iVenture Investment Management Limited 2 0 2 0.00
1092 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
1093 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1094 J Capital Research Limited 2 0 2 0.00 2012-03-01
1095 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 164 180 91.11 2003-12-02
1096 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 151 162 93.21
1097 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1098 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1099 JANE STREET HONG KONG LIMITED 3 19 22 86.36 2013-07-26
1100 Janus Henderson Investors Hong Kong Limited 3 17 20 85.00
1101 Japaninvest (Hong Kong) Limited 4 1 5 20.00 2010-10-26
1102 Jefferies Hong Kong Limited 11 120 131 91.60 2010-01-04
1103 JF INTERNATIONAL MANAGEMENT INC. 3 50 53 94.34
1104 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
1105 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 76.92 2007-07-27
1106 JK Capital Management Limited 4 6 10 60.00 2015-12-01
1107 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1108 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1109 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1110 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1111 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
1112 JPMorgan Asset Management (Asia Pacific) Limited 11 119 130 91.54 2006-02-16
1113 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1114 JPMorgan Funds (Asia) Limited 8 117 125 93.60
1115 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1116 JS CRESVALE CAPITAL LIMITED 5 3 8 37.50
1117 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 11 16 68.75 2010-09-29
1118 JS SECURITIES LIMITED (HK) 2 0 2 0.00 2011-01-20
1119 JT CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-10-13
1120 Jupiter Asset Management (Asia Pacific) Limited 5 12 17 70.59 2014-12-12
1121 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1122 JVSakk Asia Limited 5 10 15 66.67
1123 JVSakk Asset Management Limited 4 24 28 85.71 2008-08-28
1124 JW Capital Limited (HK) 4 4 8 50.00 2011-12-19
1125 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1126 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1127 Kaisa Asset Management Limited 3 0 3 0.00 2015-08-18
1128 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1129 KAISER FUTURES LIMITED 4 17 21 80.95
1130 Kaiser KT Capital Limited 3 1 4 25.00
1131 KAISER SECURITIES LIMITED 3 18 21 85.71
1132 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1133 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
1134 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1135 Kam Wah Investments Limited 1 0 1 0.00
1136 KARFORD SECURITIES LIMITED 2 0 2 0.00
1137 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1138 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1139 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
1140 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1141 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1142 KARST PEAK CAPITAL LIMITED 3 3 6 50.00 2012-03-16
1143 KB Securities Hong Kong Limited 3 5 8 62.50
1144 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1145 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1146 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
1147 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1148 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1149 Keptain Securities and Asset Management Limited 2 8 10 80.00 2013-01-24
1150 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1151 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 14 17 82.35 2006-11-28
1152 KGI ASIA LIMITED 14 747 761 98.16
1153 KGI Asset Management Limited 4 17 21 80.95 2013-05-31
1154 KGI CAPITAL ASIA LIMITED 7 9 16 56.25
1155 KGI FUTURES (HONG KONG) LIMITED 11 462 473 97.67
1156 KGI SECURITIES (HONG KONG) LIMITED 9 35 44 79.55
1157 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
1158 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1159 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1160 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1161 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1162 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1163 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1164 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1165 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1166 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1167 KINGSTON CORPORATE FINANCE LIMITED 4 8 12 66.67
1168 KINGSTON FUTURES LIMITED 2 18 20 90.00
1169 KINGSTON SECURITIES LIMITED 6 55 61 90.16
1170 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1171 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
1172 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 46 59 77.97 2004-05-31
1173 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 33.33
1174 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1175 Kiu Hung Capital Company Limited 3 0 3 0.00 2015-10-23
1176 KKR CAPITAL MARKETS ASIA LIMITED 1 5 6 83.33 2009-10-22
1177 KMT SECURITIES LIMITED 2 4 6 66.67
1178 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1179 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1180 KOALA SECURITIES LIMITED 2 13 15 86.67 2015-09-09
1181 KOG FOREX LIMITED 2 4 6 66.67 2013-01-08
1182 Koi Investment Partners International Limited 2 1 3 33.33 2010-11-05
1183 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 66.67 2014-04-11
1184 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1185 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1186 Kriya Capital Limited 3 2 5 40.00 2010-01-08
1187 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1188 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
1189 KVB Kunlun Securities (HK) Limited 3 9 12 75.00 2008-07-02
1190 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1191 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1192 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1193 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1194 Kylin International (HK) Co., Limited 2 0 2 0.00 2014-04-04
1195 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1196 LAMTEX SECURITIES LIMITED 2 10 12 83.33
1197 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1198 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
1199 LAU & COMPANY LIMITED 2 0 2 0.00
1200 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 63.64 2007-03-20
1201 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2008-11-20
1202 LBN Advisers Limited 2 5 7 71.43 2007-09-13
1203 LCA Solutions Limited 2 6 8 75.00 2010-07-30
1204 Leading Securities Company Limited 2 1 3 33.33 2013-02-21
1205 Lee Kee Store Company Limited 2 4 6 66.67 2015-02-04
1206 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
1207 Legal & General Investment Management Asia Limited 3 1 4 25.00 2013-07-22
1208 LEGENDS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-08-23
1209 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1210 LEHIN SECURITIES LIMITED 3 17 20 85.00
1211 LEI SHING HONG SECURITIES LIMITED 3 14 17 82.35
1212 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1213 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1214 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1215 LFM Global Investment (Hong Kong) Company, Limited 2 2 4 50.00 2012-12-06
1216 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 16 20 80.00 2003-06-06
1217 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 81 86 94.19
1218 Light & Salt Capital Management Limited 2 5 7 71.43 2014-09-10
1219 Lighthorse Asset Management (HK) Limited 2 9 11 81.82 2009-09-04
1220 LIM ADVISORS LIMITED 6 14 20 70.00
1221 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1222 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1223 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1224 Lion Global Financial Limited 4 21 25 84.00 2008-10-10
1225 Liquid Capital Markets Hong Kong Limited 3 9 12 75.00 2009-10-29
1226 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1227 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1228 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1229 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1230 LMAX Hong Kong Limited 3 3 6 50.00 2015-01-06
1231 LMR Partners Limited 2 2 4 50.00 2012-07-17
1232 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
1233 Longitude Asia Limited 2 2 4 50.00
1234 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1235 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 75.00 2012-01-17
1236 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1237 LST CAPITAL PARTNERS LIMITED 3 1 4 25.00 2014-07-25
1238 LT Finance Management Limited 2 4 6 66.67 2012-12-10
1239 LT Securities Limited 3 6 9 66.67 2011-04-01
1240 LUEN FAT SECURITIES COMPANY LIMITED 5 39 44 88.64
1241 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1242 LUK FOOK FUTURES (HK) LIMITED 5 45 50 90.00 2011-12-05
1243 LUK FOOK SECURITIES (HK) LIMITED 6 102 108 94.44 2012-06-25
1244 LUMINARY CAPITAL LIMITED 3 0 3 0.00 2007-11-14
1245 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1246 LW Asset Management Advisors Limited 2 0 2 0.00 2013-05-08
1247 LY CAPITAL LIMITED 3 4 7 57.14 2013-12-11
1248 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1249 M SECURITIES LIMITED (HK) 1 1 2 50.00 2006-02-23
1250 M&F Asset Management Limited 4 2 6 33.33
1251 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1252 M3 Capital Partners (HK) Limited 2 12 14 85.71 2008-10-17
1253 Mackenzie Investments Asia Limited 5 4 9 44.44
1254 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1255 MACQUARIE CAPITAL LIMITED 18 221 239 92.47 2013-07-09
1256 Macquarie Corporate (Hong Kong) Limited 7 50 57 87.72
1257 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 35 39 89.74 2010-06-29
1258 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1259 MAGIC COMPASS SECURITIES LIMITED 3 6 9 66.67 2011-10-12
1260 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1261 MALAHON SECURITIES LIMITED 3 14 17 82.35
1262 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1263 MAN INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-28
1264 MANGO FINANCIAL LIMITED 5 19 24 79.17
1265 Manulife Investment Management (Hong Kong) Limited 21 277 298 92.95 2015-03-17
1266 MAP CAPITAL LIMITED (HK) 1 0 1 0.00 2008-01-16
1267 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1268 MARC FABER LIMITED 2 0 2 0.00
1269 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1270 Marex HK Asia Limited 2 8 10 80.00 2013-08-23
1271 Marex Hong Kong Limited 3 7 10 70.00 2011-01-28
1272 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1273 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1274 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1275 Mason Futures Limited (HK) 4 36 40 90.00
1276 MASON INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1277 Mason Securities Limited 4 44 48 91.67
1278 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1279 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1280 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
1281 Matrix Asset Management Limited 2 1 3 33.33 2014-06-05
1282 Matrix Securities Limited 2 2 4 50.00
1283 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1284 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 6 8 75.00 2004-09-22
1285 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1286 MC Asset Management Asia Limited 2 1 3 33.33 2014-03-18
1287 MCM Asia Limited 5 8 13 61.54 2013-03-28
1288 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1289 MEAG Hong Kong Limited 4 4 8 50.00
1290 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1291 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1292 MERCER INVESTMENTS (HK) LIMITED 3 15 18 83.33 2005-08-04
1293 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1294 Merdeka Securities Limited 3 3 6 50.00
1295 Merrill Lynch (Asia Pacific) Limited 47 537 584 91.95
1296 Merrill Lynch Far East Limited 45 456 501 91.02 2010-08-20
1297 Mesirow Financial Hong Kong, Limited 3 1 4 25.00 2012-06-05
1298 MESSIS CAPITAL LIMITED 4 15 19 78.95 2012-12-11
1299 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1300 METRO CAPITAL FUTURES LIMITED 2 0 2 0.00
1301 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1302 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1303 MFG Limited (HK) 4 8 12 66.67 2006-07-17
1304 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1305 MIB FUTURES (HONG KONG) LIMITED 5 53 58 91.38 2011-03-25
1306 MIB SECURITIES (HONG KONG) LIMITED 12 93 105 88.57 2012-05-21
1307 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 1 3 33.33 2013-11-26
1308 MIDLAND WEALTH MANAGEMENT LIMITED 2 20 22 90.91 2008-02-18
1309 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1310 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1311 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1312 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1313 Minerva Holding Financial Securities Limited 5 8 13 61.54
1314 MING HON SECURITIES LIMITED 3 1 4 25.00
1315 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
1316 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1317 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 24 31 77.42 2005-07-05
1318 Mirae Asset Securities (HK) Limited 5 1 6 16.67 2007-01-11
1319 MIS SERVICES LIMITED (d2019-06-01) 4 2 6 33.33
1320 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1321 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
1322 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 6 10 60.00 2010-11-03
1323 MIZUHO SECURITIES ASIA LIMITED 13 137 150 91.33 2007-02-26
1324 MLB Asset Management Limited 2 1 3 33.33 2015-10-30
1325 Modus Asset Management Limited 2 3 5 60.00 2015-09-10
1326 MOELIS & COMPANY ASIA LIMITED 2 15 17 88.24 2009-12-11
1327 Monex Boom Securities (H.K.) Limited 4 8 12 66.67
1328 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 66.67 2011-04-14
1329 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1330 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1331 Moody's Investors Service Hong Kong Limited 4 107 111 96.40 2011-06-01
1332 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1333 MORGAN FUEL GO SECURITIES LIMITED 2 1 3 33.33
1334 Morgan Stanley Asia Limited 37 951 988 96.26 2006-04-07
1335 Morgan Stanley Hong Kong Securities Limited 16 351 367 95.64 2010-11-30
1336 Morningstar Investment Management Asia Limited 6 17 23 73.91 2014-05-08
1337 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1338 MORTON SECURITIES LIMITED 2 1 3 33.33
1339 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1340 MTF SECURITIES LIMITED 1 0 1 0.00
1341 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1342 MUFG Securities Asia Limited 9 48 57 84.21 2010-12-31
1343 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1344 MVision Private Equity Advisers Asia Limited 2 6 8 75.00 2012-03-29
1345 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1346 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1347 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1348 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1349 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1350 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1351 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1352 NATIXIS ASIA LIMITED 4 70 74 94.59 2004-10-19
1353 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1354 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1355 Neo Risk Investment Advisors Limited 3 1 4 25.00 2015-02-05
1356 Neo-Criterion Capital Limited 2 2 4 50.00 2014-04-14
1357 Nerico Brothers Limited (HK) 11 95 106 89.62 2004-11-30
1358 Neuberger Berman Asia Limited 4 34 38 89.47 2008-03-13
1359 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1360 Neutral Financial Holding Company Limited 4 9 13 69.23
1361 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1362 New China Asset Management (Hong Kong) Limited 3 10 13 76.92 2013-11-06
1363 NEW GALA SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-02-02
1364 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1365 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1366 NEW SPRING CAPITAL LIMITED 2 2 4 50.00 2011-06-17
1367 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1368 Newedge Broker Hong Kong Limited 6 14 20 70.00
1369 NewQuest Capital Advisors (HK) Limited 2 10 12 83.33 2012-03-08
1370 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1371 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1372 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1373 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1374 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1375 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1376 NFH Asset Management Limited 2 0 2 0.00 2015-10-16
1377 NFH Corporate Finance Limited 2 1 3 33.33 2015-11-17
1378 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73 2013-09-17
1379 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1380 Nine Masts Capital Limited 3 15 18 83.33 2010-05-11
1381 NINE RIVERS CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-09-25
1382 Ninety One Hong Kong Limited 3 9 12 75.00 2014-04-09
1383 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1384 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1385 NOAH HOLDINGS (HONG KONG) LIMITED 3 35 38 92.11 2012-01-04
1386 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1387 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 503 519 96.92
1388 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1389 North Beta International Securities Limited 2 8 10 80.00 2009-07-17
1390 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1391 Northern Trust Company of Hong Kong Limited (The) 8 23 31 74.19 2011-09-05
1392 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2009-04-09
1393 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1394 Nuada Limited 6 4 10 40.00 2004-01-15
1395 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2006-08-24
1396 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1397 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1398 Oaktree Capital (Hong Kong) Limited 5 11 16 68.75 2006-07-12
1399 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1400 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1401 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1402 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
1403 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1404 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1405 Ocean Blue Economic Asset Management Company Limited 3 1 4 25.00 2014-12-30
1406 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1407 Octal Capital Limited 5 6 11 54.55 2011-06-01
1408 Odysseus Capital Asia Limited 2 2 4 50.00 2009-10-29
1409 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1410 OIA Asia Limited 2 0 2 0.00 2014-11-20
1411 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1412 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1413 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1414 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
1415 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
1416 OLD PEAK LIMITED (HK) 3 4 7 57.14 2005-08-26
1417 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1418 ONE CHINA SECURITIES LIMITED 2 29 31 93.55 2004-03-01
1419 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1420 OnePlatform Asset Management Limited 21 993 1014 97.93 2007-07-04
1421 OnePlatform Securities Limited 2 19 21 90.48
1422 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1423 Ontario Teachers' Pension Plan (Asia) Limited 6 7 13 53.85 2013-05-20
1424 OP INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43 2004-02-18
1425 Open Asset Management Limited 3 0 3 0.00 2011-03-08
1426 Open Securities Limited 6 8 14 57.14 2010-07-16
1427 Oppenheimer Investments Asia Limited 4 9 13 69.23 2010-02-12
1428 Optima Capital Limited 4 13 17 76.47 2007-10-25
1429 OPTIVER TRADING HONG KONG LIMITED 2 3 5 60.00 2007-12-03
1430 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1431 Opus Capital Management Limited 3 3 6 50.00 2015-03-31
1432 Oracle Capital Limited 1 0 1 0.00 2009-08-17
1433 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1434 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1435 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2008-04-22
1436 ORCHID TREE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2015-06-02
1437 Ord Minnett Hong Kong Limited 3 8 11 72.73 2013-01-15
1438 Oreana Financial Services Limited 2 5 7 71.43 2011-07-12
1439 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
1440 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2010-08-18
1441 ORIENT CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2014-09-18
1442 ORIENT FUTURES (HONG KONG) LIMITED 5 25 30 83.33 2011-02-28
1443 ORIENT SECURITIES (HONG KONG) LIMITED 5 47 52 90.38 2010-07-21
1444 ORIENT SECURITIES LIMITED 2 16 18 88.89
1445 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
1446 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
1447 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1448 ORIENTAL WEALTH FUTURES LIMITED 1 0 1 0.00 2009-06-18
1449 ORIENTAL WEALTH SECURITIES LIMITED 1 0 1 0.00 2008-09-05
1450 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1451 orientiert XYZ Securities Limited 8 62 70 88.57 2004-12-03
1452 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1453 ORTUS CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2003-08-29
1454 Oshidori Corporate Finance Limited 4 3 7 42.86
1455 Oshidori Securities Limited 6 9 15 60.00 2015-05-19
1456 OTCex Hong Kong Limited 3 7 10 70.00 2010-08-23
1457 Otkcab Limited 3 3 6 50.00 2011-10-07
1458 OVERLOOK INVESTMENTS LIMITED 2 6 8 75.00
1459 Owl Creek Hong Kong Limited 3 2 5 40.00 2011-05-20
1460 Oxbow Capital Management (HK) Limited 2 6 8 75.00 2015-06-02
1461 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1462 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1463 PacBridge Capital Partners (HK) Limited 3 0 3 0.00 2009-03-17
1464 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 38 41 92.68 2007-01-09
1465 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1466 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
1467 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1468 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1469 Pacific Sun Advisors Limited 2 2 4 50.00
1470 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1471 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
1472 PANOPTIC EUROPE LIMITED 3 1 4 25.00 2015-05-04
1473 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1474 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1475 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1476 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1477 Parry International Trading Limited 2 2 4 50.00 2010-08-26
1478 Partners Asset Management (HK) Limited 4 5 9 55.56 2007-04-03
1479 Partners Capital Asia Limited 3 1 4 25.00 2011-08-04
1480 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 3 6 50.00
1481 PARTNERS CAPITAL SECURITIES LIMITED 3 6 9 66.67
1482 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1483 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1484 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1485 Patrol Capital Management Limited 2 1 3 33.33 2015-08-24
1486 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1487 PC SECURITIES LIMITED 3 12 15 80.00 2014-06-11
1488 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1489 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1490 Pedder Street Investment Management Limited 3 3 6 50.00 2014-06-03
1491 PEGASUS FUND MANAGERS LIMITED 3 10 13 76.92 2011-01-28
1492 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1493 Penjing Asset Management (HK) Limited 1 0 1 0.00 2005-03-24
1494 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1495 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1496 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1497 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1498 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1499 PGIM (Hong Kong) Limited 2 3 5 60.00
1500 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1501 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1502 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 37 39 94.87
1503 PHILLIP COMMODITIES (H.K.) LIMITED 4 340 344 98.84 2003-12-09
1504 PHILLIP SECURITIES (HONG KONG) LIMITED 6 530 536 98.88
1505 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1506 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1507 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1508 PICC Asset Management (Hong Kong) Company Limited 2 3 5 60.00 2015-04-16
1509 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1510 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1511 Pictet Asset Management (Hong Kong) Limited 7 14 21 66.67 2006-10-26
1512 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
1513 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 5 11 16 68.75 2007-03-08
1514 Pine Star Asset Management Limited 2 1 3 33.33 2014-01-30
1515 PineBridge Investments Asia Limited 5 34 39 87.18 2009-04-02
1516 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1517 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1518 PINESTONE SECURITIES LIMITED 4 0 4 0.00 2012-09-13
1519 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 13 17 76.47 2007-03-01
1520 Ping An of China Capital (Hong Kong) Company Limited 3 6 9 66.67 2010-12-07
1521 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1522 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 32 39 82.05 2009-07-30
1523 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1524 Pinxin (Hong Kong) Asset Management Co. Limited 2 0 2 0.00 2014-11-13
1525 Pinyin Capital Management Hong Kong Limited 2 2 4 50.00 2015-11-02
1526 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1527 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1528 PJT Partners (HK) Limited 2 6 8 75.00 2015-10-06
1529 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1530 Planetree Futures Limited 4 8 12 66.67
1531 Planetree Securities Limited 5 13 18 72.22
1532 PLATFORM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-06-26
1533 PLATINUM BROKING COMPANY LIMITED 2 4 6 66.67 2011-02-21
1534 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1535 Pleiad Investment Advisors Limited 3 6 9 66.67 2014-06-13
1536 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1537 PO LEE SECURITIES LIMITED 3 4 7 57.14
1538 PO SANG SECURITIES LIMITED 4 13 17 76.47 2012-03-23
1539 Point72 Hong Kong Limited 7 35 42 83.33 2006-11-14
1540 Polen Capital HK Limited 3 10 13 76.92 2012-09-28
1541 POLYMATHY CAPITAL LIMITED 1 1 2 50.00 2013-12-17
1542 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1543 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1544 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 11 15 73.33 2008-03-12
1545 PRESIDENT SECURITIES (HONG KONG) LIMITED 11 20 31 64.52 2007-06-20
1546 PRESTIGE SECURITIES LIMITED (HK) 2 1 3 33.33 2015-09-15
1547 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 10 17 58.82
1548 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1549 Prime Cdex Securities Limited 4 21 25 84.00
1550 PRIME COURAGE SECURITIES COMPANY LIMITED 2 6 8 75.00 2011-09-19
1551 PRIME SECURITIES LIMITED (HK) 2 10 12 83.33
1552 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1553 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 5 9 55.56
1554 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 60.00
1555 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 8 12 66.67
1556 Principal Investment & Retirement Services Limited 2 49 51 96.08 2011-08-17
1557 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1558 Prive Financial Limited 3 0 3 0.00 2012-12-06
1559 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1560 Profound Capital Limited 2 0 2 0.00 2014-01-24
1561 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1562 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1563 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1564 Proton Capital Limited 3 2 5 40.00 2007-10-16
1565 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1566 Prudence Investment Management (Hong Kong) Limited 4 5 9 55.56 2009-06-08
1567 PRUDENTIAL BROKERAGE LIMITED 3 146 149 97.99
1568 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 60 63 95.24
1569 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
1570 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1571 Public Financial Securities Limited 2 5 7 71.43
1572 Public Securities Limited 2 9 11 81.82
1573 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1574 Pulun International Capital Limited 2 3 5 60.00 2015-09-16
1575 PUREHEART CAPITAL ASIA LIMITED 2 5 7 71.43 2007-03-08
1576 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1577 PYRMONT WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2006-02-24
1578 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2015-10-19
1579 Qantex Capital Markets Limited 4 10 14 71.43 2009-04-14
1580 QH Asset Management Company Limited 2 1 3 33.33 2014-07-03
1581 QH CAPITAL LIMITED 3 0 3 0.00 2009-07-22
1582 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
1583 QL Asset Management Company Limited 4 3 7 42.86 2014-10-06
1584 QMIS Asset Management Limited 0 2 2 100.00 2009-08-13
1585 QMIS Securities Limited 1 1 2 50.00 2009-07-24
1586 QUAD CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2014-08-04
1587 Quam Asset Management Limited (b1983-06-28) 4 7 11 63.64
1588 Quam Capital Limited (b1994-08-04) 9 18 27 66.67
1589 Quam Securities Limited 14 201 215 93.49 2004-10-15
1590 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1591 QUEST STOCKBROKERS (HK) LIMITED 3 2 5 40.00
1592 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1593 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1594 R.J. O'Brien & Associates HK Limited 2 7 9 77.78 2007-10-29
1595 Racing Capital Management (HK) Limited 3 0 3 0.00 2015-08-27
1596 RaffAello Capital Limited 5 5 10 50.00 2012-07-05
1597 RaffAello Securities (HK) Limited 3 7 10 70.00 2005-03-30
1598 Rakuten Securities Hong Kong Limited 2 8 10 80.00
1599 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1600 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1601 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1602 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 7 55 62 88.71
1603 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 60 67 89.55 2004-10-14
1604 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1605 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1606 REALINK FINANCIAL TRADE LIMITED 4 3 7 42.86 2003-09-25
1607 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1608 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1609 RED CAPITAL GROUP LIMITED 4 7 11 63.64 2014-09-03
1610 RED CLIFF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-08-15
1611 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1612 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1613 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1614 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1615 REDFORD SECURITIES LIMITED 4 9 13 69.23 2005-03-31
1616 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1617 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1618 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1619 Religare Capital Markets (Hong Kong) Limited 4 6 10 60.00 2008-07-24
1620 Rencent International Asset Management Company Limited 2 8 10 80.00 2013-10-10
1621 RHB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2008-05-08
1622 RHB CAPITAL HONG KONG LIMITED 4 11 15 73.33
1623 RHB FUTURES HONG KONG LIMITED 4 50 54 92.59 2005-09-28
1624 RHB SECURITIES HONG KONG LIMITED 8 107 115 93.04 2006-11-17
1625 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1626 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1627 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1628 Rich Union Securities (H.K.) Limited 5 37 42 88.10
1629 RICHE BRIGHT SECURITIES LIMITED 2 4 6 66.67 2008-01-04
1630 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1631 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1632 Rifa Futures Limited 3 11 14 78.57 2008-12-01
1633 Rifa Securities Limited 6 28 34 82.35
1634 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1635 Robeco Hong Kong Limited 3 35 38 92.11 2007-12-18
1636 ROC Partners (HK) Limited 2 3 5 60.00 2015-02-03
1637 ROCIM Limited 2 0 2 0.00 2007-06-29
1638 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
1639 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1640 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1641 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1642 RONGTONG GLOBAL INVESTMENT LIMITED 2 7 9 77.78 2013-12-30
1643 ROOFER SECURITIES LIMITED 3 8 11 72.73
1644 ROSA SECURITIES LIMITED 3 2 5 40.00
1645 Rosefinch Global Asset Management (HK) Limited 2 0 2 0.00 2015-06-15
1646 Rothschild & Co Hong Kong Limited 5 23 28 82.14 2005-04-27
1647 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1648 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1649 RRJ Management (HK) Limited 3 13 16 81.25 2013-05-31
1650 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1651 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1652 Rui Da International Finance Holding Limited 2 5 7 71.43 2012-03-30
1653 Ruisen Port Securities Limited 2 6 8 75.00 2011-01-05
1654 S&P Global Ratings Hong Kong Limited 3 59 62 95.16 2011-06-01
1655 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1656 Safari Asia Limited 2 1 3 33.33 2010-04-30
1657 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
1658 Samena Capital Hong Kong Limited 2 2 4 50.00 2009-09-01
1659 Samsung Asset Management (Hong Kong) Limited 3 25 28 89.29 2008-04-23
1660 SAMSUNG SECURITIES (ASIA) LIMITED 3 7 10 70.00
1661 Sanford C. Bernstein (Hong Kong) Limited 7 46 53 86.79 2011-09-28
1662 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1663 SANFULL SECURITIES LIMITED 6 66 72 91.67
1664 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1665 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1666 Sapiens Technologies Limited 2 0 2 0.00 2015-11-30
1667 Saxo Capital Markets HK Limited 5 3 8 37.50 2011-01-19
1668 SBI China Capital Asset Management Limited 2 3 5 60.00 2007-10-17
1669 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1670 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1671 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1672 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1673 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1674 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1675 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 80 86 93.02
1676 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1677 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 32 35 91.43 2007-03-09
1678 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1679 SDHG International Securities Limited 3 6 9 66.67
1680 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1681 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1682 Seazen Resources Asset Management Limited 3 3 6 50.00 2014-12-29
1683 Seazen Resources Futures Limited 4 3 7 42.86 2013-08-21
1684 Sectoral Asset Management Limited 2 2 4 50.00 2013-08-08
1685 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1686 SEEKERS ADVISORS H.K. LIMITED 2 5 7 71.43 2012-03-23
1687 SEEKERS MARKETS LIMITED 5 13 18 72.22 2013-08-09
1688 Segantii Capital Management Limited 3 20 23 86.96 2007-11-22
1689 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1690 Select Investment Services Limited (HK) 2 0 2 0.00 2011-09-16
1691 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1692 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1693 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 8 12 66.67 2008-11-07
1694 Sensible Asset Management Limited 3 2 5 40.00 2005-06-18
1695 Seres Asset Management Limited 4 1 5 20.00 2010-04-14
1696 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1697 SFM HK Management Limited 2 7 9 77.78 2010-11-01
1698 SG Asset Finance (Hong Kong) Limited 6 14 20 70.00 2003-10-02
1699 SG SECURITIES (HK) LIMITED 38 192 230 83.48 2003-12-16
1700 SHACOM FUTURES LIMITED 2 7 9 77.78
1701 Shacom Securities Limited 3 10 13 76.92
1702 Shang International Finance Limited 4 7 11 63.64
1703 Shangding International Asset Management Company Limited 3 6 9 66.67 2010-09-08
1704 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1705 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2015-06-19
1706 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 8 11 72.73 2007-05-18
1707 SHANXI SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00 2015-06-10
1708 SHENG YUAN ASSET MANAGEMENT LIMITED 2 4 6 66.67 2011-06-14
1709 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2011-12-05
1710 SHENG YUAN SECURITIES LIMITED 4 11 15 73.33 2010-10-27
1711 Sheng Yuan Sino Asset Management Limited 3 0 3 0.00 2005-09-09
1712 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1713 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 19 24 79.17
1714 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 164 173 94.80
1715 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1716 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 227 238 95.38
1717 Shinhan Asset Management (Hong Kong) Limited 3 4 7 57.14 2011-01-27
1718 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
1719 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2011-01-18
1720 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1721 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1722 SIFT CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-10-28
1723 Sigma Capital Management Limited 5 8 13 61.54 2008-03-12
1724 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1725 Silk Road International Capital Limited 1 0 1 0.00
1726 Silver Grant International Capital Management Limited 2 0 2 0.00 2015-04-30
1727 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1728 SILVERHORN INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2011-02-28
1729 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1730 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1731 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1732 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1733 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1734 SINO GRADE SECURITIES LIMITED 3 11 14 78.57
1735 SINO WEALTH SECURITIES LIMITED 2 5 7 71.43 2012-03-05
1736 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1737 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1738 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
1739 Sinofortune Financial Capital Limited 1 2 3 66.67
1740 Sinofortune Securities Limited 6 5 11 45.45 2012-02-03
1741 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 15 30 45 66.67 2008-02-21
1742 SINOMAX SECURITIES LIMITED 3 11 14 78.57
1743 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 35 40 87.50 2009-06-02
1744 SINOPAC SECURITIES (ASIA) LIMITED 9 74 83 89.16 2012-04-23
1745 Sinostar Asset Management Limited 3 7 10 70.00 2013-08-16
1746 Sinostar Securities Limited 1 0 1 0.00 2014-08-18
1747 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 4 6 66.67 2015-03-06
1748 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1749 SIU ON SECURITIES LIMITED 3 4 7 57.14
1750 SJS Markets Limited 2 0 2 0.00 2005-03-02
1751 SM Investment Advisors Limited 3 0 3 0.00 2014-12-03
1752 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1753 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1754 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1755 SMBC Nikko Securities (Hong Kong) Limited 10 26 36 72.22 2012-07-20
1756 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1757 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1758 SoFi Securities (Hong Kong) Limited 3 4 7 57.14 2011-12-22
1759 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1760 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1761 Solaris Capital Advisors (HK) Limited 2 1 3 33.33 2015-04-14
1762 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1763 Solitude Limited (HK) 2 0 2 0.00 2015-10-20
1764 Somerley Capital Limited 9 15 24 62.50 2013-10-02
1765 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1766 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1767 Soochow Securities International Brokerage Limited 6 98 104 94.23 2012-01-12
1768 Soochow Securities International Capital Limited 4 5 9 55.56 2013-07-19
1769 Soochow Securities International Futures Limited 5 57 62 91.94 2012-08-27
1770 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1771 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1772 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1773 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
1774 South China Forex Limited 2 17 19 89.47 2010-06-21
1775 SOUTH CHINA RESEARCH LIMITED 4 8 12 66.67
1776 SOUTH CHINA SECURITIES LIMITED 6 96 102 94.12
1777 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1778 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1779 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 46 54 85.19 2010-02-23
1780 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 8 12 66.67
1781 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 16 22 72.73
1782 SPARX Asia Investment Advisors Limited 4 5 9 55.56 2004-04-20
1783 SPDB International Capital Limited 2 4 6 66.67 2015-10-13
1784 SPDB International Investment Management Limited 3 2 5 40.00 2015-10-13
1785 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2012-07-12
1786 SPQ Asia Capital Limited 3 1 4 25.00 2013-04-02
1787 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1788 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1789 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1790 Springs Capital (Hong Kong) Limited 2 3 5 60.00 2011-04-14
1791 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1792 Sprout Asset Management (Asia) Limited 2 3 5 60.00 2014-12-08
1793 SPS COMMODITIES LIMITED 2 6 8 75.00
1794 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1795 SPS SECURITIES LIMITED 4 17 21 80.95
1796 St. James's Place (Hong Kong) Limited 4 32 36 88.89 2012-02-14
1797 Standard & Poor's Investment Advisory Services (HK) Limited 2 3 5 60.00 2010-09-21
1798 Standard Advisory Asia Limited 3 7 10 70.00 2014-12-01
1799 Standard Chartered Securities (Hong Kong) Limited 9 40 49 81.63 2012-12-17
1800 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 13 16 81.25 2005-07-07
1801 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2015-01-16
1802 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2012-03-30
1803 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 32 36 88.89 2015-07-02
1804 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
1805 State Street Securities Hong Kong Limited 5 17 22 77.27 2013-04-22
1806 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1807 Stellar Securities Limited 2 2 4 50.00
1808 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1809 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
1810 STJ Advisors (Asia) Limited 3 2 5 40.00 2011-11-17
1811 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1812 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
1813 STOCKWELL SECURITIES LIMITED 3 55 58 94.83
1814 StoneX Financial (HK) Limited 3 0 3 0.00 2014-07-03
1815 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1816 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1817 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
1818 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1819 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
1820 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1821 Success Futures and Foreign Exchange Limited 4 51 55 92.73 2005-12-06
1822 Success Securities Limited 4 74 78 94.87
1823 Sucden Financial (HK) Limited 4 4 8 50.00 2009-04-28
1824 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1825 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1826 Sumitomo Mitsui Trust (Hong Kong) Limited 7 11 18 61.11 2014-01-07
1827 Sumo Asset Management Limited 2 4 6 66.67 2010-07-07
1828 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1829 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1830 Sun Life Asset Management (HK) Limited 3 3 6 50.00 2014-05-23
1831 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1832 SUN SECURITIES LIMITED 5 9 14 64.29 2011-04-01
1833 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1834 Sunfund Capital Limited 2 2 4 50.00 2015-10-27
1835 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1836 Sunrise Brokers (Hong Kong) Limited 2 27 29 93.10 2009-12-09
1837 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1838 Superactive Financial Group Company Limited 3 2 5 40.00 2015-06-12
1839 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
1840 SUPREME CHINA SECURITIES LIMITED 3 7 10 70.00 2014-10-10
1841 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1842 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1843 Swiss International Asset Management Limited 3 1 4 25.00 2013-12-16
1844 Swiss-Asia Asset Management (HK) Limited 3 6 9 66.67 2010-06-02
1845 Swissquote Asia Limited 6 3 9 33.33 2013-02-25
1846 Sylebra Capital Limited 2 7 9 77.78 2011-09-06
1847 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1848 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1849 SynerWealth Financial Limited 4 21 25 84.00 2009-02-04
1850 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1851 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1852 T & F Equities Limited 2 1 3 33.33 2012-12-11
1853 T G SECURITIES LIMITED 3 2 5 40.00 2005-12-19
1854 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1855 T. Rowe Price Hong Kong Limited 5 42 47 89.36 2010-12-21
1856 T.F.S. Derivatives HK Limited 7 32 39 82.05 2009-04-03
1857 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1858 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1859 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
1860 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1861 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1862 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1863 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1864 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1865 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1866 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1867 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1868 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 24 30 80.00 2008-08-07
1869 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 22 26 84.62 2010-04-27
1870 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1871 Taiping Securities (HK) Co Limited 6 50 56 89.29
1872 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1873 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1874 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1875 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1876 TANG PING KONG LIMITED 3 8 11 72.73
1877 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1878 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 37 43 86.05 2007-04-26
1879 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1880 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1881 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1882 TC Capital International Limited 3 13 16 81.25 2010-08-11
1883 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
1884 TC Investment Management (Asia) Limited 4 12 16 75.00 2014-03-18
1885 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1886 Telecom King Securities Limited 3 15 18 83.33 2007-10-17
1887 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2006-03-24
1888 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1889 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1890 Templewater Hong Kong Limited 7 20 27 74.07
1891 Tenbagger Investment Management (Hong Kong) Limited 2 1 3 33.33 2015-09-11
1892 TENGARD FUND MANAGEMENT LIMITED 3 6 9 66.67 2012-04-03
1893 Tensant Securities Limited 2 1 3 33.33 2004-08-25
1894 TFI Asset Management Limited 3 7 10 70.00 2009-06-18
1895 TFI Securities and Futures Limited 3 4 7 57.14 2013-05-14
1896 THING ON SECURITIES LIMITED 3 5 8 62.50
1897 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1898 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 17 20 85.00 2008-04-11
1899 THREE STONES CAPITAL LIMITED 2 2 4 50.00 2015-11-11
1900 TIAN YUAN FINANCE LIMITED 3 6 9 66.67
1901 TIANDA ASSET MANAGEMENT LIMITED 1 0 1 0.00 2013-04-24
1902 TIANDA SECURITIES LIMITED 2 5 7 71.43 2011-01-18
1903 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1904 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1905 Tiger Securities Asset Management Company Limited 2 5 7 71.43 2006-12-29
1906 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1907 Tiro Capital Limited 1 1 2 50.00 2014-08-27
1908 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1909 Tongfang Securities Limited 2 1 3 33.33 2015-07-17
1910 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
1911 TOPAZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-02-11
1912 Topaz Financial Group Limited 3 11 14 78.57 2012-10-12
1913 Tor Investment Management (Hong Kong) Limited 4 5 9 55.56 2012-12-12
1914 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1915 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1916 Towers Watson Investment Services Hong Kong Limited 3 13 16 81.25 2007-05-14
1917 TOYO SECURITIES ASIA LIMITED 3 6 9 66.67
1918 TPG Capital, Limited 2 7 9 77.78 2012-03-07
1919 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1920 TR Advisors Limited 3 3 6 50.00 2008-12-02
1921 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1922 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1923 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1924 TRANSASIA PRIVATE CAPITAL LIMITED 3 4 7 57.14 2013-03-19
1925 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1926 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1927 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
1928 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1929 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1930 Trilogy Partners Limited 2 1 3 33.33 2014-07-25
1931 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1932 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1933 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1934 True Partner Advisor Hong Kong Limited 2 4 6 66.67 2010-09-30
1935 TRUTH SECURITIES LIMITED 3 4 7 57.14
1936 TSE'S SECURITIES LIMITED 3 36 39 92.31
1937 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1938 TT INTERNATIONAL (HONG KONG) LIMITED 7 9 16 56.25 2004-06-04
1939 TULLETT PREBON (HONG KONG) LIMITED 3 21 24 87.50 2010-08-26
1940 Tung Shing Futures (Brokers) Limited 5 82 87 94.25
1941 Tung Shing Securities (Brokers) Limited 9 190 199 95.48 2012-03-15
1942 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
1943 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1944 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1945 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1946 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1947 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1948 TVC MANAGEMENT LIMITED 3 0 3 0.00
1949 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1950 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1951 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1952 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1953 UBP ASSET MANAGEMENT ASIA LIMITED 4 20 24 83.33 2007-01-11
1954 UBS Asset Management (Hong Kong) Limited 10 61 71 85.92 2012-09-12
1955 UBS DERIVATIVES HONG KONG LIMITED 7 79 86 91.86
1956 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1957 UBS SECURITIES ASIA LIMITED 13 438 451 97.12
1958 UBS SECURITIES HONG KONG LIMITED 19 327 346 94.51 2011-07-06
1959 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-11
1960 UCF Asset Management (HK) Limited 1 2 3 66.67 2012-05-04
1961 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1962 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
1963 UNION GAMING SECURITIES ASIA LIMITED 3 0 3 0.00 2015-03-26
1964 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1965 United Securities Limited (HK) 1 2 3 66.67
1966 UNITED SIMSEN FOREX DEALERS LIMITED 1 0 1 0.00
1967 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
1968 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 154 158 97.47
1969 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1970 UPBEST COMMODITIES COMPANY LIMITED 3 5 8 62.50
1971 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1972 UPBEST SECURITIES COMPANY LIMITED 5 24 29 82.76
1973 VALUABLE CAPITAL LIMITED 4 5 9 55.56 2010-07-14
1974 VALUE PARTNERS HONG KONG LIMITED 5 79 84 94.05 2007-11-19
1975 VALUE PARTNERS LIMITED 5 79 84 94.05
1976 Value Partners Private Equity Limited 3 4 7 57.14
1977 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1978 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
1979 Vanguard Investments Hong Kong Limited 6 19 25 76.00 2012-02-07
1980 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
1981 Vantage Capital Markets HK Limited 5 31 36 86.11 2008-10-02
1982 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
1983 Vantum Futures Limited 2 4 6 66.67
1984 VBG Capital Limited 4 6 10 60.00 2009-04-20
1985 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-06-25
1986 VC BROKERAGE LIMITED 3 50 53 94.34
1987 VC CAPITAL LIMITED 3 5 8 62.50
1988 VC FUTURES LIMITED 4 29 33 87.88
1989 VC International Asset Management Limited 3 0 3 0.00
1990 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1991 VEDA CAPITAL LIMITED (HK) 2 6 8 75.00 2005-12-28
1992 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
1993 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1994 Venture Smart Asia Limited 2 0 2 0.00 2015-12-18
1995 VERACITY INVESTMENT CO., LIMITED 5 0 5 0.00 2012-11-20
1996 VERCAP Financial Services Limited 2 0 2 0.00
1997 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1998 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1999 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2000 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2001 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2002 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
2003 VICTORY SECURITIES COMPANY LIMITED 3 44 47 93.62 2007-02-16
2004 Viking Global Hong Kong Limited 2 3 5 60.00 2010-09-17
2005 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2006 Virtu ITG Hong Kong Limited 4 14 18 77.78
2007 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2008 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
2009 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
2010 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
2011 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
2012 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
2013 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
2014 VMS Securities Limited 7 10 17 58.82
2015 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
2016 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
2017 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2018 Vontobel Wealth Management (Hong Kong) Limited 4 6 10 60.00 2013-01-14
2019 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
2020 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
2021 W. Falcon Asset Management (Asia) Limited 4 3 7 42.86 2014-07-17
2022 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
2023 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
2024 WAH SANG SECURITIES LIMITED 3 1 4 25.00
2025 WAH THAI SECURITIES LIMITED 3 3 6 50.00
2026 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2027 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2028 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2029 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2030 Wanhai Securities (HK) Limited 3 7 10 70.00
2031 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
2032 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2033 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2013-07-03
2034 Waton Securities International Limited 2 3 5 60.00
2035 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2036 Waypointe Limited 3 0 3 0.00 2015-02-11
2037 Wealth Management Cube Limited 2 1 3 33.33 2015-03-19
2038 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
2039 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2040 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2041 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2042 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
2043 Well Link International Securities Limited 3 7 10 70.00 2012-10-04
2044 Well Link Securities Limited 2 16 18 88.89 2005-11-11
2045 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
2046 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
2047 Wellington Management Hong Kong Limited (b2003-01-02) 9 38 47 80.85 2003-09-18
2048 Wells Fargo Securities Asia Limited 8 26 34 76.47 2008-04-25
2049 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 4 18 22 81.82 2008-09-02
2050 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2051 Widus Investment Limited 2 0 2 0.00 2015-10-22
2052 WILBY SECURITIES LIMITED 2 2 4 50.00
2053 Willis Towers Watson Securities (Hong Kong) Limited 1 0 1 0.00 2015-06-17
2054 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2055 WILSON SECURITIES LIMITED 2 2 4 50.00 2010-02-25
2056 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
2057 Win Harvest Asset Management Limited 2 0 2 0.00 2015-10-28
2058 Win Securities Limited 4 5 9 55.56
2059 WIN WONG SECURITIES LIMITED 4 26 30 86.67
2060 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
2061 WINFULL SECURITIES LIMITED 3 13 16 81.25
2062 WING FAT SECURITIES LIMITED 3 7 10 70.00
2063 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
2064 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
2065 WING FUNG SECURITIES LIMITED 4 22 26 84.62
2066 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 1 0 1 0.00
2067 WING ON CHEONG SECURITIES COMPANY LIMITED 3 11 14 78.57
2068 WING ON SECURITIES LIMITED 2 5 7 71.43
2069 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
2070 WINGS SECURITIES (HK) LIMITED 3 4 7 57.14
2071 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
2072 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2073 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2074 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2075 WINTECH SECURITIES LIMITED 4 6 10 60.00
2076 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
2077 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
2078 Wisetrade Securities Limited 2 9 11 81.82
2079 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2080 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
2081 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
2082 WOCOM LIMITED (HK) 4 16 20 80.00
2083 WOCOM SECURITIES LIMITED 4 19 23 82.61
2084 Wolver Hill Asset Management Asia Limited 3 2 5 40.00 2009-03-10
2085 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2086 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2087 Xin Tian Fund Management Company Limited 2 5 7 71.43 2013-05-30
2088 Xingtai Capital Management Limited 2 1 3 33.33 2013-11-21
2089 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
2090 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 2 0 2 0.00 2015-09-17
2091 YARDLEY SECURITIES LIMITED 2 4 6 66.67
2092 YF ASSET MANAGEMENT LIMITED 3 3 6 50.00 2013-04-16
2093 YF FUTURES COMPANY LIMITED 2 6 8 75.00
2094 YF SECURITIES COMPANY LIMITED 2 11 13 84.62
2095 Yi Shun Da Capital Limited 2 4 6 66.67 2015-11-04
2096 YICKO SECURITIES LIMITED 5 16 21 76.19 2015-10-30
2097 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2098 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
2099 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-10-24
2100 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-05-03
2101 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
2102 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2103 Yuanta Asia Investment (Hong Kong) Limited 4 5 9 55.56 2003-08-13
2104 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2105 Yuanta Securities (Hong Kong) Company Limited 15 126 141 89.36 2006-07-08
2106 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2107 YUE XIU ASSET MANAGEMENT LIMITED 4 5 9 55.56 2011-04-12
2108 YUE XIU FUTURES COMPANY LIMITED 3 35 38 92.11
2109 YUE XIU SECURITIES COMPANY LIMITED 6 52 58 89.66 2013-12-02
2110 Yuet Sheung International Securities Limited 2 0 2 0.00 2015-12-18
2111 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
2112 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
2113 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2114 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
2115 Yunfeng Financial Markets Limited 11 22 33 66.67
2116 Yunfeng Securities Limited 5 4 9 44.44 2013-08-27
2117 Zaaba Capital Limited 2 3 5 60.00 2015-12-16
2118 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
2119 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
2120 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
2121 Zentrum Capital Advisors Limited 2 1 3 33.33 2014-06-03
2122 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
2123 ZHONGCAI ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-13
2124 Zhongcai Securities Limited 3 3 6 50.00 2014-12-19
2125 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2126 ZhongHua Finance Capital Co., Limited 1 0 1 0.00 2005-05-26
2127 Zhongrong International Capital Management Limited 2 0 2 0.00 2015-05-22
2128 Zhongrong International Futures Co., Limited 3 7 10 70.00 2012-02-22
2129 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
2130 Zhongrong International Securities Company Limited 2 7 9 77.78 2015-08-12
2131 ZHONGRONG PT SECURITIES LIMITED 5 43 48 89.58 2010-07-30
2132 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67 2013-12-19
2133 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 9 11 81.82 2014-01-07
2134 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 47 52 90.38 2012-12-07
2135 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 81 86 94.19 2012-11-13
2136 Zijing Capital Limited 3 8 11 72.73 2003-05-07
2137 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2137 Average 3.40 18.03 21.44 84.12

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