Mou, Shuk Han 繆淑嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Fortune Asset Management Limited | RO | Advising on securities | 2023-03-15 | RO | Asset management | 2023-03-15 |
| 2 | Beevest Securities Limited | Rep | Advising on securities | 2022-11-15 | 2022-12-14 | Rep | Dealing in futures contracts | 2022-11-15 | 2022-12-14 | Rep | Dealing in securities | 2022-11-15 | 2022-12-14 | RO | Advising on securities | 2022-12-14 | RO | Dealing in futures contracts | 2022-12-14 | RO | Dealing in securities | 2022-12-14 |
| 3 | China Finance Holdings Limited | RO | Dealing in securities | 2014-11-25 | 2016-04-10 |
| 4 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-13 | 2013-06-10 |
| 5 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2009-11-13 | 2013-06-10 | Rep | Dealing in securities | 2009-11-13 | 2013-06-10 |
| 6 | Finet Securities Limited | RO | Dealing in futures contracts | 2014-11-25 | 2016-04-10 | RO | Dealing in securities | 2014-11-25 | 2016-04-10 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-10-08 | 2009-10-01 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-08 | 2009-10-01 | Rep | Dealing in securities | 2008-10-08 | 2009-10-01 |
| 9 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2020-03-17 | 2020-05-18 | Rep | Dealing in securities | 2020-03-17 | 2020-05-18 | RO | Advising on securities | 2020-05-18 | 2022-08-07 | RO | Dealing in futures contracts | 2020-05-18 | 2022-08-07 | RO | Dealing in securities | 2020-05-18 | 2022-08-07 |
| 10 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2005-01-26 | 2005-09-21 | Rep | Advising on securities | 2005-01-26 | 2005-09-21 | Rep | Dealing in securities | 2005-01-26 | 2005-09-21 |
| 11 | SR Wealth Securities Limited | RO | Dealing in securities | 2016-08-25 | 2018-11-11 |
| 12 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2008-08-08 | 2008-10-02 |
| 13 | Success Securities Limited | Rep | Advising on securities | 2008-03-20 | 2008-10-02 | Rep | Dealing in securities | 2008-03-20 | 2008-10-02 |
| 14 | SUN SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-27 | 2013-09-25 | RO | Dealing in securities | 2013-09-25 | 2014-07-12 |
| 15 | YUANYIN SECURITIES LIMITED | RO | Dealing in securities | 2018-11-23 | 2020-02-29 | RO | Advising on securities | 2019-03-05 | 2020-02-29 |
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