GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-05-03 | 21 | 479 | 500 | 95.80% |
| 2023-12-31 | 19 | 477 | 496 | 96.17% |
| 2022-12-31 | 21 | 503 | 524 | 95.99% |
| 2021-12-31 | 24 | 496 | 520 | 95.38% |
| 2020-12-31 | 24 | 476 | 500 | 95.20% |
| 2019-12-31 | 22 | 453 | 475 | 95.37% |
| 2018-12-31 | 20 | 448 | 468 | 95.73% |
| 2017-12-31 | 21 | 407 | 428 | 95.09% |
| 2016-12-31 | 18 | 396 | 414 | 95.65% |
| 2015-12-31 | 13 | 102 | 115 | 88.70% |
| 2014-12-31 | 13 | 84 | 97 | 86.60% |
| 2013-12-31 | 12 | 77 | 89 | 86.52% |
| 2012-12-31 | 13 | 73 | 86 | 84.88% |
| 2011-12-31 | 7 | 36 | 43 | 83.72% |
| 2010-12-31 | 7 | 37 | 44 | 84.09% |
| 2009-12-31 | 8 | 32 | 40 | 80.00% |
| 2008-12-31 | 9 | 32 | 41 | 78.05% |
| 2007-12-31 | 12 | 32 | 44 | 72.73% |
| 2006-12-31 | 8 | 27 | 35 | 77.14% |
| 2005-12-31 | 5 | 24 | 29 | 82.76% |
| 2004-12-31 | 5 | 22 | 27 | 81.48% |
| 2003-12-31 | 5 | 25 | 30 | 83.33% |
| 2003-03-31 | 5 | 25 | 30 | 83.33% |
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