SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 1 0 1 0.00
2 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
3 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
4 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
5 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
6 Axis Capital Management Limited 1 0 1 0.00
7 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
8 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
9 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
10 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
11 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
12 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
13 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
14 CHEETAH ADVISORS LIMITED 1 0 1 0.00
15 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
16 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
17 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
18 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
19 China Finance Holdings Limited 1 0 1 0.00
20 Chung Tak & Company 1 0 1 0.00
21 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
22 COMMENCE COMPANY LIMITED 1 0 1 0.00
23 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
24 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
25 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
26 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
27 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
28 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
29 EYREMOUNT LIMITED 1 0 1 0.00
30 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
31 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
32 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
33 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
34 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
35 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
36 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
37 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
38 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
39 Greentech Technology Asset Management Company Limited 1 0 1 0.00
40 H & A Investment Company 1 0 1 0.00
41 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
42 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
43 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
44 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
45 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
46 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
47 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
48 JOINCAP CAPITAL LIMITED 1 0 1 0.00
49 K.K. Wong & Company 1 0 1 0.00
50 KHG Lam 1 0 1 0.00
51 Kwok Chung Chun Securities Company 1 0 1 0.00
52 Lawsons Securities Company 1 0 1 0.00
53 MANDARIN VP (HK) LIMITED 1 0 1 0.00
54 MARC FABER LIMITED 1 0 1 0.00
55 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
56 Maurice Lee Investment Advisor Company 1 0 1 0.00
57 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
58 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
59 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
60 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
61 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
62 Offshore Financial Consultants 1 0 1 0.00
63 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
64 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
65 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
66 Pacific Sun Advisors Limited 1 0 1 0.00
67 Prashant K. Trivedi 1 0 1 0.00
68 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
69 Public Pacific Securities Limited 1 0 1 0.00
70 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
71 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
72 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
73 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
74 SA Capital Limited (HK) 1 0 1 0.00
75 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
76 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
77 Silk Road International Capital Limited 1 0 1 0.00
78 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
79 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
80 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
81 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
82 Success Power Investment Advisory Limited 1 0 1 0.00
83 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
84 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
85 TCW ASIA LIMITED 1 0 1 0.00
86 Ten & Ten Securities Company 0 1 1 100.00
87 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
88 TVC MANAGEMENT LIMITED 1 0 1 0.00
89 UNITED CAPITAL LIMITED 1 0 1 0.00
90 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
91 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
92 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
93 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
94 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
95 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
96 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
97 Y. S. Law & Co. 1 0 1 0.00
98 YARDLEY FINANCE LIMITED 1 0 1 0.00
99 AASTOCKS.COM LIMITED 2 0 2 0.00
100 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
101 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
102 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
103 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
104 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
105 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
106 AMRI ADVISORY LIMITED 1 1 2 50.00
107 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
108 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
109 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
110 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
111 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
112 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
113 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
114 Avia Asset Management Limited 2 0 2 0.00
115 BALI SECURITIES CO. LIMITED 2 0 2 0.00
116 BARBER ASIA LIMITED 1 1 2 50.00
117 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
118 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
119 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
120 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
121 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
122 Bright Securities Company (The) 1 1 2 50.00
123 BROOKE CAPITAL LIMITED 2 0 2 0.00
124 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
125 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
126 CERES CAPITAL LIMITED 2 0 2 0.00
127 CES Wealth Management (HK) Limited 2 0 2 0.00
128 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
129 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
130 China Enterprise Securities Company Limited 2 0 2 0.00
131 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
132 China Gather Wealth Financial Company Limited 2 0 2 0.00
133 China Integrity Investment Limited 2 0 2 0.00
134 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
135 Ching Yick Company 1 1 2 50.00
136 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
137 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
138 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
139 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
140 D.J. SECURITIES LIMITED 2 0 2 0.00
141 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
142 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
143 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
144 ENZARD LIMITED 2 0 2 0.00 2004-05-21
145 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
146 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
147 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
148 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
149 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
150 FULLJET SECURITIES LIMITED 2 0 2 0.00
151 Funderstone Asset Management (HK) Limited 2 0 2 0.00
152 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
153 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
154 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
155 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
156 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
157 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
158 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
159 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
160 HENCO CAPITAL LIMITED 2 0 2 0.00
161 HOORAY CAPITAL LIMITED 2 0 2 0.00
162 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
163 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
164 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
165 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
166 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
167 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
168 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
169 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
170 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
171 iVenture Investment Management Limited 2 0 2 0.00
172 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
173 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
174 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
175 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
176 KARFORD SECURITIES LIMITED 2 0 2 0.00
177 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
178 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
179 KGI Asset Management Limited 2 0 2 0.00
180 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
181 Ko Kun Stock Company 1 1 2 50.00
182 LAU & COMPANY LIMITED 2 0 2 0.00
183 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
184 Lombard Investments (HK) Limited 2 0 2 0.00
185 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
186 Mainland Securities Co. 1 1 2 50.00
187 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
188 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
189 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
190 MCP Holdings Limited (HK) 2 0 2 0.00
191 MEAG Hong Kong Limited 2 0 2 0.00
192 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
193 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
194 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
195 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
196 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
197 Optima Capital Limited 2 0 2 0.00
198 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
199 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
200 Oshidori Corporate Finance Limited 1 1 2 50.00
201 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
202 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
203 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
204 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
205 PANURGY LIMITED 2 0 2 0.00
206 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
207 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
208 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
209 Polen Capital HK Limited 2 0 2 0.00
210 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
211 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
212 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
213 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
214 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
215 San Wan Yuan & Company 1 1 2 50.00
216 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
217 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
218 SKY WARD ASIA LIMITED 1 1 2 50.00
219 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
220 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
221 SPDB International Holdings Limited 2 0 2 0.00
222 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
223 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
224 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
225 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
226 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
227 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
228 T. M. MANAGEMENT LIMITED 2 0 2 0.00
229 Tai Chuen Securities Co. 1 1 2 50.00
230 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
231 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
232 Tokio Marine Investment Services, Limited 2 0 2 0.00
233 Towers Watson Hong Kong Limited 1 1 2 50.00
234 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
235 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
236 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
237 Union Securities Co 1 1 2 50.00
238 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
239 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
240 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
241 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
242 WALCO SECURITIES LIMITED 1 1 2 50.00
243 WELLAM INVESTMENT LIMITED 2 0 2 0.00
244 WING TAK SECURITIES LIMITED 2 0 2 0.00
245 Winning & Company 1 1 2 50.00
246 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
247 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
248 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
249 ACM ASIA LIMITED 2 1 3 33.33
250 ADM SECURITIES LIMITED 2 1 3 33.33
251 AIF Securities Limited 3 0 3 0.00 2004-11-02
252 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
253 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
254 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
255 Anuenue Advisors Limited 1 2 3 66.67
256 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
257 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
258 Asian Pacific Investment Company 1 2 3 66.67
259 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
260 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
261 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
262 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
263 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
264 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
265 BGI Capital Limited 3 0 3 0.00 2004-03-24
266 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
267 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
268 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
269 CBRE Investment Management (Asia) Limited 2 1 3 33.33
270 Champion & Co. 1 2 3 66.67
271 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
272 China Finance KAB Limited 3 0 3 0.00 2004-12-23
273 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
274 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
275 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
276 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
277 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
278 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
279 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
280 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
281 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
282 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
283 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
284 EQT Partners Hong Kong Limited 2 1 3 33.33
285 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
286 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
287 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
288 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
289 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
290 GET NICE CAPITAL LIMITED 3 0 3 0.00
291 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
292 Giny Securities Company 1 2 3 66.67
293 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
294 Goldin Equities Limited 2 1 3 33.33
295 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
296 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
297 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
298 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
299 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
300 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
301 IMARKETS LIMITED 1 2 3 66.67
302 Investec Asia Limited 3 0 3 0.00
303 JK Capital Management Limited 2 1 3 33.33
304 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
305 Katherine Ip & Company 1 2 3 66.67
306 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
307 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
308 Longitude Asia Limited 2 1 3 33.33
309 Lynx Portfolio Limited 2 1 3 33.33
310 Mackenzie Investments Asia Limited 2 1 3 33.33
311 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
312 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
313 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
314 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
315 Mercer (Hong Kong) Limited 1 2 3 66.67
316 Merdeka Securities Limited 3 0 3 0.00
317 MLI LIMITED (d2018-03-29) 1 2 3 66.67
318 Nan Lee Investment Co. 1 2 3 66.67
319 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
320 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
321 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
322 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
323 Open Asset Management Limited 2 1 3 33.33
324 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
325 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
326 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
327 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
328 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
329 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
330 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
331 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
332 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
333 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
334 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
335 Redford Asset Management Limited 2 1 3 33.33
336 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
337 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
338 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
339 SCM CHINA LIMITED 2 1 3 33.33
340 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
341 Seaga International 1 2 3 66.67
342 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
343 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
344 Sinofortune Financial Capital Limited 2 1 3 33.33
345 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
346 Soo Pui Chen & Company 1 2 3 66.67
347 Stellar Securities Limited 2 1 3 33.33
348 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
349 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
350 Szehope & Company 1 2 3 66.67
351 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
352 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
353 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
354 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
355 Value Partners Private Equity Limited 1 2 3 66.67
356 VC International Asset Management Limited 2 1 3 33.33
357 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
358 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
359 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
360 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
361 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
362 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
363 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
364 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
365 abrdn Hong Kong Limited 2 2 4 50.00
366 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
367 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
368 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
369 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
370 Allard Partners Limited 2 2 4 50.00
371 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
372 Alpha Nova Capital Management Limited 2 2 4 50.00
373 ANGUS MOORE LIMITED 1 3 4 75.00
374 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
375 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
376 AXA Investment Managers Asia Limited 4 0 4 0.00
377 Bentley Capital Limited (HK) 4 0 4 0.00
378 CELESTIAL FINANCE LIMITED 2 2 4 50.00
379 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
380 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
381 Chanceton Capital Partners Limited 2 2 4 50.00
382 ChapmanCraig Limited 2 2 4 50.00
383 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
384 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
385 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
386 CHUANGS & CO. LIMITED 1 3 4 75.00
387 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
388 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
389 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
390 COL Securities (HK) Limited 2 2 4 50.00
391 COMGEST FAR EAST LIMITED 2 2 4 50.00
392 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
393 CTW SECURITIES LIMITED 1 3 4 75.00
394 CUPOLA CAPITAL LIMITED 2 2 4 50.00
395 DAH SING SECURITIES LIMITED 2 2 4 50.00
396 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
397 DEBTTRADERS, LIMITED 1 3 4 75.00
398 Delta Asia Wealth Management Limited 1 3 4 75.00
399 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
400 Finet Securities Limited 2 2 4 50.00
401 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
402 Freddy Company 1 3 4 75.00
403 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
404 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
405 FULL WIN SECURITIES LIMITED 2 2 4 50.00
406 GCAM Limited 2 2 4 50.00 2004-10-19
407 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
408 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
409 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
410 Goodcape Investment Company 1 3 4 75.00
411 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
412 Grit Securities Limited 2 2 4 50.00
413 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
414 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
415 HIP HING SECURITIES LIMITED 2 2 4 50.00
416 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
417 HOU TAK SECURITIES LIMITED 2 2 4 50.00
418 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
419 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
420 HSZ (HONG KONG) LIMITED 2 2 4 50.00
421 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
422 Huajin Corporate Finance (International) Limited 3 1 4 25.00
423 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
424 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
425 iTTa Capital Limited 2 2 4 50.00 2003-05-29
426 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
427 JS SECURITIES LIMITED (HK) 2 2 4 50.00
428 Kaiser KT Capital Limited 3 1 4 25.00
429 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
430 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
431 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
432 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
433 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
434 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
435 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
436 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
437 MING HON SECURITIES LIMITED 3 1 4 25.00
438 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
439 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
440 Moliyo (Hong Kong) Limited 2 2 4 50.00
441 Newedge Broker Hong Kong Limited 3 1 4 25.00
442 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
443 Nittan Securities Asia Limited 2 2 4 50.00
444 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
445 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
446 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
447 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
448 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
449 PGIM (Hong Kong) Limited 2 2 4 50.00
450 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
451 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
452 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
453 RBS Securities (Far East) Limited 1 3 4 75.00
454 Rich Union Securities (H.K.) Limited 1 3 4 75.00
455 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
456 Salisbury Securities 1 3 4 75.00
457 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
458 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
459 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
460 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
461 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
462 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
463 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
464 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
465 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
466 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
467 T & F RESEARCH LIMITED 2 2 4 50.00
468 T G SECURITIES LIMITED 2 2 4 50.00
469 Tensant Securities Limited 2 2 4 50.00 2004-08-25
470 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
471 Tung Shun & Company 1 3 4 75.00
472 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
473 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
474 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
475 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
476 Vantum Futures Limited 2 2 4 50.00
477 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
478 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
479 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
480 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
481 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
482 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
483 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
484 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
485 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
486 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
487 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
488 Aevitas Securities Limited 1 4 5 80.00
489 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
490 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
491 Arta Global Futures Limited 3 2 5 40.00
492 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
493 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
494 Averest Capital Limited 2 3 5 60.00
495 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
496 BEAR BRIGHT LIMITED 2 3 5 60.00
497 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
498 Black Marble Securities Limited 2 3 5 60.00
499 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
500 BLOOMYEARS LIMITED 2 3 5 60.00
501 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
502 CCB Securities Limited 2 3 5 60.00
503 CES International Commodities (HK) Limited 3 2 5 40.00
504 CF GLOBAL (HK) LIMITED 1 4 5 80.00
505 Cheong Lee Securities Co. 1 4 5 80.00
506 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
507 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
508 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
509 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
510 DNB Asset Management (Asia) Limited 3 2 5 40.00
511 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
512 F. R. ZIMMERN LIMITED 2 3 5 60.00
513 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
514 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
515 Fubon Capital (HK) Limited 1 4 5 80.00
516 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
517 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
518 GIGA (HONG KONG) LIMITED 2 3 5 60.00
519 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
520 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
521 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
522 HOI SANG SECURITIES LIMITED 3 2 5 40.00
523 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
524 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
525 Huayu Securities Limited 2 3 5 60.00
526 HUNG SING FUTURES LIMITED 2 3 5 60.00
527 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
528 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
529 Intercontinent Securities Company 1 4 5 80.00
530 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
531 JVSakk Asia Limited 2 3 5 60.00
532 K.L. Securities Company 1 4 5 80.00
533 Kam Wah Investments Limited 2 3 5 60.00
534 KB Securities Hong Kong Limited 2 3 5 60.00
535 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
536 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
537 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
538 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
539 MEGABASE SECURITIES LIMITED 2 3 5 60.00
540 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
541 MORTON SECURITIES LIMITED 2 3 5 60.00
542 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
543 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
544 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
545 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
546 Nuada Limited 3 2 5 40.00 2004-01-15
547 Oreana Financial Services Limited 2 3 5 60.00
548 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
549 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
550 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
551 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
552 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
553 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
554 PRIVATE CAPITAL LIMITED 1 4 5 80.00
555 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
556 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
557 ROSA SECURITIES LIMITED 3 2 5 40.00
558 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
559 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
560 SHACOM FUTURES LIMITED 3 2 5 40.00
561 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
562 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
563 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
564 Standard Commodities (Asia) Limited 1 4 5 80.00
565 TAIFAIR FUTURES LIMITED 2 3 5 60.00
566 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
567 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
568 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
569 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
570 TRUTH SECURITIES LIMITED 4 1 5 20.00
571 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
572 UKFP (Asia) HK Limited 2 3 5 60.00
573 United Securities Limited (HK) 1 4 5 80.00
574 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
575 VERCAP Financial Services Limited 2 3 5 60.00
576 WAH SANG SECURITIES LIMITED 2 3 5 60.00
577 WAH THAI SECURITIES LIMITED 3 2 5 40.00
578 WAI FAT SECURITIES LIMITED 2 3 5 60.00
579 Welform Investors Company 1 4 5 80.00
580 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
581 YARDLEY SECURITIES LIMITED 2 3 5 60.00
582 YF FUTURES COMPANY LIMITED 3 2 5 40.00
583 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
584 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
585 AMPLE CAPITAL LIMITED 3 3 6 50.00
586 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
587 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
588 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
589 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
590 BKHK Limited 6 0 6 0.00
591 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
592 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
593 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
594 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
595 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
596 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
597 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
598 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
599 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
600 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
601 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
602 EQT Partners Asia Limited 2 4 6 66.67
603 FDB Financial Group Limited 2 4 6 66.67
604 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
605 FTLife Insurance Company Limited 1 5 6 83.33
606 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
607 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
608 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
609 Grand Cartel Securities Company Limited 2 4 6 66.67
610 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
611 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
612 iFAST Securities (HK) Limited 3 3 6 50.00
613 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
614 Interactive Brokers LLC 2 4 6 66.67
615 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
616 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
617 Kin Fung Stock Company 1 5 6 83.33
618 KWOK HING SECURITIES LIMITED 2 4 6 66.67
619 MAGUSTA FUTURES LIMITED 2 4 6 66.67
620 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
621 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
622 MESSIS CAPITAL LIMITED 3 3 6 50.00
623 Metaverse Securities Limited (HK) 5 1 6 16.67
624 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
625 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
626 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
627 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
628 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
629 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
630 Public Financial Securities Limited 2 4 6 66.67
631 Public Securities Limited 2 4 6 66.67
632 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
633 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
634 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
635 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
636 SINOMAX SECURITIES LIMITED 2 4 6 66.67
637 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
638 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
639 SIU ON SECURITIES LIMITED 2 4 6 66.67
640 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
641 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
642 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
643 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
644 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
645 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
646 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
647 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
648 TANG KEE SECURITIES LIMITED 2 4 6 66.67
649 TC Investment Management (Asia) Limited 2 4 6 66.67
650 Templewater Hong Kong Limited 2 4 6 66.67
651 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
652 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
653 VMS Securities Limited 1 5 6 83.33
654 WILBY SECURITIES LIMITED 2 4 6 66.67
655 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
656 Win Securities Limited 2 4 6 66.67
657 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
658 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
659 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
660 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
661 Zhongrong International Futures Co., Limited 3 3 6 50.00
662 Zijing Capital Limited 3 3 6 50.00 2003-05-07
663 Absolute Investment Management (HK) Limited 3 4 7 57.14
664 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
665 ALTUS CAPITAL LIMITED 3 4 7 57.14
666 Anli Securities Limited 2 5 7 71.43
667 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
668 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
669 BOWEN ASIA LIMITED 4 3 7 42.86
670 Bradbury Securities Limited 2 5 7 71.43
671 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
672 Chelac Investment Company 2 5 7 71.43
673 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
674 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
675 CS Wealth Securities Limited 4 3 7 42.86
676 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
677 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
678 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
679 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
680 FAIRWIN BROKING LIMITED 2 5 7 71.43
681 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
682 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
683 Fu Yip Securities & Investment Co. 2 5 7 71.43
684 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
685 Gold Centre Investment Company 2 5 7 71.43
686 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
687 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
688 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
689 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
690 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
691 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
692 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
693 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
694 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
695 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
696 Matrix Securities Limited 5 2 7 28.57
697 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
698 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
699 PO LEE SECURITIES LIMITED 2 5 7 71.43
700 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
701 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
702 SELINA & CO. LIMITED (HK) 2 5 7 71.43
703 SIU YIP COMMODITY LIMITED 3 4 7 57.14
704 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
705 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
706 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
707 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
708 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
709 Wanhai Securities (HK) Limited 3 4 7 57.14
710 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
711 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
712 Anuenue Securities Limited 3 5 8 62.50
713 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
714 BOCI Bullion Company Limited 3 5 8 62.50
715 Bright Fund Management Limited 2 6 8 75.00
716 Broadway Wealth Management Limited 1 7 8 87.50
717 Capital International, Inc. 2 6 8 75.00
718 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
719 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
720 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
721 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
722 China Reserve Securities Limited 3 5 8 62.50
723 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
724 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
725 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
726 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
727 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
728 GLS SECURITIES LIMITED 2 6 8 75.00
729 Goldyard Capital Limited 1 7 8 87.50
730 GREEN STAR ASIA LIMITED 2 6 8 75.00
731 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
732 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
733 Imagi Brokerage Limited 3 5 8 62.50
734 Instinet Alpha Trading Limited 4 4 8 50.00
735 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
736 KILMOREY SECURITIES LIMITED 2 6 8 75.00
737 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
738 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
739 MANBLE SECURITIES LIMITED 2 6 8 75.00
740 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
741 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
742 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
743 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
744 Rifa Securities Limited 1 7 8 87.50
745 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
746 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
747 Sinofortune Securities Limited 4 4 8 50.00
748 SPS COMMODITIES LIMITED 1 7 8 87.50
749 St. James's Place (Hong Kong) Limited 1 7 8 87.50
750 Success Futures and Foreign Exchange Limited 2 6 8 75.00
751 SUN'S FUTURE LIMITED 4 4 8 50.00
752 Sunrise Investment Company 1 7 8 87.50
753 THING ON SECURITIES LIMITED 2 6 8 75.00
754 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
755 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
756 VC CAPITAL LIMITED 4 4 8 50.00
757 WING FUNG SECURITIES LIMITED 3 5 8 62.50
758 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
759 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
760 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
761 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
762 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
763 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
764 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
765 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
766 BOKHARY SECURITIES LIMITED 2 7 9 77.78
767 BUSINESS FUTURES LIMITED 2 7 9 77.78
768 CES Private (HK) Limited 2 7 9 77.78
769 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
770 CVC Asia Pacific Limited 4 5 9 55.56
771 ETRADE SECURITIES LIMITED 3 6 9 66.67
772 EVERHOT SECURITIES LIMITED 3 6 9 66.67
773 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
774 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
775 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
776 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
777 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
778 GT CAPITAL LIMITED 3 6 9 66.67
779 HENIK SECURITIES LIMITED 2 7 9 77.78
780 HPEF Venture Partners Limited 4 5 9 55.56
781 iBest Securities Company Limited 3 6 9 66.67
782 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
783 Income Partners Asset Management (HK) Limited 3 6 9 66.67
784 Joy Silver Limited 4 5 9 55.56
785 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
786 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
787 KMT SECURITIES LIMITED 2 7 9 77.78
788 Lees Securities Co. 1 8 9 88.89
789 LUEN HING SECURITIES LIMITED 3 6 9 66.67
790 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
791 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
792 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
793 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
794 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
795 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
796 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
797 Soo Pei Shao & Company 1 8 9 88.89
798 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
799 STANDARD & POOR'S, LLC 2 7 9 77.78
800 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
801 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
802 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
803 WING ON SECURITIES LIMITED 2 7 9 77.78
804 AJ Securities Limited 1 9 10 90.00
805 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
806 BEA Union Investment Management Limited 2 8 10 80.00
807 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
808 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
809 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
810 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
811 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
812 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
813 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
814 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
815 Hao Tian International Securities Limited 2 8 10 80.00
816 HERMES SECURITIES LIMITED 2 8 10 80.00
817 Hong Kong Stock Link Securities Limited 3 7 10 70.00
818 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
819 INTERCHINA FUTURES LIMITED 2 8 10 80.00
820 K.K.M. SECURITIES LIMITED 2 8 10 80.00
821 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
822 LIM ADVISORS LIMITED 2 8 10 80.00
823 Neutral Financial Holding Company Limited 2 8 10 80.00
824 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
825 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
826 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
827 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
828 RPS INVESTMENT LIMITED 4 6 10 60.00
829 SDHG International Securities Limited 3 7 10 70.00
830 Sino-Rich Securities & Futures Limited 2 8 10 80.00
831 SOLID KING SECURITIES LIMITED 2 8 10 80.00
832 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
833 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
834 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
835 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
836 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
837 Belvest Investment Services Limited 3 8 11 72.73
838 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
839 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
840 BULLISH SECURITIES LIMITED 2 9 11 81.82
841 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
842 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
843 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
844 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
845 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
846 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
847 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
848 EAST ASIA FUTURES LIMITED 2 9 11 81.82
849 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
850 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
851 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
852 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
853 Oshidori Securities Limited 3 8 11 72.73
854 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
855 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
856 ROOFER SECURITIES LIMITED 2 9 11 81.82
857 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
858 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
859 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
860 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
861 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
862 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
863 Virtu ITG Hong Kong Limited 2 9 11 81.82
864 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
865 Waton Securities International Limited 4 7 11 63.64
866 YF Life Investors Limited 2 9 11 81.82 2004-08-30
867 AIF CAPITAL LIMITED 5 7 12 58.33
868 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
869 CAIIS Limited 1 11 12 91.67
870 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
871 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
872 China Tonghai (IA) Limited 3 9 12 75.00
873 CSC ASIA LIMITED 3 9 12 75.00
874 EAA SECURITIES LIMITED 2 10 12 83.33
875 Everbright Securities Global (HK) Limited 4 8 12 66.67
876 Ho Fung Shares Investment Company 1 11 12 91.67
877 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
878 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
879 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
880 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
881 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
882 M&F Asset Management Limited 3 9 12 75.00
883 ORIENT SECURITIES LIMITED 2 10 12 83.33
884 Planetree Futures Limited 3 9 12 75.00
885 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
886 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
887 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
888 TANG PING KONG LIMITED 3 9 12 75.00
889 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
890 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
891 WING FAT SECURITIES LIMITED 3 9 12 75.00
892 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
893 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
894 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
895 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
896 FE SECURITIES LIMITED 3 10 13 76.92
897 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
898 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
899 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
900 HANG SENG FUTURES LIMITED 4 9 13 69.23
901 HANG TAI SECURITIES LIMITED 3 10 13 76.92
902 HING WONG SECURITIES LIMITED 3 10 13 76.92
903 ICEA CAPITAL LIMITED 2 11 13 84.62
904 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
905 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
906 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
907 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
908 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
909 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
910 PineBridge Investments Hong Kong Limited 4 9 13 69.23
911 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
912 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
913 SBI China Capital Financial Services Limited 2 11 13 84.62
914 Shang International Finance Limited 3 10 13 76.92
915 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
916 Wisetrade Securities Limited 3 10 13 76.92
917 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
918 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
919 Yunfeng Financial Markets Limited 3 10 13 76.92
920 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
921 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
922 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
923 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
924 Glory Sun Securities Limited 3 11 14 78.57
925 Goldbridge Securities Limited 2 12 14 85.71
926 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
927 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
928 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
929 LUEN SING SECURITIES LIMITED 4 10 14 71.43
930 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
931 MANGO FINANCIAL LIMITED 4 10 14 71.43
932 Minerva Holding Financial Securities Limited 3 11 14 78.57
933 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
934 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
935 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
936 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
937 PO SANG SECURITIES LIMITED 2 12 14 85.71
938 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
939 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
940 RBS Asia Futures Limited 2 12 14 85.71
941 SEEKERS MARKETS LIMITED 3 11 14 78.57
942 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
943 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
944 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
945 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
946 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
947 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
948 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
949 CBH Asia Limited 3 12 15 80.00
950 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
951 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
952 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
953 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
954 Hongkong Bay Securities Limited 3 12 15 80.00
955 HOORAY SECURITIES LIMITED 3 12 15 80.00
956 LAMTEX SECURITIES LIMITED 3 12 15 80.00
957 MALAHON SECURITIES LIMITED 2 13 15 86.67
958 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
959 MUSHK Limited 4 11 15 73.33
960 ONSHINE SECURITIES LIMITED 3 12 15 80.00
961 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
962 Shacom Securities Limited 2 13 15 86.67
963 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
964 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
965 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
966 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
967 VALUE PARTNERS LIMITED 3 12 15 80.00
968 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
969 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
970 CTBC Asia Limited 4 12 16 75.00 2004-01-14
971 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
972 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
973 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
974 EWARTON SECURITIES LIMITED 1 15 16 93.75
975 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
976 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
977 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
978 HUNG SING SECURITIES LIMITED 2 14 16 87.50
979 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
980 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
981 MTF SECURITIES LIMITED 2 14 16 87.50
982 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
983 SBI China Capital Commodities Limited 2 14 16 87.50
984 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
985 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
986 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
987 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
988 AllianceBernstein Hong Kong Limited 4 13 17 76.47
989 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
990 GAYANG SECURITIES LIMITED 2 15 17 88.24
991 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
992 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
993 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
994 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
995 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
996 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
997 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
998 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
999 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
1000 Polaris Capital (Asia) Limited 5 12 17 70.59
1001 SPS SECURITIES LIMITED 4 13 17 76.47
1002 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1003 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
1004 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
1005 CMB International Global Markets Limited 3 15 18 83.33
1006 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
1007 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
1008 GAOYU SECURITIES LIMITED 4 14 18 77.78
1009 HANG SENG SECURITIES LIMITED 4 14 18 77.78
1010 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
1011 KINGSTON FUTURES LIMITED 2 16 18 88.89
1012 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
1013 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
1014 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
1015 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
1016 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
1017 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
1018 Tyche Group Limited 2 16 18 88.89
1019 YICKO SECURITIES LIMITED 3 15 18 83.33
1020 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1021 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
1022 CSC FUTURES (HK) LIMITED 3 16 19 84.21
1023 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
1024 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
1025 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
1026 GAM HONG KONG LIMITED 3 16 19 84.21
1027 INSTINET PACIFIC LIMITED 4 15 19 78.95
1028 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
1029 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
1030 Open Securities Limited 3 16 19 84.21
1031 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
1032 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
1033 Beijing Securities Limited 3 17 20 85.00
1034 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
1035 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
1036 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
1037 Sun Life Financial Asia Services Limited 2 18 20 90.00
1038 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
1039 CGS International Securities Hong Kong Limited 4 17 21 80.95
1040 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
1041 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
1042 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
1043 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
1044 DWS Investments Hong Kong Limited 7 14 21 66.67
1045 ELSTONE SECURITIES LIMITED 4 17 21 80.95
1046 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
1047 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
1048 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
1049 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
1050 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
1051 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
1052 Success Securities Limited 3 18 21 85.71
1053 WINTECH SECURITIES LIMITED 4 17 21 80.95
1054 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
1055 CHONG HING SECURITIES LIMITED 5 17 22 77.27
1056 DL BROKERAGE LIMITED 3 19 22 86.36
1057 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
1058 HENYEP SECURITIES LIMITED 3 19 22 86.36
1059 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
1060 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
1061 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
1062 Planetree Securities Limited 3 19 22 86.36
1063 QUAM FUTURES LIMITED 2 20 22 90.91
1064 Rakuten Securities Hong Kong Limited 2 20 22 90.91
1065 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
1066 Well Link International Securities Limited 1 21 22 95.45
1067 ADMIS Hong Kong Limited 3 20 23 86.96
1068 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
1069 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
1070 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
1071 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
1072 HPEF Capital Partners Limited 6 17 23 73.91
1073 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
1074 LEHIN SECURITIES LIMITED 3 20 23 86.96
1075 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
1076 Newedge Broker Limited 2 21 23 91.30
1077 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1078 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
1079 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1080 Amundi Hong Kong Limited 7 17 24 70.83
1081 BOCI RESEARCH LIMITED 2 22 24 91.67
1082 BUSINESS SECURITIES LIMITED 2 22 24 91.67
1083 CHIEF COMMODITIES LIMITED 4 20 24 83.33
1084 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
1085 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
1086 NEW TREND FUTURES LIMITED 3 21 24 87.50
1087 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
1088 WINFULL SECURITIES LIMITED 3 21 24 87.50
1089 BERICH BROKERAGE LIMITED 4 21 25 84.00
1090 CLSA FUTURES LIMITED 3 22 25 88.00
1091 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
1092 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
1093 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
1094 CASH Wealth Management Limited 2 24 26 92.31
1095 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
1096 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
1097 Mason Futures Limited (HK) 3 23 26 88.46
1098 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
1099 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
1100 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
1101 Prime Cdex Securities Limited 5 22 27 81.48
1102 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
1103 WIN WONG SECURITIES LIMITED 2 25 27 92.59
1104 BOCOM International Holdings Company Limited 4 24 28 85.71
1105 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
1106 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
1107 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
1108 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
1109 Fosun International Securities Limited 5 24 29 82.76
1110 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
1111 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
1112 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
1113 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
1114 CVP Securities Limited 3 27 30 90.00 2004-07-09
1115 SBI China Capital Securities Limited 5 25 30 83.33
1116 WOCOM LIMITED (HK) 4 26 30 86.67
1117 BOCI ASIA LIMITED 7 24 31 77.42
1118 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1119 iBest Consultants Limited 2 29 31 93.55
1120 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
1121 PineBridge Investments Asia Limited 3 28 31 90.32
1122 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
1123 Beevest Securities Limited 4 28 32 87.50
1124 KAISER SECURITIES LIMITED 2 30 32 93.75
1125 Network Financial Services Limited 2 30 32 93.75
1126 OnePlatform Securities Limited 2 30 32 93.75
1127 Essence International Financial Holdings Limited 3 30 33 90.91
1128 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
1129 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
1130 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
1131 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
1132 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
1133 CSI Corporate Finance (HK) Limited 11 23 34 67.65
1134 EMPEROR FUTURES LIMITED 4 30 34 88.24
1135 FWD Financial Planning Limited (HK) 3 31 34 91.18
1136 KAISER FUTURES LIMITED 2 32 34 94.12
1137 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
1138 ABCI Securities Company Limited 6 29 35 82.86
1139 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
1140 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
1141 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
1142 Taiping Securities (HK) Co Limited 5 30 35 85.71
1143 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1144 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
1145 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
1146 PEACE TOWN FOREX LIMITED 4 32 36 88.89
1147 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
1148 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
1149 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
1150 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
1151 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
1152 Mason Securities Limited 5 33 38 86.84
1153 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
1154 WOCOM SECURITIES LIMITED 4 34 38 89.47
1155 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
1156 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
1157 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
1158 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
1159 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
1160 CLSA RESEARCH LIMITED 2 39 41 95.12
1161 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
1162 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
1163 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
1164 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
1165 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
1166 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
1167 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
1168 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
1169 China International Capital Corporation (International) Limited 6 37 43 86.05
1170 INVESCO HONG KONG LIMITED 6 37 43 86.05
1171 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
1172 Funderstone Futures Limited 3 41 44 93.18
1173 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
1174 KINGSTON SECURITIES LIMITED 2 43 45 95.56
1175 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
1176 Quam Securities Limited 3 42 45 93.33 2004-10-15
1177 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
1178 Funderstone Securities Limited 5 42 47 89.36
1179 RBS Asia Corporate Finance Limited 4 43 47 91.49
1180 CHIEF SECURITIES LIMITED 3 45 48 93.75
1181 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
1182 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
1183 JPMorgan Funds (Asia) Limited 2 48 50 96.00
1184 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
1185 TSE'S SECURITIES LIMITED 2 48 50 96.00
1186 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
1187 VC INTERNATIONAL TRADING LIMITED 4 47 51 92.16
1188 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
1189 SANFULL SECURITIES LIMITED 5 47 52 90.38
1190 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
1191 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
1192 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
1193 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
1194 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
1195 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
1196 FIL Investment Advisors 5 52 57 91.23
1197 Lion Global Financial Limited 3 54 57 94.74
1198 GET NICE SECURITIES LIMITED 3 55 58 94.83
1199 T G HOLBORN (HK) LIMITED 2 58 60 96.67
1200 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
1201 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
1202 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
1203 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
1204 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
1205 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
1206 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
1207 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
1208 CLSA LIMITED 7 62 69 89.86
1209 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
1210 FT Securities Limited 4 68 72 94.44
1211 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
1212 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
1213 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
1214 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
1215 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
1216 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
1217 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
1218 CORPORATE BROKERS LIMITED 3 76 79 96.20
1219 VC BROKERAGE LIMITED 4 75 79 94.94
1220 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
1221 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
1222 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
1223 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
1224 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
1225 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
1226 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
1227 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
1228 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
1229 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
1230 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1231 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
1232 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
1233 CITIC Securities Futures (HK) Limited 5 96 101 95.05
1234 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
1235 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
1236 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
1237 CES Forex (HK) Limited 3 115 118 97.46
1238 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
1239 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
1240 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
1241 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
1242 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
1243 Merrill Lynch Far East Limited 9 115 124 92.74
1244 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
1245 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
1246 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
1247 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
1248 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
1249 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
1250 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
1251 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
1252 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
1253 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
1254 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
1255 OnePlatform Asset Management Limited 1 158 159 99.37
1256 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
1257 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
1258 KGI ASIA LIMITED 7 168 175 96.00
1259 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
1260 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
1261 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
1262 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
1263 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
1264 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
1265 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
1266 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
1267 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
1268 CES Commodities (HK) Limited 3 241 244 98.77
1269 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
1270 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
1271 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
1272 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
1273 Sun Life Hong Kong Limited 1 359 360 99.72
1274 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
1275 Citigroup Global Markets Asia Limited 8 384 392 97.96
1276 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
1277 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
1278 Morgan Stanley Asia Limited 14 483 497 97.18
1279 WM (HK) Limited 2 845 847 99.76
1280 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
1280 Average 2.63 17.50 20.12 86.94

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