SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
2 313 Capital Management Limited 1 0 1 0.00
3 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
4 AASTOCKS.COM LIMITED 2 0 2 0.00
5 ABCI Securities Company Limited 6 29 35 82.86
6 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
7 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
8 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
9 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
10 abrdn Hong Kong Limited 2 2 4 50.00
11 Absolute Investment Management (HK) Limited 3 4 7 57.14
12 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
13 ACM ASIA LIMITED 2 1 3 33.33
14 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
15 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
16 ADM SECURITIES LIMITED 2 1 3 33.33
17 ADMIS Hong Kong Limited 3 20 23 86.96
18 Aevitas Securities Limited 1 4 5 80.00
19 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
20 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
21 AIF CAPITAL LIMITED 5 7 12 58.33
22 AIF Securities Limited 3 0 3 0.00 2004-11-02
23 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
24 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
25 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
26 AJ Securities Limited 1 9 10 90.00
27 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
28 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
29 Allard Partners Limited 2 2 4 50.00
30 AllianceBernstein Hong Kong Limited 4 13 17 76.47
31 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
32 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
33 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
34 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
35 Alpha Nova Capital Management Limited 2 2 4 50.00
36 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
37 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
38 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
39 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
40 ALTUS CAPITAL LIMITED 3 4 7 57.14
41 AMPLE CAPITAL LIMITED 3 3 6 50.00
42 AMRI ADVISORY LIMITED 1 1 2 50.00
43 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
44 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
45 Amundi Hong Kong Limited 7 17 24 70.83
46 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
47 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
48 ANGUS MOORE LIMITED 1 3 4 75.00
49 Anli Securities Limited 2 5 7 71.43
50 Anuenue Advisors Limited 1 2 3 66.67
51 Anuenue Securities Limited 3 5 8 62.50
52 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
53 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
54 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
55 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
56 Arta Global Futures Limited 3 2 5 40.00
57 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
58 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
59 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
60 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
61 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
62 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
63 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
64 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
65 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
66 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
67 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
68 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
69 Asian Pacific Investment Company 1 2 3 66.67
70 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
71 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
72 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
73 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
74 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
75 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
76 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
77 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
78 Averest Capital Limited 2 3 5 60.00
79 Avia Asset Management Limited 2 0 2 0.00
80 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
81 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
82 AXA Investment Managers Asia Limited 4 0 4 0.00
83 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
84 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
85 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
86 Axis Capital Management Limited 1 0 1 0.00
87 BALI SECURITIES CO. LIMITED 2 0 2 0.00
88 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
89 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
90 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
91 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
92 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
93 BARBER ASIA LIMITED 1 1 2 50.00
94 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
95 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
96 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
97 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
98 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
99 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
100 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
101 BEA Union Investment Management Limited 2 8 10 80.00
102 BEAR BRIGHT LIMITED 2 3 5 60.00
103 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
104 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
105 Beevest Securities Limited 4 28 32 87.50
106 Beijing Securities Limited 3 17 20 85.00
107 Belvest Investment Services Limited 3 8 11 72.73
108 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
109 Bentley Capital Limited (HK) 4 0 4 0.00
110 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
111 BERICH BROKERAGE LIMITED 4 21 25 84.00
112 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
113 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
114 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
115 BGI Capital Limited 3 0 3 0.00 2004-03-24
116 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
117 BKHK Limited 6 0 6 0.00
118 Black Marble Securities Limited 2 3 5 60.00
119 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
120 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
121 BLOOMYEARS LIMITED 2 3 5 60.00
122 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
123 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
124 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
125 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
126 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
127 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
128 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
129 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
130 BOCI ASIA LIMITED 7 24 31 77.42
131 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
132 BOCI Bullion Company Limited 3 5 8 62.50
133 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
134 BOCI RESEARCH LIMITED 2 22 24 91.67
135 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
136 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
137 BOCOM International Holdings Company Limited 4 24 28 85.71
138 BOKHARY SECURITIES LIMITED 2 7 9 77.78
139 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
140 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
141 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
142 BOWEN ASIA LIMITED 4 3 7 42.86
143 Bradbury Securities Limited 2 5 7 71.43
144 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
145 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
146 Bright Fund Management Limited 2 6 8 75.00
147 Bright Securities Company (The) 1 1 2 50.00
148 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
149 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
150 Broadway Wealth Management Limited 1 7 8 87.50
151 BROOKE CAPITAL LIMITED 2 0 2 0.00
152 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
153 BULLISH SECURITIES LIMITED 2 9 11 81.82
154 BUSINESS FUTURES LIMITED 2 7 9 77.78
155 BUSINESS SECURITIES LIMITED 2 22 24 91.67
156 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
157 CAIIS Limited 1 11 12 91.67
158 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
159 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
160 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
161 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
162 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
163 Capital International, Inc. 2 6 8 75.00
164 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
165 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
166 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
167 CASH Wealth Management Limited 2 24 26 92.31
168 CBH Asia Limited 3 12 15 80.00
169 CBRE Investment Management (Asia) Limited 2 1 3 33.33
170 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
171 CCB Securities Limited 2 3 5 60.00
172 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
173 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
174 CELESTIAL FINANCE LIMITED 2 2 4 50.00
175 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
176 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
177 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
178 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
179 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
180 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
181 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
182 CERES CAPITAL LIMITED 2 0 2 0.00
183 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
184 CES Commodities (HK) Limited 3 241 244 98.77
185 CES Forex (HK) Limited 3 115 118 97.46
186 CES International Commodities (HK) Limited 3 2 5 40.00
187 CES Private (HK) Limited 2 7 9 77.78
188 CES Wealth Management (HK) Limited 2 0 2 0.00
189 CF GLOBAL (HK) LIMITED 1 4 5 80.00
190 CGS International Securities Hong Kong Limited 4 17 21 80.95
191 Champion & Co. 1 2 3 66.67
192 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
193 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
194 Chanceton Capital Partners Limited 2 2 4 50.00
195 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
196 ChapmanCraig Limited 2 2 4 50.00
197 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
198 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
199 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
200 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
201 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
202 CHEETAH ADVISORS LIMITED 1 0 1 0.00
203 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
204 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
205 Chelac Investment Company 2 5 7 71.43
206 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
207 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
208 Cheong Lee Securities Co. 1 4 5 80.00
209 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
210 CHIEF COMMODITIES LIMITED 4 20 24 83.33
211 CHIEF SECURITIES LIMITED 3 45 48 93.75
212 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
213 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
214 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
215 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
216 China Enterprise Securities Company Limited 2 0 2 0.00
217 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
218 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
219 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
220 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
221 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
222 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
223 China Finance Holdings Limited 1 0 1 0.00
224 China Finance KAB Limited 3 0 3 0.00 2004-12-23
225 China Gather Wealth Financial Company Limited 2 0 2 0.00
226 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
227 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
228 China Integrity Investment Limited 2 0 2 0.00
229 China International Capital Corporation (International) Limited 6 37 43 86.05
230 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
231 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
232 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
233 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
234 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
235 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
236 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
237 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
238 China Reserve Securities Limited 3 5 8 62.50
239 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
240 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
241 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
242 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
243 China Tonghai (IA) Limited 3 9 12 75.00
244 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
245 Ching Yick Company 1 1 2 50.00
246 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
247 CHONG HING SECURITIES LIMITED 5 17 22 77.27
248 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
249 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
250 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
251 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
252 CHUANGS & CO. LIMITED 1 3 4 75.00
253 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
254 Chung Tak & Company 1 0 1 0.00
255 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
256 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
257 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
258 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
259 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
260 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
261 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
262 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
263 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
264 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
265 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
266 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
267 CITIC Securities Futures (HK) Limited 5 96 101 95.05
268 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
269 Citigroup Global Markets Asia Limited 8 384 392 97.96
270 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
271 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
272 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
273 CLSA FUTURES LIMITED 3 22 25 88.00
274 CLSA LIMITED 7 62 69 89.86
275 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
276 CLSA RESEARCH LIMITED 2 39 41 95.12
277 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
278 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
279 CMB International Global Markets Limited 3 15 18 83.33
280 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
281 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
282 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
283 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
284 COL Securities (HK) Limited 2 2 4 50.00
285 COMGEST FAR EAST LIMITED 2 2 4 50.00
286 COMMENCE COMPANY LIMITED 1 0 1 0.00
287 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
288 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
289 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
290 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
291 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
292 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
293 CORPORATE BROKERS LIMITED 3 76 79 96.20
294 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
295 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
296 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
297 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
298 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
299 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
300 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
301 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
302 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
303 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
304 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
305 CS Wealth Securities Limited 4 3 7 42.86
306 CSC ASIA LIMITED 3 9 12 75.00
307 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
308 CSC FUTURES (HK) LIMITED 3 16 19 84.21
309 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
310 CSI Corporate Finance (HK) Limited 11 23 34 67.65
311 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
312 CTBC Asia Limited 4 12 16 75.00 2004-01-14
313 CTW SECURITIES LIMITED 1 3 4 75.00
314 CUPOLA CAPITAL LIMITED 2 2 4 50.00
315 CVC Asia Pacific Limited 4 5 9 55.56
316 CVP Securities Limited 3 27 30 90.00 2004-07-09
317 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
318 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
319 D.J. SECURITIES LIMITED 2 0 2 0.00
320 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
321 DAH SING SECURITIES LIMITED 2 2 4 50.00
322 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
323 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
324 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
325 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
326 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
327 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
328 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
329 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
330 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
331 DEBTTRADERS, LIMITED 1 3 4 75.00
332 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
333 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
334 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
335 Delta Asia Wealth Management Limited 1 3 4 75.00
336 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
337 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
338 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
339 DL BROKERAGE LIMITED 3 19 22 86.36
340 DNB Asset Management (Asia) Limited 3 2 5 40.00
341 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
342 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
343 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
344 DWS Investments Hong Kong Limited 7 14 21 66.67
345 EAA SECURITIES LIMITED 2 10 12 83.33
346 EAST ASIA FUTURES LIMITED 2 9 11 81.82
347 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
348 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
349 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
350 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
351 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
352 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
353 ELSTONE SECURITIES LIMITED 4 17 21 80.95
354 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
355 EMPEROR FUTURES LIMITED 4 30 34 88.24
356 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
357 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
358 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
359 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
360 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
361 ENZARD LIMITED 2 0 2 0.00 2004-05-21
362 EQT Partners Asia Limited 2 4 6 66.67
363 EQT Partners Hong Kong Limited 2 1 3 33.33
364 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
365 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
366 Essence International Financial Holdings Limited 3 30 33 90.91
367 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
368 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
369 ETRADE SECURITIES LIMITED 3 6 9 66.67
370 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
371 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
372 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
373 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
374 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
375 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
376 Everbright Securities Global (HK) Limited 4 8 12 66.67
377 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
378 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
379 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
380 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
381 EVERHOT SECURITIES LIMITED 3 6 9 66.67
382 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
383 EWARTON SECURITIES LIMITED 1 15 16 93.75
384 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
385 EYREMOUNT LIMITED 1 0 1 0.00
386 F. R. ZIMMERN LIMITED 2 3 5 60.00
387 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
388 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
389 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
390 FAIRWIN BROKING LIMITED 2 5 7 71.43
391 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
392 FDB Financial Group Limited 2 4 6 66.67
393 FE SECURITIES LIMITED 3 10 13 76.92
394 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
395 FIL Investment Advisors 5 52 57 91.23
396 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
397 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
398 Finet Securities Limited 2 2 4 50.00
399 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
400 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
401 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
402 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
403 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
404 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
405 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
406 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
407 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
408 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
409 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
410 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
411 Fosun International Securities Limited 5 24 29 82.76
412 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
413 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
414 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
415 Freddy Company 1 3 4 75.00
416 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
417 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
418 FT Securities Limited 4 68 72 94.44
419 FTLife Insurance Company Limited 1 5 6 83.33
420 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
421 Fu Yip Securities & Investment Co. 2 5 7 71.43
422 Fubon Capital (HK) Limited 1 4 5 80.00
423 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
424 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
425 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
426 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
427 FULL WIN SECURITIES LIMITED 2 2 4 50.00
428 FULLJET SECURITIES LIMITED 2 0 2 0.00
429 Funderstone Asset Management (HK) Limited 2 0 2 0.00
430 Funderstone Futures Limited 3 41 44 93.18
431 Funderstone Securities Limited 5 42 47 89.36
432 FWD Financial Planning Limited (HK) 3 31 34 91.18
433 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
434 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
435 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
436 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
437 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
438 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
439 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
440 GAM HONG KONG LIMITED 3 16 19 84.21
441 GAOYU SECURITIES LIMITED 4 14 18 77.78
442 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
443 GAYANG SECURITIES LIMITED 2 15 17 88.24
444 GCAM Limited 2 2 4 50.00 2004-10-19
445 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
446 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
447 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
448 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
449 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
450 GET NICE CAPITAL LIMITED 3 0 3 0.00
451 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
452 GET NICE SECURITIES LIMITED 3 55 58 94.83
453 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
454 GIGA (HONG KONG) LIMITED 2 3 5 60.00
455 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
456 Giny Securities Company 1 2 3 66.67
457 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
458 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
459 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
460 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
461 Glory Sun Securities Limited 3 11 14 78.57
462 GLS SECURITIES LIMITED 2 6 8 75.00
463 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
464 Gold Centre Investment Company 2 5 7 71.43
465 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
466 Goldbridge Securities Limited 2 12 14 85.71
467 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
468 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
469 Goldin Equities Limited 2 1 3 33.33
470 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
471 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
472 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
473 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
474 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
475 Goldyard Capital Limited 1 7 8 87.50
476 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
477 Goodcape Investment Company 1 3 4 75.00
478 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
479 Grand Cartel Securities Company Limited 2 4 6 66.67
480 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
481 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
482 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
483 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
484 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
485 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
486 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
487 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
488 GREEN STAR ASIA LIMITED 2 6 8 75.00
489 Greentech Technology Asset Management Company Limited 1 0 1 0.00
490 Grit Securities Limited 2 2 4 50.00
491 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
492 GT CAPITAL LIMITED 3 6 9 66.67
493 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
494 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
495 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
496 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
497 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
498 H & A Investment Company 1 0 1 0.00
499 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
500 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
501 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
502 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
503 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
504 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
505 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
506 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
507 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
508 HANG SENG FUTURES LIMITED 4 9 13 69.23
509 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
510 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
511 HANG SENG SECURITIES LIMITED 4 14 18 77.78
512 HANG TAI SECURITIES LIMITED 3 10 13 76.92
513 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
514 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
515 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
516 Hao Tian International Securities Limited 2 8 10 80.00
517 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
518 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
519 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
520 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
521 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
522 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
523 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
524 HENCO CAPITAL LIMITED 2 0 2 0.00
525 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
526 HENIK SECURITIES LIMITED 2 7 9 77.78
527 HENYEP SECURITIES LIMITED 3 19 22 86.36
528 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
529 HERMES SECURITIES LIMITED 2 8 10 80.00
530 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
531 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
532 HING WONG SECURITIES LIMITED 3 10 13 76.92
533 HIP HING SECURITIES LIMITED 2 2 4 50.00
534 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
535 Ho Fung Shares Investment Company 1 11 12 91.67
536 HOI SANG SECURITIES LIMITED 3 2 5 40.00
537 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
538 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
539 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
540 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
541 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
542 Hong Kong Stock Link Securities Limited 3 7 10 70.00
543 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
544 Hongkong Bay Securities Limited 3 12 15 80.00
545 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
546 HOORAY CAPITAL LIMITED 2 0 2 0.00
547 HOORAY SECURITIES LIMITED 3 12 15 80.00
548 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
549 HOU TAK SECURITIES LIMITED 2 2 4 50.00
550 HPEF Capital Partners Limited 6 17 23 73.91
551 HPEF Venture Partners Limited 4 5 9 55.56
552 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
553 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
554 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
555 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
556 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
557 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
558 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
559 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
560 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
561 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
562 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
563 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
564 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
565 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
566 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
567 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
568 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
569 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
570 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
571 HSZ (HONG KONG) LIMITED 2 2 4 50.00
572 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
573 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
574 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
575 Huajin Corporate Finance (International) Limited 3 1 4 25.00
576 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
577 Huayu Securities Limited 2 3 5 60.00
578 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
579 HUNG SING FUTURES LIMITED 2 3 5 60.00
580 HUNG SING SECURITIES LIMITED 2 14 16 87.50
581 iBest Consultants Limited 2 29 31 93.55
582 iBest Securities Company Limited 3 6 9 66.67
583 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
584 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
585 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
586 ICEA CAPITAL LIMITED 2 11 13 84.62
587 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
588 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
589 iFAST Securities (HK) Limited 3 3 6 50.00
590 Imagi Brokerage Limited 3 5 8 62.50
591 IMARKETS LIMITED 1 2 3 66.67
592 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
593 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
594 Income Partners Asset Management (HK) Limited 3 6 9 66.67
595 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
596 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
597 Instinet Alpha Trading Limited 4 4 8 50.00
598 INSTINET PACIFIC LIMITED 4 15 19 78.95
599 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
600 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
601 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
602 Interactive Brokers LLC 2 4 6 66.67
603 INTERCHINA FUTURES LIMITED 2 8 10 80.00
604 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
605 Intercontinent Securities Company 1 4 5 80.00
606 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
607 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
608 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
609 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
610 INVESCO HONG KONG LIMITED 6 37 43 86.05
611 Investec Asia Limited 3 0 3 0.00
612 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
613 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
614 iTTa Capital Limited 2 2 4 50.00 2003-05-29
615 iVenture Investment Management Limited 2 0 2 0.00
616 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
617 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
618 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
619 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
620 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
621 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
622 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
623 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
624 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
625 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
626 JK Capital Management Limited 2 1 3 33.33
627 JOINCAP CAPITAL LIMITED 1 0 1 0.00
628 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
629 Joy Silver Limited 4 5 9 55.56
630 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
631 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
632 JPMorgan Funds (Asia) Limited 2 48 50 96.00
633 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
634 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
635 JS SECURITIES LIMITED (HK) 2 2 4 50.00
636 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
637 JVSakk Asia Limited 2 3 5 60.00
638 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
639 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
640 K.K. Wong & Company 1 0 1 0.00
641 K.K.M. SECURITIES LIMITED 2 8 10 80.00
642 K.L. Securities Company 1 4 5 80.00
643 KAISER FUTURES LIMITED 2 32 34 94.12
644 Kaiser KT Capital Limited 3 1 4 25.00
645 KAISER SECURITIES LIMITED 2 30 32 93.75
646 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
647 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
648 Kam Wah Investments Limited 2 3 5 60.00
649 KARFORD SECURITIES LIMITED 2 0 2 0.00
650 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
651 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
652 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
653 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
654 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
655 Katherine Ip & Company 1 2 3 66.67
656 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
657 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
658 KB Securities Hong Kong Limited 2 3 5 60.00
659 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
660 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
661 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
662 KGI ASIA LIMITED 7 168 175 96.00
663 KGI Asset Management Limited 2 0 2 0.00
664 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
665 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
666 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
667 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
668 KHG Lam 1 0 1 0.00
669 KILMOREY SECURITIES LIMITED 2 6 8 75.00
670 Kin Fung Stock Company 1 5 6 83.33
671 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
672 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
673 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
674 KINGSTON FUTURES LIMITED 2 16 18 88.89
675 KINGSTON SECURITIES LIMITED 2 43 45 95.56
676 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
677 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
678 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
679 KMT SECURITIES LIMITED 2 7 9 77.78
680 Ko Kun Stock Company 1 1 2 50.00
681 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
682 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
683 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
684 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
685 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
686 Kwok Chung Chun Securities Company 1 0 1 0.00
687 KWOK HING SECURITIES LIMITED 2 4 6 66.67
688 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
689 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
690 LAMTEX SECURITIES LIMITED 3 12 15 80.00
691 LAU & COMPANY LIMITED 2 0 2 0.00
692 Lawsons Securities Company 1 0 1 0.00
693 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
694 Lees Securities Co. 1 8 9 88.89
695 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
696 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
697 LEHIN SECURITIES LIMITED 3 20 23 86.96
698 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
699 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
700 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
701 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
702 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
703 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
704 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
705 LIM ADVISORS LIMITED 2 8 10 80.00
706 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
707 Lion Global Financial Limited 3 54 57 94.74
708 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
709 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
710 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
711 Lombard Investments (HK) Limited 2 0 2 0.00
712 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
713 Longitude Asia Limited 2 1 3 33.33
714 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
715 LUEN HING SECURITIES LIMITED 3 6 9 66.67
716 LUEN SING SECURITIES LIMITED 4 10 14 71.43
717 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
718 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
719 Lynx Portfolio Limited 2 1 3 33.33
720 M&F Asset Management Limited 3 9 12 75.00
721 Mackenzie Investments Asia Limited 2 1 3 33.33
722 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
723 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
724 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
725 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
726 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
727 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
728 MAGUSTA FUTURES LIMITED 2 4 6 66.67
729 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
730 Mainland Securities Co. 1 1 2 50.00
731 MALAHON SECURITIES LIMITED 2 13 15 86.67
732 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
733 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
734 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
735 MANBLE SECURITIES LIMITED 2 6 8 75.00
736 MANDARIN VP (HK) LIMITED 1 0 1 0.00
737 MANGO FINANCIAL LIMITED 4 10 14 71.43
738 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
739 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
740 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
741 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
742 MARC FABER LIMITED 1 0 1 0.00
743 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
744 Mason Futures Limited (HK) 3 23 26 88.46
745 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
746 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
747 Mason Securities Limited 5 33 38 86.84
748 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
749 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
750 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
751 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
752 Matrix Securities Limited 5 2 7 28.57
753 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
754 Maurice Lee Investment Advisor Company 1 0 1 0.00
755 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
756 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
757 MCP Holdings Limited (HK) 2 0 2 0.00
758 MEAG Hong Kong Limited 2 0 2 0.00
759 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
760 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
761 MEGABASE SECURITIES LIMITED 2 3 5 60.00
762 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
763 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
764 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
765 Mercer (Hong Kong) Limited 1 2 3 66.67
766 Merdeka Securities Limited 3 0 3 0.00
767 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
768 Merrill Lynch Far East Limited 9 115 124 92.74
769 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
770 MESSIS CAPITAL LIMITED 3 3 6 50.00
771 Metaverse Securities Limited (HK) 5 1 6 16.67
772 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
773 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
774 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
775 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
776 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
777 Minerva Holding Financial Securities Limited 3 11 14 78.57
778 MING HON SECURITIES LIMITED 3 1 4 25.00
779 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
780 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
781 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
782 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
783 MLI LIMITED (d2018-03-29) 1 2 3 66.67
784 Moliyo (Hong Kong) Limited 2 2 4 50.00
785 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
786 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
787 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
788 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
789 Morgan Stanley Asia Limited 14 483 497 97.18
790 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
791 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
792 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
793 MORTON SECURITIES LIMITED 2 3 5 60.00
794 MTF SECURITIES LIMITED 2 14 16 87.50
795 MUSHK Limited 4 11 15 73.33
796 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
797 Nan Lee Investment Co. 1 2 3 66.67
798 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
799 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
800 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
801 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
802 Network Financial Services Limited 2 30 32 93.75
803 Neutral Financial Holding Company Limited 2 8 10 80.00
804 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
805 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
806 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
807 NEW TREND FUTURES LIMITED 3 21 24 87.50
808 Newedge Broker Hong Kong Limited 3 1 4 25.00
809 Newedge Broker Limited 2 21 23 91.30
810 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
811 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
812 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
813 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
814 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
815 Nittan Securities Asia Limited 2 2 4 50.00
816 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
817 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
818 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
819 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
820 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
821 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
822 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
823 Nuada Limited 3 2 5 40.00 2004-01-15
824 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
825 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
826 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
827 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
828 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
829 Offshore Financial Consultants 1 0 1 0.00
830 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
831 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
832 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
833 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
834 OnePlatform Asset Management Limited 1 158 159 99.37
835 OnePlatform Securities Limited 2 30 32 93.75
836 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
837 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
838 ONSHINE SECURITIES LIMITED 3 12 15 80.00
839 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
840 Open Asset Management Limited 2 1 3 33.33
841 Open Securities Limited 3 16 19 84.21
842 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
843 Optima Capital Limited 2 0 2 0.00
844 Oreana Financial Services Limited 2 3 5 60.00
845 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
846 ORIENT SECURITIES LIMITED 2 10 12 83.33
847 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
848 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
849 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
850 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
851 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
852 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
853 Oshidori Corporate Finance Limited 1 1 2 50.00
854 Oshidori Securities Limited 3 8 11 72.73
855 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
856 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
857 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
858 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
859 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
860 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
861 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
862 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
863 Pacific Sun Advisors Limited 1 0 1 0.00
864 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
865 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
866 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
867 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
868 PANURGY LIMITED 2 0 2 0.00
869 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
870 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
871 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
872 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
873 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
874 PEACE TOWN FOREX LIMITED 4 32 36 88.89
875 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
876 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
877 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
878 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
879 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
880 PGIM (Hong Kong) Limited 2 2 4 50.00
881 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
882 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
883 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
884 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
885 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
886 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
887 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
888 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
889 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
890 PineBridge Investments Asia Limited 3 28 31 90.32
891 PineBridge Investments Hong Kong Limited 4 9 13 69.23
892 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
893 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
894 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
895 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
896 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
897 Planetree Futures Limited 3 9 12 75.00
898 Planetree Securities Limited 3 19 22 86.36
899 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
900 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
901 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
902 PO LEE SECURITIES LIMITED 2 5 7 71.43
903 PO SANG SECURITIES LIMITED 2 12 14 85.71
904 Polaris Capital (Asia) Limited 5 12 17 70.59
905 Polen Capital HK Limited 2 0 2 0.00
906 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
907 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
908 Prashant K. Trivedi 1 0 1 0.00
909 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
910 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
911 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
912 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
913 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
914 Prime Cdex Securities Limited 5 22 27 81.48
915 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
916 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
917 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
918 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
919 PRIVATE CAPITAL LIMITED 1 4 5 80.00
920 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
921 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
922 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
923 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
924 Public Financial Securities Limited 2 4 6 66.67
925 Public Pacific Securities Limited 1 0 1 0.00
926 Public Securities Limited 2 4 6 66.67
927 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
928 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
929 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
930 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
931 QUAM FUTURES LIMITED 2 20 22 90.91
932 Quam Securities Limited 3 42 45 93.33 2004-10-15
933 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
934 Rakuten Securities Hong Kong Limited 2 20 22 90.91
935 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
936 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
937 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
938 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
939 RBS Asia Corporate Finance Limited 4 43 47 91.49
940 RBS Asia Futures Limited 2 12 14 85.71
941 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
942 RBS Securities (Far East) Limited 1 3 4 75.00
943 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
944 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
945 Redford Asset Management Limited 2 1 3 33.33
946 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
947 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
948 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
949 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
950 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
951 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
952 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
953 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
954 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
955 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
956 Rich Union Securities (H.K.) Limited 1 3 4 75.00
957 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
958 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
959 Rifa Securities Limited 1 7 8 87.50
960 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
961 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
962 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
963 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
964 ROOFER SECURITIES LIMITED 2 9 11 81.82
965 ROSA SECURITIES LIMITED 3 2 5 40.00
966 RPS INVESTMENT LIMITED 4 6 10 60.00
967 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
968 SA Capital Limited (HK) 1 0 1 0.00
969 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
970 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
971 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
972 Salisbury Securities 1 3 4 75.00
973 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
974 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
975 San Wan Yuan & Company 1 1 2 50.00
976 SANFULL SECURITIES LIMITED 5 47 52 90.38
977 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
978 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
979 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
980 SBI China Capital Commodities Limited 2 14 16 87.50
981 SBI China Capital Financial Services Limited 2 11 13 84.62
982 SBI China Capital Securities Limited 5 25 30 83.33
983 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
984 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
985 SCM CHINA LIMITED 2 1 3 33.33
986 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
987 SDHG International Securities Limited 3 7 10 70.00
988 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
989 Seaga International 1 2 3 66.67
990 SEEKERS MARKETS LIMITED 3 11 14 78.57
991 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
992 SELINA & CO. LIMITED (HK) 2 5 7 71.43
993 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
994 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
995 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
996 SHACOM FUTURES LIMITED 3 2 5 40.00
997 Shacom Securities Limited 2 13 15 86.67
998 Shang International Finance Limited 3 10 13 76.92
999 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
1000 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
1001 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1002 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
1003 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
1004 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
1005 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
1006 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
1007 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1008 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
1009 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
1010 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
1011 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
1012 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1013 Silk Road International Capital Limited 1 0 1 0.00
1014 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1015 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1016 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1017 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1018 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
1019 Sino-Rich Securities & Futures Limited 2 8 10 80.00
1020 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
1021 Sinofortune Financial Capital Limited 2 1 3 33.33
1022 Sinofortune Securities Limited 4 4 8 50.00
1023 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
1024 SINOMAX SECURITIES LIMITED 2 4 6 66.67
1025 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1026 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
1027 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
1028 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
1029 SIU ON SECURITIES LIMITED 2 4 6 66.67
1030 SIU YIP COMMODITY LIMITED 3 4 7 57.14
1031 SKY WARD ASIA LIMITED 1 1 2 50.00
1032 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1033 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
1034 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1035 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1036 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1037 SOLID KING SECURITIES LIMITED 2 8 10 80.00
1038 Soo Pei Shao & Company 1 8 9 88.89
1039 Soo Pui Chen & Company 1 2 3 66.67
1040 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1041 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
1042 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
1043 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
1044 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1045 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
1046 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
1047 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1048 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
1049 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
1050 SPDB International Holdings Limited 2 0 2 0.00
1051 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1052 SPS COMMODITIES LIMITED 1 7 8 87.50
1053 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1054 SPS SECURITIES LIMITED 4 13 17 76.47
1055 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1056 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
1057 St. James's Place (Hong Kong) Limited 1 7 8 87.50
1058 STANDARD & POOR'S, LLC 2 7 9 77.78
1059 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
1060 Standard Commodities (Asia) Limited 1 4 5 80.00
1061 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1062 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
1063 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
1064 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1065 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
1066 Stellar Securities Limited 2 1 3 33.33
1067 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1068 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1069 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
1070 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1071 Success Futures and Foreign Exchange Limited 2 6 8 75.00
1072 Success Power Investment Advisory Limited 1 0 1 0.00
1073 Success Securities Limited 3 18 21 85.71
1074 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1075 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1076 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
1077 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
1078 Sun Life Financial Asia Services Limited 2 18 20 90.00
1079 Sun Life Hong Kong Limited 1 359 360 99.72
1080 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
1081 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1082 SUN'S FUTURE LIMITED 4 4 8 50.00
1083 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1084 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1085 Sunrise Investment Company 1 7 8 87.50
1086 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
1087 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1088 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1089 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
1090 Szehope & Company 1 2 3 66.67
1091 T & F RESEARCH LIMITED 2 2 4 50.00
1092 T G HOLBORN (HK) LIMITED 2 58 60 96.67
1093 T G SECURITIES LIMITED 2 2 4 50.00
1094 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1095 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
1096 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1097 Tai Chuen Securities Co. 1 1 2 50.00
1098 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1099 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1100 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1101 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
1102 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1103 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1104 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1105 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1106 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
1107 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
1108 Taiping Securities (HK) Co Limited 5 30 35 85.71
1109 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1110 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1111 TANG KEE SECURITIES LIMITED 2 4 6 66.67
1112 TANG PING KONG LIMITED 3 9 12 75.00
1113 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1114 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
1115 TC Investment Management (Asia) Limited 2 4 6 66.67
1116 TCW ASIA LIMITED 1 0 1 0.00
1117 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1118 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
1119 Templewater Hong Kong Limited 2 4 6 66.67
1120 Ten & Ten Securities Company 0 1 1 100.00
1121 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1122 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1123 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
1124 THING ON SECURITIES LIMITED 2 6 8 75.00
1125 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
1126 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
1127 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1128 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
1129 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
1130 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
1131 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
1132 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1133 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
1134 Tokio Marine Investment Services, Limited 2 0 2 0.00
1135 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
1136 Towers Watson Hong Kong Limited 1 1 2 50.00
1137 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
1138 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
1139 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
1140 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
1141 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1142 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1143 TRUTH SECURITIES LIMITED 4 1 5 20.00
1144 TSE'S SECURITIES LIMITED 2 48 50 96.00
1145 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1146 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
1147 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
1148 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
1149 Tung Shun & Company 1 3 4 75.00
1150 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
1151 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
1152 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1153 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1154 TVC MANAGEMENT LIMITED 1 0 1 0.00
1155 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1156 Tyche Group Limited 2 16 18 88.89
1157 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
1158 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
1159 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
1160 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
1161 UKFP (Asia) HK Limited 2 3 5 60.00
1162 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
1163 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
1164 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1165 Union Securities Co 1 1 2 50.00
1166 UNITED CAPITAL LIMITED 1 0 1 0.00
1167 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1168 United Securities Limited (HK) 1 4 5 80.00
1169 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
1170 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
1171 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
1172 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
1173 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1174 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
1175 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
1176 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
1177 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1178 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
1179 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
1180 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
1181 VALUE PARTNERS LIMITED 3 12 15 80.00
1182 Value Partners Private Equity Limited 1 2 3 66.67
1183 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1184 Vantum Futures Limited 2 2 4 50.00
1185 VC BROKERAGE LIMITED 4 75 79 94.94
1186 VC CAPITAL LIMITED 4 4 8 50.00
1187 VC International Asset Management Limited 2 1 3 33.33
1188 VC INTERNATIONAL TRADING LIMITED 4 47 51 92.16
1189 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
1190 VERCAP Financial Services Limited 2 3 5 60.00
1191 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1192 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1193 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
1194 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1195 Virtu ITG Hong Kong Limited 2 9 11 81.82
1196 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
1197 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1198 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
1199 VMS Securities Limited 1 5 6 83.33
1200 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1201 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1202 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1203 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1204 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1205 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1206 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1207 WALCO SECURITIES LIMITED 1 1 2 50.00
1208 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
1209 Wanhai Securities (HK) Limited 3 4 7 57.14
1210 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1211 Waton Securities International Limited 4 7 11 63.64
1212 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1213 Welform Investors Company 1 4 5 80.00
1214 Well Link International Securities Limited 1 21 22 95.45
1215 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1216 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1217 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
1218 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
1219 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1220 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1221 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
1222 WILBY SECURITIES LIMITED 2 4 6 66.67
1223 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
1224 Win Securities Limited 2 4 6 66.67
1225 WIN WONG SECURITIES LIMITED 2 25 27 92.59
1226 WINFULL SECURITIES LIMITED 3 21 24 87.50
1227 WING FAT SECURITIES LIMITED 3 9 12 75.00
1228 WING FUNG SECURITIES LIMITED 3 5 8 62.50
1229 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1230 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
1231 WING ON SECURITIES LIMITED 2 7 9 77.78
1232 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1233 WING TAK SECURITIES LIMITED 2 0 2 0.00
1234 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
1235 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1236 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
1237 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1238 Winning & Company 1 1 2 50.00
1239 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1240 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1241 WINTECH SECURITIES LIMITED 4 17 21 80.95
1242 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
1243 Wisetrade Securities Limited 3 10 13 76.92
1244 WM (HK) Limited 2 845 847 99.76
1245 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1246 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1247 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1248 WOCOM LIMITED (HK) 4 26 30 86.67
1249 WOCOM SECURITIES LIMITED 4 34 38 89.47
1250 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1251 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
1252 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1253 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1254 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1255 Y. S. Law & Co. 1 0 1 0.00
1256 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1257 YARDLEY FINANCE LIMITED 1 0 1 0.00
1258 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1259 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1260 YF FUTURES COMPANY LIMITED 3 2 5 40.00
1261 YF Life Investors Limited 2 9 11 81.82 2004-08-30
1262 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
1263 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1264 YICKO SECURITIES LIMITED 3 15 18 83.33
1265 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1266 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
1267 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1268 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1269 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1270 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
1271 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1272 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
1273 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
1274 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
1275 Yunfeng Financial Markets Limited 3 10 13 76.92
1276 Zhongrong International Futures Co., Limited 3 3 6 50.00
1277 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1278 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
1279 Zijing Capital Limited 3 3 6 50.00 2003-05-07
1280 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
1280 Average 2.63 17.50 20.12 86.94

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