SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
2 WM (HK) Limited 2 845 847 99.76
3 Morgan Stanley Asia Limited 14 483 497 97.18
4 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
5 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
6 Citigroup Global Markets Asia Limited 8 384 392 97.96
7 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
8 Sun Life Hong Kong Limited 1 359 360 99.72
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
10 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
11 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
12 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
13 CES Commodities (HK) Limited 3 241 244 98.77
14 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
15 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
16 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
17 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
18 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
19 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
20 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
21 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
22 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
23 KGI ASIA LIMITED 7 168 175 96.00
24 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
25 OnePlatform Asset Management Limited 1 158 159 99.37
26 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
27 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
28 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
29 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
30 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
31 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
32 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
33 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
34 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
35 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
36 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
37 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
38 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
39 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
40 CES Forex (HK) Limited 3 115 118 97.46
41 Merrill Lynch Far East Limited 9 115 124 92.74
42 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
43 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
44 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
45 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
46 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
47 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
48 CITIC Securities Futures (HK) Limited 5 96 101 95.05
49 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
50 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
51 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
52 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
53 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
54 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
55 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
56 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
57 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
58 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
59 CORPORATE BROKERS LIMITED 3 76 79 96.20
60 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
61 VC BROKERAGE LIMITED 4 75 79 94.94
62 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
63 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
64 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
65 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
66 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
67 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
68 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
69 FT Securities Limited 4 68 72 94.44
70 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
71 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
72 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
73 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
74 CLSA LIMITED 7 62 69 89.86
75 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
76 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
77 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
78 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
79 T G HOLBORN (HK) LIMITED 2 58 60 96.67
80 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
81 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
82 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
83 GET NICE SECURITIES LIMITED 3 55 58 94.83
84 Lion Global Financial Limited 3 54 57 94.74
85 FIL Investment Advisors 5 52 57 91.23
86 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
87 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
88 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
89 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
90 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
91 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
92 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
93 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
94 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
95 JPMorgan Funds (Asia) Limited 2 48 50 96.00
96 TSE'S SECURITIES LIMITED 2 48 50 96.00
97 SANFULL SECURITIES LIMITED 5 47 52 90.38
98 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
99 VC FUTURES LIMITED 4 47 51 92.16
100 CHIEF SECURITIES LIMITED 3 45 48 93.75
101 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
102 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
103 KINGSTON SECURITIES LIMITED 2 43 45 95.56
104 RBS Asia Corporate Finance Limited 4 43 47 91.49
105 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
106 Funderstone Securities Limited 5 42 47 89.36
107 Quam Securities Limited 3 42 45 93.33 2004-10-15
108 Funderstone Futures Limited 3 41 44 93.18
109 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
110 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
111 CLSA RESEARCH LIMITED 2 39 41 95.12
112 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
113 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
114 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
115 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
116 China International Capital Corporation (International) Limited 6 37 43 86.05
117 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
118 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
119 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
120 INVESCO HONG KONG LIMITED 6 37 43 86.05
121 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
122 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
123 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
124 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
125 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
126 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
127 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
128 WOCOM SECURITIES LIMITED 4 34 38 89.47
129 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
130 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
131 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
132 Mason Securities Limited 5 33 38 86.84
133 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
134 KAISER FUTURES LIMITED 2 32 34 94.12
135 PEACE TOWN FOREX LIMITED 4 32 36 88.89
136 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
137 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
138 FWD Financial Planning Limited (HK) 3 31 34 91.18
139 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
140 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
141 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
142 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
143 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
144 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
145 EMPEROR FUTURES LIMITED 4 30 34 88.24
146 Essence International Financial Holdings Limited 3 30 33 90.91
147 KAISER SECURITIES LIMITED 2 30 32 93.75
148 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
149 Network Financial Services Limited 2 30 32 93.75
150 OnePlatform Securities Limited 2 30 32 93.75
151 Taiping Securities (HK) Co Limited 5 30 35 85.71
152 ABCI Securities Company Limited 6 29 35 82.86
153 iBest Consultants Limited 2 29 31 93.55
154 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
155 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
156 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
157 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
158 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
159 Beevest Securities Limited 4 28 32 87.50
160 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
161 PineBridge Investments Asia Limited 3 28 31 90.32
162 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
163 CVP Securities Limited 3 27 30 90.00 2004-07-09
164 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
165 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
166 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
167 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
168 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
169 WOCOM LIMITED (HK) 4 26 30 86.67
170 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
171 SBI China Capital Securities Limited 5 25 30 83.33
172 WIN WONG SECURITIES LIMITED 2 25 27 92.59
173 BOCI ASIA LIMITED 7 24 31 77.42
174 BOCOM International Holdings Company Limited 4 24 28 85.71
175 CASH Wealth Management Limited 2 24 26 92.31
176 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
177 Fosun International Securities Limited 5 24 29 82.76
178 CSI Corporate Finance (HK) Limited 11 23 34 67.65
179 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
180 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
181 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
182 Mason Futures Limited (HK) 3 23 26 88.46
183 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
184 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
185 BOCI RESEARCH LIMITED 2 22 24 91.67
186 BUSINESS SECURITIES LIMITED 2 22 24 91.67
187 CLSA FUTURES LIMITED 3 22 25 88.00
188 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
189 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
190 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
191 Prime Cdex Securities Limited 5 22 27 81.48
192 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
193 BERICH BROKERAGE LIMITED 4 21 25 84.00
194 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
195 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
196 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
197 NEW TREND FUTURES LIMITED 3 21 24 87.50
198 Newedge Broker Limited 2 21 23 91.30
199 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
200 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
201 Well Link International Securities Limited 1 21 22 95.45
202 WINFULL SECURITIES LIMITED 3 21 24 87.50
203 ADMIS Hong Kong Limited 3 20 23 86.96
204 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
205 CHIEF COMMODITIES LIMITED 4 20 24 83.33
206 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
207 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
208 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
209 LEHIN SECURITIES LIMITED 3 20 23 86.96
210 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
211 QUAM FUTURES LIMITED 2 20 22 90.91
212 Rakuten Securities Hong Kong Limited 2 20 22 90.91
213 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
214 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
215 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
216 DL BROKERAGE LIMITED 3 19 22 86.36
217 HENYEP SECURITIES LIMITED 3 19 22 86.36
218 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
219 Planetree Securities Limited 3 19 22 86.36
220 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
221 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
222 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
223 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
224 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
225 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
226 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
227 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
228 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
229 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
230 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
231 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
232 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
233 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
234 Success Securities Limited 3 18 21 85.71
235 Sun Life Financial Asia Services Limited 2 18 20 90.00
236 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
237 Amundi Hong Kong Limited 7 17 24 70.83
238 Beijing Securities Limited 3 17 20 85.00
239 CGS International Securities Hong Kong Limited 4 17 21 80.95
240 CHONG HING SECURITIES LIMITED 5 17 22 77.27
241 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
242 ELSTONE SECURITIES LIMITED 4 17 21 80.95
243 HPEF Capital Partners Limited 6 17 23 73.91
244 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
245 WINTECH SECURITIES LIMITED 4 17 21 80.95
246 CSC FUTURES (HK) LIMITED 3 16 19 84.21
247 GAM HONG KONG LIMITED 3 16 19 84.21
248 KINGSTON FUTURES LIMITED 2 16 18 88.89
249 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
250 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
251 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
252 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
253 Open Securities Limited 3 16 19 84.21
254 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
255 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
256 Tyche Group Limited 2 16 18 88.89
257 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
258 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
259 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
260 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
261 CMB International Global Markets Limited 3 15 18 83.33
262 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
263 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
264 EWARTON SECURITIES LIMITED 1 15 16 93.75
265 GAYANG SECURITIES LIMITED 2 15 17 88.24
266 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
267 INSTINET PACIFIC LIMITED 4 15 19 78.95
268 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
269 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
270 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
271 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
272 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
273 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
274 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
275 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
276 YICKO SECURITIES LIMITED 3 15 18 83.33
277 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
278 DWS Investments Hong Kong Limited 7 14 21 66.67
279 GAOYU SECURITIES LIMITED 4 14 18 77.78
280 HANG SENG SECURITIES LIMITED 4 14 18 77.78
281 HUNG SING SECURITIES LIMITED 2 14 16 87.50
282 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
283 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
284 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
285 MTF SECURITIES LIMITED 2 14 16 87.50
286 SBI China Capital Commodities Limited 2 14 16 87.50
287 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
288 AllianceBernstein Hong Kong Limited 4 13 17 76.47
289 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
290 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
291 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
292 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
293 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
294 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
295 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
296 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
297 MALAHON SECURITIES LIMITED 2 13 15 86.67
298 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
299 Shacom Securities Limited 2 13 15 86.67
300 SPS SECURITIES LIMITED 4 13 17 76.47
301 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
302 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
303 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
304 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
305 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
306 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
307 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
308 CBH Asia Limited 3 12 15 80.00
309 CTBC Asia Limited 4 12 16 75.00 2004-01-14
310 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
311 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
312 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
313 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
314 Goldbridge Securities Limited 2 12 14 85.71
315 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
316 Hongkong Bay Securities Limited 3 12 15 80.00
317 HOORAY SECURITIES LIMITED 3 12 15 80.00
318 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
319 LAMTEX SECURITIES LIMITED 3 12 15 80.00
320 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
321 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
322 ONSHINE SECURITIES LIMITED 3 12 15 80.00
323 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
324 PO SANG SECURITIES LIMITED 2 12 14 85.71
325 Polaris Capital (Asia) Limited 5 12 17 70.59
326 RBS Asia Futures Limited 2 12 14 85.71
327 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
328 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
329 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
330 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
331 VALUE PARTNERS LIMITED 3 12 15 80.00
332 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
333 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
334 CAIIS Limited 1 11 12 91.67
335 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
336 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
337 Glory Sun Securities Limited 3 11 14 78.57
338 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
339 Ho Fung Shares Investment Company 1 11 12 91.67
340 ICEA CAPITAL LIMITED 2 11 13 84.62
341 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
342 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
343 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
344 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
345 Minerva Holding Financial Securities Limited 3 11 14 78.57
346 MUSHK Limited 4 11 15 73.33
347 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
348 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
349 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
350 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
351 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
352 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
353 SBI China Capital Financial Services Limited 2 11 13 84.62
354 SEEKERS MARKETS LIMITED 3 11 14 78.57
355 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
356 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
357 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
358 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
359 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
360 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
361 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
362 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
363 EAA SECURITIES LIMITED 2 10 12 83.33
364 FE SECURITIES LIMITED 3 10 13 76.92
365 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
366 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
367 HANG TAI SECURITIES LIMITED 3 10 13 76.92
368 HING WONG SECURITIES LIMITED 3 10 13 76.92
369 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
370 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
371 LUEN SING SECURITIES LIMITED 4 10 14 71.43
372 MANGO FINANCIAL LIMITED 4 10 14 71.43
373 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
374 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
375 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
376 ORIENT SECURITIES LIMITED 2 10 12 83.33
377 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
378 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
379 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
380 Shang International Finance Limited 3 10 13 76.92
381 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
382 Wisetrade Securities Limited 3 10 13 76.92
383 Yunfeng Financial Markets Limited 3 10 13 76.92
384 AJ Securities Limited 1 9 10 90.00
385 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
386 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
387 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
388 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
389 BULLISH SECURITIES LIMITED 2 9 11 81.82
390 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
391 China Tonghai (IA) Limited 3 9 12 75.00
392 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
393 CSC ASIA LIMITED 3 9 12 75.00
394 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
395 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
396 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
397 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
398 EAST ASIA FUTURES LIMITED 2 9 11 81.82
399 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
400 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
401 HANG SENG FUTURES LIMITED 4 9 13 69.23
402 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
403 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
404 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
405 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
406 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
407 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
408 M&F Asset Management Limited 3 9 12 75.00
409 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
410 PineBridge Investments Hong Kong Limited 4 9 13 69.23
411 Planetree Futures Limited 3 9 12 75.00
412 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
413 ROOFER SECURITIES LIMITED 2 9 11 81.82
414 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
415 TANG PING KONG LIMITED 3 9 12 75.00
416 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
417 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
418 Virtu ITG Hong Kong Limited 2 9 11 81.82
419 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
420 WING FAT SECURITIES LIMITED 3 9 12 75.00
421 YF Life Investors Limited 2 9 11 81.82 2004-08-30
422 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
423 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
424 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
425 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
426 BEA Union Investment Management Limited 2 8 10 80.00
427 Belvest Investment Services Limited 3 8 11 72.73
428 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
429 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
430 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
431 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
432 Everbright Securities Global (HK) Limited 4 8 12 66.67
433 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
434 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
435 Hao Tian International Securities Limited 2 8 10 80.00
436 HERMES SECURITIES LIMITED 2 8 10 80.00
437 INTERCHINA FUTURES LIMITED 2 8 10 80.00
438 K.K.M. SECURITIES LIMITED 2 8 10 80.00
439 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
440 Lees Securities Co. 1 8 9 88.89
441 LIM ADVISORS LIMITED 2 8 10 80.00
442 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
443 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
444 Neutral Financial Holding Company Limited 2 8 10 80.00
445 Oshidori Securities Limited 3 8 11 72.73
446 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
447 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
448 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
449 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
450 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
451 Sino-Rich Securities & Futures Limited 2 8 10 80.00
452 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
453 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
454 SOLID KING SECURITIES LIMITED 2 8 10 80.00
455 Soo Pei Shao & Company 1 8 9 88.89
456 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
457 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
458 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
459 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
460 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
461 AIF CAPITAL LIMITED 5 7 12 58.33
462 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
463 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
464 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
465 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
466 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
467 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
468 BOKHARY SECURITIES LIMITED 2 7 9 77.78
469 Broadway Wealth Management Limited 1 7 8 87.50
470 BUSINESS FUTURES LIMITED 2 7 9 77.78
471 CES Private (HK) Limited 2 7 9 77.78
472 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
473 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
474 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
475 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
476 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
477 Goldyard Capital Limited 1 7 8 87.50
478 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
479 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
480 HENIK SECURITIES LIMITED 2 7 9 77.78
481 Hong Kong Stock Link Securities Limited 3 7 10 70.00
482 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
483 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
484 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
485 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
486 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
487 KMT SECURITIES LIMITED 2 7 9 77.78
488 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
489 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
490 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
491 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
492 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
493 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
494 Rifa Securities Limited 1 7 8 87.50
495 SDHG International Securities Limited 3 7 10 70.00
496 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
497 SPS COMMODITIES LIMITED 1 7 8 87.50
498 St. James's Place (Hong Kong) Limited 1 7 8 87.50
499 STANDARD & POOR'S, LLC 2 7 9 77.78
500 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
501 Sunrise Investment Company 1 7 8 87.50
502 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
503 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
504 Waton Securities International Limited 4 7 11 63.64
505 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
506 WING ON SECURITIES LIMITED 2 7 9 77.78
507 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
508 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
509 Bright Fund Management Limited 2 6 8 75.00
510 Capital International, Inc. 2 6 8 75.00
511 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
512 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
513 ETRADE SECURITIES LIMITED 3 6 9 66.67
514 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
515 EVERHOT SECURITIES LIMITED 3 6 9 66.67
516 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
517 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
518 GLS SECURITIES LIMITED 2 6 8 75.00
519 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
520 GREEN STAR ASIA LIMITED 2 6 8 75.00
521 GT CAPITAL LIMITED 3 6 9 66.67
522 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
523 iBest Securities Company Limited 3 6 9 66.67
524 Income Partners Asset Management (HK) Limited 3 6 9 66.67
525 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
526 KILMOREY SECURITIES LIMITED 2 6 8 75.00
527 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
528 LUEN HING SECURITIES LIMITED 3 6 9 66.67
529 MANBLE SECURITIES LIMITED 2 6 8 75.00
530 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
531 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
532 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
533 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
534 RPS INVESTMENT LIMITED 4 6 10 60.00
535 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
536 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
537 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
538 Success Futures and Foreign Exchange Limited 2 6 8 75.00
539 THING ON SECURITIES LIMITED 2 6 8 75.00
540 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
541 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
542 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
543 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
544 Anli Securities Limited 2 5 7 71.43
545 Anuenue Securities Limited 3 5 8 62.50
546 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
547 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
548 BOCI Bullion Company Limited 3 5 8 62.50
549 Bradbury Securities Limited 2 5 7 71.43
550 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
551 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
552 Chelac Investment Company 2 5 7 71.43
553 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
554 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
555 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
556 China Reserve Securities Limited 3 5 8 62.50
557 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
558 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
559 CVC Asia Pacific Limited 4 5 9 55.56
560 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
561 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
562 FAIRWIN BROKING LIMITED 2 5 7 71.43
563 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
564 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
565 FTLife Insurance Company Limited 1 5 6 83.33
566 Fu Yip Securities & Investment Co. 2 5 7 71.43
567 Gold Centre Investment Company 2 5 7 71.43
568 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
569 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
570 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
571 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
572 HPEF Venture Partners Limited 4 5 9 55.56
573 Imagi Brokerage Limited 3 5 8 62.50
574 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
575 Joy Silver Limited 4 5 9 55.56
576 Kin Fung Stock Company 1 5 6 83.33
577 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
578 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
579 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
580 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
581 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
582 PO LEE SECURITIES LIMITED 2 5 7 71.43
583 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
584 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
585 SELINA & CO. LIMITED (HK) 2 5 7 71.43
586 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
587 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
588 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
589 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
590 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
591 VMS Securities Limited 1 5 6 83.33
592 WING FUNG SECURITIES LIMITED 3 5 8 62.50
593 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
594 Absolute Investment Management (HK) Limited 3 4 7 57.14
595 Aevitas Securities Limited 1 4 5 80.00
596 ALTUS CAPITAL LIMITED 3 4 7 57.14
597 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
598 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
599 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
600 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
601 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
602 CF GLOBAL (HK) LIMITED 1 4 5 80.00
603 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
604 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
605 Cheong Lee Securities Co. 1 4 5 80.00
606 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
607 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
608 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
609 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
610 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
611 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
612 EQT Partners Asia Limited 2 4 6 66.67
613 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
614 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
615 FDB Financial Group Limited 2 4 6 66.67
616 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
617 Fubon Capital (HK) Limited 1 4 5 80.00
618 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
619 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
620 Grand Cartel Securities Company Limited 2 4 6 66.67
621 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
622 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
623 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
624 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
625 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
626 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
627 Instinet Alpha Trading Limited 4 4 8 50.00
628 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
629 Interactive Brokers LLC 2 4 6 66.67
630 Intercontinent Securities Company 1 4 5 80.00
631 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
632 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
633 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
634 K.L. Securities Company 1 4 5 80.00
635 KWOK HING SECURITIES LIMITED 2 4 6 66.67
636 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
637 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
638 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
639 MAGUSTA FUTURES LIMITED 2 4 6 66.67
640 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
641 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
642 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
643 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
644 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
645 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
646 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
647 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
648 PRIVATE CAPITAL LIMITED 1 4 5 80.00
649 Public Financial Securities Limited 2 4 6 66.67
650 Public Securities Limited 2 4 6 66.67
651 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
652 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
653 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
654 Sinofortune Securities Limited 4 4 8 50.00
655 SINOMAX SECURITIES LIMITED 2 4 6 66.67
656 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
657 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
658 SIU ON SECURITIES LIMITED 2 4 6 66.67
659 SIU YIP COMMODITY LIMITED 3 4 7 57.14
660 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
661 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
662 Standard Commodities (Asia) Limited 1 4 5 80.00
663 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
664 SUN'S FUTURE LIMITED 4 4 8 50.00
665 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
666 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
667 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
668 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
669 TANG KEE SECURITIES LIMITED 2 4 6 66.67
670 TC Investment Management (Asia) Limited 2 4 6 66.67
671 Templewater Hong Kong Limited 2 4 6 66.67
672 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
673 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
674 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
675 United Securities Limited (HK) 1 4 5 80.00
676 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
677 VC CAPITAL LIMITED 4 4 8 50.00
678 Wanhai Securities (HK) Limited 3 4 7 57.14
679 Welform Investors Company 1 4 5 80.00
680 WILBY SECURITIES LIMITED 2 4 6 66.67
681 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
682 Win Securities Limited 2 4 6 66.67
683 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
684 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
685 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
686 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
687 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
688 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
689 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
690 AMPLE CAPITAL LIMITED 3 3 6 50.00
691 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
692 ANGUS MOORE LIMITED 1 3 4 75.00
693 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
694 Averest Capital Limited 2 3 5 60.00
695 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
696 BEAR BRIGHT LIMITED 2 3 5 60.00
697 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
698 Black Marble Securities Limited 2 3 5 60.00
699 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
700 BLOOMYEARS LIMITED 2 3 5 60.00
701 BOWEN ASIA LIMITED 4 3 7 42.86
702 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
703 CCB Securities Limited 2 3 5 60.00
704 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
705 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
706 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
707 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
708 CHUANGS & CO. LIMITED 1 3 4 75.00
709 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
710 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
711 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
712 CS Wealth Securities Limited 4 3 7 42.86
713 CTW SECURITIES LIMITED 1 3 4 75.00
714 DEBTTRADERS, LIMITED 1 3 4 75.00
715 Delta Asia Wealth Management Limited 1 3 4 75.00
716 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
717 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
718 F. R. ZIMMERN LIMITED 2 3 5 60.00
719 Freddy Company 1 3 4 75.00
720 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
721 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
722 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
723 GIGA (HONG KONG) LIMITED 2 3 5 60.00
724 Goodcape Investment Company 1 3 4 75.00
725 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
726 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
727 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
728 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
729 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
730 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
731 Huayu Securities Limited 2 3 5 60.00
732 HUNG SING FUTURES LIMITED 2 3 5 60.00
733 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
734 iFAST Securities (HK) Limited 3 3 6 50.00
735 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
736 JVSakk Asia Limited 2 3 5 60.00
737 Kam Wah Investments Limited 2 3 5 60.00
738 KB Securities Hong Kong Limited 2 3 5 60.00
739 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
740 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
741 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
742 MEGABASE SECURITIES LIMITED 2 3 5 60.00
743 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
744 MESSIS CAPITAL LIMITED 3 3 6 50.00
745 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
746 MORTON SECURITIES LIMITED 2 3 5 60.00
747 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
748 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
749 Oreana Financial Services Limited 2 3 5 60.00
750 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
751 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
752 RBS Securities (Far East) Limited 1 3 4 75.00
753 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
754 Rich Union Securities (H.K.) Limited 1 3 4 75.00
755 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
756 Salisbury Securities 1 3 4 75.00
757 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
758 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
759 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
760 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
761 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
762 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
763 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
764 TAIFAIR FUTURES LIMITED 2 3 5 60.00
765 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
766 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
767 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
768 Tung Shun & Company 1 3 4 75.00
769 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
770 UKFP (Asia) HK Limited 2 3 5 60.00
771 VERCAP Financial Services Limited 2 3 5 60.00
772 WAH SANG SECURITIES LIMITED 2 3 5 60.00
773 WAI FAT SECURITIES LIMITED 2 3 5 60.00
774 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
775 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
776 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
777 YARDLEY SECURITIES LIMITED 2 3 5 60.00
778 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
779 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
780 Zhongrong International Futures Co., Limited 3 3 6 50.00
781 Zijing Capital Limited 3 3 6 50.00 2003-05-07
782 abrdn Hong Kong Limited 2 2 4 50.00
783 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
784 Allard Partners Limited 2 2 4 50.00
785 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
786 Alpha Nova Capital Management Limited 2 2 4 50.00
787 Anuenue Advisors Limited 1 2 3 66.67
788 Arta Global Futures Limited 3 2 5 40.00
789 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
790 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
791 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
792 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
793 Asian Pacific Investment Company 1 2 3 66.67
794 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
795 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
796 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
797 CELESTIAL FINANCE LIMITED 2 2 4 50.00
798 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
799 CES International Commodities (HK) Limited 3 2 5 40.00
800 Champion & Co. 1 2 3 66.67
801 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
802 Chanceton Capital Partners Limited 2 2 4 50.00
803 ChapmanCraig Limited 2 2 4 50.00
804 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
805 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
806 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
807 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
808 COL Securities (HK) Limited 2 2 4 50.00
809 COMGEST FAR EAST LIMITED 2 2 4 50.00
810 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
811 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
812 CUPOLA CAPITAL LIMITED 2 2 4 50.00
813 DAH SING SECURITIES LIMITED 2 2 4 50.00
814 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
815 DNB Asset Management (Asia) Limited 3 2 5 40.00
816 Finet Securities Limited 2 2 4 50.00
817 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
818 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
819 FULL WIN SECURITIES LIMITED 2 2 4 50.00
820 GCAM Limited 2 2 4 50.00 2004-10-19
821 Giny Securities Company 1 2 3 66.67
822 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
823 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
824 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
825 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
826 Grit Securities Limited 2 2 4 50.00
827 HIP HING SECURITIES LIMITED 2 2 4 50.00
828 HOI SANG SECURITIES LIMITED 3 2 5 40.00
829 HOU TAK SECURITIES LIMITED 2 2 4 50.00
830 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
831 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
832 HSZ (HONG KONG) LIMITED 2 2 4 50.00
833 IMARKETS LIMITED 1 2 3 66.67
834 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
835 iTTa Capital Limited 2 2 4 50.00 2003-05-29
836 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
837 JS SECURITIES LIMITED (HK) 2 2 4 50.00
838 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
839 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
840 Katherine Ip & Company 1 2 3 66.67
841 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
842 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
843 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
844 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
845 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
846 Matrix Securities Limited 5 2 7 28.57
847 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
848 Mercer (Hong Kong) Limited 1 2 3 66.67
849 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
850 MLI LIMITED (d2018-03-29) 1 2 3 66.67
851 Moliyo (Hong Kong) Limited 2 2 4 50.00
852 Nan Lee Investment Co. 1 2 3 66.67
853 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
854 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
855 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
856 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
857 Nittan Securities Asia Limited 2 2 4 50.00
858 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
859 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
860 Nuada Limited 3 2 5 40.00 2004-01-15
861 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
862 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
863 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
864 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
865 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
866 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
867 PGIM (Hong Kong) Limited 2 2 4 50.00
868 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
869 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
870 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
871 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
872 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
873 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
874 ROSA SECURITIES LIMITED 3 2 5 40.00
875 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
876 Seaga International 1 2 3 66.67
877 SHACOM FUTURES LIMITED 3 2 5 40.00
878 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
879 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
880 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
881 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
882 Soo Pui Chen & Company 1 2 3 66.67
883 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
884 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
885 Szehope & Company 1 2 3 66.67
886 T & F RESEARCH LIMITED 2 2 4 50.00
887 T G SECURITIES LIMITED 2 2 4 50.00
888 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
889 Tensant Securities Limited 2 2 4 50.00 2004-08-25
890 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
891 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
892 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
893 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
894 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
895 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
896 Value Partners Private Equity Limited 1 2 3 66.67
897 Vantum Futures Limited 2 2 4 50.00
898 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
899 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
900 WAH THAI SECURITIES LIMITED 3 2 5 40.00
901 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
902 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
903 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
904 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
905 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
906 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
907 YF FUTURES COMPANY LIMITED 3 2 5 40.00
908 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
909 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
910 ACM ASIA LIMITED 2 1 3 33.33
911 ADM SECURITIES LIMITED 2 1 3 33.33
912 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
913 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
914 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
915 AMRI ADVISORY LIMITED 1 1 2 50.00
916 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
917 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
918 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
919 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
920 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
921 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
922 BARBER ASIA LIMITED 1 1 2 50.00
923 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
924 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
925 Bright Securities Company (The) 1 1 2 50.00
926 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
927 CBRE Investment Management (Asia) Limited 2 1 3 33.33
928 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
929 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
930 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
931 Ching Yick Company 1 1 2 50.00
932 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
933 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
934 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
935 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
936 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
937 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
938 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
939 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
940 EQT Partners Hong Kong Limited 2 1 3 33.33
941 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
942 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
943 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
944 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
945 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
946 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
947 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
948 Goldin Equities Limited 2 1 3 33.33
949 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
950 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
951 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
952 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
953 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
954 Huajin Corporate Finance (International) Limited 3 1 4 25.00
955 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
956 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
957 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
958 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
959 JK Capital Management Limited 2 1 3 33.33
960 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
961 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
962 Kaiser KT Capital Limited 3 1 4 25.00
963 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
964 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
965 Ko Kun Stock Company 1 1 2 50.00
966 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
967 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
968 Longitude Asia Limited 2 1 3 33.33
969 Lynx Portfolio Limited 2 1 3 33.33
970 Mackenzie Investments Asia Limited 2 1 3 33.33
971 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
972 Mainland Securities Co. 1 1 2 50.00
973 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
974 Metaverse Securities Limited (HK) 5 1 6 16.67
975 MING HON SECURITIES LIMITED 3 1 4 25.00
976 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
977 Newedge Broker Hong Kong Limited 3 1 4 25.00
978 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
979 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
980 Open Asset Management Limited 2 1 3 33.33
981 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
982 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
983 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
984 Oshidori Corporate Finance Limited 1 1 2 50.00
985 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
986 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
987 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
988 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
989 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
990 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
991 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
992 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
993 Redford Asset Management Limited 2 1 3 33.33
994 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
995 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
996 San Wan Yuan & Company 1 1 2 50.00
997 SCM CHINA LIMITED 2 1 3 33.33
998 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
999 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1000 Sinofortune Financial Capital Limited 2 1 3 33.33
1001 SKY WARD ASIA LIMITED 1 1 2 50.00
1002 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1003 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
1004 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1005 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1006 Stellar Securities Limited 2 1 3 33.33
1007 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1008 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
1009 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1010 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1011 Tai Chuen Securities Co. 1 1 2 50.00
1012 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1013 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1014 Ten & Ten Securities Company 0 1 1 100.00
1015 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1016 Towers Watson Hong Kong Limited 1 1 2 50.00
1017 TRUTH SECURITIES LIMITED 4 1 5 20.00
1018 Union Securities Co 1 1 2 50.00
1019 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1020 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1021 VC International Asset Management Limited 2 1 3 33.33
1022 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1023 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1024 WALCO SECURITIES LIMITED 1 1 2 50.00
1025 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1026 Winning & Company 1 1 2 50.00
1027 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1028 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1029 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1030 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1031 313 Capital Management Limited 1 0 1 0.00
1032 AASTOCKS.COM LIMITED 2 0 2 0.00
1033 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
1034 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
1035 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
1036 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
1037 AIF Securities Limited 3 0 3 0.00 2004-11-02
1038 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1039 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
1040 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1041 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1042 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1043 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
1044 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
1045 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1046 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
1047 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1048 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1049 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1050 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1051 Avia Asset Management Limited 2 0 2 0.00
1052 AXA Investment Managers Asia Limited 4 0 4 0.00
1053 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1054 Axis Capital Management Limited 1 0 1 0.00
1055 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1056 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
1057 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1058 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1059 Bentley Capital Limited (HK) 4 0 4 0.00
1060 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
1061 BGI Capital Limited 3 0 3 0.00 2004-03-24
1062 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1063 BKHK Limited 6 0 6 0.00
1064 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1065 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1066 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1067 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1068 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1069 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1070 BROOKE CAPITAL LIMITED 2 0 2 0.00
1071 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1072 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1073 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1074 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1075 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
1076 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1077 CERES CAPITAL LIMITED 2 0 2 0.00
1078 CES Wealth Management (HK) Limited 2 0 2 0.00
1079 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1080 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
1081 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1082 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1083 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1084 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1085 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1086 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1087 China Enterprise Securities Company Limited 2 0 2 0.00
1088 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1089 China Finance Holdings Limited 1 0 1 0.00
1090 China Finance KAB Limited 3 0 3 0.00 2004-12-23
1091 China Gather Wealth Financial Company Limited 2 0 2 0.00
1092 China Integrity Investment Limited 2 0 2 0.00
1093 Chung Tak & Company 1 0 1 0.00
1094 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
1095 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
1096 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1097 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1098 COMMENCE COMPANY LIMITED 1 0 1 0.00
1099 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1100 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1101 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1102 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1103 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1104 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1105 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
1106 D.J. SECURITIES LIMITED 2 0 2 0.00
1107 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
1108 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1109 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
1110 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1111 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1112 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1113 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
1114 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1115 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1116 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1117 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1118 EYREMOUNT LIMITED 1 0 1 0.00
1119 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1120 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1121 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
1122 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1123 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1124 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
1125 FULLJET SECURITIES LIMITED 2 0 2 0.00
1126 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1127 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1128 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
1129 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1130 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
1131 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1132 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1133 GET NICE CAPITAL LIMITED 3 0 3 0.00
1134 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
1135 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1136 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1137 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1138 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1139 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1140 H & A Investment Company 1 0 1 0.00
1141 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
1142 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1143 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1144 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1145 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
1146 HENCO CAPITAL LIMITED 2 0 2 0.00
1147 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1148 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1149 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1150 HOORAY CAPITAL LIMITED 2 0 2 0.00
1151 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1152 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1153 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1154 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1155 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1156 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
1157 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
1158 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1159 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1160 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1161 Investec Asia Limited 3 0 3 0.00
1162 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
1163 iVenture Investment Management Limited 2 0 2 0.00
1164 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1165 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1166 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1167 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1168 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1169 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1170 K.K. Wong & Company 1 0 1 0.00
1171 KARFORD SECURITIES LIMITED 2 0 2 0.00
1172 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1173 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1174 KGI Asset Management Limited 2 0 2 0.00
1175 KHG Lam 1 0 1 0.00
1176 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
1177 Kwok Chung Chun Securities Company 1 0 1 0.00
1178 LAU & COMPANY LIMITED 2 0 2 0.00
1179 Lawsons Securities Company 1 0 1 0.00
1180 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
1181 Lombard Investments (HK) Limited 2 0 2 0.00
1182 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1183 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1184 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
1185 MARC FABER LIMITED 1 0 1 0.00
1186 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1187 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1188 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1189 Maurice Lee Investment Advisor Company 1 0 1 0.00
1190 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1191 MCP Holdings Limited (HK) 2 0 2 0.00
1192 MEAG Hong Kong Limited 2 0 2 0.00
1193 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1194 Merdeka Securities Limited 3 0 3 0.00
1195 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1196 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1197 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1198 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1199 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1200 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
1201 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1202 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
1203 Offshore Financial Consultants 1 0 1 0.00
1204 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1205 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1206 Optima Capital Limited 2 0 2 0.00
1207 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1208 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
1209 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1210 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1211 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1212 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1213 Pacific Sun Advisors Limited 1 0 1 0.00
1214 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
1215 PANURGY LIMITED 2 0 2 0.00
1216 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1217 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1218 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
1219 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
1220 Polen Capital HK Limited 2 0 2 0.00
1221 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1222 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
1223 Prashant K. Trivedi 1 0 1 0.00
1224 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1225 Public Pacific Securities Limited 1 0 1 0.00
1226 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1227 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1228 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1229 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1230 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1231 SA Capital Limited (HK) 1 0 1 0.00
1232 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1233 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1234 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1235 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1236 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
1237 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1238 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1239 Silk Road International Capital Limited 1 0 1 0.00
1240 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1241 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1242 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1243 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1244 SPDB International Holdings Limited 2 0 2 0.00
1245 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1246 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1247 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1248 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
1249 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1250 Success Power Investment Advisory Limited 1 0 1 0.00
1251 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1252 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1253 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1254 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1255 TCW ASIA LIMITED 1 0 1 0.00
1256 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1257 Tokio Marine Investment Services, Limited 2 0 2 0.00
1258 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1259 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
1260 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1261 TVC MANAGEMENT LIMITED 1 0 1 0.00
1262 UNITED CAPITAL LIMITED 1 0 1 0.00
1263 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1264 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1265 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1266 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1267 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1268 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1269 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1270 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1271 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1272 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1273 WING TAK SECURITIES LIMITED 2 0 2 0.00
1274 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1275 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1276 Y. S. Law & Co. 1 0 1 0.00
1277 YARDLEY FINANCE LIMITED 1 0 1 0.00
1278 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1279 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1280 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1280 Average 2.63 17.50 20.12 86.94

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