SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 32 437 469 93.18
2 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 51 66 77.27 2004-05-31
3 Morgan Stanley Asia Limited 14 483 497 97.18
4 MACQUARIE CAPITAL LIMITED 13 69 82 84.15
5 BARCLAYS CAPITAL ASIA LIMITED 12 55 67 82.09
6 Merrill Lynch (Asia Pacific) Limited 12 397 409 97.07
7 UBS SECURITIES ASIA LIMITED 12 151 163 92.64
8 Credit Agricole Securities (Asia) Limited 11 73 84 86.90
9 CSI Corporate Finance (HK) Limited 11 23 34 67.65
10 LEHMAN BROTHERS ASIA LIMITED 11 108 119 90.76
11 Yuanta Asia Investment (Hong Kong) Limited 10 29 39 74.36 2003-08-13
12 Merrill Lynch Far East Limited 9 115 124 92.74
13 MIB SECURITIES (HONG KONG) LIMITED 9 73 82 89.02
14 Standard Chartered Securities (Hong Kong) Limited 9 27 36 75.00
15 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
16 BOCI SECURITIES LIMITED 8 112 120 93.33 2004-03-01
17 Citigroup Global Markets Asia Limited 8 384 392 97.96
18 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 8 235 243 96.71 2003-10-15
19 DEUTSCHE SECURITIES ASIA LIMITED 8 136 144 94.44 2004-01-08
20 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 224 232 96.55 2003-09-30
21 HSBC BROKING SECURITIES (ASIA) LIMITED 8 127 135 94.07
22 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 68 76 89.47 2003-12-02
23 PARTNERS CAPITAL INTERNATIONAL LIMITED 8 5 13 38.46
24 AMUNDI ASSET MANAGEMENT 7 12 19 63.16 2004-07-01
25 Amundi Hong Kong Limited 7 17 24 70.83
26 BOCI ASIA LIMITED 7 24 31 77.42
27 CELESTIAL SECURITIES LIMITED 7 186 193 96.37 2004-03-13
28 CLSA LIMITED 7 62 69 89.86
29 DWS Investments Hong Kong Limited 7 14 21 66.67
30 Everbright Securities Investment Services (HK) Limited 7 306 313 97.76
31 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
32 HSBC Global Asset Management (Hong Kong) Limited 7 61 68 89.71
33 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 35 42 83.33
34 KGI ASIA LIMITED 7 168 175 96.00
35 KINGSWAY CAPITAL LIMITED 7 10 17 58.82
36 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 10 17 58.82
37 Morgan Stanley Hong Kong Securities Limited 7 29 36 80.56
38 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
39 ABCI Securities Company Limited 6 29 35 82.86
40 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 9 15 60.00 2003-08-29
41 BKHK Limited 6 0 6 0.00
42 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 38 44 86.36
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 61 67 91.04
44 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
45 China International Capital Corporation (International) Limited 6 37 43 86.05
46 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 131 137 95.62
47 CITIC Securities Brokerage (HK) Limited 6 164 170 96.47
48 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 9 15 60.00
49 FIL Investment Management (Hong Kong) Limited 6 88 94 93.62
50 First Sentier Investors (Hong Kong) Limited 6 12 18 66.67
51 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
52 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 60.00
53 HPEF Capital Partners Limited 6 17 23 73.91
54 HSBC SECURITIES (ASIA) LIMITED 6 67 73 91.78
55 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 29 35 82.86
56 INVESCO HONG KONG LIMITED 6 37 43 86.05
57 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 22 28 78.57
58 KGI FUTURES (HONG KONG) LIMITED 6 150 156 96.15
59 KGI SECURITIES (HONG KONG) LIMITED 6 20 26 76.92
60 Morgan Stanley Hong Kong Futures Limited 6 188 194 96.91
61 PIPER JAFFRAY ASIA LIMITED 6 10 16 62.50
62 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
63 RBS Asia Securities (Hong Kong) Limited 6 36 42 85.71
64 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
65 SG SECURITIES (HK) LIMITED 6 44 50 88.00 2003-12-16
66 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 6 8 14 57.14
67 SINOPAC SECURITIES (ASIA) LIMITED 6 47 53 88.68
68 TIS SECURITIES (HK) LIMITED 6 13 19 68.42
69 UBS SECURITIES HONG KONG LIMITED 6 21 27 77.78
70 UOB KAY HIAN (HONG KONG) LIMITED 6 188 194 96.91
71 YF SECURITIES COMPANY LIMITED 6 7 13 53.85
72 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
73 AIF CAPITAL LIMITED 5 7 12 58.33
74 BlackRock (Hong Kong) Limited (d2017-01-20) 5 18 23 78.26
75 BOCI COMMODITIES & FUTURES LIMITED 5 82 87 94.25 2004-11-17
76 CELESTIAL COMMODITIES LIMITED 5 133 138 96.38
77 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 60 65 92.31
78 CHONG HING SECURITIES LIMITED 5 17 22 77.27
79 CINDA INTERNATIONAL CAPITAL LIMITED 5 4 9 44.44
80 CINDA INTERNATIONAL FUTURES LIMITED 5 68 73 93.15
81 CITIC Securities Futures (HK) Limited 5 96 101 95.05
82 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 133 138 96.38
83 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 121 126 96.03
84 Credit Suisse Securities (Hong Kong) Limited 5 77 82 93.90
85 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
86 Daiwa Capital Markets Hong Kong Limited 5 37 42 88.10
87 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
88 EMPEROR CORPORATE FINANCE LIMITED 5 3 8 37.50
89 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 199 204 97.55
90 EMPEROR SECURITIES LIMITED (HK) 5 48 53 90.57
91 ETRADE SECURITIES (HONG KONG) LIMITED 5 15 20 75.00 2004-03-19
92 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
93 FIL Investment Advisors 5 52 57 91.23
94 FIRST SHANGHAI SECURITIES LIMITED 5 37 42 88.10
95 FIRST STATE (HONG KONG) LLC 5 4 9 44.44
96 FORE ASIA, LIMITED 5 2 7 28.57 2004-08-18
97 Fosun International Securities Limited 5 24 29 82.76
98 FOX-PITT, KELTON (ASIA) LIMITED 5 13 18 72.22
99 FULBRIGHT SECURITIES LIMITED 5 51 56 91.07
100 Funderstone Securities Limited 5 42 47 89.36
101 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
102 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 22 27 81.48
103 GUOTAI JUNAN CAPITAL LIMITED 5 9 14 64.29
104 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 57 62 91.94
105 HAITONG INTERNATIONAL FUTURES LIMITED 5 180 185 97.30
106 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
107 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
108 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 19 24 79.17
109 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 13 18 72.22
110 KPMG CORPORATE FINANCE LIMITED 5 8 13 61.54
111 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 14 19 73.68
112 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
113 Macquarie Corporate (Hong Kong) Limited 5 18 23 78.26
114 Manulife Investment Management (Hong Kong) Limited 5 1184 1189 99.58
115 Mason Securities Limited 5 33 38 86.84
116 Matrix Securities Limited 5 2 7 28.57
117 Metaverse Securities Limited (HK) 5 1 6 16.67
118 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
119 Polaris Capital (Asia) Limited 5 12 17 70.59
120 Prime Cdex Securities Limited 5 22 27 81.48
121 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
122 SANFULL SECURITIES LIMITED 5 47 52 90.38
123 SBI China Capital Securities Limited 5 25 30 83.33
124 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 6 11 54.55
125 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 108 113 95.58
126 Taiping Securities (HK) Co Limited 5 30 35 85.71
127 WELLFULL SECURITIES COMPANY LIMITED 5 18 23 78.26
128 ZHONGRONG PT SECURITIES LIMITED 5 23 28 82.14
129 AD Capital Management (Hong Kong) Limited 4 0 4 0.00 2004-09-08
130 AISANCE ASSET MANAGEMENT LIMITED 4 0 4 0.00
131 AllianceBernstein Hong Kong Limited 4 13 17 76.47
132 Allianz Global Investors Hong Kong Limited 4 28 32 87.50
133 AXA Investment Managers Asia Limited 4 0 4 0.00
134 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 66.67
135 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
136 Beevest Securities Limited 4 28 32 87.50
137 Bentley Capital Limited (HK) 4 0 4 0.00
138 BERICH BROKERAGE LIMITED 4 21 25 84.00
139 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 59 63 93.65
140 BOCOM International Holdings Company Limited 4 24 28 85.71
141 BOWEN ASIA LIMITED 4 3 7 42.86
142 CCB INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2004-05-27
143 CELESTIAL CAPITAL LIMITED 4 2 6 33.33
144 CGS International Securities Hong Kong Limited 4 17 21 80.95
145 CHIEF COMMODITIES LIMITED 4 20 24 83.33
146 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 2 6 33.33
147 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 37 41 90.24
148 CHRISTFUND SECURITIES LIMITED 4 30 34 88.24
149 CINDA INTERNATIONAL SECURITIES LIMITED 4 85 89 95.51
150 CITIC Securities CLSA Capital Partners (HK) Limited 4 4 8 50.00
151 CNI GLOBAL CAPITAL LIMITED 4 9 13 69.23
152 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 7 11 63.64
153 Credit Suisse (Hong Kong) Limited 4 178 182 97.80
154 CS Wealth Securities Limited 4 3 7 42.86
155 CTBC Asia Limited 4 12 16 75.00 2004-01-14
156 CVC Asia Pacific Limited 4 5 9 55.56
157 DBS ASIA CAPITAL LIMITED 4 17 21 80.95
158 ELSTONE SECURITIES LIMITED 4 17 21 80.95
159 EMPEROR FUTURES LIMITED 4 30 34 88.24
160 Everbright Securities Global (HK) Limited 4 8 12 66.67
161 Evergrande Futures (Hong Kong) Limited 4 12 16 75.00 2003-11-21
162 Evergrande Securities (Hong Kong) Limited 4 23 27 85.19
163 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
164 FIRST SHANGHAI CAPITAL LIMITED 4 9 13 69.23
165 FORTUNE (HK) SECURITIES LIMITED 4 1 5 20.00 2004-08-19
166 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 12 16 75.00
167 FT Securities Limited 4 68 72 94.44
168 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
169 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 21 25 84.00
170 GAOYU SECURITIES LIMITED 4 14 18 77.78
171 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 4 8 50.00
172 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 63.64
173 HAMON ASIAN ADVISORS LIMITED 4 0 4 0.00
174 HAMON ASSET MANAGEMENT LIMITED 4 3 7 42.86
175 HANG SENG FUTURES LIMITED 4 9 13 69.23
176 HANG SENG SECURITIES LIMITED 4 14 18 77.78
177 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
178 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
179 HPEF Venture Partners Limited 4 5 9 55.56
180 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 42.86 2004-12-22
181 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
182 Huarong International Securities Limited 4 36 40 90.00 2004-10-25
183 Instinet Alpha Trading Limited 4 4 8 50.00
184 INSTINET PACIFIC LIMITED 4 15 19 78.95
185 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
186 Joy Silver Limited 4 5 9 55.56
187 JPMorgan Asset Management (Asia Pacific) Limited 4 48 52 92.31
188 KAM FAI SECURITIES CO., LIMITED 4 17 21 80.95
189 KARL-THOMSON SECURITIES COMPANY LIMITED 4 31 35 88.57
190 KWAI HUNG SECURITIES COMPANY LIMITED 4 18 22 81.82
191 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78
192 Legg Mason International Equities (Hong Kong) Limited 4 15 19 78.95
193 LEHMAN BROTHERS SECURITIES ASIA LIMITED 4 16 20 80.00
194 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 1 5 20.00 2003-06-06
195 LUEN FAT SECURITIES COMPANY LIMITED 4 41 45 91.11
196 LUEN SING SECURITIES LIMITED 4 10 14 71.43
197 MAGIC COMPASS FUTURES LIMITED 4 4 8 50.00
198 MANGO FINANCIAL LIMITED 4 10 14 71.43
199 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 11 15 73.33
200 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 4 144 148 97.30
201 MUSHK Limited 4 11 15 73.33
202 Nerico Brothers Limited (HK) 4 2 6 33.33 2004-11-30
203 OKASAN INTERNATIONAL (ASIA) LIMITED 4 10 14 71.43
204 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
205 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 0.00
206 PEACE TOWN FOREX LIMITED 4 32 36 88.89
207 PHILLIP SECURITIES (HONG KONG) LIMITED 4 342 346 98.84
208 Pictet Asset Management (Hong Kong) Limited 4 0 4 0.00
209 PineBridge Investments Hong Kong Limited 4 9 13 69.23
210 Quam Capital Limited (b1994-08-04) 4 7 11 63.64
211 RBS Asia Corporate Finance Limited 4 43 47 91.49
212 RPS INVESTMENT LIMITED 4 6 10 60.00
213 SEABRIGHT ASSET MANAGEMENT LIMITED 4 2 6 33.33 2003-07-23
214 SG Asset Finance (Hong Kong) Limited 4 8 12 66.67 2003-10-02
215 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 71 75 94.67
216 SHUN LOONG SECURITIES COMPANY LIMITED 4 84 88 95.45
217 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
218 Sinofortune Securities Limited 4 4 8 50.00
219 SINOPAC FUTURES (ASIA) LIMITED 4 8 12 66.67
220 SOEN TAK SECURITIES COMPANY LIMITED 4 1 5 20.00
221 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 70 74 94.59
222 SPS SECURITIES LIMITED 4 13 17 76.47
223 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 11 15 73.33
224 SUN'S FUTURE LIMITED 4 4 8 50.00
225 TAI SHING STOCK INVESTMENT CO. LIMITED 4 15 19 78.95
226 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
227 TIFFIT SECURITIES (HONG KONG) LIMITED 4 4 8 50.00
228 TRUTH SECURITIES LIMITED 4 1 5 20.00
229 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
230 Tung Shing Securities (Brokers) Limited 4 371 375 98.93
231 UBS DERIVATIVES HONG KONG LIMITED 4 16 20 80.00
232 UNITED SIMSEN FOREX DEALERS LIMITED 4 35 39 89.74
233 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
234 VC BROKERAGE LIMITED 4 75 79 94.94
235 VC CAPITAL LIMITED 4 4 8 50.00
236 VC FUTURES LIMITED 4 47 51 92.16
237 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
238 Waton Securities International Limited 4 7 11 63.64
239 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
240 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
241 WINTECH SECURITIES LIMITED 4 17 21 80.95
242 WOCOM LIMITED (HK) 4 26 30 86.67
243 WOCOM SECURITIES LIMITED 4 34 38 89.47
244 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 50.00
245 YUEXING SECURITIES COMPANY LIMITED 4 12 16 75.00
246 Absolute Investment Management (HK) Limited 3 4 7 57.14
247 ADMIS Hong Kong Limited 3 20 23 86.96
248 AIF Securities Limited 3 0 3 0.00 2004-11-02
249 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
250 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
251 ALTUS CAPITAL LIMITED 3 4 7 57.14
252 AMPLE CAPITAL LIMITED 3 3 6 50.00
253 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
254 Anuenue Securities Limited 3 5 8 62.50
255 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 57.14
256 Arta Global Futures Limited 3 2 5 40.00
257 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0.00 2004-08-19
258 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 8 11 72.73
259 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
260 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2004-08-13
261 BANK CONSORTIUM TRUST COMPANY LIMITED 3 20 23 86.96
262 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 3 3 6 50.00
263 Beijing Securities Limited 3 17 20 85.00
264 Belvest Investment Services Limited 3 8 11 72.73
265 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
266 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
267 BGI Capital Limited 3 0 3 0.00 2004-03-24
268 BOCI Bullion Company Limited 3 5 8 62.50
269 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
270 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
271 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
272 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
273 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 3 6 50.00 2004-07-15
274 CBH Asia Limited 3 12 15 80.00
275 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
276 CEPA ALLIANCE SECURITIES LIMITED 3 5 8 62.50
277 CES Commodities (HK) Limited 3 241 244 98.77
278 CES Forex (HK) Limited 3 115 118 97.46
279 CES International Commodities (HK) Limited 3 2 5 40.00
280 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
281 CHARLES SCHWAB, HONG KONG, LIMITED 3 18 21 85.71
282 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
283 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
284 CHIEF SECURITIES LIMITED 3 45 48 93.75
285 CHINA EVERBRIGHT CAPITAL LIMITED 3 9 12 75.00
286 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 51 54 94.44 2003-10-31
287 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
288 China Finance KAB Limited 3 0 3 0.00 2004-12-23
289 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
290 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 27 30 90.00
291 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
292 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
293 China Reserve Securities Limited 3 5 8 62.50
294 CHINA RICH ASSET MANAGEMENT LIMITED 3 3 6 50.00
295 China Tonghai (IA) Limited 3 9 12 75.00
296 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
297 CHRISTFUND FUTURES LIMITED 3 10 13 76.92
298 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
299 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
300 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
301 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
302 CLSA FUTURES LIMITED 3 22 25 88.00
303 CLSA Premium International (HK) Limited 3 0 3 0.00 2004-10-20
304 CMB INTERNATIONAL FUTURES LIMITED 3 7 10 70.00
305 CMB International Global Markets Limited 3 15 18 83.33
306 CMS CAPITAL (HK) CO., LIMITED 3 1 4 25.00 2004-05-06
307 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 88 91 96.70
308 CORPORATE BROKERS LIMITED 3 76 79 96.20
309 CORPORATE COMMODITIES LIMITED 3 33 36 91.67
310 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
311 Credit Suisse Futures (Hong Kong) Limited 3 24 27 88.89
312 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-07-28
313 CSC ASIA LIMITED 3 9 12 75.00
314 CSC FUTURES (HK) LIMITED 3 16 19 84.21
315 CVP Securities Limited 3 27 30 90.00 2004-07-09
316 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 7 10 70.00
317 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 11 14 78.57
318 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2004-08-18
319 DL BROKERAGE LIMITED 3 19 22 86.36
320 DNB Asset Management (Asia) Limited 3 2 5 40.00
321 DORIC CAPITAL CORPORATION 3 4 7 57.14 2003-11-13
322 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
323 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
324 Essence International Financial Holdings Limited 3 30 33 90.91
325 ETRADE SECURITIES LIMITED 3 6 9 66.67
326 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
327 Everbright Securities Digital Finance (HK) Limited 3 26 29 89.66
328 EVERHOT SECURITIES LIMITED 3 6 9 66.67
329 FE SECURITIES LIMITED 3 10 13 76.92
330 Funderstone Futures Limited 3 41 44 93.18
331 FWD Financial Planning Limited (HK) 3 31 34 91.18
332 GAINWELL SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-08-21
333 GALILEO CAPITAL LIMITED (d2009-12-31) 3 4 7 57.14
334 GAM HONG KONG LIMITED 3 16 19 84.21
335 GET NICE CAPITAL LIMITED 3 0 3 0.00
336 GET NICE SECURITIES LIMITED 3 55 58 94.83
337 GINGER CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2004-11-18
338 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
339 GLOBAL INVESTMENT ADVISORS LIMITED 3 20 23 86.96
340 Glory Sun Securities Limited 3 11 14 78.57
341 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
342 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 120 123 97.56
343 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
344 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
345 GREAT BAY SECURITIES LIMITED 3 48 51 94.12
346 GT CAPITAL LIMITED 3 6 9 66.67
347 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 57.14 2004-11-29
348 HAMON INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
349 HANG TAI SECURITIES LIMITED 3 10 13 76.92
350 HANTEC SECURITIES CO., LIMITED 3 18 21 85.71
351 HENYEP SECURITIES LIMITED 3 19 22 86.36
352 HING WONG SECURITIES LIMITED 3 10 13 76.92
353 HOI SANG SECURITIES LIMITED 3 2 5 40.00
354 HONG KONG FOREX INVESTMENT LIMITED 3 135 138 97.83
355 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
356 Hong Kong Stock Link Securities Limited 3 7 10 70.00
357 Hongkong Bay Securities Limited 3 12 15 80.00
358 HOORAY SECURITIES LIMITED 3 12 15 80.00
359 HSBC BROKING FOREX (ASIA) LIMITED 3 102 105 97.14
360 HSBC BROKING FUTURES (ASIA) LIMITED 3 120 123 97.56
361 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
362 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
363 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 7 10 70.00
364 Huajin Corporate Finance (International) Limited 3 1 4 25.00
365 iBest Securities Company Limited 3 6 9 66.67
366 iFAST Securities (HK) Limited 3 3 6 50.00
367 Imagi Brokerage Limited 3 5 8 62.50
368 Income Partners Asset Management (HK) Limited 3 6 9 66.67
369 Investec Asia Limited 3 0 3 0.00
370 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2004-08-30
371 JEFFERIES BACHE (HONG KONG) LIMITED 3 67 70 95.71
372 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
373 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
374 Kaiser KT Capital Limited 3 1 4 25.00
375 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 30 33 90.91 2004-12-16
376 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
377 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 23 26 88.46
378 KCG SECURITIES ASIA LIMITED 3 7 10 70.00 2004-11-25
379 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
380 KING FOOK SECURITIES COMPANY LIMITED 3 9 12 75.00
381 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
382 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
383 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
384 LAMTEX SECURITIES LIMITED 3 12 15 80.00
385 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
386 LEHIN SECURITIES LIMITED 3 20 23 86.96
387 LEI SHING HONG SECURITIES LIMITED 3 9 12 75.00
388 Link Asset Management Limited (HK) 3 0 3 0.00 2004-11-22
389 Lion Global Financial Limited 3 54 57 94.74
390 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 13 16 81.25
391 LUEN HING SECURITIES LIMITED 3 6 9 66.67
392 M&F Asset Management Limited 3 9 12 75.00
393 MACQUARIE EQUITIES (ASIA) LIMITED 3 25 28 89.29
394 Mason Futures Limited (HK) 3 23 26 88.46
395 Merdeka Securities Limited 3 0 3 0.00
396 MESSIS CAPITAL LIMITED 3 3 6 50.00
397 MIB FUTURES (HONG KONG) LIMITED 3 34 37 91.89
398 Minerva Holding Financial Securities Limited 3 11 14 78.57
399 MING HON SECURITIES LIMITED 3 1 4 25.00
400 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
401 MIZUHO SECURITIES ASIA LIMITED 3 22 25 88.00
402 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
403 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
404 NEW TREND FUTURES LIMITED 3 21 24 87.50
405 Newedge Broker Hong Kong Limited 3 1 4 25.00
406 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
407 Nomura Asset Management Hong Kong Limited 3 7 10 70.00
408 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
409 Northern Trust Company of Hong Kong Limited (The) 3 5 8 62.50
410 Nuada Limited 3 2 5 40.00 2004-01-15
411 OCBC Securities Brokerage (Hong Kong) Limited 3 11 14 78.57
412 ONSHINE SECURITIES LIMITED 3 12 15 80.00
413 Open Securities Limited 3 16 19 84.21
414 Oshidori Securities Limited 3 8 11 72.73
415 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
416 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
417 PARIBAS ASIA EQUITY LIMITED 3 15 18 83.33
418 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
419 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 21 24 87.50
420 PHILLIP COMMODITIES (H.K.) LIMITED 3 204 207 98.55 2003-12-09
421 PHOENIX CAPITAL FUTURES LIMITED 3 2 5 40.00
422 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 70.00
423 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
424 PineBridge Investments Asia Limited 3 28 31 90.32
425 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 33 36 91.67
426 Planetree Futures Limited 3 9 12 75.00
427 Planetree Securities Limited 3 19 22 86.36
428 PPM VENTURES (ASIA) LIMITED 3 0 3 0.00
429 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 25.00
430 PRIME SECURITIES LIMITED (HK) 3 7 10 70.00
431 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
432 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 78.57
433 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
434 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
435 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
436 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
437 Quam Securities Limited 3 42 45 93.33 2004-10-15
438 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
439 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 76.92
440 REALINK FINANCIAL TRADE LIMITED 3 15 18 83.33 2003-09-25
441 ROSA SECURITIES LIMITED 3 2 5 40.00
442 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
443 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
444 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 92.68
445 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2003-10-30
446 SDHG International Securities Limited 3 7 10 70.00
447 SEEKERS MARKETS LIMITED 3 11 14 78.57
448 SHACOM FUTURES LIMITED 3 2 5 40.00
449 Shang International Finance Limited 3 10 13 76.92
450 SHUN LOONG FOREX COMPANY LIMITED 3 38 41 92.68
451 SHUN LOONG FUTURES LIMITED 3 43 46 93.48
452 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
453 SIU YIP COMMODITY LIMITED 3 4 7 57.14
454 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 66.67
455 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
456 SOUTH CHINA COMMODITIES LIMITED 3 70 73 95.89
457 SOUTH CHINA SECURITIES LIMITED 3 88 91 96.70
458 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
459 SPARX Asia Investment Advisors Limited 3 6 9 66.67 2004-04-20
460 STOCKWELL SECURITIES LIMITED 3 26 29 89.66
461 Success Securities Limited 3 18 21 85.71
462 Sunwah Kingsway Leasing and Finance Limited 3 13 16 81.25
463 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
464 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
465 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
466 TANG PING KONG LIMITED 3 9 12 75.00
467 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
468 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
469 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
470 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 26 29 89.66 2003-09-24
471 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
472 TRANS JOY SECURITIES LIMITED 3 8 11 72.73
473 TT INTERNATIONAL (HONG KONG) LIMITED 3 3 6 50.00 2004-06-04
474 TUNG TAI SECURITIES COMPANY LIMITED 3 9 12 75.00
475 UBS Asset Management (Hong Kong) Limited 3 6 9 66.67
476 UOB ASIA (HONG KONG) LIMITED 3 7 10 70.00
477 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
478 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 108 111 97.30
479 VALUE PARTNERS LIMITED 3 12 15 80.00
480 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
481 VICTORY SECURITIES COMPANY LIMITED 3 19 22 86.36
482 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
483 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
484 WAH THAI SECURITIES LIMITED 3 2 5 40.00
485 Wanhai Securities (HK) Limited 3 4 7 57.14
486 WINFULL SECURITIES LIMITED 3 21 24 87.50
487 WING FAT SECURITIES LIMITED 3 9 12 75.00
488 WING FUNG SECURITIES LIMITED 3 5 8 62.50
489 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
490 Wisetrade Securities Limited 3 10 13 76.92
491 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
492 YF FUTURES COMPANY LIMITED 3 2 5 40.00
493 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
494 YICKO SECURITIES LIMITED 3 15 18 83.33
495 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
496 YUE XIU FUTURES COMPANY LIMITED 3 3 6 50.00
497 Yunfeng Financial Markets Limited 3 10 13 76.92
498 Zhongrong International Futures Co., Limited 3 3 6 50.00
499 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
500 Zijing Capital Limited 3 3 6 50.00 2003-05-07
501 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
502 AASTOCKS.COM LIMITED 2 0 2 0.00
503 ABN AMRO Clearing (Futures) Hong Kong Limited 2 11 13 84.62
504 ABN AMRO Clearing Hong Kong Limited 2 12 14 85.71
505 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
506 abrdn Hong Kong Limited 2 2 4 50.00
507 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
508 ACM ASIA LIMITED 2 1 3 33.33
509 Acru Asset Management Limited 2 0 2 0.00 2004-08-25
510 ADM SECURITIES LIMITED 2 1 3 33.33
511 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
512 AFG CAPITAL ASSETS LIMITED 2 0 2 0.00 2004-09-01
513 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
514 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
515 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 33.33 2004-09-07
516 Allard Partners Limited 2 2 4 50.00
517 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
518 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
519 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
520 Alpha Nova Capital Management Limited 2 2 4 50.00
521 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
522 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
523 ALTRUIST FINANCIAL GROUP LIMITED 2 9 11 81.82 2004-01-20
524 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 33.33
525 Anli Securities Limited 2 5 7 71.43
526 AP Asset Management (HK) Limited 2 7 9 77.78 2004-07-07
527 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
528 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
529 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
530 ASIA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
531 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
532 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
533 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
534 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 0.00
535 ASSET DYNAMIC MANAGEMENT LIMITED 2 7 9 77.78
536 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
537 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
538 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
539 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
540 Averest Capital Limited 2 3 5 60.00
541 Avia Asset Management Limited 2 0 2 0.00
542 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 280 282 99.29
543 AXA Financial Planning (Hong Kong) Limited 2 8 10 80.00
544 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
545 BALI SECURITIES CO. LIMITED 2 0 2 0.00
546 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
547 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 2 4 6 66.67
548 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 1 3 33.33 2003-06-03
549 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
550 BEA Union Investment Management Limited 2 8 10 80.00
551 BEAR BRIGHT LIMITED 2 3 5 60.00
552 BEAR STEARNS ASIA LIMITED 2 55 57 96.49
553 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
554 BETA INTERNATIONAL SECURITIES LIMITED 2 15 17 88.24
555 BGC SECURITIES (HONG KONG) LLC 2 9 11 81.82
556 Black Marble Securities Limited 2 3 5 60.00
557 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
558 BLOOMYEARS LIMITED 2 3 5 60.00
559 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
560 BMI FUNDS MANAGEMENT LIMITED 2 7 9 77.78
561 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 33 35 94.29
562 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 9 11 81.82
563 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 8 10 80.00
564 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
565 BOCI RESEARCH LIMITED 2 22 24 91.67
566 BOKHARY SECURITIES LIMITED 2 7 9 77.78
567 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
568 Bradbury Securities Limited 2 5 7 71.43
569 BREVAN HOWARD (HONG KONG) LIMITED 2 1 3 33.33 2004-07-12
570 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
571 Bright Fund Management Limited 2 6 8 75.00
572 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 8 10 80.00
573 BROOKE CAPITAL LIMITED 2 0 2 0.00
574 BULLISH SECURITIES LIMITED 2 9 11 81.82
575 BUSINESS FUTURES LIMITED 2 7 9 77.78
576 BUSINESS SECURITIES LIMITED 2 22 24 91.67
577 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
578 Capital International, Inc. 2 6 8 75.00
579 CAPITAL RESEARCH COMPANY 2 10 12 83.33 2004-11-10
580 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
581 CASH Wealth Management Limited 2 24 26 92.31
582 CBRE Investment Management (Asia) Limited 2 1 3 33.33
583 CCB Securities Limited 2 3 5 60.00
584 CELESTIAL FINANCE LIMITED 2 2 4 50.00
585 CENTALINE WEALTH MANAGEMENT LIMITED 2 35 37 94.59 2004-04-02
586 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
587 CERES CAPITAL LIMITED 2 0 2 0.00
588 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
589 CES Private (HK) Limited 2 7 9 77.78
590 CES Wealth Management (HK) Limited 2 0 2 0.00
591 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 50.00
592 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
593 Chanceton Capital Partners Limited 2 2 4 50.00
594 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
595 ChapmanCraig Limited 2 2 4 50.00
596 CHARLES SCHMITT & ASSOCIATES LIMITED 2 2 4 50.00
597 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
598 CHEKIANG FIRST SECURITIES CO. LIMITED 2 2 4 50.00
599 Chelac Investment Company 2 5 7 71.43
600 CHENG YAM ON SECURITIES LIMITED 2 5 7 71.43
601 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
602 China Enterprise Securities Company Limited 2 0 2 0.00
603 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
604 China Gather Wealth Financial Company Limited 2 0 2 0.00
605 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
606 China Integrity Investment Limited 2 0 2 0.00
607 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
608 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
609 CHINA POINT STOCK BROKERS LIMITED 2 11 13 84.62
610 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
611 CHOW SANG SANG FUTURES LIMITED 2 28 30 93.33
612 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
613 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 96.00
614 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 2 3 5 60.00
615 CITIC FRONTIER CHINA RESEARCH LIMITED 2 19 21 90.48 2004-03-12
616 CITIC Securities (Hong Kong) Limited 2 18 20 90.00
617 CLSA RESEARCH LIMITED 2 39 41 95.12
618 CMB International Capital Holdings Corporation Limited 2 1 3 33.33 2003-12-17
619 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
620 COL Securities (HK) Limited 2 2 4 50.00
621 COMGEST FAR EAST LIMITED 2 2 4 50.00
622 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
623 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
624 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
625 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
626 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 6 8 75.00
627 CUPOLA CAPITAL LIMITED 2 2 4 50.00
628 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
629 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
630 D.J. SECURITIES LIMITED 2 0 2 0.00
631 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
632 DAH SING SECURITIES LIMITED 2 2 4 50.00
633 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
634 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
635 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 9 11 81.82
636 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 9 11 81.82
637 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0.00
638 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
639 EAA SECURITIES LIMITED 2 10 12 83.33
640 EAST ASIA FUTURES LIMITED 2 9 11 81.82
641 EAST ASIA SECURITIES COMPANY LIMITED 2 86 88 97.73
642 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
643 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
644 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
645 ENLIGHTEN FUTURES LIMITED 2 3 5 60.00
646 ENLIGHTEN SECURITIES LIMITED 2 13 15 86.67
647 ENZARD LIMITED 2 0 2 0.00 2004-05-21
648 EQT Partners Asia Limited 2 4 6 66.67
649 EQT Partners Hong Kong Limited 2 1 3 33.33
650 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
651 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
652 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 2 5 7 71.43
653 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
654 EVOLUTION ASIA INVESTMENTS LIMITED 2 5 7 71.43
655 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
656 F. R. ZIMMERN LIMITED 2 3 5 60.00
657 FAIRWIN BROKING LIMITED 2 5 7 71.43
658 FDB Financial Group Limited 2 4 6 66.67
659 Finet Securities Limited 2 2 4 50.00
660 FIRST SECURITIES (HK) LIMITED 2 5 7 71.43
661 FIRST SHANGHAI FUTURES LIMITED 2 31 33 93.94
662 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 33.33
663 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 2 1 3 33.33
664 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
665 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 2 4 50.00 2004-11-12
666 Fu Yip Securities & Investment Co. 2 5 7 71.43
667 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 3 5 60.00
668 FULL WIN SECURITIES LIMITED 2 2 4 50.00
669 FULLJET SECURITIES LIMITED 2 0 2 0.00
670 Funderstone Asset Management (HK) Limited 2 0 2 0.00
671 GAIN ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-12-31
672 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
673 GAYANG SECURITIES LIMITED 2 15 17 88.24
674 GCAM Limited 2 2 4 50.00 2004-10-19
675 Ge Shang Investment (Hong Kong) Limited 2 12 14 85.71
676 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
677 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
678 GIGA (HONG KONG) LIMITED 2 3 5 60.00
679 GLS SECURITIES LIMITED 2 6 8 75.00
680 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
681 Gold Centre Investment Company 2 5 7 71.43
682 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
683 Goldbridge Securities Limited 2 12 14 85.71
684 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 5 7 71.43
685 Goldin Equities Limited 2 1 3 33.33
686 Goldman Sachs Investment Management Hong Kong Limited 2 21 23 91.30
687 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
688 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
689 Grand Cartel Securities Company Limited 2 4 6 66.67
690 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
691 GRAND ONWARD SECURITIES LIMITED 2 7 9 77.78
692 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
693 GREEN STAR ASIA LIMITED 2 6 8 75.00
694 Grit Securities Limited 2 2 4 50.00
695 GT Asset & Portfolio Management Limited 2 1 3 33.33 2004-11-04
696 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
697 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 20 22 90.91
698 HAITONG INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62
699 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
700 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
701 Hao Tian International Securities Limited 2 8 10 80.00
702 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
703 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
704 HARRIS FRASER (INTERNATIONAL) LIMITED 2 15 17 88.24
705 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
706 HDH ADVISORS (HK) LIMITED 2 0 2 0.00 2004-11-25
707 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
708 HENCO CAPITAL LIMITED 2 0 2 0.00
709 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
710 HENIK SECURITIES LIMITED 2 7 9 77.78
711 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
712 HERMES SECURITIES LIMITED 2 8 10 80.00
713 HIP HING SECURITIES LIMITED 2 2 4 50.00
714 HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33
715 HOORAY CAPITAL LIMITED 2 0 2 0.00
716 HOU TAK SECURITIES LIMITED 2 2 4 50.00
717 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
718 HSBC FUTURES (SINGAPORE) PTE LTD 2 12 14 85.71
719 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
720 HSBC Private Trustee (Hong Kong) Limited 2 2 4 50.00
721 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 50.00 2004-02-10
722 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
723 HSZ (HONG KONG) LIMITED 2 2 4 50.00
724 HT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
725 Huayu Securities Limited 2 3 5 60.00
726 HUNG SING FUTURES LIMITED 2 3 5 60.00
727 HUNG SING SECURITIES LIMITED 2 14 16 87.50
728 iBest Consultants Limited 2 29 31 93.55
729 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
730 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
731 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
732 ICEA CAPITAL LIMITED 2 11 13 84.62
733 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
734 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0.00
735 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
736 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
737 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
738 Interactive Brokers LLC 2 4 6 66.67
739 INTERCHINA FUTURES LIMITED 2 8 10 80.00
740 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
741 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 2 4 50.00
742 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
743 iTTa Capital Limited 2 2 4 50.00 2003-05-29
744 iVenture Investment Management Limited 2 0 2 0.00
745 JAFCO Investment (Hong Kong) Limited 2 4 6 66.67
746 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
747 JAPAN ASIA CAPITAL LIMITED 2 2 4 50.00
748 JF INTERNATIONAL MANAGEMENT INC. 2 21 23 91.30
749 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
750 JK Capital Management Limited 2 1 3 33.33
751 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
752 JPMorgan Funds (Asia) Limited 2 48 50 96.00
753 JS SECURITIES LIMITED (HK) 2 2 4 50.00
754 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
755 JVSakk Asia Limited 2 3 5 60.00
756 K.K.M. SECURITIES LIMITED 2 8 10 80.00
757 KAISER FUTURES LIMITED 2 32 34 94.12
758 KAISER SECURITIES LIMITED 2 30 32 93.75
759 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
760 Kam Wah Investments Limited 2 3 5 60.00
761 KARFORD SECURITIES LIMITED 2 0 2 0.00
762 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
763 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
764 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 11 13 84.62
765 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
766 KB Securities Hong Kong Limited 2 3 5 60.00
767 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
768 KGI Asset Management Limited 2 0 2 0.00
769 KILMOREY SECURITIES LIMITED 2 6 8 75.00
770 KINGSTON FUTURES LIMITED 2 16 18 88.89
771 KINGSTON SECURITIES LIMITED 2 43 45 95.56
772 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 2 4 50.00
773 KMT SECURITIES LIMITED 2 7 9 77.78
774 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
775 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
776 KWOK HING SECURITIES LIMITED 2 4 6 66.67
777 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
778 LAU & COMPANY LIMITED 2 0 2 0.00
779 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 3 5 60.00
780 LEI SHING HONG FINANCE LIMITED 2 5 7 71.43
781 LIM ADVISORS LIMITED 2 8 10 80.00
782 Lombard Investments (HK) Limited 2 0 2 0.00
783 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 81.82
784 Longitude Asia Limited 2 1 3 33.33
785 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
786 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
787 Lynx Portfolio Limited 2 1 3 33.33
788 Mackenzie Investments Asia Limited 2 1 3 33.33
789 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
790 MAGUSTA FUTURES LIMITED 2 4 6 66.67
791 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
792 MALAHON SECURITIES LIMITED 2 13 15 86.67
793 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
794 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
795 MANBLE SECURITIES LIMITED 2 6 8 75.00
796 MANRISE LIMITED (d2007-05-02) 2 0 2 0.00
797 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 88.24
798 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
799 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
800 MASON LAROCHE (HK) LIMITED 2 1 3 33.33
801 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
802 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 84.62
803 MCP Holdings Limited (HK) 2 0 2 0.00
804 MEAG Hong Kong Limited 2 0 2 0.00
805 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
806 MEGABASE SECURITIES LIMITED 2 3 5 60.00
807 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
808 MEIJI YASUDA ASIA LIMITED 2 3 5 60.00
809 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
810 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
811 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
812 MIRABAUD (ASIA) LIMITED 2 2 4 50.00 2003-05-13
813 Moliyo (Hong Kong) Limited 2 2 4 50.00
814 Monex Boom Securities (H.K.) Limited 2 5 7 71.43
815 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
816 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
817 MORTON SECURITIES LIMITED 2 3 5 60.00
818 MTF SECURITIES LIMITED 2 14 16 87.50
819 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
820 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
821 NATIXIS ASIA LIMITED 2 3 5 60.00 2004-10-19
822 Network Financial Services Limited 2 30 32 93.75
823 Neutral Financial Holding Company Limited 2 8 10 80.00
824 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
825 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 60.00
826 Newedge Broker Limited 2 21 23 91.30
827 Nezu Asia Capital Management Limited 2 1 3 33.33 2004-10-29
828 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
829 Nikko Asset Management Hong Kong Limited 2 2 4 50.00
830 Nittan Securities Asia Limited 2 2 4 50.00
831 Nomura Asia Investment (Hong Kong) Limited 2 51 53 96.23
832 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 153 155 98.71
833 NOMURA SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
834 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
835 Oasis Management (Hong Kong) 2 0 2 0.00 2004-09-14
836 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
837 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
838 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 23 25 92.00
839 ONE CHINA SECURITIES LIMITED 2 11 13 84.62 2004-03-01
840 OnePlatform Securities Limited 2 30 32 93.75
841 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
842 OP INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2004-02-18
843 Open Asset Management Limited 2 1 3 33.33
844 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
845 Optima Capital Limited 2 0 2 0.00
846 Oreana Financial Services Limited 2 3 5 60.00
847 ORIENT SECURITIES LIMITED 2 10 12 83.33
848 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
849 orientiert XYZ Securities Limited 2 0 2 0.00 2004-12-03
850 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
851 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
852 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 15 17 88.24
853 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
854 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
855 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 13 15 86.67
856 PANURGY LIMITED 2 0 2 0.00
857 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
858 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
859 PATTERSON FINANCIAL SERVICES LIMITED 2 11 13 84.62
860 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 0.00 2004-10-28
861 PEGASUS FUND MANAGERS LIMITED 2 29 31 93.55
862 PGIM (Hong Kong) Limited 2 2 4 50.00
863 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
864 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
865 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 88.89
866 PO LEE SECURITIES LIMITED 2 5 7 71.43
867 PO SANG SECURITIES LIMITED 2 12 14 85.71
868 Polen Capital HK Limited 2 0 2 0.00
869 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
870 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2004-09-15
871 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
872 PRUDENTIAL BROKERAGE LIMITED 2 90 92 97.83
873 Public Financial Securities Limited 2 4 6 66.67
874 Public Securities Limited 2 4 6 66.67
875 QUAM FUTURES LIMITED 2 20 22 90.91
876 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
877 Rakuten Securities Hong Kong Limited 2 20 22 90.91
878 RBC FUTURES SERVICES (ASIA) LIMITED 2 19 21 90.48
879 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 31 33 93.94 2004-10-14
880 RBS Asia Futures Limited 2 12 14 85.71
881 Redford Asset Management Limited 2 1 3 33.33
882 REFCO FOREX LIMITED 2 9 11 81.82 2003-07-21
883 REXCAPITAL (HONG KONG) LIMITED 2 1 3 33.33
884 REXCAPITAL FUTURES LIMITED 2 31 33 93.94
885 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
886 RHB SECURITIES HONG KONG LIMITED 2 11 13 84.62
887 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
888 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
889 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 75.00
890 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 75.00
891 ROOFER SECURITIES LIMITED 2 9 11 81.82
892 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
893 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
894 SAMSUNG SECURITIES (ASIA) LIMITED 2 3 5 60.00
895 SBI China Capital Commodities Limited 2 14 16 87.50
896 SBI China Capital Financial Services Limited 2 11 13 84.62
897 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
898 SCM CHINA LIMITED 2 1 3 33.33
899 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
900 SELINA & CO. LIMITED (HK) 2 5 7 71.43
901 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
902 Shacom Securities Limited 2 13 15 86.67
903 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
904 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
905 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
906 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 50.00
907 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
908 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
909 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
910 Sino-Rich Securities & Futures Limited 2 8 10 80.00
911 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
912 Sinofortune Financial Capital Limited 2 1 3 33.33
913 SINOMAX SECURITIES LIMITED 2 4 6 66.67
914 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
915 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
916 SIU ON SECURITIES LIMITED 2 4 6 66.67
917 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
918 SOLID KING SECURITIES LIMITED 2 8 10 80.00
919 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 85.71
920 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 32 34 94.12
921 SPDB International Holdings Limited 2 0 2 0.00
922 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 66.67 2004-02-05
923 STANDARD & POOR'S, LLC 2 7 9 77.78
924 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
925 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 19 21 90.48
926 Stellar Securities Limited 2 1 3 33.33
927 STOCKWELL ONLINE (SECURITIES) LIMITED 2 0 2 0.00
928 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
929 Success Futures and Foreign Exchange Limited 2 6 8 75.00
930 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
931 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67
932 SUN GROWTH SECURITIES LIMITED 2 16 18 88.89
933 Sun Life Financial Asia Services Limited 2 18 20 90.00
934 SUN RAISE CAPITAL LIMITED 2 2 4 50.00
935 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
936 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
937 T & F RESEARCH LIMITED 2 2 4 50.00
938 T G HOLBORN (HK) LIMITED 2 58 60 96.67
939 T G SECURITIES LIMITED 2 2 4 50.00
940 T. M. MANAGEMENT LIMITED 2 0 2 0.00
941 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 80.00
942 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
943 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
944 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
945 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
946 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
947 TAIFAIR FUTURES LIMITED 2 3 5 60.00
948 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
949 TANG KEE SECURITIES LIMITED 2 4 6 66.67
950 TC Investment Management (Asia) Limited 2 4 6 66.67
951 Templewater Hong Kong Limited 2 4 6 66.67
952 Tensant Securities Limited 2 2 4 50.00 2004-08-25
953 THING ON SECURITIES LIMITED 2 6 8 75.00
954 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
955 TIMES SECURITIES COMPANY LIMITED 2 14 16 87.50
956 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 5 7 71.43
957 Tokio Marine Investment Services, Limited 2 0 2 0.00
958 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
959 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
960 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
961 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 0 2 0.00 2004-12-31
962 TSE'S SECURITIES LIMITED 2 48 50 96.00
963 Tung Shing Futures (Brokers) Limited 2 88 90 97.78
964 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
965 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
966 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
967 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
968 Tyche Group Limited 2 16 18 88.89
969 UKFP (Asia) HK Limited 2 3 5 60.00
970 UNI-ALPHA FUTURES LIMITED 2 4 6 66.67
971 UNI-ALPHA SECURITIES LIMITED 2 5 7 71.43
972 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
973 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
974 UNITED WORLD ONLINE LIMITED 2 2 4 50.00 2004-11-02
975 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 2 4 50.00
976 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
977 UPBEST COMMODITIES COMPANY LIMITED 2 9 11 81.82
978 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
979 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
980 Vantum Futures Limited 2 2 4 50.00
981 VC International Asset Management Limited 2 1 3 33.33
982 VERCAP Financial Services Limited 2 3 5 60.00
983 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
984 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
985 Virtu ITG Hong Kong Limited 2 9 11 81.82
986 VISION FINANCE (SECURITIES) LIMITED 2 2 4 50.00
987 WAH SANG SECURITIES LIMITED 2 3 5 60.00
988 WAI FAT SECURITIES LIMITED 2 3 5 60.00
989 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
990 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
991 WELLAM INVESTMENT LIMITED 2 0 2 0.00
992 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
993 Wellington Management Hong Kong Limited (b2003-01-02) 2 3 5 60.00 2003-09-18
994 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
995 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
996 WILBY SECURITIES LIMITED 2 4 6 66.67
997 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
998 Win Securities Limited 2 4 6 66.67
999 WIN WONG SECURITIES LIMITED 2 25 27 92.59
1000 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1001 WING ON SECURITIES LIMITED 2 7 9 77.78
1002 WING TAK SECURITIES LIMITED 2 0 2 0.00
1003 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1004 WINGS SECURITIES (HK) LIMITED 2 39 41 95.12
1005 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1006 WINTONE SECURITIES LIMITED 2 2 4 50.00 2004-02-16
1007 WM (HK) Limited 2 845 847 99.76
1008 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1009 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1010 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1011 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2003-05-23
1012 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1013 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1014 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1015 YF Life Investors Limited 2 9 11 81.82 2004-08-30
1016 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1017 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
1018 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1019 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1020 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
1021 ZURICH ADVISORY (HK) LIMITED 2 258 260 99.23
1022 313 Capital Management Limited 1 0 1 0.00
1023 Aevitas Securities Limited 1 4 5 80.00
1024 AJ Securities Limited 1 9 10 90.00
1025 AMRI ADVISORY LIMITED 1 1 2 50.00
1026 ANGUS MOORE LIMITED 1 3 4 75.00
1027 Anuenue Advisors Limited 1 2 3 66.67
1028 ARX ADVISORS LIMITED 1 0 1 0.00 2003-12-04
1029 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 50.00
1030 Asian Pacific Investment Company 1 2 3 66.67
1031 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1032 AUDREY CHOW SECURITIES LIMITED 1 8 9 88.89
1033 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1034 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1035 Axis Capital Management Limited 1 0 1 0.00
1036 BARBER ASIA LIMITED 1 1 2 50.00
1037 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1038 BEAR STEARNS HONG KONG LIMITED 1 7 8 87.50
1039 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1040 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
1041 Bright Securities Company (The) 1 1 2 50.00
1042 Broadway Wealth Management Limited 1 7 8 87.50
1043 CAIIS Limited 1 11 12 91.67
1044 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1045 CANTERBURY CAPITAL LIMITED (HK) 1 1 2 50.00
1046 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1047 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1048 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1049 CENTURION CORPORATE FINANCE LIMITED 1 0 1 0.00
1050 CF GLOBAL (HK) LIMITED 1 4 5 80.00
1051 Champion & Co. 1 2 3 66.67
1052 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1053 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1054 Cheong Lee Securities Co. 1 4 5 80.00
1055 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1056 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1057 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 1 3 4 75.00
1058 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1059 China Finance Holdings Limited 1 0 1 0.00
1060 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
1061 CHINA SECURITIES HOLDINGS LIMITED 1 10 11 90.91
1062 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
1063 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 80.00
1064 Ching Yick Company 1 1 2 50.00
1065 CHUANGS & CO. LIMITED 1 3 4 75.00
1066 Chung Tak & Company 1 0 1 0.00
1067 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
1068 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
1069 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1070 COMMENCE COMPANY LIMITED 1 0 1 0.00
1071 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1072 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1073 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1074 CTW SECURITIES LIMITED 1 3 4 75.00
1075 DEBTTRADERS, LIMITED 1 3 4 75.00
1076 DELTA ASIA FINANCIAL FUTURES LIMITED 1 18 19 94.74
1077 DELTA ASIA SECURITIES LIMITED 1 48 49 97.96
1078 Delta Asia Wealth Management Limited 1 3 4 75.00
1079 DRAKE & MORGAN LIMITED (HK) 1 0 1 0.00
1080 Eastspring Investments (Hong Kong) Limited 1 15 16 93.75
1081 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1082 EQUITAS CAPITAL LIMITED (HK) 1 1 2 50.00
1083 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1084 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
1085 EWARTON SECURITIES LIMITED 1 15 16 93.75
1086 EYREMOUNT LIMITED 1 0 1 0.00
1087 FAIR EAGLE FINANCE CREDIT LIMITED 1 4 5 80.00
1088 FAIR EAGLE FUTURES COMPANY LIMITED 1 6 7 85.71
1089 FAIR EAGLE SECURITIES COMPANY LIMITED 1 18 19 94.74
1090 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1091 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1092 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 83.33
1093 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1094 Freddy Company 1 3 4 75.00
1095 FTLife Insurance Company Limited 1 5 6 83.33
1096 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1097 Fubon Capital (HK) Limited 1 4 5 80.00
1098 FWD Life Insurance Company (Bermuda) Limited 1 43 44 97.73
1099 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1100 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1101 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 8 9 88.89
1102 GET NICE ASSET MANAGEMENT LIMITED 1 3 4 75.00
1103 GET NICE FUTURES COMPANY LIMITED 1 23 24 95.83
1104 Giny Securities Company 1 2 3 66.67
1105 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1106 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
1107 Goldyard Capital Limited 1 7 8 87.50
1108 Goodcape Investment Company 1 3 4 75.00
1109 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1110 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
1111 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1112 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1113 H & A Investment Company 1 0 1 0.00
1114 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 4 5 80.00
1115 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
1116 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1117 Ho Fung Shares Investment Company 1 11 12 91.67
1118 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1119 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
1120 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1121 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1122 HUA NAN SECURITIES (HK) LIMITED 1 4 5 80.00
1123 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1124 IMARKETS LIMITED 1 2 3 66.67
1125 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1126 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1127 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1128 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1129 Intercontinent Securities Company 1 4 5 80.00
1130 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
1131 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1132 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1133 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1134 JWC INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1135 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1136 K.K. Wong & Company 1 0 1 0.00
1137 K.L. Securities Company 1 4 5 80.00
1138 Katherine Ip & Company 1 2 3 66.67
1139 KHG Lam 1 0 1 0.00
1140 Kin Fung Stock Company 1 5 6 83.33
1141 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1142 Ko Kun Stock Company 1 1 2 50.00
1143 Kwok Chung Chun Securities Company 1 0 1 0.00
1144 Lawsons Securities Company 1 0 1 0.00
1145 Lees Securities Co. 1 8 9 88.89
1146 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 1 2 50.00 2003-05-02
1147 Mainland Securities Co. 1 1 2 50.00
1148 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 88.89
1149 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1150 MANSION HOUSE ASSET MANAGEMENT LIMITED 1 2 3 66.67
1151 MARC FABER LIMITED 1 0 1 0.00
1152 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
1153 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1154 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 66.67
1155 Maurice Lee Investment Advisor Company 1 0 1 0.00
1156 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1157 Mercer (Hong Kong) Limited 1 2 3 66.67
1158 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1159 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1160 MLI LIMITED (d2018-03-29) 1 2 3 66.67
1161 MONEY CONCEPTS (ASIA) LIMITED 1 8 9 88.89
1162 Nan Lee Investment Co. 1 2 3 66.67
1163 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 2 3 66.67
1164 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1165 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1166 Offshore Financial Consultants 1 0 1 0.00
1167 OKACHI (HONG KONG) COMPANY LIMITED 1 16 17 94.12
1168 OnePlatform Asset Management Limited 1 158 159 99.37
1169 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1170 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1171 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
1172 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
1173 Oshidori Corporate Finance Limited 1 1 2 50.00
1174 PACIFIC GROUP LIMITED (THE) 1 2 3 66.67
1175 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1176 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 1 1 2 50.00 2003-07-10
1177 Pacific Sun Advisors Limited 1 0 1 0.00
1178 PAMA GROUP (HONG KONG) LIMITED 1 1 2 50.00
1179 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 7 8 87.50
1180 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 2 3 66.67
1181 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1182 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 1 4 5 80.00
1183 PLATINUM BROKING COMPANY LIMITED 1 4 5 80.00
1184 PLATINUM SECURITIES COMPANY LIMITED 1 4 5 80.00
1185 Prashant K. Trivedi 1 0 1 0.00
1186 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1187 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 1 2 50.00
1188 PRIVATE CAPITAL LIMITED 1 4 5 80.00
1189 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 37 38 97.37
1190 Public Pacific Securities Limited 1 0 1 0.00
1191 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1192 RBS Securities (Far East) Limited 1 3 4 75.00
1193 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1194 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1195 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1196 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
1197 Rich Union Securities (H.K.) Limited 1 3 4 75.00
1198 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
1199 Rifa Securities Limited 1 7 8 87.50
1200 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1201 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
1202 SA Capital Limited (HK) 1 0 1 0.00
1203 Salisbury Securities 1 3 4 75.00
1204 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1205 San Wan Yuan & Company 1 1 2 50.00
1206 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1207 Seaga International 1 2 3 66.67
1208 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1209 SHUN LOONG CAPITAL LIMITED 1 3 4 75.00
1210 Silk Road International Capital Limited 1 0 1 0.00
1211 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1212 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1213 SKY WARD ASIA LIMITED 1 1 2 50.00
1214 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 50.00
1215 SOFAER GLOBAL RESEARCH (HK) LIMITED 1 1 2 50.00
1216 Soo Pei Shao & Company 1 8 9 88.89
1217 Soo Pui Chen & Company 1 2 3 66.67
1218 SOUTH CHINA RESEARCH LIMITED 1 5 6 83.33
1219 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1220 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1221 SPS COMMODITIES LIMITED 1 7 8 87.50
1222 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1223 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1224 St. James's Place (Hong Kong) Limited 1 7 8 87.50
1225 Standard Commodities (Asia) Limited 1 4 5 80.00
1226 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1227 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1228 Success Power Investment Advisory Limited 1 0 1 0.00
1229 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1230 Sun Life Hong Kong Limited 1 359 360 99.72
1231 SUN TAI CHEUNG CREDITS LIMITED 1 1 2 50.00
1232 Sunline Prosticks Financial Solutions Limited 1 1 2 50.00
1233 Sunrise Investment Company 1 7 8 87.50
1234 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1235 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 0 1 0.00
1236 Szehope & Company 1 2 3 66.67
1237 Tai Chuen Securities Co. 1 1 2 50.00
1238 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1239 TCW ASIA LIMITED 1 0 1 0.00
1240 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1241 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1242 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 2 3 66.67
1243 TISCO SECURITIES HONG KONG LIMITED 1 11 12 91.67
1244 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1245 Towers Watson Hong Kong Limited 1 1 2 50.00
1246 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 4 5 80.00
1247 Tung Shun & Company 1 3 4 75.00
1248 TVC MANAGEMENT LIMITED 1 0 1 0.00
1249 Union Securities Co 1 1 2 50.00
1250 UNITED CAPITAL LIMITED 1 0 1 0.00
1251 United Securities Limited (HK) 1 4 5 80.00
1252 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1253 Value Partners Private Equity Limited 1 2 3 66.67
1254 VIETNAM FUND MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1255 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1256 VMS Securities Limited 1 5 6 83.33
1257 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1258 WALCO SECURITIES LIMITED 1 1 2 50.00
1259 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
1260 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1261 Welform Investors Company 1 4 5 80.00
1262 Well Link International Securities Limited 1 21 22 95.45
1263 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1264 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1265 Winning & Company 1 1 2 50.00
1266 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1267 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1268 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1269 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1270 Y. S. Law & Co. 1 0 1 0.00
1271 YARDLEY FINANCE LIMITED 1 0 1 0.00
1272 ABN AMRO (HONG KONG) LIMITED 0 6 6 100.00
1273 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1274 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
1275 GFI (HK) SECURITIES L.L.C. 0 6 6 100.00
1276 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 7 7 100.00
1277 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
1278 SEI INVESTMENTS (EUROPE) LTD 0 4 4 100.00 2004-12-01
1279 Ten & Ten Securities Company 0 1 1 100.00
1280 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 100.00
1280 Average 2.63 17.50 20.12 86.94

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