SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1254 1260 99.52
2 WM (HK) Limited 2 1178 1180 99.83
3 Morgan Stanley Asia Limited 14 586 600 97.67
4 GOLDMAN SACHS (ASIA) L.L.C. 34 533 567 94.00
5 Merrill Lynch (Asia Pacific) Limited 18 478 496 96.37
6 Citigroup Global Markets Asia Limited 19 415 434 95.62
7 PHILLIP SECURITIES (HONG KONG) LIMITED 5 410 415 98.80
8 Sun Life Hong Kong Limited 2 391 393 99.49
9 Everbright Securities Investment Services (HK) Limited 11 328 339 96.76
10 OnePlatform Asset Management Limited 3 321 324 99.07
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 286 293 97.61 2003-09-30
12 Tung Shing Securities (Brokers) Limited 3 279 282 98.94
13 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 268 279 96.06 2003-10-15
14 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 267 270 98.89
15 ZURICH ADVISORY (HK) LIMITED 2 266 268 99.25
16 Credit Suisse (Hong Kong) Limited 19 264 283 93.29
17 PHILLIP COMMODITIES (H.K.) LIMITED 3 253 256 98.83 2003-12-09
18 CES Commodities (HK) Limited 6 246 252 97.62
19 Morgan Stanley Hong Kong Futures Limited 6 231 237 97.47
20 CELESTIAL SECURITIES LIMITED 7 212 219 96.80 2004-03-13
21 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 208 213 97.65
22 KGI ASIA LIMITED 9 200 209 95.69
23 HAITONG INTERNATIONAL FUTURES LIMITED 5 197 202 97.52
24 UOB KAY HIAN (HONG KONG) LIMITED 5 193 198 97.47
25 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 6 192 198 96.97
26 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 181 185 97.84
27 MACQUARIE CAPITAL LIMITED 14 178 192 92.71
28 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 177 189 93.65
29 UBS SECURITIES ASIA LIMITED 7 175 182 96.15
30 KGI FUTURES (HONG KONG) LIMITED 7 171 178 96.07
31 LEHMAN BROTHERS ASIA LIMITED 12 171 183 93.44
32 Merrill Lynch Far East Limited 11 163 174 93.68
33 CITIC Securities Brokerage (HK) Limited 6 154 160 96.25
34 GOLDMAN SACHS FUTURES (ASIA) LIMITED 5 151 156 96.79
35 HSBC BROKING SECURITIES (ASIA) LIMITED 7 138 145 95.17
36 DEUTSCHE SECURITIES ASIA LIMITED 6 135 141 95.74 2004-01-08
37 HONG KONG FOREX INVESTMENT LIMITED 3 131 134 97.76
38 BOCI SECURITIES LIMITED 7 128 135 94.81 2004-03-01
39 HSBC BROKING FUTURES (ASIA) LIMITED 3 127 130 97.69
40 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 126 132 95.45
41 CELESTIAL COMMODITIES LIMITED 6 123 129 95.35
42 DBS VICKERS (HONG KONG) LIMITED 5 121 126 96.03 2003-10-14
43 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 119 126 94.44
44 FIL Investment Management (Hong Kong) Limited 8 118 126 93.65
45 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
46 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 115 122 94.26
47 HSBC BROKING FOREX (ASIA) LIMITED 3 108 111 97.30
48 CES Forex (HK) Limited 4 104 108 96.30
49 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 103 107 96.26
50 BARCLAYS CAPITAL ASIA LIMITED 16 95 111 85.59 2005-01-12
51 CITIC Securities Futures (HK) Limited 5 94 99 94.95
52 PRUDENTIAL BROKERAGE LIMITED 3 92 95 96.84
53 BOCI COMMODITIES & FUTURES LIMITED 5 89 94 94.68 2004-11-17
54 EAST ASIA SECURITIES COMPANY LIMITED 2 88 90 97.78
55 GET NICE SECURITIES LIMITED 6 88 94 93.62
56 CINDA INTERNATIONAL SECURITIES LIMITED 5 86 91 94.51
57 Credit Suisse Securities (Hong Kong) Limited 7 84 91 92.31
58 SOUTH CHINA SECURITIES LIMITED 4 84 88 95.45
59 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 83 91 91.21 2003-12-02
60 SHUN LOONG SECURITIES COMPANY LIMITED 5 83 88 94.32
61 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 82 86 95.35
62 Credit Agricole Securities (Asia) Limited 9 80 89 89.89
63 Quam Securities Limited 4 80 84 95.24 2004-10-15
64 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 79 84 94.05
65 CORPORATE BROKERS LIMITED 3 79 82 96.34
66 CENTALINE WEALTH MANAGEMENT LIMITED 2 76 78 97.44 2004-04-02
67 VC BROKERAGE LIMITED 3 76 79 96.20
68 CINDA INTERNATIONAL FUTURES LIMITED 5 75 80 93.75
69 CLSA LIMITED 7 73 80 91.25
70 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 70 73 95.89
71 BNP PARIBAS SECURITIES (ASIA) LIMITED 6 68 74 91.89
72 HSBC LIFE (INTERNATIONAL) LIMITED 2 67 69 97.10
73 MIB SECURITIES (HONG KONG) LIMITED 8 67 75 89.33
74 SOUTH CHINA COMMODITIES LIMITED 4 66 70 94.29
75 Tung Shing Futures (Brokers) Limited 2 66 68 97.06
76 Lion Global Financial Limited 3 65 68 95.59
77 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 63 68 92.65
78 FT Securities Limited 5 63 68 92.65 2005-09-22
79 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 63 66 95.45
80 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 96.88
81 FIL Investment Advisors 6 62 68 91.18
82 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 62 67 92.54
83 SG SECURITIES (HK) LIMITED 6 62 68 91.18 2003-12-16
84 BEAR STEARNS ASIA LIMITED 13 61 74 82.43 2005-11-29
85 CHIEF SECURITIES LIMITED 3 61 64 95.31
86 EMPEROR SECURITIES LIMITED (HK) 4 58 62 93.55
87 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
88 T G HOLBORN (HK) LIMITED 3 58 61 95.08
89 FULBRIGHT SECURITIES LIMITED 5 57 62 91.94
90 Yuanta Asia Investment (Hong Kong) Limited 10 55 65 84.62 2003-08-13
91 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
92 EMPEROR FUTURES LIMITED 4 54 58 93.10
93 JPMorgan Asset Management (Asia Pacific) Limited 5 54 59 91.53
94 China International Capital Corporation (International) Limited 6 53 59 89.83
95 Nomura Asia Investment (Hong Kong) Limited 3 53 56 94.64
96 Funderstone Securities Limited 4 50 54 92.59
97 LUEN FAT SECURITIES COMPANY LIMITED 6 50 56 89.29
98 FWD Life Insurance Company (Bermuda) Limited 2 49 51 96.08
99 JPMorgan Funds (Asia) Limited 5 49 54 90.74
100 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 17 49 66 74.24 2004-05-31
101 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 48 55 87.27
102 SANFULL SECURITIES LIMITED 5 48 53 90.57
103 TSE'S SECURITIES LIMITED 2 48 50 96.00
104 Funderstone Futures Limited 2 47 49 95.92
105 FTL Wealth Management (HK) Limited 2 45 47 95.74 2005-06-28
106 Morgan Stanley Hong Kong Securities Limited 4 45 49 91.84
107 VC FUTURES LIMITED 4 45 49 91.84
108 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 44 48 91.67
109 BOCOM International Holdings Company Limited 9 43 52 82.69 2005-08-24
110 MACQUARIE EQUITIES (ASIA) LIMITED 3 43 46 93.48
111 Credit Suisse Futures (Hong Kong) Limited 2 42 44 95.45
112 Daiwa Capital Markets Hong Kong Limited 6 42 48 87.50
113 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 42 44 95.45 2004-12-16
114 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
115 SINOPAC SECURITIES (ASIA) LIMITED 12 42 54 77.78
116 CHOW SANG SANG SECURITIES LIMITED 2 41 43 95.35
117 CLSA RESEARCH LIMITED 2 41 43 95.35
118 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 41 44 93.18
119 SHUN LOONG FUTURES LIMITED 4 41 45 91.11
120 YF Life Investors Limited 4 41 45 91.11 2004-08-30
121 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
122 FWD Financial Planning Limited (HK) 3 39 42 92.86
123 Macquarie Corporate (Hong Kong) Limited 6 38 44 86.36
124 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 38 40 95.00
125 Standard Chartered Securities (Hong Kong) Limited 8 38 46 82.61
126 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 37 42 88.10 2005-02-15
127 KINGSTON SECURITIES LIMITED 2 37 39 94.87
128 GET NICE FUTURES COMPANY LIMITED 4 36 40 90.00
129 Huarong International Securities Limited 5 36 41 87.80 2004-10-25
130 INVESCO HONG KONG LIMITED 8 36 44 81.82
131 Rothschild & Co Hong Kong Limited 4 36 40 90.00 2005-04-27
132 FIRST SHANGHAI SECURITIES LIMITED 5 35 40 87.50
133 MIB FUTURES (HONG KONG) LIMITED 2 35 37 94.59
134 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 35 38 92.11
135 CORPORATE COMMODITIES LIMITED 3 34 37 91.89
136 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 85.00
137 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 5 34 39 87.18 2005-06-06
138 KAISER FUTURES LIMITED 2 34 36 94.44
139 orientiert XYZ Securities Limited 2 34 36 94.44 2004-12-03
140 UNITED SIMSEN FOREX DEALERS LIMITED 4 34 38 89.47
141 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 33 40 82.50
142 CHRISTFUND SECURITIES LIMITED 5 33 38 86.84
143 Mason Securities Limited 5 33 38 86.84
144 RHB SECURITIES HONG KONG LIMITED 2 33 35 94.29
145 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 33 39 84.62
146 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 33 36 91.67 2003-09-24
147 CHIEF COMMODITIES LIMITED 4 31 35 88.57
148 CHOW SANG SANG FUTURES LIMITED 2 31 33 93.94
149 Evergrande Securities (Hong Kong) Limited 5 31 36 86.11
150 OnePlatform Securities Limited 2 31 33 93.94
151 PEACE TOWN FOREX LIMITED 4 31 35 88.57
152 Taiping Securities (HK) Co Limited 4 31 35 88.57
153 Allianz Global Investors Hong Kong Limited 5 30 35 85.71
154 CASH Wealth Management Limited 4 30 34 88.24
155 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
156 Rakuten Securities Hong Kong Limited 2 30 32 93.75
157 WOCOM SECURITIES LIMITED 5 30 35 85.71
158 ABCI Securities Company Limited 8 29 37 78.38 2005-11-15
159 CVP Securities Limited 3 29 32 90.63 2004-07-09
160 HANTEC SECURITIES CO., LIMITED 2 29 31 93.55
161 KARL-THOMSON SECURITIES COMPANY LIMITED 3 29 32 90.63
162 Network Financial Services Limited 2 29 31 93.55
163 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 90.32 2005-01-27
164 Halbis Capital Management (Hong Kong) Limited 2 28 30 93.33 2005-06-23
165 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 28 31 90.32
166 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 87.50 2004-10-14
167 SHUN LOONG FOREX COMPANY LIMITED 4 28 32 87.50
168 Beevest Securities Limited 4 27 31 87.10 2005-03-07
169 BOCI RESEARCH LIMITED 2 27 29 93.10
170 FIRST SHANGHAI FUTURES LIMITED 3 27 30 90.00
171 KAISER SECURITIES LIMITED 4 27 31 87.10
172 Newedge Broker Limited 5 27 32 84.38
173 Prime Cdex Securities Limited 5 27 32 84.38
174 SBI China Capital Securities Limited 5 27 32 84.38
175 UPBEST SECURITIES COMPANY LIMITED 4 27 31 87.10
176 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
177 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 26 31 83.87
178 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
179 PineBridge Investments Asia Limited 3 26 29 89.66
180 RBS Asia Corporate Finance Limited 6 26 32 81.25
181 AXA Financial Planning (Hong Kong) Limited 4 25 29 86.21
182 Essence International Financial Holdings Limited 2 25 27 92.59
183 Everbright Securities Digital Finance (HK) Limited 3 25 28 89.29
184 Fosun International Securities Limited 5 25 30 83.33
185 INVESCO ASSET MANAGEMENT ASIA LIMITED 7 25 32 78.13
186 SINO CAPITAL SECURITIES LIMITED 4 25 29 86.21
187 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 24 29 82.76
188 KGI SECURITIES (HONG KONG) LIMITED 7 24 31 77.42
189 Mason Futures Limited (HK) 3 24 27 88.89
190 STOCKWELL SECURITIES LIMITED 3 24 27 88.89
191 UBS SECURITIES HONG KONG LIMITED 4 24 28 85.71
192 ZHONGRONG PT SECURITIES LIMITED 5 24 29 82.76
193 BOCI ASIA LIMITED 8 23 31 74.19
194 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 23 27 85.19
195 Goldman Sachs Investment Management Hong Kong Limited 3 23 26 88.46
196 MIZUHO SECURITIES ASIA LIMITED 6 23 29 79.31
197 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 23 26 88.46
198 Well Link International Securities Limited 4 23 27 85.19
199 WIN WONG SECURITIES LIMITED 2 23 25 92.00
200 WOCOM LIMITED (HK) 4 23 27 85.19
201 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 91.67
202 GT CAPITAL LIMITED 5 22 27 81.48 2005-09-29
203 iBest Consultants Limited 2 22 24 91.67
204 LEHIN SECURITIES LIMITED 3 22 25 88.00
205 Sun Life Financial Asia Services Limited 2 22 24 91.67
206 ALTRUIST FINANCIAL GROUP LIMITED 2 21 23 91.30 2004-01-20
207 HPEF Capital Partners Limited 5 21 26 80.77
208 WINFULL SECURITIES LIMITED 3 21 24 87.50
209 Amundi Hong Kong Limited 6 20 26 76.92
210 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 83.33
211 BUSINESS SECURITIES LIMITED 2 20 22 90.91
212 CGS International Securities Hong Kong Limited 4 20 24 83.33
213 ETRADE SECURITIES (HONG KONG) LIMITED 9 20 29 68.97 2004-03-19
214 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 20 22 90.91
215 GAM HONG KONG LIMITED 4 20 24 83.33
216 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 20 23 86.96
217 Success Securities Limited 2 20 22 90.91
218 CHEER UNION SECURITIES LIMITED 3 19 22 86.36
219 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 19 21 90.48
220 DL BROKERAGE LIMITED 3 19 22 86.36
221 Evergrande Futures (Hong Kong) Limited 4 19 23 82.61 2003-11-21
222 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 19 21 90.48
223 HENYEP SECURITIES LIMITED 3 19 22 86.36
224 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
225 OKACHI (HONG KONG) COMPANY LIMITED 3 19 22 86.36
226 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
227 PIPER JAFFRAY ASIA FUTURES LIMITED 2 19 21 90.48 2004-02-13
228 UBS DERIVATIVES HONG KONG LIMITED 3 19 22 86.36
229 WING ON CHEONG SECURITIES COMPANY LIMITED 4 19 23 82.61
230 YICKO SECURITIES LIMITED 4 19 23 82.61
231 AllianceBernstein Hong Kong Limited 3 18 21 85.71
232 CHONG HING SECURITIES LIMITED 5 18 23 78.26
233 CLSA FUTURES LIMITED 4 18 22 81.82
234 Eastspring Investments (Hong Kong) Limited 2 18 20 90.00
235 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 90.00
236 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 85.71
237 INSTINET PACIFIC LIMITED 2 18 20 90.00
238 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
239 NEW TREND FUTURES LIMITED 3 18 21 85.71
240 PARIBAS ASIA EQUITY LIMITED 2 18 20 90.00
241 QUAM FUTURES LIMITED 2 18 20 90.00
242 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 85.71
243 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 18 21 85.71
244 ADMIS Hong Kong Limited 5 17 22 77.27 2005-04-12
245 CITIC FRONTIER CHINA RESEARCH LIMITED 2 17 19 89.47 2004-03-12
246 CSI Corporate Finance (HK) Limited 9 17 26 65.38
247 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
248 MANULIFE (INTERNATIONAL) LIMITED 2 17 19 89.47
249 Planetree Securities Limited 4 17 21 80.95
250 VALUE PARTNERS LIMITED 4 17 21 80.95
251 YU ON SECURITIES COMPANY LIMITED 2 17 19 89.47
252 AMUNDI ASSET MANAGEMENT 7 16 23 69.57 2004-07-01
253 BERICH BROKERAGE LIMITED 4 16 20 80.00
254 BETA INTERNATIONAL SECURITIES LIMITED 2 16 18 88.89
255 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 16 18 88.89
256 CMB International Global Markets Limited 3 16 19 84.21
257 DBS ASIA CAPITAL LIMITED 6 16 22 72.73
258 ENLIGHTEN SECURITIES LIMITED 2 16 18 88.89
259 EWARTON SECURITIES LIMITED 3 16 19 84.21
260 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 16 19 84.21
261 HUNG SING SECURITIES LIMITED 2 16 18 88.89
262 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 16 20 80.00
263 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 88.89
264 ONE CHINA SECURITIES LIMITED 2 16 18 88.89 2004-03-01
265 SBI China Capital Commodities Limited 4 16 20 80.00
266 TIS SECURITIES (HK) LIMITED 11 16 27 59.26 2005-01-21
267 VICTORY SECURITIES COMPANY LIMITED 4 16 20 80.00
268 Beijing Securities Limited 3 15 18 83.33
269 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 15 17 88.24
270 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
271 CITIC Securities (Hong Kong) Limited 3 15 18 83.33
272 DWS Investments Hong Kong Limited 5 15 20 75.00
273 HANG SENG SECURITIES LIMITED 4 15 19 78.95
274 INTERCHINA SECURITIES LIMITED 2 15 17 88.24
275 KINGSTON FUTURES LIMITED 2 15 17 88.24
276 KWAI HUNG SECURITIES COMPANY LIMITED 4 15 19 78.95
277 Legg Mason Asset Management Hong Kong Limited 3 15 18 83.33 2005-10-31
278 Legg Mason International Equities (Hong Kong) Limited 3 15 18 83.33
279 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 88.24
280 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
281 RHB FUTURES HONG KONG LIMITED 3 15 18 83.33 2005-09-28
282 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
283 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
284 TIMES SECURITIES COMPANY LIMITED 2 15 17 88.24
285 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
286 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 14 16 87.50
287 CHARLES SCHWAB, HONG KONG, LIMITED 3 14 17 82.35
288 CSC FUTURES (HK) LIMITED 4 14 18 77.78
289 CSC SECURITIES (HK) LIMITED 6 14 20 70.00 2003-12-29
290 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
291 ELSTONE SECURITIES LIMITED 4 14 18 77.78
292 EVER-LONG SECURITIES COMPANY LIMITED 4 14 18 77.78
293 GAYANG SECURITIES LIMITED 2 14 16 87.50
294 Glory Sun Securities Limited 2 14 16 87.50
295 HENIK SECURITIES LIMITED 2 14 16 87.50
296 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 14 21 66.67
297 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 14 19 73.68
298 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
299 MALAHON SECURITIES LIMITED 2 14 16 87.50
300 MTF SECURITIES LIMITED 2 14 16 87.50
301 Open Securities Limited 3 14 17 82.35
302 PIPER JAFFRAY ASIA LIMITED 7 14 21 66.67
303 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
304 SAIL ADVISORS LIMITED 3 14 17 82.35 2004-05-17
305 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
306 UBS Asset Management (Hong Kong) Limited 4 14 18 77.78
307 CAPITAL RESEARCH COMPANY 2 13 15 86.67 2004-11-10
308 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 13 19 68.42
309 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
310 GAOYU SECURITIES LIMITED 4 13 17 76.47
311 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
312 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
313 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
314 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 13 16 81.25
315 Northern Trust Company of Hong Kong Limited (The) 4 13 17 76.47
316 OKASAN INTERNATIONAL (ASIA) LIMITED 4 13 17 76.47
317 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 86.67
318 RBS Asia Futures Limited 2 13 15 86.67
319 Shacom Securities Limited 2 13 15 86.67
320 SPS SECURITIES LIMITED 5 13 18 72.22
321 Tyche Group Limited 2 13 15 86.67
322 Vision Capital Investment Management Limited 4 13 17 76.47 2003-12-17
323 WING YEE SECURITIES COMPANY LIMITED 3 13 16 81.25
324 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
325 YUEXING SECURITIES COMPANY LIMITED 4 13 17 76.47
326 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 75.00
327 Belvest Investment Services Limited 3 12 15 80.00
328 CBH Asia Limited 2 12 14 85.71
329 First Sentier Investors (Hong Kong) Limited 5 12 17 70.59
330 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 12 14 85.71
331 LAMTEX SECURITIES LIMITED 3 12 15 80.00
332 ORIENTAL PATRON SECURITIES LIMITED 2 12 14 85.71
333 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
334 PO SANG SECURITIES LIMITED 2 12 14 85.71
335 SHUN HENG SECURITIES LIMITED 3 12 15 80.00
336 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 12 17 70.59
337 TAI TAK SECURITIES (ASIA) LIMITED 4 12 16 75.00
338 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
339 WINGS SECURITIES (HK) LIMITED 3 12 15 80.00
340 ABN AMRO Clearing (Futures) Hong Kong Limited 3 11 14 78.57
341 ABN AMRO Clearing Hong Kong Limited 4 11 15 73.33
342 BEA Union Investment Management Limited 2 11 13 84.62
343 CAIIS Limited 2 11 13 84.62
344 CMB INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
345 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
346 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 73.33
347 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 11 13 84.62
348 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 11 16 68.75 2005-11-15
349 HONG KONG INTERNATIONAL FUTURES LIMITED 3 11 14 78.57
350 ICEA CAPITAL LIMITED 3 11 14 78.57
351 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
352 MANGO FINANCIAL LIMITED 4 11 15 73.33
353 Minerva Holding Financial Securities Limited 3 11 14 78.57
354 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
355 ONSHINE SECURITIES LIMITED 3 11 14 78.57
356 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
357 SBI China Capital Financial Services Limited 3 11 14 78.57
358 Shang International Finance Limited 4 11 15 73.33
359 Sino-Rich Securities & Futures Limited 4 11 15 73.33 2005-09-17
360 SPARX Asia Investment Advisors Limited 3 11 14 78.57 2004-04-20
361 TISCO SECURITIES HONG KONG LIMITED 3 11 14 78.57
362 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
363 AP Asset Management (HK) Limited 2 10 12 83.33 2004-07-07
364 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 10 12 83.33
365 CHINA POINT STOCK BROKERS LIMITED 2 10 12 83.33
366 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
367 CITIC Securities CLSA Capital Partners (HK) Limited 4 10 14 71.43
368 Citigroup Venture Capital International Asia Limited 2 10 12 83.33 2005-05-24
369 EAST ASIA FUTURES LIMITED 2 10 12 83.33
370 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 62.50
371 GLOBAL CREDIT SECURITIES LIMITED 3 10 13 76.92
372 HANG SENG FUTURES LIMITED 3 10 13 76.92
373 HANG TAI SECURITIES LIMITED 3 10 13 76.92
374 HO FUNG SHARES INVESTMENT LIMITED 2 10 12 83.33 2005-03-24
375 Hongkong Bay Securities Limited 3 10 13 76.92
376 HSBC FUTURES (SINGAPORE) PTE LTD 3 10 13 76.92
377 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
378 KING FOOK SECURITIES COMPANY LIMITED 2 10 12 83.33
379 KPMG CORPORATE FINANCE LIMITED 4 10 14 71.43
380 LUEN SING SECURITIES LIMITED 4 10 14 71.43
381 M&F Asset Management Limited 3 10 13 76.92
382 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
383 NOMURA SECURITIES (HONG KONG) LIMITED 3 10 13 76.92
384 ORIENT SECURITIES LIMITED 2 10 12 83.33
385 REFCO FOREX LIMITED 2 10 12 83.33 2003-07-21
386 SEEKERS MARKETS LIMITED 2 10 12 83.33
387 TANG PING KONG LIMITED 3 10 13 76.92
388 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
389 WINTECH SECURITIES LIMITED 2 10 12 83.33
390 Wisetrade Securities Limited 3 10 13 76.92
391 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 9 17 52.94
392 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 56.25 2003-08-29
393 BULLISH SECURITIES LIMITED 2 9 11 81.82
394 China Finance KAB Limited 3 9 12 75.00 2004-12-23
395 China Tonghai (IA) Limited 5 9 14 64.29
396 CLSA Premium International (HK) Limited 3 9 12 75.00 2004-10-20
397 HANG SENG INVESTMENT SERVICES LIMITED 5 9 14 64.29
398 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
399 KINGSTON CORPORATE FINANCE LIMITED 3 9 12 75.00
400 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
401 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
402 NATIXIS ASIA LIMITED 2 9 11 81.82 2004-10-19
403 Nerico Brothers Limited (HK) 4 9 13 69.23 2004-11-30
404 ORIENTAL PATRON ASIA LIMITED 4 9 13 69.23
405 PineBridge Investments Hong Kong Limited 4 9 13 69.23
406 ROOFER SECURITIES LIMITED 3 9 12 75.00
407 RPS INVESTMENT LIMITED 4 9 13 69.23
408 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 81.82
409 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 81.82
410 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
411 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
412 TOPMORE COMMODITIES LIMITED 3 9 12 75.00
413 WING FAT SECURITIES LIMITED 3 9 12 75.00
414 AJ Securities Limited 2 8 10 80.00
415 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
416 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 72.73 2004-07-15
417 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
418 CEPA ALLIANCE SECURITIES LIMITED 2 8 10 80.00
419 China Gather Wealth Financial Company Limited 4 8 12 66.67 2005-04-01
420 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
421 EAA SECURITIES LIMITED 2 8 10 80.00
422 ENLIGHTEN FUTURES LIMITED 2 8 10 80.00
423 EVERHOT SECURITIES LIMITED 3 8 11 72.73
424 Finet Securities Limited 2 8 10 80.00
425 GLS SECURITIES LIMITED 2 8 10 80.00
426 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
427 HAITONG INTERNATIONAL CAPITAL LIMITED 9 8 17 47.06
428 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
429 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
430 Hao Tian International Securities Limited 2 8 10 80.00
431 HERMES SECURITIES LIMITED 2 8 10 80.00
432 HING WONG SECURITIES LIMITED 3 8 11 72.73
433 Huayu Securities Limited 2 8 10 80.00
434 Instinet Alpha Trading Limited 2 8 10 80.00
435 KEE CHEONG SECURITIES COMPANY LIMITED 2 8 10 80.00
436 KINGSWAY CAPITAL LIMITED 6 8 14 57.14
437 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
438 LOMBARD ODIER (HONG KONG) LIMITED 4 8 12 66.67
439 Oshidori Securities Limited 2 8 10 80.00
440 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 80.00
441 Planetree Futures Limited 4 8 12 66.67
442 Polaris Capital (Asia) Limited 4 8 12 66.67
443 PRIME SECURITIES LIMITED (HK) 3 8 11 72.73
444 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 8 10 80.00
445 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
446 Quam Capital Limited (b1994-08-04) 4 8 12 66.67
447 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
448 SOUTH CHINA RESEARCH LIMITED 1 8 9 88.89
449 SPS COMMODITIES LIMITED 2 8 10 80.00
450 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 8 11 72.73
451 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 8 11 72.73 2005-07-07
452 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
453 TIFFIT SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
454 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
455 WING ON SECURITIES LIMITED 2 8 10 80.00
456 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
457 BMI FUNDS MANAGEMENT LIMITED 5 7 12 58.33
458 BOKHARY SECURITIES LIMITED 2 7 9 77.78
459 BUSINESS FUTURES LIMITED 2 7 9 77.78
460 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
461 China Reserve Securities Limited 3 7 10 70.00
462 CLOVER SECURITIES COMPANY LIMITED 3 7 10 70.00
463 CMC Markets Asia Limited 2 7 9 77.78 2005-05-04
464 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
465 CTBC Asia Limited 4 7 11 63.64 2004-01-14
466 CVC Asia Pacific Limited 4 7 11 63.64
467 DORIC CAPITAL CORPORATION 4 7 11 63.64 2003-11-13
468 ETRADE SECURITIES LIMITED 3 7 10 70.00
469 FIRST SHANGHAI CAPITAL LIMITED 3 7 10 70.00
470 GFI (HK) SECURITIES L.L.C. 2 7 9 77.78
471 GUOTAI JUNAN CAPITAL LIMITED 4 7 11 63.64
472 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
473 iBest Securities Company Limited 2 7 9 77.78
474 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
475 K.K.M. SECURITIES LIMITED 2 7 9 77.78
476 KMT SECURITIES LIMITED 2 7 9 77.78
477 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 77.78 2005-07-28
478 METRO CAPITAL SECURITIES LIMITED 2 7 9 77.78
479 Nomura Asset Management Hong Kong Limited 4 7 11 63.64
480 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 77.78
481 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
482 Sinofortune Financial Capital Limited 2 7 9 77.78
483 Sinofortune Securities Limited 3 7 10 70.00
484 SOLID KING SECURITIES LIMITED 3 7 10 70.00
485 St. James's Place (Hong Kong) Limited 2 7 9 77.78
486 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
487 TPG-AXON CAPITAL (HK), LIMITED 3 7 10 70.00 2005-05-31
488 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 70.00
489 Virtu ITG Hong Kong Limited 4 7 11 63.64
490 WARD FERRY MANAGEMENT LIMITED 3 7 10 70.00
491 Waton Securities International Limited 3 7 10 70.00
492 WHOLE WIN SECURITIES LIMITED 2 7 9 77.78
493 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
494 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
495 YF SECURITIES COMPANY LIMITED 5 7 12 58.33
496 AIF CAPITAL LIMITED 4 6 10 60.00
497 Anli Securities Limited 2 6 8 75.00
498 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 60.00
499 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
500 BGC SECURITIES (HONG KONG) LLC 2 6 8 75.00
501 Bradbury Securities Limited 2 6 8 75.00
502 BREVAN HOWARD (HONG KONG) LIMITED 2 6 8 75.00 2004-07-12
503 Bright Fund Management Limited 3 6 9 66.67
504 Capital International, Inc. 2 6 8 75.00
505 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
506 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
507 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
508 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
509 CSC ASIA LIMITED 3 6 9 66.67
510 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 75.00 2005-03-08
511 Everbright Securities Global (HK) Limited 3 6 9 66.67
512 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
513 FDB Financial Group Limited 3 6 9 66.67
514 FE SECURITIES LIMITED 4 6 10 60.00
515 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
516 FULBRIGHT FUTURES LIMITED 2 6 8 75.00 2005-12-05
517 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 66.67
518 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 75.00
519 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67
520 Hong Kong Stock Link Securities Limited 3 6 9 66.67
521 HSBC BROKING (CHINA) LIMITED 2 6 8 75.00
522 IBTS ASIA (HK) LIMITED 2 6 8 75.00 2005-11-17
523 Income Partners Asset Management (HK) Limited 4 6 10 60.00
524 INTERCHINA FUTURES LIMITED 2 6 8 75.00
525 KGI CAPITAL ASIA LIMITED 3 6 9 66.67
526 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
527 LUEN HING SECURITIES LIMITED 3 6 9 66.67
528 Macquarie Asia Securities Limited 3 6 9 66.67 2005-07-26
529 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
530 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 6 13 46.15
531 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
532 Neutral Financial Holding Company Limited 2 6 8 75.00
533 Newedge Broker Hong Kong Limited 3 6 9 66.67
534 PARTNERS CAPITAL INTERNATIONAL LIMITED 7 6 13 46.15
535 PLATINUM BROKING COMPANY LIMITED 2 6 8 75.00
536 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
537 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
538 Rich Union Securities (H.K.) Limited 4 6 10 60.00
539 Rifa Securities Limited 2 6 8 75.00
540 SDHG International Securities Limited 2 6 8 75.00
541 SG Asset Finance (Hong Kong) Limited 5 6 11 54.55 2003-10-02
542 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
543 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
544 SOUTH CHINA CAPITAL LIMITED 4 6 10 60.00
545 STANDARD & POOR'S, LLC 2 6 8 75.00
546 STANHILL (HONG KONG) LIMITED 2 6 8 75.00
547 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 6 8 75.00
548 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
549 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
550 VC CAPITAL LIMITED 4 6 10 60.00
551 Wellington Management Hong Kong Limited (b2003-01-02) 3 6 9 66.67 2003-09-18
552 WING FUNG SECURITIES LIMITED 2 6 8 75.00
553 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
554 YU MING INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
555 Yunfeng Financial Markets Limited 2 6 8 75.00
556 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
557 AlTi Wealth Management (Hong Kong) Limited 2 5 7 71.43 2004-05-11
558 Anuenue Securities Limited 3 5 8 62.50
559 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
560 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 71.43
561 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
562 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 71.43
563 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
564 CHINA EVERBRIGHT CAPITAL LIMITED 5 5 10 50.00 2005-05-09
565 CHINA SECURITIES HOLDINGS LIMITED 1 5 6 83.33
566 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
567 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
568 GIGA (HONG KONG) LIMITED 2 5 7 71.43
569 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
570 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 5 8 62.50 2004-11-29
571 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
572 HPEF Venture Partners Limited 4 5 9 55.56
573 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
574 ICAP Securities Hong Kong Limited 2 5 7 71.43 2005-10-06
575 KILMOREY SECURITIES LIMITED 2 5 7 71.43
576 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
577 LIM ADVISORS LIMITED 4 5 9 55.56
578 LXL Investment Management (Hong Kong) Limited 3 5 8 62.50 2005-10-13
579 MARS SECURITIES COMPANY LIMITED 2 5 7 71.43
580 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
581 MF Global Hong Kong Limited 5 5 10 50.00 2005-08-26
582 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
583 PACIFIC WORLD ASSET MANAGEMENT LIMITED 1 5 6 83.33
584 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
585 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
586 Public Financial Securities Limited 2 5 7 71.43
587 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
588 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
589 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
590 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
591 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
592 SELINA & CO. LIMITED (HK) 2 5 7 71.43
593 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
594 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
595 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
596 TC Investment Management (Asia) Limited 2 5 7 71.43
597 Templewater Hong Kong Limited 2 5 7 71.43
598 Turiya Advisors Asia Limited 2 5 7 71.43 2005-04-26
599 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
600 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
601 YUE XIU SECURITIES COMPANY LIMITED 5 5 10 50.00
602 3V Capital Limited 3 4 7 57.14 2005-07-18
603 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
604 Absolute Investment Management (HK) Limited 3 4 7 57.14
605 Aevitas Securities Limited 2 4 6 66.67
606 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
607 BLOOMYEARS LIMITED 2 4 6 66.67
608 BOCI Bullion Company Limited 3 4 7 57.14
609 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 4 7 57.14
610 Broadway Wealth Management Limited 2 4 6 66.67
611 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14
612 CASH ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-03-30
613 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 57.14 2005-08-19
614 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
615 CF GLOBAL (HK) LIMITED 2 4 6 66.67
616 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
617 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
618 CHONG HING COMMODITIES AND FUTURES LIMITED 3 4 7 57.14
619 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 5 4 9 44.44
620 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 3 4 7 57.14 2004-08-18
621 FAIRWIN BROKING LIMITED 2 4 6 66.67
622 FB SECURITIES (HONG KONG) LIMITED 5 4 9 44.44
623 FIRST SECURITIES (HK) LIMITED 2 4 6 66.67
624 FIRST STATE (HONG KONG) LLC 4 4 8 50.00
625 FORTUNE (HK) SECURITIES LIMITED 2 4 6 66.67 2004-08-19
626 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
627 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 66.67
628 Goldyard Capital Limited 2 4 6 66.67
629 HAMON ASSET MANAGEMENT LIMITED 3 4 7 57.14
630 HAMON INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
631 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 66.67
632 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
633 HSBC GUYERZELLER FAR EAST LIMITED 4 4 8 50.00 2004-12-22
634 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
635 Huajin Corporate Finance (International) Limited 2 4 6 66.67
636 HUNG SING FUTURES LIMITED 2 4 6 66.67
637 Imagi Brokerage Limited 3 4 7 57.14
638 Interactive Brokers Hong Kong Limited 2 4 6 66.67 2004-01-07
639 Interactive Brokers LLC 2 4 6 66.67
640 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
641 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 4 7 57.14 2004-08-30
642 KWOK HING SECURITIES LIMITED 2 4 6 66.67
643 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00
644 LEI SHING HONG FINANCE LIMITED 2 4 6 66.67
645 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 66.67
646 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
647 MF Global Securities HK Limited 5 4 9 44.44 2005-08-26
648 MUSHK Limited 5 4 9 44.44
649 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
650 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
651 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
652 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
653 Public Securities Limited 2 4 6 66.67
654 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
655 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-07-19
656 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
657 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 57.14
658 SBI China Capital Partners Limited 4 4 8 50.00 2005-01-21
659 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
660 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 4 8 50.00
661 SHINKO SECURITIES (H.K.) LIMITED 2 4 6 66.67 2005-04-18
662 SINOMAX SECURITIES LIMITED 2 4 6 66.67
663 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67
664 SIU ON SECURITIES LIMITED 2 4 6 66.67
665 Standard Commodities (Asia) Limited 2 4 6 66.67
666 Success Futures and Foreign Exchange Limited 4 4 8 50.00 2005-12-06
667 SUN'S FUTURE LIMITED 4 4 8 50.00
668 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
669 Superfund Financial (Hong Kong) Limited 2 4 6 66.67
670 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
671 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
672 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 4 6 66.67
673 TT INTERNATIONAL (HONG KONG) LIMITED 3 4 7 57.14 2004-06-04
674 United Securities Limited (HK) 2 4 6 66.67
675 Wanhai Securities (HK) Limited 3 4 7 57.14
676 Well Link Securities Limited 2 4 6 66.67 2005-11-11
677 WINTONE SECURITIES LIMITED 2 4 6 66.67 2004-02-16
678 YF FUTURES COMPANY LIMITED 2 4 6 66.67
679 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
680 Allard Partners Limited 2 3 5 60.00
681 Alpha Nova Capital Management Limited 3 3 6 50.00
682 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
683 ALPS ADVISORY (HK) LIMITED 3 3 6 50.00
684 ALTUS CAPITAL LIMITED 2 3 5 60.00
685 AMPLE CAPITAL LIMITED 2 3 5 60.00
686 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
687 ANGUS MOORE LIMITED 2 3 5 60.00
688 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
689 Averest Capital Limited 2 3 5 60.00
690 AXA Investment Managers Asia Limited 4 3 7 42.86 2005-07-21
691 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
692 BERICH FUTURES (H.K.) COMPANY LIMITED 2 3 5 60.00
693 Black Marble Securities Limited 2 3 5 60.00
694 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
695 CCB Securities Limited 2 3 5 60.00
696 CES International Commodities (HK) Limited 3 3 6 50.00
697 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
698 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 3 7 42.86
699 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
700 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
701 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00
702 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
703 CIBC Global Asset Management (Asia) Limited 2 3 5 60.00
704 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
705 CNI GLOBAL CAPITAL LIMITED 3 3 6 50.00
706 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
707 CS Wealth Securities Limited 4 3 7 42.86
708 DAH SING SECURITIES LIMITED 2 3 5 60.00
709 DEEPHAVEN ASIA LIMITED 2 3 5 60.00 2005-04-13
710 Delta Asia Wealth Management Limited 3 3 6 50.00
711 DNB Asset Management (Asia) Limited 3 3 6 50.00
712 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 60.00 2005-06-24
713 EQT Partners Asia Limited 3 3 6 50.00
714 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
715 F. R. ZIMMERN LIMITED 2 3 5 60.00
716 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
717 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
718 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 3 5 60.00 2004-11-12
719 Fubon Capital (HK) Limited 4 3 7 42.86
720 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
721 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
722 Goldbridge Securities Limited 2 3 5 60.00
723 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
724 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
725 Grand Cartel Securities Company Limited 2 3 5 60.00
726 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
727 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
728 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 1 3 4 75.00
729 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-11-21
730 HOORAY SECURITIES LIMITED 3 3 6 50.00
731 ICBC Asset Management (Global) Company Limited 2 3 5 60.00
732 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
733 iFAST Securities (HK) Limited 3 3 6 50.00
734 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
735 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
736 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
737 Joy Silver Limited 4 3 7 42.86
738 JVSakk Asia Limited 2 3 5 60.00
739 Kam Wah Investments Limited 2 3 5 60.00
740 KB Securities Hong Kong Limited 2 3 5 60.00
741 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
742 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
743 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
744 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 3 6 50.00
745 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 3 7 42.86 2003-06-06
746 Mackenzie Investments Asia Limited 2 3 5 60.00
747 MAGUSTA FUTURES LIMITED 2 3 5 60.00
748 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
749 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
750 MEGABASE SECURITIES LIMITED 2 3 5 60.00
751 MIRABAUD (ASIA) LIMITED 3 3 6 50.00 2003-05-13
752 Monex Boom Securities (H.K.) Limited 4 3 7 42.86
753 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
754 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
755 MORTON SECURITIES LIMITED 2 3 5 60.00
756 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
757 OppenheimerFunds International Distributor Limited 2 3 5 60.00 2003-12-15
758 Penjing Asset Management (HK) Limited 2 3 5 60.00 2005-03-24
759 Pictet Asset Management (Hong Kong) Limited 2 3 5 60.00
760 PO LEE SECURITIES LIMITED 2 3 5 60.00
761 Quam Asset Management Limited (b1983-06-28) 3 3 6 50.00
762 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
763 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
764 ROCTEC INVESTMENT LIMITED 2 3 5 60.00 2005-09-16
765 ROSA SECURITIES LIMITED 3 3 6 50.00
766 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
767 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 3 5 60.00
768 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 3 6 50.00
769 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 60.00
770 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
771 SJS Markets Limited 3 3 6 50.00 2005-03-02
772 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 3 5 60.00
773 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 60.00
774 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
775 SYZ Asset Management (Asia) Limited 2 3 5 60.00 2004-07-27
776 T G SECURITIES LIMITED 2 3 5 60.00 2005-12-19
777 TAIFAIR FUTURES LIMITED 2 3 5 60.00
778 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 3 5 60.00
779 TANG KEE SECURITIES LIMITED 3 3 6 50.00
780 THING ON SECURITIES LIMITED 3 3 6 50.00
781 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
782 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
783 UNI-ALPHA SECURITIES LIMITED 2 3 5 60.00
784 UOB ASIA (HONG KONG) LIMITED 5 3 8 37.50
785 VMS Securities Limited 2 3 5 60.00
786 WAH SANG SECURITIES LIMITED 2 3 5 60.00
787 WILBY SECURITIES LIMITED 2 3 5 60.00
788 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00
789 Win Securities Limited 4 3 7 42.86
790 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
791 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
792 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
793 YARDLEY SECURITIES LIMITED 2 3 5 60.00
794 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
795 Zhongrong International Futures Co., Limited 2 3 5 60.00
796 Zijing Capital Limited 2 3 5 60.00 2003-05-07
797 abrdn Hong Kong Limited 3 2 5 40.00
798 AD Capital Management (Hong Kong) Limited 3 2 5 40.00 2004-09-08
799 AISANCE ASSET MANAGEMENT LIMITED 4 2 6 33.33 2005-06-16
800 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
801 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
802 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 50.00 2005-12-14
803 AM Squared Limited 2 2 4 50.00 2005-06-30
804 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
805 Arta Global Futures Limited 2 2 4 50.00
806 ASIA ABSOLUTE ADVISORS LIMITED 3 2 5 40.00 2004-08-19
807 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
808 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 50.00
809 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
810 BEAR BRIGHT LIMITED 2 2 4 50.00
811 BOWEN ASIA LIMITED 4 2 6 33.33
812 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 2 5 40.00
813 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
814 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-29
815 CES Capital International (Hong Kong) Co., Limited 2 2 4 50.00
816 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
817 CHI CAPITAL SECURITIES LIMITED 1 2 3 66.67 2004-09-07
818 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
819 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
820 CHINA RICH ASSET MANAGEMENT LIMITED 3 2 5 40.00
821 CMB International Capital Holdings Corporation Limited 2 2 4 50.00 2003-12-17
822 COMGEST FAR EAST LIMITED 2 2 4 50.00
823 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 40.00 2005-03-08
824 CTW SECURITIES LIMITED 2 2 4 50.00
825 CUPOLA CAPITAL LIMITED 2 2 4 50.00
826 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 50.00
827 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
828 Deltroit (Hong Kong) Limited 3 2 5 40.00 2005-04-11
829 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00
830 EMPEROR CORPORATE FINANCE LIMITED 7 2 9 22.22
831 FIRST ASIA FINANCE GROUP LIMITED 2 2 4 50.00
832 FORE ASIA, LIMITED 3 2 5 40.00 2004-08-18
833 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
834 FULL WIN SECURITIES LIMITED 2 2 4 50.00
835 GCAM Limited 2 2 4 50.00 2004-10-19
836 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 2 8 25.00
837 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
838 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-11-18
839 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 66.67
840 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
841 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
842 Grit Securities Limited 2 2 4 50.00
843 GT Asset & Portfolio Management Limited 2 2 4 50.00 2004-11-04
844 HBK HONG KONG LIMITED 2 2 4 50.00 2005-04-18
845 HDH ADVISORS (HK) LIMITED 2 2 4 50.00 2004-11-25
846 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
847 HIP HING SECURITIES LIMITED 2 2 4 50.00
848 HOI SANG SECURITIES LIMITED 3 2 5 40.00
849 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
850 HSZ (HONG KONG) LIMITED 2 2 4 50.00
851 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 50.00
852 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00
853 JK Capital Management Limited 2 2 4 50.00
854 JS SECURITIES LIMITED (HK) 2 2 4 50.00
855 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
856 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
857 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
858 Lombard Investments (HK) Limited 2 2 4 50.00
859 Longitude Asia Limited 3 2 5 40.00
860 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
861 Matrix Securities Limited 5 2 7 28.57
862 MCP Holdings Limited (HK) 4 2 6 33.33
863 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
864 MESSIS CAPITAL LIMITED 3 2 5 40.00
865 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
866 MLI LIMITED (d2018-03-29) 2 2 4 50.00
867 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
868 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 3 2 5 40.00
869 Nezu Asia Capital Management Limited 2 2 4 50.00 2004-10-29
870 Nittan Securities Asia Limited 2 2 4 50.00
871 NORMAN KONG SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-07-15
872 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
873 Oreana Financial Services Limited 2 2 4 50.00
874 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
875 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
876 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
877 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2004-09-15
878 PRIVATE CAPITAL LIMITED 2 2 4 50.00
879 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
880 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
881 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
882 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
883 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
884 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2005-06-24
885 SHACOM FUTURES LIMITED 3 2 5 40.00
886 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
887 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
888 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
889 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
890 Sunline Prosticks Financial Solutions Limited 2 2 4 50.00
891 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
892 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
893 UNI-ALPHA FUTURES LIMITED 2 2 4 50.00
894 UNITED WORLD ONLINE LIMITED 3 2 5 40.00 2004-11-02
895 UPBEST INVESTMENT COMPANY LIMITED 2 2 4 50.00
896 Value Partners Private Equity Limited 3 2 5 40.00
897 Vantum Futures Limited 2 2 4 50.00
898 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2004-05-19
899 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
900 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 50.00
901 WAH THAI SECURITIES LIMITED 3 2 5 40.00
902 WAI FAT SECURITIES LIMITED 2 2 4 50.00
903 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
904 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
905 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
906 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 50.00
907 Yuanta Securities (Hong Kong) Company Limited 2 2 4 50.00
908 Yuexiu REIT Asset Management Limited 3 2 5 40.00 2005-12-08
909 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
910 Aberdeen International Investment Management Limited 2 1 3 33.33 2005-07-27
911 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
912 ACM ASIA LIMITED 3 1 4 25.00
913 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
914 AIF Securities Limited 3 1 4 25.00 2004-11-02
915 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
916 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 33.33 2003-11-29
917 Anuenue Advisors Limited 3 1 4 25.00 2005-10-06
918 ARISAIG PARTNERS (ASIA) PTE LTD 1 1 2 50.00 2005-12-22
919 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
920 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 33.33 2004-01-02
921 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
922 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
923 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
924 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
925 Axis Capital Management Limited 3 1 4 25.00
926 BALLINGAL INVESTMENT ADVISORS LIMITED 4 1 5 20.00 2004-08-13
927 BGI Capital Limited 3 1 4 25.00 2004-03-24
928 BKHK Limited 7 1 8 12.50
929 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 33.33
930 BROOKE CAPITAL LIMITED 2 1 3 33.33
931 CBRE Investment Management (Asia) Limited 2 1 3 33.33
932 CENTURION CORPORATE FINANCE LIMITED 2 1 3 33.33
933 ChapmanCraig Limited 2 1 3 33.33
934 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
935 China Finance Holdings Limited 2 1 3 33.33
936 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
937 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2005-09-21
938 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
939 CHUANGS & CO. LIMITED 3 1 4 25.00
940 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 20.00
941 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
942 COHEN & STEERS ASIA LIMITED 2 1 3 33.33 2005-07-29
943 COL Securities (HK) Limited 3 1 4 25.00
944 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
945 D. B. ZWIRN ASIA PARTNERS LIMITED 2 1 3 33.33 2005-09-27
946 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
947 ECM LIBRA SECURITIES LIMITED 2 1 3 33.33 2003-07-30
948 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
949 EQT Partners Hong Kong Limited 2 1 3 33.33
950 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
951 Execution Noble (Hong Kong) Limited 3 1 4 25.00 2005-10-10
952 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
953 FIRST WORLDSEC SECURITIES LIMITED 5 1 6 16.67
954 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 33.33 2005-02-16
955 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
956 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
957 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 50.00
958 Goldin Equities Limited 2 1 3 33.33
959 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
960 HAMON ASIAN ADVISORS LIMITED 2 1 3 33.33
961 HOU TAK SECURITIES LIMITED 2 1 3 33.33
962 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 1 4 25.00 2004-02-10
963 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
964 I-ACCESS INVESTORS LIMITED 3 1 4 25.00 2005-07-13
965 IMARKETS LIMITED 2 1 3 33.33
966 iTTa Capital Limited 2 1 3 33.33 2003-05-29
967 iVenture Investment Management Limited 2 1 3 33.33
968 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33
969 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
970 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
971 JOINCAP CAPITAL LIMITED 2 1 3 33.33
972 Kaiser KT Capital Limited 3 1 4 25.00
973 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
974 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
975 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
976 KGI CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-08
977 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
978 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
979 Lynx Portfolio Limited 2 1 3 33.33
980 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
981 MCP Asset Management Company Limited 2 1 3 33.33 2005-08-23
982 MEAG Hong Kong Limited 3 1 4 25.00
983 Merdeka Securities Limited 3 1 4 25.00
984 Metaverse Securities Limited (HK) 5 1 6 16.67
985 MING HON SECURITIES LIMITED 3 1 4 25.00
986 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 2 1 3 33.33 2005-07-05
987 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
988 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 1 5 20.00
989 Nikko Asset Management Hong Kong Limited 2 1 3 33.33
990 Nuada Limited 3 1 4 25.00 2004-01-15
991 Oasis Management (Hong Kong) 2 1 3 33.33 2004-09-14
992 OCP Asia (Hong Kong) Limited 2 1 3 33.33 2004-09-03
993 OLD PEAK LIMITED (HK) 2 1 3 33.33 2005-08-26
994 Open Asset Management Limited 1 1 2 50.00
995 Optima Capital Limited 3 1 4 25.00
996 ORTUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2003-08-29
997 OVERLOOK INVESTMENTS LIMITED 3 1 4 25.00
998 PAMA GROUP (HONG KONG) LIMITED 3 1 4 25.00
999 PANURGY LIMITED 2 1 3 33.33
1000 PARTNERS CAPITAL SECURITIES LIMITED 2 1 3 33.33
1001 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
1002 PGIM (Hong Kong) Limited 2 1 3 33.33
1003 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 33.33
1004 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
1005 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-09
1006 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1007 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
1008 Redford Asset Management Limited 2 1 3 33.33
1009 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1010 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 33.33 2005-10-03
1011 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
1012 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1013 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
1014 SEI INVESTMENTS (ASIA) LIMITED 4 1 5 20.00 2005-03-02
1015 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
1016 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1017 SKY WARD ASIA LIMITED 2 1 3 33.33
1018 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1019 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 25.00
1020 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1021 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1022 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1023 T & F RESEARCH LIMITED 2 1 3 33.33
1024 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1025 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 50.00
1026 Towers Watson Hong Kong Limited 2 1 3 33.33
1027 TRANSPAC CAPITAL LIMITED 1 1 2 50.00
1028 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 33.33
1029 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 2 1 3 33.33 2004-12-31
1030 TRUTH SECURITIES LIMITED 4 1 5 20.00
1031 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1032 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1033 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1034 UKFP (Asia) HK Limited 2 1 3 33.33
1035 UOB FINANCE (H.K.) LIMITED 0 1 1 100.00
1036 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1037 VC ASSET MANAGEMENT LIMITED 1 1 2 50.00 2005-01-13
1038 VEGASOUL SERVICES LIMITED 1 1 2 50.00 2005-07-22
1039 VISION FINANCE (SECURITIES) LIMITED 2 1 3 33.33
1040 WALCO SECURITIES LIMITED 1 1 2 50.00
1041 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1042 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1043 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1044 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1045 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1046 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1047 313 Capital Management Limited 1 0 1 0.00
1048 AASTOCKS.COM LIMITED 2 0 2 0.00
1049 ADM SECURITIES LIMITED 2 0 2 0.00
1050 Aetas Global Markets Limited 3 0 3 0.00 2005-10-26
1051 AFG CAPITAL ASSETS LIMITED 1 0 1 0.00 2004-09-01
1052 AIP INTERNATIONAL MANAGEMENT LIMITED 2 0 2 0.00 2004-05-24
1053 AJIA-RPMH (HK) LIMITED 2 0 2 0.00 2005-05-17
1054 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1055 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1056 Alpha Financial Group Limited 1 0 1 0.00 2005-10-31
1057 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1058 ANA SECURITIES COMPANY LIMITED 1 0 1 0.00 2005-03-31
1059 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
1060 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1061 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1062 ARA Asset Management (Prosperity) Limited 2 0 2 0.00 2005-11-30
1063 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1064 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1065 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1066 Astrum Capital Management Limited (HK) 2 0 2 0.00 2005-07-08
1067 ATMA EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2005-09-20
1068 AURORA ASIA LIMITED 2 0 2 0.00 2004-05-21
1069 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1070 Avia Asset Management Limited 2 0 2 0.00
1071 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1072 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1073 Bentley Capital Limited (HK) 4 0 4 0.00
1074 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
1075 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1076 BLUE POOL CAPITAL LIMITED 2 0 2 0.00 2004-11-10
1077 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1078 BOND TRUST LIMITED 2 0 2 0.00 2004-08-04
1079 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1080 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1081 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1082 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1083 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1084 CAPITAL GLOBAL MANAGEMENT LIMITED 3 0 3 0.00 2005-09-17
1085 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1086 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1087 CERES CAPITAL LIMITED 2 0 2 0.00
1088 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1089 Chanceton Capital Partners Limited 3 0 3 0.00
1090 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1091 CHAPPAQUA LIMITED 3 0 3 0.00 2004-11-19
1092 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1093 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1094 CHEONG LEE SECURITIES LIMITED 2 0 2 0.00 2005-11-24
1095 CHIEF CAPITAL LIMITED 3 0 3 0.00 2005-07-14
1096 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1097 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1098 China Enterprise Securities Company Limited 2 0 2 0.00
1099 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1100 China Integrity Investment Limited 2 0 2 0.00
1101 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1102 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
1103 Citadel Asia Limited 2 0 2 0.00 2005-10-21
1104 CNCB (Hong Kong) Capital Limited 2 0 2 0.00
1105 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1106 COMMENCE COMPANY LIMITED 2 0 2 0.00
1107 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00
1108 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1109 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1110 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1111 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1112 D.J. SECURITIES LIMITED 2 0 2 0.00
1113 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1114 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1115 DRT MANAGEMENT LIMITED 3 0 3 0.00 2005-07-27
1116 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1117 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1118 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1119 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1120 EQUITY PARTNERS ASIA LIMITED 3 0 3 0.00
1121 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1122 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1123 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0.00 2005-01-18
1124 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1125 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1126 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1127 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1128 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1129 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00
1130 FULLJET SECURITIES LIMITED 2 0 2 0.00
1131 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1132 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1133 GET NICE CAPITAL LIMITED 3 0 3 0.00
1134 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
1135 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1136 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1137 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1138 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1139 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1140 Greentech Technology Asset Management Company Limited 2 0 2 0.00
1141 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 0 2 0.00 2005-08-12
1142 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1143 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1144 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1145 HENCO CAPITAL LIMITED 2 0 2 0.00
1146 Henyep Capital Management Limited 2 0 2 0.00 2005-12-20
1147 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1148 HOORAY CAPITAL LIMITED 2 0 2 0.00
1149 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 0.00
1150 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
1151 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1152 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
1153 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1154 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1155 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00 2005-12-21
1156 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1157 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1158 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1159 IMPERIAL CAPITAL LIMITED (HK) 3 0 3 0.00 2005-05-12
1160 InnoFusion Capital Management Limited 2 0 2 0.00 2005-09-15
1161 INSUBEST FINANCIAL & MPF PLANNING LIMITED 3 0 3 0.00
1162 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1163 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 0.00 2005-05-09
1164 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1165 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1166 Investec Asia Limited 2 0 2 0.00 2005-11-30
1167 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
1168 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1169 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1170 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1171 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1172 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1173 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1174 KARFORD SECURITIES LIMITED 2 0 2 0.00
1175 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1176 KGI Asset Management Limited 2 0 2 0.00
1177 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2005-05-04
1178 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1179 LAU & COMPANY LIMITED 2 0 2 0.00
1180 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1181 LLOYDS TSB PACIFIC LIMITED 3 0 3 0.00
1182 LOMBARD CAPITAL LIMITED (d2007-12-07) 1 0 1 0.00 2003-05-02
1183 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1184 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
1185 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1186 MANBLE SECURITIES LIMITED 1 0 1 0.00
1187 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1188 MANRISE LIMITED (d2007-05-02) 3 0 3 0.00
1189 MARATHON ASSET MANAGEMENT HK, LIMITED 2 0 2 0.00 2005-03-22
1190 MARC FABER LIMITED 2 0 2 0.00
1191 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1192 MASTERFORD INVESTMENT LIMITED 1 0 1 0.00
1193 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1194 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1195 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1196 MEIJI YASUDA ASIA LIMITED 4 0 4 0.00
1197 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
1198 MIRABAUD (FAR EAST) LIMITED 2 0 2 0.00
1199 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1200 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1201 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1202 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1203 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1204 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1205 ORIENT FINANCIAL SERVICES LIMITED 2 0 2 0.00
1206 orientiert International Markets Limited 2 0 2 0.00 2005-01-11
1207 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1208 Oshidori Corporate Finance Limited 2 0 2 0.00
1209 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 0 4 0.00
1210 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1211 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2004-04-07
1212 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1213 Pacific Sun Advisors Limited 2 0 2 0.00
1214 PANTHEON CAPITAL (ASIA) LIMITED 5 0 5 0.00
1215 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1216 PHOENIX CAPITAL FUTURES LIMITED 2 0 2 0.00
1217 PIMCO ASIA PTE LTD 1 0 1 0.00 2005-12-09
1218 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1219 Polen Capital HK Limited 2 0 2 0.00
1220 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1221 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1222 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00
1223 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1224 RICHLAND WORLDWIDE LIMITED 2 0 2 0.00 2004-04-15
1225 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1226 SA Capital Limited (HK) 2 0 2 0.00
1227 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 0.00
1228 SAGE CAPITAL LIMITED 2 0 2 0.00 2004-09-24
1229 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1230 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1231 SCM CHINA LIMITED 2 0 2 0.00
1232 SEAGA INTERNATIONAL LIMITED 2 0 2 0.00 2005-02-05
1233 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1234 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1235 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00
1236 Silk Road International Capital Limited 2 0 2 0.00
1237 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1238 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1239 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1240 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 4 0 4 0.00
1241 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1242 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1243 SPDB International Holdings Limited 3 0 3 0.00
1244 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1245 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1246 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1247 Stellar Securities Limited 3 0 3 0.00
1248 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1249 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1250 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1251 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1252 T & F Equities Limited 2 0 2 0.00 2005-11-23
1253 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1254 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1255 Tensant Securities Limited 2 0 2 0.00 2004-08-25
1256 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1257 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 3 0 3 0.00
1258 Tokio Marine Investment Services, Limited 2 0 2 0.00
1259 TVC MANAGEMENT LIMITED 2 0 2 0.00
1260 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1261 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1262 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1263 VC International Asset Management Limited 3 0 3 0.00
1264 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1265 VERCAP Financial Services Limited 2 0 2 0.00
1266 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1267 VISION FINANCE (CAPITAL) LIMITED 2 0 2 0.00
1268 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1269 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1270 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1271 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1272 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1273 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1274 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1275 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1276 WING TAK SECURITIES LIMITED 2 0 2 0.00
1277 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1278 WINNINGTON CAPITAL LIMITED 4 0 4 0.00
1279 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1280 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1281 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1281 Average 3.01 19.28 22.29 86.48

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