SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
2 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
3 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
4 China Earthcare Capital Limited 1 0 1 0.00 2010-05-24
5 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
6 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
7 EFG Asset Management (HK) Limited 1 0 1 0.00 2008-06-06
8 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
9 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
10 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
11 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0.00
12 Henyep Capital Management Limited 1 0 1 0.00 2005-12-20
13 IMPERIAL CAPITAL LIMITED (HK) 1 0 1 0.00 2005-05-12
14 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
15 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
16 PARRY CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2007-09-24
17 PEACE TOWN FUND MANAGEMENT LIMITED 1 0 1 0.00
18 Polaris Capital (Asia) Limited 1 0 1 0.00
19 RAB CAPITAL (ASIA) LIMITED 1 0 1 0.00 2007-09-28
20 REXCAPITAL (HONG KONG) LIMITED 1 0 1 0.00
21 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
22 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
23 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
24 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
25 AASTOCKS.COM LIMITED 2 0 2 0.00
26 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
27 ACM ASIA LIMITED 2 0 2 0.00
28 ADM SECURITIES LIMITED 2 0 2 0.00
29 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
30 ALETHEIA TECHNOLOGIES LIMITED 2 0 2 0.00 2010-07-30
31 Alpha Nova Capital Management Limited 2 0 2 0.00
32 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
33 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
34 AMBITION SECURITIES CO. LIMITED 2 0 2 0.00 2010-12-28
35 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
36 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
37 APAX PARTNERS HONG KONG LIMITED 2 0 2 0.00 2008-01-21
38 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
39 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
40 Apus Investments Limited 2 0 2 0.00 2008-09-04
41 Areion Asset Management Company Limited 2 0 2 0.00 2010-08-24
42 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
43 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
44 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
45 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
46 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
47 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
48 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
49 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
50 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
51 Axis Capital Management Limited 2 0 2 0.00
52 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
53 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
54 BCT Financial Limited 2 0 2 0.00 2010-11-24
55 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
56 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
57 BOCHK Asset Management Limited 2 0 2 0.00 2010-12-15
58 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0.00 2010-07-27
59 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
60 BROOKE CAPITAL LIMITED 2 0 2 0.00
61 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
62 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
63 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
64 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
65 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
66 CCTIC International Limited 2 0 2 0.00 2010-06-28
67 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
68 CERES CAPITAL LIMITED 2 0 2 0.00
69 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
70 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
71 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
72 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
73 CHINA DEMETER SECURITIES LIMITED 2 0 2 0.00 2010-10-18
74 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
75 CHN International Group Limited 2 0 2 0.00 2010-02-22
76 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
77 CMB International Insurance Consultancy Co., Limited 2 0 2 0.00 2010-11-01
78 COMMENCE COMPANY LIMITED 2 0 2 0.00
79 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
80 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
81 D.J. SECURITIES LIMITED 2 0 2 0.00
82 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
83 Davidson Kempner Asia Limited 2 0 2 0.00 2010-05-04
84 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
85 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
86 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
87 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
88 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
89 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
90 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
91 Emperor Asset Management Limited 2 0 2 0.00 2009-11-03
92 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
93 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
94 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
95 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
96 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
97 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
98 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
99 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
100 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
101 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
102 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
103 FULL WIN SECURITIES LIMITED 2 0 2 0.00
104 FULLJET SECURITIES LIMITED 2 0 2 0.00
105 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
106 GET NICE CAPITAL LIMITED 2 0 2 0.00
107 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
108 GLG Partners Hong Kong Limited 2 0 2 0.00 2010-11-30
109 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
110 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
111 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
112 Gong Ping Securities Limited 2 0 2 0.00 2010-12-08
113 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
114 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
115 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
116 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
117 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
118 Hana Asia Limited 2 0 2 0.00 2010-03-25
119 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
120 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
121 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
122 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
123 HOORAY CAPITAL LIMITED 2 0 2 0.00
124 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
125 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
126 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
127 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
128 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
129 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
130 JOINCAP CAPITAL LIMITED 2 0 2 0.00
131 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
132 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
133 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
134 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
135 JVSakk Asia Limited 2 0 2 0.00
136 KARFORD SECURITIES LIMITED 2 0 2 0.00
137 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
138 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
139 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
140 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
141 KTB Asset Management Asia Co., Limited 2 0 2 0.00 2010-06-11
142 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
143 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
144 LAU & COMPANY LIMITED 2 0 2 0.00
145 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
146 Liquid Capital Securities Hong Kong Limited 2 0 2 0.00 2010-06-09
147 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
148 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
149 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
150 MANDARIN VP (HK) LIMITED 2 0 2 0.00
151 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
152 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
153 MARC FABER LIMITED 2 0 2 0.00
154 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
155 Milma & Co. Limited 2 0 2 0.00 2008-09-24
156 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
157 My Decker Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-12-16
158 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
159 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
160 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
161 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
162 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
163 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
164 Open Asset Management Limited 2 0 2 0.00
165 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
166 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
167 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
168 PacAsia Advisors Limited 2 0 2 0.00 2010-12-03
169 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
170 Pacific Sun Advisors Limited 2 0 2 0.00
171 Pamirs Capital (H.K.) Limited 2 0 2 0.00 2010-09-10
172 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
173 Parry International Trading Limited 2 0 2 0.00 2010-08-26
174 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
175 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
176 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
177 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
178 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
179 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
180 Pinpoint Asset Management Limited 2 0 2 0.00 2010-10-25
181 Polen Capital HK Limited 2 0 2 0.00
182 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
183 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
184 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
185 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
186 QH CAPITAL LIMITED 1 1 2 50.00 2009-07-22
187 R.J. O'Brien & Associates HK Limited 1 1 2 50.00 2007-10-29
188 Realord Asia Pacific Securities Limited 2 0 2 0.00 2010-11-24
189 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
190 Regal Portfolio Management Limited (HK) 2 0 2 0.00 2007-03-05
191 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
192 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
193 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
194 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
195 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
196 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
197 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
198 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
199 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
200 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
201 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
202 SHUN LOONG FOREX COMPANY LIMITED 2 0 2 0.00
203 SHUN LOONG FUTURES LIMITED 2 0 2 0.00
204 Silk Road International Capital Limited 2 0 2 0.00
205 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
206 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
207 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
208 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
209 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
210 Sinofortune Financial Capital Limited 2 0 2 0.00
211 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
212 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
213 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
214 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
215 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
216 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
217 STONEWORKS ASSET MANAGEMENT (MALTA) LIMITED 2 0 2 0.00 2010-11-19
218 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
219 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
220 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
221 Swiss-Asia Asset Management (HK) Limited 2 0 2 0.00 2010-06-02
222 T. M. MANAGEMENT LIMITED 2 0 2 0.00
223 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
224 Titan Capital Services Limited 2 0 2 0.00 2010-10-22
225 TOUCHSTONE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2010-04-01
226 TR Advisors Limited 2 0 2 0.00 2008-12-02
227 Trafalgar Capital Management (HK) Limited 2 0 2 0.00 2010-02-01
228 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
229 TVC MANAGEMENT LIMITED 2 0 2 0.00
230 Two Fish Capital HK Limited 2 0 2 0.00 2010-08-17
231 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
232 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
233 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
234 VERCAP Financial Services Limited 2 0 2 0.00
235 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
236 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
237 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
238 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
239 WELLAM INVESTMENT LIMITED 2 0 2 0.00
240 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
241 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
242 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
243 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
244 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
245 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
246 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
247 Altis Partners (Asia) Limited 2 1 3 33.33 2010-10-22
248 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
249 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
250 Anand Rathi Financial Services (HK) Limited 3 0 3 0.00 2009-09-23
251 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
252 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
253 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
254 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
255 Asia Frontier Investments Limited 2 1 3 33.33 2009-04-28
256 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
257 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
258 Atherton Asset Management Limited 3 0 3 0.00 2008-09-10
259 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
260 BALI SECURITIES CO. LIMITED 3 0 3 0.00
261 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2009-09-28
262 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
263 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
264 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-06
265 BOWEN ASIA LIMITED 3 0 3 0.00
266 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
267 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
268 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
269 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
270 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
271 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
272 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED 3 0 3 0.00 2010-02-19
273 CHEETAH ADVISORS LIMITED 2 1 3 33.33
274 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
275 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
276 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
277 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
278 China Silver Asset Management (Hong Kong) Limited 3 0 3 0.00 2009-12-02
279 CHINAWIDE SECURITIES LIMITED 3 0 3 0.00 2010-11-09
280 CICC US Securities, Inc. 2 1 3 33.33 2007-08-03
281 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 33.33
282 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
283 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
284 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
285 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
286 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
287 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
288 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
289 CUPOLA CAPITAL LIMITED 3 0 3 0.00
290 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
291 Delta Asia Wealth Management Limited 2 1 3 33.33
292 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
293 EAA SECURITIES LIMITED 2 1 3 33.33
294 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
295 East Park Investment Management Co Limited 2 1 3 33.33 2010-10-04
296 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
297 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
298 Essence Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-08-19
299 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
300 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
301 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
302 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
303 Fortune Asset Management Limited 3 0 3 0.00 2009-12-16
304 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
305 Fubon Capital (HK) Limited 2 1 3 33.33
306 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
307 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
308 GCIS LIMITED 2 1 3 33.33 2007-05-16
309 GIGA (HONG KONG) LIMITED 2 1 3 33.33
310 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 1 3 33.33
311 Greenfield Asset Management Limited 2 1 3 33.33 2005-11-11
312 Grit Securities Limited 2 1 3 33.33
313 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
314 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
315 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 0.00
316 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
317 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-27
318 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
319 HOORAY SECURITIES LIMITED 2 1 3 33.33
320 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
321 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
322 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
323 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
324 HuaAn Asset Management (Hong Kong) Limited 3 0 3 0.00 2010-12-01
325 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
326 IMARKETS LIMITED 2 1 3 33.33
327 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
328 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2010-10-06
329 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
330 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
331 INV Partners Limited 2 1 3 33.33 2009-11-24
332 iVenture Investment Management Limited 2 1 3 33.33
333 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
334 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
335 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
336 Kerogen Capital (Asia) Limited 2 1 3 33.33 2010-02-01
337 KGI Asset Management Limited 2 1 3 33.33
338 Kilometre Capital Management Limited 3 0 3 0.00 2010-06-01
339 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
340 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
341 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
342 Koi Investment Partners International Limited 3 0 3 0.00 2010-11-05
343 Kriya Capital Limited 3 0 3 0.00 2010-01-08
344 LBN Advisers Limited 2 1 3 33.33 2007-09-13
345 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
346 LONGREACH GROUP LIMITED (THE) 1 2 3 66.67 2006-08-01
347 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-02-17
348 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
349 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
350 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
351 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
352 MIS SERVICES LIMITED (d2019-06-01) 2 1 3 33.33
353 MLI LIMITED (d2018-03-29) 2 1 3 33.33
354 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
355 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
356 Nine Masts Capital Limited 3 0 3 0.00 2010-05-11
357 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
358 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
359 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
360 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
361 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
362 Oracle Capital Limited 2 1 3 33.33 2009-08-17
363 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2010-08-18
364 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
365 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
366 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
367 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
368 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
369 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
370 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
371 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 33.33 2010-07-12
372 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
373 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
374 PRIVATE CAPITAL LIMITED 2 1 3 33.33
375 Proton Capital Limited 3 0 3 0.00 2007-10-16
376 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00 2006-02-24
377 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
378 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
379 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
380 ROCIM Limited 3 0 3 0.00 2007-06-29
381 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
382 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 0.00 2010-08-16
383 Safari Asia Limited 2 1 3 33.33 2010-04-30
384 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
385 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
386 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
387 Seres Asset Management Limited 3 0 3 0.00 2010-04-14
388 Shangding International Asset Management Company Limited 3 0 3 0.00 2010-09-08
389 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
390 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
391 SKY WARD ASIA LIMITED 2 1 3 33.33
392 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
393 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
394 Springboard Capital Limited 2 1 3 33.33 2010-07-02
395 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 0 3 0.00
396 STARLING GROUP FUTURES LIMITED 1 2 3 66.67 2008-11-05
397 Stellar Securities Limited 2 1 3 33.33
398 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
399 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
400 Superfund Financial (Hong Kong) Limited 3 0 3 0.00
401 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
402 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
403 T & F Equities Limited 2 1 3 33.33 2005-11-23
404 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
405 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
406 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
407 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
408 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
409 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
410 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
411 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
412 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
413 TIRESIAS CAPITAL HONG KONG LIMITED 2 1 3 33.33 2010-03-11
414 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
415 TRIVEST ADVISORS LIMITED 3 0 3 0.00 2010-04-08
416 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
417 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
418 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
419 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
420 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
421 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
422 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
423 Viking Global Hong Kong Limited 2 1 3 33.33 2010-09-17
424 VL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-04-15
425 VMS Securities Limited 3 0 3 0.00
426 Voras Capital Management (HK) Limited 2 1 3 33.33 2008-07-31
427 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
428 WAKESTAR ADVISORS LIMITED 3 0 3 0.00 2010-12-15
429 Waton Securities International Limited 3 0 3 0.00
430 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
431 WMG Asia Limited 2 1 3 33.33 2007-02-28
432 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
433 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
434 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
435 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
436 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 25.00 2003-11-29
437 ALTUS CAPITAL LIMITED 3 1 4 25.00
438 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
439 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
440 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
441 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
442 ASM ADVISORY LIMITED 1 3 4 75.00 2009-11-30
443 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
444 Avia Asset Management Limited 2 2 4 50.00
445 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
446 BaoQiao Partners Capital Limited 2 2 4 50.00 2008-03-05
447 BEAR BRIGHT LIMITED 2 2 4 50.00
448 Bentley Capital Limited (HK) 4 0 4 0.00
449 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
450 Black's Link Capital Limited 2 2 4 50.00 2010-01-29
451 BLOOMYEARS LIMITED 2 2 4 50.00
452 Blossomhill Investment Limited 3 1 4 25.00 2010-03-04
453 Bosen Asset Management Limited 2 2 4 50.00 2010-03-11
454 Broadway Wealth Management Limited 2 2 4 50.00
455 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
456 CBRE Investment Management (Asia) Limited 2 2 4 50.00
457 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-08-23
458 Celera Markets Limited 2 2 4 50.00 2008-08-12
459 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2008-10-31
460 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 50.00 2010-07-12
461 ChapmanCraig Limited 2 2 4 50.00
462 Chepstow Capital Advisors Limited 2 2 4 50.00 2009-10-20
463 CHIMAERA FINANCIAL GROUP LIMITED 4 0 4 0.00
464 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
465 China Enterprise Securities Company Limited 2 2 4 50.00
466 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
467 China Finance Holdings Limited 2 2 4 50.00
468 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
469 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
470 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
471 China Value Investment Limited (HK) 3 1 4 25.00 2008-07-15
472 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
473 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
474 CHUANGS & CO. LIMITED 3 1 4 25.00
475 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
476 CMB International Asset Management Limited 3 1 4 25.00 2010-05-26
477 COL Securities (HK) Limited 2 2 4 50.00
478 ConvergEx Asia Pacific Limited 3 1 4 25.00 2010-12-03
479 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
480 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
481 DALTON CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-18
482 DigitalBridge Management Asia Limited 3 1 4 25.00 2010-07-20
483 DONVEX CAPITAL LIMITED 3 1 4 25.00 2009-01-29
484 Double Haven Capital (Hong Kong) Limited 2 2 4 50.00 2007-02-16
485 EAM Investment Advisors Limited 3 1 4 25.00 2009-11-16
486 Encap (Global) Asset Management Limited 2 2 4 50.00 2009-03-30
487 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
488 Essence Corporate Finance (Hong Kong) Limited 2 2 4 50.00 2010-09-01
489 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
490 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
491 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
492 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
493 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
494 FORTUNE FINANCIAL CAPITAL LIMITED 3 1 4 25.00 2009-03-12
495 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
496 Funderstone Asset Management (HK) Limited 2 2 4 50.00
497 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
498 GCAM Limited 3 1 4 25.00 2004-10-19
499 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 25.00 2006-02-08
500 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
501 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
502 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
503 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
504 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-12-02
505 Goldyard Capital Limited 2 2 4 50.00
506 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
507 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
508 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 2 4 50.00 2008-05-29
509 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
510 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
511 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
512 HFS ASSET MANAGEMENT LIMITED 2 2 4 50.00
513 HIG FUTURES LIMITED 2 2 4 50.00 2010-06-30
514 HIP HING SECURITIES LIMITED 2 2 4 50.00
515 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
516 Horizon Asset International (HK) Limited 3 1 4 25.00 2008-09-03
517 HOU TAK SECURITIES LIMITED 2 2 4 50.00
518 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
519 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2005-06-01
520 HSZ (HONG KONG) LIMITED 2 2 4 50.00
521 iFAST Global Markets (HK) Limited 3 1 4 25.00 2008-02-12
522 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
523 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
524 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
525 INTERCHINA FUTURES LIMITED 3 1 4 25.00
526 IREALITY INVESTMENTS LIMITED 3 1 4 25.00 2007-12-21
527 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2009-11-16
528 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
529 JT CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2010-10-13
530 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
531 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
532 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
533 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
534 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
535 Lexicon Partners (Asia) Limited 2 2 4 50.00 2007-03-21
536 Lighthorse Asset Management (HK) Limited 2 2 4 50.00 2009-09-04
537 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
538 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
539 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
540 M3 Capital Partners (HK) Limited 3 1 4 25.00 2008-10-17
541 MAGUSTA FUTURES LIMITED 2 2 4 50.00
542 MCP Asset Management Company Limited 3 1 4 25.00 2005-08-23
543 MEIJI YASUDA ASIA LIMITED 3 1 4 25.00
544 MESSIS CAPITAL LIMITED 2 2 4 50.00
545 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
546 MING HON SECURITIES LIMITED 3 1 4 25.00
547 Morgan Stanley Hong Kong Futures Limited 4 0 4 0.00
548 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2007-09-06
549 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
550 Nittan Securities Asia Limited 2 2 4 50.00
551 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
552 NUOXIN CAPITAL (HONG KONG) LIMITED 4 0 4 0.00 2006-08-24
553 Oberweis Asset Management (Asia) Limited 2 2 4 50.00 2008-03-06
554 Oshidori Corporate Finance Limited 2 2 4 50.00
555 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
556 PAMA GROUP (HONG KONG) LIMITED 2 2 4 50.00
557 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
558 Permira Advisers Limited 2 2 4 50.00 2008-08-19
559 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
560 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
561 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
562 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
563 QUANTSMILE (HK) LIMITED 4 0 4 0.00 2007-04-02
564 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
565 RICHLAND WORLDWIDE LIMITED 2 2 4 50.00 2004-04-15
566 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
567 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
568 SHACOM FUTURES LIMITED 2 2 4 50.00
569 SHENG YUAN SECURITIES LIMITED 3 1 4 25.00 2010-10-27
570 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
571 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
572 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
573 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
574 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
575 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
576 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 0 4 0.00 2005-07-07
577 STANHILL (HONG KONG) LIMITED 2 2 4 50.00
578 STI Asset Management Limited 3 1 4 25.00 2008-10-22
579 SUN YI COMPANY LIMITED 2 2 4 50.00 2008-01-31
580 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
581 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
582 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
583 Tokio Marine Investment Services, Limited 4 0 4 0.00
584 Tractus Asset Management Limited 2 2 4 50.00 2009-12-31
585 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
586 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
587 United Securities Limited (HK) 2 2 4 50.00
588 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
589 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
590 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2008-04-01
591 Vantum Futures Limited 2 2 4 50.00
592 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
593 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
594 WAI FAT SECURITIES LIMITED 2 2 4 50.00
595 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
596 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
597 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
598 Wolver Hill Asset Management Asia Limited 2 2 4 50.00 2009-03-10
599 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
600 Absolute Investment Management (HK) Limited 2 3 5 60.00
601 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
602 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
603 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
604 Aliantis Capital Limited 4 1 5 20.00 2007-10-10
605 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
606 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
607 Arta Global Futures Limited 3 2 5 40.00
608 Averest Capital Limited 2 3 5 60.00
609 Black Marble Securities Limited 2 3 5 60.00
610 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
611 BTG Pactual Asia Limited 3 2 5 40.00 2009-08-13
612 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
613 CCB Securities Limited 2 3 5 60.00
614 CES International Commodities (HK) Limited 2 3 5 60.00
615 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
616 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 40.00
617 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
618 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 40.00
619 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
620 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
621 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
622 Creat Capital Company Limited 5 0 5 0.00 2010-07-26
623 CTW SECURITIES LIMITED 2 3 5 60.00
624 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
625 Diamond Dragon Advisors Limited 3 2 5 40.00 2010-06-22
626 Elements Advisors Limited 2 3 5 60.00 2010-06-08
627 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
628 ENZARD LIMITED 2 3 5 60.00 2004-05-21
629 Essence Futures (Hong Kong) Limited 2 3 5 60.00 2010-10-25
630 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
631 F. R. ZIMMERN LIMITED 2 3 5 60.00
632 Fry Group (H.K.) Limited (The) 3 2 5 40.00 2010-07-09
633 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
634 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
635 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
636 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
637 Goldin Financial Limited 3 2 5 40.00 2009-06-01
638 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
639 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
640 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
641 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2010-06-29
642 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
643 Hamilton Lane (Hong Kong) Limited 2 3 5 60.00 2010-07-05
644 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
645 HOI SANG SECURITIES LIMITED 2 3 5 60.00
646 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2007-09-21
647 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-13
648 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
649 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
650 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 4 1 5 20.00
651 iTTa Capital Limited 2 3 5 60.00 2003-05-29
652 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
653 JIMEI ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-02-03
654 JK Capital Management Limited 5 0 5 0.00
655 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
656 Kaiser KT Capital Limited 4 1 5 20.00
657 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
658 Kam Wah Investments Limited 2 3 5 60.00
659 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 60.00
660 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
661 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
662 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
663 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
664 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
665 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
666 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-04-01
667 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
668 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
669 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
670 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
671 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
672 MORTON SECURITIES LIMITED 2 3 5 60.00
673 Nuada Limited 2 3 5 60.00 2004-01-15
674 ORIENT SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2010-07-21
675 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
676 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
677 PACIFIC GROUP LIMITED (THE) 3 2 5 40.00
678 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
679 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
680 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
681 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
682 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
683 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 40.00
684 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
685 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
686 SFM HK Management Limited 2 3 5 60.00 2010-11-01
687 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
688 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 40.00
689 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
690 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
691 SOUTH CHINA CAPITAL LIMITED 4 1 5 20.00
692 STARLING GROUP SECURITIES LIMITED 2 3 5 60.00 2008-11-05
693 Sumo Asset Management Limited 4 1 5 20.00 2010-07-07
694 Synergy Fund Management Group Limited 2 3 5 60.00 2010-05-26
695 TAIFAIR FUTURES LIMITED 3 2 5 40.00
696 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
697 TC Capital International Limited 3 2 5 40.00 2010-08-11
698 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 60.00 2008-04-11
699 Tora Trading Services Limited (HK) 3 2 5 40.00 2008-11-14
700 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
701 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
702 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
703 UNICORN SECURITIES COMPANY LIMITED 2 3 5 60.00
704 UOB ASIA (HONG KONG) LIMITED 4 1 5 20.00
705 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
706 VC International Asset Management Limited 3 2 5 40.00
707 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
708 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
709 WAH SANG SECURITIES LIMITED 2 3 5 60.00
710 WAH THAI SECURITIES LIMITED 3 2 5 40.00
711 WELLCHAMP CAPITAL LIMITED 2 3 5 60.00
712 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
713 WILBY SECURITIES LIMITED 2 3 5 60.00
714 Yorkville Advisors HK Limited 3 2 5 40.00 2009-03-18
715 Yuexiu REIT Asset Management Limited 2 3 5 60.00 2005-12-08
716 Zhongrong International Futures Co., Limited 2 3 5 60.00
717 313 Capital Management Limited 4 2 6 33.33 2010-04-19
718 3V Capital Limited 3 3 6 50.00 2005-07-18
719 Allard Partners Limited 2 4 6 66.67
720 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
721 ARCH Capital Management Co. Limited 3 3 6 50.00 2009-02-19
722 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
723 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
724 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
725 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
726 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
727 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
728 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
729 Bosera Asset Management (International) Co., Limited 2 4 6 66.67 2010-11-05
730 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
731 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
732 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
733 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
734 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
735 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
736 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
737 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
738 CNCB (Hong Kong) Capital Limited 5 1 6 16.67 2010-10-27
739 CSC ASIA LIMITED 2 4 6 66.67
740 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
741 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 33.33 2009-10-14
742 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
743 EnTrustPermal (Hong Kong) Limited 3 3 6 50.00 2006-03-09
744 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
745 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
746 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
747 FE SECURITIES LIMITED 2 4 6 66.67
748 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
749 Fubon Fund Management (Hong Kong) Limited 3 3 6 50.00
750 GLS SECURITIES LIMITED 2 4 6 66.67
751 Grand Cartel Securities Company Limited 2 4 6 66.67
752 Great Lakes Hong Kong Limited 3 3 6 50.00 2010-04-26
753 Guotai Junan FX Limited 3 3 6 50.00 2010-10-21
754 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
755 HANTEC FUTURES LIMITED 3 3 6 50.00 2008-12-19
756 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 50.00 2008-03-27
757 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
758 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
759 HT CAPITAL MANAGEMENT LIMITED 5 1 6 16.67
760 HUNG SING FUTURES LIMITED 2 4 6 66.67
761 iBest Securities Company Limited 3 3 6 50.00
762 iFAST Securities (HK) Limited 3 3 6 50.00
763 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
764 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
765 JANCHOR PARTNERS LIMITED 2 4 6 66.67 2009-11-06
766 KCG FUND MANAGEMENT LIMITED 3 3 6 50.00 2007-05-04
767 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
768 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
769 Longitude Asia Limited 2 4 6 66.67
770 MEAG Hong Kong Limited 4 2 6 33.33
771 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 4 6 66.67 2007-05-11
772 MEGABASE SECURITIES LIMITED 2 4 6 66.67
773 MERCER INVESTMENTS (HK) LIMITED 2 4 6 66.67 2005-08-04
774 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
775 MOELIS & COMPANY ASIA LIMITED 2 4 6 66.67 2009-12-11
776 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
777 OMNIX CAPITAL LIMITED 3 3 6 50.00 2009-03-19
778 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
779 Pacific Advantage Capital Limited 4 2 6 33.33 2010-10-25
780 PEAK CAPITAL LIMITED (b2004-03-30) 3 3 6 50.00 2004-10-28
781 PGIM (Hong Kong) Limited 2 4 6 66.67
782 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
783 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2009-07-30
784 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
785 QMIS Securities Limited 3 3 6 50.00 2009-07-24
786 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
787 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
788 RBS Asia Futures Limited 3 3 6 50.00
789 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
790 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
791 SANSTON FINANCIAL GROUP LIMITED 2 4 6 66.67 2007-06-12
792 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
793 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-11-07
794 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
795 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-08-14
796 SIU ON SECURITIES LIMITED 3 3 6 50.00
797 SPDB International Holdings Limited 4 2 6 33.33
798 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 83.33
799 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
800 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
801 SUN'S FUTURE LIMITED 3 3 6 50.00
802 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
803 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
804 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
805 TANG KEE SECURITIES LIMITED 3 3 6 50.00
806 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
807 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 50.00 2009-11-19
808 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
809 UIC FINANCIAL ADVISORS LIMITED 4 2 6 33.33 2010-04-13
810 Value Partners Private Equity Limited 2 4 6 66.67
811 VBG Capital Limited 4 2 6 33.33 2008-11-11
812 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
813 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
814 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
815 YF FUTURES COMPANY LIMITED 2 4 6 66.67
816 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
817 Yuanta Financial (Hong Kong) Limited 4 2 6 33.33 2010-02-03
818 YUE XIU FUTURES COMPANY LIMITED 2 4 6 66.67
819 ZBI Asia Limited 3 3 6 50.00 2010-02-22
820 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
821 Aevitas Securities Limited 2 5 7 71.43
822 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
823 AJ Securities Limited 2 5 7 71.43
824 Alpha Financial Group Limited 2 5 7 71.43 2005-10-31
825 AP Asset Management (HK) Limited 2 5 7 71.43 2004-07-07
826 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
827 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
828 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
829 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
830 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
831 BWC FOREX LIMITED 2 5 7 71.43 2009-12-11
832 Cambridge Strategy (Asset Management) Asia Limited (The) 4 3 7 42.86 2010-09-13
833 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2006-05-23
834 Central Asset Investments and Management Holdings (HK) Limited 3 4 7 57.14 2005-08-05
835 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
836 Chanceton Capital Partners Limited 2 5 7 71.43
837 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
838 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
839 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
840 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 71.43
841 China Reserve Securities Limited 4 3 7 42.86
842 China Universal Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2010-02-19
843 Chuo Mitsui Investments Hong Kong Limited 3 4 7 57.14 2009-04-30
844 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
845 COMGEST FAR EAST LIMITED 4 3 7 42.86
846 DTC Investment Management (HK) Limited 3 4 7 57.14 2008-11-20
847 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
848 EVERHOT SECURITIES LIMITED 3 4 7 57.14
849 FAIRWIN BROKING LIMITED 2 5 7 71.43
850 FDB Financial Group Limited 2 5 7 71.43
851 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
852 FRM HONG KONG LIMITED (d2014-05-18) 2 5 7 71.43 2008-05-14
853 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 4 3 7 42.86 2004-11-12
854 GAVEKAL CAPITAL LIMITED 2 5 7 71.43 2003-06-09
855 Goldbridge Securities Limited 3 4 7 57.14
856 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
857 Guosen Securities (HK) Brokerage Company, Limited 2 5 7 71.43 2010-02-26
858 HAMON ASIAN ADVISORS LIMITED 2 5 7 71.43
859 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
860 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 57.14 2009-11-16
861 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 42.86 2004-08-30
862 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
863 Japaninvest (Hong Kong) Limited 3 4 7 57.14 2010-10-26
864 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
865 La Roche & Co Asia Limited 2 5 7 71.43 2008-03-05
866 LCA Solutions Limited 2 5 7 71.43 2010-07-30
867 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
868 MAN HON YEUNG SECURITIES LIMITED 2 5 7 71.43
869 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
870 Matrix Securities Limited 5 2 7 28.57
871 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
872 MUSHK Limited 7 0 7 0.00
873 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
874 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
875 Oshidori Securities Limited 3 4 7 57.14
876 OTCex Hong Kong Limited 2 5 7 71.43 2010-08-23
877 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
878 PIMCO Asia Limited 2 5 7 71.43 2006-05-17
879 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14
880 PO LEE SECURITIES LIMITED 2 5 7 71.43
881 Qantex Capital Markets Limited 2 5 7 71.43 2009-04-14
882 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
883 ROSA SECURITIES LIMITED 3 4 7 57.14
884 SEI INVESTMENTS (ASIA) LIMITED 3 4 7 57.14 2005-03-02
885 SELINA & CO. LIMITED (HK) 2 5 7 71.43
886 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
887 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
888 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
889 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
890 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
891 Tensant Securities Limited 2 5 7 71.43 2004-08-25
892 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
893 TRUTH SECURITIES LIMITED 4 3 7 42.86
894 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
895 Wanhai Securities (HK) Limited 2 5 7 71.43
896 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
897 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
898 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
899 YARDLEY SECURITIES LIMITED 2 5 7 71.43
900 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 71.43
901 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
902 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 75.00
903 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
904 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
905 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
906 ASA SECURITIES LIMITED 3 5 8 62.50 2010-08-19
907 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
908 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 62.50
909 BALLINGAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2004-08-13
910 BOKHARY SECURITIES LIMITED 2 6 8 75.00
911 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2006-11-01
912 BUSINESS FUTURES LIMITED 2 6 8 75.00
913 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
914 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
915 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
916 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
917 CMB International Capital Holdings Corporation Limited 5 3 8 37.50 2003-12-17
918 Coventry Capital HK Limited 2 6 8 75.00 2010-03-22
919 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
920 CS Wealth Securities Limited 4 4 8 50.00
921 DNB Asset Management (Asia) Limited 3 5 8 62.50
922 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 62.50 2009-01-02
923 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-02-26
924 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00 2009-12-24
925 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
926 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
927 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
928 Finet Securities Limited 4 4 8 50.00
929 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
930 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
931 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
932 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
933 GT CAPITAL LIMITED 2 6 8 75.00
934 Guo Tong Capital Management Company Limited 2 6 8 75.00 2010-05-24
935 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 50.00 2009-03-20
936 HERMES SECURITIES LIMITED 2 6 8 75.00
937 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
938 Huayu Securities Limited 2 6 8 75.00
939 Imagi Brokerage Limited 3 5 8 62.50
940 INTERCHINA SECURITIES LIMITED 3 5 8 62.50
941 IVORY CAPITAL PRIVATE LIMITED 2 6 8 75.00 2007-03-21
942 K.K.M. SECURITIES LIMITED 2 6 8 75.00
943 KPMG CORPORATE FINANCE LIMITED 4 4 8 50.00
944 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
945 LUEN HING SECURITIES LIMITED 2 6 8 75.00
946 M SECURITIES LIMITED (HK) 2 6 8 75.00 2006-02-23
947 Mackenzie Investments Asia Limited 4 4 8 50.00
948 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
949 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2008-09-03
950 Monex Boom Securities (H.K.) Limited 3 5 8 62.50
951 MY.Alpha Management HK Advisors Limited 2 6 8 75.00 2007-10-31
952 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
953 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
954 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
955 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 75.00
956 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
957 Providence Equity Asia Limited 2 6 8 75.00 2007-08-23
958 Quam Asset Management Limited (b1983-06-28) 4 4 8 50.00
959 Redwood Peak Limited 2 6 8 75.00 2007-10-05
960 RHB ASSET MANAGEMENT LIMITED 4 4 8 50.00 2008-05-08
961 Samena Capital Hong Kong Limited 4 4 8 50.00 2009-09-01
962 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
963 SDHG International Asset Management Limited 5 3 8 37.50 2008-12-02
964 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
965 SPS COMMODITIES LIMITED 2 6 8 75.00
966 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
967 STOCKWELL COMMODITIES LIMITED 3 5 8 62.50
968 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 37.50 2008-08-07
969 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
970 THING ON SECURITIES LIMITED 2 6 8 75.00
971 Tyche Group Limited 2 6 8 75.00
972 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 4 8 50.00 2007-11-29
973 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
974 Win Securities Limited 3 5 8 62.50
975 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
976 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
977 Anli Securities Limited 2 7 9 77.78
978 Bradbury Securities Limited 2 7 9 77.78
979 Capital International, Inc. 2 7 9 77.78 2007-07-03
980 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
981 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
982 China Integrity Investment Limited 4 5 9 55.56 2009-09-18
983 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
984 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
985 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
986 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 66.67
987 Evo Capital Management Asia Limited 2 7 9 77.78 2007-08-22
988 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
989 HONG KONG INTERNATIONAL FUTURES LIMITED 3 6 9 66.67
990 Hong Kong Stock Link Securities Limited 2 7 9 77.78
991 Hongkong Bay Securities Limited 2 7 9 77.78
992 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
993 KB Securities Hong Kong Limited 3 6 9 66.67
994 KILMOREY SECURITIES LIMITED 2 7 9 77.78
995 KMT SECURITIES LIMITED 2 7 9 77.78
996 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 5 9 55.56
997 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
998 LEE'S SECURITIES COMPANY LIMITED 3 6 9 66.67 2005-01-03
999 Legg Mason International Equities (Hong Kong) Limited 3 6 9 66.67
1000 Merdeka Securities Limited 2 7 9 77.78
1001 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 6 9 66.67
1002 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 7 9 77.78
1003 Nikko Asset Management Hong Kong Limited 2 7 9 77.78
1004 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 4 9 44.44 2009-04-09
1005 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1006 OP INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56 2004-02-18
1007 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
1008 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1009 PERRY CAPITAL (ASIA) LIMITED 2 7 9 77.78 2006-09-12
1010 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1011 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
1012 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
1013 Segantii Capital Management Limited 4 5 9 55.56 2007-11-22
1014 SOUTH CHINA RESEARCH LIMITED 4 5 9 55.56
1015 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1016 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
1017 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
1018 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1019 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
1020 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2006-11-14
1021 WINGS SECURITIES (HK) LIMITED 2 7 9 77.78
1022 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
1023 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1024 Yunfeng Financial Markets Limited 4 5 9 55.56
1025 abrdn Hong Kong Limited 4 6 10 60.00
1026 AD Capital Management (Hong Kong) Limited 2 8 10 80.00 2004-09-08
1027 Belvest Investment Services Limited 2 8 10 80.00
1028 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 60.00
1029 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1030 China Tonghai (IA) Limited 2 8 10 80.00
1031 CHRISTFUND FUTURES LIMITED 2 8 10 80.00
1032 CMS CAPITAL (HK) CO., LIMITED 5 5 10 50.00 2004-05-06
1033 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
1034 Cowen and Company (Asia) Limited 4 6 10 60.00 2003-12-19
1035 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
1036 CSOP Asset Management Limited 2 8 10 80.00 2008-09-29
1037 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
1038 EQT Partners Asia Limited 3 7 10 70.00
1039 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
1040 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
1041 Fortune Origin Securities Limited 3 7 10 70.00 2009-07-09
1042 FT Securities Limited 1 9 10 90.00 2005-09-22
1043 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
1044 GF Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-11-08
1045 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
1046 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
1047 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
1048 HPEF Venture Partners Limited 4 6 10 60.00
1049 JIMEI FUTURES LIMITED 2 8 10 80.00 2008-12-09
1050 Joy Silver Limited 3 7 10 70.00
1051 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
1052 KGI CAPITAL ASIA LIMITED 6 4 10 40.00
1053 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1054 Marshall Wace Gavekal Asia Limited 2 8 10 80.00 2008-06-30
1055 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1056 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1057 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 6 10 60.00
1058 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1059 Oreana Financial Services Limited 4 6 10 60.00
1060 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
1061 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1062 Renaissance Capital (Hong Kong) Limited 5 5 10 50.00 2010-09-02
1063 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
1064 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
1065 SENRIGAN CAPITAL GROUP LIMITED 2 8 10 80.00 2009-08-27
1066 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 8 10 80.00 2007-08-17
1067 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 80.00 2007-05-15
1068 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1069 T G SECURITIES LIMITED 4 6 10 60.00 2005-12-19
1070 TANG PING KONG LIMITED 3 7 10 70.00
1071 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
1072 TPG-AXON CAPITAL (HK), LIMITED 2 8 10 80.00 2005-05-31
1073 WING ON SECURITIES LIMITED 2 8 10 80.00
1074 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1075 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 50.00 2009-10-09
1076 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1077 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
1078 AM Squared Limited 2 9 11 81.82 2005-06-30
1079 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 81.82
1080 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
1081 Bright Fund Management Limited 2 9 11 81.82
1082 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 5 11 45.45
1083 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
1084 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
1085 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 72.73
1086 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
1087 CHINA SYSTEM SECURITIES LIMITED 2 9 11 81.82 2005-07-07
1088 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
1089 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
1090 COHEN & STEERS ASIA LIMITED 3 8 11 72.73 2005-07-29
1091 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1092 DAH SING SECURITIES LIMITED 2 9 11 81.82
1093 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 6 11 54.55
1094 Future Growth Financial Services Limited 2 9 11 81.82 2010-04-08
1095 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
1096 Goldin Equities Limited 4 7 11 63.64 2008-12-17
1097 GUOYUAN FUTURES (HONG KONG) LIMITED 1 10 11 90.91 2007-11-29
1098 HANG SENG FUTURES LIMITED 2 9 11 81.82
1099 Hao Tian International Securities Limited 3 8 11 72.73
1100 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
1101 Huajin Corporate Finance (International) Limited 4 7 11 63.64
1102 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1103 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
1104 JINRUI FUTURES (HONG KONG) LIMITED 3 8 11 72.73 2007-07-27
1105 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
1106 KVB Kunlun Securities (HK) Limited 4 7 11 63.64 2008-07-02
1107 KWOK HING SECURITIES LIMITED 2 9 11 81.82
1108 LaSalle Investment Management Hong Kong Limited 3 8 11 72.73 2007-06-14
1109 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
1110 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
1111 Minerva Holding Financial Securities Limited 2 9 11 81.82
1112 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
1113 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
1114 ONSHINE SECURITIES LIMITED 3 8 11 72.73
1115 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 7 11 63.64
1116 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1117 SDHG International Securities Limited 3 8 11 72.73
1118 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1119 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1120 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2006-03-24
1121 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1122 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
1123 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 54.55 2007-01-11
1124 UPBEST COMMODITIES COMPANY LIMITED 3 8 11 72.73
1125 WING FAT SECURITIES LIMITED 3 8 11 72.73
1126 Anuenue Securities Limited 2 10 12 83.33
1127 Astrum Capital Management Limited (HK) 4 8 12 66.67 2005-07-08
1128 BREVAN HOWARD (HONG KONG) LIMITED 4 8 12 66.67 2004-07-12
1129 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
1130 CHARLES SCHWAB, HONG KONG, LIMITED 4 8 12 66.67
1131 China Finance KAB Limited 3 9 12 75.00 2004-12-23
1132 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1133 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
1134 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 9 12 75.00 2010-08-20
1135 De Riva Asia Limited 2 10 12 83.33 2010-07-29
1136 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
1137 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
1138 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 9 12 75.00 2004-11-29
1139 ICBC Asset Management (Global) Company Limited 4 8 12 66.67
1140 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1141 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1142 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 83.33 2006-11-28
1143 KINGSWAY CAPITAL LIMITED 4 8 12 66.67 2008-08-14
1144 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 66.67
1145 MCP Holdings Limited (HK) 2 10 12 83.33
1146 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
1147 NEW TREND FUTURES LIMITED 4 8 12 66.67
1148 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 75.00 2008-07-29
1149 Pinpoint Investment Advisor Limited 3 9 12 75.00 2006-12-27
1150 PIPER JAFFRAY ASIA FUTURES LIMITED 2 10 12 83.33 2004-02-13
1151 Planetree Futures Limited 4 8 12 66.67
1152 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 58.33 2008-07-29
1153 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2005-06-24
1154 ROOFER SECURITIES LIMITED 3 9 12 75.00
1155 SEEKERS MARKETS LIMITED 2 10 12 83.33
1156 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 66.67
1157 Templewater Hong Kong Limited 4 8 12 66.67
1158 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 66.67
1159 TULLETT PREBON (HONG KONG) LIMITED 3 9 12 75.00 2010-08-26
1160 VC CAPITAL LIMITED 5 7 12 58.33
1161 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1162 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1163 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1164 Wisetrade Securities Limited 3 9 12 75.00
1165 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2003-05-23
1166 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
1167 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
1168 ASPEN HILL PARTNERS (HONG KONG) LIMITED 2 11 13 84.62 2008-08-08
1169 BULLISH SECURITIES LIMITED 2 11 13 84.62
1170 Citadel Asia Limited 3 10 13 76.92 2005-10-21
1171 ELLIOTT ADVISORS (HK) LIMITED 3 10 13 76.92 2005-03-08
1172 FLAG Squadron Asia Limited 7 6 13 46.15 2006-10-24
1173 GF Capital (Hong Kong) Limited 6 7 13 53.85 2007-01-31
1174 HENIK SECURITIES LIMITED 2 11 13 84.62
1175 ICAP Equities Asia Limited 3 10 13 76.92 2008-12-22
1176 ICBC (ASIA) SECURITIES LIMITED 4 9 13 69.23
1177 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
1178 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1179 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 61.54
1180 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1181 LAMTEX SECURITIES LIMITED 2 11 13 84.62
1182 LUEN SING SECURITIES LIMITED 3 10 13 76.92
1183 M&F Asset Management Limited 3 10 13 76.92
1184 Neutral Financial Holding Company Limited 3 10 13 76.92
1185 PHOENIX CAPITAL SECURITIES LIMITED 6 7 13 53.85 2006-07-03
1186 PO SANG SECURITIES LIMITED 2 11 13 84.62
1187 Quam Capital Limited (b1994-08-04) 6 7 13 53.85
1188 Rabo Brokerage HK Limited 2 11 13 84.62 2007-09-12
1189 RHB CAPITAL HONG KONG LIMITED 3 10 13 76.92
1190 RPS INVESTMENT LIMITED 4 9 13 69.23
1191 SHUN HENG SECURITIES LIMITED 2 11 13 84.62
1192 SJS Markets Limited 3 10 13 76.92 2005-03-02
1193 StormHarbour Securities (Hong Kong) Limited 4 9 13 69.23 2010-03-18
1194 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1195 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1196 AIF CAPITAL LIMITED 4 10 14 71.43
1197 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
1198 Arta Asset Management Limited 4 10 14 71.43 2008-07-10
1199 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 78.57
1200 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 10 14 71.43 2007-04-20
1201 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 71.43
1202 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 10 14 71.43 2009-03-31
1203 CNI Securities Group Limited 2 12 14 85.71 2009-12-15
1204 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 85.71 2008-12-17
1205 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
1206 EAST ASIA FUTURES LIMITED 3 11 14 78.57
1207 Eclipse Options (HK) Limited 2 12 14 85.71 2007-05-31
1208 HSBC BROKING (CHINA) LIMITED 5 9 14 64.29
1209 I-ACCESS INVESTORS LIMITED 6 8 14 57.14 2005-07-13
1210 iFAST Financial (HK) Limited 4 10 14 71.43 2007-03-30
1211 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
1212 LEI SHING HONG SECURITIES LIMITED 3 11 14 78.57
1213 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
1214 MALAHON SECURITIES LIMITED 2 12 14 85.71
1215 MANGO FINANCIAL LIMITED 3 11 14 78.57
1216 Nomura Asset Management Hong Kong Limited 4 10 14 71.43
1217 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1218 Open Securities Limited 4 10 14 71.43 2010-07-16
1219 ORION INVESTMENT MANAGEMENT LIMITED 3 11 14 78.57 2009-11-06
1220 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 7 14 50.00 2007-03-01
1221 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
1222 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1223 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1224 Redford Asset Management Limited 3 11 14 78.57 2010-03-09
1225 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
1226 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1227 Shacom Securities Limited 3 11 14 78.57
1228 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1229 Sinofortune Securities Limited 4 10 14 71.43
1230 Vision Capital Investment Management Limited 2 12 14 85.71 2003-12-17
1231 Beijing Securities Limited 4 11 15 73.33 2008-11-07
1232 BOCOM International Asset Management Limited 6 9 15 60.00 2007-09-13
1233 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
1234 CMB International Global Markets Limited 2 13 15 86.67
1235 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 13 15 86.67
1236 GF FUTURES (HONG KONG) CO., LIMITED 2 13 15 86.67 2007-02-16
1237 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1238 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1239 HING WONG SECURITIES LIMITED 3 12 15 80.00
1240 Hong Kong Securities (International) Company Limited 2 13 15 86.67 2009-07-23
1241 LIM ADVISORS LIMITED 2 13 15 86.67
1242 LOMBARD ODIER (HONG KONG) LIMITED 5 10 15 66.67
1243 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1244 Rifa Futures Limited 2 13 15 86.67 2008-12-01
1245 SAIL ADVISORS LIMITED 5 10 15 66.67 2004-05-17
1246 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
1247 Waterland Securities (HK) Company Limited 4 11 15 73.33 2009-02-20
1248 Wells Fargo Securities Asia Limited 4 11 15 73.33 2008-04-25
1249 AISANCE ASSET MANAGEMENT LIMITED 5 11 16 68.75 2005-06-16
1250 APG Investments Asia Limited 6 10 16 62.50 2008-11-18
1251 CELETIO INVESTMENTS LIMITED 3 13 16 81.25
1252 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
1253 China Asset Management (Hong Kong) Limited 5 11 16 68.75 2008-12-10
1254 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 11 16 68.75 2006-12-08
1255 CITIC Securities Asset Management (HK) Limited 4 12 16 75.00 2008-08-01
1256 CMB International Capital Limited 4 12 16 75.00 2010-09-07
1257 CTBC Asia Limited 5 11 16 68.75 2004-01-14
1258 Eastspring Investments (Hong Kong) Limited 3 13 16 81.25 2006-08-08
1259 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1260 Everbright Securities Global (HK) Limited 4 12 16 75.00
1261 Fidelity Management & Research (Hong Kong) Limited 3 13 16 81.25 2008-09-04
1262 FIRST SECURITIES (HK) LIMITED 6 10 16 62.50 2009-08-03
1263 FIRST WORLDSEC SECURITIES LIMITED 4 12 16 75.00
1264 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
1265 Neuberger Berman Asia Limited 3 13 16 81.25 2008-03-13
1266 Public Financial Securities Limited 3 13 16 81.25
1267 REALINK FINANCIAL TRADE LIMITED 4 12 16 75.00 2003-09-25
1268 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 9 16 56.25
1269 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1270 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1271 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1272 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
1273 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
1274 BERICH BROKERAGE LIMITED 2 15 17 88.24
1275 BOCOM International (Asia) Limited 8 9 17 52.94 2007-09-21
1276 CBH Asia Limited 3 14 17 82.35 2010-09-24
1277 CES Capital International (Hong Kong) Co., Limited 7 10 17 58.82 2008-03-20
1278 CLSA FUTURES LIMITED 3 14 17 82.35
1279 CMBC SECURITIES COMPANY LIMITED 3 14 17 82.35 2008-01-24
1280 D. E. Shaw & Co. (Asia Pacific) Limited 4 13 17 76.47 2007-11-14
1281 FORTUNE (HK) SECURITIES LIMITED 2 15 17 88.24
1282 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2005-01-27
1283 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 14 17 82.35 2008-07-03
1284 HARVEST GLOBAL INVESTMENTS LIMITED 4 13 17 76.47 2009-02-16
1285 Interactive Brokers LLC 3 14 17 82.35 2007-03-19
1286 JPMorgan Asset Management Real Assets (Asia) Limited 4 13 17 76.47 2009-06-26
1287 MFG Limited (HK) 4 13 17 76.47 2006-07-17
1288 MTF SECURITIES LIMITED 2 15 17 88.24
1289 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1290 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1291 Penjing Asset Management (HK) Limited 5 12 17 70.59 2005-03-24
1292 Public Securities Limited 3 14 17 82.35
1293 Sino-Rich Securities & Futures Limited 4 13 17 76.47 2005-09-17
1294 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1295 WINTONE SECURITIES LIMITED 3 14 17 82.35 2004-02-16
1296 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1297 CC Finance Limited 4 14 18 77.78 2006-04-20
1298 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
1299 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 83.33 2005-03-24
1300 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
1301 Income Partners Asset Management (HK) Limited 5 13 18 72.22
1302 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 88.89 2004-12-16
1303 KINGSTON FUTURES LIMITED 2 16 18 88.89
1304 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 88.89 2003-07-08
1305 Oppenheimer Investments Asia Limited 4 14 18 77.78 2010-02-12
1306 Optima Capital Limited 4 14 18 77.78 2007-10-25
1307 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
1308 ORIENTAL WEALTH SECURITIES LIMITED 4 14 18 77.78 2008-09-05
1309 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 77.78
1310 Sunrise Brokers (Hong Kong) Limited 2 16 18 88.89 2009-12-09
1311 Tiger Securities Asset Management Company Limited 6 12 18 66.67 2006-12-29
1312 WINTECH SECURITIES LIMITED 4 14 18 77.78
1313 AMPLE CAPITAL LIMITED 8 11 19 57.89 2007-01-02
1314 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 15 19 78.95 2006-07-03
1315 HUA NAN SECURITIES (HK) LIMITED 5 14 19 73.68 2008-04-08
1316 Keefe, Bruyette & Woods Asia Limited 8 11 19 57.89 2010-03-03
1317 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 14 19 73.68 2008-12-18
1318 SynerWealth Financial Limited 2 17 19 89.47 2009-02-04
1319 T. Rowe Price Hong Kong Limited 2 17 19 89.47 2010-12-21
1320 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1321 Well Link Securities Limited 4 15 19 78.95 2005-11-11
1322 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1323 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1324 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
1325 BUSINESS SECURITIES LIMITED 2 18 20 90.00
1326 CHEER UNION SECURITIES LIMITED 2 18 20 90.00
1327 DBS ASIA CAPITAL LIMITED 5 15 20 75.00
1328 Emperor Wealth Management Limited 3 17 20 85.00 2009-06-09
1329 Essence International Securities (Hong Kong) Limited 2 18 20 90.00 2010-05-18
1330 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1331 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 18 20 90.00 2007-04-18
1332 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 85.00
1333 IBTS ASIA (HK) LIMITED 2 18 20 90.00 2005-11-17
1334 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
1335 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 14 20 70.00 2006-09-12
1336 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 18 20 90.00
1337 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00
1338 Pictet Asset Management (Hong Kong) Limited 4 16 20 80.00 2006-10-26
1339 SPARX Asia Investment Advisors Limited 5 15 20 75.00 2004-04-20
1340 Virtu ITG Hong Kong Limited 5 15 20 75.00
1341 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1342 Allianz Global Investors Hong Kong Limited 4 17 21 80.95
1343 Beevest Securities Limited 5 16 21 76.19 2005-03-07
1344 CSC FUTURES (HK) LIMITED 3 18 21 85.71
1345 Essence International Financial Holdings Limited 3 18 21 85.71
1346 GAYANG SECURITIES LIMITED 3 18 21 85.71 2010-11-09
1347 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 90.48
1348 HANG SENG SECURITIES LIMITED 6 15 21 71.43
1349 HENYEP SECURITIES LIMITED 3 18 21 85.71
1350 HSBC FUTURES (SINGAPORE) PTE LTD 4 17 21 80.95 2007-04-20
1351 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 19 21 90.48 2008-06-30
1352 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 19 21 90.48 2007-01-09
1353 Religare Capital Markets (Hong Kong) Limited 4 17 21 80.95 2008-07-24
1354 SPS SECURITIES LIMITED 5 16 21 76.19
1355 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1356 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 85.71 2004-05-19
1357 YICKO SECURITIES LIMITED 4 17 21 80.95
1358 AIF Securities Limited 7 15 22 68.18 2004-11-02
1359 DL BROKERAGE LIMITED 3 19 22 86.36
1360 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1361 GAOYU SECURITIES LIMITED 5 17 22 77.27
1362 INSTINET PACIFIC LIMITED 4 18 22 81.82
1363 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
1364 ORIENT SECURITIES LIMITED 3 19 22 86.36
1365 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 86.36
1366 SINO CAPITAL SECURITIES LIMITED 3 19 22 86.36
1367 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27 2009-06-02
1368 TAI TAK SECURITIES (ASIA) LIMITED 4 18 22 81.82
1369 TT INTERNATIONAL (HONG KONG) LIMITED 7 15 22 68.18 2004-06-04
1370 WILSON SECURITIES LIMITED 2 20 22 90.91 2010-02-25
1371 WINFULL SECURITIES LIMITED 3 19 22 86.36
1372 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 15 23 65.22 2003-08-29
1373 BMI FUNDS MANAGEMENT LIMITED 4 19 23 82.61 2010-09-10
1374 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
1375 Channel 8 Wealth Management Limited 3 20 23 86.96 2010-01-27
1376 CHINA EVERBRIGHT CAPITAL LIMITED 7 16 23 69.57 2005-05-09
1377 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
1378 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 18 23 78.26 2007-12-07
1379 CITIC Securities CLSA Capital Partners (HK) Limited 4 19 23 82.61
1380 Everbright Securities Digital Finance (HK) Limited 3 20 23 86.96
1381 EWARTON SECURITIES LIMITED 6 17 23 73.91
1382 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 73.91
1383 HAITONG INTERNATIONAL CAPITAL LIMITED 7 16 23 69.57
1384 JIMEI SECURITIES LIMITED 3 20 23 86.96 2008-12-09
1385 KAISER FUTURES LIMITED 3 20 23 86.96
1386 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
1387 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 82.61 2007-05-17
1388 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1389 SBI China Capital Commodities Limited 5 18 23 78.26
1390 SINOPAC FUTURES (ASIA) LIMITED 5 18 23 78.26
1391 Telecom King Securities Limited 3 20 23 86.96 2007-10-17
1392 Well Link International Securities Limited 2 21 23 91.30
1393 WING FUNG FOREX LIMITED 4 19 23 82.61 2009-01-08
1394 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
1395 CAIIS Limited 3 21 24 87.50 2006-05-23
1396 DWS Investments Hong Kong Limited 3 21 24 87.50
1397 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
1398 Hafoo Securities Limited 3 21 24 87.50 2009-12-09
1399 HUNG SING SECURITIES LIMITED 4 20 24 83.33
1400 Knight Capital Asia Limited 4 20 24 83.33 2008-10-23
1401 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
1402 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 91.67
1403 OKACHI (HONG KONG) COMPANY LIMITED 3 21 24 87.50
1404 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67
1405 Planetree Securities Limited 4 20 24 83.33
1406 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 19 24 79.17 2007-04-26
1407 BOCI ASSET MANAGEMENT LIMITED 9 16 25 64.00
1408 CAPITAL RESEARCH COMPANY 3 22 25 88.00 2004-11-10
1409 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
1410 GAM HONG KONG LIMITED 3 22 25 88.00
1411 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 20 25 80.00 2005-11-15
1412 Jefferies Hong Kong Limited 3 22 25 88.00 2010-01-04
1413 KAISER SECURITIES LIMITED 2 23 25 92.00
1414 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
1415 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 23 25 92.00 2007-03-09
1416 South China Forex Limited 3 22 25 88.00 2010-06-21
1417 Wellington Management Hong Kong Limited (b2003-01-02) 5 20 25 80.00 2003-09-18
1418 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 92.31 2008-04-25
1419 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
1420 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 23 26 88.46 2007-12-18
1421 HGNH International Futures Co., Limited 7 19 26 73.08 2007-06-26
1422 RBC Capital Markets (Hong Kong) Limited 2 24 26 92.31 2010-09-09
1423 BEA Union Investment Management Limited 5 22 27 81.48
1424 DELTA ASIA SECURITIES LIMITED 3 24 27 88.89
1425 GUOTAI JUNAN CAPITAL LIMITED 6 21 27 77.78
1426 HPEF Capital Partners Limited 8 19 27 70.37
1427 Mount Kellett Capital (Hong Kong) Limited 2 25 27 92.59 2008-09-25
1428 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 19 27 70.37 2007-06-20
1429 Prime Cdex Securities Limited 4 23 27 85.19
1430 Rifa Securities Limited 4 23 27 85.19
1431 Shang International Finance Limited 9 18 27 66.67
1432 CMB International Securities Limited 5 23 28 82.14 2010-06-15
1433 Glory Sun Securities Limited 4 24 28 85.71
1434 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 25 28 89.29 2007-01-30
1435 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
1436 IMC Asia Pacific Limited 3 25 28 89.29 2007-03-12
1437 IPP Financial Advisers Limited 1 27 28 96.43 2006-12-21
1438 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 85.71 2010-06-29
1439 TAI SHING STOCK INVESTMENT CO. LIMITED 3 25 28 89.29
1440 Vantage Capital Markets HK Limited 5 23 28 82.14 2008-10-02
1441 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 23 29 79.31
1442 LEHIN SECURITIES LIMITED 3 26 29 89.66
1443 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
1444 Northern Trust Company of Hong Kong Limited (The) 3 26 29 89.66
1445 OnePlatform Securities Limited 2 27 29 93.10
1446 SBI China Capital Financial Services Limited 5 24 29 82.76 2008-09-19
1447 SBI China Capital Securities Limited 5 24 29 82.76
1448 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 19 29 65.52 2008-02-21
1449 WING FUNG SECURITIES LIMITED 3 26 29 89.66
1450 Fosun International Securities Limited 10 20 30 66.67 2008-06-23
1451 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
1452 BSI Investment Advisors (Hong Kong) Limited 3 28 31 90.32 2010-08-27
1453 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
1454 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 90.32
1455 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 25 31 80.65
1456 JF INTERNATIONAL MANAGEMENT INC. 3 28 31 90.32
1457 PIPER JAFFRAY ASIA LIMITED 5 26 31 83.87
1458 ENLIGHTEN FUTURES LIMITED 5 27 32 84.38
1459 WING FUNG FUTURES LIMITED 4 28 32 87.50 2006-04-21
1460 AXA Financial Planning (Hong Kong) Limited 5 28 33 84.85
1461 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
1462 GFI (HK) SECURITIES L.L.C. 2 31 33 93.94 2007-06-18
1463 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 90.91
1464 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 84.85
1465 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 28 34 82.35
1466 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1467 NATIXIS ASIA LIMITED 3 31 34 91.18 2004-10-19
1468 REDFORD SECURITIES LIMITED 2 32 34 94.12 2005-03-31
1469 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1470 FIRST SHANGHAI FUTURES LIMITED 3 32 35 91.43
1471 GF Securities (Hong Kong) Brokerage Limited 6 29 35 82.86 2007-01-31
1472 Macquarie Asia Securities Limited 2 33 35 94.29 2005-07-26
1473 Mason Futures Limited (HK) 5 30 35 85.71
1474 PIPER JAFFRAY ASIA SECURITIES LIMITED 8 27 35 77.14
1475 Rich Union Securities (H.K.) Limited 4 31 35 88.57
1476 VICTORY SECURITIES COMPANY LIMITED 4 31 35 88.57 2007-02-16
1477 Amundi Hong Kong Limited 5 31 36 86.11
1478 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 88.89 2008-12-31
1479 CSI Corporate Finance (HK) Limited 7 29 36 80.56 2007-08-01
1480 MIB FUTURES (HONG KONG) LIMITED 3 33 36 91.67
1481 Point72 Hong Kong Limited 3 33 36 91.67 2006-11-14
1482 WOCOM LIMITED (HK) 5 31 36 86.11
1483 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 91.89
1484 UPBEST SECURITIES COMPANY LIMITED 4 33 37 89.19
1485 CASH Wealth Management Limited 3 35 38 92.11
1486 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 7 31 38 81.58 2007-04-04
1487 IAM LEGACY LIMITED 4 34 38 89.47 2007-08-21
1488 STOCKWELL SECURITIES LIMITED 3 35 38 92.11
1489 CSC SECURITIES (HK) LIMITED 4 35 39 89.74 2003-12-29
1490 Halbis Capital Management (Hong Kong) Limited 7 32 39 82.05 2005-06-23
1491 MIDLAND WEALTH MANAGEMENT LIMITED 3 36 39 92.31 2008-02-18
1492 UBS Asset Management (Hong Kong) Limited 7 32 39 82.05
1493 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
1494 T.F.S. Derivatives HK Limited 4 36 40 90.00 2009-04-03
1495 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
1496 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 38 41 92.68 2007-10-10
1497 Evergrande Futures (Hong Kong) Limited 4 37 41 90.24 2003-11-21
1498 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 87.80
1499 Mirae Asset Securities (HK) Limited 7 34 41 82.93 2007-01-11
1500 UNITED SIMSEN FOREX DEALERS LIMITED 3 38 41 92.68
1501 CGS International Securities Hong Kong Limited 5 37 42 88.10
1502 WIN WONG SECURITIES LIMITED 3 39 42 92.86
1503 WOCOM SECURITIES LIMITED 5 37 42 88.10
1504 BlackRock Asset Management North Asia Limited 4 39 43 90.70 2003-12-16
1505 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 33 43 76.74 2005-11-29
1506 Mason Securities Limited 6 37 43 86.05
1507 ONE CHINA SECURITIES LIMITED 2 41 43 95.35 2004-03-01
1508 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 93.02
1509 TSE'S SECURITIES LIMITED 3 40 43 93.02
1510 UBS DERIVATIVES HONG KONG LIMITED 4 39 43 90.70
1511 VC FUTURES LIMITED 4 39 43 90.70
1512 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
1513 Funderstone Futures Limited 3 41 44 93.18
1514 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 37 44 84.09
1515 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 42 44 95.45 2010-11-26
1516 Rothschild & Co Hong Kong Limited 4 40 44 90.91 2005-04-27
1517 KGI SECURITIES (HONG KONG) LIMITED 10 35 45 77.78
1518 MUFG Securities Asia Limited 14 31 45 68.89 2010-12-31
1519 Funderstone Securities Limited 4 42 46 91.30
1520 FWD Financial Planning Limited (HK) 5 42 47 89.36
1521 Success Futures and Foreign Exchange Limited 5 43 48 89.58 2005-12-06
1522 VALUE PARTNERS HONG KONG LIMITED 3 45 48 93.75 2007-11-19
1523 BOCI RESEARCH LIMITED 5 44 49 89.80
1524 CVP Securities Limited 2 47 49 95.92 2004-07-09
1525 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 44 49 89.80
1526 ICBC INTERNATIONAL CAPITAL LIMITED 9 40 49 81.63 2008-05-27
1527 ICBC INTERNATIONAL FUTURES LIMITED 4 45 49 91.84 2009-05-06
1528 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 45 49 91.84
1529 VALUE PARTNERS LIMITED 5 44 49 89.80 2010-09-17
1530 CHOW SANG SANG SECURITIES LIMITED 4 47 51 92.16
1531 Rakuten Securities Hong Kong Limited 2 49 51 96.08
1532 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 10 42 52 80.77 2004-07-15
1533 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 92.31
1534 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 46 52 88.46 2005-07-05
1535 Taiping Securities (HK) Co Limited 5 47 52 90.38
1536 Goldman Sachs Investment Management Hong Kong Limited 5 48 53 90.57
1537 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
1538 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
1539 MF Global Hong Kong Limited 7 47 54 87.04 2005-08-26
1540 T G HOLBORN (HK) LIMITED 3 51 54 94.44
1541 BGC SECURITIES (HONG KONG) LLC 6 49 55 89.09 2007-08-29
1542 Yuanta Securities (Hong Kong) Company Limited 12 43 55 78.18 2006-07-08
1543 BLACKSTONE GROUP (HK) LIMITED (THE) 4 53 57 92.98 2008-10-14
1544 INVESCO HONG KONG LIMITED 7 50 57 87.72
1545 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
1546 ASSET MANAGEMENT GROUP LIMITED 2 56 58 96.55 2006-01-17
1547 ICBC INTERNATIONAL SECURITIES LIMITED 7 51 58 87.93 2008-11-14
1548 BOCI COMMODITIES & FUTURES LIMITED 3 56 59 94.92 2004-11-17
1549 AllianceBernstein Hong Kong Limited 8 52 60 86.67 2006-10-05
1550 ABCI Securities Company Limited 9 52 61 85.25 2005-11-15
1551 CHONG HING SECURITIES LIMITED 4 58 62 93.55
1552 Standard Chartered Securities (Hong Kong) Limited 14 48 62 77.42
1553 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 57 63 90.48
1554 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
1555 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 60 63 95.24
1556 FIRST SHANGHAI SECURITIES LIMITED 4 59 63 93.65
1557 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 90.48
1558 ENLIGHTEN SECURITIES LIMITED 4 60 64 93.75
1559 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 56 64 87.50
1560 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 61 64 95.31
1561 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
1562 Evergrande Securities (Hong Kong) Limited 6 59 65 90.77
1563 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1564 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 58 67 86.57 2005-06-06
1565 orientiert XYZ Securities Limited 2 66 68 97.06 2004-12-03
1566 RHB FUTURES HONG KONG LIMITED 5 64 69 92.75 2005-09-28
1567 SAMSUNG SECURITIES (ASIA) LIMITED 5 64 69 92.75
1568 SINOPAC SECURITIES (ASIA) LIMITED 8 62 70 88.57
1569 Lion Global Financial Limited 5 66 71 92.96 2008-10-10
1570 VC BROKERAGE LIMITED 3 68 71 95.77
1571 FULBRIGHT FUTURES LIMITED 4 69 73 94.52 2005-12-05
1572 CCB INTERNATIONAL CAPITAL LIMITED 12 63 75 84.00 2004-05-27
1573 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 70 75 93.33
1574 CENTALINE WEALTH MANAGEMENT LIMITED 4 72 76 94.74 2004-04-02
1575 Success Securities Limited 3 73 76 96.05
1576 SOUTH CHINA COMMODITIES LIMITED 3 75 78 96.15
1577 SANFULL SECURITIES LIMITED 6 73 79 92.41
1578 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 75 81 92.59
1579 iBest Consultants Limited 4 77 81 95.06 2008-04-15
1580 MIB SECURITIES (HONG KONG) LIMITED 9 72 81 88.89
1581 Tung Shing Futures (Brokers) Limited 5 76 81 93.83
1582 CCB INTERNATIONAL SECURITIES LIMITED 8 74 82 90.24 2005-08-19
1583 Credit Suisse Securities (Hong Kong) Limited 8 75 83 90.36
1584 FIL Investment Advisors 5 78 83 93.98
1585 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 69 83 83.13 2004-05-31
1586 HSBC BROKING FUTURES (HONG KONG) LIMITED 7 78 85 91.76
1587 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 83 86 96.51
1588 CHIEF COMMODITIES LIMITED 4 82 86 95.35 2006-05-17
1589 Julius Baer (Hong Kong) Limited 3 83 86 96.51 2006-09-14
1590 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 79 87 90.80 2003-10-31
1591 RBS Asia Corporate Finance Limited 6 81 87 93.10
1592 FWD Life Insurance Company (Bermuda) Limited 4 84 88 95.45
1593 Newedge Broker Hong Kong Limited 5 83 88 94.32
1594 UBS SECURITIES HONG KONG LIMITED 8 80 88 90.91
1595 KINGSTON SECURITIES LIMITED 4 85 89 95.51
1596 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 84 89 94.38 2010-02-23
1597 CITIC Securities Futures (HK) Limited 8 82 90 91.11
1598 CORPORATE BROKERS LIMITED 4 86 90 95.56
1599 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
1600 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 98.91
1601 NOMURA SECURITIES (HONG KONG) LIMITED 3 89 92 96.74 2010-02-01
1602 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 92.39 2004-10-14
1603 BOCI ASIA LIMITED 16 78 94 82.98
1604 Macquarie Corporate (Hong Kong) Limited 9 86 95 90.53
1605 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
1606 BlackRock (Hong Kong) Limited (d2017-01-20) 10 88 98 89.80
1607 GET NICE SECURITIES LIMITED 5 94 99 94.95
1608 YF Life Investors Limited 3 96 99 96.97 2004-08-30
1609 MIZUHO SECURITIES ASIA LIMITED 17 83 100 83.00 2007-02-26
1610 Credit Agricole Securities (Asia) Limited 8 95 103 92.23
1611 Huarong International Securities Limited 7 97 104 93.27 2004-10-25
1612 Nerico Brothers Limited (HK) 12 94 106 88.68 2004-11-30
1613 JPMorgan Asset Management (Asia Pacific) Limited 11 96 107 89.72 2006-02-16
1614 SOUTH CHINA SECURITIES LIMITED 5 102 107 95.33
1615 WM (HK) Limited 1 106 107 99.07
1616 HSBC Global Asset Management (Hong Kong) Limited 15 93 108 86.11 2006-03-29
1617 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 101 108 93.52 2003-12-02
1618 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 106 109 97.25
1619 EMPEROR FUTURES LIMITED 3 106 109 97.25
1620 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1621 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 107 112 95.54
1622 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 11 116 127 91.34
1623 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
1624 CLSA RESEARCH LIMITED 3 132 135 97.78
1625 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
1626 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 134 138 97.10 2009-10-05
1627 RHB SECURITIES HONG KONG LIMITED 8 130 138 94.20 2006-11-17
1628 Quam Securities Limited 6 138 144 95.83 2004-10-15
1629 FIL Investment Management (Hong Kong) Limited 7 144 151 95.36
1630 EAST ASIA SECURITIES COMPANY LIMITED 4 151 155 97.42
1631 CHIEF SECURITIES LIMITED 5 153 158 96.84 2006-04-20
1632 HSBC BROKING FOREX (ASIA) LIMITED 8 151 159 94.97
1633 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 21 139 160 86.88 2005-02-15
1634 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 156 161 96.89 2009-10-15
1635 PRUDENTIAL BROKERAGE LIMITED 3 161 164 98.17
1636 CELESTIAL COMMODITIES LIMITED 5 162 167 97.01
1637 DBS VICKERS (HONG KONG) LIMITED 4 163 167 97.60 2003-10-14
1638 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 166 171 97.08
1639 EMPEROR SECURITIES LIMITED (HK) 6 166 172 96.51
1640 CES Forex (HK) Limited 3 172 175 98.29
1641 HSBC BROKING FUTURES (ASIA) LIMITED 7 171 178 96.07
1642 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 94.76 2004-01-08
1643 HSBC BROKING SECURITIES (ASIA) LIMITED 10 182 192 94.79
1644 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 191 197 96.95
1645 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 198 203 97.54
1646 Yuanta Asia Investment (Hong Kong) Limited 16 189 205 92.20 2003-08-13
1647 FULBRIGHT SECURITIES LIMITED 9 197 206 95.63 2010-05-18
1648 CITIC Securities Brokerage (HK) Limited 12 195 207 94.20
1649 SG SECURITIES (HK) LIMITED 24 188 212 88.68 2003-12-16
1650 CLSA LIMITED 7 213 220 96.82
1651 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 218 223 97.76
1652 Tung Shing Securities (Brokers) Limited 5 219 224 97.77
1653 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 228 235 97.02 2007-07-04
1654 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 20 219 239 91.63 2008-08-20
1655 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 243 251 96.81
1656 Daiwa Capital Markets Hong Kong Limited 17 240 257 93.39 2007-10-05
1657 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
1658 BOCOM International Securities Limited 8 261 269 97.03 2007-09-10
1659 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 290 295 98.31 2006-01-25
1660 CELESTIAL SECURITIES LIMITED 6 311 317 98.11 2004-03-13
1661 BOCI SECURITIES LIMITED 17 322 339 94.99 2004-03-01
1662 HAITONG INTERNATIONAL FUTURES LIMITED 9 337 346 97.40
1663 BARCLAYS CAPITAL ASIA LIMITED 22 328 350 93.71 2005-01-12
1664 GOLDMAN SACHS FUTURES (ASIA) LIMITED 13 337 350 96.29
1665 KGI FUTURES (HONG KONG) LIMITED 8 352 360 97.78
1666 MACQUARIE CAPITAL LIMITED 19 363 382 95.03
1667 CES Commodities (HK) Limited 4 390 394 98.98
1668 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 414 430 96.28 2003-09-30
1669 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
1670 UBS SECURITIES ASIA LIMITED 13 460 473 97.25
1671 KGI ASIA LIMITED 13 481 494 97.37
1672 Credit Suisse (Hong Kong) Limited 31 470 501 93.81 2008-11-04
1673 Everbright Securities Investment Services (HK) Limited 9 493 502 98.21
1674 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 15 490 505 97.03 2003-10-15
1675 Morgan Stanley Hong Kong Securities Limited 13 535 548 97.63 2010-11-30
1676 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 562 573 98.08
1677 Merrill Lynch Far East Limited 18 613 631 97.15 2010-08-20
1678 Citigroup Global Markets Asia Limited 23 640 663 96.53 2008-03-31
1679 PHILLIP SECURITIES (HONG KONG) LIMITED 6 699 705 99.15
1680 Merrill Lynch (Asia Pacific) Limited 20 822 842 97.62
1681 OnePlatform Asset Management Limited 15 851 866 98.27 2007-07-04
1682 GOLDMAN SACHS (ASIA) L.L.C. 61 825 886 93.12 2009-02-19
1683 Manulife Investment Management (Hong Kong) Limited 6 1182 1188 99.49
1684 Morgan Stanley Asia Limited 26 1163 1189 97.81 2006-04-07
1684 Average 3.32 22.32 25.65 87.04

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