SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 4 2 6 33.33 2010-04-19
2 3V Capital Limited 3 3 6 50.00 2005-07-18
3 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
4 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
5 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
8 ABCI Securities Company Limited 9 52 61 85.25 2005-11-15
9 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
10 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 75.00
11 abrdn Hong Kong Limited 4 6 10 60.00
12 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
13 Absolute Investment Management (HK) Limited 2 3 5 60.00
14 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
15 ACM ASIA LIMITED 2 0 2 0.00
16 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
17 AD Capital Management (Hong Kong) Limited 2 8 10 80.00 2004-09-08
18 ADM SECURITIES LIMITED 2 0 2 0.00
19 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
20 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
21 Aevitas Securities Limited 2 5 7 71.43
22 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
23 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
24 AIF CAPITAL LIMITED 4 10 14 71.43
25 AIF Securities Limited 7 15 22 68.18 2004-11-02
26 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
27 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
28 AISANCE ASSET MANAGEMENT LIMITED 5 11 16 68.75 2005-06-16
29 AJ Securities Limited 2 5 7 71.43
30 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 25.00 2003-11-29
31 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
32 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
33 ALETHEIA TECHNOLOGIES LIMITED 2 0 2 0.00 2010-07-30
34 Aliantis Capital Limited 4 1 5 20.00 2007-10-10
35 Allard Partners Limited 2 4 6 66.67
36 AllianceBernstein Hong Kong Limited 8 52 60 86.67 2006-10-05
37 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
38 Allianz Global Investors Hong Kong Limited 4 17 21 80.95
39 Alpha Financial Group Limited 2 5 7 71.43 2005-10-31
40 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
41 Alpha Nova Capital Management Limited 2 0 2 0.00
42 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
43 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
44 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
45 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
46 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
47 Altis Partners (Asia) Limited 2 1 3 33.33 2010-10-22
48 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
49 ALTUS CAPITAL LIMITED 3 1 4 25.00
50 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
51 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
52 AM Squared Limited 2 9 11 81.82 2005-06-30
53 AMBITION SECURITIES CO. LIMITED 2 0 2 0.00 2010-12-28
54 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
55 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
56 AMPLE CAPITAL LIMITED 8 11 19 57.89 2007-01-02
57 Amundi Hong Kong Limited 5 31 36 86.11
58 Anand Rathi Financial Services (HK) Limited 3 0 3 0.00 2009-09-23
59 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
60 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
61 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
62 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
63 Anli Securities Limited 2 7 9 77.78
64 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
65 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
66 Anuenue Securities Limited 2 10 12 83.33
67 AP Asset Management (HK) Limited 2 5 7 71.43 2004-07-07
68 APAX PARTNERS HONG KONG LIMITED 2 0 2 0.00 2008-01-21
69 APG Investments Asia Limited 6 10 16 62.50 2008-11-18
70 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
71 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
72 Apus Investments Limited 2 0 2 0.00 2008-09-04
73 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
74 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
75 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
76 ARCH Capital Management Co. Limited 3 3 6 50.00 2009-02-19
77 Areion Asset Management Company Limited 2 0 2 0.00 2010-08-24
78 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
79 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
80 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
81 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
82 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
83 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
84 Arta Asset Management Limited 4 10 14 71.43 2008-07-10
85 Arta Global Futures Limited 3 2 5 40.00
86 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
87 ASA SECURITIES LIMITED 3 5 8 62.50 2010-08-19
88 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
89 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
90 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
91 Asia Frontier Investments Limited 2 1 3 33.33 2009-04-28
92 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
93 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
94 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
95 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
96 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
97 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
98 ASM ADVISORY LIMITED 1 3 4 75.00 2009-11-30
99 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
100 ASPEN HILL PARTNERS (HONG KONG) LIMITED 2 11 13 84.62 2008-08-08
101 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 62.50
102 ASSET MANAGEMENT GROUP LIMITED 2 56 58 96.55 2006-01-17
103 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
104 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
105 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
106 Astrum Capital Management Limited (HK) 4 8 12 66.67 2005-07-08
107 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 92.31 2008-04-25
108 Atherton Asset Management Limited 3 0 3 0.00 2008-09-10
109 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
110 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 81.82
111 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
112 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
113 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
114 Averest Capital Limited 2 3 5 60.00
115 Avia Asset Management Limited 2 2 4 50.00
116 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 290 295 98.31 2006-01-25
117 AXA Financial Planning (Hong Kong) Limited 5 28 33 84.85
118 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
119 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
120 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
121 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
122 Axis Capital Management Limited 2 0 2 0.00
123 BALI SECURITIES CO. LIMITED 3 0 3 0.00
124 BALLINGAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2004-08-13
125 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
126 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
127 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
128 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 78.57
129 BaoQiao Partners Capital Limited 2 2 4 50.00 2008-03-05
130 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
131 BARCLAYS CAPITAL ASIA LIMITED 22 328 350 93.71 2005-01-12
132 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 15 23 65.22 2003-08-29
133 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
134 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
135 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
136 BCT Financial Limited 2 0 2 0.00 2010-11-24
137 BEA Union Investment Management Limited 5 22 27 81.48
138 BEAR BRIGHT LIMITED 2 2 4 50.00
139 Beevest Securities Limited 5 16 21 76.19 2005-03-07
140 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
141 Beijing Securities Limited 4 11 15 73.33 2008-11-07
142 Belvest Investment Services Limited 2 8 10 80.00
143 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
144 Bentley Capital Limited (HK) 4 0 4 0.00
145 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
146 BERICH BROKERAGE LIMITED 2 15 17 88.24
147 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
148 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
149 BGC SECURITIES (HONG KONG) LLC 6 49 55 89.09 2007-08-29
150 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2009-09-28
151 Black Marble Securities Limited 2 3 5 60.00
152 Black's Link Capital Limited 2 2 4 50.00 2010-01-29
153 BlackRock (Hong Kong) Limited (d2017-01-20) 10 88 98 89.80
154 BlackRock Asset Management North Asia Limited 4 39 43 90.70 2003-12-16
155 BLACKSTONE GROUP (HK) LIMITED (THE) 4 53 57 92.98 2008-10-14
156 BLOOMYEARS LIMITED 2 2 4 50.00
157 Blossomhill Investment Limited 3 1 4 25.00 2010-03-04
158 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
159 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
160 BMI FUNDS MANAGEMENT LIMITED 4 19 23 82.61 2010-09-10
161 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 57 63 90.48
162 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
163 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
164 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 83 86 96.51
165 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 156 161 96.89 2009-10-15
166 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
167 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
168 BOCHK Asset Management Limited 2 0 2 0.00 2010-12-15
169 BOCI ASIA LIMITED 16 78 94 82.98
170 BOCI ASSET MANAGEMENT LIMITED 9 16 25 64.00
171 BOCI COMMODITIES & FUTURES LIMITED 3 56 59 94.92 2004-11-17
172 BOCI RESEARCH LIMITED 5 44 49 89.80
173 BOCI SECURITIES LIMITED 17 322 339 94.99 2004-03-01
174 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 228 235 97.02 2007-07-04
175 BOCOM International (Asia) Limited 8 9 17 52.94 2007-09-21
176 BOCOM International Asset Management Limited 6 9 15 60.00 2007-09-13
177 BOCOM International Securities Limited 8 261 269 97.03 2007-09-10
178 BOKHARY SECURITIES LIMITED 2 6 8 75.00
179 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
180 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
181 Bosen Asset Management Limited 2 2 4 50.00 2010-03-11
182 Bosera Asset Management (International) Co., Limited 2 4 6 66.67 2010-11-05
183 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-06
184 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0.00 2010-07-27
185 BOWEN ASIA LIMITED 3 0 3 0.00
186 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2006-11-01
187 Bradbury Securities Limited 2 7 9 77.78
188 BREVAN HOWARD (HONG KONG) LIMITED 4 8 12 66.67 2004-07-12
189 Bright Fund Management Limited 2 9 11 81.82
190 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
191 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 106 109 97.25
192 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 134 138 97.10 2009-10-05
193 Broadway Wealth Management Limited 2 2 4 50.00
194 BROOKE CAPITAL LIMITED 2 0 2 0.00
195 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 5 11 45.45
196 BSI Investment Advisors (Hong Kong) Limited 3 28 31 90.32 2010-08-27
197 BTG Pactual Asia Limited 3 2 5 40.00 2009-08-13
198 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
199 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
200 BULLISH SECURITIES LIMITED 2 11 13 84.62
201 BUSINESS FUTURES LIMITED 2 6 8 75.00
202 BUSINESS SECURITIES LIMITED 2 18 20 90.00
203 BWC FOREX LIMITED 2 5 7 71.43 2009-12-11
204 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
205 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
206 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
207 CAIIS Limited 3 21 24 87.50 2006-05-23
208 Cambridge Strategy (Asset Management) Asia Limited (The) 4 3 7 42.86 2010-09-13
209 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
210 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 10 42 52 80.77 2004-07-15
211 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2006-05-23
212 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
213 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
214 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
215 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
216 Capital International, Inc. 2 7 9 77.78 2007-07-03
217 CAPITAL RESEARCH COMPANY 3 22 25 88.00 2004-11-10
218 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
219 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
220 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
221 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
222 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
223 CASH Wealth Management Limited 3 35 38 92.11
224 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
225 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
226 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
227 CBH Asia Limited 3 14 17 82.35 2010-09-24
228 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
229 CBRE Investment Management (Asia) Limited 2 2 4 50.00
230 CC Finance Limited 4 14 18 77.78 2006-04-20
231 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
232 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
233 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 33 43 76.74 2005-11-29
234 CCB INTERNATIONAL CAPITAL LIMITED 12 63 75 84.00 2004-05-27
235 CCB INTERNATIONAL SECURITIES LIMITED 8 74 82 90.24 2005-08-19
236 CCB Securities Limited 2 3 5 60.00
237 CCTIC International Limited 2 0 2 0.00 2010-06-28
238 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-08-23
239 Celera Markets Limited 2 2 4 50.00 2008-08-12
240 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
241 CELESTIAL COMMODITIES LIMITED 5 162 167 97.01
242 CELESTIAL SECURITIES LIMITED 6 311 317 98.11 2004-03-13
243 CELETIO INVESTMENTS LIMITED 3 13 16 81.25
244 CENTALINE WEALTH MANAGEMENT LIMITED 4 72 76 94.74 2004-04-02
245 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2008-10-31
246 Central Asset Investments and Management Holdings (HK) Limited 3 4 7 57.14 2005-08-05
247 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
248 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 50.00 2010-07-12
249 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
250 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
251 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 72.73
252 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
253 CERES CAPITAL LIMITED 2 0 2 0.00
254 CES Capital International (Hong Kong) Co., Limited 7 10 17 58.82 2008-03-20
255 CES Commodities (HK) Limited 4 390 394 98.98
256 CES Forex (HK) Limited 3 172 175 98.29
257 CES International Commodities (HK) Limited 2 3 5 60.00
258 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
259 CGS International Securities Hong Kong Limited 5 37 42 88.10
260 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
261 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
262 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
263 Chanceton Capital Partners Limited 2 5 7 71.43
264 Channel 8 Wealth Management Limited 3 20 23 86.96 2010-01-27
265 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 40.00
266 ChapmanCraig Limited 2 2 4 50.00
267 CHARLES SCHWAB, HONG KONG, LIMITED 4 8 12 66.67
268 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
269 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
270 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED 3 0 3 0.00 2010-02-19
271 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
272 CHEER UNION SECURITIES LIMITED 2 18 20 90.00
273 CHEETAH ADVISORS LIMITED 2 1 3 33.33
274 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
275 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
276 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
277 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
278 Chepstow Capital Advisors Limited 2 2 4 50.00 2009-10-20
279 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
280 CHIEF COMMODITIES LIMITED 4 82 86 95.35 2006-05-17
281 CHIEF SECURITIES LIMITED 5 153 158 96.84 2006-04-20
282 CHIMAERA FINANCIAL GROUP LIMITED 4 0 4 0.00
283 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
284 China Asset Management (Hong Kong) Limited 5 11 16 68.75 2008-12-10
285 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
286 CHINA DEMETER SECURITIES LIMITED 2 0 2 0.00 2010-10-18
287 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
288 China Earthcare Capital Limited 1 0 1 0.00 2010-05-24
289 China Enterprise Securities Company Limited 2 2 4 50.00
290 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
291 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 40.00
292 CHINA EVERBRIGHT CAPITAL LIMITED 7 16 23 69.57 2005-05-09
293 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 79 87 90.80 2003-10-31
294 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
295 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 60.00
296 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 11 116 127 91.34
297 China Finance Holdings Limited 2 2 4 50.00
298 China Finance KAB Limited 3 9 12 75.00 2004-12-23
299 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
300 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
301 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
302 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
303 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
304 China Integrity Investment Limited 4 5 9 55.56 2009-09-18
305 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 15 19 78.95 2006-07-03
306 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 20 219 239 91.63 2008-08-20
307 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 71.43
308 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
309 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
310 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 11 16 68.75 2006-12-08
311 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
312 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 60 63 95.24
313 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 21 139 160 86.88 2005-02-15
314 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
315 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
316 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
317 China Reserve Securities Limited 4 3 7 42.86
318 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
319 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
320 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
321 China Silver Asset Management (Hong Kong) Limited 3 0 3 0.00 2009-12-02
322 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
323 CHINA SYSTEM SECURITIES LIMITED 2 9 11 81.82 2005-07-07
324 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
325 China Tonghai (IA) Limited 2 8 10 80.00
326 China Universal Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2010-02-19
327 China Value Investment Limited (HK) 3 1 4 25.00 2008-07-15
328 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 10 14 71.43 2007-04-20
329 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
330 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
331 CHINAWIDE SECURITIES LIMITED 3 0 3 0.00 2010-11-09
332 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
333 CHN International Group Limited 2 0 2 0.00 2010-02-22
334 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
335 CHONG HING SECURITIES LIMITED 4 58 62 93.55
336 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
337 CHOW SANG SANG SECURITIES LIMITED 4 47 51 92.16
338 CHRISTFUND FUTURES LIMITED 2 8 10 80.00
339 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
340 CHUANGS & CO. LIMITED 3 1 4 25.00
341 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
342 Chuo Mitsui Investments Hong Kong Limited 3 4 7 57.14 2009-04-30
343 CICC US Securities, Inc. 2 1 3 33.33 2007-08-03
344 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 33.33
345 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 71.43
346 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 91.89
347 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
348 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
349 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 18 23 78.26 2007-12-07
350 Citadel Asia Limited 3 10 13 76.92 2005-10-21
351 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
352 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
353 CITIC Securities Asset Management (HK) Limited 4 12 16 75.00 2008-08-01
354 CITIC Securities Brokerage (HK) Limited 12 195 207 94.20
355 CITIC Securities CLSA Capital Partners (HK) Limited 4 19 23 82.61
356 CITIC Securities Futures (HK) Limited 8 82 90 91.11
357 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
358 Citigroup Global Markets Asia Limited 23 640 663 96.53 2008-03-31
359 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 15 490 505 97.03 2003-10-15
360 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
361 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
362 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 88.89 2008-12-31
363 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
364 CLSA FUTURES LIMITED 3 14 17 82.35
365 CLSA LIMITED 7 213 220 96.82
366 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
367 CLSA RESEARCH LIMITED 3 132 135 97.78
368 CMB International Asset Management Limited 3 1 4 25.00 2010-05-26
369 CMB International Capital Holdings Corporation Limited 5 3 8 37.50 2003-12-17
370 CMB International Capital Limited 4 12 16 75.00 2010-09-07
371 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
372 CMB International Global Markets Limited 2 13 15 86.67
373 CMB International Insurance Consultancy Co., Limited 2 0 2 0.00 2010-11-01
374 CMB International Securities Limited 5 23 28 82.14 2010-06-15
375 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 9 12 75.00 2010-08-20
376 CMBC SECURITIES COMPANY LIMITED 3 14 17 82.35 2008-01-24
377 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 10 14 71.43 2009-03-31
378 CMS CAPITAL (HK) CO., LIMITED 5 5 10 50.00 2004-05-06
379 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
380 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
381 CNCB (Hong Kong) Capital Limited 5 1 6 16.67 2010-10-27
382 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
383 CNI Securities Group Limited 2 12 14 85.71 2009-12-15
384 COHEN & STEERS ASIA LIMITED 3 8 11 72.73 2005-07-29
385 COL Securities (HK) Limited 2 2 4 50.00
386 COMGEST FAR EAST LIMITED 4 3 7 42.86
387 COMMENCE COMPANY LIMITED 2 0 2 0.00
388 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 85.71 2008-12-17
389 ConvergEx Asia Pacific Limited 3 1 4 25.00 2010-12-03
390 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 198 203 97.54
391 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
392 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
393 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 191 197 96.95
394 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
395 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
396 CORPORATE BROKERS LIMITED 4 86 90 95.56
397 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
398 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
399 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
400 Coventry Capital HK Limited 2 6 8 75.00 2010-03-22
401 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
402 Cowen and Company (Asia) Limited 4 6 10 60.00 2003-12-19
403 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
404 Creat Capital Company Limited 5 0 5 0.00 2010-07-26
405 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
406 Credit Agricole Securities (Asia) Limited 8 95 103 92.23
407 Credit Suisse (Hong Kong) Limited 31 470 501 93.81 2008-11-04
408 Credit Suisse Securities (Hong Kong) Limited 8 75 83 90.36
409 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
410 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
411 CS Wealth Securities Limited 4 4 8 50.00
412 CSC ASIA LIMITED 2 4 6 66.67
413 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
414 CSC FUTURES (HK) LIMITED 3 18 21 85.71
415 CSC SECURITIES (HK) LIMITED 4 35 39 89.74 2003-12-29
416 CSI Corporate Finance (HK) Limited 7 29 36 80.56 2007-08-01
417 CSOP Asset Management Limited 2 8 10 80.00 2008-09-29
418 CTBC Asia Limited 5 11 16 68.75 2004-01-14
419 CTW SECURITIES LIMITED 2 3 5 60.00
420 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
421 CUPOLA CAPITAL LIMITED 3 0 3 0.00
422 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
423 CVP Securities Limited 2 47 49 95.92 2004-07-09
424 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
425 D. E. Shaw & Co. (Asia Pacific) Limited 4 13 17 76.47 2007-11-14
426 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
427 D.J. SECURITIES LIMITED 2 0 2 0.00
428 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 33.33 2009-10-14
429 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
430 DAH SING SECURITIES LIMITED 2 9 11 81.82
431 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
432 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
433 Daiwa Capital Markets Hong Kong Limited 17 240 257 93.39 2007-10-05
434 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 38 41 92.68 2007-10-10
435 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 44 49 89.80
436 DALTON CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-18
437 Davidson Kempner Asia Limited 2 0 2 0.00 2010-05-04
438 DBS ASIA CAPITAL LIMITED 5 15 20 75.00
439 DBS VICKERS (HONG KONG) LIMITED 4 163 167 97.60 2003-10-14
440 De Riva Asia Limited 2 10 12 83.33 2010-07-29
441 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 6 11 54.55
442 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
443 DELTA ASIA SECURITIES LIMITED 3 24 27 88.89
444 Delta Asia Wealth Management Limited 2 1 3 33.33
445 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
446 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 94.76 2004-01-08
447 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
448 Diamond Dragon Advisors Limited 3 2 5 40.00 2010-06-22
449 DigitalBridge Management Asia Limited 3 1 4 25.00 2010-07-20
450 DL BROKERAGE LIMITED 3 19 22 86.36
451 DNB Asset Management (Asia) Limited 3 5 8 62.50
452 DONVEX CAPITAL LIMITED 3 1 4 25.00 2009-01-29
453 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
454 Double Haven Capital (Hong Kong) Limited 2 2 4 50.00 2007-02-16
455 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
456 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
457 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
458 DTC Investment Management (HK) Limited 3 4 7 57.14 2008-11-20
459 DWS Investments Hong Kong Limited 3 21 24 87.50
460 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 62.50 2009-01-02
461 EAA SECURITIES LIMITED 2 1 3 33.33
462 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
463 EAM Investment Advisors Limited 3 1 4 25.00 2009-11-16
464 EAST ASIA FUTURES LIMITED 3 11 14 78.57
465 EAST ASIA SECURITIES COMPANY LIMITED 4 151 155 97.42
466 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
467 East Park Investment Management Co Limited 2 1 3 33.33 2010-10-04
468 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
469 Eastspring Investments (Hong Kong) Limited 3 13 16 81.25 2006-08-08
470 Eclipse Options (HK) Limited 2 12 14 85.71 2007-05-31
471 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-02-26
472 EFG Asset Management (HK) Limited 1 0 1 0.00 2008-06-06
473 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
474 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
475 Elements Advisors Limited 2 3 5 60.00 2010-06-08
476 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
477 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
478 ELLIOTT ADVISORS (HK) LIMITED 3 10 13 76.92 2005-03-08
479 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
480 ELSTONE SECURITIES LIMITED 4 12 16 75.00
481 Emperor Asset Management Limited 2 0 2 0.00 2009-11-03
482 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00 2009-12-24
483 EMPEROR FUTURES LIMITED 3 106 109 97.25
484 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 218 223 97.76
485 EMPEROR SECURITIES LIMITED (HK) 6 166 172 96.51
486 Emperor Wealth Management Limited 3 17 20 85.00 2009-06-09
487 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
488 Encap (Global) Asset Management Limited 2 2 4 50.00 2009-03-30
489 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 66.67
490 ENLIGHTEN FUTURES LIMITED 5 27 32 84.38
491 ENLIGHTEN SECURITIES LIMITED 4 60 64 93.75
492 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
493 EnTrustPermal (Hong Kong) Limited 3 3 6 50.00 2006-03-09
494 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
495 ENZARD LIMITED 2 3 5 60.00 2004-05-21
496 EQT Partners Asia Limited 3 7 10 70.00
497 Essence Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-08-19
498 Essence Corporate Finance (Hong Kong) Limited 2 2 4 50.00 2010-09-01
499 Essence Futures (Hong Kong) Limited 2 3 5 60.00 2010-10-25
500 Essence International Financial Holdings Limited 3 18 21 85.71
501 Essence International Securities (Hong Kong) Limited 2 18 20 90.00 2010-05-18
502 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
503 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
504 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
505 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
506 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
507 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
508 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
509 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
510 Everbright Securities Digital Finance (HK) Limited 3 20 23 86.96
511 Everbright Securities Global (HK) Limited 4 12 16 75.00
512 Everbright Securities Investment Services (HK) Limited 9 493 502 98.21
513 Evergrande Futures (Hong Kong) Limited 4 37 41 90.24 2003-11-21
514 Evergrande Securities (Hong Kong) Limited 6 59 65 90.77
515 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
516 EVERHOT SECURITIES LIMITED 3 4 7 57.14
517 Evo Capital Management Asia Limited 2 7 9 77.78 2007-08-22
518 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
519 EWARTON SECURITIES LIMITED 6 17 23 73.91
520 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
521 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
522 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
523 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
524 F. R. ZIMMERN LIMITED 2 3 5 60.00
525 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
526 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
527 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
528 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
529 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
530 FAIRWIN BROKING LIMITED 2 5 7 71.43
531 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
532 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
533 FDB Financial Group Limited 2 5 7 71.43
534 FE SECURITIES LIMITED 2 4 6 66.67
535 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
536 Fidelity Management & Research (Hong Kong) Limited 3 13 16 81.25 2008-09-04
537 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
538 FIL Investment Advisors 5 78 83 93.98
539 FIL Investment Management (Hong Kong) Limited 7 144 151 95.36
540 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
541 Finet Securities Limited 4 4 8 50.00
542 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
543 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
544 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
545 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
546 FIRST SECURITIES (HK) LIMITED 6 10 16 62.50 2009-08-03
547 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
548 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
549 FIRST SHANGHAI FUTURES LIMITED 3 32 35 91.43
550 FIRST SHANGHAI SECURITIES LIMITED 4 59 63 93.65
551 FIRST WORLDSEC SECURITIES LIMITED 4 12 16 75.00
552 FLAG Squadron Asia Limited 7 6 13 46.15 2006-10-24
553 FORTUNE (HK) SECURITIES LIMITED 2 15 17 88.24
554 Fortune Asset Management Limited 3 0 3 0.00 2009-12-16
555 FORTUNE FINANCIAL CAPITAL LIMITED 3 1 4 25.00 2009-03-12
556 Fortune Origin Securities Limited 3 7 10 70.00 2009-07-09
557 Fosun International Securities Limited 10 20 30 66.67 2008-06-23
558 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
559 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 28 34 82.35
560 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
561 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
562 FRM HONG KONG LIMITED (d2014-05-18) 2 5 7 71.43 2008-05-14
563 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
564 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 4 3 7 42.86 2004-11-12
565 Fry Group (H.K.) Limited (The) 3 2 5 40.00 2010-07-09
566 FT Securities Limited 1 9 10 90.00 2005-09-22
567 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
568 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
569 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
570 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
571 Fubon Capital (HK) Limited 2 1 3 33.33
572 Fubon Fund Management (Hong Kong) Limited 3 3 6 50.00
573 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
574 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
575 FULBRIGHT FUTURES LIMITED 4 69 73 94.52 2005-12-05
576 FULBRIGHT SECURITIES LIMITED 9 197 206 95.63 2010-05-18
577 FULL WIN SECURITIES LIMITED 2 0 2 0.00
578 FULLJET SECURITIES LIMITED 2 0 2 0.00
579 Funderstone Asset Management (HK) Limited 2 2 4 50.00
580 Funderstone Futures Limited 3 41 44 93.18
581 Funderstone Securities Limited 4 42 46 91.30
582 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
583 Future Growth Financial Services Limited 2 9 11 81.82 2010-04-08
584 FWD Financial Planning Limited (HK) 5 42 47 89.36
585 FWD Life Insurance Company (Bermuda) Limited 4 84 88 95.45
586 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
587 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
588 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
589 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 13 15 86.67
590 GAM HONG KONG LIMITED 3 22 25 88.00
591 GAOYU SECURITIES LIMITED 5 17 22 77.27
592 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
593 GAVEKAL CAPITAL LIMITED 2 5 7 71.43 2003-06-09
594 GAYANG SECURITIES LIMITED 3 18 21 85.71 2010-11-09
595 GCAM Limited 3 1 4 25.00 2004-10-19
596 GCIS LIMITED 2 1 3 33.33 2007-05-16
597 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
598 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
599 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
600 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 25.00 2006-02-08
601 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
602 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
603 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
604 GET NICE CAPITAL LIMITED 2 0 2 0.00
605 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
606 GET NICE SECURITIES LIMITED 5 94 99 94.95
607 GF Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-11-08
608 GF Capital (Hong Kong) Limited 6 7 13 53.85 2007-01-31
609 GF FUTURES (HONG KONG) CO., LIMITED 2 13 15 86.67 2007-02-16
610 GF Securities (Hong Kong) Brokerage Limited 6 29 35 82.86 2007-01-31
611 GFI (HK) SECURITIES L.L.C. 2 31 33 93.94 2007-06-18
612 GIGA (HONG KONG) LIMITED 2 1 3 33.33
613 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
614 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
615 GLG Partners Hong Kong Limited 2 0 2 0.00 2010-11-30
616 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
617 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
618 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2005-01-27
619 Glory Sun Securities Limited 4 24 28 85.71
620 GLS SECURITIES LIMITED 2 4 6 66.67
621 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
622 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
623 Goldbridge Securities Limited 3 4 7 57.14
624 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-12-02
625 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
626 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
627 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
628 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
629 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 90.48
630 Goldin Equities Limited 4 7 11 63.64 2008-12-17
631 Goldin Financial Limited 3 2 5 40.00 2009-06-01
632 GOLDMAN SACHS (ASIA) L.L.C. 61 825 886 93.12 2009-02-19
633 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 37 44 84.09
634 GOLDMAN SACHS FUTURES (ASIA) LIMITED 13 337 350 96.29
635 Goldman Sachs Investment Management Hong Kong Limited 5 48 53 90.57
636 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
637 Goldyard Capital Limited 2 2 4 50.00
638 Gong Ping Securities Limited 2 0 2 0.00 2010-12-08
639 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
640 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
641 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
642 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
643 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
644 Grand Cartel Securities Company Limited 2 4 6 66.67
645 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 18 20 90.00 2007-04-18
646 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
647 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
648 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
649 Great Lakes Hong Kong Limited 3 3 6 50.00 2010-04-26
650 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 1 3 33.33
651 Greenfield Asset Management Limited 2 1 3 33.33 2005-11-11
652 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
653 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
654 Grit Securities Limited 2 1 3 33.33
655 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
656 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
657 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
658 GT CAPITAL LIMITED 2 6 8 75.00
659 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
660 Guo Tong Capital Management Company Limited 2 6 8 75.00 2010-05-24
661 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 50.00 2009-03-20
662 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2010-06-29
663 Guosen Securities (HK) Brokerage Company, Limited 2 5 7 71.43 2010-02-26
664 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 9 12 75.00 2004-11-29
665 GUOTAI JUNAN CAPITAL LIMITED 6 21 27 77.78
666 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 2 4 50.00 2008-05-29
667 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 42 44 95.45 2010-11-26
668 Guotai Junan FX Limited 3 3 6 50.00 2010-10-21
669 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 107 112 95.54
670 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
671 GUOYUAN FUTURES (HONG KONG) LIMITED 1 10 11 90.91 2007-11-29
672 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 25 28 89.29 2007-01-30
673 Hafoo Securities Limited 3 21 24 87.50 2009-12-09
674 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 23 26 88.46 2007-12-18
675 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 14 17 82.35 2008-07-03
676 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 73.91
677 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
678 HAITONG INTERNATIONAL CAPITAL LIMITED 7 16 23 69.57
679 HAITONG INTERNATIONAL FUTURES LIMITED 9 337 346 97.40
680 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 20 25 80.00 2005-11-15
681 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 90.32
682 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 414 430 96.28 2003-09-30
683 Halbis Capital Management (Hong Kong) Limited 7 32 39 82.05 2005-06-23
684 Hamilton Lane (Hong Kong) Limited 2 3 5 60.00 2010-07-05
685 HAMON ASIAN ADVISORS LIMITED 2 5 7 71.43
686 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
687 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
688 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
689 Hana Asia Limited 2 0 2 0.00 2010-03-25
690 HANG SENG FUTURES LIMITED 2 9 11 81.82
691 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
692 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
693 HANG SENG SECURITIES LIMITED 6 15 21 71.43
694 HANG TAI SECURITIES LIMITED 3 12 15 80.00
695 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
696 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
697 HANTEC FUTURES LIMITED 3 3 6 50.00 2008-12-19
698 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
699 Hao Tian International Securities Limited 3 8 11 72.73
700 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
701 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
702 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 0.00
703 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
704 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 85.00
705 HARVEST GLOBAL INVESTMENTS LIMITED 4 13 17 76.47 2009-02-16
706 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0.00
707 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 50.00 2008-03-27
708 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
709 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
710 HENIK SECURITIES LIMITED 2 11 13 84.62
711 Henyep Capital Management Limited 1 0 1 0.00 2005-12-20
712 HENYEP SECURITIES LIMITED 3 18 21 85.71
713 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
714 HERMES SECURITIES LIMITED 2 6 8 75.00
715 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
716 HFS ASSET MANAGEMENT LIMITED 2 2 4 50.00
717 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-27
718 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
719 HGNH International Futures Co., Limited 7 19 26 73.08 2007-06-26
720 HIG FUTURES LIMITED 2 2 4 50.00 2010-06-30
721 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
722 HING WONG SECURITIES LIMITED 3 12 15 80.00
723 HIP HING SECURITIES LIMITED 2 2 4 50.00
724 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
725 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 83.33 2005-03-24
726 HOI SANG SECURITIES LIMITED 2 3 5 60.00
727 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
728 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2007-09-21
729 HONG KONG INTERNATIONAL FUTURES LIMITED 3 6 9 66.67
730 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
731 Hong Kong Securities (International) Company Limited 2 13 15 86.67 2009-07-23
732 Hong Kong Stock Link Securities Limited 2 7 9 77.78
733 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
734 Hongkong Bay Securities Limited 2 7 9 77.78
735 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
736 HOORAY CAPITAL LIMITED 2 0 2 0.00
737 HOORAY SECURITIES LIMITED 2 1 3 33.33
738 Horizon Asset International (HK) Limited 3 1 4 25.00 2008-09-03
739 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
740 HOU TAK SECURITIES LIMITED 2 2 4 50.00
741 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
742 HPEF Capital Partners Limited 8 19 27 70.37
743 HPEF Venture Partners Limited 4 6 10 60.00
744 HSBC BROKING (CHINA) LIMITED 5 9 14 64.29
745 HSBC BROKING FOREX (ASIA) LIMITED 8 151 159 94.97
746 HSBC BROKING FUTURES (ASIA) LIMITED 7 171 178 96.07
747 HSBC BROKING FUTURES (HONG KONG) LIMITED 7 78 85 91.76
748 HSBC BROKING SECURITIES (ASIA) LIMITED 10 182 192 94.79
749 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 25 31 80.65
750 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
751 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
752 HSBC FUTURES (SINGAPORE) PTE LTD 4 17 21 80.95 2007-04-20
753 HSBC Global Asset Management (Hong Kong) Limited 15 93 108 86.11 2006-03-29
754 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
755 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 58 67 86.57 2005-06-06
756 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 98.91
757 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
758 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 75 81 92.59
759 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
760 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2005-06-01
761 HSZ (HONG KONG) LIMITED 2 2 4 50.00
762 HT CAPITAL MANAGEMENT LIMITED 5 1 6 16.67
763 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
764 HUA NAN SECURITIES (HK) LIMITED 5 14 19 73.68 2008-04-08
765 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
766 HuaAn Asset Management (Hong Kong) Limited 3 0 3 0.00 2010-12-01
767 Huajin Corporate Finance (International) Limited 4 7 11 63.64
768 Huarong International Securities Limited 7 97 104 93.27 2004-10-25
769 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
770 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 7 31 38 81.58 2007-04-04
771 Huayu Securities Limited 2 6 8 75.00
772 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
773 HUNG SING FUTURES LIMITED 2 4 6 66.67
774 HUNG SING SECURITIES LIMITED 4 20 24 83.33
775 I-ACCESS INVESTORS LIMITED 6 8 14 57.14 2005-07-13
776 IAM LEGACY LIMITED 4 34 38 89.47 2007-08-21
777 iBest Consultants Limited 4 77 81 95.06 2008-04-15
778 iBest Securities Company Limited 3 3 6 50.00
779 IBTS ASIA (HK) LIMITED 2 18 20 90.00 2005-11-17
780 ICAP Equities Asia Limited 3 10 13 76.92 2008-12-22
781 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
782 ICBC (ASIA) SECURITIES LIMITED 4 9 13 69.23
783 ICBC Asset Management (Global) Company Limited 4 8 12 66.67
784 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
785 ICBC INTERNATIONAL CAPITAL LIMITED 9 40 49 81.63 2008-05-27
786 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 57.14 2009-11-16
787 ICBC INTERNATIONAL FUTURES LIMITED 4 45 49 91.84 2009-05-06
788 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
789 ICBC INTERNATIONAL SECURITIES LIMITED 7 51 58 87.93 2008-11-14
790 iFAST Financial (HK) Limited 4 10 14 71.43 2007-03-30
791 iFAST Global Markets (HK) Limited 3 1 4 25.00 2008-02-12
792 iFAST Securities (HK) Limited 3 3 6 50.00
793 Imagi Brokerage Limited 3 5 8 62.50
794 IMARKETS LIMITED 2 1 3 33.33
795 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
796 IMC Asia Pacific Limited 3 25 28 89.29 2007-03-12
797 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
798 IMPERIAL CAPITAL LIMITED (HK) 1 0 1 0.00 2005-05-12
799 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-13
800 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
801 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2010-10-06
802 Income Partners Asset Management (HK) Limited 5 13 18 72.22
803 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
804 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
805 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
806 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
807 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
808 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
809 INSTINET PACIFIC LIMITED 4 18 22 81.82
810 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
811 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
812 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
813 Interactive Brokers LLC 3 14 17 82.35 2007-03-19
814 INTERCHINA FUTURES LIMITED 3 1 4 25.00
815 INTERCHINA SECURITIES LIMITED 3 5 8 62.50
816 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
817 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 4 1 5 20.00
818 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
819 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
820 INV Partners Limited 2 1 3 33.33 2009-11-24
821 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 87.80
822 INVESCO HONG KONG LIMITED 7 50 57 87.72
823 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 42.86 2004-08-30
824 IPP Financial Advisers Limited 1 27 28 96.43 2006-12-21
825 IREALITY INVESTMENTS LIMITED 3 1 4 25.00 2007-12-21
826 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2009-11-16
827 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
828 iTTa Capital Limited 2 3 5 60.00 2003-05-29
829 iVenture Investment Management Limited 2 1 3 33.33
830 IVORY CAPITAL PRIVATE LIMITED 2 6 8 75.00 2007-03-21
831 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 101 108 93.52 2003-12-02
832 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 23 29 79.31
833 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
834 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
835 JANCHOR PARTNERS LIMITED 2 4 6 66.67 2009-11-06
836 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
837 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
838 Japaninvest (Hong Kong) Limited 3 4 7 57.14 2010-10-26
839 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
840 Jefferies Hong Kong Limited 3 22 25 88.00 2010-01-04
841 JF INTERNATIONAL MANAGEMENT INC. 3 28 31 90.32
842 JIMEI ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-02-03
843 JIMEI FUTURES LIMITED 2 8 10 80.00 2008-12-09
844 JIMEI SECURITIES LIMITED 3 20 23 86.96 2008-12-09
845 JINRUI FUTURES (HONG KONG) LIMITED 3 8 11 72.73 2007-07-27
846 JK Capital Management Limited 5 0 5 0.00
847 JOINCAP CAPITAL LIMITED 2 0 2 0.00
848 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
849 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
850 Joy Silver Limited 3 7 10 70.00
851 JPMorgan Asset Management (Asia Pacific) Limited 11 96 107 89.72 2006-02-16
852 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
853 JPMorgan Asset Management Real Assets (Asia) Limited 4 13 17 76.47 2009-06-26
854 JPMorgan Funds (Asia) Limited 9 101 110 91.82
855 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
856 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
857 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 14 20 70.00 2006-09-12
858 JT CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2010-10-13
859 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
860 Julius Baer (Hong Kong) Limited 3 83 86 96.51 2006-09-14
861 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
862 JVSakk Asia Limited 2 0 2 0.00
863 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
864 K.K.M. SECURITIES LIMITED 2 6 8 75.00
865 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
866 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
867 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
868 KAISER FUTURES LIMITED 3 20 23 86.96
869 Kaiser KT Capital Limited 4 1 5 20.00
870 KAISER SECURITIES LIMITED 2 23 25 92.00
871 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
872 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
873 Kam Wah Investments Limited 2 3 5 60.00
874 KARFORD SECURITIES LIMITED 2 0 2 0.00
875 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
876 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
877 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 88.89 2004-12-16
878 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 18 20 90.00
879 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 92.31
880 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
881 KB Securities Hong Kong Limited 3 6 9 66.67
882 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 60.00
883 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
884 KCG FUND MANAGEMENT LIMITED 3 3 6 50.00 2007-05-04
885 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
886 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
887 Keefe, Bruyette & Woods Asia Limited 8 11 19 57.89 2010-03-03
888 Kerogen Capital (Asia) Limited 2 1 3 33.33 2010-02-01
889 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 83.33 2006-11-28
890 KGI ASIA LIMITED 13 481 494 97.37
891 KGI Asset Management Limited 2 1 3 33.33
892 KGI CAPITAL ASIA LIMITED 6 4 10 40.00
893 KGI FUTURES (HONG KONG) LIMITED 8 352 360 97.78
894 KGI SECURITIES (HONG KONG) LIMITED 10 35 45 77.78
895 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 56 64 87.50
896 KILMOREY SECURITIES LIMITED 2 7 9 77.78
897 Kilometre Capital Management Limited 3 0 3 0.00 2010-06-01
898 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
899 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
900 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 61.54
901 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
902 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
903 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
904 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
905 KINGSTON FUTURES LIMITED 2 16 18 88.89
906 KINGSTON SECURITIES LIMITED 4 85 89 95.51
907 KINGSWAY CAPITAL LIMITED 4 8 12 66.67 2008-08-14
908 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 69 83 83.13 2004-05-31
909 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
910 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
911 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
912 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
913 KMT SECURITIES LIMITED 2 7 9 77.78
914 Knight Capital Asia Limited 4 20 24 83.33 2008-10-23
915 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
916 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 88.89 2003-07-08
917 Koi Investment Partners International Limited 3 0 3 0.00 2010-11-05
918 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 5 9 55.56
919 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
920 KPMG CORPORATE FINANCE LIMITED 4 4 8 50.00
921 Kriya Capital Limited 3 0 3 0.00 2010-01-08
922 KTB Asset Management Asia Co., Limited 2 0 2 0.00 2010-06-11
923 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
924 KVB Kunlun Securities (HK) Limited 4 7 11 63.64 2008-07-02
925 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
926 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
927 KWOK HING SECURITIES LIMITED 2 9 11 81.82
928 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 66.67
929 La Roche & Co Asia Limited 2 5 7 71.43 2008-03-05
930 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
931 LAMTEX SECURITIES LIMITED 2 11 13 84.62
932 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
933 LaSalle Investment Management Hong Kong Limited 3 8 11 72.73 2007-06-14
934 LAU & COMPANY LIMITED 2 0 2 0.00
935 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
936 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
937 LBN Advisers Limited 2 1 3 33.33 2007-09-13
938 LCA Solutions Limited 2 5 7 71.43 2010-07-30
939 LEE'S SECURITIES COMPANY LIMITED 3 6 9 66.67 2005-01-03
940 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
941 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
942 Legg Mason International Equities (Hong Kong) Limited 3 6 9 66.67
943 LEHIN SECURITIES LIMITED 3 26 29 89.66
944 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
945 LEI SHING HONG SECURITIES LIMITED 3 11 14 78.57
946 Lexicon Partners (Asia) Limited 2 2 4 50.00 2007-03-21
947 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
948 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 70 75 93.33
949 Lighthorse Asset Management (HK) Limited 2 2 4 50.00 2009-09-04
950 LIM ADVISORS LIMITED 2 13 15 86.67
951 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
952 Lion Global Financial Limited 5 66 71 92.96 2008-10-10
953 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
954 Liquid Capital Securities Hong Kong Limited 2 0 2 0.00 2010-06-09
955 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
956 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
957 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
958 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 91.67
959 LOMBARD ODIER (HONG KONG) LIMITED 5 10 15 66.67
960 Longitude Asia Limited 2 4 6 66.67
961 LONGREACH GROUP LIMITED (THE) 1 2 3 66.67 2006-08-01
962 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
963 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
964 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
965 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 90.48
966 LUEN HING SECURITIES LIMITED 2 6 8 75.00
967 LUEN SING SECURITIES LIMITED 3 10 13 76.92
968 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
969 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
970 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-02-17
971 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
972 M SECURITIES LIMITED (HK) 2 6 8 75.00 2006-02-23
973 M&F Asset Management Limited 3 10 13 76.92
974 M3 Capital Partners (HK) Limited 3 1 4 25.00 2008-10-17
975 Mackenzie Investments Asia Limited 4 4 8 50.00
976 Macquarie Asia Securities Limited 2 33 35 94.29 2005-07-26
977 MACQUARIE CAPITAL LIMITED 19 363 382 95.03
978 Macquarie Corporate (Hong Kong) Limited 9 86 95 90.53
979 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
980 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 85.71 2010-06-29
981 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
982 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
983 MAGUSTA FUTURES LIMITED 2 2 4 50.00
984 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
985 MALAHON SECURITIES LIMITED 2 12 14 85.71
986 MAN HON YEUNG SECURITIES LIMITED 2 5 7 71.43
987 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
988 MANDARIN VP (HK) LIMITED 2 0 2 0.00
989 MANGO FINANCIAL LIMITED 3 11 14 78.57
990 Manulife Investment Management (Hong Kong) Limited 6 1182 1188 99.49
991 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
992 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
993 MARC FABER LIMITED 2 0 2 0.00
994 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-04-01
995 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
996 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
997 Marshall Wace Gavekal Asia Limited 2 8 10 80.00 2008-06-30
998 Mason Futures Limited (HK) 5 30 35 85.71
999 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1000 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1001 Mason Securities Limited 6 37 43 86.05
1002 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1003 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1004 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 19 21 90.48 2008-06-30
1005 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
1006 Matrix Securities Limited 5 2 7 28.57
1007 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
1008 MCP Asset Management Company Limited 3 1 4 25.00 2005-08-23
1009 MCP Holdings Limited (HK) 2 10 12 83.33
1010 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
1011 MEAG Hong Kong Limited 4 2 6 33.33
1012 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 4 6 66.67 2007-05-11
1013 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1014 MEGABASE SECURITIES LIMITED 2 4 6 66.67
1015 MEIJI YASUDA ASIA LIMITED 3 1 4 25.00
1016 MERCER INVESTMENTS (HK) LIMITED 2 4 6 66.67 2005-08-04
1017 Merdeka Securities Limited 2 7 9 77.78
1018 Merrill Lynch (Asia Pacific) Limited 20 822 842 97.62
1019 Merrill Lynch Far East Limited 18 613 631 97.15 2010-08-20
1020 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 6 9 66.67
1021 MESSIS CAPITAL LIMITED 2 2 4 50.00
1022 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
1023 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
1024 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1025 MF Global Hong Kong Limited 7 47 54 87.04 2005-08-26
1026 MFG Limited (HK) 4 13 17 76.47 2006-07-17
1027 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1028 MIB FUTURES (HONG KONG) LIMITED 3 33 36 91.67
1029 MIB SECURITIES (HONG KONG) LIMITED 9 72 81 88.89
1030 MIDLAND WEALTH MANAGEMENT LIMITED 3 36 39 92.31 2008-02-18
1031 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2008-09-03
1032 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1033 Minerva Holding Financial Securities Limited 2 9 11 81.82
1034 MING HON SECURITIES LIMITED 3 1 4 25.00
1035 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
1036 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 46 52 88.46 2005-07-05
1037 Mirae Asset Securities (HK) Limited 7 34 41 82.93 2007-01-11
1038 MIS SERVICES LIMITED (d2019-06-01) 2 1 3 33.33
1039 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1040 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
1041 MIZUHO SECURITIES ASIA LIMITED 17 83 100 83.00 2007-02-26
1042 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1043 MOELIS & COMPANY ASIA LIMITED 2 4 6 66.67 2009-12-11
1044 Monex Boom Securities (H.K.) Limited 3 5 8 62.50
1045 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1046 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1047 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1048 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1049 Morgan Stanley Asia Limited 26 1163 1189 97.81 2006-04-07
1050 Morgan Stanley Hong Kong Futures Limited 4 0 4 0.00
1051 Morgan Stanley Hong Kong Securities Limited 13 535 548 97.63 2010-11-30
1052 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
1053 MORTON SECURITIES LIMITED 2 3 5 60.00
1054 Mount Kellett Capital (Hong Kong) Limited 2 25 27 92.59 2008-09-25
1055 MTF SECURITIES LIMITED 2 15 17 88.24
1056 MUFG Securities Asia Limited 14 31 45 68.89 2010-12-31
1057 MUSHK Limited 7 0 7 0.00
1058 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1059 My Decker Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-12-16
1060 MY.Alpha Management HK Advisors Limited 2 6 8 75.00 2007-10-31
1061 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1062 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2007-09-06
1063 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1064 NATIXIS ASIA LIMITED 3 31 34 91.18 2004-10-19
1065 Nerico Brothers Limited (HK) 12 94 106 88.68 2004-11-30
1066 Neuberger Berman Asia Limited 3 13 16 81.25 2008-03-13
1067 Neutral Financial Holding Company Limited 3 10 13 76.92
1068 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1069 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1070 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
1071 NEW TREND FUTURES LIMITED 4 8 12 66.67
1072 Newedge Broker Hong Kong Limited 5 83 88 94.32
1073 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1074 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1075 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 6 10 60.00
1076 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1077 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 7 9 77.78
1078 Nikko Asset Management Hong Kong Limited 2 7 9 77.78
1079 Nine Masts Capital Limited 3 0 3 0.00 2010-05-11
1080 Nittan Securities Asia Limited 2 2 4 50.00
1081 Nomura Asset Management Hong Kong Limited 4 10 14 71.43
1082 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 562 573 98.08
1083 NOMURA SECURITIES (HONG KONG) LIMITED 3 89 92 96.74 2010-02-01
1084 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1085 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1086 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
1087 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1088 Northern Trust Company of Hong Kong Limited (The) 3 26 29 89.66
1089 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 4 9 44.44 2009-04-09
1090 Nuada Limited 2 3 5 60.00 2004-01-15
1091 NUOXIN CAPITAL (HONG KONG) LIMITED 4 0 4 0.00 2006-08-24
1092 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1093 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1094 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
1095 Oberweis Asset Management (Asia) Limited 2 2 4 50.00 2008-03-06
1096 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1097 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1098 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1099 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1100 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
1101 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1102 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1103 OKACHI (HONG KONG) COMPANY LIMITED 3 21 24 87.50
1104 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 90.91
1105 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 82.61 2007-05-17
1106 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
1107 OMNIX CAPITAL LIMITED 3 3 6 50.00 2009-03-19
1108 ONE CHINA SECURITIES LIMITED 2 41 43 95.35 2004-03-01
1109 OnePlatform Asset Management Limited 15 851 866 98.27 2007-07-04
1110 OnePlatform Securities Limited 2 27 29 93.10
1111 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1112 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1113 ONSHINE SECURITIES LIMITED 3 8 11 72.73
1114 OP INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56 2004-02-18
1115 Open Asset Management Limited 2 0 2 0.00
1116 Open Securities Limited 4 10 14 71.43 2010-07-16
1117 Oppenheimer Investments Asia Limited 4 14 18 77.78 2010-02-12
1118 Optima Capital Limited 4 14 18 77.78 2007-10-25
1119 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
1120 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1121 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1122 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1123 Oreana Financial Services Limited 4 6 10 60.00
1124 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2010-08-18
1125 ORIENT SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2010-07-21
1126 ORIENT SECURITIES LIMITED 3 19 22 86.36
1127 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
1128 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1129 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
1130 ORIENTAL WEALTH SECURITIES LIMITED 4 14 18 77.78 2008-09-05
1131 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1132 orientiert XYZ Securities Limited 2 66 68 97.06 2004-12-03
1133 ORION INVESTMENT MANAGEMENT LIMITED 3 11 14 78.57 2009-11-06
1134 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
1135 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1136 Oshidori Corporate Finance Limited 2 2 4 50.00
1137 Oshidori Securities Limited 3 4 7 57.14
1138 OTCex Hong Kong Limited 2 5 7 71.43 2010-08-23
1139 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1140 PacAsia Advisors Limited 2 0 2 0.00 2010-12-03
1141 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1142 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1143 Pacific Advantage Capital Limited 4 2 6 33.33 2010-10-25
1144 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 19 21 90.48 2007-01-09
1145 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
1146 PACIFIC GROUP LIMITED (THE) 3 2 5 40.00
1147 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1148 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1149 Pacific Sun Advisors Limited 2 0 2 0.00
1150 PAMA GROUP (HONG KONG) LIMITED 2 2 4 50.00
1151 Pamirs Capital (H.K.) Limited 2 0 2 0.00 2010-09-10
1152 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1153 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1154 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1155 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
1156 PARRY CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2007-09-24
1157 Parry International Trading Limited 2 0 2 0.00 2010-08-26
1158 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1159 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1160 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1161 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1162 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1163 PEACE TOWN FUND MANAGEMENT LIMITED 1 0 1 0.00
1164 PEAK CAPITAL LIMITED (b2004-03-30) 3 3 6 50.00 2004-10-28
1165 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67
1166 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1167 Penjing Asset Management (HK) Limited 5 12 17 70.59 2005-03-24
1168 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 75.00
1169 Permira Advisers Limited 2 2 4 50.00 2008-08-19
1170 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1171 PERRY CAPITAL (ASIA) LIMITED 2 7 9 77.78 2006-09-12
1172 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 75.00 2008-07-29
1173 PGIM (Hong Kong) Limited 2 4 6 66.67
1174 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1175 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1176 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1177 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00
1178 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
1179 PHILLIP SECURITIES (HONG KONG) LIMITED 6 699 705 99.15
1180 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1181 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1182 PHOENIX CAPITAL SECURITIES LIMITED 6 7 13 53.85 2006-07-03
1183 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 33.33 2010-07-12
1184 Pictet Asset Management (Hong Kong) Limited 4 16 20 80.00 2006-10-26
1185 PIMCO Asia Limited 2 5 7 71.43 2006-05-17
1186 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1187 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1188 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
1189 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1190 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1191 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 7 14 50.00 2007-03-01
1192 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
1193 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2009-07-30
1194 Pinpoint Asset Management Limited 2 0 2 0.00 2010-10-25
1195 Pinpoint Investment Advisor Limited 3 9 12 75.00 2006-12-27
1196 PIPER JAFFRAY ASIA FUTURES LIMITED 2 10 12 83.33 2004-02-13
1197 PIPER JAFFRAY ASIA LIMITED 5 26 31 83.87
1198 PIPER JAFFRAY ASIA SECURITIES LIMITED 8 27 35 77.14
1199 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1200 Planetree Futures Limited 4 8 12 66.67
1201 Planetree Securities Limited 4 20 24 83.33
1202 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14
1203 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
1204 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
1205 PO LEE SECURITIES LIMITED 2 5 7 71.43
1206 PO SANG SECURITIES LIMITED 2 11 13 84.62
1207 Point72 Hong Kong Limited 3 33 36 91.67 2006-11-14
1208 Polaris Capital (Asia) Limited 1 0 1 0.00
1209 Polen Capital HK Limited 2 0 2 0.00
1210 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1211 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1212 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 19 27 70.37 2007-06-20
1213 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 7 11 63.64
1214 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1215 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1216 Prime Cdex Securities Limited 4 23 27 85.19
1217 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1218 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1219 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1220 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1221 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
1222 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1223 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1224 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1225 Proton Capital Limited 3 0 3 0.00 2007-10-16
1226 Providence Equity Asia Limited 2 6 8 75.00 2007-08-23
1227 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1228 PRUDENTIAL BROKERAGE LIMITED 3 161 164 98.17
1229 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1230 Public Financial Securities Limited 3 13 16 81.25
1231 Public Securities Limited 3 14 17 82.35
1232 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1233 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1234 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 58.33 2008-07-29
1235 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00 2006-02-24
1236 Qantex Capital Markets Limited 2 5 7 71.43 2009-04-14
1237 QH CAPITAL LIMITED 1 1 2 50.00 2009-07-22
1238 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1239 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1240 QMIS Securities Limited 3 3 6 50.00 2009-07-24
1241 Quam Asset Management Limited (b1983-06-28) 4 4 8 50.00
1242 Quam Capital Limited (b1994-08-04) 6 7 13 53.85
1243 Quam Securities Limited 6 138 144 95.83 2004-10-15
1244 QUANTSMILE (HK) LIMITED 4 0 4 0.00 2007-04-02
1245 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1246 R.J. O'Brien & Associates HK Limited 1 1 2 50.00 2007-10-29
1247 RAB CAPITAL (ASIA) LIMITED 1 0 1 0.00 2007-09-28
1248 Rabo Brokerage HK Limited 2 11 13 84.62 2007-09-12
1249 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1250 Rakuten Securities Hong Kong Limited 2 49 51 96.08
1251 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1252 RBC Capital Markets (Hong Kong) Limited 2 24 26 92.31 2010-09-09
1253 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 86.36
1254 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 92.39 2004-10-14
1255 RBS Asia Corporate Finance Limited 6 81 87 93.10
1256 RBS Asia Futures Limited 3 3 6 50.00
1257 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1258 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1259 REALINK FINANCIAL TRADE LIMITED 4 12 16 75.00 2003-09-25
1260 Realord Asia Pacific Securities Limited 2 0 2 0.00 2010-11-24
1261 Redford Asset Management Limited 3 11 14 78.57 2010-03-09
1262 REDFORD SECURITIES LIMITED 2 32 34 94.12 2005-03-31
1263 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1264 Redwood Peak Limited 2 6 8 75.00 2007-10-05
1265 Regal Portfolio Management Limited (HK) 2 0 2 0.00 2007-03-05
1266 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1267 Religare Capital Markets (Hong Kong) Limited 4 17 21 80.95 2008-07-24
1268 Renaissance Capital (Hong Kong) Limited 5 5 10 50.00 2010-09-02
1269 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1270 REXCAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1271 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
1272 RHB ASSET MANAGEMENT LIMITED 4 4 8 50.00 2008-05-08
1273 RHB CAPITAL HONG KONG LIMITED 3 10 13 76.92
1274 RHB FUTURES HONG KONG LIMITED 5 64 69 92.75 2005-09-28
1275 RHB SECURITIES HONG KONG LIMITED 8 130 138 94.20 2006-11-17
1276 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1277 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1278 Rich Union Securities (H.K.) Limited 4 31 35 88.57
1279 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
1280 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
1281 RICHLAND WORLDWIDE LIMITED 2 2 4 50.00 2004-04-15
1282 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 40.00
1283 Rifa Futures Limited 2 13 15 86.67 2008-12-01
1284 Rifa Securities Limited 4 23 27 85.19
1285 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1286 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
1287 ROCIM Limited 3 0 3 0.00 2007-06-29
1288 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2005-06-24
1289 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1290 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1291 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1292 ROOFER SECURITIES LIMITED 3 9 12 75.00
1293 ROSA SECURITIES LIMITED 3 4 7 57.14
1294 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1295 Rothschild & Co Hong Kong Limited 4 40 44 90.91 2005-04-27
1296 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 0.00 2010-08-16
1297 RPS INVESTMENT LIMITED 4 9 13 69.23
1298 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1299 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1300 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1301 Safari Asia Limited 2 1 3 33.33 2010-04-30
1302 SAIL ADVISORS LIMITED 5 10 15 66.67 2004-05-17
1303 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1304 Samena Capital Hong Kong Limited 4 4 8 50.00 2009-09-01
1305 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
1306 SAMSUNG SECURITIES (ASIA) LIMITED 5 64 69 92.75
1307 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1308 SANFULL SECURITIES LIMITED 6 73 79 92.41
1309 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1310 SANSTON FINANCIAL GROUP LIMITED 2 4 6 66.67 2007-06-12
1311 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 61 64 95.31
1312 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1313 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1314 SBI China Capital Commodities Limited 5 18 23 78.26
1315 SBI China Capital Financial Services Limited 5 24 29 82.76 2008-09-19
1316 SBI China Capital Securities Limited 5 24 29 82.76
1317 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1318 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
1319 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
1320 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
1321 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1322 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 23 25 92.00 2007-03-09
1323 SDHG International Asset Management Limited 5 3 8 37.50 2008-12-02
1324 SDHG International Securities Limited 3 8 11 72.73
1325 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1326 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1327 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1328 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1329 SEEKERS MARKETS LIMITED 2 10 12 83.33
1330 Segantii Capital Management Limited 4 5 9 55.56 2007-11-22
1331 SEI INVESTMENTS (ASIA) LIMITED 3 4 7 57.14 2005-03-02
1332 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1333 SENRIGAN CAPITAL GROUP LIMITED 2 8 10 80.00 2009-08-27
1334 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-11-07
1335 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1336 Seres Asset Management Limited 3 0 3 0.00 2010-04-14
1337 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1338 SFM HK Management Limited 2 3 5 60.00 2010-11-01
1339 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
1340 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-08-14
1341 SG SECURITIES (HK) LIMITED 24 188 212 88.68 2003-12-16
1342 SHACOM FUTURES LIMITED 2 2 4 50.00
1343 Shacom Securities Limited 3 11 14 78.57
1344 Shang International Finance Limited 9 18 27 66.67
1345 Shangding International Asset Management Company Limited 3 0 3 0.00 2010-09-08
1346 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1347 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
1348 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
1349 SHENG YUAN SECURITIES LIMITED 3 1 4 25.00 2010-10-27
1350 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1351 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 77.78
1352 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 9 16 56.25
1353 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 166 171 97.08
1354 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 93.02
1355 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 243 251 96.81
1356 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 8 10 80.00 2007-08-17
1357 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1358 SHUN HENG SECURITIES LIMITED 2 11 13 84.62
1359 SHUN LOONG FOREX COMPANY LIMITED 2 0 2 0.00
1360 SHUN LOONG FUTURES LIMITED 2 0 2 0.00
1361 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 40.00
1362 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1363 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1364 Silk Road International Capital Limited 2 0 2 0.00
1365 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1366 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1367 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1368 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1369 SINO CAPITAL SECURITIES LIMITED 3 19 22 86.36
1370 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1371 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1372 Sino-Rich Securities & Futures Limited 4 13 17 76.47 2005-09-17
1373 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1374 Sinofortune Financial Capital Limited 2 0 2 0.00
1375 Sinofortune Securities Limited 4 10 14 71.43
1376 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 19 29 65.52 2008-02-21
1377 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1378 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27 2009-06-02
1379 SINOPAC FUTURES (ASIA) LIMITED 5 18 23 78.26
1380 SINOPAC SECURITIES (ASIA) LIMITED 8 62 70 88.57
1381 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 80.00 2007-05-15
1382 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1383 SIU ON SECURITIES LIMITED 3 3 6 50.00
1384 SJS Markets Limited 3 10 13 76.92 2005-03-02
1385 SKY WARD ASIA LIMITED 2 1 3 33.33
1386 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1387 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
1388 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1389 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1390 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1391 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1392 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1393 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1394 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1395 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1396 SOUTH CHINA CAPITAL LIMITED 4 1 5 20.00
1397 SOUTH CHINA COMMODITIES LIMITED 3 75 78 96.15
1398 South China Forex Limited 3 22 25 88.00 2010-06-21
1399 SOUTH CHINA RESEARCH LIMITED 4 5 9 55.56
1400 SOUTH CHINA SECURITIES LIMITED 5 102 107 95.33
1401 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1402 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 14 19 73.68 2008-12-18
1403 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 84 89 94.38 2010-02-23
1404 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
1405 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 45 49 91.84
1406 SPARX Asia Investment Advisors Limited 5 15 20 75.00 2004-04-20
1407 SPDB International Holdings Limited 4 2 6 33.33
1408 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 83.33
1409 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1410 Springboard Capital Limited 2 1 3 33.33 2010-07-02
1411 SPS COMMODITIES LIMITED 2 6 8 75.00
1412 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1413 SPS SECURITIES LIMITED 5 16 21 76.19
1414 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1415 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1416 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1417 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
1418 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
1419 Standard Chartered Securities (Hong Kong) Limited 14 48 62 77.42
1420 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 0 3 0.00
1421 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 0 4 0.00 2005-07-07
1422 STANHILL (HONG KONG) LIMITED 2 2 4 50.00
1423 STARLING GROUP FUTURES LIMITED 1 2 3 66.67 2008-11-05
1424 STARLING GROUP SECURITIES LIMITED 2 3 5 60.00 2008-11-05
1425 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 84.85
1426 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1427 Stellar Securities Limited 2 1 3 33.33
1428 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1429 STOCKWELL COMMODITIES LIMITED 3 5 8 62.50
1430 STOCKWELL SECURITIES LIMITED 3 35 38 92.11
1431 STONEWORKS ASSET MANAGEMENT (MALTA) LIMITED 2 0 2 0.00 2010-11-19
1432 StormHarbour Securities (Hong Kong) Limited 4 9 13 69.23 2010-03-18
1433 Success Futures and Foreign Exchange Limited 5 43 48 89.58 2005-12-06
1434 Success Securities Limited 3 73 76 96.05
1435 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1436 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 66.67
1437 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1438 Sumo Asset Management Limited 4 1 5 20.00 2010-07-07
1439 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1440 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1441 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1442 SUN YI COMPANY LIMITED 2 2 4 50.00 2008-01-31
1443 SUN'S FUTURE LIMITED 3 3 6 50.00
1444 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1445 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1446 Sunrise Brokers (Hong Kong) Limited 2 16 18 88.89 2009-12-09
1447 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1448 Superfund Financial (Hong Kong) Limited 3 0 3 0.00
1449 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1450 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1451 Swiss-Asia Asset Management (HK) Limited 2 0 2 0.00 2010-06-02
1452 Synergy Fund Management Group Limited 2 3 5 60.00 2010-05-26
1453 SynerWealth Financial Limited 2 17 19 89.47 2009-02-04
1454 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1455 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1456 T & F Equities Limited 2 1 3 33.33 2005-11-23
1457 T G HOLBORN (HK) LIMITED 3 51 54 94.44
1458 T G SECURITIES LIMITED 4 6 10 60.00 2005-12-19
1459 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1460 T. Rowe Price Hong Kong Limited 2 17 19 89.47 2010-12-21
1461 T.F.S. Derivatives HK Limited 4 36 40 90.00 2009-04-03
1462 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1463 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1464 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1465 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1466 TAI SHING STOCK INVESTMENT CO. LIMITED 3 25 28 89.29
1467 TAI TAK SECURITIES (ASIA) LIMITED 4 18 22 81.82
1468 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1469 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1470 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1471 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
1472 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 37.50 2008-08-07
1473 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
1474 Taiping Securities (HK) Co Limited 5 47 52 90.38
1475 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1476 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1477 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1478 TANG PING KONG LIMITED 3 7 10 70.00
1479 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1480 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 19 24 79.17 2007-04-26
1481 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1482 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1483 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1484 TC Capital International Limited 3 2 5 40.00 2010-08-11
1485 Telecom King Securities Limited 3 20 23 86.96 2007-10-17
1486 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2006-03-24
1487 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1488 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1489 Templewater Hong Kong Limited 4 8 12 66.67
1490 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
1491 Tensant Securities Limited 2 5 7 71.43 2004-08-25
1492 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
1493 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
1494 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1495 THING ON SECURITIES LIMITED 2 6 8 75.00
1496 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1497 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 60.00 2008-04-11
1498 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1499 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1500 Tiger Securities Asset Management Company Limited 6 12 18 66.67 2006-12-29
1501 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1502 TIRESIAS CAPITAL HONG KONG LIMITED 2 1 3 33.33 2010-03-11
1503 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1504 Titan Capital Services Limited 2 0 2 0.00 2010-10-22
1505 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
1506 Tokio Marine Investment Services, Limited 4 0 4 0.00
1507 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1508 Tora Trading Services Limited (HK) 3 2 5 40.00 2008-11-14
1509 TOUCHSTONE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2010-04-01
1510 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
1511 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1512 TPG-AXON CAPITAL (HK), LIMITED 2 8 10 80.00 2005-05-31
1513 TR Advisors Limited 2 0 2 0.00 2008-12-02
1514 Tractus Asset Management Limited 2 2 4 50.00 2009-12-31
1515 Trafalgar Capital Management (HK) Limited 2 0 2 0.00 2010-02-01
1516 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1517 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
1518 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1519 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1520 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1521 TRIVEST ADVISORS LIMITED 3 0 3 0.00 2010-04-08
1522 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1523 TRUTH SECURITIES LIMITED 4 3 7 42.86
1524 TSE'S SECURITIES LIMITED 3 40 43 93.02
1525 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 66.67
1526 TT INTERNATIONAL (HONG KONG) LIMITED 7 15 22 68.18 2004-06-04
1527 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
1528 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 50.00 2009-11-19
1529 TULLETT PREBON (HONG KONG) LIMITED 3 9 12 75.00 2010-08-26
1530 Tung Shing Futures (Brokers) Limited 5 76 81 93.83
1531 Tung Shing Securities (Brokers) Limited 5 219 224 97.77
1532 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1533 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1534 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1535 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1536 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1537 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
1538 TVC MANAGEMENT LIMITED 2 0 2 0.00
1539 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1540 Two Fish Capital HK Limited 2 0 2 0.00 2010-08-17
1541 Tyche Group Limited 2 6 8 75.00
1542 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 54.55 2007-01-11
1543 UBS Asset Management (Hong Kong) Limited 7 32 39 82.05
1544 UBS DERIVATIVES HONG KONG LIMITED 4 39 43 90.70
1545 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1546 UBS SECURITIES ASIA LIMITED 13 460 473 97.25
1547 UBS SECURITIES HONG KONG LIMITED 8 80 88 90.91
1548 UIC FINANCIAL ADVISORS LIMITED 4 2 6 33.33 2010-04-13
1549 UNICORN SECURITIES COMPANY LIMITED 2 3 5 60.00
1550 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1551 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1552 United Securities Limited (HK) 2 2 4 50.00
1553 UNITED SIMSEN FOREX DEALERS LIMITED 3 38 41 92.68
1554 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1555 UOB ASIA (HONG KONG) LIMITED 4 1 5 20.00
1556 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
1557 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
1558 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1559 UPBEST COMMODITIES COMPANY LIMITED 3 8 11 72.73
1560 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1561 UPBEST SECURITIES COMPANY LIMITED 4 33 37 89.19
1562 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1563 VALUE PARTNERS HONG KONG LIMITED 3 45 48 93.75 2007-11-19
1564 VALUE PARTNERS LIMITED 5 44 49 89.80 2010-09-17
1565 Value Partners Private Equity Limited 2 4 6 66.67
1566 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2008-04-01
1567 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1568 Vantage Capital Markets HK Limited 5 23 28 82.14 2008-10-02
1569 Vantum Futures Limited 2 2 4 50.00
1570 VBG Capital Limited 4 2 6 33.33 2008-11-11
1571 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1572 VC BROKERAGE LIMITED 3 68 71 95.77
1573 VC CAPITAL LIMITED 5 7 12 58.33
1574 VC FUTURES LIMITED 4 39 43 90.70
1575 VC International Asset Management Limited 3 2 5 40.00
1576 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
1577 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
1578 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 85.71 2004-05-19
1579 VERCAP Financial Services Limited 2 0 2 0.00
1580 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1581 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1582 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1583 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1584 VICTORY SECURITIES COMPANY LIMITED 4 31 35 88.57 2007-02-16
1585 Viking Global Hong Kong Limited 2 1 3 33.33 2010-09-17
1586 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1587 Virtu ITG Hong Kong Limited 5 15 20 75.00
1588 Vision Capital Investment Management Limited 2 12 14 85.71 2003-12-17
1589 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1590 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2006-11-14
1591 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 4 8 50.00 2007-11-29
1592 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1593 VL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-04-15
1594 VMS Securities Limited 3 0 3 0.00
1595 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1596 Voras Capital Management (HK) Limited 2 1 3 33.33 2008-07-31
1597 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1598 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1599 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1600 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1601 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1602 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1603 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1604 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1605 WAKESTAR ADVISORS LIMITED 3 0 3 0.00 2010-12-15
1606 Wanhai Securities (HK) Limited 2 5 7 71.43
1607 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1608 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
1609 Waterland Securities (HK) Company Limited 4 11 15 73.33 2009-02-20
1610 Waton Securities International Limited 3 0 3 0.00
1611 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1612 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
1613 Well Link International Securities Limited 2 21 23 91.30
1614 Well Link Securities Limited 4 15 19 78.95 2005-11-11
1615 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1616 WELLCHAMP CAPITAL LIMITED 2 3 5 60.00
1617 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1618 Wellington Management Hong Kong Limited (b2003-01-02) 5 20 25 80.00 2003-09-18
1619 Wells Fargo Securities Asia Limited 4 11 15 73.33 2008-04-25
1620 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1621 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1622 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1623 WILBY SECURITIES LIMITED 2 3 5 60.00
1624 WILSON SECURITIES LIMITED 2 20 22 90.91 2010-02-25
1625 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
1626 Win Securities Limited 3 5 8 62.50
1627 WIN WONG SECURITIES LIMITED 3 39 42 92.86
1628 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1629 WINFULL SECURITIES LIMITED 3 19 22 86.36
1630 WING FAT SECURITIES LIMITED 3 8 11 72.73
1631 WING FUNG FOREX LIMITED 4 19 23 82.61 2009-01-08
1632 WING FUNG FUTURES LIMITED 4 28 32 87.50 2006-04-21
1633 WING FUNG SECURITIES LIMITED 3 26 29 89.66
1634 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1635 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1636 WING ON SECURITIES LIMITED 2 8 10 80.00
1637 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1638 WINGS SECURITIES (HK) LIMITED 2 7 9 77.78
1639 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
1640 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1641 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
1642 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1643 WINTECH SECURITIES LIMITED 4 14 18 77.78
1644 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
1645 WINTONE SECURITIES LIMITED 3 14 17 82.35 2004-02-16
1646 Wisetrade Securities Limited 3 9 12 75.00
1647 WM (HK) Limited 1 106 107 99.07
1648 WMG Asia Limited 2 1 3 33.33 2007-02-28
1649 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1650 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1651 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1652 WOCOM LIMITED (HK) 5 31 36 86.11
1653 WOCOM SECURITIES LIMITED 5 37 42 88.10
1654 Wolver Hill Asset Management Asia Limited 2 2 4 50.00 2009-03-10
1655 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1656 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2003-05-23
1657 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1658 YARDLEY SECURITIES LIMITED 2 5 7 71.43
1659 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1660 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1661 YF Life Investors Limited 3 96 99 96.97 2004-08-30
1662 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
1663 YICKO SECURITIES LIMITED 4 17 21 80.95
1664 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1665 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1666 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1667 Yorkville Advisors HK Limited 3 2 5 40.00 2009-03-18
1668 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1669 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1670 Yuanta Asia Investment (Hong Kong) Limited 16 189 205 92.20 2003-08-13
1671 Yuanta Financial (Hong Kong) Limited 4 2 6 33.33 2010-02-03
1672 Yuanta Securities (Hong Kong) Company Limited 12 43 55 78.18 2006-07-08
1673 YUE XIU FUTURES COMPANY LIMITED 2 4 6 66.67
1674 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 71.43
1675 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1676 Yuexiu REIT Asset Management Limited 2 3 5 60.00 2005-12-08
1677 Yunfeng Financial Markets Limited 4 5 9 55.56
1678 ZBI Asia Limited 3 3 6 50.00 2010-02-22
1679 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 50.00 2009-10-09
1680 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1681 Zhongrong International Futures Co., Limited 2 3 5 60.00
1682 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1683 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
1684 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1684 Average 3.32 22.32 25.65 87.04

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