SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1182 1188 99.49
2 Morgan Stanley Asia Limited 26 1163 1189 97.81 2006-04-07
3 OnePlatform Asset Management Limited 15 851 866 98.27 2007-07-04
4 GOLDMAN SACHS (ASIA) L.L.C. 61 825 886 93.12 2009-02-19
5 Merrill Lynch (Asia Pacific) Limited 20 822 842 97.62
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 699 705 99.15
7 Citigroup Global Markets Asia Limited 23 640 663 96.53 2008-03-31
8 Merrill Lynch Far East Limited 18 613 631 97.15 2010-08-20
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 562 573 98.08
10 Morgan Stanley Hong Kong Securities Limited 13 535 548 97.63 2010-11-30
11 Everbright Securities Investment Services (HK) Limited 9 493 502 98.21
12 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 15 490 505 97.03 2003-10-15
13 KGI ASIA LIMITED 13 481 494 97.37
14 Credit Suisse (Hong Kong) Limited 31 470 501 93.81 2008-11-04
15 UBS SECURITIES ASIA LIMITED 13 460 473 97.25
16 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
17 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 414 430 96.28 2003-09-30
18 CES Commodities (HK) Limited 4 390 394 98.98
19 MACQUARIE CAPITAL LIMITED 19 363 382 95.03
20 KGI FUTURES (HONG KONG) LIMITED 8 352 360 97.78
21 GOLDMAN SACHS FUTURES (ASIA) LIMITED 13 337 350 96.29
22 HAITONG INTERNATIONAL FUTURES LIMITED 9 337 346 97.40
23 BARCLAYS CAPITAL ASIA LIMITED 22 328 350 93.71 2005-01-12
24 BOCI SECURITIES LIMITED 17 322 339 94.99 2004-03-01
25 CELESTIAL SECURITIES LIMITED 6 311 317 98.11 2004-03-13
26 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 290 295 98.31 2006-01-25
27 BOCOM International Securities Limited 8 261 269 97.03 2007-09-10
28 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
29 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 243 251 96.81
30 Daiwa Capital Markets Hong Kong Limited 17 240 257 93.39 2007-10-05
31 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 228 235 97.02 2007-07-04
32 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 20 219 239 91.63 2008-08-20
33 Tung Shing Securities (Brokers) Limited 5 219 224 97.77
34 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 218 223 97.76
35 CLSA LIMITED 7 213 220 96.82
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 198 203 97.54
37 FULBRIGHT SECURITIES LIMITED 9 197 206 95.63 2010-05-18
38 CITIC Securities Brokerage (HK) Limited 12 195 207 94.20
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 191 197 96.95
40 Yuanta Asia Investment (Hong Kong) Limited 16 189 205 92.20 2003-08-13
41 SG SECURITIES (HK) LIMITED 24 188 212 88.68 2003-12-16
42 HSBC BROKING SECURITIES (ASIA) LIMITED 10 182 192 94.79
43 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 94.76 2004-01-08
44 CES Forex (HK) Limited 3 172 175 98.29
45 HSBC BROKING FUTURES (ASIA) LIMITED 7 171 178 96.07
46 EMPEROR SECURITIES LIMITED (HK) 6 166 172 96.51
47 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 166 171 97.08
48 DBS VICKERS (HONG KONG) LIMITED 4 163 167 97.60 2003-10-14
49 CELESTIAL COMMODITIES LIMITED 5 162 167 97.01
50 PRUDENTIAL BROKERAGE LIMITED 3 161 164 98.17
51 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 156 161 96.89 2009-10-15
52 CHIEF SECURITIES LIMITED 5 153 158 96.84 2006-04-20
53 EAST ASIA SECURITIES COMPANY LIMITED 4 151 155 97.42
54 HSBC BROKING FOREX (ASIA) LIMITED 8 151 159 94.97
55 FIL Investment Management (Hong Kong) Limited 7 144 151 95.36
56 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 21 139 160 86.88 2005-02-15
57 Quam Securities Limited 6 138 144 95.83 2004-10-15
58 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 134 138 97.10 2009-10-05
59 CLSA RESEARCH LIMITED 3 132 135 97.78
60 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
61 RHB SECURITIES HONG KONG LIMITED 8 130 138 94.20 2006-11-17
62 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
63 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 11 116 127 91.34
64 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 107 112 95.54
65 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 106 109 97.25
66 EMPEROR FUTURES LIMITED 3 106 109 97.25
67 WM (HK) Limited 1 106 107 99.07
68 SOUTH CHINA SECURITIES LIMITED 5 102 107 95.33
69 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 101 108 93.52 2003-12-02
70 JPMorgan Funds (Asia) Limited 9 101 110 91.82
71 Huarong International Securities Limited 7 97 104 93.27 2004-10-25
72 JPMorgan Asset Management (Asia Pacific) Limited 11 96 107 89.72 2006-02-16
73 YF Life Investors Limited 3 96 99 96.97 2004-08-30
74 Credit Agricole Securities (Asia) Limited 8 95 103 92.23
75 GET NICE SECURITIES LIMITED 5 94 99 94.95
76 Nerico Brothers Limited (HK) 12 94 106 88.68 2004-11-30
77 HSBC Global Asset Management (Hong Kong) Limited 15 93 108 86.11 2006-03-29
78 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 98.91
79 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
80 NOMURA SECURITIES (HONG KONG) LIMITED 3 89 92 96.74 2010-02-01
81 BlackRock (Hong Kong) Limited (d2017-01-20) 10 88 98 89.80
82 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
83 CORPORATE BROKERS LIMITED 4 86 90 95.56
84 Macquarie Corporate (Hong Kong) Limited 9 86 95 90.53
85 KINGSTON SECURITIES LIMITED 4 85 89 95.51
86 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 92.39 2004-10-14
87 FWD Life Insurance Company (Bermuda) Limited 4 84 88 95.45
88 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 84 89 94.38 2010-02-23
89 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 83 86 96.51
90 Julius Baer (Hong Kong) Limited 3 83 86 96.51 2006-09-14
91 MIZUHO SECURITIES ASIA LIMITED 17 83 100 83.00 2007-02-26
92 Newedge Broker Hong Kong Limited 5 83 88 94.32
93 CHIEF COMMODITIES LIMITED 4 82 86 95.35 2006-05-17
94 CITIC Securities Futures (HK) Limited 8 82 90 91.11
95 RBS Asia Corporate Finance Limited 6 81 87 93.10
96 UBS SECURITIES HONG KONG LIMITED 8 80 88 90.91
97 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 79 87 90.80 2003-10-31
98 BOCI ASIA LIMITED 16 78 94 82.98
99 FIL Investment Advisors 5 78 83 93.98
100 HSBC BROKING FUTURES (HONG KONG) LIMITED 7 78 85 91.76
101 iBest Consultants Limited 4 77 81 95.06 2008-04-15
102 Tung Shing Futures (Brokers) Limited 5 76 81 93.83
103 Credit Suisse Securities (Hong Kong) Limited 8 75 83 90.36
104 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 75 81 92.59
105 SOUTH CHINA COMMODITIES LIMITED 3 75 78 96.15
106 CCB INTERNATIONAL SECURITIES LIMITED 8 74 82 90.24 2005-08-19
107 SANFULL SECURITIES LIMITED 6 73 79 92.41
108 Success Securities Limited 3 73 76 96.05
109 CENTALINE WEALTH MANAGEMENT LIMITED 4 72 76 94.74 2004-04-02
110 MIB SECURITIES (HONG KONG) LIMITED 9 72 81 88.89
111 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 70 75 93.33
112 FULBRIGHT FUTURES LIMITED 4 69 73 94.52 2005-12-05
113 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 69 83 83.13 2004-05-31
114 VC BROKERAGE LIMITED 3 68 71 95.77
115 Lion Global Financial Limited 5 66 71 92.96 2008-10-10
116 orientiert XYZ Securities Limited 2 66 68 97.06 2004-12-03
117 RHB FUTURES HONG KONG LIMITED 5 64 69 92.75 2005-09-28
118 SAMSUNG SECURITIES (ASIA) LIMITED 5 64 69 92.75
119 CCB INTERNATIONAL CAPITAL LIMITED 12 63 75 84.00 2004-05-27
120 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
121 SINOPAC SECURITIES (ASIA) LIMITED 8 62 70 88.57
122 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 61 64 95.31
123 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 60 63 95.24
124 ENLIGHTEN SECURITIES LIMITED 4 60 64 93.75
125 Evergrande Securities (Hong Kong) Limited 6 59 65 90.77
126 FIRST SHANGHAI SECURITIES LIMITED 4 59 63 93.65
127 CHONG HING SECURITIES LIMITED 4 58 62 93.55
128 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 58 67 86.57 2005-06-06
129 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
130 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 57 63 90.48
131 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 90.48
132 ASSET MANAGEMENT GROUP LIMITED 2 56 58 96.55 2006-01-17
133 BOCI COMMODITIES & FUTURES LIMITED 3 56 59 94.92 2004-11-17
134 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 56 64 87.50
135 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
136 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
137 BLACKSTONE GROUP (HK) LIMITED (THE) 4 53 57 92.98 2008-10-14
138 ABCI Securities Company Limited 9 52 61 85.25 2005-11-15
139 AllianceBernstein Hong Kong Limited 8 52 60 86.67 2006-10-05
140 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
141 ICBC INTERNATIONAL SECURITIES LIMITED 7 51 58 87.93 2008-11-14
142 T G HOLBORN (HK) LIMITED 3 51 54 94.44
143 INVESCO HONG KONG LIMITED 7 50 57 87.72
144 BGC SECURITIES (HONG KONG) LLC 6 49 55 89.09 2007-08-29
145 Rakuten Securities Hong Kong Limited 2 49 51 96.08
146 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
147 Goldman Sachs Investment Management Hong Kong Limited 5 48 53 90.57
148 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 92.31
149 Standard Chartered Securities (Hong Kong) Limited 14 48 62 77.42
150 CHOW SANG SANG SECURITIES LIMITED 4 47 51 92.16
151 CVP Securities Limited 2 47 49 95.92 2004-07-09
152 MF Global Hong Kong Limited 7 47 54 87.04 2005-08-26
153 Taiping Securities (HK) Co Limited 5 47 52 90.38
154 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 46 52 88.46 2005-07-05
155 ICBC INTERNATIONAL FUTURES LIMITED 4 45 49 91.84 2009-05-06
156 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 45 49 91.84
157 VALUE PARTNERS HONG KONG LIMITED 3 45 48 93.75 2007-11-19
158 BOCI RESEARCH LIMITED 5 44 49 89.80
159 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 44 49 89.80
160 VALUE PARTNERS LIMITED 5 44 49 89.80 2010-09-17
161 Success Futures and Foreign Exchange Limited 5 43 48 89.58 2005-12-06
162 Yuanta Securities (Hong Kong) Company Limited 12 43 55 78.18 2006-07-08
163 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 10 42 52 80.77 2004-07-15
164 Funderstone Securities Limited 4 42 46 91.30
165 FWD Financial Planning Limited (HK) 5 42 47 89.36
166 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 42 44 95.45 2010-11-26
167 Funderstone Futures Limited 3 41 44 93.18
168 ONE CHINA SECURITIES LIMITED 2 41 43 95.35 2004-03-01
169 ICBC INTERNATIONAL CAPITAL LIMITED 9 40 49 81.63 2008-05-27
170 Rothschild & Co Hong Kong Limited 4 40 44 90.91 2005-04-27
171 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 93.02
172 TSE'S SECURITIES LIMITED 3 40 43 93.02
173 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
174 BlackRock Asset Management North Asia Limited 4 39 43 90.70 2003-12-16
175 UBS DERIVATIVES HONG KONG LIMITED 4 39 43 90.70
176 VC FUTURES LIMITED 4 39 43 90.70
177 WIN WONG SECURITIES LIMITED 3 39 42 92.86
178 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
179 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 38 41 92.68 2007-10-10
180 UNITED SIMSEN FOREX DEALERS LIMITED 3 38 41 92.68
181 CGS International Securities Hong Kong Limited 5 37 42 88.10
182 Evergrande Futures (Hong Kong) Limited 4 37 41 90.24 2003-11-21
183 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 37 44 84.09
184 Mason Securities Limited 6 37 43 86.05
185 WOCOM SECURITIES LIMITED 5 37 42 88.10
186 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 87.80
187 MIDLAND WEALTH MANAGEMENT LIMITED 3 36 39 92.31 2008-02-18
188 T.F.S. Derivatives HK Limited 4 36 40 90.00 2009-04-03
189 CASH Wealth Management Limited 3 35 38 92.11
190 CSC SECURITIES (HK) LIMITED 4 35 39 89.74 2003-12-29
191 KGI SECURITIES (HONG KONG) LIMITED 10 35 45 77.78
192 STOCKWELL SECURITIES LIMITED 3 35 38 92.11
193 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 91.89
194 IAM LEGACY LIMITED 4 34 38 89.47 2007-08-21
195 Mirae Asset Securities (HK) Limited 7 34 41 82.93 2007-01-11
196 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 33 43 76.74 2005-11-29
197 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
198 Macquarie Asia Securities Limited 2 33 35 94.29 2005-07-26
199 MIB FUTURES (HONG KONG) LIMITED 3 33 36 91.67
200 Point72 Hong Kong Limited 3 33 36 91.67 2006-11-14
201 UPBEST SECURITIES COMPANY LIMITED 4 33 37 89.19
202 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 88.89 2008-12-31
203 FIRST SHANGHAI FUTURES LIMITED 3 32 35 91.43
204 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
205 Halbis Capital Management (Hong Kong) Limited 7 32 39 82.05 2005-06-23
206 REDFORD SECURITIES LIMITED 2 32 34 94.12 2005-03-31
207 UBS Asset Management (Hong Kong) Limited 7 32 39 82.05
208 Amundi Hong Kong Limited 5 31 36 86.11
209 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
210 GFI (HK) SECURITIES L.L.C. 2 31 33 93.94 2007-06-18
211 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 7 31 38 81.58 2007-04-04
212 MUFG Securities Asia Limited 14 31 45 68.89 2010-12-31
213 NATIXIS ASIA LIMITED 3 31 34 91.18 2004-10-19
214 Rich Union Securities (H.K.) Limited 4 31 35 88.57
215 VICTORY SECURITIES COMPANY LIMITED 4 31 35 88.57 2007-02-16
216 WOCOM LIMITED (HK) 5 31 36 86.11
217 Mason Futures Limited (HK) 5 30 35 85.71
218 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 90.91
219 CSI Corporate Finance (HK) Limited 7 29 36 80.56 2007-08-01
220 GF Securities (Hong Kong) Brokerage Limited 6 29 35 82.86 2007-01-31
221 AXA Financial Planning (Hong Kong) Limited 5 28 33 84.85
222 BSI Investment Advisors (Hong Kong) Limited 3 28 31 90.32 2010-08-27
223 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
224 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
225 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 28 34 82.35
226 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 90.32
227 JF INTERNATIONAL MANAGEMENT INC. 3 28 31 90.32
228 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 84.85
229 WING FUNG FUTURES LIMITED 4 28 32 87.50 2006-04-21
230 ENLIGHTEN FUTURES LIMITED 5 27 32 84.38
231 IPP Financial Advisers Limited 1 27 28 96.43 2006-12-21
232 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
233 OnePlatform Securities Limited 2 27 29 93.10
234 PIPER JAFFRAY ASIA SECURITIES LIMITED 8 27 35 77.14
235 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
236 LEHIN SECURITIES LIMITED 3 26 29 89.66
237 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
238 Northern Trust Company of Hong Kong Limited (The) 3 26 29 89.66
239 PIPER JAFFRAY ASIA LIMITED 5 26 31 83.87
240 WING FUNG SECURITIES LIMITED 3 26 29 89.66
241 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 25 28 89.29 2007-01-30
242 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 25 31 80.65
243 IMC Asia Pacific Limited 3 25 28 89.29 2007-03-12
244 Mount Kellett Capital (Hong Kong) Limited 2 25 27 92.59 2008-09-25
245 TAI SHING STOCK INVESTMENT CO. LIMITED 3 25 28 89.29
246 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 92.31 2008-04-25
247 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
248 DELTA ASIA SECURITIES LIMITED 3 24 27 88.89
249 Glory Sun Securities Limited 4 24 28 85.71
250 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 85.71 2010-06-29
251 RBC Capital Markets (Hong Kong) Limited 2 24 26 92.31 2010-09-09
252 SBI China Capital Financial Services Limited 5 24 29 82.76 2008-09-19
253 SBI China Capital Securities Limited 5 24 29 82.76
254 CMB International Securities Limited 5 23 28 82.14 2010-06-15
255 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 23 26 88.46 2007-12-18
256 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 23 29 79.31
257 KAISER SECURITIES LIMITED 2 23 25 92.00
258 Prime Cdex Securities Limited 4 23 27 85.19
259 Rifa Securities Limited 4 23 27 85.19
260 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 23 25 92.00 2007-03-09
261 Vantage Capital Markets HK Limited 5 23 28 82.14 2008-10-02
262 BEA Union Investment Management Limited 5 22 27 81.48
263 CAPITAL RESEARCH COMPANY 3 22 25 88.00 2004-11-10
264 GAM HONG KONG LIMITED 3 22 25 88.00
265 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
266 Jefferies Hong Kong Limited 3 22 25 88.00 2010-01-04
267 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 91.67
268 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67
269 South China Forex Limited 3 22 25 88.00 2010-06-21
270 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
271 CAIIS Limited 3 21 24 87.50 2006-05-23
272 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
273 DWS Investments Hong Kong Limited 3 21 24 87.50
274 GUOTAI JUNAN CAPITAL LIMITED 6 21 27 77.78
275 Hafoo Securities Limited 3 21 24 87.50 2009-12-09
276 OKACHI (HONG KONG) COMPANY LIMITED 3 21 24 87.50
277 Well Link International Securities Limited 2 21 23 91.30
278 Channel 8 Wealth Management Limited 3 20 23 86.96 2010-01-27
279 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
280 Everbright Securities Digital Finance (HK) Limited 3 20 23 86.96
281 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
282 Fosun International Securities Limited 10 20 30 66.67 2008-06-23
283 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 20 25 80.00 2005-11-15
284 HUNG SING SECURITIES LIMITED 4 20 24 83.33
285 JIMEI SECURITIES LIMITED 3 20 23 86.96 2008-12-09
286 KAISER FUTURES LIMITED 3 20 23 86.96
287 Knight Capital Asia Limited 4 20 24 83.33 2008-10-23
288 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
289 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
290 Planetree Securities Limited 4 20 24 83.33
291 Telecom King Securities Limited 3 20 23 86.96 2007-10-17
292 Wellington Management Hong Kong Limited (b2003-01-02) 5 20 25 80.00 2003-09-18
293 WILSON SECURITIES LIMITED 2 20 22 90.91 2010-02-25
294 BMI FUNDS MANAGEMENT LIMITED 4 19 23 82.61 2010-09-10
295 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
296 CITIC Securities CLSA Capital Partners (HK) Limited 4 19 23 82.61
297 DL BROKERAGE LIMITED 3 19 22 86.36
298 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 90.48
299 HGNH International Futures Co., Limited 7 19 26 73.08 2007-06-26
300 HPEF Capital Partners Limited 8 19 27 70.37
301 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
302 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 19 21 90.48 2008-06-30
303 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 82.61 2007-05-17
304 ORIENT SECURITIES LIMITED 3 19 22 86.36
305 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 19 21 90.48 2007-01-09
306 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 19 27 70.37 2007-06-20
307 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 86.36
308 SINO CAPITAL SECURITIES LIMITED 3 19 22 86.36
309 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 19 29 65.52 2008-02-21
310 St. James's Place (Hong Kong) Limited 2 19 21 90.48
311 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 19 24 79.17 2007-04-26
312 WINFULL SECURITIES LIMITED 3 19 22 86.36
313 WING FUNG FOREX LIMITED 4 19 23 82.61 2009-01-08
314 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
315 BUSINESS SECURITIES LIMITED 2 18 20 90.00
316 CHEER UNION SECURITIES LIMITED 2 18 20 90.00
317 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 18 23 78.26 2007-12-07
318 CSC FUTURES (HK) LIMITED 3 18 21 85.71
319 Essence International Financial Holdings Limited 3 18 21 85.71
320 Essence International Securities (Hong Kong) Limited 2 18 20 90.00 2010-05-18
321 GAYANG SECURITIES LIMITED 3 18 21 85.71 2010-11-09
322 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 18 20 90.00 2007-04-18
323 HENYEP SECURITIES LIMITED 3 18 21 85.71
324 IBTS ASIA (HK) LIMITED 2 18 20 90.00 2005-11-17
325 INSTINET PACIFIC LIMITED 4 18 22 81.82
326 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 18 20 90.00
327 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
328 SBI China Capital Commodities Limited 5 18 23 78.26
329 Shang International Finance Limited 9 18 27 66.67
330 SINOPAC FUTURES (ASIA) LIMITED 5 18 23 78.26
331 TAI TAK SECURITIES (ASIA) LIMITED 4 18 22 81.82
332 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 85.71 2004-05-19
333 Allianz Global Investors Hong Kong Limited 4 17 21 80.95
334 Emperor Wealth Management Limited 3 17 20 85.00 2009-06-09
335 EWARTON SECURITIES LIMITED 6 17 23 73.91
336 GAOYU SECURITIES LIMITED 5 17 22 77.27
337 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 73.91
338 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 85.00
339 HSBC FUTURES (SINGAPORE) PTE LTD 4 17 21 80.95 2007-04-20
340 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
341 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00
342 Religare Capital Markets (Hong Kong) Limited 4 17 21 80.95 2008-07-24
343 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27 2009-06-02
344 SynerWealth Financial Limited 2 17 19 89.47 2009-02-04
345 T. Rowe Price Hong Kong Limited 2 17 19 89.47 2010-12-21
346 YICKO SECURITIES LIMITED 4 17 21 80.95
347 Beevest Securities Limited 5 16 21 76.19 2005-03-07
348 BOCI ASSET MANAGEMENT LIMITED 9 16 25 64.00
349 CHINA EVERBRIGHT CAPITAL LIMITED 7 16 23 69.57 2005-05-09
350 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
351 HAITONG INTERNATIONAL CAPITAL LIMITED 7 16 23 69.57
352 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 88.89 2004-12-16
353 KINGSTON FUTURES LIMITED 2 16 18 88.89
354 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 88.89 2003-07-08
355 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
356 Pictet Asset Management (Hong Kong) Limited 4 16 20 80.00 2006-10-26
357 SPS SECURITIES LIMITED 5 16 21 76.19
358 Sunrise Brokers (Hong Kong) Limited 2 16 18 88.89 2009-12-09
359 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
360 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
361 AIF Securities Limited 7 15 22 68.18 2004-11-02
362 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 15 23 65.22 2003-08-29
363 BERICH BROKERAGE LIMITED 2 15 17 88.24
364 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 15 19 78.95 2006-07-03
365 DBS ASIA CAPITAL LIMITED 5 15 20 75.00
366 FORTUNE (HK) SECURITIES LIMITED 2 15 17 88.24
367 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2005-01-27
368 HANG SENG SECURITIES LIMITED 6 15 21 71.43
369 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 83.33 2005-03-24
370 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
371 MTF SECURITIES LIMITED 2 15 17 88.24
372 SPARX Asia Investment Advisors Limited 5 15 20 75.00 2004-04-20
373 TT INTERNATIONAL (HONG KONG) LIMITED 7 15 22 68.18 2004-06-04
374 Virtu ITG Hong Kong Limited 5 15 20 75.00
375 Well Link Securities Limited 4 15 19 78.95 2005-11-11
376 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
377 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
378 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
379 CBH Asia Limited 3 14 17 82.35 2010-09-24
380 CC Finance Limited 4 14 18 77.78 2006-04-20
381 CLSA FUTURES LIMITED 3 14 17 82.35
382 CMBC SECURITIES COMPANY LIMITED 3 14 17 82.35 2008-01-24
383 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 14 17 82.35 2008-07-03
384 HUA NAN SECURITIES (HK) LIMITED 5 14 19 73.68 2008-04-08
385 Interactive Brokers LLC 3 14 17 82.35 2007-03-19
386 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 14 20 70.00 2006-09-12
387 Oppenheimer Investments Asia Limited 4 14 18 77.78 2010-02-12
388 Optima Capital Limited 4 14 18 77.78 2007-10-25
389 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
390 ORIENTAL WEALTH SECURITIES LIMITED 4 14 18 77.78 2008-09-05
391 Public Securities Limited 3 14 17 82.35
392 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 77.78
393 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 14 19 73.68 2008-12-18
394 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
395 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
396 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
397 WINTECH SECURITIES LIMITED 4 14 18 77.78
398 WINTONE SECURITIES LIMITED 3 14 17 82.35 2004-02-16
399 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
400 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
401 CELETIO INVESTMENTS LIMITED 3 13 16 81.25
402 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
403 CMB International Global Markets Limited 2 13 15 86.67
404 D. E. Shaw & Co. (Asia Pacific) Limited 4 13 17 76.47 2007-11-14
405 Eastspring Investments (Hong Kong) Limited 3 13 16 81.25 2006-08-08
406 Fidelity Management & Research (Hong Kong) Limited 3 13 16 81.25 2008-09-04
407 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 13 15 86.67
408 GF FUTURES (HONG KONG) CO., LIMITED 2 13 15 86.67 2007-02-16
409 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
410 HARVEST GLOBAL INVESTMENTS LIMITED 4 13 17 76.47 2009-02-16
411 Hong Kong Securities (International) Company Limited 2 13 15 86.67 2009-07-23
412 Income Partners Asset Management (HK) Limited 5 13 18 72.22
413 JPMorgan Asset Management Real Assets (Asia) Limited 4 13 17 76.47 2009-06-26
414 LIM ADVISORS LIMITED 2 13 15 86.67
415 MFG Limited (HK) 4 13 17 76.47 2006-07-17
416 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
417 Neuberger Berman Asia Limited 3 13 16 81.25 2008-03-13
418 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
419 Public Financial Securities Limited 3 13 16 81.25
420 Rifa Futures Limited 2 13 15 86.67 2008-12-01
421 Sino-Rich Securities & Futures Limited 4 13 17 76.47 2005-09-17
422 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
423 CITIC Securities Asset Management (HK) Limited 4 12 16 75.00 2008-08-01
424 CMB International Capital Limited 4 12 16 75.00 2010-09-07
425 CNI Securities Group Limited 2 12 14 85.71 2009-12-15
426 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 85.71 2008-12-17
427 Eclipse Options (HK) Limited 2 12 14 85.71 2007-05-31
428 ELSTONE SECURITIES LIMITED 4 12 16 75.00
429 Everbright Securities Global (HK) Limited 4 12 16 75.00
430 FIRST WORLDSEC SECURITIES LIMITED 4 12 16 75.00
431 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
432 HANG TAI SECURITIES LIMITED 3 12 15 80.00
433 HING WONG SECURITIES LIMITED 3 12 15 80.00
434 MALAHON SECURITIES LIMITED 2 12 14 85.71
435 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
436 Penjing Asset Management (HK) Limited 5 12 17 70.59 2005-03-24
437 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
438 REALINK FINANCIAL TRADE LIMITED 4 12 16 75.00 2003-09-25
439 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
440 Tiger Securities Asset Management Company Limited 6 12 18 66.67 2006-12-29
441 Vision Capital Investment Management Limited 2 12 14 85.71 2003-12-17
442 AISANCE ASSET MANAGEMENT LIMITED 5 11 16 68.75 2005-06-16
443 AMPLE CAPITAL LIMITED 8 11 19 57.89 2007-01-02
444 ASPEN HILL PARTNERS (HONG KONG) LIMITED 2 11 13 84.62 2008-08-08
445 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 78.57
446 Beijing Securities Limited 4 11 15 73.33 2008-11-07
447 BULLISH SECURITIES LIMITED 2 11 13 84.62
448 China Asset Management (Hong Kong) Limited 5 11 16 68.75 2008-12-10
449 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 11 16 68.75 2006-12-08
450 CTBC Asia Limited 5 11 16 68.75 2004-01-14
451 EAST ASIA FUTURES LIMITED 3 11 14 78.57
452 HENIK SECURITIES LIMITED 2 11 13 84.62
453 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
454 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
455 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
456 Keefe, Bruyette & Woods Asia Limited 8 11 19 57.89 2010-03-03
457 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
458 LAMTEX SECURITIES LIMITED 2 11 13 84.62
459 LEI SHING HONG SECURITIES LIMITED 3 11 14 78.57
460 MANGO FINANCIAL LIMITED 3 11 14 78.57
461 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
462 ORION INVESTMENT MANAGEMENT LIMITED 3 11 14 78.57 2009-11-06
463 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
464 PO SANG SECURITIES LIMITED 2 11 13 84.62
465 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
466 Rabo Brokerage HK Limited 2 11 13 84.62 2007-09-12
467 Redford Asset Management Limited 3 11 14 78.57 2010-03-09
468 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
469 Shacom Securities Limited 3 11 14 78.57
470 SHUN HENG SECURITIES LIMITED 2 11 13 84.62
471 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
472 Waterland Securities (HK) Company Limited 4 11 15 73.33 2009-02-20
473 Wells Fargo Securities Asia Limited 4 11 15 73.33 2008-04-25
474 AIF CAPITAL LIMITED 4 10 14 71.43
475 Anuenue Securities Limited 2 10 12 83.33
476 APG Investments Asia Limited 6 10 16 62.50 2008-11-18
477 Arta Asset Management Limited 4 10 14 71.43 2008-07-10
478 CES Capital International (Hong Kong) Co., Limited 7 10 17 58.82 2008-03-20
479 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 10 14 71.43 2007-04-20
480 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 71.43
481 Citadel Asia Limited 3 10 13 76.92 2005-10-21
482 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 10 14 71.43 2009-03-31
483 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
484 De Riva Asia Limited 2 10 12 83.33 2010-07-29
485 ELLIOTT ADVISORS (HK) LIMITED 3 10 13 76.92 2005-03-08
486 FIRST SECURITIES (HK) LIMITED 6 10 16 62.50 2009-08-03
487 GUOYUAN FUTURES (HONG KONG) LIMITED 1 10 11 90.91 2007-11-29
488 ICAP Equities Asia Limited 3 10 13 76.92 2008-12-22
489 iFAST Financial (HK) Limited 4 10 14 71.43 2007-03-30
490 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 83.33 2006-11-28
491 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
492 LOMBARD ODIER (HONG KONG) LIMITED 5 10 15 66.67
493 LUEN SING SECURITIES LIMITED 3 10 13 76.92
494 M&F Asset Management Limited 3 10 13 76.92
495 MCP Holdings Limited (HK) 2 10 12 83.33
496 Neutral Financial Holding Company Limited 3 10 13 76.92
497 Nomura Asset Management Hong Kong Limited 4 10 14 71.43
498 Open Securities Limited 4 10 14 71.43 2010-07-16
499 PIPER JAFFRAY ASIA FUTURES LIMITED 2 10 12 83.33 2004-02-13
500 RHB CAPITAL HONG KONG LIMITED 3 10 13 76.92
501 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2005-06-24
502 SAIL ADVISORS LIMITED 5 10 15 66.67 2004-05-17
503 SEEKERS MARKETS LIMITED 2 10 12 83.33
504 Sinofortune Securities Limited 4 10 14 71.43
505 SJS Markets Limited 3 10 13 76.92 2005-03-02
506 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
507 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2003-05-23
508 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
509 AM Squared Limited 2 9 11 81.82 2005-06-30
510 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
511 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 81.82
512 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
513 BOCOM International (Asia) Limited 8 9 17 52.94 2007-09-21
514 BOCOM International Asset Management Limited 6 9 15 60.00 2007-09-13
515 Bright Fund Management Limited 2 9 11 81.82
516 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
517 China Finance KAB Limited 3 9 12 75.00 2004-12-23
518 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
519 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
520 CHINA SYSTEM SECURITIES LIMITED 2 9 11 81.82 2005-07-07
521 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 9 12 75.00 2010-08-20
522 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
523 DAH SING SECURITIES LIMITED 2 9 11 81.82
524 FT Securities Limited 1 9 10 90.00 2005-09-22
525 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
526 Future Growth Financial Services Limited 2 9 11 81.82 2010-04-08
527 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
528 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
529 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 9 12 75.00 2004-11-29
530 HANG SENG FUTURES LIMITED 2 9 11 81.82
531 HSBC BROKING (CHINA) LIMITED 5 9 14 64.29
532 ICBC (ASIA) SECURITIES LIMITED 4 9 13 69.23
533 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
534 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
535 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
536 KWOK HING SECURITIES LIMITED 2 9 11 81.82
537 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
538 Minerva Holding Financial Securities Limited 2 9 11 81.82
539 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
540 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
541 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 75.00 2008-07-29
542 Pinpoint Investment Advisor Limited 3 9 12 75.00 2006-12-27
543 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
544 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
545 ROOFER SECURITIES LIMITED 3 9 12 75.00
546 RPS INVESTMENT LIMITED 4 9 13 69.23
547 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 9 16 56.25
548 SINOMAX SECURITIES LIMITED 2 9 11 81.82
549 StormHarbour Securities (Hong Kong) Limited 4 9 13 69.23 2010-03-18
550 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
551 TULLETT PREBON (HONG KONG) LIMITED 3 9 12 75.00 2010-08-26
552 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
553 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
554 Wisetrade Securities Limited 3 9 12 75.00
555 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
556 AD Capital Management (Hong Kong) Limited 2 8 10 80.00 2004-09-08
557 Astrum Capital Management Limited (HK) 4 8 12 66.67 2005-07-08
558 Belvest Investment Services Limited 2 8 10 80.00
559 BREVAN HOWARD (HONG KONG) LIMITED 4 8 12 66.67 2004-07-12
560 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
561 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
562 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 72.73
563 CHARLES SCHWAB, HONG KONG, LIMITED 4 8 12 66.67
564 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
565 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
566 China Tonghai (IA) Limited 2 8 10 80.00
567 CHRISTFUND FUTURES LIMITED 2 8 10 80.00
568 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
569 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
570 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
571 COHEN & STEERS ASIA LIMITED 3 8 11 72.73 2005-07-29
572 CSOP Asset Management Limited 2 8 10 80.00 2008-09-29
573 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
574 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
575 Hao Tian International Securities Limited 3 8 11 72.73
576 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
577 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
578 I-ACCESS INVESTORS LIMITED 6 8 14 57.14 2005-07-13
579 ICBC Asset Management (Global) Company Limited 4 8 12 66.67
580 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
581 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
582 JIMEI FUTURES LIMITED 2 8 10 80.00 2008-12-09
583 JINRUI FUTURES (HONG KONG) LIMITED 3 8 11 72.73 2007-07-27
584 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
585 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 61.54
586 KINGSWAY CAPITAL LIMITED 4 8 12 66.67 2008-08-14
587 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 66.67
588 LaSalle Investment Management Hong Kong Limited 3 8 11 72.73 2007-06-14
589 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
590 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
591 Marshall Wace Gavekal Asia Limited 2 8 10 80.00 2008-06-30
592 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
593 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
594 NEW TREND FUTURES LIMITED 4 8 12 66.67
595 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
596 ONSHINE SECURITIES LIMITED 3 8 11 72.73
597 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
598 Planetree Futures Limited 4 8 12 66.67
599 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
600 SDHG International Securities Limited 3 8 11 72.73
601 SENRIGAN CAPITAL GROUP LIMITED 2 8 10 80.00 2009-08-27
602 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 8 10 80.00 2007-08-17
603 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 80.00 2007-05-15
604 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 66.67
605 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
606 Templewater Hong Kong Limited 4 8 12 66.67
607 TPG-AXON CAPITAL (HK), LIMITED 2 8 10 80.00 2005-05-31
608 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 66.67
609 UPBEST COMMODITIES COMPANY LIMITED 3 8 11 72.73
610 WING FAT SECURITIES LIMITED 3 8 11 72.73
611 WING ON SECURITIES LIMITED 2 8 10 80.00
612 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
613 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
614 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
615 Anli Securities Limited 2 7 9 77.78
616 Bradbury Securities Limited 2 7 9 77.78
617 Capital International, Inc. 2 7 9 77.78 2007-07-03
618 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
619 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
620 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
621 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
622 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
623 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
624 EQT Partners Asia Limited 3 7 10 70.00
625 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
626 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
627 Evo Capital Management Asia Limited 2 7 9 77.78 2007-08-22
628 Fortune Origin Securities Limited 3 7 10 70.00 2009-07-09
629 GF Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-11-08
630 GF Capital (Hong Kong) Limited 6 7 13 53.85 2007-01-31
631 Goldin Equities Limited 4 7 11 63.64 2008-12-17
632 Hong Kong Stock Link Securities Limited 2 7 9 77.78
633 Hongkong Bay Securities Limited 2 7 9 77.78
634 Huajin Corporate Finance (International) Limited 4 7 11 63.64
635 Joy Silver Limited 3 7 10 70.00
636 KILMOREY SECURITIES LIMITED 2 7 9 77.78
637 KMT SECURITIES LIMITED 2 7 9 77.78
638 KVB Kunlun Securities (HK) Limited 4 7 11 63.64 2008-07-02
639 Merdeka Securities Limited 2 7 9 77.78
640 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
641 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 7 9 77.78
642 Nikko Asset Management Hong Kong Limited 2 7 9 77.78
643 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
644 PERRY CAPITAL (ASIA) LIMITED 2 7 9 77.78 2006-09-12
645 PHOENIX CAPITAL SECURITIES LIMITED 6 7 13 53.85 2006-07-03
646 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 7 14 50.00 2007-03-01
647 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 7 11 63.64
648 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
649 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 58.33 2008-07-29
650 Quam Capital Limited (b1994-08-04) 6 7 13 53.85
651 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
652 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
653 SOLID KING SECURITIES LIMITED 3 7 10 70.00
654 TANG PING KONG LIMITED 3 7 10 70.00
655 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2006-03-24
656 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
657 VC CAPITAL LIMITED 5 7 12 58.33
658 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
659 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
660 WINGS SECURITIES (HK) LIMITED 2 7 9 77.78
661 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
662 Zijing Capital Limited 3 7 10 70.00 2003-05-07
663 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 75.00
664 abrdn Hong Kong Limited 4 6 10 60.00
665 BALLINGAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2004-08-13
666 BOKHARY SECURITIES LIMITED 2 6 8 75.00
667 BUSINESS FUTURES LIMITED 2 6 8 75.00
668 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
669 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
670 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
671 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
672 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
673 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 60.00
674 Coventry Capital HK Limited 2 6 8 75.00 2010-03-22
675 Cowen and Company (Asia) Limited 4 6 10 60.00 2003-12-19
676 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 6 11 54.55
677 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 66.67
678 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
679 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
680 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
681 FLAG Squadron Asia Limited 7 6 13 46.15 2006-10-24
682 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
683 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
684 GT CAPITAL LIMITED 2 6 8 75.00
685 Guo Tong Capital Management Company Limited 2 6 8 75.00 2010-05-24
686 HERMES SECURITIES LIMITED 2 6 8 75.00
687 HONG KONG INTERNATIONAL FUTURES LIMITED 3 6 9 66.67
688 HPEF Venture Partners Limited 4 6 10 60.00
689 Huayu Securities Limited 2 6 8 75.00
690 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
691 IVORY CAPITAL PRIVATE LIMITED 2 6 8 75.00 2007-03-21
692 K.K.M. SECURITIES LIMITED 2 6 8 75.00
693 KB Securities Hong Kong Limited 3 6 9 66.67
694 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
695 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
696 LEE'S SECURITIES COMPANY LIMITED 3 6 9 66.67 2005-01-03
697 Legg Mason International Equities (Hong Kong) Limited 3 6 9 66.67
698 LUEN HING SECURITIES LIMITED 2 6 8 75.00
699 M SECURITIES LIMITED (HK) 2 6 8 75.00 2006-02-23
700 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 6 9 66.67
701 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2008-09-03
702 MY.Alpha Management HK Advisors Limited 2 6 8 75.00 2007-10-31
703 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 6 10 60.00
704 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
705 Oreana Financial Services Limited 4 6 10 60.00
706 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
707 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 75.00
708 Providence Equity Asia Limited 2 6 8 75.00 2007-08-23
709 Redwood Peak Limited 2 6 8 75.00 2007-10-05
710 SPS COMMODITIES LIMITED 2 6 8 75.00
711 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
712 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
713 T G SECURITIES LIMITED 4 6 10 60.00 2005-12-19
714 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
715 THING ON SECURITIES LIMITED 2 6 8 75.00
716 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
717 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
718 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
719 Tyche Group Limited 2 6 8 75.00
720 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 54.55 2007-01-11
721 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
722 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
723 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
724 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
725 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
726 Aevitas Securities Limited 2 5 7 71.43
727 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
728 AJ Securities Limited 2 5 7 71.43
729 Alpha Financial Group Limited 2 5 7 71.43 2005-10-31
730 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
731 AP Asset Management (HK) Limited 2 5 7 71.43 2004-07-07
732 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
733 ASA SECURITIES LIMITED 3 5 8 62.50 2010-08-19
734 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
735 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 62.50
736 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
737 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2006-11-01
738 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 5 11 45.45
739 BWC FOREX LIMITED 2 5 7 71.43 2009-12-11
740 Chanceton Capital Partners Limited 2 5 7 71.43
741 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
742 China Integrity Investment Limited 4 5 9 55.56 2009-09-18
743 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 71.43
744 CMS CAPITAL (HK) CO., LIMITED 5 5 10 50.00 2004-05-06
745 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
746 DNB Asset Management (Asia) Limited 3 5 8 62.50
747 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 62.50 2009-01-02
748 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-02-26
749 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
750 FAIRWIN BROKING LIMITED 2 5 7 71.43
751 FDB Financial Group Limited 2 5 7 71.43
752 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
753 FRM HONG KONG LIMITED (d2014-05-18) 2 5 7 71.43 2008-05-14
754 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
755 GAVEKAL CAPITAL LIMITED 2 5 7 71.43 2003-06-09
756 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
757 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
758 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
759 Guosen Securities (HK) Brokerage Company, Limited 2 5 7 71.43 2010-02-26
760 HAMON ASIAN ADVISORS LIMITED 2 5 7 71.43
761 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
762 Imagi Brokerage Limited 3 5 8 62.50
763 INTERCHINA SECURITIES LIMITED 3 5 8 62.50
764 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
765 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 5 9 55.56
766 La Roche & Co Asia Limited 2 5 7 71.43 2008-03-05
767 LCA Solutions Limited 2 5 7 71.43 2010-07-30
768 MAN HON YEUNG SECURITIES LIMITED 2 5 7 71.43
769 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
770 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
771 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
772 Monex Boom Securities (H.K.) Limited 3 5 8 62.50
773 OP INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56 2004-02-18
774 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
775 OTCex Hong Kong Limited 2 5 7 71.43 2010-08-23
776 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
777 PIMCO Asia Limited 2 5 7 71.43 2006-05-17
778 PineBridge Investments Hong Kong Limited 4 5 9 55.56
779 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
780 PO LEE SECURITIES LIMITED 2 5 7 71.43
781 Qantex Capital Markets Limited 2 5 7 71.43 2009-04-14
782 Renaissance Capital (Hong Kong) Limited 5 5 10 50.00 2010-09-02
783 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
784 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
785 Segantii Capital Management Limited 4 5 9 55.56 2007-11-22
786 SELINA & CO. LIMITED (HK) 2 5 7 71.43
787 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
788 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
789 SOUTH CHINA RESEARCH LIMITED 4 5 9 55.56
790 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 83.33
791 STOCKWELL COMMODITIES LIMITED 3 5 8 62.50
792 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
793 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
794 Tensant Securities Limited 2 5 7 71.43 2004-08-25
795 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
796 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2006-11-14
797 Wanhai Securities (HK) Limited 2 5 7 71.43
798 Win Securities Limited 3 5 8 62.50
799 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
800 YARDLEY SECURITIES LIMITED 2 5 7 71.43
801 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 71.43
802 Yunfeng Financial Markets Limited 4 5 9 55.56
803 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 50.00 2009-10-09
804 Allard Partners Limited 2 4 6 66.67
805 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
806 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
807 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
808 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
809 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
810 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
811 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
812 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
813 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
814 Bosera Asset Management (International) Co., Limited 2 4 6 66.67 2010-11-05
815 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2006-05-23
816 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
817 Central Asset Investments and Management Holdings (HK) Limited 3 4 7 57.14 2005-08-05
818 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
819 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
820 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
821 Chuo Mitsui Investments Hong Kong Limited 3 4 7 57.14 2009-04-30
822 CS Wealth Securities Limited 4 4 8 50.00
823 CSC ASIA LIMITED 2 4 6 66.67
824 DTC Investment Management (HK) Limited 3 4 7 57.14 2008-11-20
825 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00 2009-12-24
826 EVERHOT SECURITIES LIMITED 3 4 7 57.14
827 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
828 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
829 FE SECURITIES LIMITED 2 4 6 66.67
830 Finet Securities Limited 4 4 8 50.00
831 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
832 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
833 GLS SECURITIES LIMITED 2 4 6 66.67
834 Goldbridge Securities Limited 3 4 7 57.14
835 Grand Cartel Securities Company Limited 2 4 6 66.67
836 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 50.00 2009-03-20
837 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
838 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
839 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
840 HUNG SING FUTURES LIMITED 2 4 6 66.67
841 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 57.14 2009-11-16
842 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
843 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
844 JANCHOR PARTNERS LIMITED 2 4 6 66.67 2009-11-06
845 Japaninvest (Hong Kong) Limited 3 4 7 57.14 2010-10-26
846 KGI CAPITAL ASIA LIMITED 6 4 10 40.00
847 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
848 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
849 KPMG CORPORATE FINANCE LIMITED 4 4 8 50.00
850 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
851 Longitude Asia Limited 2 4 6 66.67
852 Mackenzie Investments Asia Limited 4 4 8 50.00
853 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 4 6 66.67 2007-05-11
854 MEGABASE SECURITIES LIMITED 2 4 6 66.67
855 MERCER INVESTMENTS (HK) LIMITED 2 4 6 66.67 2005-08-04
856 MOELIS & COMPANY ASIA LIMITED 2 4 6 66.67 2009-12-11
857 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
858 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
859 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 4 9 44.44 2009-04-09
860 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
861 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
862 Oshidori Securities Limited 3 4 7 57.14
863 PGIM (Hong Kong) Limited 2 4 6 66.67
864 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2009-07-30
865 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14
866 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
867 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
868 Quam Asset Management Limited (b1983-06-28) 4 4 8 50.00
869 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
870 RHB ASSET MANAGEMENT LIMITED 4 4 8 50.00 2008-05-08
871 ROSA SECURITIES LIMITED 3 4 7 57.14
872 Samena Capital Hong Kong Limited 4 4 8 50.00 2009-09-01
873 SANSTON FINANCIAL GROUP LIMITED 2 4 6 66.67 2007-06-12
874 SEI INVESTMENTS (ASIA) LIMITED 3 4 7 57.14 2005-03-02
875 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-08-14
876 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
877 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
878 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
879 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
880 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
881 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
882 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
883 Value Partners Private Equity Limited 2 4 6 66.67
884 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 4 8 50.00 2007-11-29
885 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
886 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
887 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
888 YF FUTURES COMPANY LIMITED 2 4 6 66.67
889 YUE XIU FUTURES COMPANY LIMITED 2 4 6 66.67
890 3V Capital Limited 3 3 6 50.00 2005-07-18
891 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
892 Absolute Investment Management (HK) Limited 2 3 5 60.00
893 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
894 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
895 ARCH Capital Management Co. Limited 3 3 6 50.00 2009-02-19
896 ASM ADVISORY LIMITED 1 3 4 75.00 2009-11-30
897 Averest Capital Limited 2 3 5 60.00
898 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
899 Black Marble Securities Limited 2 3 5 60.00
900 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
901 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
902 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
903 Cambridge Strategy (Asset Management) Asia Limited (The) 4 3 7 42.86 2010-09-13
904 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
905 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
906 CCB Securities Limited 2 3 5 60.00
907 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
908 CES International Commodities (HK) Limited 2 3 5 60.00
909 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
910 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
911 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
912 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
913 China Reserve Securities Limited 4 3 7 42.86
914 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
915 China Universal Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2010-02-19
916 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
917 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
918 CMB International Capital Holdings Corporation Limited 5 3 8 37.50 2003-12-17
919 COMGEST FAR EAST LIMITED 4 3 7 42.86
920 CTW SECURITIES LIMITED 2 3 5 60.00
921 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
922 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
923 Elements Advisors Limited 2 3 5 60.00 2010-06-08
924 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
925 EnTrustPermal (Hong Kong) Limited 3 3 6 50.00 2006-03-09
926 ENZARD LIMITED 2 3 5 60.00 2004-05-21
927 Essence Futures (Hong Kong) Limited 2 3 5 60.00 2010-10-25
928 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
929 F. R. ZIMMERN LIMITED 2 3 5 60.00
930 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 4 3 7 42.86 2004-11-12
931 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
932 Fubon Fund Management (Hong Kong) Limited 3 3 6 50.00
933 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
934 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
935 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
936 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
937 Great Lakes Hong Kong Limited 3 3 6 50.00 2010-04-26
938 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2010-06-29
939 Guotai Junan FX Limited 3 3 6 50.00 2010-10-21
940 Hamilton Lane (Hong Kong) Limited 2 3 5 60.00 2010-07-05
941 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
942 HANTEC FUTURES LIMITED 3 3 6 50.00 2008-12-19
943 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 50.00 2008-03-27
944 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
945 HOI SANG SECURITIES LIMITED 2 3 5 60.00
946 iBest Securities Company Limited 3 3 6 50.00
947 iFAST Securities (HK) Limited 3 3 6 50.00
948 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
949 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
950 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
951 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 42.86 2004-08-30
952 iTTa Capital Limited 2 3 5 60.00 2003-05-29
953 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
954 JIMEI ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-02-03
955 Kam Wah Investments Limited 2 3 5 60.00
956 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 60.00
957 KCG FUND MANAGEMENT LIMITED 3 3 6 50.00 2007-05-04
958 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
959 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
960 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
961 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
962 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
963 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-04-01
964 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
965 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
966 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
967 MORTON SECURITIES LIMITED 2 3 5 60.00
968 Nuada Limited 2 3 5 60.00 2004-01-15
969 OMNIX CAPITAL LIMITED 3 3 6 50.00 2009-03-19
970 ORIENT SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2010-07-21
971 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
972 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
973 PEAK CAPITAL LIMITED (b2004-03-30) 3 3 6 50.00 2004-10-28
974 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
975 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
976 QMIS Securities Limited 3 3 6 50.00 2009-07-24
977 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
978 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
979 RBS Asia Futures Limited 3 3 6 50.00
980 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
981 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
982 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
983 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
984 SDHG International Asset Management Limited 5 3 8 37.50 2008-12-02
985 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-11-07
986 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
987 SFM HK Management Limited 2 3 5 60.00 2010-11-01
988 SIU ON SECURITIES LIMITED 3 3 6 50.00
989 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
990 STARLING GROUP SECURITIES LIMITED 2 3 5 60.00 2008-11-05
991 SUN'S FUTURE LIMITED 3 3 6 50.00
992 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
993 Synergy Fund Management Group Limited 2 3 5 60.00 2010-05-26
994 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 37.50 2008-08-07
995 TANG KEE SECURITIES LIMITED 3 3 6 50.00
996 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 60.00 2008-04-11
997 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
998 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
999 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1000 TRUTH SECURITIES LIMITED 4 3 7 42.86
1001 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 50.00 2009-11-19
1002 UNICORN SECURITIES COMPANY LIMITED 2 3 5 60.00
1003 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
1004 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1005 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1006 WELLCHAMP CAPITAL LIMITED 2 3 5 60.00
1007 WILBY SECURITIES LIMITED 2 3 5 60.00
1008 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
1009 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1010 Yuexiu REIT Asset Management Limited 2 3 5 60.00 2005-12-08
1011 ZBI Asia Limited 3 3 6 50.00 2010-02-22
1012 Zhongrong International Futures Co., Limited 2 3 5 60.00
1013 313 Capital Management Limited 4 2 6 33.33 2010-04-19
1014 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1015 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
1016 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1017 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
1018 Arta Global Futures Limited 3 2 5 40.00
1019 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1020 Avia Asset Management Limited 2 2 4 50.00
1021 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1022 BaoQiao Partners Capital Limited 2 2 4 50.00 2008-03-05
1023 BEAR BRIGHT LIMITED 2 2 4 50.00
1024 Black's Link Capital Limited 2 2 4 50.00 2010-01-29
1025 BLOOMYEARS LIMITED 2 2 4 50.00
1026 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1027 Bosen Asset Management Limited 2 2 4 50.00 2010-03-11
1028 Broadway Wealth Management Limited 2 2 4 50.00
1029 BTG Pactual Asia Limited 3 2 5 40.00 2009-08-13
1030 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1031 Celera Markets Limited 2 2 4 50.00 2008-08-12
1032 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2008-10-31
1033 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 50.00 2010-07-12
1034 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 40.00
1035 ChapmanCraig Limited 2 2 4 50.00
1036 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
1037 Chepstow Capital Advisors Limited 2 2 4 50.00 2009-10-20
1038 China Enterprise Securities Company Limited 2 2 4 50.00
1039 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1040 China Finance Holdings Limited 2 2 4 50.00
1041 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1042 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1043 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
1044 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1045 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1046 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
1047 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
1048 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1049 COL Securities (HK) Limited 2 2 4 50.00
1050 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1051 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1052 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 33.33 2009-10-14
1053 Diamond Dragon Advisors Limited 3 2 5 40.00 2010-06-22
1054 Double Haven Capital (Hong Kong) Limited 2 2 4 50.00 2007-02-16
1055 Encap (Global) Asset Management Limited 2 2 4 50.00 2009-03-30
1056 Essence Corporate Finance (Hong Kong) Limited 2 2 4 50.00 2010-09-01
1057 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
1058 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1059 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1060 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1061 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1062 Fry Group (H.K.) Limited (The) 3 2 5 40.00 2010-07-09
1063 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1064 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1065 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1066 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1067 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
1068 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1069 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1070 Goldin Financial Limited 3 2 5 40.00 2009-06-01
1071 Goldyard Capital Limited 2 2 4 50.00
1072 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
1073 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
1074 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
1075 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 2 4 50.00 2008-05-29
1076 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1077 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1078 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1079 HFS ASSET MANAGEMENT LIMITED 2 2 4 50.00
1080 HIG FUTURES LIMITED 2 2 4 50.00 2010-06-30
1081 HIP HING SECURITIES LIMITED 2 2 4 50.00
1082 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2007-09-21
1083 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1084 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1085 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2005-06-01
1086 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1087 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-13
1088 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1089 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
1090 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1091 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
1092 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1093 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1094 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1095 Lexicon Partners (Asia) Limited 2 2 4 50.00 2007-03-21
1096 Lighthorse Asset Management (HK) Limited 2 2 4 50.00 2009-09-04
1097 LONGREACH GROUP LIMITED (THE) 1 2 3 66.67 2006-08-01
1098 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1099 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1100 Matrix Securities Limited 5 2 7 28.57
1101 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
1102 MEAG Hong Kong Limited 4 2 6 33.33
1103 MESSIS CAPITAL LIMITED 2 2 4 50.00
1104 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
1105 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1106 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1107 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2007-09-06
1108 Nittan Securities Asia Limited 2 2 4 50.00
1109 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1110 Oberweis Asset Management (Asia) Limited 2 2 4 50.00 2008-03-06
1111 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
1112 Oshidori Corporate Finance Limited 2 2 4 50.00
1113 Pacific Advantage Capital Limited 4 2 6 33.33 2010-10-25
1114 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
1115 PACIFIC GROUP LIMITED (THE) 3 2 5 40.00
1116 PAMA GROUP (HONG KONG) LIMITED 2 2 4 50.00
1117 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1118 Permira Advisers Limited 2 2 4 50.00 2008-08-19
1119 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1120 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1121 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1122 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1123 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1124 RICHLAND WORLDWIDE LIMITED 2 2 4 50.00 2004-04-15
1125 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 40.00
1126 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1127 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1128 SHACOM FUTURES LIMITED 2 2 4 50.00
1129 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 40.00
1130 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1131 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1132 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1133 SPDB International Holdings Limited 4 2 6 33.33
1134 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1135 STANHILL (HONG KONG) LIMITED 2 2 4 50.00
1136 STARLING GROUP FUTURES LIMITED 1 2 3 66.67 2008-11-05
1137 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1138 SUN YI COMPANY LIMITED 2 2 4 50.00 2008-01-31
1139 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1140 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1141 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1142 TC Capital International Limited 3 2 5 40.00 2010-08-11
1143 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
1144 Tora Trading Services Limited (HK) 3 2 5 40.00 2008-11-14
1145 Tractus Asset Management Limited 2 2 4 50.00 2009-12-31
1146 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1147 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1148 UIC FINANCIAL ADVISORS LIMITED 4 2 6 33.33 2010-04-13
1149 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1150 United Securities Limited (HK) 2 2 4 50.00
1151 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1152 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1153 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2008-04-01
1154 Vantum Futures Limited 2 2 4 50.00
1155 VBG Capital Limited 4 2 6 33.33 2008-11-11
1156 VC International Asset Management Limited 3 2 5 40.00
1157 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1158 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1159 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1160 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1161 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1162 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1163 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1164 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1165 Wolver Hill Asset Management Asia Limited 2 2 4 50.00 2009-03-10
1166 Yorkville Advisors HK Limited 3 2 5 40.00 2009-03-18
1167 Yuanta Financial (Hong Kong) Limited 4 2 6 33.33 2010-02-03
1168 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1169 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1170 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1171 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 25.00 2003-11-29
1172 Aliantis Capital Limited 4 1 5 20.00 2007-10-10
1173 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1174 Altis Partners (Asia) Limited 2 1 3 33.33 2010-10-22
1175 ALTUS CAPITAL LIMITED 3 1 4 25.00
1176 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1177 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1178 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1179 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
1180 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1181 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
1182 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1183 Asia Frontier Investments Limited 2 1 3 33.33 2009-04-28
1184 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1185 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1186 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1187 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1188 Blossomhill Investment Limited 3 1 4 25.00 2010-03-04
1189 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1190 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1191 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1192 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-08-23
1193 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1194 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1195 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
1196 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1197 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1198 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1199 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1200 China Value Investment Limited (HK) 3 1 4 25.00 2008-07-15
1201 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
1202 CHUANGS & CO. LIMITED 3 1 4 25.00
1203 CICC US Securities, Inc. 2 1 3 33.33 2007-08-03
1204 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 33.33
1205 CMB International Asset Management Limited 3 1 4 25.00 2010-05-26
1206 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1207 CNCB (Hong Kong) Capital Limited 5 1 6 16.67 2010-10-27
1208 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1209 ConvergEx Asia Pacific Limited 3 1 4 25.00 2010-12-03
1210 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1211 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1212 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1213 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1214 DALTON CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-18
1215 Delta Asia Wealth Management Limited 2 1 3 33.33
1216 DigitalBridge Management Asia Limited 3 1 4 25.00 2010-07-20
1217 DONVEX CAPITAL LIMITED 3 1 4 25.00 2009-01-29
1218 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1219 EAA SECURITIES LIMITED 2 1 3 33.33
1220 EAM Investment Advisors Limited 3 1 4 25.00 2009-11-16
1221 East Park Investment Management Co Limited 2 1 3 33.33 2010-10-04
1222 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1223 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
1224 Essence Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-08-19
1225 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1226 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1227 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1228 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1229 FORTUNE FINANCIAL CAPITAL LIMITED 3 1 4 25.00 2009-03-12
1230 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
1231 Fubon Capital (HK) Limited 2 1 3 33.33
1232 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1233 GCAM Limited 3 1 4 25.00 2004-10-19
1234 GCIS LIMITED 2 1 3 33.33 2007-05-16
1235 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 25.00 2006-02-08
1236 GIGA (HONG KONG) LIMITED 2 1 3 33.33
1237 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-12-02
1238 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1239 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 1 3 33.33
1240 Greenfield Asset Management Limited 2 1 3 33.33 2005-11-11
1241 Grit Securities Limited 2 1 3 33.33
1242 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
1243 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1244 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1245 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1246 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1247 HOORAY SECURITIES LIMITED 2 1 3 33.33
1248 Horizon Asset International (HK) Limited 3 1 4 25.00 2008-09-03
1249 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1250 HT CAPITAL MANAGEMENT LIMITED 5 1 6 16.67
1251 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1252 iFAST Global Markets (HK) Limited 3 1 4 25.00 2008-02-12
1253 IMARKETS LIMITED 2 1 3 33.33
1254 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1255 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
1256 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2010-10-06
1257 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1258 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1259 INTERCHINA FUTURES LIMITED 3 1 4 25.00
1260 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 4 1 5 20.00
1261 INV Partners Limited 2 1 3 33.33 2009-11-24
1262 IREALITY INVESTMENTS LIMITED 3 1 4 25.00 2007-12-21
1263 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2009-11-16
1264 iVenture Investment Management Limited 2 1 3 33.33
1265 JT CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2010-10-13
1266 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1267 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1268 Kaiser KT Capital Limited 4 1 5 20.00
1269 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1270 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1271 Kerogen Capital (Asia) Limited 2 1 3 33.33 2010-02-01
1272 KGI Asset Management Limited 2 1 3 33.33
1273 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1274 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1275 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1276 LBN Advisers Limited 2 1 3 33.33 2007-09-13
1277 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1278 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1279 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1280 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1281 M3 Capital Partners (HK) Limited 3 1 4 25.00 2008-10-17
1282 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1283 MCP Asset Management Company Limited 3 1 4 25.00 2005-08-23
1284 MEIJI YASUDA ASIA LIMITED 3 1 4 25.00
1285 MING HON SECURITIES LIMITED 3 1 4 25.00
1286 MIS SERVICES LIMITED (d2019-06-01) 2 1 3 33.33
1287 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1288 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1289 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1290 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1291 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1292 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1293 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1294 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1295 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1296 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1297 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1298 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1299 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1300 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1301 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1302 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 33.33 2010-07-12
1303 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1304 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1305 QH CAPITAL LIMITED 1 1 2 50.00 2009-07-22
1306 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1307 R.J. O'Brien & Associates HK Limited 1 1 2 50.00 2007-10-29
1308 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1309 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1310 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
1311 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1312 Safari Asia Limited 2 1 3 33.33 2010-04-30
1313 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1314 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1315 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1316 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
1317 SHENG YUAN SECURITIES LIMITED 3 1 4 25.00 2010-10-27
1318 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1319 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1320 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1321 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1322 SKY WARD ASIA LIMITED 2 1 3 33.33
1323 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1324 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
1325 SOUTH CHINA CAPITAL LIMITED 4 1 5 20.00
1326 Springboard Capital Limited 2 1 3 33.33 2010-07-02
1327 Stellar Securities Limited 2 1 3 33.33
1328 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1329 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1330 Sumo Asset Management Limited 4 1 5 20.00 2010-07-07
1331 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1332 T & F Equities Limited 2 1 3 33.33 2005-11-23
1333 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1334 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1335 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1336 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
1337 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1338 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1339 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1340 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1341 TIRESIAS CAPITAL HONG KONG LIMITED 2 1 3 33.33 2010-03-11
1342 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1343 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1344 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1345 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1346 UOB ASIA (HONG KONG) LIMITED 4 1 5 20.00
1347 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1348 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1349 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1350 Viking Global Hong Kong Limited 2 1 3 33.33 2010-09-17
1351 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1352 VL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-04-15
1353 Voras Capital Management (HK) Limited 2 1 3 33.33 2008-07-31
1354 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
1355 WMG Asia Limited 2 1 3 33.33 2007-02-28
1356 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1357 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1358 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1359 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1360 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1361 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1362 AASTOCKS.COM LIMITED 2 0 2 0.00
1363 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1364 ACM ASIA LIMITED 2 0 2 0.00
1365 ADM SECURITIES LIMITED 2 0 2 0.00
1366 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1367 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1368 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
1369 ALETHEIA TECHNOLOGIES LIMITED 2 0 2 0.00 2010-07-30
1370 Alpha Nova Capital Management Limited 2 0 2 0.00
1371 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1372 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1373 AMBITION SECURITIES CO. LIMITED 2 0 2 0.00 2010-12-28
1374 Anand Rathi Financial Services (HK) Limited 3 0 3 0.00 2009-09-23
1375 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
1376 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1377 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1378 APAX PARTNERS HONG KONG LIMITED 2 0 2 0.00 2008-01-21
1379 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1380 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
1381 Apus Investments Limited 2 0 2 0.00 2008-09-04
1382 Areion Asset Management Company Limited 2 0 2 0.00 2010-08-24
1383 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1384 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1385 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1386 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1387 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1388 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1389 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1390 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1391 Atherton Asset Management Limited 3 0 3 0.00 2008-09-10
1392 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1393 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
1394 Axis Capital Management Limited 2 0 2 0.00
1395 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1396 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1397 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1398 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1399 BCT Financial Limited 2 0 2 0.00 2010-11-24
1400 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1401 Bentley Capital Limited (HK) 4 0 4 0.00
1402 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1403 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1404 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1405 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2009-09-28
1406 BOCHK Asset Management Limited 2 0 2 0.00 2010-12-15
1407 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1408 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-06
1409 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0.00 2010-07-27
1410 BOWEN ASIA LIMITED 3 0 3 0.00
1411 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1412 BROOKE CAPITAL LIMITED 2 0 2 0.00
1413 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
1414 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
1415 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1416 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1417 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1418 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1419 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1420 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1421 CCTIC International Limited 2 0 2 0.00 2010-06-28
1422 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1423 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1424 CERES CAPITAL LIMITED 2 0 2 0.00
1425 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1426 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1427 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1428 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED 3 0 3 0.00 2010-02-19
1429 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1430 CHIMAERA FINANCIAL GROUP LIMITED 4 0 4 0.00
1431 CHINA DEMETER SECURITIES LIMITED 2 0 2 0.00 2010-10-18
1432 China Earthcare Capital Limited 1 0 1 0.00 2010-05-24
1433 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1434 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1435 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
1436 China Silver Asset Management (Hong Kong) Limited 3 0 3 0.00 2009-12-02
1437 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1438 CHINAWIDE SECURITIES LIMITED 3 0 3 0.00 2010-11-09
1439 CHN International Group Limited 2 0 2 0.00 2010-02-22
1440 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1441 CMB International Insurance Consultancy Co., Limited 2 0 2 0.00 2010-11-01
1442 COMMENCE COMPANY LIMITED 2 0 2 0.00
1443 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
1444 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1445 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1446 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1447 Creat Capital Company Limited 5 0 5 0.00 2010-07-26
1448 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1449 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
1450 D.J. SECURITIES LIMITED 2 0 2 0.00
1451 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
1452 Davidson Kempner Asia Limited 2 0 2 0.00 2010-05-04
1453 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1454 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1455 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1456 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
1457 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1458 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1459 EFG Asset Management (HK) Limited 1 0 1 0.00 2008-06-06
1460 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1461 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1462 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1463 Emperor Asset Management Limited 2 0 2 0.00 2009-11-03
1464 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1465 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1466 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1467 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1468 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1469 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1470 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1471 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1472 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1473 Fortune Asset Management Limited 3 0 3 0.00 2009-12-16
1474 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1475 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1476 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1477 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1478 FULLJET SECURITIES LIMITED 2 0 2 0.00
1479 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1480 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1481 GET NICE CAPITAL LIMITED 2 0 2 0.00
1482 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1483 GLG Partners Hong Kong Limited 2 0 2 0.00 2010-11-30
1484 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1485 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1486 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1487 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1488 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1489 Gong Ping Securities Limited 2 0 2 0.00 2010-12-08
1490 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1491 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1492 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1493 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1494 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1495 Hana Asia Limited 2 0 2 0.00 2010-03-25
1496 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1497 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1498 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 0.00
1499 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1500 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0.00
1501 Henyep Capital Management Limited 1 0 1 0.00 2005-12-20
1502 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-27
1503 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1504 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1505 HOORAY CAPITAL LIMITED 2 0 2 0.00
1506 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1507 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
1508 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1509 HuaAn Asset Management (Hong Kong) Limited 3 0 3 0.00 2010-12-01
1510 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1511 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1512 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
1513 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1514 IMPERIAL CAPITAL LIMITED (HK) 1 0 1 0.00 2005-05-12
1515 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1516 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1517 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1518 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1519 JK Capital Management Limited 5 0 5 0.00
1520 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1521 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1522 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1523 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1524 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1525 JVSakk Asia Limited 2 0 2 0.00
1526 KARFORD SECURITIES LIMITED 2 0 2 0.00
1527 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1528 Kilometre Capital Management Limited 3 0 3 0.00 2010-06-01
1529 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1530 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1531 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1532 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1533 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1534 Koi Investment Partners International Limited 3 0 3 0.00 2010-11-05
1535 Kriya Capital Limited 3 0 3 0.00 2010-01-08
1536 KTB Asset Management Asia Co., Limited 2 0 2 0.00 2010-06-11
1537 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1538 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1539 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1540 LAU & COMPANY LIMITED 2 0 2 0.00
1541 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1542 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1543 Liquid Capital Securities Hong Kong Limited 2 0 2 0.00 2010-06-09
1544 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1545 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-02-17
1546 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1547 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1548 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1549 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1550 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1551 MARC FABER LIMITED 2 0 2 0.00
1552 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1553 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1554 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
1555 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1556 Morgan Stanley Hong Kong Futures Limited 4 0 4 0.00
1557 MUSHK Limited 7 0 7 0.00
1558 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1559 My Decker Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-12-16
1560 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1561 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1562 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1563 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1564 Nine Masts Capital Limited 3 0 3 0.00 2010-05-11
1565 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1566 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1567 NUOXIN CAPITAL (HONG KONG) LIMITED 4 0 4 0.00 2006-08-24
1568 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1569 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1570 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1571 Open Asset Management Limited 2 0 2 0.00
1572 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1573 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1574 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2010-08-18
1575 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1576 PacAsia Advisors Limited 2 0 2 0.00 2010-12-03
1577 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1578 Pacific Sun Advisors Limited 2 0 2 0.00
1579 Pamirs Capital (H.K.) Limited 2 0 2 0.00 2010-09-10
1580 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1581 PARRY CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2007-09-24
1582 Parry International Trading Limited 2 0 2 0.00 2010-08-26
1583 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1584 PEACE TOWN FUND MANAGEMENT LIMITED 1 0 1 0.00
1585 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1586 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1587 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1588 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
1589 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1590 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1591 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
1592 Pinpoint Asset Management Limited 2 0 2 0.00 2010-10-25
1593 Polaris Capital (Asia) Limited 1 0 1 0.00
1594 Polen Capital HK Limited 2 0 2 0.00
1595 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1596 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1597 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1598 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1599 Proton Capital Limited 3 0 3 0.00 2007-10-16
1600 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1601 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00 2006-02-24
1602 QUANTSMILE (HK) LIMITED 4 0 4 0.00 2007-04-02
1603 RAB CAPITAL (ASIA) LIMITED 1 0 1 0.00 2007-09-28
1604 Realord Asia Pacific Securities Limited 2 0 2 0.00 2010-11-24
1605 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1606 Regal Portfolio Management Limited (HK) 2 0 2 0.00 2007-03-05
1607 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1608 REXCAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1609 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1610 ROCIM Limited 3 0 3 0.00 2007-06-29
1611 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1612 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 0.00 2010-08-16
1613 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1614 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1615 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1616 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1617 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1618 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1619 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
1620 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1621 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1622 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1623 Seres Asset Management Limited 3 0 3 0.00 2010-04-14
1624 Shangding International Asset Management Company Limited 3 0 3 0.00 2010-09-08
1625 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1626 SHUN LOONG FOREX COMPANY LIMITED 2 0 2 0.00
1627 SHUN LOONG FUTURES LIMITED 2 0 2 0.00
1628 Silk Road International Capital Limited 2 0 2 0.00
1629 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1630 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1631 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1632 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1633 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1634 Sinofortune Financial Capital Limited 2 0 2 0.00
1635 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1636 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1637 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1638 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1639 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1640 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1641 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1642 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 0 3 0.00
1643 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 0 4 0.00 2005-07-07
1644 STONEWORKS ASSET MANAGEMENT (MALTA) LIMITED 2 0 2 0.00 2010-11-19
1645 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1646 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1647 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1648 Superfund Financial (Hong Kong) Limited 3 0 3 0.00
1649 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1650 Swiss-Asia Asset Management (HK) Limited 2 0 2 0.00 2010-06-02
1651 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1652 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1653 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1654 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1655 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1656 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1657 Titan Capital Services Limited 2 0 2 0.00 2010-10-22
1658 Tokio Marine Investment Services, Limited 4 0 4 0.00
1659 TOUCHSTONE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2010-04-01
1660 TR Advisors Limited 2 0 2 0.00 2008-12-02
1661 Trafalgar Capital Management (HK) Limited 2 0 2 0.00 2010-02-01
1662 TRIVEST ADVISORS LIMITED 3 0 3 0.00 2010-04-08
1663 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1664 TVC MANAGEMENT LIMITED 2 0 2 0.00
1665 Two Fish Capital HK Limited 2 0 2 0.00 2010-08-17
1666 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1667 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1668 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
1669 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1670 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1671 VERCAP Financial Services Limited 2 0 2 0.00
1672 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1673 VMS Securities Limited 3 0 3 0.00
1674 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1675 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1676 WAKESTAR ADVISORS LIMITED 3 0 3 0.00 2010-12-15
1677 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1678 Waton Securities International Limited 3 0 3 0.00
1679 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1680 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1681 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1682 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1683 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1684 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1684 Average 3.32 22.32 25.65 87.04

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