SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 61 825 886 93.12 2009-02-19
2 Credit Suisse (Hong Kong) Limited 31 470 501 93.81 2008-11-04
3 Morgan Stanley Asia Limited 26 1163 1189 97.81 2006-04-07
4 SG SECURITIES (HK) LIMITED 24 188 212 88.68 2003-12-16
5 Citigroup Global Markets Asia Limited 23 640 663 96.53 2008-03-31
6 BARCLAYS CAPITAL ASIA LIMITED 22 328 350 93.71 2005-01-12
7 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 21 139 160 86.88 2005-02-15
8 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 20 219 239 91.63 2008-08-20
9 Merrill Lynch (Asia Pacific) Limited 20 822 842 97.62
10 MACQUARIE CAPITAL LIMITED 19 363 382 95.03
11 Merrill Lynch Far East Limited 18 613 631 97.15 2010-08-20
12 BOCI SECURITIES LIMITED 17 322 339 94.99 2004-03-01
13 Daiwa Capital Markets Hong Kong Limited 17 240 257 93.39 2007-10-05
14 MIZUHO SECURITIES ASIA LIMITED 17 83 100 83.00 2007-02-26
15 BOCI ASIA LIMITED 16 78 94 82.98
16 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 414 430 96.28 2003-09-30
17 Yuanta Asia Investment (Hong Kong) Limited 16 189 205 92.20 2003-08-13
18 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 15 490 505 97.03 2003-10-15
19 HSBC Global Asset Management (Hong Kong) Limited 15 93 108 86.11 2006-03-29
20 OnePlatform Asset Management Limited 15 851 866 98.27 2007-07-04
21 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 14 69 83 83.13 2004-05-31
22 MUFG Securities Asia Limited 14 31 45 68.89 2010-12-31
23 Standard Chartered Securities (Hong Kong) Limited 14 48 62 77.42
24 GOLDMAN SACHS FUTURES (ASIA) LIMITED 13 337 350 96.29
25 KGI ASIA LIMITED 13 481 494 97.37
26 Morgan Stanley Hong Kong Securities Limited 13 535 548 97.63 2010-11-30
27 UBS SECURITIES ASIA LIMITED 13 460 473 97.25
28 CCB INTERNATIONAL CAPITAL LIMITED 12 63 75 84.00 2004-05-27
29 CITIC Securities Brokerage (HK) Limited 12 195 207 94.20
30 Nerico Brothers Limited (HK) 12 94 106 88.68 2004-11-30
31 Yuanta Securities (Hong Kong) Company Limited 12 43 55 78.18 2006-07-08
32 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 11 116 127 91.34
33 JPMorgan Asset Management (Asia Pacific) Limited 11 96 107 89.72 2006-02-16
34 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 562 573 98.08
35 BlackRock (Hong Kong) Limited (d2017-01-20) 10 88 98 89.80
36 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 10 42 52 80.77 2004-07-15
37 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 33 43 76.74 2005-11-29
38 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 94.76 2004-01-08
39 Fosun International Securities Limited 10 20 30 66.67 2008-06-23
40 HSBC BROKING SECURITIES (ASIA) LIMITED 10 182 192 94.79
41 KGI SECURITIES (HONG KONG) LIMITED 10 35 45 77.78
42 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 19 29 65.52 2008-02-21
43 ABCI Securities Company Limited 9 52 61 85.25 2005-11-15
44 BOCI ASSET MANAGEMENT LIMITED 9 16 25 64.00
45 Everbright Securities Investment Services (HK) Limited 9 493 502 98.21
46 FULBRIGHT SECURITIES LIMITED 9 197 206 95.63 2010-05-18
47 HAITONG INTERNATIONAL FUTURES LIMITED 9 337 346 97.40
48 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 58 67 86.57 2005-06-06
49 ICBC INTERNATIONAL CAPITAL LIMITED 9 40 49 81.63 2008-05-27
50 JPMorgan Funds (Asia) Limited 9 101 110 91.82
51 Macquarie Corporate (Hong Kong) Limited 9 86 95 90.53
52 MIB SECURITIES (HONG KONG) LIMITED 9 72 81 88.89
53 Shang International Finance Limited 9 18 27 66.67
54 AllianceBernstein Hong Kong Limited 8 52 60 86.67 2006-10-05
55 AMPLE CAPITAL LIMITED 8 11 19 57.89 2007-01-02
56 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 15 23 65.22 2003-08-29
57 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 8 55 63 87.30
58 BOCOM International (Asia) Limited 8 9 17 52.94 2007-09-21
59 BOCOM International Securities Limited 8 261 269 97.03 2007-09-10
60 CCB INTERNATIONAL SECURITIES LIMITED 8 74 82 90.24 2005-08-19
61 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 79 87 90.80 2003-10-31
62 CITIC Securities Futures (HK) Limited 8 82 90 91.11
63 Credit Agricole Securities (Asia) Limited 8 95 103 92.23
64 Credit Suisse Securities (Hong Kong) Limited 8 75 83 90.36
65 HPEF Capital Partners Limited 8 19 27 70.37
66 HSBC BROKING FOREX (ASIA) LIMITED 8 151 159 94.97
67 Keefe, Bruyette & Woods Asia Limited 8 11 19 57.89 2010-03-03
68 KGI FUTURES (HONG KONG) LIMITED 8 352 360 97.78
69 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 56 64 87.50
70 PIPER JAFFRAY ASIA SECURITIES LIMITED 8 27 35 77.14
71 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 19 27 70.37 2007-06-20
72 RHB SECURITIES HONG KONG LIMITED 8 130 138 94.20 2006-11-17
73 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 243 251 96.81
74 SINOPAC SECURITIES (ASIA) LIMITED 8 62 70 88.57
75 UBS SECURITIES HONG KONG LIMITED 8 80 88 90.91
76 AIF Securities Limited 7 15 22 68.18 2004-11-02
77 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
78 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 228 235 97.02 2007-07-04
79 CES Capital International (Hong Kong) Co., Limited 7 10 17 58.82 2008-03-20
80 CHINA EVERBRIGHT CAPITAL LIMITED 7 16 23 69.57 2005-05-09
81 CLSA LIMITED 7 213 220 96.82
82 CSI Corporate Finance (HK) Limited 7 29 36 80.56 2007-08-01
83 FIL Investment Management (Hong Kong) Limited 7 144 151 95.36
84 FLAG Squadron Asia Limited 7 6 13 46.15 2006-10-24
85 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 37 44 84.09
86 HAITONG INTERNATIONAL CAPITAL LIMITED 7 16 23 69.57
87 Halbis Capital Management (Hong Kong) Limited 7 32 39 82.05 2005-06-23
88 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
89 HGNH International Futures Co., Limited 7 19 26 73.08 2007-06-26
90 HSBC BROKING FUTURES (ASIA) LIMITED 7 171 178 96.07
91 HSBC BROKING FUTURES (HONG KONG) LIMITED 7 78 85 91.76
92 Huarong International Securities Limited 7 97 104 93.27 2004-10-25
93 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 7 31 38 81.58 2007-04-04
94 ICBC INTERNATIONAL SECURITIES LIMITED 7 51 58 87.93 2008-11-14
95 INVESCO HONG KONG LIMITED 7 50 57 87.72
96 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 101 108 93.52 2003-12-02
97 MF Global Hong Kong Limited 7 47 54 87.04 2005-08-26
98 Mirae Asset Securities (HK) Limited 7 34 41 82.93 2007-01-11
99 MUSHK Limited 7 0 7 0.00
100 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
101 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 7 14 50.00 2007-03-01
102 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 92.39 2004-10-14
103 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 9 16 56.25
104 TT INTERNATIONAL (HONG KONG) LIMITED 7 15 22 68.18 2004-06-04
105 UBS Asset Management (Hong Kong) Limited 7 32 39 82.05
106 APG Investments Asia Limited 6 10 16 62.50 2008-11-18
107 BGC SECURITIES (HONG KONG) LLC 6 49 55 89.09 2007-08-29
108 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 57 63 90.48
109 BOCOM International Asset Management Limited 6 9 15 60.00 2007-09-13
110 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 5 11 45.45
111 CELESTIAL SECURITIES LIMITED 6 311 317 98.11 2004-03-13
112 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
113 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 191 197 96.95
114 EMPEROR SECURITIES LIMITED (HK) 6 166 172 96.51
115 Evergrande Securities (Hong Kong) Limited 6 59 65 90.77
116 EWARTON SECURITIES LIMITED 6 17 23 73.91
117 FIRST SECURITIES (HK) LIMITED 6 10 16 62.50 2009-08-03
118 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 28 34 82.35
119 GF Capital (Hong Kong) Limited 6 7 13 53.85 2007-01-31
120 GF Securities (Hong Kong) Brokerage Limited 6 29 35 82.86 2007-01-31
121 GUOTAI JUNAN CAPITAL LIMITED 6 21 27 77.78
122 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 73.91
123 HANG SENG SECURITIES LIMITED 6 15 21 71.43
124 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 25 31 80.65
125 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 75 81 92.59
126 I-ACCESS INVESTORS LIMITED 6 8 14 57.14 2005-07-13
127 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 23 29 79.31
128 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
129 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 14 20 70.00 2006-09-12
130 KGI CAPITAL ASIA LIMITED 6 4 10 40.00
131 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 90.48
132 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
133 Manulife Investment Management (Hong Kong) Limited 6 1182 1188 99.49
134 Mason Securities Limited 6 37 43 86.05
135 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 46 52 88.46 2005-07-05
136 PHILLIP SECURITIES (HONG KONG) LIMITED 6 699 705 99.15
137 PHOENIX CAPITAL SECURITIES LIMITED 6 7 13 53.85 2006-07-03
138 Quam Capital Limited (b1994-08-04) 6 7 13 53.85
139 Quam Securities Limited 6 138 144 95.83 2004-10-15
140 RBS Asia Corporate Finance Limited 6 81 87 93.10
141 SANFULL SECURITIES LIMITED 6 73 79 92.41
142 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
143 Tiger Securities Asset Management Company Limited 6 12 18 66.67 2006-12-29
144 TT INTERNATIONAL (LONDON) LIMITED 6 9 15 60.00 2008-12-12
145 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
146 AISANCE ASSET MANAGEMENT LIMITED 5 11 16 68.75 2005-06-16
147 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
148 Amundi Hong Kong Limited 5 31 36 86.11
149 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
150 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 290 295 98.31 2006-01-25
151 AXA Financial Planning (Hong Kong) Limited 5 28 33 84.85
152 BEA Union Investment Management Limited 5 22 27 81.48
153 Beevest Securities Limited 5 16 21 76.19 2005-03-07
154 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 156 161 96.89 2009-10-15
155 BOCI RESEARCH LIMITED 5 44 49 89.80
156 CELESTIAL COMMODITIES LIMITED 5 162 167 97.01
157 CGS International Securities Hong Kong Limited 5 37 42 88.10
158 CHELSEA SECURITIES LIMITED (HK) 5 2 7 28.57
159 CHIEF SECURITIES LIMITED 5 153 158 96.84 2006-04-20
160 China Asset Management (Hong Kong) Limited 5 11 16 68.75 2008-12-10
161 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 11 16 68.75 2006-12-08
162 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 18 23 78.26 2007-12-07
163 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
164 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
165 CMB International Capital Holdings Corporation Limited 5 3 8 37.50 2003-12-17
166 CMB International Securities Limited 5 23 28 82.14 2010-06-15
167 CMS CAPITAL (HK) CO., LIMITED 5 5 10 50.00 2004-05-06
168 CNCB (Hong Kong) Capital Limited 5 1 6 16.67 2010-10-27
169 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 198 203 97.54
170 Creat Capital Company Limited 5 0 5 0.00 2010-07-26
171 CTBC Asia Limited 5 11 16 68.75 2004-01-14
172 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
173 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 44 49 89.80
174 DBS ASIA CAPITAL LIMITED 5 15 20 75.00
175 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 6 11 54.55
176 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 218 223 97.76
177 ENLIGHTEN FUTURES LIMITED 5 27 32 84.38
178 FIL Investment Advisors 5 78 83 93.98
179 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
180 FWD Financial Planning Limited (HK) 5 42 47 89.36
181 GAOYU SECURITIES LIMITED 5 17 22 77.27
182 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
183 GET NICE SECURITIES LIMITED 5 94 99 94.95
184 Goldman Sachs Investment Management Hong Kong Limited 5 48 53 90.57
185 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 107 112 95.54
186 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 20 25 80.00 2005-11-15
187 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
188 HSBC BROKING (CHINA) LIMITED 5 9 14 64.29
189 HT CAPITAL MANAGEMENT LIMITED 5 1 6 16.67
190 HUA NAN SECURITIES (HK) LIMITED 5 14 19 73.68 2008-04-08
191 Income Partners Asset Management (HK) Limited 5 13 18 72.22
192 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 87.80
193 JK Capital Management Limited 5 0 5 0.00
194 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
195 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 61.54
196 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
197 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
198 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 70 75 93.33
199 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
200 Lion Global Financial Limited 5 66 71 92.96 2008-10-10
201 LOMBARD ODIER (HONG KONG) LIMITED 5 10 15 66.67
202 Mason Futures Limited (HK) 5 30 35 85.71
203 Matrix Securities Limited 5 2 7 28.57
204 Newedge Broker Hong Kong Limited 5 83 88 94.32
205 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 4 9 44.44 2009-04-09
206 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
207 Penjing Asset Management (HK) Limited 5 12 17 70.59 2005-03-24
208 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
209 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
210 PIPER JAFFRAY ASIA LIMITED 5 26 31 83.87
211 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 58.33 2008-07-29
212 Renaissance Capital (Hong Kong) Limited 5 5 10 50.00 2010-09-02
213 RG ASSET MANAGEMENT COMPANY LIMITED 5 1 6 16.67 2004-11-08
214 RHB FUTURES HONG KONG LIMITED 5 64 69 92.75 2005-09-28
215 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
216 SAIL ADVISORS LIMITED 5 10 15 66.67 2004-05-17
217 SAMSUNG SECURITIES (ASIA) LIMITED 5 64 69 92.75
218 SBI China Capital Commodities Limited 5 18 23 78.26
219 SBI China Capital Financial Services Limited 5 24 29 82.76 2008-09-19
220 SBI China Capital Securities Limited 5 24 29 82.76
221 SDHG International Asset Management Limited 5 3 8 37.50 2008-12-02
222 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
223 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
224 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 5 166 171 97.08
225 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 77.27 2009-06-02
226 SINOPAC FUTURES (ASIA) LIMITED 5 18 23 78.26
227 SOUTH CHINA SECURITIES LIMITED 5 102 107 95.33
228 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 14 19 73.68 2008-12-18
229 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 84 89 94.38 2010-02-23
230 SPARX Asia Investment Advisors Limited 5 15 20 75.00 2004-04-20
231 SPS SECURITIES LIMITED 5 16 21 76.19
232 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 84.85
233 Success Futures and Foreign Exchange Limited 5 43 48 89.58 2005-12-06
234 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
235 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 37.50 2008-08-07
236 Taiping Securities (HK) Co Limited 5 47 52 90.38
237 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 19 24 79.17 2007-04-26
238 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
239 Tung Shing Futures (Brokers) Limited 5 76 81 93.83
240 Tung Shing Securities (Brokers) Limited 5 219 224 97.77
241 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 54.55 2007-01-11
242 VALUE PARTNERS LIMITED 5 44 49 89.80 2010-09-17
243 Vantage Capital Markets HK Limited 5 23 28 82.14 2008-10-02
244 VC CAPITAL LIMITED 5 7 12 58.33
245 Virtu ITG Hong Kong Limited 5 15 20 75.00
246 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
247 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
248 Wellington Management Hong Kong Limited (b2003-01-02) 5 20 25 80.00 2003-09-18
249 WOCOM LIMITED (HK) 5 31 36 86.11
250 WOCOM SECURITIES LIMITED 5 37 42 88.10
251 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 50.00 2009-10-09
252 313 Capital Management Limited 4 2 6 33.33 2010-04-19
253 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
254 abrdn Hong Kong Limited 4 6 10 60.00
255 AIF CAPITAL LIMITED 4 10 14 71.43
256 Aliantis Capital Limited 4 1 5 20.00 2007-10-10
257 Allianz Global Investors Hong Kong Limited 4 17 21 80.95
258 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
259 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
260 Arta Asset Management Limited 4 10 14 71.43 2008-07-10
261 Astrum Capital Management Limited (HK) 4 8 12 66.67 2005-07-08
262 AXA Investment Managers Asia Limited 4 13 17 76.47 2005-07-21
263 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
264 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
265 Beijing Securities Limited 4 11 15 73.33 2008-11-07
266 Bentley Capital Limited (HK) 4 0 4 0.00
267 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
268 BlackRock Asset Management North Asia Limited 4 39 43 90.70 2003-12-16
269 BLACKSTONE GROUP (HK) LIMITED (THE) 4 53 57 92.98 2008-10-14
270 BMI FUNDS MANAGEMENT LIMITED 4 19 23 82.61 2010-09-10
271 BREVAN HOWARD (HONG KONG) LIMITED 4 8 12 66.67 2004-07-12
272 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 134 138 97.10 2009-10-05
273 Cambridge Strategy (Asset Management) Asia Limited (The) 4 3 7 42.86 2010-09-13
274 CC Finance Limited 4 14 18 77.78 2006-04-20
275 CENTALINE WEALTH MANAGEMENT LIMITED 4 72 76 94.74 2004-04-02
276 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 3 7 42.86
277 CES Commodities (HK) Limited 4 390 394 98.98
278 CHARLES SCHWAB, HONG KONG, LIMITED 4 8 12 66.67
279 CHIEF COMMODITIES LIMITED 4 82 86 95.35 2006-05-17
280 CHIMAERA FINANCIAL GROUP LIMITED 4 0 4 0.00
281 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 60.00
282 China Integrity Investment Limited 4 5 9 55.56 2009-09-18
283 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 15 19 78.95 2006-07-03
284 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
285 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
286 China Reserve Securities Limited 4 3 7 42.86
287 China Universal Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2010-02-19
288 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 10 14 71.43 2007-04-20
289 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
290 CHONG HING SECURITIES LIMITED 4 58 62 93.55
291 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
292 CHOW SANG SANG SECURITIES LIMITED 4 47 51 92.16
293 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 71.43
294 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
295 CITIC Securities Asset Management (HK) Limited 4 12 16 75.00 2008-08-01
296 CITIC Securities CLSA Capital Partners (HK) Limited 4 19 23 82.61
297 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 88.89 2008-12-31
298 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
299 CMB International Capital Limited 4 12 16 75.00 2010-09-07
300 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 10 14 71.43 2009-03-31
301 COMGEST FAR EAST LIMITED 4 3 7 42.86
302 CORPORATE BROKERS LIMITED 4 86 90 95.56
303 Cowen and Company (Asia) Limited 4 6 10 60.00 2003-12-19
304 CS Wealth Securities Limited 4 4 8 50.00
305 CSC SECURITIES (HK) LIMITED 4 35 39 89.74 2003-12-29
306 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
307 D. E. Shaw & Co. (Asia Pacific) Limited 4 13 17 76.47 2007-11-14
308 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 33.33 2009-10-14
309 DBS VICKERS (HONG KONG) LIMITED 4 163 167 97.60 2003-10-14
310 EAST ASIA SECURITIES COMPANY LIMITED 4 151 155 97.42
311 ELSTONE SECURITIES LIMITED 4 12 16 75.00
312 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00 2009-12-24
313 ENLIGHTEN SECURITIES LIMITED 4 60 64 93.75
314 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
315 Everbright Securities Global (HK) Limited 4 12 16 75.00
316 Evergrande Futures (Hong Kong) Limited 4 37 41 90.24 2003-11-21
317 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
318 Finet Securities Limited 4 4 8 50.00
319 FIRST SHANGHAI SECURITIES LIMITED 4 59 63 93.65
320 FIRST WORLDSEC SECURITIES LIMITED 4 12 16 75.00
321 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 4 3 7 42.86 2004-11-12
322 FULBRIGHT FUTURES LIMITED 4 69 73 94.52 2005-12-05
323 Funderstone Securities Limited 4 42 46 91.30
324 FWD Life Insurance Company (Bermuda) Limited 4 84 88 95.45
325 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
326 Glory Sun Securities Limited 4 24 28 85.71
327 Goldin Equities Limited 4 7 11 63.64 2008-12-17
328 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 50.00 2009-03-20
329 HARVEST GLOBAL INVESTMENTS LIMITED 4 13 17 76.47 2009-02-16
330 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
331 HPEF Venture Partners Limited 4 6 10 60.00
332 HSBC FUTURES (SINGAPORE) PTE LTD 4 17 21 80.95 2007-04-20
333 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 0.00
334 Huajin Corporate Finance (International) Limited 4 7 11 63.64
335 HUNG SING SECURITIES LIMITED 4 20 24 83.33
336 IAM LEGACY LIMITED 4 34 38 89.47 2007-08-21
337 iBest Consultants Limited 4 77 81 95.06 2008-04-15
338 ICBC (ASIA) SECURITIES LIMITED 4 9 13 69.23
339 ICBC Asset Management (Global) Company Limited 4 8 12 66.67
340 ICBC INTERNATIONAL FUTURES LIMITED 4 45 49 91.84 2009-05-06
341 iFAST Financial (HK) Limited 4 10 14 71.43 2007-03-30
342 INSTINET PACIFIC LIMITED 4 18 22 81.82
343 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
344 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 4 1 5 20.00
345 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 42.86 2004-08-30
346 JPMorgan Asset Management Real Assets (Asia) Limited 4 13 17 76.47 2009-06-26
347 Kaiser KT Capital Limited 4 1 5 20.00
348 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 92.31
349 KINGSTON SECURITIES LIMITED 4 85 89 95.51
350 KINGSWAY CAPITAL LIMITED 4 8 12 66.67 2008-08-14
351 Knight Capital Asia Limited 4 20 24 83.33 2008-10-23
352 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 5 9 55.56
353 KPMG CORPORATE FINANCE LIMITED 4 4 8 50.00
354 KVB Kunlun Securities (HK) Limited 4 7 11 63.64 2008-07-02
355 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 66.67
356 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 71.43 2003-06-06
357 Mackenzie Investments Asia Limited 4 4 8 50.00
358 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 85.71 2010-06-29
359 MEAG Hong Kong Limited 4 2 6 33.33
360 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
361 MFG Limited (HK) 4 13 17 76.47 2006-07-17
362 Morgan Stanley Hong Kong Futures Limited 4 0 4 0.00
363 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
364 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
365 NEW TREND FUTURES LIMITED 4 8 12 66.67
366 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 6 10 60.00
367 Nomura Asset Management Hong Kong Limited 4 10 14 71.43
368 NUOXIN CAPITAL (HONG KONG) LIMITED 4 0 4 0.00 2006-08-24
369 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
370 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 82.61 2007-05-17
371 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
372 OP INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56 2004-02-18
373 Open Securities Limited 4 10 14 71.43 2010-07-16
374 Oppenheimer Investments Asia Limited 4 14 18 77.78 2010-02-12
375 Optima Capital Limited 4 14 18 77.78 2007-10-25
376 OPTIVER TRADING HONG KONG LIMITED 4 2 6 33.33 2007-12-03
377 Oreana Financial Services Limited 4 6 10 60.00
378 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
379 ORIENTAL WEALTH SECURITIES LIMITED 4 14 18 77.78 2008-09-05
380 Pacific Advantage Capital Limited 4 2 6 33.33 2010-10-25
381 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
382 Pictet Asset Management (Hong Kong) Limited 4 16 20 80.00 2006-10-26
383 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
384 PineBridge Investments Hong Kong Limited 4 5 9 55.56
385 Planetree Futures Limited 4 8 12 66.67
386 Planetree Securities Limited 4 20 24 83.33
387 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
388 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 4 7 11 63.64
389 Prime Cdex Securities Limited 4 23 27 85.19
390 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
391 Quam Asset Management Limited (b1983-06-28) 4 4 8 50.00
392 QUANTSMILE (HK) LIMITED 4 0 4 0.00 2007-04-02
393 REALINK FINANCIAL TRADE LIMITED 4 12 16 75.00 2003-09-25
394 Religare Capital Markets (Hong Kong) Limited 4 17 21 80.95 2008-07-24
395 RHB ASSET MANAGEMENT LIMITED 4 4 8 50.00 2008-05-08
396 Rich Union Securities (H.K.) Limited 4 31 35 88.57
397 Rifa Securities Limited 4 23 27 85.19
398 Rothschild & Co Hong Kong Limited 4 40 44 90.91 2005-04-27
399 RPS INVESTMENT LIMITED 4 9 13 69.23
400 Samena Capital Hong Kong Limited 4 4 8 50.00 2009-09-01
401 Segantii Capital Management Limited 4 5 9 55.56 2007-11-22
402 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
403 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 77.78
404 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
405 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
406 Sino-Rich Securities & Futures Limited 4 13 17 76.47 2005-09-17
407 Sinofortune Securities Limited 4 10 14 71.43
408 SOUTH CHINA CAPITAL LIMITED 4 1 5 20.00
409 SOUTH CHINA RESEARCH LIMITED 4 5 9 55.56
410 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
411 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 45 49 91.84
412 SPDB International Holdings Limited 4 2 6 33.33
413 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 0 4 0.00 2005-07-07
414 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
415 StormHarbour Securities (Hong Kong) Limited 4 9 13 69.23 2010-03-18
416 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 66.67
417 Sumo Asset Management Limited 4 1 5 20.00 2010-07-07
418 T G SECURITIES LIMITED 4 6 10 60.00 2005-12-19
419 T.F.S. Derivatives HK Limited 4 36 40 90.00 2009-04-03
420 TAI TAK SECURITIES (ASIA) LIMITED 4 18 22 81.82
421 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 63.64 2006-03-24
422 Templewater Hong Kong Limited 4 8 12 66.67
423 Tokio Marine Investment Services, Limited 4 0 4 0.00
424 TRUTH SECURITIES LIMITED 4 3 7 42.86
425 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 66.67
426 UBS DERIVATIVES HONG KONG LIMITED 4 39 43 90.70
427 UIC FINANCIAL ADVISORS LIMITED 4 2 6 33.33 2010-04-13
428 UOB ASIA (HONG KONG) LIMITED 4 1 5 20.00
429 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
430 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
431 UPBEST SECURITIES COMPANY LIMITED 4 33 37 89.19
432 VBG Capital Limited 4 2 6 33.33 2008-11-11
433 VC FUTURES LIMITED 4 39 43 90.70
434 VICTORY SECURITIES COMPANY LIMITED 4 31 35 88.57 2007-02-16
435 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2006-11-14
436 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 4 8 50.00 2007-11-29
437 Waterland Securities (HK) Company Limited 4 11 15 73.33 2009-02-20
438 Well Link Securities Limited 4 15 19 78.95 2005-11-11
439 Wells Fargo Securities Asia Limited 4 11 15 73.33 2008-04-25
440 WING FUNG FOREX LIMITED 4 19 23 82.61 2009-01-08
441 WING FUNG FUTURES LIMITED 4 28 32 87.50 2006-04-21
442 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
443 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
444 WINNINGTON CAPITAL LIMITED 4 3 7 42.86
445 WINTECH SECURITIES LIMITED 4 14 18 77.78
446 YICKO SECURITIES LIMITED 4 17 21 80.95
447 Yuanta Financial (Hong Kong) Limited 4 2 6 33.33 2010-02-03
448 Yunfeng Financial Markets Limited 4 5 9 55.56
449 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
450 3V Capital Limited 3 3 6 50.00 2005-07-18
451 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
452 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
453 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
454 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 25.00 2003-11-29
455 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 40.00 2004-09-07
456 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
457 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
458 ALTUS CAPITAL LIMITED 3 1 4 25.00
459 Anand Rathi Financial Services (HK) Limited 3 0 3 0.00 2009-09-23
460 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
461 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
462 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
463 ARCH Capital Management Co. Limited 3 3 6 50.00 2009-02-19
464 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
465 Arta Global Futures Limited 3 2 5 40.00
466 ASA SECURITIES LIMITED 3 5 8 62.50 2010-08-19
467 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
468 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
469 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
470 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 62.50
471 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
472 Atherton Asset Management Limited 3 0 3 0.00 2008-09-10
473 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
474 BALI SECURITIES CO. LIMITED 3 0 3 0.00
475 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 78.57
476 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
477 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2009-09-28
478 Blossomhill Investment Limited 3 1 4 25.00 2010-03-04
479 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
480 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
481 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 83 86 96.51
482 BOCI COMMODITIES & FUTURES LIMITED 3 56 59 94.92 2004-11-17
483 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
484 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
485 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-06
486 BOWEN ASIA LIMITED 3 0 3 0.00
487 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2006-11-01
488 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 106 109 97.25
489 BSI Investment Advisors (Hong Kong) Limited 3 28 31 90.32 2010-08-27
490 BTG Pactual Asia Limited 3 2 5 40.00 2009-08-13
491 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
492 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
493 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
494 CAIIS Limited 3 21 24 87.50 2006-05-23
495 CAPE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2006-05-23
496 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
497 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
498 CAPITAL RESEARCH COMPANY 3 22 25 88.00 2004-11-10
499 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
500 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
501 CASH Wealth Management Limited 3 35 38 92.11
502 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
503 CBH Asia Limited 3 14 17 82.35 2010-09-24
504 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
505 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-08-23
506 CELESTIAL CAPITAL LIMITED 3 6 9 66.67
507 CELETIO INVESTMENTS LIMITED 3 13 16 81.25
508 Central Asset Investments and Management Holdings (HK) Limited 3 4 7 57.14 2005-08-05
509 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
510 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 72.73
511 CES Forex (HK) Limited 3 172 175 98.29
512 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
513 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
514 Channel 8 Wealth Management Limited 3 20 23 86.96 2010-01-27
515 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 40.00
516 CHATER CAPITAL ADVISORS (HONG KONG) LIMITED 3 0 3 0.00 2010-02-19
517 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
518 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
519 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
520 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 40.00
521 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
522 China Finance KAB Limited 3 9 12 75.00 2004-12-23
523 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
524 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
525 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 60 63 95.24
526 China Silver Asset Management (Hong Kong) Limited 3 0 3 0.00 2009-12-02
527 China Value Investment Limited (HK) 3 1 4 25.00 2008-07-15
528 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
529 CHINAWIDE SECURITIES LIMITED 3 0 3 0.00 2010-11-09
530 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
531 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
532 CHUANGS & CO. LIMITED 3 1 4 25.00
533 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
534 Chuo Mitsui Investments Hong Kong Limited 3 4 7 57.14 2009-04-30
535 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 91.89
536 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
537 Citadel Asia Limited 3 10 13 76.92 2005-10-21
538 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
539 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
540 CLSA FUTURES LIMITED 3 14 17 82.35
541 CLSA RESEARCH LIMITED 3 132 135 97.78
542 CMB International Asset Management Limited 3 1 4 25.00 2010-05-26
543 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
544 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 9 12 75.00 2010-08-20
545 CMBC SECURITIES COMPANY LIMITED 3 14 17 82.35 2008-01-24
546 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
547 COHEN & STEERS ASIA LIMITED 3 8 11 72.73 2005-07-29
548 ConvergEx Asia Pacific Limited 3 1 4 25.00 2010-12-03
549 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 0.00
550 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
551 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
552 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
553 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
554 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
555 CSC FUTURES (HK) LIMITED 3 18 21 85.71
556 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
557 CUPOLA CAPITAL LIMITED 3 0 3 0.00
558 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
559 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 38 41 92.68 2007-10-10
560 DALTON CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2005-07-18
561 DELTA ASIA SECURITIES LIMITED 3 24 27 88.89
562 Diamond Dragon Advisors Limited 3 2 5 40.00 2010-06-22
563 DigitalBridge Management Asia Limited 3 1 4 25.00 2010-07-20
564 DL BROKERAGE LIMITED 3 19 22 86.36
565 DNB Asset Management (Asia) Limited 3 5 8 62.50
566 DONVEX CAPITAL LIMITED 3 1 4 25.00 2009-01-29
567 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
568 DTC Investment Management (HK) Limited 3 4 7 57.14 2008-11-20
569 DWS Investments Hong Kong Limited 3 21 24 87.50
570 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 62.50 2009-01-02
571 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
572 EAM Investment Advisors Limited 3 1 4 25.00 2009-11-16
573 EAST ASIA FUTURES LIMITED 3 11 14 78.57
574 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
575 Eastspring Investments (Hong Kong) Limited 3 13 16 81.25 2006-08-08
576 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-02-26
577 ELLIOTT ADVISORS (HK) LIMITED 3 10 13 76.92 2005-03-08
578 EMPEROR FUTURES LIMITED 3 106 109 97.25
579 Emperor Wealth Management Limited 3 17 20 85.00 2009-06-09
580 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 66.67
581 EnTrustPermal (Hong Kong) Limited 3 3 6 50.00 2006-03-09
582 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
583 EQT Partners Asia Limited 3 7 10 70.00
584 Essence International Financial Holdings Limited 3 18 21 85.71
585 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
586 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
587 Everbright Securities Digital Finance (HK) Limited 3 20 23 86.96
588 EVERHOT SECURITIES LIMITED 3 4 7 57.14
589 Fidelity Management & Research (Hong Kong) Limited 3 13 16 81.25 2008-09-04
590 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
591 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
592 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
593 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
594 FIRST SHANGHAI FUTURES LIMITED 3 32 35 91.43
595 Fortune Asset Management Limited 3 0 3 0.00 2009-12-16
596 FORTUNE FINANCIAL CAPITAL LIMITED 3 1 4 25.00 2009-03-12
597 Fortune Origin Securities Limited 3 7 10 70.00 2009-07-09
598 Fry Group (H.K.) Limited (The) 3 2 5 40.00 2010-07-09
599 Fubon Fund Management (Hong Kong) Limited 3 3 6 50.00
600 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
601 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
602 Funderstone Futures Limited 3 41 44 93.18
603 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
604 GAM HONG KONG LIMITED 3 22 25 88.00
605 GAYANG SECURITIES LIMITED 3 18 21 85.71 2010-11-09
606 GCAM Limited 3 1 4 25.00 2004-10-19
607 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 25.00 2006-02-08
608 GF Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-11-08
609 Goldbridge Securities Limited 3 4 7 57.14
610 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-12-02
611 Goldin Financial Limited 3 2 5 40.00 2009-06-01
612 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
613 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
614 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
615 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
616 Great Lakes Hong Kong Limited 3 3 6 50.00 2010-04-26
617 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
618 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
619 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 9 12 75.00 2004-11-29
620 Guotai Junan FX Limited 3 3 6 50.00 2010-10-21
621 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 25 28 89.29 2007-01-30
622 Hafoo Securities Limited 3 21 24 87.50 2009-12-09
623 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 23 26 88.46 2007-12-18
624 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 14 17 82.35 2008-07-03
625 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
626 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 90.32
627 HANG TAI SECURITIES LIMITED 3 12 15 80.00
628 HANTEC FUTURES LIMITED 3 3 6 50.00 2008-12-19
629 Hao Tian International Securities Limited 3 8 11 72.73
630 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 0.00
631 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 85.00
632 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 50.00 2008-03-27
633 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
634 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
635 HENYEP SECURITIES LIMITED 3 18 21 85.71
636 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 0.00 2010-10-27
637 HING WONG SECURITIES LIMITED 3 12 15 80.00
638 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 83.33 2005-03-24
639 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2007-09-21
640 HONG KONG INTERNATIONAL FUTURES LIMITED 3 6 9 66.67
641 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
642 Horizon Asset International (HK) Limited 3 1 4 25.00 2008-09-03
643 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
644 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
645 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
646 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
647 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
648 HuaAn Asset Management (Hong Kong) Limited 3 0 3 0.00 2010-12-01
649 iBest Securities Company Limited 3 3 6 50.00
650 ICAP Equities Asia Limited 3 10 13 76.92 2008-12-22
651 ICAP Securities Hong Kong Limited 3 17 20 85.00 2005-10-06
652 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
653 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 57.14 2009-11-16
654 iFAST Global Markets (HK) Limited 3 1 4 25.00 2008-02-12
655 iFAST Securities (HK) Limited 3 3 6 50.00
656 Imagi Brokerage Limited 3 5 8 62.50
657 IMC Asia Pacific Limited 3 25 28 89.29 2007-03-12
658 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-13
659 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
660 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
661 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
662 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
663 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
664 Interactive Brokers LLC 3 14 17 82.35 2007-03-19
665 INTERCHINA FUTURES LIMITED 3 1 4 25.00
666 INTERCHINA SECURITIES LIMITED 3 5 8 62.50
667 IREALITY INVESTMENTS LIMITED 3 1 4 25.00 2007-12-21
668 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2009-11-16
669 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
670 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
671 Japaninvest (Hong Kong) Limited 3 4 7 57.14 2010-10-26
672 Jefferies Hong Kong Limited 3 22 25 88.00 2010-01-04
673 JF INTERNATIONAL MANAGEMENT INC. 3 28 31 90.32
674 JIMEI SECURITIES LIMITED 3 20 23 86.96 2008-12-09
675 JINRUI FUTURES (HONG KONG) LIMITED 3 8 11 72.73 2007-07-27
676 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
677 Joy Silver Limited 3 7 10 70.00
678 JT CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2010-10-13
679 Julius Baer (Hong Kong) Limited 3 83 86 96.51 2006-09-14
680 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
681 KAISER FUTURES LIMITED 3 20 23 86.96
682 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
683 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
684 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
685 KB Securities Hong Kong Limited 3 6 9 66.67
686 KCG FUND MANAGEMENT LIMITED 3 3 6 50.00 2007-05-04
687 Kilometre Capital Management Limited 3 0 3 0.00 2010-06-01
688 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
689 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
690 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
691 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
692 Koi Investment Partners International Limited 3 0 3 0.00 2010-11-05
693 Kriya Capital Limited 3 0 3 0.00 2010-01-08
694 LaSalle Investment Management Hong Kong Limited 3 8 11 72.73 2007-06-14
695 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
696 LEE'S SECURITIES COMPANY LIMITED 3 6 9 66.67 2005-01-03
697 Legg Mason International Equities (Hong Kong) Limited 3 6 9 66.67
698 LEHIN SECURITIES LIMITED 3 26 29 89.66
699 LEI SHING HONG SECURITIES LIMITED 3 11 14 78.57
700 Liquid Capital Markets Hong Kong Limited 3 4 7 57.14 2009-10-29
701 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 26 29 89.66 2007-02-14
702 LUEN SING SECURITIES LIMITED 3 10 13 76.92
703 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
704 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
705 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-02-17
706 M&F Asset Management Limited 3 10 13 76.92
707 M3 Capital Partners (HK) Limited 3 1 4 25.00 2008-10-17
708 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
709 MANGO FINANCIAL LIMITED 3 11 14 78.57
710 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
711 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
712 MCP Asset Management Company Limited 3 1 4 25.00 2005-08-23
713 MD Healthcare International Limited 3 0 3 0.00 2008-11-05
714 MEIJI YASUDA ASIA LIMITED 3 1 4 25.00
715 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 6 9 66.67
716 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
717 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
718 MIB FUTURES (HONG KONG) LIMITED 3 33 36 91.67
719 MIDLAND WEALTH MANAGEMENT LIMITED 3 36 39 92.31 2008-02-18
720 MING HON SECURITIES LIMITED 3 1 4 25.00
721 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
722 Monex Boom Securities (H.K.) Limited 3 5 8 62.50
723 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
724 NATIXIS ASIA LIMITED 3 31 34 91.18 2004-10-19
725 Neuberger Berman Asia Limited 3 13 16 81.25 2008-03-13
726 Neutral Financial Holding Company Limited 3 10 13 76.92
727 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
728 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
729 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
730 Nine Masts Capital Limited 3 0 3 0.00 2010-05-11
731 NOMURA SECURITIES (HONG KONG) LIMITED 3 89 92 96.74 2010-02-01
732 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
733 North Beta International Securities Limited 3 20 23 86.96 2009-07-17
734 Northern Trust Company of Hong Kong Limited (The) 3 26 29 89.66
735 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
736 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
737 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
738 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
739 OKACHI (HONG KONG) COMPANY LIMITED 3 21 24 87.50
740 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 90.91
741 OMNIX CAPITAL LIMITED 3 3 6 50.00 2009-03-19
742 ONSHINE SECURITIES LIMITED 3 8 11 72.73
743 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2010-08-18
744 ORIENT SECURITIES LIMITED 3 19 22 86.36
745 ORION INVESTMENT MANAGEMENT LIMITED 3 11 14 78.57 2009-11-06
746 Oshidori Securities Limited 3 4 7 57.14
747 PACIFIC GROUP LIMITED (THE) 3 2 5 40.00
748 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
749 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
750 PEAK CAPITAL LIMITED (b2004-03-30) 3 3 6 50.00 2004-10-28
751 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 75.00 2008-07-29
752 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
753 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00
754 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
755 Pinpoint Investment Advisor Limited 3 9 12 75.00 2006-12-27
756 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14
757 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
758 Point72 Hong Kong Limited 3 33 36 91.67 2006-11-14
759 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
760 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
761 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
762 Proton Capital Limited 3 0 3 0.00 2007-10-16
763 PRUDENTIAL BROKERAGE LIMITED 3 161 164 98.17
764 Public Financial Securities Limited 3 13 16 81.25
765 Public Securities Limited 3 14 17 82.35
766 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 0.00 2006-02-24
767 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
768 QMIS Securities Limited 3 3 6 50.00 2009-07-24
769 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
770 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 86.36
771 RBS Asia Futures Limited 3 3 6 50.00
772 Redford Asset Management Limited 3 11 14 78.57 2010-03-09
773 RHB CAPITAL HONG KONG LIMITED 3 10 13 76.92
774 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
775 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 40.00
776 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
777 ROCIM Limited 3 0 3 0.00 2007-06-29
778 ROOFER SECURITIES LIMITED 3 9 12 75.00
779 ROSA SECURITIES LIMITED 3 4 7 57.14
780 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 0.00 2010-08-16
781 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
782 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
783 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
784 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 61 64 95.31
785 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
786 SDHG International Securities Limited 3 8 11 72.73
787 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
788 SEI INVESTMENTS (ASIA) LIMITED 3 4 7 57.14 2005-03-02
789 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-11-07
790 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
791 Seres Asset Management Limited 3 0 3 0.00 2010-04-14
792 Shacom Securities Limited 3 11 14 78.57
793 Shangding International Asset Management Company Limited 3 0 3 0.00 2010-09-08
794 SHENG YUAN SECURITIES LIMITED 3 1 4 25.00 2010-10-27
795 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 93.02
796 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 40.00
797 SINO CAPITAL SECURITIES LIMITED 3 19 22 86.36
798 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
799 SIU ON SECURITIES LIMITED 3 3 6 50.00
800 SJS Markets Limited 3 10 13 76.92 2005-03-02
801 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
802 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
803 SOLID KING SECURITIES LIMITED 3 7 10 70.00
804 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
805 SOUTH CHINA COMMODITIES LIMITED 3 75 78 96.15
806 South China Forex Limited 3 22 25 88.00 2010-06-21
807 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
808 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 0 3 0.00
809 STI Asset Management Limited 3 1 4 25.00 2008-10-22
810 STOCKWELL COMMODITIES LIMITED 3 5 8 62.50
811 STOCKWELL SECURITIES LIMITED 3 35 38 92.11
812 Success Securities Limited 3 73 76 96.05
813 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
814 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
815 SUN'S FUTURE LIMITED 3 3 6 50.00
816 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
817 Superfund Financial (Hong Kong) Limited 3 0 3 0.00
818 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
819 T G HOLBORN (HK) LIMITED 3 51 54 94.44
820 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
821 TAI SHING STOCK INVESTMENT CO. LIMITED 3 25 28 89.29
822 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
823 TAIFAIR FUTURES LIMITED 3 2 5 40.00
824 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
825 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
826 TANG KEE SECURITIES LIMITED 3 3 6 50.00
827 TANG PING KONG LIMITED 3 7 10 70.00
828 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
829 TC Capital International Limited 3 2 5 40.00 2010-08-11
830 Telecom King Securities Limited 3 20 23 86.96 2007-10-17
831 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
832 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
833 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
834 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
835 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 66.67
836 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
837 Tora Trading Services Limited (HK) 3 2 5 40.00 2008-11-14
838 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
839 TRIVEST ADVISORS LIMITED 3 0 3 0.00 2010-04-08
840 TSE'S SECURITIES LIMITED 3 40 43 93.02
841 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 50.00 2009-11-19
842 TULLETT PREBON (HONG KONG) LIMITED 3 9 12 75.00 2010-08-26
843 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
844 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
845 UNITED SIMSEN FOREX DEALERS LIMITED 3 38 41 92.68
846 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
847 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
848 UPBEST COMMODITIES COMPANY LIMITED 3 8 11 72.73
849 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
850 VALUE PARTNERS HONG KONG LIMITED 3 45 48 93.75 2007-11-19
851 VC BROKERAGE LIMITED 3 68 71 95.77
852 VC International Asset Management Limited 3 2 5 40.00
853 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
854 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 85.71 2004-05-19
855 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
856 VMS Securities Limited 3 0 3 0.00
857 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
858 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
859 WAH THAI SECURITIES LIMITED 3 2 5 40.00
860 WAKESTAR ADVISORS LIMITED 3 0 3 0.00 2010-12-15
861 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
862 Waton Securities International Limited 3 0 3 0.00
863 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
864 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
865 Win Securities Limited 3 5 8 62.50
866 WIN WONG SECURITIES LIMITED 3 39 42 92.86
867 WINFULL SECURITIES LIMITED 3 19 22 86.36
868 WING FAT SECURITIES LIMITED 3 8 11 72.73
869 WING FUNG SECURITIES LIMITED 3 26 29 89.66
870 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
871 WINTONE SECURITIES LIMITED 3 14 17 82.35 2004-02-16
872 Wisetrade Securities Limited 3 9 12 75.00
873 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
874 YF Life Investors Limited 3 96 99 96.97 2004-08-30
875 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
876 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
877 Yorkville Advisors HK Limited 3 2 5 40.00 2009-03-18
878 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
879 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
880 ZBI Asia Limited 3 3 6 50.00 2010-02-22
881 Zijing Capital Limited 3 7 10 70.00 2003-05-07
882 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
883 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
884 AASTOCKS.COM LIMITED 2 0 2 0.00
885 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
886 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 75.00
887 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
888 Absolute Investment Management (HK) Limited 2 3 5 60.00
889 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
890 ACM ASIA LIMITED 2 0 2 0.00
891 AD Capital Management (Hong Kong) Limited 2 8 10 80.00 2004-09-08
892 ADM SECURITIES LIMITED 2 0 2 0.00
893 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
894 Aevitas Securities Limited 2 5 7 71.43
895 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
896 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
897 AJ Securities Limited 2 5 7 71.43
898 Aletheia Analyst Network Limited 2 3 5 60.00 2008-06-03
899 ALETHEIA TECHNOLOGIES LIMITED 2 0 2 0.00 2010-07-30
900 Allard Partners Limited 2 4 6 66.67
901 Alpha Financial Group Limited 2 5 7 71.43 2005-10-31
902 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
903 Alpha Nova Capital Management Limited 2 0 2 0.00
904 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
905 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
906 AlTi Wealth Management (Hong Kong) Limited 2 3 5 60.00 2004-05-11
907 Altis Partners (Asia) Limited 2 1 3 33.33 2010-10-22
908 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 96.30 2004-01-20
909 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
910 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
911 AM Squared Limited 2 9 11 81.82 2005-06-30
912 AMBITION SECURITIES CO. LIMITED 2 0 2 0.00 2010-12-28
913 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
914 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
915 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
916 Anli Securities Limited 2 7 9 77.78
917 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
918 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
919 Anuenue Securities Limited 2 10 12 83.33
920 AP Asset Management (HK) Limited 2 5 7 71.43 2004-07-07
921 APAX PARTNERS HONG KONG LIMITED 2 0 2 0.00 2008-01-21
922 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
923 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
924 Apus Investments Limited 2 0 2 0.00 2008-09-04
925 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
926 Areion Asset Management Company Limited 2 0 2 0.00 2010-08-24
927 Arete Research Asia Limited 2 1 3 33.33 2010-01-11
928 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
929 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
930 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
931 Arta Global Markets Limited 2 4 6 66.67 2008-01-08
932 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
933 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
934 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
935 Asia Frontier Investments Limited 2 1 3 33.33 2009-04-28
936 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
937 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
938 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
939 ASPEN HILL PARTNERS (HONG KONG) LIMITED 2 11 13 84.62 2008-08-08
940 ASSET MANAGEMENT GROUP LIMITED 2 56 58 96.55 2006-01-17
941 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
942 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
943 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 92.31 2008-04-25
944 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
945 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 81.82
946 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
947 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
948 Averest Capital Limited 2 3 5 60.00
949 Avia Asset Management Limited 2 2 4 50.00
950 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
951 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
952 Axis Capital Management Limited 2 0 2 0.00
953 BALLINGAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2004-08-13
954 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
955 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
956 BaoQiao Partners Capital Limited 2 2 4 50.00 2008-03-05
957 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
958 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
959 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
960 BCT Financial Limited 2 0 2 0.00 2010-11-24
961 BEAR BRIGHT LIMITED 2 2 4 50.00
962 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
963 Belvest Investment Services Limited 2 8 10 80.00
964 BERICH BROKERAGE LIMITED 2 15 17 88.24
965 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
966 Black Marble Securities Limited 2 3 5 60.00
967 Black's Link Capital Limited 2 2 4 50.00 2010-01-29
968 BLOOMYEARS LIMITED 2 2 4 50.00
969 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
970 BNY Mellon Investment Management Hong Kong Limited 2 4 6 66.67 2008-06-06
971 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
972 BOCHK Asset Management Limited 2 0 2 0.00 2010-12-15
973 BOKHARY SECURITIES LIMITED 2 6 8 75.00
974 Bosen Asset Management Limited 2 2 4 50.00 2010-03-11
975 Bosera Asset Management (International) Co., Limited 2 4 6 66.67 2010-11-05
976 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0.00 2010-07-27
977 Bradbury Securities Limited 2 7 9 77.78
978 Bright Fund Management Limited 2 9 11 81.82
979 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
980 Broadway Wealth Management Limited 2 2 4 50.00
981 BROOKE CAPITAL LIMITED 2 0 2 0.00
982 BULLISH SECURITIES LIMITED 2 11 13 84.62
983 BUSINESS FUTURES LIMITED 2 6 8 75.00
984 BUSINESS SECURITIES LIMITED 2 18 20 90.00
985 BWC FOREX LIMITED 2 5 7 71.43 2009-12-11
986 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
987 CAIDAO CAPITAL LIMITED 2 0 2 0.00 2008-07-15
988 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
989 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 6 8 75.00 2007-08-24
990 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
991 Capital International, Inc. 2 7 9 77.78 2007-07-03
992 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
993 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
994 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
995 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
996 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
997 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
998 CBRE Investment Management (Asia) Limited 2 2 4 50.00
999 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
1000 CCB Securities Limited 2 3 5 60.00
1001 CCTIC International Limited 2 0 2 0.00 2010-06-28
1002 Celera Markets Limited 2 2 4 50.00 2008-08-12
1003 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2008-10-31
1004 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 50.00 2010-07-12
1005 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1006 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1007 CERES CAPITAL LIMITED 2 0 2 0.00
1008 CES International Commodities (HK) Limited 2 3 5 60.00
1009 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1010 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1011 Chanceton Capital Partners Limited 2 5 7 71.43
1012 ChapmanCraig Limited 2 2 4 50.00
1013 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1014 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1015 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1016 CHEER UNION SECURITIES LIMITED 2 18 20 90.00
1017 CHEETAH ADVISORS LIMITED 2 1 3 33.33
1018 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43
1019 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1020 Chepstow Capital Advisors Limited 2 2 4 50.00 2009-10-20
1021 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
1022 CHINA DEMETER SECURITIES LIMITED 2 0 2 0.00 2010-10-18
1023 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
1024 China Enterprise Securities Company Limited 2 2 4 50.00
1025 China Finance Holdings Limited 2 2 4 50.00
1026 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1027 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1028 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 71.43
1029 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
1030 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
1031 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1032 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1033 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1034 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
1035 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
1036 CHINA SYSTEM SECURITIES LIMITED 2 9 11 81.82 2005-07-07
1037 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1038 China Tonghai (IA) Limited 2 8 10 80.00
1039 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1040 CHN International Group Limited 2 0 2 0.00 2010-02-22
1041 CHRISTFUND FUTURES LIMITED 2 8 10 80.00
1042 CICC US Securities, Inc. 2 1 3 33.33 2007-08-03
1043 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 33.33
1044 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1045 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1046 CMB International Global Markets Limited 2 13 15 86.67
1047 CMB International Insurance Consultancy Co., Limited 2 0 2 0.00 2010-11-01
1048 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1049 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1050 CNI Securities Group Limited 2 12 14 85.71 2009-12-15
1051 COL Securities (HK) Limited 2 2 4 50.00
1052 COMMENCE COMPANY LIMITED 2 0 2 0.00
1053 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 85.71 2008-12-17
1054 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1055 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1056 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1057 Coventry Capital HK Limited 2 6 8 75.00 2010-03-22
1058 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1059 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1060 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00
1061 CSC ASIA LIMITED 2 4 6 66.67
1062 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1063 CSOP Asset Management Limited 2 8 10 80.00 2008-09-29
1064 CTW SECURITIES LIMITED 2 3 5 60.00
1065 CVP Securities Limited 2 47 49 95.92 2004-07-09
1066 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1067 D.J. SECURITIES LIMITED 2 0 2 0.00
1068 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1069 DAH SING SECURITIES LIMITED 2 9 11 81.82
1070 Daishin Securities Asia Limited 2 0 2 0.00 2008-11-24
1071 Davidson Kempner Asia Limited 2 0 2 0.00 2010-05-04
1072 De Riva Asia Limited 2 10 12 83.33 2010-07-29
1073 DELTA ASIA FINANCIAL FUTURES LIMITED 2 7 9 77.78
1074 Delta Asia Wealth Management Limited 2 1 3 33.33
1075 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
1076 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1077 Double Haven Capital (Hong Kong) Limited 2 2 4 50.00 2007-02-16
1078 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1079 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1080 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1081 EAA SECURITIES LIMITED 2 1 3 33.33
1082 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1083 East Park Investment Management Co Limited 2 1 3 33.33 2010-10-04
1084 Eclipse Options (HK) Limited 2 12 14 85.71 2007-05-31
1085 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1086 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1087 Elements Advisors Limited 2 3 5 60.00 2010-06-08
1088 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1089 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1090 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
1091 Emperor Asset Management Limited 2 0 2 0.00 2009-11-03
1092 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1093 Encap (Global) Asset Management Limited 2 2 4 50.00 2009-03-30
1094 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1095 ENZARD LIMITED 2 3 5 60.00 2004-05-21
1096 Essence Asset Management (Hong Kong) Limited 2 1 3 33.33 2010-08-19
1097 Essence Corporate Finance (Hong Kong) Limited 2 2 4 50.00 2010-09-01
1098 Essence Futures (Hong Kong) Limited 2 3 5 60.00 2010-10-25
1099 Essence International Securities (Hong Kong) Limited 2 18 20 90.00 2010-05-18
1100 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1101 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1102 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1103 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1104 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
1105 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
1106 Evo Capital Management Asia Limited 2 7 9 77.78 2007-08-22
1107 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1108 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
1109 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1110 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1111 F. R. ZIMMERN LIMITED 2 3 5 60.00
1112 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1113 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1114 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1115 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1116 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1117 FAIRWIN BROKING LIMITED 2 5 7 71.43
1118 FB SECURITIES (HONG KONG) LIMITED 2 6 8 75.00
1119 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
1120 FDB Financial Group Limited 2 5 7 71.43
1121 FE SECURITIES LIMITED 2 4 6 66.67
1122 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1123 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1124 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1125 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1126 FORTUNE (HK) SECURITIES LIMITED 2 15 17 88.24
1127 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1128 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1129 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
1130 FRM HONG KONG LIMITED (d2014-05-18) 2 5 7 71.43 2008-05-14
1131 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1132 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1133 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1134 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1135 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1136 Fubon Capital (HK) Limited 2 1 3 33.33
1137 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1138 FULLJET SECURITIES LIMITED 2 0 2 0.00
1139 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1140 Future Growth Financial Services Limited 2 9 11 81.82 2010-04-08
1141 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1142 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
1143 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
1144 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 13 15 86.67
1145 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1146 GAVEKAL CAPITAL LIMITED 2 5 7 71.43 2003-06-09
1147 GCIS LIMITED 2 1 3 33.33 2007-05-16
1148 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
1149 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1150 GEOMATRIX (H.K.) LIMITED 2 2 4 50.00
1151 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1152 GET NICE CAPITAL LIMITED 2 0 2 0.00
1153 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1154 GF FUTURES (HONG KONG) CO., LIMITED 2 13 15 86.67 2007-02-16
1155 GFI (HK) SECURITIES L.L.C. 2 31 33 93.94 2007-06-18
1156 GIGA (HONG KONG) LIMITED 2 1 3 33.33
1157 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1158 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 50.00
1159 GLG Partners Hong Kong Limited 2 0 2 0.00 2010-11-30
1160 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1161 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2005-01-27
1162 GLS SECURITIES LIMITED 2 4 6 66.67
1163 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1164 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1165 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1166 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
1167 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1168 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 90.48
1169 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1170 Goldyard Capital Limited 2 2 4 50.00
1171 Gong Ping Securities Limited 2 0 2 0.00 2010-12-08
1172 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
1173 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
1174 Grand Cartel Securities Company Limited 2 4 6 66.67
1175 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 18 20 90.00 2007-04-18
1176 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1177 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1178 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 1 3 33.33
1179 Greenfield Asset Management Limited 2 1 3 33.33 2005-11-11
1180 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1181 Grit Securities Limited 2 1 3 33.33
1182 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
1183 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1184 GT CAPITAL LIMITED 2 6 8 75.00
1185 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1186 Guo Tong Capital Management Company Limited 2 6 8 75.00 2010-05-24
1187 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2010-06-29
1188 Guosen Securities (HK) Brokerage Company, Limited 2 5 7 71.43 2010-02-26
1189 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 2 4 50.00 2008-05-29
1190 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 42 44 95.45 2010-11-26
1191 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
1192 Hamilton Lane (Hong Kong) Limited 2 3 5 60.00 2010-07-05
1193 HAMON ASIAN ADVISORS LIMITED 2 5 7 71.43
1194 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
1195 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
1196 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1197 Hana Asia Limited 2 0 2 0.00 2010-03-25
1198 HANG SENG FUTURES LIMITED 2 9 11 81.82
1199 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1200 HANTEC SECURITIES CO., LIMITED 2 26 28 92.86
1201 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1202 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1203 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1204 HENIK SECURITIES LIMITED 2 11 13 84.62
1205 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1206 HERMES SECURITIES LIMITED 2 6 8 75.00
1207 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1208 HFS ASSET MANAGEMENT LIMITED 2 2 4 50.00
1209 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1210 HIG FUTURES LIMITED 2 2 4 50.00 2010-06-30
1211 HIP HING SECURITIES LIMITED 2 2 4 50.00
1212 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1213 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1214 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1215 Hong Kong Securities (International) Company Limited 2 13 15 86.67 2009-07-23
1216 Hong Kong Stock Link Securities Limited 2 7 9 77.78
1217 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1218 Hongkong Bay Securities Limited 2 7 9 77.78
1219 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1220 HOORAY CAPITAL LIMITED 2 0 2 0.00
1221 HOORAY SECURITIES LIMITED 2 1 3 33.33
1222 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1223 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1224 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
1225 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2005-06-01
1226 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1227 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1228 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1229 Huayu Securities Limited 2 6 8 75.00
1230 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1231 HUNG SING FUTURES LIMITED 2 4 6 66.67
1232 IBTS ASIA (HK) LIMITED 2 18 20 90.00 2005-11-17
1233 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
1234 IMARKETS LIMITED 2 1 3 33.33
1235 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1236 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1237 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2010-10-06
1238 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1239 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1240 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
1241 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1242 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1243 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1244 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1245 INV Partners Limited 2 1 3 33.33 2009-11-24
1246 iTTa Capital Limited 2 3 5 60.00 2003-05-29
1247 iVenture Investment Management Limited 2 1 3 33.33
1248 IVORY CAPITAL PRIVATE LIMITED 2 6 8 75.00 2007-03-21
1249 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1250 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1251 JANCHOR PARTNERS LIMITED 2 4 6 66.67 2009-11-06
1252 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1253 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
1254 JIMEI ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-02-03
1255 JIMEI FUTURES LIMITED 2 8 10 80.00 2008-12-09
1256 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1257 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1258 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1259 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1260 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1261 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 50.00
1262 JVSakk Asia Limited 2 0 2 0.00
1263 JVSakk Asset Management Limited 2 1 3 33.33 2008-08-28
1264 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1265 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1266 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
1267 KAISER SECURITIES LIMITED 2 23 25 92.00
1268 Kam Wah Investments Limited 2 3 5 60.00
1269 KARFORD SECURITIES LIMITED 2 0 2 0.00
1270 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1271 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1272 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 88.89 2004-12-16
1273 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 18 20 90.00
1274 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 60.00
1275 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1276 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1277 Kerogen Capital (Asia) Limited 2 1 3 33.33 2010-02-01
1278 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 83.33 2006-11-28
1279 KGI Asset Management Limited 2 1 3 33.33
1280 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1281 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1282 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1283 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1284 KINGSTON FUTURES LIMITED 2 16 18 88.89
1285 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1286 Kirin Asset Management Limited 2 4 6 66.67 2007-06-12
1287 KMT SECURITIES LIMITED 2 7 9 77.78
1288 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1289 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 88.89 2003-07-08
1290 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
1291 KTB Asset Management Asia Co., Limited 2 0 2 0.00 2010-06-11
1292 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1293 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1294 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1295 KWOK HING SECURITIES LIMITED 2 9 11 81.82
1296 La Roche & Co Asia Limited 2 5 7 71.43 2008-03-05
1297 LAMTEX SECURITIES LIMITED 2 11 13 84.62
1298 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1299 LAU & COMPANY LIMITED 2 0 2 0.00
1300 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1301 LBN Advisers Limited 2 1 3 33.33 2007-09-13
1302 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1303 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1304 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1305 Lexicon Partners (Asia) Limited 2 2 4 50.00 2007-03-21
1306 Lighthorse Asset Management (HK) Limited 2 2 4 50.00 2009-09-04
1307 LIM ADVISORS LIMITED 2 13 15 86.67
1308 Liquid Capital Securities Hong Kong Limited 2 0 2 0.00 2010-06-09
1309 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
1310 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
1311 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1312 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 91.67
1313 Longitude Asia Limited 2 4 6 66.67
1314 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1315 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1316 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1317 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1318 M SECURITIES LIMITED (HK) 2 6 8 75.00 2006-02-23
1319 Macquarie Asia Securities Limited 2 33 35 94.29 2005-07-26
1320 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1321 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
1322 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1323 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1324 MALAHON SECURITIES LIMITED 2 12 14 85.71
1325 MAN HON YEUNG SECURITIES LIMITED 2 5 7 71.43
1326 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1327 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1328 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1329 MARC FABER LIMITED 2 0 2 0.00
1330 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-04-01
1331 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1332 MARSHALL WACE ASIA LIMITED 2 9 11 81.82 2006-10-27
1333 Marshall Wace Gavekal Asia Limited 2 8 10 80.00 2008-06-30
1334 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1335 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1336 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1337 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 19 21 90.48 2008-06-30
1338 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
1339 MCP Holdings Limited (HK) 2 10 12 83.33
1340 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 4 6 66.67 2007-05-11
1341 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1342 MEGABASE SECURITIES LIMITED 2 4 6 66.67
1343 MERCER INVESTMENTS (HK) LIMITED 2 4 6 66.67 2005-08-04
1344 Merdeka Securities Limited 2 7 9 77.78
1345 MESSIS CAPITAL LIMITED 2 2 4 50.00
1346 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1347 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2008-09-03
1348 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1349 Minerva Holding Financial Securities Limited 2 9 11 81.82
1350 MIS SERVICES LIMITED (d2019-06-01) 2 1 3 33.33
1351 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1352 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 81.82 2010-11-03
1353 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1354 MOELIS & COMPANY ASIA LIMITED 2 4 6 66.67 2009-12-11
1355 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1356 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1357 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1358 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
1359 MORTON SECURITIES LIMITED 2 3 5 60.00
1360 Mount Kellett Capital (Hong Kong) Limited 2 25 27 92.59 2008-09-25
1361 MTF SECURITIES LIMITED 2 15 17 88.24
1362 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1363 My Decker Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-12-16
1364 MY.Alpha Management HK Advisors Limited 2 6 8 75.00 2007-10-31
1365 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1366 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2007-09-06
1367 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1368 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 7 9 77.78
1369 Nikko Asset Management Hong Kong Limited 2 7 9 77.78
1370 Nittan Securities Asia Limited 2 2 4 50.00
1371 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1372 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1373 Nuada Limited 2 3 5 60.00 2004-01-15
1374 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1375 Oberweis Asset Management (Asia) Limited 2 2 4 50.00 2008-03-06
1376 OCBC SECURITIES (HONG KONG) LIMITED 2 1 3 33.33 2008-03-20
1377 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1378 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1379 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1380 ONE CHINA SECURITIES LIMITED 2 41 43 95.35 2004-03-01
1381 OnePlatform Securities Limited 2 27 29 93.10
1382 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1383 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1384 Open Asset Management Limited 2 0 2 0.00
1385 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1386 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1387 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1388 ORIENT SECURITIES (HONG KONG) LIMITED 2 3 5 60.00 2010-07-21
1389 ORIENTAL WEALTH FUTURES LIMITED 2 8 10 80.00 2009-06-18
1390 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1391 orientiert XYZ Securities Limited 2 66 68 97.06 2004-12-03
1392 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
1393 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1394 Oshidori Corporate Finance Limited 2 2 4 50.00
1395 OTCex Hong Kong Limited 2 5 7 71.43 2010-08-23
1396 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1397 PacAsia Advisors Limited 2 0 2 0.00 2010-12-03
1398 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1399 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1400 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 19 21 90.48 2007-01-09
1401 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1402 Pacific Sun Advisors Limited 2 0 2 0.00
1403 PAMA GROUP (HONG KONG) LIMITED 2 2 4 50.00
1404 Pamirs Capital (H.K.) Limited 2 0 2 0.00 2010-09-10
1405 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1406 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1407 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1408 Parry International Trading Limited 2 0 2 0.00 2010-08-26
1409 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1410 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1411 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1412 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1413 PEGASUS FUND MANAGERS LIMITED 2 22 24 91.67
1414 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1415 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 75.00
1416 Permira Advisers Limited 2 2 4 50.00 2008-08-19
1417 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1418 PERRY CAPITAL (ASIA) LIMITED 2 7 9 77.78 2006-09-12
1419 PGIM (Hong Kong) Limited 2 4 6 66.67
1420 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1421 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1422 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1423 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 33.33 2010-07-12
1424 PIMCO Asia Limited 2 5 7 71.43 2006-05-17
1425 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1426 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1427 Ping An of China Capital (Hong Kong) Company Limited 2 0 2 0.00 2010-12-07
1428 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2009-07-30
1429 Pinpoint Asset Management Limited 2 0 2 0.00 2010-10-25
1430 PIPER JAFFRAY ASIA FUTURES LIMITED 2 10 12 83.33 2004-02-13
1431 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1432 PO LEE SECURITIES LIMITED 2 5 7 71.43
1433 PO SANG SECURITIES LIMITED 2 11 13 84.62
1434 Polen Capital HK Limited 2 0 2 0.00
1435 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1436 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1437 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1438 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1439 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1440 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1441 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1442 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1443 Providence Equity Asia Limited 2 6 8 75.00 2007-08-23
1444 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1445 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1446 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1447 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1448 Qantex Capital Markets Limited 2 5 7 71.43 2009-04-14
1449 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1450 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1451 Rabo Brokerage HK Limited 2 11 13 84.62 2007-09-12
1452 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1453 Rakuten Securities Hong Kong Limited 2 49 51 96.08
1454 RBC Capital Markets (Hong Kong) Limited 2 24 26 92.31 2010-09-09
1455 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1456 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1457 Realord Asia Pacific Securities Limited 2 0 2 0.00 2010-11-24
1458 REDFORD SECURITIES LIMITED 2 32 34 94.12 2005-03-31
1459 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1460 Redwood Peak Limited 2 6 8 75.00 2007-10-05
1461 Regal Portfolio Management Limited (HK) 2 0 2 0.00 2007-03-05
1462 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1463 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1464 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1465 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1466 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
1467 RICHLAND WORLDWIDE LIMITED 2 2 4 50.00 2004-04-15
1468 Rifa Futures Limited 2 13 15 86.67 2008-12-01
1469 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2005-06-24
1470 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1471 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1472 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1473 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1474 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1475 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1476 Safari Asia Limited 2 1 3 33.33 2010-04-30
1477 SALISBURY SECURITIES LIMITED 2 2 4 50.00 2005-03-31
1478 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1479 SANSTON FINANCIAL GROUP LIMITED 2 4 6 66.67 2007-06-12
1480 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1481 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1482 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1483 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
1484 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1485 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 23 25 92.00 2007-03-09
1486 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1487 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1488 SEEKERS MARKETS LIMITED 2 10 12 83.33
1489 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1490 SENRIGAN CAPITAL GROUP LIMITED 2 8 10 80.00 2009-08-27
1491 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1492 SFM HK Management Limited 2 3 5 60.00 2010-11-01
1493 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-08-14
1494 SHACOM FUTURES LIMITED 2 2 4 50.00
1495 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1496 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 71.43 2007-05-18
1497 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1498 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 8 10 80.00 2007-08-17
1499 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1500 SHUN HENG SECURITIES LIMITED 2 11 13 84.62
1501 SHUN LOONG FOREX COMPANY LIMITED 2 0 2 0.00
1502 SHUN LOONG FUTURES LIMITED 2 0 2 0.00
1503 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1504 Silk Road International Capital Limited 2 0 2 0.00
1505 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1506 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1507 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1508 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1509 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1510 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1511 Sinofortune Financial Capital Limited 2 0 2 0.00
1512 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1513 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 80.00 2007-05-15
1514 SKY WARD ASIA LIMITED 2 1 3 33.33
1515 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1516 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1517 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1518 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1519 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1520 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1521 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1522 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1523 Springboard Capital Limited 2 1 3 33.33 2010-07-02
1524 SPS COMMODITIES LIMITED 2 6 8 75.00
1525 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1526 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1527 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1528 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1529 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
1530 STANHILL (HONG KONG) LIMITED 2 2 4 50.00
1531 STARLING GROUP SECURITIES LIMITED 2 3 5 60.00 2008-11-05
1532 Stellar Securities Limited 2 1 3 33.33
1533 STONEWORKS ASSET MANAGEMENT (MALTA) LIMITED 2 0 2 0.00 2010-11-19
1534 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1535 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1536 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1537 SUN YI COMPANY LIMITED 2 2 4 50.00 2008-01-31
1538 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1539 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1540 Sunrise Brokers (Hong Kong) Limited 2 16 18 88.89 2009-12-09
1541 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1542 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1543 Swiss-Asia Asset Management (HK) Limited 2 0 2 0.00 2010-06-02
1544 Synergy Fund Management Group Limited 2 3 5 60.00 2010-05-26
1545 SynerWealth Financial Limited 2 17 19 89.47 2009-02-04
1546 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1547 T & F Equities Limited 2 1 3 33.33 2005-11-23
1548 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1549 T. Rowe Price Hong Kong Limited 2 17 19 89.47 2010-12-21
1550 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1551 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1552 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1553 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1554 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
1555 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1556 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1557 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1558 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1559 Tenacity Partners Limited 2 1 3 33.33 2010-08-13
1560 Tensant Securities Limited 2 5 7 71.43 2004-08-25
1561 TFI Asset Management Limited 2 2 4 50.00 2009-06-18
1562 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1563 THING ON SECURITIES LIMITED 2 6 8 75.00
1564 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1565 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 60.00 2008-04-11
1566 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1567 TIRESIAS CAPITAL HONG KONG LIMITED 2 1 3 33.33 2010-03-11
1568 Titan Capital Services Limited 2 0 2 0.00 2010-10-22
1569 TOUCHSTONE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2010-04-01
1570 TPG-AXON CAPITAL (HK), LIMITED 2 8 10 80.00 2005-05-31
1571 TR Advisors Limited 2 0 2 0.00 2008-12-02
1572 Tractus Asset Management Limited 2 2 4 50.00 2009-12-31
1573 Trafalgar Capital Management (HK) Limited 2 0 2 0.00 2010-02-01
1574 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1575 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
1576 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1577 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 87.50
1578 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1579 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1580 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1581 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1582 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1583 Turiya Advisors Asia Limited 2 9 11 81.82 2005-04-26
1584 TVC MANAGEMENT LIMITED 2 0 2 0.00
1585 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1586 Two Fish Capital HK Limited 2 0 2 0.00 2010-08-17
1587 Tyche Group Limited 2 6 8 75.00
1588 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1589 UNICORN SECURITIES COMPANY LIMITED 2 3 5 60.00
1590 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1591 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1592 United Securities Limited (HK) 2 2 4 50.00
1593 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1594 Value Partners Private Equity Limited 2 4 6 66.67
1595 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2008-04-01
1596 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1597 Vantum Futures Limited 2 2 4 50.00
1598 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1599 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
1600 VERCAP Financial Services Limited 2 0 2 0.00
1601 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1602 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1603 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1604 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1605 Viking Global Hong Kong Limited 2 1 3 33.33 2010-09-17
1606 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1607 Vision Capital Investment Management Limited 2 12 14 85.71 2003-12-17
1608 VL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-04-15
1609 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1610 Voras Capital Management (HK) Limited 2 1 3 33.33 2008-07-31
1611 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1612 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1613 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1614 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1615 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1616 Wanhai Securities (HK) Limited 2 5 7 71.43
1617 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1618 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1619 WEALTH MANAGEMENT GROUP LIMITED 2 6 8 75.00 2007-02-02
1620 Well Link International Securities Limited 2 21 23 91.30
1621 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1622 WELLCHAMP CAPITAL LIMITED 2 3 5 60.00
1623 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1624 WILBY SECURITIES LIMITED 2 3 5 60.00
1625 WILSON SECURITIES LIMITED 2 20 22 90.91 2010-02-25
1626 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
1627 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1628 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1629 WING ON SECURITIES LIMITED 2 8 10 80.00
1630 WINGS SECURITIES (HK) LIMITED 2 7 9 77.78
1631 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1632 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1633 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
1634 WMG Asia Limited 2 1 3 33.33 2007-02-28
1635 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1636 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1637 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1638 Wolver Hill Asset Management Asia Limited 2 2 4 50.00 2009-03-10
1639 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1640 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33 2003-05-23
1641 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1642 YARDLEY SECURITIES LIMITED 2 5 7 71.43
1643 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1644 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1645 YUE XIU FUTURES COMPANY LIMITED 2 4 6 66.67
1646 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 71.43
1647 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1648 Yuexiu REIT Asset Management Limited 2 3 5 60.00 2005-12-08
1649 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1650 Zhongrong International Futures Co., Limited 2 3 5 60.00
1651 AIR GEO SERVICES LIMITED 1 0 1 0.00 2007-08-21
1652 ASM ADVISORY LIMITED 1 3 4 75.00 2009-11-30
1653 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1654 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1655 China Earthcare Capital Limited 1 0 1 0.00 2010-05-24
1656 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1657 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 0.00
1658 EFG Asset Management (HK) Limited 1 0 1 0.00 2008-06-06
1659 FT Securities Limited 1 9 10 90.00 2005-09-22
1660 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1661 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1662 GUOYUAN FUTURES (HONG KONG) LIMITED 1 10 11 90.91 2007-11-29
1663 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1664 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0.00
1665 Henyep Capital Management Limited 1 0 1 0.00 2005-12-20
1666 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 98.91
1667 IMPERIAL CAPITAL LIMITED (HK) 1 0 1 0.00 2005-05-12
1668 IPP Financial Advisers Limited 1 27 28 96.43 2006-12-21
1669 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1670 LONGREACH GROUP LIMITED (THE) 1 2 3 66.67 2006-08-01
1671 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1672 PARRY CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2007-09-24
1673 PEACE TOWN FUND MANAGEMENT LIMITED 1 0 1 0.00
1674 Polaris Capital (Asia) Limited 1 0 1 0.00
1675 QH CAPITAL LIMITED 1 1 2 50.00 2009-07-22
1676 R.J. O'Brien & Associates HK Limited 1 1 2 50.00 2007-10-29
1677 RAB CAPITAL (ASIA) LIMITED 1 0 1 0.00 2007-09-28
1678 REXCAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1679 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 83.33
1680 STARLING GROUP FUTURES LIMITED 1 2 3 66.67 2008-11-05
1681 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1682 WM (HK) Limited 1 106 107 99.07
1683 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1684 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1684 Average 3.32 22.32 25.65 87.04

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