SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 4 16 20 80.00 2010-04-19
2 3V Capital Limited 3 1 4 25.00 2005-07-18
3 3W Fund Management Limited 2 0 2 0.00 2012-11-16
4 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
5 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
6 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
7 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
8 AASTOCKS.COM LIMITED 2 0 2 0.00
9 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
10 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
11 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
12 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
13 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
14 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
15 abrdn Hong Kong Limited 4 9 13 69.23
16 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
17 Absolute Investment Management (HK) Limited 3 1 4 25.00
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
22 ADM SECURITIES LIMITED 2 0 2 0.00
23 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
24 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
25 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
26 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
27 Aevitas Securities Limited 2 4 6 66.67
28 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
29 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
30 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
31 AIF CAPITAL LIMITED 3 9 12 75.00
32 AIF Securities Limited 5 8 13 61.54 2004-11-02
33 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
34 AIU International Securities Limited 2 0 2 0.00 2011-12-28
35 AJ Securities Limited 2 5 7 71.43
36 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
37 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
38 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
39 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
40 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
41 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
42 Allard Partners Limited 3 5 8 62.50
43 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
44 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
45 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
46 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
47 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
48 Alpha Nova Capital Management Limited 2 0 2 0.00
49 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
50 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
51 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
52 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
53 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
54 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
55 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
56 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
57 ALTUS CAPITAL LIMITED 3 9 12 75.00
58 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
59 AM Squared Limited 2 4 6 66.67 2005-06-30
60 Amasse Capital Limited 3 0 3 0.00 2012-07-13
61 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
62 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
63 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
64 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
65 Amundi Hong Kong Limited 7 25 32 78.13
66 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
67 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
68 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
69 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
70 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
71 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
72 Anli Securities Limited 2 8 10 80.00
73 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
74 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
75 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
76 Anuenue Securities Limited 2 9 11 81.82
77 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
78 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
79 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
80 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
81 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
82 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
83 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
84 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
85 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
86 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
87 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
88 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
89 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
90 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
91 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
92 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
93 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
94 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
95 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
96 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
97 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
98 Arta Global Futures Limited 4 1 5 20.00
99 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
100 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
101 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
102 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
103 Ascender Capital Limited 2 0 2 0.00 2012-12-07
104 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
105 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
106 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
107 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
108 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
109 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
110 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
111 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
112 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
113 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
114 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
115 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
116 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
117 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
118 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
119 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
120 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
121 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
122 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
123 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
124 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
125 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
126 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
127 Athos Capital Limited 2 1 3 33.33 2012-03-20
128 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
129 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
130 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
131 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
132 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
133 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
134 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
135 Averest Capital Limited 3 3 6 50.00
136 Avia Asset Management Limited 2 1 3 33.33
137 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
138 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
139 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
140 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
141 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
142 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
143 Axis Capital Management Limited 2 0 2 0.00
144 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
145 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
146 BALI SECURITIES CO. LIMITED 4 2 6 33.33
147 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
148 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
149 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
150 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
151 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
152 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
153 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
154 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
155 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
156 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
157 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
158 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
159 BCT Financial Limited 2 58 60 96.67 2010-11-24
160 BEA Union Investment Management Limited 6 20 26 76.92
161 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
162 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
163 Beevest Securities Limited 3 7 10 70.00 2005-03-07
164 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
165 Beijing Securities Limited 4 7 11 63.64 2008-11-07
166 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
167 Belvest Investment Services Limited 2 4 6 66.67
168 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
169 Bentley Capital Limited (HK) 4 0 4 0.00
170 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
171 BERICH BROKERAGE LIMITED 4 16 20 80.00
172 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
173 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
174 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
175 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
176 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
177 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
178 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
179 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
180 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
181 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
182 Black Marble Securities Limited 2 2 4 50.00
183 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
184 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
185 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
186 BLOOMYEARS LIMITED 2 2 4 50.00
187 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
188 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
189 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
190 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
191 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
192 BMI Securities Limited 2 4 6 66.67 2011-03-14
193 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
194 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
195 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
196 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
197 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
198 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
199 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
200 BOCI ASIA LIMITED 9 89 98 90.82
201 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
202 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
203 BOCI RESEARCH LIMITED 4 41 45 91.11
204 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
205 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
206 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
207 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
208 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
209 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
210 BOKHARY SECURITIES LIMITED 2 6 8 75.00
211 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
212 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
213 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
214 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
215 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
216 BOWEN ASIA LIMITED 2 1 3 33.33
217 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
218 Bradbury Securities Limited 2 8 10 80.00
219 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
220 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
221 Bright Fund Management Limited 5 41 46 89.13
222 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
223 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
224 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
225 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
226 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
227 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
228 BROOKE CAPITAL LIMITED 2 2 4 50.00
229 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
230 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
231 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
232 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
233 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
234 BULLISH SECURITIES LIMITED 2 10 12 83.33
235 BUSINESS FUTURES LIMITED 3 6 9 66.67
236 BUSINESS SECURITIES LIMITED 3 16 19 84.21
237 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
238 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
239 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
240 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
241 CAIIS Limited 3 21 24 87.50 2006-05-23
242 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
243 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
244 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
245 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
246 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
247 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
248 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
249 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
250 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
251 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
252 Capital Instinct Limited 2 0 2 0.00 2011-05-25
253 Capital International, Inc. 2 8 10 80.00 2007-07-03
254 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
255 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
256 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
257 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
258 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
259 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
260 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
261 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
262 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
263 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
264 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
265 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
266 CBH Asia Limited 4 19 23 82.61 2010-09-24
267 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
268 CBRE Investment Management (Asia) Limited 2 2 4 50.00
269 CC Finance Limited 3 10 13 76.92 2006-04-20
270 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
271 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
272 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
273 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
274 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
275 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
276 CCB Securities Limited 2 3 5 60.00
277 CCTIC International Limited 3 1 4 25.00 2010-06-28
278 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
279 Celera Markets Limited 2 1 3 33.33 2008-08-12
280 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
281 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
282 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
283 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
284 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
285 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
286 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
287 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
288 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
289 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
290 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
291 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
292 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
293 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
294 CERES CAPITAL LIMITED 2 0 2 0.00
295 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
296 CES Commodities (HK) Limited 5 316 321 98.44
297 CES Forex (HK) Limited 3 165 168 98.21
298 CES International Commodities (HK) Limited 2 1 3 33.33
299 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
300 CGS International Securities Hong Kong Limited 16 109 125 87.20
301 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
302 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
303 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
304 Chanceton Capital Partners Limited 4 6 10 60.00
305 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
306 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
307 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
308 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
309 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
310 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
311 ChapmanCraig Limited 2 0 2 0.00
312 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
313 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
314 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
315 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
316 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
317 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
318 CHEETAH ADVISORS LIMITED 2 2 4 50.00
319 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
320 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
321 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
322 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
323 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
324 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
325 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
326 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
327 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
328 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
329 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
330 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
331 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
332 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
333 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
334 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
335 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
336 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
337 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
338 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
339 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
340 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
341 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
342 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
343 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
344 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
345 China Finance Holdings Limited 2 0 2 0.00
346 China Finance KAB Limited 3 8 11 72.73 2004-12-23
347 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
348 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
349 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
350 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
351 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
352 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
353 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
354 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
355 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
356 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
357 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
358 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
359 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
360 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
361 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
362 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
363 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
364 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
365 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
366 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
367 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
368 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
369 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
370 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
371 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
372 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
373 China Reserve Securities Limited 3 6 9 66.67
374 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
375 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
376 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
377 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
378 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
379 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
380 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
381 China Tonghai (IA) Limited 3 10 13 76.92
382 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
383 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
384 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
385 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
386 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
387 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
388 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
389 CHN International Group Limited 2 0 2 0.00 2010-02-22
390 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
391 CHONG HING SECURITIES LIMITED 4 97 101 96.04
392 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
393 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
394 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
395 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
396 CHUANGS & CO. LIMITED 3 1 4 25.00
397 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
398 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
399 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
400 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
401 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
402 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
403 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
404 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
405 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
406 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
407 Citadel Asia Limited 3 17 20 85.00 2005-10-21
408 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
409 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
410 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
411 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
412 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
413 CITIC Securities Futures (HK) Limited 10 93 103 90.29
414 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
415 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
416 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
417 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
418 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
419 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
420 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
421 CLC International Limited 2 5 7 71.43 2012-12-07
422 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
423 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
424 CLSA FUTURES LIMITED 3 14 17 82.35
425 CLSA LIMITED 5 275 280 98.21
426 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
427 CLSA RESEARCH LIMITED 3 1 4 25.00
428 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
429 CMB International Capital Limited 4 13 17 76.47 2010-09-07
430 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
431 CMB International Global Markets Limited 3 11 14 78.57
432 CMB International Securities Limited 4 19 23 82.61 2010-06-15
433 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
434 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
435 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
436 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
437 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
438 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
439 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
440 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
441 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
442 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
443 COL Securities (HK) Limited 3 1 4 25.00
444 COMGEST FAR EAST LIMITED 3 5 8 62.50
445 COMMENCE COMPANY LIMITED 2 0 2 0.00
446 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
447 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
448 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
449 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
450 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
451 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
452 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
453 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
454 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
455 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
456 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
457 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
458 CORPORATE BROKERS LIMITED 4 67 71 94.37
459 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
460 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
461 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
462 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
463 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
464 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
465 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
466 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
467 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
468 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
469 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
470 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
471 CS Wealth Securities Limited 4 4 8 50.00
472 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
473 CSC FUTURES (HK) LIMITED 4 19 23 82.61
474 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
475 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
476 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
477 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
478 CTBC Asia Limited 5 13 18 72.22 2004-01-14
479 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
480 CTW SECURITIES LIMITED 2 4 6 66.67
481 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
482 CUPOLA CAPITAL LIMITED 4 1 5 20.00
483 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
484 CVP Securities Limited 2 41 43 95.35 2004-07-09
485 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
486 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
487 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
488 D.J. SECURITIES LIMITED 2 0 2 0.00
489 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
490 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
491 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
492 DAH SING SECURITIES LIMITED 2 8 10 80.00
493 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
494 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
495 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
496 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
497 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
498 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
499 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
500 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
501 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
502 De Riva Asia Limited 2 16 18 88.89 2010-07-29
503 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
504 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
505 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
506 Delta Asia Wealth Management Limited 2 8 10 80.00
507 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
508 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
509 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
510 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
511 DL BROKERAGE LIMITED 3 18 21 85.71
512 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
513 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
514 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
515 DNB Asset Management (Asia) Limited 3 3 6 50.00
516 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
517 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
518 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
519 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
520 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
521 DST Investment Management Limited 3 1 4 25.00 2012-04-23
522 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
523 DWS Investments Hong Kong Limited 3 13 16 81.25
524 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
525 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
526 EAA SECURITIES LIMITED 2 1 3 33.33
527 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
528 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
529 EAST ASIA FUTURES LIMITED 3 9 12 75.00
530 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
531 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
532 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
533 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
534 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
535 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
536 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
537 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
538 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
539 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
540 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
541 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
542 Elements Advisors Limited 2 1 3 33.33 2010-06-08
543 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
544 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
545 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
546 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
547 ELSTONE SECURITIES LIMITED 4 12 16 75.00
548 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
549 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
550 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
551 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
552 EMPEROR FUTURES LIMITED 4 99 103 96.12
553 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
554 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
555 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
556 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
557 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
558 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
559 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
560 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
561 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
562 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
563 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
564 ENZARD LIMITED 1 0 1 0.00 2004-05-21
565 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
566 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
567 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
568 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
569 Essence International Financial Holdings Limited 2 11 13 84.62
570 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
571 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
572 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
573 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
574 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
575 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
576 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
577 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
578 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
579 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
580 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
581 Everbright Securities Global (HK) Limited 4 9 13 69.23
582 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
583 Evercore Asia Limited 4 10 14 71.43 2011-03-04
584 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
585 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
586 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
587 EVERHOT SECURITIES LIMITED 3 5 8 62.50
588 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
589 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
590 EWARTON SECURITIES LIMITED 4 17 21 80.95
591 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
592 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
593 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
594 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
595 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
596 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
597 F. R. ZIMMERN LIMITED 2 3 5 60.00
598 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
599 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
600 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
601 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
602 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
603 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
604 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
605 FAIRWIN BROKING LIMITED 3 5 8 62.50
606 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
607 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
608 FDB Financial Group Limited 3 9 12 75.00
609 FE SECURITIES LIMITED 2 4 6 66.67
610 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
611 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
612 FIL Investment Advisors 5 84 89 94.38
613 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
614 Finet Securities Limited 2 4 6 66.67
615 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
616 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
617 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
618 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
619 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
620 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
621 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
622 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
623 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
624 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
625 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
626 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
627 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
628 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
629 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
630 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
631 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
632 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
633 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
634 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
635 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
636 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
637 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
638 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
639 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
640 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
641 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
642 FT Securities Limited 2 7 9 77.78
643 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
644 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
645 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
646 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
647 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
648 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
649 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
650 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
651 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
652 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
653 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
654 FULL WIN SECURITIES LIMITED 2 0 2 0.00
655 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
656 FULLJET SECURITIES LIMITED 2 0 2 0.00
657 Funderstone Asset Management (HK) Limited 4 3 7 42.86
658 Funderstone Futures Limited 6 44 50 88.00
659 Funderstone Securities Limited 7 54 61 88.52
660 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
661 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
662 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
663 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
664 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
665 FX ONE LIMITED 3 5 8 62.50 2012-06-14
666 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
667 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
668 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
669 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
670 GAM HONG KONG LIMITED 3 18 21 85.71
671 GAOYU SECURITIES LIMITED 5 16 21 76.19
672 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
673 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
674 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
675 GCAM Limited 2 1 3 33.33 2004-10-19
676 GCIS LIMITED 2 1 3 33.33 2007-05-16
677 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
678 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
679 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
680 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
681 Genting Securities Limited 2 1 3 33.33 2012-05-18
682 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
683 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
684 GET NICE CAPITAL LIMITED 2 1 3 33.33
685 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
686 GET NICE SECURITIES LIMITED 4 87 91 95.60
687 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
688 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
689 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
690 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
691 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
692 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
693 GIGA (HONG KONG) LIMITED 3 3 6 50.00
694 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
695 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
696 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
697 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
698 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
699 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
700 GLS SECURITIES LIMITED 3 3 6 50.00
701 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
702 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
703 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
704 Goldbridge Securities Limited 2 0 2 0.00
705 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
706 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
707 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
708 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
709 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
710 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
711 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
712 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
713 Goldin Equities Limited 3 4 7 57.14 2008-12-17
714 Goldin Financial Limited 3 3 6 50.00 2009-06-01
715 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
716 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
717 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
718 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
719 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
720 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
721 Goldyard Capital Limited 2 1 3 33.33
722 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
723 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
724 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
725 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
726 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
727 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
728 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
729 Grand Cartel Securities Company Limited 2 3 5 60.00
730 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
731 Grand China Securities Limited 2 10 12 83.33 2012-05-03
732 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
733 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
734 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
735 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
736 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
737 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
738 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
739 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
740 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
741 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
742 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
743 Grey Investment Limited 2 1 3 33.33 2012-02-21
744 Grit Securities Limited 2 1 3 33.33
745 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
746 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
747 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
748 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
749 GT CAPITAL LIMITED 2 6 8 75.00
750 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
751 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
752 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
753 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
754 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
755 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
756 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
757 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
758 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
759 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
760 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
761 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
762 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
763 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
764 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
765 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
766 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
767 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
768 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
769 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
770 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
771 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
772 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
773 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
774 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
775 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
776 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
777 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
778 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
779 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
780 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
781 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
782 Hana Asia Limited 2 1 3 33.33 2010-03-25
783 HANG SENG FUTURES LIMITED 2 7 9 77.78
784 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
785 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
786 HANG SENG SECURITIES LIMITED 6 21 27 77.78
787 HANG TAI SECURITIES LIMITED 3 7 10 70.00
788 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
789 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
790 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
791 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
792 Hao Tian International Securities Limited 4 6 10 60.00
793 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
794 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
795 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
796 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
797 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
798 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
799 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
800 Heitman HK Limited 2 0 2 0.00 2012-12-05
801 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
802 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
803 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
804 HENIK SECURITIES LIMITED 2 10 12 83.33
805 HENYEP SECURITIES LIMITED 3 16 19 84.21
806 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
807 HERMES SECURITIES LIMITED 2 7 9 77.78
808 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
809 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
810 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
811 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
812 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
813 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
814 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
815 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
816 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
817 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
818 HING WONG SECURITIES LIMITED 3 12 15 80.00
819 HIP HING SECURITIES LIMITED 2 2 4 50.00
820 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
821 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
822 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
823 HOI SANG SECURITIES LIMITED 2 3 5 60.00
824 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
825 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
826 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
827 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
828 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
829 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
830 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
831 Hong Kong Stock Link Securities Limited 2 5 7 71.43
832 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
833 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
834 Hongkong Bay Securities Limited 2 6 8 75.00
835 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
836 HOORAY CAPITAL LIMITED 2 2 4 50.00
837 HOORAY SECURITIES LIMITED 2 3 5 60.00
838 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
839 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
840 HOU TAK SECURITIES LIMITED 2 2 4 50.00
841 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
842 HPEF Capital Partners Limited 8 17 25 68.00
843 HPEF Venture Partners Limited 3 3 6 50.00
844 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
845 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
846 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
847 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
848 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
849 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
850 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
851 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
852 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
853 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
854 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
855 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
856 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
857 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
858 HSZ (HONG KONG) LIMITED 2 2 4 50.00
859 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
860 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
861 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
862 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
863 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
864 Huajin Corporate Finance (International) Limited 4 7 11 63.64
865 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
866 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
867 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
868 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
869 Huayu Securities Limited 2 6 8 75.00
870 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
871 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
872 HUNG SING FUTURES LIMITED 2 3 5 60.00
873 HUNG SING SECURITIES LIMITED 4 12 16 75.00
874 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
875 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
876 iBest Consultants Limited 4 79 83 95.18 2008-04-15
877 iBest Securities Company Limited 2 2 4 50.00
878 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
879 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
880 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
881 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
882 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
883 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
884 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
885 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
886 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
887 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
888 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
889 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
890 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
891 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
892 iFAST Securities (HK) Limited 2 3 5 60.00
893 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
894 Imagi Brokerage Limited 3 4 7 57.14
895 IMARKETS LIMITED 2 1 3 33.33
896 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
897 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
898 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
899 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
900 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
901 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
902 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
903 Income Partners Asset Management (HK) Limited 5 15 20 75.00
904 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
905 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
906 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
907 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
908 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
909 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
910 INSTINET PACIFIC LIMITED 3 24 27 88.89
911 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
912 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
913 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
914 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
915 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
916 INTERCHINA FUTURES LIMITED 1 0 1 0.00
917 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
918 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
919 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
920 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
921 INV Partners Limited 3 2 5 40.00 2009-11-24
922 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
923 INVESCO HONG KONG LIMITED 6 63 69 91.30
924 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
925 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
926 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
927 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
928 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
929 iTTa Capital Limited 1 0 1 0.00 2003-05-29
930 iVenture Investment Management Limited 2 2 4 50.00
931 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
932 J Capital Research Limited 3 1 4 25.00 2012-03-01
933 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
934 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
935 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
936 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
937 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
938 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
939 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
940 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
941 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
942 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
943 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
944 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
945 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
946 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
947 JK Capital Management Limited 4 6 10 60.00
948 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
949 JOINCAP CAPITAL LIMITED 2 0 2 0.00
950 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
951 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
952 Joy Silver Limited 5 5 10 50.00
953 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
954 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
955 JPMorgan Funds (Asia) Limited 8 108 116 93.10
956 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
957 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
958 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
959 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
960 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
961 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
962 JVSakk Asia Limited 2 1 3 33.33
963 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
964 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
965 K.K.M. SECURITIES LIMITED 2 6 8 75.00
966 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
967 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
968 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
969 KAISER FUTURES LIMITED 3 18 21 85.71
970 Kaiser KT Capital Limited 3 3 6 50.00
971 KAISER SECURITIES LIMITED 2 19 21 90.48
972 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
973 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
974 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
975 Kam Wah Investments Limited 2 3 5 60.00
976 KARFORD SECURITIES LIMITED 2 0 2 0.00
977 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
978 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
979 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
980 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
981 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
982 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
983 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
984 KB Securities Hong Kong Limited 3 0 3 0.00
985 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
986 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
987 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
988 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
989 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
990 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
991 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
992 KGI ASIA LIMITED 13 529 542 97.60
993 KGI Asset Management Limited 3 0 3 0.00
994 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
995 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
996 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
997 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
998 KILMOREY SECURITIES LIMITED 2 7 9 77.78
999 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1000 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1001 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1002 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
1003 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1004 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1005 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1006 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1007 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1008 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
1009 KINGSTON FUTURES LIMITED 3 20 23 86.96
1010 KINGSTON SECURITIES LIMITED 4 71 75 94.67
1011 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
1012 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
1013 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1014 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1015 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1016 KMT SECURITIES LIMITED 2 6 8 75.00
1017 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1018 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1019 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1020 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1021 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
1022 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1023 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1024 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1025 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
1026 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
1027 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1028 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1029 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1030 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1031 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1032 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1033 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1034 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1035 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
1036 LAU & COMPANY LIMITED 2 0 2 0.00
1037 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
1038 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1039 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1040 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1041 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1042 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1043 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
1044 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
1045 LEHIN SECURITIES LIMITED 3 21 24 87.50
1046 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1047 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1048 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1049 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1050 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
1051 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
1052 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1053 LIM ADVISORS LIMITED 4 13 17 76.47
1054 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1055 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1056 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
1057 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1058 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
1059 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1060 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1061 LMR Partners Limited 2 0 2 0.00 2012-07-17
1062 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1063 Longitude Asia Limited 2 2 4 50.00
1064 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1065 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1066 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
1067 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1068 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1069 LT Securities Limited 3 2 5 40.00 2011-04-01
1070 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1071 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1072 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1073 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1074 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
1075 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
1076 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1077 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1078 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1079 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1080 M&F Asset Management Limited 4 17 21 80.95
1081 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1082 Mackenzie Investments Asia Limited 4 6 10 60.00
1083 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1084 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
1085 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
1086 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1087 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1088 MAGIC COMPASS FUTURES LIMITED 2 6 8 75.00
1089 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1090 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1091 MALAHON SECURITIES LIMITED 3 11 14 78.57
1092 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1093 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
1094 MANGO FINANCIAL LIMITED 3 10 13 76.92
1095 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
1096 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1097 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1098 MARC FABER LIMITED 2 0 2 0.00
1099 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1100 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
1101 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1102 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1103 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
1104 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1105 Mason Futures Limited (HK) 6 24 30 80.00
1106 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1107 Mason Securities Limited 8 32 40 80.00
1108 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
1109 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1110 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
1111 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
1112 Matrix Securities Limited 4 2 6 33.33
1113 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1114 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1115 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1116 MEAG Hong Kong Limited 5 1 6 16.67
1117 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1118 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1119 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1120 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
1121 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1122 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1123 Merdeka Securities Limited 3 5 8 62.50
1124 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
1125 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
1126 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1127 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
1128 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1129 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
1130 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1131 MFG Limited (HK) 7 15 22 68.18 2006-07-17
1132 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1133 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
1134 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
1135 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
1136 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1137 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
1138 Milma & Co. Limited 2 4 6 66.67 2008-09-24
1139 Minerva Holding Financial Securities Limited 2 8 10 80.00
1140 MING HON SECURITIES LIMITED 3 1 4 25.00
1141 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
1142 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
1143 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
1144 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
1145 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1146 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
1147 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1148 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
1149 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1150 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1151 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1152 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
1153 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1154 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
1155 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1156 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1157 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
1158 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
1159 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1160 MORTON SECURITIES LIMITED 3 2 5 40.00
1161 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
1162 MTF SECURITIES LIMITED 2 12 14 85.71
1163 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
1164 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1165 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1166 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1167 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
1168 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1169 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1170 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1171 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
1172 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1173 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
1174 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
1175 Neutral Financial Holding Company Limited 4 12 16 75.00
1176 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1177 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1178 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1179 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
1180 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1181 Newedge Broker Hong Kong Limited 3 62 65 95.38
1182 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1183 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1184 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1185 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
1186 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1187 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
1188 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1189 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1190 Nittan Securities Asia Limited 2 1 3 33.33
1191 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1192 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
1193 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
1194 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
1195 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1196 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1197 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
1198 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1199 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
1200 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1201 Nuada Limited 5 2 7 28.57 2004-01-15
1202 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1203 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1204 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1205 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1206 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1207 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1208 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1209 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1210 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
1211 Octal Capital Limited 3 5 8 62.50 2011-06-01
1212 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1213 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1214 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1215 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1216 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
1217 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1218 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1219 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1220 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
1221 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
1222 OnePlatform Securities Limited 2 24 26 92.31
1223 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1224 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1225 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1226 Open Asset Management Limited 4 3 7 42.86 2011-03-08
1227 Open Securities Limited 6 30 36 83.33 2010-07-16
1228 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
1229 Optima Capital Limited 4 11 15 73.33 2007-10-25
1230 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1231 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1232 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1233 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1234 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
1235 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1236 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
1237 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
1238 ORIENT SECURITIES LIMITED 3 14 17 82.35
1239 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
1240 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1241 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
1242 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
1243 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1244 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
1245 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1246 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
1247 Oshidori Corporate Finance Limited 2 3 5 60.00
1248 Oshidori Securities Limited 2 4 6 66.67
1249 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1250 Otkcab Limited 2 0 2 0.00 2011-10-07
1251 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1252 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1253 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1254 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1255 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1256 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
1257 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1258 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1259 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1260 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1261 Pacific Sun Advisors Limited 2 0 2 0.00
1262 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1263 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1264 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1265 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1266 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1267 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1268 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1269 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1270 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1271 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1272 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1273 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1274 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1275 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1276 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1277 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1278 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
1279 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
1280 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1281 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1282 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1283 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
1284 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1285 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1286 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1287 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1288 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
1289 PGIM (Hong Kong) Limited 3 4 7 57.14
1290 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1291 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1292 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1293 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
1294 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
1295 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
1296 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1297 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1298 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
1299 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
1300 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
1301 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
1302 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1303 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
1304 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
1305 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1306 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1307 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1308 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
1309 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1310 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1311 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
1312 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1313 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1314 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1315 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1316 Planetree Futures Limited 4 7 11 63.64
1317 Planetree Securities Limited 4 18 22 81.82
1318 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
1319 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1320 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1321 PO LEE SECURITIES LIMITED 2 6 8 75.00
1322 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1323 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
1324 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
1325 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1326 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1327 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1328 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
1329 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
1330 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
1331 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1332 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1333 Prime Cdex Securities Limited 4 17 21 80.95
1334 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1335 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
1336 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1337 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1338 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
1339 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1340 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
1341 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1342 Prive Financial Limited 2 0 2 0.00 2012-12-06
1343 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1344 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1345 Proton Capital Limited 3 2 5 40.00 2007-10-16
1346 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
1347 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
1348 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
1349 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
1350 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1351 Public Financial Securities Limited 3 8 11 72.73
1352 Public Securities Limited 3 13 16 81.25
1353 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1354 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1355 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
1356 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
1357 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1358 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1359 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1360 QMIS Securities Limited 3 4 7 57.14 2009-07-24
1361 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1362 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
1363 Quam Securities Limited 9 238 247 96.36 2004-10-15
1364 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
1365 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1366 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1367 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1368 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
1369 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1370 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1371 Rakuten Securities Hong Kong Limited 3 38 41 92.68
1372 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1373 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1374 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
1375 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
1376 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
1377 RBS Asia Corporate Finance Limited 3 37 40 92.50
1378 RBS Asia Futures Limited 3 3 6 50.00
1379 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1380 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1381 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1382 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1383 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1384 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1385 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
1386 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1387 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
1388 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1389 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1390 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1391 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1392 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
1393 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1394 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1395 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1396 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
1397 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
1398 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
1399 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1400 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1401 Rich Union Securities (H.K.) Limited 5 35 40 87.50
1402 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1403 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
1404 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1405 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1406 Rifa Futures Limited 3 10 13 76.92 2008-12-01
1407 Rifa Securities Limited 6 14 20 70.00
1408 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1409 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
1410 ROCIM Limited 2 0 2 0.00 2007-06-29
1411 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1412 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1413 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1414 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1415 ROOFER SECURITIES LIMITED 2 9 11 81.82
1416 ROSA SECURITIES LIMITED 3 4 7 57.14
1417 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1418 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
1419 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1420 RPS INVESTMENT LIMITED 3 9 12 75.00
1421 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1422 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1423 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1424 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1425 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
1426 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1427 Safari Asia Limited 3 0 3 0.00 2010-04-30
1428 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
1429 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1430 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1431 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
1432 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1433 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
1434 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1435 SANFULL SECURITIES LIMITED 6 74 80 92.50
1436 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1437 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1438 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1439 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1440 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1441 SBI China Capital Commodities Limited 5 16 21 76.19
1442 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
1443 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1444 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
1445 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
1446 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1447 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1448 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1449 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
1450 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1451 SDHG International Securities Limited 3 8 11 72.73
1452 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1453 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1454 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1455 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1456 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
1457 SEEKERS MARKETS LIMITED 3 9 12 75.00
1458 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
1459 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1460 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1461 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1462 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
1463 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1464 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1465 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
1466 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1467 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1468 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
1469 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
1470 SHACOM FUTURES LIMITED 3 3 6 50.00
1471 Shacom Securities Limited 3 11 14 78.57
1472 Shang International Finance Limited 11 16 27 59.26
1473 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1474 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1475 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1476 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1477 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1478 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
1479 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1480 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
1481 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
1482 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
1483 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
1484 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
1485 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1486 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1487 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1488 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1489 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1490 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1491 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1492 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1493 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1494 Silk Road International Capital Limited 2 0 2 0.00
1495 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1496 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
1497 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1498 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1499 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1500 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1501 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1502 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1503 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1504 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1505 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1506 Sinofortune Financial Capital Limited 2 1 3 33.33
1507 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
1508 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
1509 SINOMAX SECURITIES LIMITED 3 8 11 72.73
1510 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
1511 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
1512 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
1513 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1514 SIU ON SECURITIES LIMITED 3 4 7 57.14
1515 SJS Markets Limited 3 6 9 66.67 2005-03-02
1516 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1517 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1518 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1519 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
1520 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1521 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1522 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1523 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1524 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1525 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1526 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1527 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1528 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
1529 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
1530 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1531 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1532 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
1533 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
1534 South China Forex Limited 2 19 21 90.48 2010-06-21
1535 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
1536 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
1537 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1538 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1539 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
1540 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1541 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1542 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
1543 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
1544 SPDB International Holdings Limited 3 1 4 25.00
1545 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1546 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1547 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1548 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1549 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1550 SPS COMMODITIES LIMITED 2 6 8 75.00
1551 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1552 SPS SECURITIES LIMITED 4 18 22 81.82
1553 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1554 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
1555 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
1556 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
1557 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
1558 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
1559 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1560 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1561 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
1562 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1563 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1564 Stellar Securities Limited 2 2 4 50.00
1565 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1566 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1567 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1568 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1569 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
1570 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
1571 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1572 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
1573 Success Securities Limited 5 80 85 94.12
1574 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1575 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1576 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
1577 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
1578 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1579 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1580 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1581 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
1582 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1583 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1584 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1585 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
1586 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1587 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1588 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1589 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1590 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1591 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1592 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1593 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
1594 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1595 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1596 T & F Equities Limited 2 0 2 0.00 2012-12-11
1597 T G HOLBORN (HK) LIMITED 3 27 30 90.00
1598 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
1599 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1600 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
1601 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
1602 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1603 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1604 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1605 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1606 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1607 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
1608 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1609 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1610 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1611 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1612 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
1613 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
1614 Taiping Securities (HK) Co Limited 4 47 51 92.16
1615 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1616 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1617 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1618 TANG PING KONG LIMITED 3 9 12 75.00
1619 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1620 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
1621 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1622 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1623 TC Capital International Limited 3 2 5 40.00 2010-08-11
1624 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1625 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1626 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1627 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1628 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1629 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1630 Templewater Hong Kong Limited 4 9 13 69.23
1631 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1632 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1633 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
1634 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1635 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1636 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1637 THING ON SECURITIES LIMITED 3 6 9 66.67
1638 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1639 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
1640 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1641 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1642 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1643 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
1644 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1645 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1646 Tokio Marine Investment Services, Limited 3 0 3 0.00
1647 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1648 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1649 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1650 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1651 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1652 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
1653 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1654 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1655 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1656 TR Advisors Limited 3 2 5 40.00 2008-12-02
1657 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1658 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1659 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1660 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1661 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1662 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1663 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1664 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1665 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1666 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1667 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1668 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1669 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1670 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1671 TRUTH SECURITIES LIMITED 4 4 8 50.00
1672 TSE'S SECURITIES LIMITED 3 40 43 93.02
1673 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1674 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
1675 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1676 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
1677 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
1678 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
1679 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1680 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1681 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1682 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1683 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1684 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1685 TVC MANAGEMENT LIMITED 3 0 3 0.00
1686 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1687 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1688 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1689 Tyche Group Limited 2 6 8 75.00
1690 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1691 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
1692 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
1693 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1694 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
1695 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
1696 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1697 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1698 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1699 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1700 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1701 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1702 United Securities Limited (HK) 2 2 4 50.00
1703 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
1704 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1705 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
1706 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
1707 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1708 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
1709 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1710 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1711 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1712 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
1713 VALUE PARTNERS LIMITED 3 53 56 94.64
1714 Value Partners Private Equity Limited 2 4 6 66.67
1715 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1716 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1717 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
1718 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1719 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
1720 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
1721 Vantum Futures Limited 2 2 4 50.00
1722 VBG Capital Limited 3 1 4 25.00 2008-11-11
1723 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1724 VC BROKERAGE LIMITED 3 59 62 95.16
1725 VC CAPITAL LIMITED 5 4 9 44.44
1726 VC FUTURES LIMITED 4 36 40 90.00
1727 VC International Asset Management Limited 3 2 5 40.00
1728 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1729 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1730 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
1731 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1732 VERACITY INVESTMENT CO., LIMITED 4 0 4 0.00 2012-11-20
1733 VERCAP Financial Services Limited 2 0 2 0.00
1734 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1735 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1736 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1737 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1738 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1739 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
1740 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1741 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1742 Virtu ITG Hong Kong Limited 4 15 19 78.95
1743 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1744 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1745 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
1746 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1747 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1748 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1749 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1750 VMS Securities Limited 7 8 15 53.33
1751 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1752 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1753 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1754 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1755 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1756 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
1757 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1758 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1759 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1760 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1761 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1762 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1763 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1764 Wanhai Securities (HK) Limited 4 9 13 69.23
1765 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1766 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
1767 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
1768 Waton Securities International Limited 2 2 4 50.00
1769 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1770 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
1771 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1772 Well Link Securities Limited 4 8 12 66.67 2005-11-11
1773 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1774 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
1775 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1776 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
1777 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
1778 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1779 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1780 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1781 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1782 WILBY SECURITIES LIMITED 2 3 5 60.00
1783 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
1784 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1785 Win Securities Limited 3 8 11 72.73
1786 WIN WONG SECURITIES LIMITED 4 36 40 90.00
1787 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1788 WINFULL SECURITIES LIMITED 3 14 17 82.35
1789 WING FAT SECURITIES LIMITED 3 9 12 75.00
1790 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
1791 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
1792 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1793 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1794 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1795 WING ON SECURITIES LIMITED 2 6 8 75.00
1796 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1797 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
1798 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1799 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1800 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1801 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1802 WINTECH SECURITIES LIMITED 4 12 16 75.00
1803 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1804 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1805 Wisetrade Securities Limited 3 9 12 75.00
1806 WMG Asia Limited 2 0 2 0.00 2007-02-28
1807 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1808 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1809 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1810 WOCOM LIMITED (HK) 5 25 30 83.33
1811 WOCOM SECURITIES LIMITED 5 31 36 86.11
1812 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1813 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
1814 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1815 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1816 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1817 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1818 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1819 YF FUTURES COMPANY LIMITED 2 5 7 71.43
1820 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1821 YICKO SECURITIES LIMITED 5 16 21 76.19
1822 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1823 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1824 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1825 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
1826 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
1827 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1828 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1829 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
1830 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1831 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
1832 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
1833 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
1834 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1835 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1836 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1837 Yunfeng Financial Markets Limited 11 27 38 71.05
1838 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1839 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1840 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1841 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1842 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
1843 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1844 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1845 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1846 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1847 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
1847 Average 3.48 20.11 23.59 85.24

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