SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 2 23 25 92.00 2010-04-19
2 3W Fund Management Limited 3 0 3 0.00 2012-11-16
3 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
4 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
5 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
8 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
9 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
10 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
11 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
13 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
14 abrdn Hong Kong Limited 6 10 16 62.50
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 3 0 3 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
22 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
23 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
24 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
25 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
26 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
27 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
28 Aevitas Securities Limited 2 4 6 66.67
29 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
30 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
31 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
32 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
33 AIF CAPITAL LIMITED 3 3 6 50.00
34 AIF Securities Limited 6 7 13 53.85 2004-11-02
35 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
36 AIU International Securities Limited 2 0 2 0.00 2011-12-28
37 AJ Securities Limited 2 4 6 66.67
38 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
39 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
40 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
41 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
42 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
43 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
44 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
45 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
46 Allard Partners Limited 4 4 8 50.00
47 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
48 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
49 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
50 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
51 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
52 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
53 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
54 Alpha Nova Capital Management Limited 2 0 2 0.00
55 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
56 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
57 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
58 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
59 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
60 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
61 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
62 ALTUS CAPITAL LIMITED 4 9 13 69.23
63 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
64 AM Squared Limited 2 5 7 71.43 2005-06-30
65 Amasse Capital Limited 2 4 6 66.67 2012-07-13
66 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
67 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
68 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
69 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
70 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
71 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
72 Amundi Hong Kong Limited 6 33 39 84.62
73 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
74 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
75 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
76 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
77 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
78 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
79 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
80 Anli Securities Limited 3 3 6 50.00
81 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
82 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
83 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
84 Anuenue Securities Limited 2 10 12 83.33
85 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
86 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
87 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
88 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
89 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
90 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
91 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
92 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
93 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
94 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
95 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
96 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
97 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
98 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
99 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
100 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
101 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
102 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
103 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
104 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
105 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
106 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
107 Arta Global Futures Limited 2 1 3 33.33
108 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
109 Artephius Partners Limited 2 1 3 33.33 2013-08-01
110 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
111 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
112 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
113 Ascender Capital Limited 2 0 2 0.00 2012-12-07
114 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
115 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
116 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
117 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
118 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
119 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
120 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
121 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
122 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
123 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
124 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
125 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
126 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
127 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
128 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
129 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
130 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
131 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
132 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
133 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
134 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
135 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
136 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
137 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
138 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
139 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
140 Athos Capital Limited 2 4 6 66.67 2012-03-20
141 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
142 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
143 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
144 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
145 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
146 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
147 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
148 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
149 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
150 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
151 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
152 Averest Capital Limited 3 2 5 40.00
153 Avia Asset Management Limited 3 1 4 25.00
154 Avista Capital Limited 2 0 2 0.00 2013-08-09
155 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
156 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
157 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
158 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
159 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
160 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
161 Axis Capital Management Limited 2 2 4 50.00
162 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
163 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
164 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
165 Bach Option Limited 2 1 3 33.33 2013-06-10
166 BALI SECURITIES CO. LIMITED 2 1 3 33.33
167 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
168 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
169 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
170 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
171 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
172 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
173 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
174 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
175 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
176 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
177 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
178 BCT Financial Limited 2 60 62 96.77 2010-11-24
179 BEA Union Investment Management Limited 5 18 23 78.26
180 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
181 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
182 Beevest Securities Limited 2 6 8 75.00
183 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
184 Beijing Securities Limited 4 8 12 66.67 2008-11-07
185 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
186 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
187 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
188 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
189 Bentley Capital Limited (HK) 4 0 4 0.00
190 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
191 BERICH BROKERAGE LIMITED 3 12 15 80.00
192 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
193 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
194 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
195 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
196 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
197 BG Asset Management Limited 2 0 2 0.00 2014-05-27
198 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
199 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
200 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
201 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
202 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
203 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
204 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
205 Black Marble Securities Limited 2 0 2 0.00
206 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
207 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
208 BLOOMYEARS LIMITED 2 1 3 33.33
209 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
210 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
211 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
212 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
213 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
214 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
215 BMI Securities Limited 2 6 8 75.00 2011-03-14
216 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
217 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
218 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
219 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
220 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
221 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
222 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
223 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
224 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
225 BOCI ASIA LIMITED 12 87 99 87.88
226 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
227 BOCI RESEARCH LIMITED 5 34 39 87.18
228 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
229 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
230 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
231 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
232 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
233 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
234 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
235 BOKHARY SECURITIES LIMITED 2 8 10 80.00
236 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
237 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
238 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
239 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
240 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
241 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
242 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
243 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
244 Bradbury Securities Limited 2 8 10 80.00
245 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
246 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
247 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
248 Bright Fund Management Limited 3 53 56 94.64
249 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
250 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
251 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
252 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
253 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
254 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
255 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
256 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
257 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
258 BROOKE CAPITAL LIMITED 2 0 2 0.00
259 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
260 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
261 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
262 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
263 BULLISH SECURITIES LIMITED 2 8 10 80.00
264 BUSINESS FUTURES LIMITED 3 5 8 62.50
265 BUSINESS SECURITIES LIMITED 3 14 17 82.35
266 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
267 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
268 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
269 CAIIS Limited 4 21 25 84.00 2006-05-23
270 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
271 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
272 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
273 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
274 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
275 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
276 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
277 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
278 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
279 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
280 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
281 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
282 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
283 Capital Instinct Limited 2 1 3 33.33 2011-05-25
284 Capital International, Inc. 4 34 38 89.47 2007-07-03
285 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
286 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
287 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
288 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
289 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
290 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
291 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
292 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
293 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
294 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
295 CBH Asia Limited 4 17 21 80.95 2010-09-24
296 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
297 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
298 CBRE Investment Management (Asia) Limited 3 1 4 25.00
299 CC Finance Limited 2 9 11 81.82 2006-04-20
300 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
301 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
302 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
303 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
304 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
305 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
306 CCB Securities Limited 2 3 5 60.00
307 CCTIC International Limited 2 1 3 33.33 2010-06-28
308 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
309 Celera Markets Limited 2 0 2 0.00 2008-08-12
310 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
311 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
312 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
313 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
314 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
315 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
316 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
317 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
318 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
319 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
320 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
321 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
322 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
323 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
324 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
325 CERES CAPITAL LIMITED 2 0 2 0.00
326 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
327 CES Commodities (HK) Limited 6 288 294 97.96
328 CES Forex (HK) Limited 3 156 159 98.11
329 CES International Commodities (HK) Limited 2 0 2 0.00
330 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
331 CGS International Securities Hong Kong Limited 18 93 111 83.78
332 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
333 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
334 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
335 Chanceton Capital Partners Limited 3 5 8 62.50
336 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
337 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
338 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
339 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
340 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
341 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
342 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
343 ChapmanCraig Limited 2 0 2 0.00
344 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
345 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
346 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
347 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
348 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
349 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
350 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
351 CHEETAH ADVISORS LIMITED 2 2 4 50.00
352 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
353 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
354 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
355 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
356 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
357 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
358 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
359 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
360 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
361 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
362 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
363 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
364 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
365 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
366 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
367 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
368 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
369 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
370 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
371 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
372 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
373 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
374 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
375 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
376 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
377 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
378 China Finance Holdings Limited 2 0 2 0.00
379 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
380 China Finance KAB Limited 3 10 13 76.92 2004-12-23
381 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
382 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
383 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
384 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
385 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
386 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
387 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
388 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
389 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
390 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
391 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
392 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
393 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
394 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
395 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
396 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
397 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
398 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
399 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
400 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
401 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
402 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
403 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
404 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
405 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
406 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
407 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
408 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
409 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
410 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
411 China Reserve Securities Limited 4 5 9 55.56
412 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
413 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
414 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
415 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
416 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
417 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
418 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
419 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
420 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
421 China Tonghai (IA) Limited 1 0 1 0.00
422 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
423 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
424 China Vered Securities Limited 2 1 3 33.33 2013-12-03
425 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
426 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
427 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
428 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
429 CHN International Group Limited 1 1 2 50.00 2010-02-22
430 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
431 CHONG HING SECURITIES LIMITED 3 75 78 96.15
432 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
433 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
434 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
435 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
436 CHUANGS & CO. LIMITED 3 1 4 25.00
437 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
438 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
439 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
440 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
441 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
442 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
443 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
444 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
445 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
446 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
447 Citadel Asia Limited 6 22 28 78.57 2005-10-21
448 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
449 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
450 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
451 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
452 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
453 CITIC Securities Futures (HK) Limited 7 117 124 94.35
454 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
455 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
456 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
457 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
458 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
459 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
460 CLC International Limited 4 8 12 66.67 2012-12-07
461 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
462 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
463 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
464 CLSA FUTURES LIMITED 4 17 21 80.95
465 CLSA LIMITED 15 270 285 94.74 2013-07-09
466 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
467 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
468 CMB International Capital Limited 4 12 16 75.00 2010-09-07
469 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
470 CMB International Global Markets Limited 3 7 10 70.00
471 CMB International Securities Limited 3 23 26 88.46 2010-06-15
472 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
473 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
474 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
475 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
476 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
477 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
478 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
479 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
480 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
481 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
482 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
483 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
484 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
485 COL Securities (HK) Limited 3 1 4 25.00
486 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
487 COMMENCE COMPANY LIMITED 2 0 2 0.00
488 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
489 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
490 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
491 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
492 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
493 Continuum Capital Limited 2 0 2 0.00 2013-03-07
494 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
495 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
496 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
497 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
498 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
499 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
500 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
501 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
502 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
503 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
504 CORPORATE BROKERS LIMITED 4 66 70 94.29
505 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
506 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
507 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
508 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
509 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
510 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
511 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
512 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
513 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
514 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
515 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
516 Crosby Securities Limited 5 2 7 28.57 2013-03-06
517 CS Wealth Securities Limited 4 3 7 42.86
518 CSC FUTURES (HK) LIMITED 3 21 24 87.50
519 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
520 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
521 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
522 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
523 CTBC Asia Limited 4 13 17 76.47 2004-01-14
524 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
525 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
526 CTW SECURITIES LIMITED 3 2 5 40.00
527 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
528 CUPOLA CAPITAL LIMITED 3 0 3 0.00
529 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
530 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
531 CVP Securities Limited 2 30 32 93.75 2004-07-09
532 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
533 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
534 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
535 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
536 D.J. SECURITIES LIMITED 2 0 2 0.00
537 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
538 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
539 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
540 DAH SING SECURITIES LIMITED 3 7 10 70.00
541 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
542 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
543 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
544 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
545 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
546 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
547 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
548 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
549 De Riva Asia Limited 3 7 10 70.00 2010-07-29
550 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
551 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
552 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
553 Delta Asia Wealth Management Limited 2 6 8 75.00
554 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
555 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
556 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
557 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
558 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
559 Direxion Asia Limited 3 2 5 40.00 2013-06-13
560 DL BROKERAGE LIMITED 3 16 19 84.21
561 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
562 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
563 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
564 DNB Asset Management (Asia) Limited 4 2 6 33.33
565 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
566 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
567 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
568 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
569 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
570 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
571 DST Investment Management Limited 3 1 4 25.00 2012-04-23
572 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
573 DWS Investments Hong Kong Limited 4 16 20 80.00
574 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
575 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
576 EAA SECURITIES LIMITED 2 1 3 33.33
577 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
578 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
579 EAST ASIA FUTURES LIMITED 4 9 13 69.23
580 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
581 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
582 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
583 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
584 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
585 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
586 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
587 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
588 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
589 eFusion Capital Limited 2 5 7 71.43 2014-06-06
590 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
591 EIP Alpha Limited 3 1 4 25.00 2014-02-12
592 Elements Advisors Limited 2 2 4 50.00 2010-06-08
593 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
594 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
595 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
596 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
597 ELSTONE SECURITIES LIMITED 2 0 2 0.00
598 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
599 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
600 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
601 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
602 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
603 EMPEROR FUTURES LIMITED 4 87 91 95.60
604 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
605 EMPEROR SECURITIES LIMITED (HK) 9 163 172 94.77
606 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
607 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
608 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
609 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
610 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
611 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
612 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
613 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
614 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
615 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
616 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
617 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
618 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
619 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
620 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
621 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
622 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
623 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
624 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
625 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
626 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
627 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
628 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
629 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
630 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
631 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
632 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
633 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
634 Everbright Securities Global (HK) Limited 3 3 6 50.00
635 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
636 Evercore Asia Limited 4 11 15 73.33 2011-03-04
637 Evergain Funds Limited 2 1 3 33.33 2013-12-17
638 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
639 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
640 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
641 EVERHOT SECURITIES LIMITED 3 5 8 62.50
642 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
643 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
644 EWARTON SECURITIES LIMITED 4 17 21 80.95
645 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
646 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
647 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
648 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
649 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
650 F. R. ZIMMERN LIMITED 2 3 5 60.00
651 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
652 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
653 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
654 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
655 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
656 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
657 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
658 FAIRWIN BROKING LIMITED 3 4 7 57.14
659 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
660 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
661 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
662 FDB Financial Group Limited 2 7 9 77.78
663 FE SECURITIES LIMITED 2 4 6 66.67
664 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
665 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
666 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
667 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
668 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
669 FIL Investment Advisors 5 87 92 94.57
670 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
671 Finet Securities Limited 2 0 2 0.00
672 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
673 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
674 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
675 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
676 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
677 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
678 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
679 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
680 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
681 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
682 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
683 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
684 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
685 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
686 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
687 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
688 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
689 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
690 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
691 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
692 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
693 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
694 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
695 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
696 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
697 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
698 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
699 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
700 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
701 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
702 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
703 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
704 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
705 FT Securities Limited 2 8 10 80.00
706 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
707 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
708 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
709 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
710 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
711 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
712 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
713 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
714 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
715 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
716 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
717 FULL WIN SECURITIES LIMITED 2 0 2 0.00
718 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
719 FULLJET SECURITIES LIMITED 2 0 2 0.00
720 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
721 Funderstone Asset Management (HK) Limited 2 1 3 33.33
722 Funderstone Futures Limited 3 18 21 85.71
723 Funderstone Securities Limited 4 19 23 82.61
724 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
725 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
726 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
727 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
728 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
729 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
730 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
731 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
732 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
733 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
734 GAM HONG KONG LIMITED 6 11 17 64.71
735 GAOYU SECURITIES LIMITED 5 17 22 77.27
736 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
737 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
738 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
739 GCAM Limited 2 2 4 50.00 2004-10-19
740 GCIS LIMITED 2 0 2 0.00 2007-05-16
741 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
742 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
743 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
744 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
745 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
746 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
747 Genting Securities Limited 2 1 3 33.33 2012-05-18
748 GEO Securities Limited 4 73 77 94.81 2013-05-03
749 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
750 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
751 GET NICE CAPITAL LIMITED 2 0 2 0.00
752 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
753 GET NICE SECURITIES LIMITED 4 81 85 95.29
754 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
755 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
756 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
757 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
758 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
759 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
760 GIGA (HONG KONG) LIMITED 2 2 4 50.00
761 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
762 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
763 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
764 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
765 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
766 GLS SECURITIES LIMITED 3 3 6 50.00
767 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
768 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
769 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
770 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
771 Goldbridge Securities Limited 1 0 1 0.00
772 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
773 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
774 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
775 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
776 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
777 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
778 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
779 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
780 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
781 Goldin Equities Limited 2 5 7 71.43 2008-12-17
782 Goldin Financial Limited 2 2 4 50.00 2009-06-01
783 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
784 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
785 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
786 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
787 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
788 Goldyard Capital Limited 2 1 3 33.33
789 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
790 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
791 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
792 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
793 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
794 Gram Capital Limited 4 3 7 42.86 2014-03-12
795 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
796 Grand Cartel Securities Company Limited 2 2 4 50.00
797 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
798 Grand China Securities Limited 2 4 6 66.67 2012-05-03
799 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
800 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
801 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
802 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
803 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
804 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
805 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
806 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
807 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
808 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
809 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
810 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
811 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
812 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
813 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
814 Grey Investment Limited 2 6 8 75.00 2012-02-21
815 Grit Securities Limited 2 1 3 33.33
816 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
817 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
818 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
819 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
820 GT CAPITAL LIMITED 2 5 7 71.43
821 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
822 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
823 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
824 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
825 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
826 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
827 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
828 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
829 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
830 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
831 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
832 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
833 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
834 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
835 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
836 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
837 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
838 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
839 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
840 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
841 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
842 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
843 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
844 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
845 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
846 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
847 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
848 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
849 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
850 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
851 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
852 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
853 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
854 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
855 Hana Asia Limited 2 0 2 0.00 2010-03-25
856 HANG SENG FUTURES LIMITED 2 7 9 77.78
857 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
858 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
859 HANG SENG SECURITIES LIMITED 6 18 24 75.00
860 HANG TAI SECURITIES LIMITED 4 4 8 50.00
861 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
862 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
863 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
864 Hao Tian International Securities Limited 4 6 10 60.00
865 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
866 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
867 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
868 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
869 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
870 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
871 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
872 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
873 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
874 Heitman HK Limited 2 0 2 0.00 2012-12-05
875 Heitman International HK Limited 2 1 3 33.33 2014-02-18
876 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
877 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
878 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
879 HENIK SECURITIES LIMITED 2 11 13 84.62
880 HENYEP SECURITIES LIMITED 3 13 16 81.25
881 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
882 HERMES SECURITIES LIMITED 2 8 10 80.00
883 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
884 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
885 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
886 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
887 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
888 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
889 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
890 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
891 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
892 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
893 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
894 HING WONG SECURITIES LIMITED 3 9 12 75.00
895 HIP HING SECURITIES LIMITED 2 2 4 50.00
896 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
897 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
898 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
899 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
900 HOI SANG SECURITIES LIMITED 2 3 5 60.00
901 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
902 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
903 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
904 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
905 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
906 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
907 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
908 Hong Kong Stock Link Securities Limited 2 3 5 60.00
909 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
910 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
911 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
912 Hongkong Bay Securities Limited 2 2 4 50.00
913 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
914 HOORAY CAPITAL LIMITED 2 2 4 50.00
915 HOORAY SECURITIES LIMITED 2 4 6 66.67
916 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
917 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
918 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
919 HPEF Capital Partners Limited 5 16 21 76.19
920 HPEF Venture Partners Limited 2 3 5 60.00
921 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
922 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
923 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
924 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
925 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
926 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
927 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
928 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
929 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
930 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
931 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
932 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
933 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
934 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
935 HSZ (HONG KONG) LIMITED 2 4 6 66.67
936 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
937 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
938 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
939 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
940 Huajin Corporate Finance (International) Limited 5 5 10 50.00
941 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
942 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
943 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
944 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
945 Huayu Securities Limited 2 6 8 75.00
946 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
947 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
948 HUNG SING FUTURES LIMITED 2 4 6 66.67
949 HUNG SING SECURITIES LIMITED 4 14 18 77.78
950 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
951 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
952 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
953 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
954 iBest Consultants Limited 6 50 56 89.29 2008-04-15
955 iBest Securities Company Limited 2 2 4 50.00
956 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
957 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
958 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
959 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
960 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
961 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
962 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
963 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
964 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
965 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
966 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
967 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
968 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
969 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
970 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
971 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
972 iFAST Securities (HK) Limited 2 3 5 60.00
973 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
974 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
975 Imagi Brokerage Limited 3 4 7 57.14
976 IMARKETS LIMITED 2 0 2 0.00
977 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
978 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
979 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
980 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
981 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
982 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
983 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
984 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
985 Impression Investment Limited 2 0 2 0.00 2014-04-30
986 Income Partners Asset Management (HK) Limited 5 19 24 79.17
987 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
988 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
989 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
990 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
991 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
992 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
993 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
994 INSTINET PACIFIC LIMITED 4 23 27 85.19
995 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
996 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
997 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
998 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
999 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
1000 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1001 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1002 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1003 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1004 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1005 INV Partners Limited 4 2 6 33.33 2009-11-24
1006 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
1007 INVESCO HONG KONG LIMITED 5 79 84 94.05
1008 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1009 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1010 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1011 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1012 iVenture Investment Management Limited 2 0 2 0.00
1013 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1014 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
1015 J Capital Research Limited 3 0 3 0.00 2012-03-01
1016 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
1017 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
1018 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1019 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
1020 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1021 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
1022 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
1023 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
1024 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
1025 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
1026 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1027 JK Capital Management Limited 4 4 8 50.00
1028 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1029 JOINCAP CAPITAL LIMITED 3 0 3 0.00
1030 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1031 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1032 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
1033 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
1034 JPMorgan Funds (Asia) Limited 9 101 110 91.82
1035 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1036 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
1037 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
1038 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
1039 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1040 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
1041 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1042 JVSakk Asia Limited 3 7 10 70.00
1043 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1044 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
1045 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1046 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1047 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1048 KAISER FUTURES LIMITED 4 16 20 80.00
1049 Kaiser KT Capital Limited 2 3 5 60.00
1050 KAISER SECURITIES LIMITED 4 16 20 80.00
1051 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1052 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1053 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1054 Kam Wah Investments Limited 1 0 1 0.00
1055 KARFORD SECURITIES LIMITED 2 0 2 0.00
1056 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1057 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1058 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
1059 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
1060 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1061 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1062 KB Securities Hong Kong Limited 2 4 6 66.67
1063 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1064 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1065 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
1066 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1067 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1068 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1069 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1070 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1071 KGI ASIA LIMITED 14 682 696 97.99
1072 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
1073 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
1074 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
1075 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
1076 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
1077 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1078 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1079 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1080 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1081 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1082 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1083 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1084 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1085 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1086 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
1087 KINGSTON FUTURES LIMITED 3 19 22 86.36
1088 KINGSTON SECURITIES LIMITED 7 64 71 90.14
1089 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
1090 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
1091 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1092 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1093 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1094 KMT SECURITIES LIMITED 2 6 8 75.00
1095 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1096 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1097 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1098 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
1099 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1100 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1101 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1102 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1103 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1104 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1105 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1106 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1107 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1108 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1109 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1110 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1111 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1112 LAMTEX SECURITIES LIMITED 3 5 8 62.50
1113 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1114 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
1115 LAU & COMPANY LIMITED 2 0 2 0.00
1116 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
1117 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
1118 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1119 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1120 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
1121 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
1122 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
1123 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1124 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1125 LEHIN SECURITIES LIMITED 3 20 23 86.96
1126 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
1127 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
1128 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
1129 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1130 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1131 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
1132 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
1133 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1134 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1135 LIM ADVISORS LIMITED 6 18 24 75.00
1136 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1137 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1138 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1139 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
1140 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1141 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1142 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1143 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1144 LMR Partners Limited 2 3 5 60.00 2012-07-17
1145 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1146 Longitude Asia Limited 2 2 4 50.00
1147 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1148 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1149 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1150 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1151 LT Finance Management Limited 3 4 7 57.14 2012-12-10
1152 LT Securities Limited 3 5 8 62.50 2011-04-01
1153 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
1154 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1155 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1156 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
1157 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
1158 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1159 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1160 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1161 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1162 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1163 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1164 M&F Asset Management Limited 5 1 6 16.67
1165 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1166 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1167 Mackenzie Investments Asia Limited 4 5 9 55.56
1168 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1169 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
1170 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
1171 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
1172 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1173 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1174 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1175 MALAHON SECURITIES LIMITED 3 10 13 76.92
1176 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1177 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
1178 MANGO FINANCIAL LIMITED 5 17 22 77.27
1179 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
1180 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
1181 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1182 MARC FABER LIMITED 2 0 2 0.00
1183 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1184 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
1185 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1186 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1187 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1188 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1189 Mason Futures Limited (HK) 4 41 45 91.11
1190 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1191 Mason Securities Limited 6 50 56 89.29
1192 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1193 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1194 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
1195 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1196 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
1197 Matrix Securities Limited 2 2 4 50.00
1198 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1199 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1200 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
1201 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1202 MCM Asia Limited 5 8 13 61.54 2013-03-28
1203 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1204 MEAG Hong Kong Limited 5 2 7 28.57
1205 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1206 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1207 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1208 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
1209 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1210 Merdeka Securities Limited 3 3 6 50.00
1211 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
1212 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
1213 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1214 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
1215 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1216 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
1217 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1218 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1219 MFG Limited (HK) 5 8 13 61.54 2006-07-17
1220 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1221 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
1222 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
1223 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1224 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
1225 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1226 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1227 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1228 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1229 Minerva Holding Financial Securities Limited 4 5 9 55.56
1230 MING HON SECURITIES LIMITED 3 1 4 25.00
1231 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1232 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
1233 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
1234 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1235 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1236 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
1237 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
1238 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
1239 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1240 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
1241 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1242 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1243 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1244 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
1245 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1246 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1247 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
1248 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
1249 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
1250 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1251 MORTON SECURITIES LIMITED 3 1 4 25.00
1252 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1253 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
1254 MTF SECURITIES LIMITED 1 1 2 50.00
1255 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1256 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
1257 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1258 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
1259 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1260 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1261 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1262 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1263 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1264 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
1265 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1266 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
1267 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
1268 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1269 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1270 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
1271 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
1272 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
1273 Neutral Financial Holding Company Limited 5 11 16 68.75
1274 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1275 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1276 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1277 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1278 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1279 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
1280 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1281 Newedge Broker Hong Kong Limited 6 22 28 78.57
1282 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
1283 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1284 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1285 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1286 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1287 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1288 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
1289 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
1290 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1291 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
1292 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
1293 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
1294 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1295 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1296 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
1297 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
1298 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1299 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1300 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1301 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
1302 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
1303 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1304 Nuada Limited 6 3 9 33.33 2004-01-15
1305 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
1306 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1307 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1308 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1309 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1310 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1311 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1312 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1313 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1314 Octal Capital Limited 5 7 12 58.33 2011-06-01
1315 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1316 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1317 OIA Asia Limited 2 0 2 0.00 2014-11-20
1318 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
1319 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1320 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
1321 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1322 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1323 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1324 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
1325 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1326 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
1327 OnePlatform Securities Limited 2 22 24 91.67
1328 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1329 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
1330 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
1331 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1332 Open Securities Limited 5 14 19 73.68 2010-07-16
1333 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
1334 Optima Capital Limited 4 10 14 71.43 2007-10-25
1335 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
1336 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
1337 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1338 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1339 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1340 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1341 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
1342 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
1343 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1344 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1345 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1346 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
1347 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
1348 ORIENT SECURITIES LIMITED 2 22 24 91.67
1349 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
1350 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
1351 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1352 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1353 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1354 orientiert XYZ Securities Limited 4 66 70 94.29 2004-12-03
1355 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1356 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1357 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
1358 Oshidori Corporate Finance Limited 2 3 5 60.00
1359 Oshidori Securities Limited 3 5 8 62.50
1360 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1361 Otkcab Limited 2 0 2 0.00 2011-10-07
1362 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1363 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
1364 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1365 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1366 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
1367 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
1368 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1369 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1370 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1371 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1372 Pacific Sun Advisors Limited 2 2 4 50.00
1373 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1374 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1375 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1376 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1377 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
1378 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
1379 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1380 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1381 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1382 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
1383 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
1384 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1385 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1386 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1387 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1388 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1389 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1390 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1391 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1392 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1393 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1394 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1395 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
1396 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1397 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1398 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1399 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1400 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1401 PGIM (Hong Kong) Limited 3 3 6 50.00
1402 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1403 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1404 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1405 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1406 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
1407 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
1408 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1409 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1410 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1411 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1412 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1413 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
1414 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1415 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1416 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
1417 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1418 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
1419 PineBridge Investments Hong Kong Limited 5 14 19 73.68
1420 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1421 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1422 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
1423 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
1424 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1425 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
1426 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1427 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
1428 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1429 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1430 Planetree Futures Limited 4 7 11 63.64
1431 Planetree Securities Limited 4 14 18 77.78
1432 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1433 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
1434 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
1435 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1436 PO LEE SECURITIES LIMITED 2 5 7 71.43
1437 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1438 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
1439 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1440 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1441 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1442 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1443 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1444 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
1445 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
1446 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
1447 Prime Cdex Securities Limited 4 16 20 80.00
1448 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1449 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1450 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1451 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
1452 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
1453 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
1454 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
1455 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1456 Prive Financial Limited 3 0 3 0.00 2012-12-06
1457 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1458 Profound Capital Limited 2 0 2 0.00 2014-01-24
1459 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1460 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1461 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1462 Proton Capital Limited 3 2 5 40.00 2007-10-16
1463 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1464 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1465 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
1466 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
1467 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1468 Public Financial Securities Limited 2 7 9 77.78
1469 Public Securities Limited 2 9 11 81.82
1470 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1471 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1472 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1473 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1474 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
1475 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1476 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
1477 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1478 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1479 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1480 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1481 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
1482 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
1483 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
1484 Quam Securities Limited 13 242 255 94.90 2004-10-15
1485 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1486 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1487 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1488 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1489 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1490 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1491 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1492 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1493 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1494 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1495 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
1496 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
1497 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1498 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1499 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
1500 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1501 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
1502 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
1503 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1504 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1505 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1506 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1507 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1508 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
1509 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1510 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1511 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1512 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1513 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1514 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1515 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
1516 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1517 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
1518 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
1519 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1520 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1521 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1522 Rich Union Securities (H.K.) Limited 6 36 42 85.71
1523 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
1524 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1525 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1526 Rifa Futures Limited 3 15 18 83.33 2008-12-01
1527 Rifa Securities Limited 7 24 31 77.42
1528 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1529 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1530 ROCIM Limited 2 0 2 0.00 2007-06-29
1531 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
1532 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1533 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1534 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1535 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1536 ROOFER SECURITIES LIMITED 2 9 11 81.82
1537 ROSA SECURITIES LIMITED 3 2 5 40.00
1538 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
1539 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1540 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1541 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1542 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1543 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1544 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
1545 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
1546 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
1547 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1548 Safari Asia Limited 3 1 4 25.00 2010-04-30
1549 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
1550 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1551 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1552 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
1553 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
1554 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1555 SANFULL SECURITIES LIMITED 6 70 76 92.11
1556 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1557 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1558 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1559 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1560 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1561 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
1562 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1563 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1564 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1565 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1566 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
1567 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1568 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1569 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1570 SDHG International Securities Limited 3 5 8 62.50
1571 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1572 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1573 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
1574 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
1575 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1576 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1577 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1578 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
1579 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
1580 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1581 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1582 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1583 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
1584 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
1585 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
1586 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1587 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1588 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1589 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1590 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
1591 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
1592 SHACOM FUTURES LIMITED 2 7 9 77.78
1593 Shacom Securities Limited 3 10 13 76.92
1594 Shang International Finance Limited 4 9 13 69.23
1595 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1596 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1597 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
1598 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
1599 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
1600 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1601 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1602 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
1603 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
1604 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1605 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
1606 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
1607 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1608 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1609 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1610 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1611 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1612 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1613 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1614 Silk Road International Capital Limited 1 0 1 0.00
1615 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1616 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
1617 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1618 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1619 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1620 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1621 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1622 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1623 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1624 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1625 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
1626 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1627 Sinofortune Financial Capital Limited 2 1 3 33.33
1628 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1629 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
1630 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1631 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
1632 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
1633 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1634 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1635 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1636 SIU ON SECURITIES LIMITED 3 4 7 57.14
1637 SJS Markets Limited 1 0 1 0.00 2005-03-02
1638 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1639 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1640 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1641 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
1642 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1643 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1644 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1645 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1646 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
1647 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1648 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1649 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1650 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1651 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1652 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
1653 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1654 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
1655 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1656 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1657 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
1658 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
1659 South China Forex Limited 3 20 23 86.96 2010-06-21
1660 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1661 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
1662 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1663 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1664 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
1665 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
1666 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
1667 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
1668 SPDB International Holdings Limited 3 0 3 0.00
1669 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1670 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1671 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1672 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1673 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1674 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1675 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1676 SPS COMMODITIES LIMITED 2 6 8 75.00
1677 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1678 SPS SECURITIES LIMITED 4 17 21 80.95
1679 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
1680 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
1681 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
1682 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
1683 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
1684 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1685 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
1686 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1687 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1688 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1689 Stellar Securities Limited 2 2 4 50.00
1690 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1691 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
1692 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
1693 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1694 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1695 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
1696 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
1697 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1698 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1699 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1700 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1701 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
1702 Success Securities Limited 4 81 85 95.29
1703 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
1704 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1705 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1706 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
1707 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
1708 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1709 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1710 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1711 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1712 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1713 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
1714 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1715 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1716 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1717 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1718 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1719 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1720 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1721 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1722 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1723 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1724 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
1725 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1726 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1727 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1728 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
1729 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
1730 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1731 T & F Equities Limited 2 1 3 33.33 2012-12-11
1732 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1733 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1734 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
1735 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
1736 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1737 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
1738 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
1739 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1740 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1741 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1742 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1743 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1744 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1745 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1746 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1747 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
1748 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
1749 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1750 Taiping Securities (HK) Co Limited 6 48 54 88.89
1751 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1752 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1753 Tandem Investors Limited 3 0 3 0.00 2014-12-24
1754 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1755 TANG PING KONG LIMITED 3 8 11 72.73
1756 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1757 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
1758 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1759 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1760 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1761 TC Capital International Limited 4 10 14 71.43 2010-08-11
1762 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
1763 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
1764 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
1765 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
1766 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1767 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1768 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1769 Templewater Hong Kong Limited 7 12 19 63.16
1770 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
1771 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1772 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
1773 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1774 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1775 THING ON SECURITIES LIMITED 3 5 8 62.50
1776 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1777 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1778 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
1779 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1780 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
1781 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1782 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1783 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1784 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1785 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1786 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1787 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1788 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1789 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1790 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1791 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
1792 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1793 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1794 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1795 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1796 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1797 TR Advisors Limited 3 3 6 50.00 2008-12-02
1798 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1799 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1800 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1801 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1802 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1803 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1804 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1805 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1806 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1807 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1808 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1809 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1810 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1811 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1812 TRUTH SECURITIES LIMITED 3 4 7 57.14
1813 TSE'S SECURITIES LIMITED 3 37 40 92.50
1814 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1815 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1816 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1817 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
1818 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
1819 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1820 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1821 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1822 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1823 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1824 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1825 TVC MANAGEMENT LIMITED 3 0 3 0.00
1826 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1827 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1828 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1829 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1830 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1831 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1832 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
1833 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
1834 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
1835 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
1836 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
1837 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1838 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1839 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1840 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1841 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1842 United Securities Limited (HK) 2 2 4 50.00
1843 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
1844 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
1845 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
1846 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1847 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1848 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1849 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
1850 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1851 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
1852 VALUE PARTNERS LIMITED 5 58 63 92.06
1853 Value Partners Private Equity Limited 3 4 7 57.14
1854 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1855 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1856 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1857 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1858 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
1859 Vantage New Generation Securities Limited 3 6 9 66.67 2012-08-03
1860 Vantum Futures Limited 2 4 6 66.67
1861 VBG Capital Limited 3 5 8 62.50 2009-04-20
1862 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1863 VC BROKERAGE LIMITED 3 53 56 94.64
1864 VC CAPITAL LIMITED 4 4 8 50.00
1865 VC FUTURES LIMITED 4 33 37 89.19
1866 VC International Asset Management Limited 2 1 3 33.33
1867 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1868 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1869 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1870 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1871 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1872 VERCAP Financial Services Limited 2 0 2 0.00
1873 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1874 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1875 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1876 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1877 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1878 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1879 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
1880 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1881 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1882 Virtu ITG Hong Kong Limited 4 20 24 83.33
1883 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1884 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
1885 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
1886 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1887 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1888 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1889 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1890 VMS Securities Limited 6 12 18 66.67
1891 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1892 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1893 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1894 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
1895 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1896 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
1897 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1898 W2 Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1899 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1900 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1901 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1902 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1903 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1904 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1905 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1906 Wanhai Securities (HK) Limited 2 5 7 71.43
1907 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1908 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1909 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1910 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1911 Waton Securities International Limited 2 4 6 66.67
1912 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1913 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1914 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1915 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1916 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1917 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
1918 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1919 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
1920 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
1921 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1922 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1923 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1924 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1925 WILBY SECURITIES LIMITED 2 2 4 50.00
1926 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1927 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1928 Win Securities Limited 3 5 8 62.50
1929 WIN WONG SECURITIES LIMITED 4 28 32 87.50
1930 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1931 WINFULL SECURITIES LIMITED 3 14 17 82.35
1932 WING FAT SECURITIES LIMITED 3 7 10 70.00
1933 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1934 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
1935 WING FUNG SECURITIES LIMITED 5 24 29 82.76
1936 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1937 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
1938 WING ON SECURITIES LIMITED 2 5 7 71.43
1939 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
1940 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1941 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1942 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1943 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1944 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1945 WINTECH SECURITIES LIMITED 4 7 11 63.64
1946 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1947 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1948 Wisetrade Securities Limited 2 9 11 81.82
1949 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1950 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1951 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1952 WOCOM LIMITED (HK) 5 16 21 76.19
1953 WOCOM SECURITIES LIMITED 5 19 24 79.17
1954 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1955 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1956 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1957 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1958 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1959 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1960 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1961 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
1962 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1963 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1964 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1965 YICKO SECURITIES LIMITED 5 15 20 75.00
1966 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1967 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1968 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1969 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1970 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1971 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1972 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
1973 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1974 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
1975 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1976 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1977 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1978 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
1979 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1980 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1981 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1982 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1983 Yunfeng Financial Markets Limited 12 27 39 69.23
1984 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1985 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
1986 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1987 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1988 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1989 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1990 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1991 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1992 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1993 Zhongrong International Futures Co., Limited 2 8 10 80.00 2012-02-22
1994 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
1995 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
1996 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1997 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1998 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
1999 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
2000 Zijing Capital Limited 3 7 10 70.00 2003-05-07
2001 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
2001 Average 3.45 18.54 21.98 84.33

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