SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
2 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
3 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
4 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
5 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
6 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
9 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
10 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
11 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
12 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
14 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
15 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
16 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
17 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
18 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
19 CGS International Securities Hong Kong Limited 18 93 111 83.78
20 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
21 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
22 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
23 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
24 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
25 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
26 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
27 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
28 CLSA LIMITED 15 270 285 94.74 2013-07-09
29 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
30 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
31 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
32 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
33 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
34 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
35 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
36 KGI ASIA LIMITED 14 682 696 97.99
37 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
38 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
39 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
40 Quam Securities Limited 13 242 255 94.90 2004-10-15
41 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
42 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
43 BOCI ASIA LIMITED 12 87 99 87.88
44 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
45 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
46 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
47 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
48 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
49 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
50 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
51 Yunfeng Financial Markets Limited 12 27 39 69.23
52 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
53 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
54 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
55 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
56 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
57 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
58 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
59 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
60 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
61 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
62 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
63 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
64 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
65 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
66 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
67 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
68 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
69 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
70 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
71 EMPEROR SECURITIES LIMITED (HK) 9 163 172 94.77
72 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
73 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
74 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
75 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
76 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
77 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
78 JPMorgan Funds (Asia) Limited 9 101 110 91.82
79 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
80 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
81 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
82 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
83 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
84 Somerley Capital Limited 9 12 21 57.14 2013-10-02
85 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
86 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
87 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
88 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
89 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
90 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
91 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
92 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
93 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
94 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
95 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
96 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
97 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
98 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
99 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
100 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
101 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
102 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
103 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
104 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
105 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
106 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
107 CITIC Securities Futures (HK) Limited 7 117 124 94.35
108 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
109 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
110 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
111 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
112 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
113 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
114 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
115 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
116 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
117 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
118 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
119 KINGSTON SECURITIES LIMITED 7 64 71 90.14
120 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
121 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
122 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
123 Rifa Securities Limited 7 24 31 77.42
124 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
125 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
126 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
127 Templewater Hong Kong Limited 7 12 19 63.16
128 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
129 abrdn Hong Kong Limited 6 10 16 62.50
130 AIF Securities Limited 6 7 13 53.85 2004-11-02
131 Amundi Hong Kong Limited 6 33 39 84.62
132 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
133 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
134 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
135 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
136 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
137 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
138 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
139 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
140 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
141 CES Commodities (HK) Limited 6 288 294 97.96
142 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
143 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
144 Citadel Asia Limited 6 22 28 78.57 2005-10-21
145 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
146 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
147 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
148 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
149 Essence International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
150 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
151 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
152 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
153 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
154 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
155 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
156 GAM HONG KONG LIMITED 6 11 17 64.71
157 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
158 HANG SENG SECURITIES LIMITED 6 18 24 75.00
159 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
160 iBest Consultants Limited 6 50 56 89.29 2008-04-15
161 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
162 LIM ADVISORS LIMITED 6 18 24 75.00
163 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
164 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
165 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
166 Mason Securities Limited 6 50 56 89.29
167 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
168 Newedge Broker Hong Kong Limited 6 22 28 78.57
169 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
170 Nuada Limited 6 3 9 33.33 2004-01-15
171 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
172 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
173 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
174 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
175 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
176 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
177 Rich Union Securities (H.K.) Limited 6 36 42 85.71
178 SANFULL SECURITIES LIMITED 6 70 76 92.11
179 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
180 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
181 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
182 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
183 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
184 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
185 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
186 Taiping Securities (HK) Co Limited 6 48 54 88.89
187 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
188 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
189 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
190 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
191 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
192 VMS Securities Limited 6 12 18 66.67
193 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
194 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
195 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
196 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
197 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
198 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
199 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
200 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
201 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
202 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
203 BEA Union Investment Management Limited 5 18 23 78.26
204 BOCI RESEARCH LIMITED 5 34 39 87.18
205 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
206 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
207 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
208 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
209 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
210 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
211 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
212 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
213 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
214 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
215 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
216 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
217 Crosby Securities Limited 5 2 7 28.57 2013-03-06
218 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
219 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
220 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
221 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
222 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
223 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
224 Essence Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
225 FIL Investment Advisors 5 87 92 94.57
226 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
227 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
228 GAOYU SECURITIES LIMITED 5 17 22 77.27
229 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
230 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
231 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
232 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
233 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
234 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
235 HPEF Capital Partners Limited 5 16 21 76.19
236 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
237 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
238 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
239 Huajin Corporate Finance (International) Limited 5 5 10 50.00
240 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
241 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
242 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
243 Income Partners Asset Management (HK) Limited 5 19 24 79.17
244 INVESCO HONG KONG LIMITED 5 79 84 94.05
245 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
246 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
247 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
248 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
249 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
250 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
251 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
252 M&F Asset Management Limited 5 1 6 16.67
253 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
254 MANGO FINANCIAL LIMITED 5 17 22 77.27
255 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
256 MCM Asia Limited 5 8 13 61.54 2013-03-28
257 MEAG Hong Kong Limited 5 2 7 28.57
258 MFG Limited (HK) 5 8 13 61.54 2006-07-17
259 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
260 Neutral Financial Holding Company Limited 5 11 16 68.75
261 Octal Capital Limited 5 7 12 58.33 2011-06-01
262 Open Securities Limited 5 14 19 73.68 2010-07-16
263 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
264 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
265 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
266 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
267 PineBridge Investments Hong Kong Limited 5 14 19 73.68
268 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
269 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
270 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
271 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
272 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
273 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
274 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
275 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
276 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
277 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
278 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
279 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
280 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
281 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
282 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
283 VALUE PARTNERS LIMITED 5 58 63 92.06
284 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
285 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
286 WING FUNG SECURITIES LIMITED 5 24 29 82.76
287 WOCOM LIMITED (HK) 5 16 21 76.19
288 WOCOM SECURITIES LIMITED 5 19 24 79.17
289 YICKO SECURITIES LIMITED 5 15 20 75.00
290 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
291 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
292 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
293 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
294 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
295 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
296 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
297 Allard Partners Limited 4 4 8 50.00
298 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
299 ALTUS CAPITAL LIMITED 4 9 13 69.23
300 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
301 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
302 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
303 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
304 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
305 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
306 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
307 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
308 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
309 Beijing Securities Limited 4 8 12 66.67 2008-11-07
310 Bentley Capital Limited (HK) 4 0 4 0.00
311 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
312 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
313 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
314 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
315 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
316 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
317 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
318 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
319 CAIIS Limited 4 21 25 84.00 2006-05-23
320 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
321 Capital International, Inc. 4 34 38 89.47 2007-07-03
322 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
323 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
324 CBH Asia Limited 4 17 21 80.95 2010-09-24
325 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
326 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
327 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
328 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
329 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
330 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
331 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
332 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
333 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
334 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
335 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
336 China Reserve Securities Limited 4 5 9 55.56
337 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
338 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
339 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
340 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
341 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
342 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
343 CLC International Limited 4 8 12 66.67 2012-12-07
344 CLSA FUTURES LIMITED 4 17 21 80.95
345 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
346 CMB International Capital Limited 4 12 16 75.00 2010-09-07
347 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
348 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
349 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
350 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
351 CORPORATE BROKERS LIMITED 4 66 70 94.29
352 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
353 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
354 CS Wealth Securities Limited 4 3 7 42.86
355 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
356 CTBC Asia Limited 4 13 17 76.47 2004-01-14
357 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
358 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
359 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
360 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
361 DNB Asset Management (Asia) Limited 4 2 6 33.33
362 DWS Investments Hong Kong Limited 4 16 20 80.00
363 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
364 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
365 EAST ASIA FUTURES LIMITED 4 9 13 69.23
366 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
367 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
368 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
369 EMPEROR FUTURES LIMITED 4 87 91 95.60
370 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
371 Evercore Asia Limited 4 11 15 73.33 2011-03-04
372 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
373 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
374 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
375 EWARTON SECURITIES LIMITED 4 17 21 80.95
376 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
377 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
378 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
379 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
380 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
381 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
382 Funderstone Securities Limited 4 19 23 82.61
383 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
384 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
385 GEO Securities Limited 4 73 77 94.81 2013-05-03
386 GET NICE SECURITIES LIMITED 4 81 85 95.29
387 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
388 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
389 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
390 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
391 Gram Capital Limited 4 3 7 42.86 2014-03-12
392 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
393 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
394 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
395 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
396 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
397 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
398 HANG TAI SECURITIES LIMITED 4 4 8 50.00
399 Hao Tian International Securities Limited 4 6 10 60.00
400 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
401 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
402 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
403 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
404 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
405 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
406 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
407 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
408 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
409 HUNG SING SECURITIES LIMITED 4 14 18 77.78
410 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
411 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
412 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
413 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
414 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
415 INSTINET PACIFIC LIMITED 4 23 27 85.19
416 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
417 INV Partners Limited 4 2 6 33.33 2009-11-24
418 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
419 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
420 JK Capital Management Limited 4 4 8 50.00
421 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
422 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
423 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
424 KAISER FUTURES LIMITED 4 16 20 80.00
425 KAISER SECURITIES LIMITED 4 16 20 80.00
426 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
427 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
428 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
429 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
430 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
431 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
432 Mackenzie Investments Asia Limited 4 5 9 55.56
433 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
434 Mason Futures Limited (HK) 4 41 45 91.11
435 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
436 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
437 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
438 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
439 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
440 Minerva Holding Financial Securities Limited 4 5 9 55.56
441 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
442 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
443 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
444 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
445 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
446 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
447 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
448 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
449 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
450 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
451 Optima Capital Limited 4 10 14 71.43 2007-10-25
452 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
453 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
454 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
455 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
456 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
457 orientiert XYZ Securities Limited 4 66 70 94.29 2004-12-03
458 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
459 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
460 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
461 Planetree Futures Limited 4 7 11 63.64
462 Planetree Securities Limited 4 14 18 77.78
463 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
464 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
465 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
466 Prime Cdex Securities Limited 4 16 20 80.00
467 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
468 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
469 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
470 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
471 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
472 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
473 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
474 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
475 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
476 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
477 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
478 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
479 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
480 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
481 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
482 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
483 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
484 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
485 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
486 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
487 Shang International Finance Limited 4 9 13 69.23
488 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
489 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
490 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
491 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
492 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
493 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
494 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
495 SPS SECURITIES LIMITED 4 17 21 80.95
496 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
497 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
498 STI Asset Management Limited 4 7 11 63.64 2008-10-22
499 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
500 Success Securities Limited 4 81 85 95.29
501 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
502 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
503 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
504 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
505 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
506 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
507 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
508 TC Capital International Limited 4 10 14 71.43 2010-08-11
509 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
510 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
511 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
512 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
513 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
514 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
515 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
516 VC CAPITAL LIMITED 4 4 8 50.00
517 VC FUTURES LIMITED 4 33 37 89.19
518 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
519 Virtu ITG Hong Kong Limited 4 20 24 83.33
520 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
521 WIN WONG SECURITIES LIMITED 4 28 32 87.50
522 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
523 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
524 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
525 WINTECH SECURITIES LIMITED 4 7 11 63.64
526 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
527 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
528 3W Fund Management Limited 3 0 3 0.00 2012-11-16
529 Absolute Investment Management (HK) Limited 3 0 3 0.00
530 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
531 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
532 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
533 AIF CAPITAL LIMITED 3 3 6 50.00
534 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
535 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
536 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
537 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
538 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
539 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
540 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
541 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
542 ALPS ADVISORY (HK) LIMITED 3 8 11 72.73 2013-11-20
543 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
544 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
545 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
546 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
547 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
548 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
549 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
550 Anli Securities Limited 3 3 6 50.00
551 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
552 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
553 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
554 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
555 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
556 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
557 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
558 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
559 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
560 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
561 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
562 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
563 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
564 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
565 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
566 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
567 Averest Capital Limited 3 2 5 40.00
568 Avia Asset Management Limited 3 1 4 25.00
569 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
570 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
571 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
572 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
573 BERICH BROKERAGE LIMITED 3 12 15 80.00
574 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
575 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
576 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
577 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
578 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
579 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
580 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
581 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
582 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
583 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
584 Bright Fund Management Limited 3 53 56 94.64
585 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
586 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
587 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
588 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
589 BUSINESS FUTURES LIMITED 3 5 8 62.50
590 BUSINESS SECURITIES LIMITED 3 14 17 82.35
591 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
592 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
593 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
594 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
595 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
596 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
597 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
598 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
599 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
600 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
601 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
602 CBRE Investment Management (Asia) Limited 3 1 4 25.00
603 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
604 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
605 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
606 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
607 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
608 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
609 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
610 CES Forex (HK) Limited 3 156 159 98.11
611 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
612 Chanceton Capital Partners Limited 3 5 8 62.50
613 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
614 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
615 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
616 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
617 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
618 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
619 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
620 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
621 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
622 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
623 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
624 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
625 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
626 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
627 China Finance KAB Limited 3 10 13 76.92 2004-12-23
628 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
629 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
630 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
631 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
632 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
633 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
634 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
635 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
636 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
637 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
638 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
639 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
640 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
641 CHONG HING SECURITIES LIMITED 3 75 78 96.15
642 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
643 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
644 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
645 CHUANGS & CO. LIMITED 3 1 4 25.00
646 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
647 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
648 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
649 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
650 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
651 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
652 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
653 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
654 CMB International Global Markets Limited 3 7 10 70.00
655 CMB International Securities Limited 3 23 26 88.46 2010-06-15
656 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
657 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
658 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
659 COL Securities (HK) Limited 3 1 4 25.00
660 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
661 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
662 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
663 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
664 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
665 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
666 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
667 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
668 CSC FUTURES (HK) LIMITED 3 21 24 87.50
669 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
670 CTW SECURITIES LIMITED 3 2 5 40.00
671 CUPOLA CAPITAL LIMITED 3 0 3 0.00
672 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
673 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
674 DAH SING SECURITIES LIMITED 3 7 10 70.00
675 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
676 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
677 De Riva Asia Limited 3 7 10 70.00 2010-07-29
678 Direxion Asia Limited 3 2 5 40.00 2013-06-13
679 DL BROKERAGE LIMITED 3 16 19 84.21
680 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
681 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
682 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
683 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
684 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
685 DST Investment Management Limited 3 1 4 25.00 2012-04-23
686 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
687 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
688 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
689 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
690 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
691 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
692 EIP Alpha Limited 3 1 4 25.00 2014-02-12
693 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
694 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
695 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
696 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
697 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
698 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
699 Essence Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
700 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
701 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
702 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
703 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
704 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
705 Everbright Securities Global (HK) Limited 3 3 6 50.00
706 EVERHOT SECURITIES LIMITED 3 5 8 62.50
707 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
708 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
709 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
710 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
711 FAIRWIN BROKING LIMITED 3 4 7 57.14
712 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
713 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
714 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
715 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
716 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
717 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
718 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
719 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
720 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
721 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
722 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
723 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
724 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
725 Funderstone Futures Limited 3 18 21 85.71
726 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
727 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
728 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
729 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
730 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
731 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
732 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
733 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
734 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
735 GLS SECURITIES LIMITED 3 3 6 50.00
736 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
737 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
738 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
739 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
740 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
741 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
742 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
743 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
744 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
745 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
746 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
747 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
748 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
749 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
750 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
751 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
752 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
753 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
754 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
755 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
756 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
757 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
758 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
759 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
760 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
761 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
762 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
763 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
764 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
765 HENYEP SECURITIES LIMITED 3 13 16 81.25
766 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
767 HING WONG SECURITIES LIMITED 3 9 12 75.00
768 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
769 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
770 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
771 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
772 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
773 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
774 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
775 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
776 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
777 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
778 Hywin Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
779 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
780 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
781 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
782 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
783 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
784 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
785 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
786 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
787 Imagi Brokerage Limited 3 4 7 57.14
788 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
789 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
790 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
791 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
792 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
793 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
794 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
795 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
796 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
797 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
798 J Capital Research Limited 3 0 3 0.00 2012-03-01
799 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
800 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
801 JOINCAP CAPITAL LIMITED 3 0 3 0.00
802 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
803 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
804 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
805 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
806 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
807 JVSakk Asia Limited 3 7 10 70.00
808 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
809 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
810 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
811 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
812 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
813 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
814 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
815 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
816 KINGSTON FUTURES LIMITED 3 19 22 86.36
817 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
818 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
819 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
820 Kriya Capital Limited 3 4 7 57.14 2010-01-08
821 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
822 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
823 LAMTEX SECURITIES LIMITED 3 5 8 62.50
824 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
825 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
826 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
827 LEHIN SECURITIES LIMITED 3 20 23 86.96
828 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
829 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
830 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
831 LT Finance Management Limited 3 4 7 57.14 2012-12-10
832 LT Securities Limited 3 5 8 62.50 2011-04-01
833 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
834 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
835 MALAHON SECURITIES LIMITED 3 10 13 76.92
836 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
837 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
838 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
839 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
840 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
841 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
842 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
843 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
844 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
845 Merdeka Securities Limited 3 3 6 50.00
846 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
847 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
848 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
849 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
850 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
851 MING HON SECURITIES LIMITED 3 1 4 25.00
852 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
853 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
854 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
855 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
856 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
857 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
858 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
859 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
860 MORTON SECURITIES LIMITED 3 1 4 25.00
861 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
862 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
863 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
864 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
865 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
866 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
867 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
868 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
869 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
870 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
871 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
872 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
873 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
874 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
875 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
876 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
877 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
878 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
879 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
880 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
881 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
882 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
883 ONSHINE SECURITIES LIMITED 3 6 9 66.67
884 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
885 Open Asset Management Limited 3 2 5 40.00 2011-03-08
886 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
887 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
888 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
889 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
890 Oshidori Securities Limited 3 5 8 62.50
891 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
892 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
893 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
894 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
895 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
896 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
897 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
898 Paulson Asia Limited 3 1 4 25.00 2011-02-21
899 PGIM (Hong Kong) Limited 3 3 6 50.00
900 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
901 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
902 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
903 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
904 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
905 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
906 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
907 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
908 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
909 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
910 Prive Financial Limited 3 0 3 0.00 2012-12-06
911 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
912 Proton Capital Limited 3 2 5 40.00 2007-10-16
913 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
914 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
915 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
916 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
917 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
918 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
919 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
920 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
921 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
922 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
923 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
924 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
925 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
926 Rifa Futures Limited 3 15 18 83.33 2008-12-01
927 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
928 ROSA SECURITIES LIMITED 3 2 5 40.00
929 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
930 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
931 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
932 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
933 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
934 Safari Asia Limited 3 1 4 25.00 2010-04-30
935 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
936 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
937 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
938 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
939 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
940 SDHG International Securities Limited 3 5 8 62.50
941 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
942 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
943 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
944 Shacom Securities Limited 3 10 13 76.92
945 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
946 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
947 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
948 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
949 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
950 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
951 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
952 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
953 SINOMAX SECURITIES LIMITED 3 9 12 75.00
954 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
955 SIU ON SECURITIES LIMITED 3 4 7 57.14
956 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
957 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
958 SOLID KING SECURITIES LIMITED 3 6 9 66.67
959 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
960 South China Forex Limited 3 20 23 86.96 2010-06-21
961 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
962 SPDB International Holdings Limited 3 0 3 0.00
963 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
964 Springboard Capital Limited 3 4 7 57.14 2010-07-02
965 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
966 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
967 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
968 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
969 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
970 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
971 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
972 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
973 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
974 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
975 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
976 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
977 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
978 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
979 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
980 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
981 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
982 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
983 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
984 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
985 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
986 TAIFAIR FUTURES LIMITED 3 2 5 40.00
987 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
988 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
989 Tandem Investors Limited 3 0 3 0.00 2014-12-24
990 TANG KEE SECURITIES LIMITED 3 3 6 50.00
991 TANG PING KONG LIMITED 3 8 11 72.73
992 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
993 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
994 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
995 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
996 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
997 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
998 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
999 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
1000 THING ON SECURITIES LIMITED 3 5 8 62.50
1001 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1002 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1003 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1004 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1005 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1006 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1007 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1008 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1009 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1010 TR Advisors Limited 3 3 6 50.00 2008-12-02
1011 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1012 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1013 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1014 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1015 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1016 TRUTH SECURITIES LIMITED 3 4 7 57.14
1017 TSE'S SECURITIES LIMITED 3 37 40 92.50
1018 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1019 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1020 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1021 TVC MANAGEMENT LIMITED 3 0 3 0.00
1022 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1023 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1024 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1025 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1026 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1027 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1028 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1029 Value Partners Private Equity Limited 3 4 7 57.14
1030 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1031 Vantage New Generation Securities Limited 3 6 9 66.67 2012-08-03
1032 VBG Capital Limited 3 5 8 62.50 2009-04-20
1033 VC BROKERAGE LIMITED 3 53 56 94.64
1034 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1035 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1036 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1037 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1038 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1039 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1040 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1041 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
1042 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1043 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1044 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1045 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1046 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
1047 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1048 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1049 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1050 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1051 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1052 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1053 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1054 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1055 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1056 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1057 Win Securities Limited 3 5 8 62.50
1058 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1059 WINFULL SECURITIES LIMITED 3 14 17 82.35
1060 WING FAT SECURITIES LIMITED 3 7 10 70.00
1061 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1062 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1063 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1064 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1065 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1066 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1067 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1068 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1069 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1070 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1071 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1072 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1073 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1074 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1075 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1076 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1077 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1078 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1079 313 Capital Management Limited 2 23 25 92.00 2010-04-19
1080 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1081 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1082 AASTOCKS.COM LIMITED 2 0 2 0.00
1083 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
1084 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
1085 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1086 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1087 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1088 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1089 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1090 ACM ASIA LIMITED 2 0 2 0.00
1091 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1092 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1093 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1094 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1095 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1096 Aevitas Securities Limited 2 4 6 66.67
1097 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1098 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1099 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1100 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1101 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1102 AJ Securities Limited 2 4 6 66.67
1103 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1104 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1105 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1106 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
1107 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1108 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
1109 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1110 Alpha Nova Capital Management Limited 2 0 2 0.00
1111 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1112 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1113 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1114 AM Squared Limited 2 5 7 71.43 2005-06-30
1115 Amasse Capital Limited 2 4 6 66.67 2012-07-13
1116 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1117 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1118 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1119 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1120 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1121 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1122 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1123 Anuenue Securities Limited 2 10 12 83.33
1124 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1125 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1126 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1127 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1128 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
1129 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1130 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1131 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1132 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1133 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1134 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1135 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1136 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1137 Arta Global Futures Limited 2 1 3 33.33
1138 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1139 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1140 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1141 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1142 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1143 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1144 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1145 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1146 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1147 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1148 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1149 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1150 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1151 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1152 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1153 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
1154 Athos Capital Limited 2 4 6 66.67 2012-03-20
1155 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1156 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1157 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1158 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1159 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1160 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1161 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1162 Avista Capital Limited 2 0 2 0.00 2013-08-09
1163 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1164 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1165 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1166 Axis Capital Management Limited 2 2 4 50.00
1167 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
1168 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1169 Bach Option Limited 2 1 3 33.33 2013-06-10
1170 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1171 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1172 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1173 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1174 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1175 BCT Financial Limited 2 60 62 96.77 2010-11-24
1176 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1177 Beevest Securities Limited 2 6 8 75.00
1178 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1179 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1180 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1181 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1182 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1183 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1184 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1185 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1186 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
1187 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1188 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1189 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1190 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1191 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1192 Black Marble Securities Limited 2 0 2 0.00
1193 BLOOMYEARS LIMITED 2 1 3 33.33
1194 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1195 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1196 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1197 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1198 BMI Securities Limited 2 6 8 75.00 2011-03-14
1199 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1200 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1201 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1202 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1203 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1204 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1205 Bradbury Securities Limited 2 8 10 80.00
1206 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1207 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1208 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1209 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1210 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1211 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1212 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1213 BROOKE CAPITAL LIMITED 2 0 2 0.00
1214 BULLISH SECURITIES LIMITED 2 8 10 80.00
1215 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1216 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1217 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1218 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1219 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1220 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1221 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1222 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1223 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1224 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1225 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1226 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1227 CC Finance Limited 2 9 11 81.82 2006-04-20
1228 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1229 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1230 CCB Securities Limited 2 3 5 60.00
1231 CCTIC International Limited 2 1 3 33.33 2010-06-28
1232 Celera Markets Limited 2 0 2 0.00 2008-08-12
1233 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
1234 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1235 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1236 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1237 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1238 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1239 CERES CAPITAL LIMITED 2 0 2 0.00
1240 CES International Commodities (HK) Limited 2 0 2 0.00
1241 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1242 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1243 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1244 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
1245 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
1246 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1247 ChapmanCraig Limited 2 0 2 0.00
1248 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1249 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1250 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1251 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1252 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1253 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1254 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1255 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1256 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1257 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1258 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1259 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1260 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1261 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1262 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1263 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1264 China Finance Holdings Limited 2 0 2 0.00
1265 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1266 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1267 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
1268 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1269 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1270 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
1271 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1272 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1273 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1274 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1275 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1276 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1277 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1278 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1279 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1280 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1281 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1282 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1283 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1284 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1285 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1286 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1287 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1288 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1289 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1290 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
1291 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1292 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1293 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1294 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1295 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1296 COMMENCE COMPANY LIMITED 2 0 2 0.00
1297 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
1298 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
1299 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1300 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1301 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1302 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1303 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1304 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1305 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1306 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1307 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1308 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1309 CVP Securities Limited 2 30 32 93.75 2004-07-09
1310 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1311 D.J. SECURITIES LIMITED 2 0 2 0.00
1312 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1313 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1314 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
1315 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
1316 Delta Asia Wealth Management Limited 2 6 8 75.00
1317 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
1318 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1319 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1320 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
1321 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1322 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1323 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1324 EAA SECURITIES LIMITED 2 1 3 33.33
1325 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1326 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1327 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1328 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
1329 eFusion Capital Limited 2 5 7 71.43 2014-06-06
1330 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1331 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1332 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1333 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1334 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1335 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1336 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1337 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1338 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1339 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1340 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1341 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1342 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1343 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1344 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1345 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1346 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1347 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1348 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1349 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1350 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1351 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1352 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1353 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1354 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1355 F. R. ZIMMERN LIMITED 2 3 5 60.00
1356 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
1357 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1358 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1359 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1360 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1361 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1362 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1363 FDB Financial Group Limited 2 7 9 77.78
1364 FE SECURITIES LIMITED 2 4 6 66.67
1365 Finet Securities Limited 2 0 2 0.00
1366 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1367 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1368 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1369 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1370 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1371 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1372 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1373 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
1374 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1375 Fortune Asset Management Limited 2 7 9 77.78 2009-12-16
1376 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1377 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1378 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1379 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1380 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1381 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1382 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
1383 FT Securities Limited 2 8 10 80.00
1384 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1385 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1386 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1387 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1388 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1389 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1390 FULLJET SECURITIES LIMITED 2 0 2 0.00
1391 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1392 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1393 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
1394 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1395 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
1396 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1397 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1398 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1399 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1400 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1401 GCAM Limited 2 2 4 50.00 2004-10-19
1402 GCIS LIMITED 2 0 2 0.00 2007-05-16
1403 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1404 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1405 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1406 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1407 Genting Securities Limited 2 1 3 33.33 2012-05-18
1408 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1409 GET NICE CAPITAL LIMITED 2 0 2 0.00
1410 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1411 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1412 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1413 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1414 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1415 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1416 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1417 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1418 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1419 Goldin Equities Limited 2 5 7 71.43 2008-12-17
1420 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1421 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1422 Goldyard Capital Limited 2 1 3 33.33
1423 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1424 Grand Cartel Securities Company Limited 2 2 4 50.00
1425 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1426 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1427 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1428 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1429 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1430 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1431 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1432 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1433 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1434 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1435 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1436 Grey Investment Limited 2 6 8 75.00 2012-02-21
1437 Grit Securities Limited 2 1 3 33.33
1438 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1439 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1440 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1441 GT CAPITAL LIMITED 2 5 7 71.43
1442 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1443 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1444 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1445 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1446 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1447 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
1448 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1449 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1450 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
1451 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1452 Hana Asia Limited 2 0 2 0.00 2010-03-25
1453 HANG SENG FUTURES LIMITED 2 7 9 77.78
1454 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1455 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1456 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1457 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1458 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1459 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1460 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1461 Heitman HK Limited 2 0 2 0.00 2012-12-05
1462 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1463 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1464 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1465 HENIK SECURITIES LIMITED 2 11 13 84.62
1466 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1467 HERMES SECURITIES LIMITED 2 8 10 80.00
1468 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1469 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1470 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1471 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
1472 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
1473 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1474 HIP HING SECURITIES LIMITED 2 2 4 50.00
1475 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1476 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1477 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1478 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1479 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1480 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1481 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1482 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1483 Hongkong Bay Securities Limited 2 2 4 50.00
1484 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1485 HOORAY CAPITAL LIMITED 2 2 4 50.00
1486 HOORAY SECURITIES LIMITED 2 4 6 66.67
1487 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1488 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
1489 HPEF Venture Partners Limited 2 3 5 60.00
1490 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1491 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1492 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1493 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1494 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1495 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1496 Huayu Securities Limited 2 6 8 75.00
1497 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1498 HUNG SING FUTURES LIMITED 2 4 6 66.67
1499 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1500 iBest Securities Company Limited 2 2 4 50.00
1501 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1502 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1503 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
1504 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1505 iFAST Securities (HK) Limited 2 3 5 60.00
1506 IMARKETS LIMITED 2 0 2 0.00
1507 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1508 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1509 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1510 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1511 Impression Investment Limited 2 0 2 0.00 2014-04-30
1512 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1513 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1514 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1515 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1516 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1517 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1518 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1519 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1520 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1521 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1522 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1523 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1524 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1525 iVenture Investment Management Limited 2 0 2 0.00
1526 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1527 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
1528 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1529 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1530 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1531 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1532 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1533 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1534 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1535 Kaiser KT Capital Limited 2 3 5 60.00
1536 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1537 KARFORD SECURITIES LIMITED 2 0 2 0.00
1538 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1539 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1540 KB Securities Hong Kong Limited 2 4 6 66.67
1541 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1542 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1543 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1544 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1545 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1546 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1547 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1548 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1549 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1550 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1551 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1552 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1553 KMT SECURITIES LIMITED 2 6 8 75.00
1554 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1555 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1556 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1557 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1558 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1559 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1560 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1561 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1562 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1563 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1564 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1565 LAU & COMPANY LIMITED 2 0 2 0.00
1566 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1567 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1568 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1569 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1570 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
1571 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1572 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1573 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1574 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1575 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1576 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1577 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1578 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1579 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1580 LMR Partners Limited 2 3 5 60.00 2012-07-17
1581 Longitude Asia Limited 2 2 4 50.00
1582 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1583 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1584 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1585 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1586 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1587 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1588 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1589 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1590 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1591 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1592 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1593 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1594 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1595 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1596 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1597 MARC FABER LIMITED 2 0 2 0.00
1598 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1599 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1600 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1601 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1602 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1603 Matrix Securities Limited 2 2 4 50.00
1604 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1605 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1606 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1607 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1608 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1609 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1610 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1611 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1612 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1613 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1614 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1615 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1616 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1617 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1618 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1619 MORGAN FUEL GO SECURITIES LIMITED 2 0 2 0.00
1620 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1621 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1622 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1623 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1624 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1625 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1626 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1627 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1628 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1629 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1630 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1631 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1632 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1633 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1634 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1635 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
1636 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1637 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1638 NOAH HOLDINGS (HONG KONG) LIMITED 2 20 22 90.91 2012-01-04
1639 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1640 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1641 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1642 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1643 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1644 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1645 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1646 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1647 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1648 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1649 OIA Asia Limited 2 0 2 0.00 2014-11-20
1650 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1651 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1652 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1653 OnePlatform Securities Limited 2 22 24 91.67
1654 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1655 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1656 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1657 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1658 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1659 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1660 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1661 ORIENT SECURITIES LIMITED 2 22 24 91.67
1662 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1663 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1664 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1665 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1666 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1667 Oshidori Corporate Finance Limited 2 3 5 60.00
1668 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1669 Otkcab Limited 2 0 2 0.00 2011-10-07
1670 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1671 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1672 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1673 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1674 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1675 Pacific Sun Advisors Limited 2 2 4 50.00
1676 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1677 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1678 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1679 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1680 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1681 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1682 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1683 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1684 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1685 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1686 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1687 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1688 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1689 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1690 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1691 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1692 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1693 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1694 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1695 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1696 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1697 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1698 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1699 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1700 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1701 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1702 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1703 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1704 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1705 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1706 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1707 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1708 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1709 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1710 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1711 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1712 PO LEE SECURITIES LIMITED 2 5 7 71.43
1713 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1714 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1715 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1716 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1717 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1718 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1719 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1720 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
1721 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
1722 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1723 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1724 Profound Capital Limited 2 0 2 0.00 2014-01-24
1725 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1726 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1727 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1728 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1729 Public Financial Securities Limited 2 7 9 77.78
1730 Public Securities Limited 2 9 11 81.82
1731 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1732 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1733 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1734 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1735 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1736 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1737 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1738 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1739 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1740 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1741 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1742 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1743 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1744 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1745 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1746 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1747 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1748 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1749 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1750 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1751 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1752 Rencent International Asset Management Company Limited 2 3 5 60.00 2013-10-10
1753 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1754 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1755 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1756 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1757 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1758 ROCIM Limited 2 0 2 0.00 2007-06-29
1759 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1760 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1761 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1762 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1763 ROOFER SECURITIES LIMITED 2 9 11 81.82
1764 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1765 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1766 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1767 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
1768 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1769 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1770 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1771 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1772 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1773 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1774 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1775 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1776 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1777 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1778 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1779 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1780 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1781 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1782 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1783 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1784 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1785 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1786 SHACOM FUTURES LIMITED 2 7 9 77.78
1787 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1788 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1789 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1790 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1791 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1792 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1793 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1794 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1795 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1796 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1797 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1798 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1799 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1800 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1801 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1802 Sinofortune Financial Capital Limited 2 1 3 33.33
1803 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1804 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1805 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1806 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1807 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1808 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1809 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1810 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1811 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1812 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1813 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1814 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1815 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1816 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1817 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1818 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1819 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1820 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1821 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1822 SPS COMMODITIES LIMITED 2 6 8 75.00
1823 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1824 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1825 Stellar Securities Limited 2 2 4 50.00
1826 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1827 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1828 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1829 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1830 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1831 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1832 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1833 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1834 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1835 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1836 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1837 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1838 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1839 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1840 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1841 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1842 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1843 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1844 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1845 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1846 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1847 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1848 T & F Equities Limited 2 1 3 33.33 2012-12-11
1849 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1850 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1851 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1852 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1853 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1854 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1855 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1856 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1857 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1858 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1859 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1860 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1861 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1862 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
1863 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1864 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1865 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1866 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1867 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1868 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1869 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1870 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1871 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1872 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1873 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1874 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1875 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1876 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1877 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1878 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1879 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1880 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1881 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1882 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1883 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1884 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1885 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1886 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1887 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1888 United Securities Limited (HK) 2 2 4 50.00
1889 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
1890 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1891 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1892 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1893 Vantum Futures Limited 2 4 6 66.67
1894 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1895 VC International Asset Management Limited 2 1 3 33.33
1896 VERCAP Financial Services Limited 2 0 2 0.00
1897 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1898 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1899 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1900 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1901 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1902 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1903 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1904 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1905 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1906 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1907 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1908 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1909 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1910 Wanhai Securities (HK) Limited 2 5 7 71.43
1911 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1912 Waton Securities International Limited 2 4 6 66.67
1913 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1914 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1915 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1916 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1917 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1918 WILBY SECURITIES LIMITED 2 2 4 50.00
1919 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1920 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1921 WING ON SECURITIES LIMITED 2 5 7 71.43
1922 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1923 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1924 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1925 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1926 Wisetrade Securities Limited 2 9 11 81.82
1927 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1928 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1929 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1930 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1931 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1932 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1933 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1934 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1935 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1936 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1937 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1938 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1939 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1940 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1941 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1942 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1943 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1944 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1945 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1946 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1947 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1948 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1949 Zhongrong International Futures Co., Limited 2 8 10 80.00 2012-02-22
1950 Zhongrong International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
1951 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1952 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1953 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
1954 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1955 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1956 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
1957 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1958 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1959 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
1960 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1961 China Tonghai (IA) Limited 1 0 1 0.00
1962 CHN International Group Limited 1 1 2 50.00 2010-02-22
1963 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1964 Cowen and Company (Asia) Limited 1 0 1 0.00 2003-12-19
1965 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1966 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1967 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1968 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1969 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1970 Goldbridge Securities Limited 1 0 1 0.00
1971 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1972 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1973 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1974 Kam Wah Investments Limited 1 0 1 0.00
1975 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1976 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1977 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1978 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1979 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1980 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
1981 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1982 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 1 3 4 75.00 2009-09-04
1983 MTF SECURITIES LIMITED 1 1 2 50.00
1984 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
1985 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1986 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
1987 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1988 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1989 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1990 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1991 Silk Road International Capital Limited 1 0 1 0.00
1992 SJS Markets Limited 1 0 1 0.00 2005-03-02
1993 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1994 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1995 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1996 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1997 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1998 W2 Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1999 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2000 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
2001 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
2001 Average 3.45 18.54 21.98 84.33

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