SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 3 31 34 91.18 2010-04-19
2 3W Fund Management Limited 3 0 3 0.00 2012-11-16
3 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
4 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
5 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
8 ABCI ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-10-18
9 ABCI CAPITAL LIMITED 6 15 21 71.43 2011-03-17
10 ABCI Securities Company Limited 10 54 64 84.38 2005-11-15
11 ABN AMRO Clearing Hong Kong Limited 4 7 11 63.64
12 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 7 10 70.00
13 About Capital Management (HK) Co., Limited 2 1 3 33.33 2013-09-24
14 abrdn Hong Kong Limited 4 12 16 75.00
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 3 0 3 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
19 ACM ASIA LIMITED 2 0 2 0.00
20 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
21 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
22 Adamas Asset Management (HK) Limited 3 13 16 81.25 2013-02-20
23 ADMIRAL INVESTMENT LIMITED 2 1 3 33.33 2013-11-08
24 ADMIS Hong Kong Limited 4 22 26 84.62 2010-03-10
25 ADS Securities Hong Kong Limited 2 0 2 0.00 2011-08-09
26 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
27 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
28 Aevitas Securities Limited 2 4 6 66.67
29 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
30 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
31 Agamemnon Capital Limited 2 0 2 0.00 2013-12-02
32 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
33 AIF CAPITAL LIMITED 3 4 7 57.14
34 AIF Securities Limited 6 7 13 53.85 2004-11-02
35 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
36 AIU International Securities Limited 2 0 2 0.00 2011-12-28
37 AJ Securities Limited 2 4 6 66.67
38 Akron Corporate Finance Limited 2 0 2 0.00 2013-10-03
39 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
40 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
41 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 50.00 2004-09-07
42 ALCEDA ASIA LIMITED 2 0 2 0.00 2013-03-19
43 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
44 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
45 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
46 All-Stars Investment Limited 2 0 2 0.00 2013-12-02
47 Allard Partners Limited 3 4 7 57.14
48 AllianceBernstein Hong Kong Limited 5 35 40 87.50 2006-10-05
49 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 53 58 91.38 2007-01-12
50 Allianz Global Investors Hong Kong Limited 3 12 15 80.00
51 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
52 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
53 Alpha Nova Capital Management Limited 2 0 2 0.00
54 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
55 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
56 Alphamax Asset Management (HK) Limited 3 2 5 40.00 2012-08-06
57 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
58 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
59 Altis Partners (Asia) Limited 2 0 2 0.00 2010-10-22
60 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
61 ALTRUIST FINANCIAL GROUP LIMITED 3 47 50 94.00 2004-01-20
62 ALTUS CAPITAL LIMITED 3 8 11 72.73
63 ALTUS INVESTMENTS LIMITED (HK) 2 8 10 80.00 2005-12-14
64 AM Squared Limited 2 4 6 66.67 2005-06-30
65 Amasse Capital Limited 3 2 5 40.00 2012-07-13
66 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
67 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
68 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
69 Amital Asset Management Limited 3 0 3 0.00 2013-01-23
70 AMPLE CAPITAL LIMITED 10 15 25 60.00 2007-01-02
71 Amundi Hong Kong Limited 6 29 35 82.86
72 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
73 Anbang Asset Management (Hong Kong) Co. Limited 3 9 12 75.00 2012-05-15
74 Anbang Capital (Hong Kong) Co. Limited 3 1 4 25.00 2013-12-06
75 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
76 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
77 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
78 Anli Securities Limited 3 1 4 25.00
79 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
80 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
81 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
82 Anuenue Securities Limited 2 10 12 83.33
83 ANZ Securities (HK) Limited 2 0 2 0.00 2012-11-19
84 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
85 APG Investments Asia Limited 6 14 20 70.00 2008-11-18
86 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
87 Apollo Asset Management Limited (HK) 5 5 10 50.00 2010-09-16
88 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
89 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
90 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
91 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
92 Areion Asset Management Company Limited 2 5 7 71.43 2010-08-24
93 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
94 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
95 Argonaut Securities (Asia) Limited 4 5 9 55.56 2011-09-08
96 ARGYLE STREET MANAGEMENT LIMITED 4 7 11 63.64
97 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
98 ARISAIG PARTNERS (HK) LIMITED 2 3 5 60.00 2006-01-20
99 ARKKAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-12-16
100 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
101 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
102 Arta Asset Management Limited 4 5 9 55.56 2008-07-10
103 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
104 Arta Global Futures Limited 2 1 3 33.33
105 Arta Global Markets Limited 3 5 8 62.50 2008-01-08
106 Artephius Partners Limited 4 0 4 0.00 2013-08-01
107 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
108 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
109 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
110 Ascender Capital Limited 2 0 2 0.00 2012-12-07
111 Ascent Capital Advisors Limited 2 0 2 0.00 2013-11-08
112 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
113 Asia Alpha Capital Management Limited 1 0 1 0.00 2013-01-02
114 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
115 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
116 Asia Frontier Investments Limited 3 3 6 50.00 2009-04-28
117 ASIA INVESTMENT MANAGEMENT LIMITED 6 1 7 14.29
118 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
119 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
120 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
121 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 60.00
122 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
123 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
124 Asiya Investments Hong Kong Limited 4 16 20 80.00 2012-07-06
125 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
126 ASPEN CREST PARTNERS (HK) LIMITED 4 0 4 0.00 2013-01-03
127 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 80.00 2008-08-08
128 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
129 ASSET MANAGEMENT GROUP LIMITED 3 26 29 89.66 2006-01-17
130 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
131 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
132 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
133 Astrum Capital Management Limited (HK) 5 8 13 61.54 2005-07-08
134 ATHENA WEALTH MANAGEMENT LIMITED 2 42 44 95.45 2008-04-25
135 Atherton Asset Management Limited 3 4 7 57.14 2008-09-10
136 Athos Capital Limited 2 3 5 60.00 2012-03-20
137 Atlantic Asset Management Limited 2 0 2 0.00 2013-11-06
138 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
139 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 14 16 87.50
140 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
141 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
142 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
143 Austin Asia Securities Limited 1 0 1 0.00 2012-11-14
144 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
145 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
146 Avantua Capital Management Limited 3 0 3 0.00 2013-06-20
147 Averest Capital Limited 3 3 6 50.00
148 Avia Asset Management Limited 3 0 3 0.00
149 Avista Capital Limited 2 0 2 0.00 2013-08-09
150 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 15 20 75.00 2006-01-25
151 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
152 AXA Investment Managers Asia Limited 3 16 19 84.21 2005-07-21
153 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 17 20 85.00
154 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
155 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
156 Axis Capital Management Limited 2 0 2 0.00
157 Ayers Alliance Securities (HK) Limited 2 3 5 60.00 2013-10-07
158 Azentus Capital Management Limited 5 10 15 66.67 2011-02-21
159 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
160 Bach Option Limited 2 1 3 33.33 2013-06-10
161 BALI SECURITIES CO. LIMITED 4 2 6 33.33
162 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
163 Balyasny Asset Management (Hong Kong) Limited 2 13 15 86.67 2008-03-03
164 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
165 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
166 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
167 BARCLAYS CAPITAL ASIA LIMITED 22 358 380 94.21 2005-01-12
168 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 24 33 72.73 2003-08-29
169 Barings Investment Advisers (Hong Kong) Limited 5 0 5 0.00 2009-05-08
170 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
171 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
172 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
173 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
174 BCT Financial Limited 2 62 64 96.88 2010-11-24
175 BEA Union Investment Management Limited 5 18 23 78.26
176 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
177 Beevest Fortune Asset Management Limited 2 2 4 50.00 2012-08-15
178 Beevest Securities Limited 3 7 10 70.00 2005-03-07
179 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
180 Beijing Securities Limited 4 8 12 66.67 2008-11-07
181 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
182 Belvest Investment Services Limited 2 4 6 66.67
183 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
184 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
185 Bentley Capital Limited (HK) 4 0 4 0.00
186 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
187 BERICH BROKERAGE LIMITED 4 13 17 76.47
188 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
189 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
190 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
191 BFAM Partners (Hong Kong) Limited 4 6 10 60.00 2012-03-30
192 BGC SECURITIES (HONG KONG) LLC 2 40 42 95.24 2008-06-25
193 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
194 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
195 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
196 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
197 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
198 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
199 Black Marble Securities Limited 2 2 4 50.00
200 BlackRock (Hong Kong) Limited (d2017-01-20) 8 143 151 94.70
201 BlackRock Asset Management North Asia Limited 9 142 151 94.04 2003-12-16
202 BLACKSTONE GROUP (HK) LIMITED (THE) 5 61 66 92.42 2008-10-14
203 BLOOMYEARS LIMITED 2 1 3 33.33
204 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
205 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
206 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
207 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
208 BMI FUNDS MANAGEMENT LIMITED 3 17 20 85.00 2010-09-10
209 BMI Securities Limited 2 5 7 71.43 2011-03-14
210 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 41 45 91.11
211 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 47 53 88.68
212 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 2 7 28.57 2010-11-03
213 BNP PARIBAS SECURITIES (ASIA) LIMITED 11 226 237 95.36 2009-10-15
214 BNY Mellon Investment Management Hong Kong Limited 5 17 22 77.27 2008-06-06
215 BNY Mellon Managed Investments Limited 3 2 5 40.00 2013-06-11
216 BOA INTERNATIONAL SECURITIES LIMITED 4 3 7 42.86 2009-03-30
217 BOCHK Asset Management Limited 3 10 13 76.92 2010-12-15
218 BOCI ASIA LIMITED 14 91 105 86.67
219 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
220 BOCI COMMODITIES & FUTURES LIMITED 3 6 9 66.67 2004-11-17
221 BOCI RESEARCH LIMITED 5 38 43 88.37
222 BOCI SECURITIES LIMITED 19 399 418 95.45 2004-03-01
223 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 117 125 93.60 2007-07-04
224 BOCOM International (Asia) Limited 7 22 29 75.86 2007-09-21
225 BOCOM International Asset Management Limited 6 10 16 62.50 2007-09-13
226 BOCOM International Securities Limited 11 256 267 95.88 2007-09-10
227 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
228 BOCOM Schroder Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2013-11-29
229 BOKHARY SECURITIES LIMITED 2 8 10 80.00
230 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
231 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
232 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
233 Bosera Asset Management (International) Co., Limited 3 13 16 81.25 2010-11-05
234 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2010-10-06
235 BOWEN ASIA LIMITED 2 1 3 33.33
236 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
237 Bradbury Securities Limited 2 9 11 81.82
238 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
239 BREVAN HOWARD (HONG KONG) LIMITED 6 14 20 70.00 2004-07-12
240 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
241 Bright Fund Management Limited 3 40 43 93.02
242 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
243 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
244 BRIGHT SMART FOREX LIMITED 2 3 5 60.00 2013-03-11
245 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
246 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 137 140 97.86 2009-10-05
247 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
248 Brilliant Norton Securities Company Limited 2 6 8 75.00 2011-12-01
249 BROOKE CAPITAL LIMITED 3 1 4 25.00
250 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 13 19 68.42 2011-01-04
251 BSI Investment Advisors (Hong Kong) Limited 0 35 35 100.00 2010-08-27
252 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
253 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
254 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
255 BULLISH SECURITIES LIMITED 2 10 12 83.33
256 BUSINESS FUTURES LIMITED 3 6 9 66.67
257 BUSINESS SECURITIES LIMITED 3 16 19 84.21
258 C.P. FINANCIAL MANAGEMENT LIMITED 2 4 6 66.67 2008-05-09
259 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
260 CAIDAO CAPITAL LIMITED 1 1 2 50.00 2008-07-15
261 CAIIS Limited 3 17 20 85.00 2006-05-23
262 Caitong International Asset Management Co., Limited 2 2 4 50.00 2013-05-20
263 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 8 13 61.54 2012-08-01
264 Calibration Partners (Hong Kong) Limited 2 2 4 50.00 2013-12-09
265 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67 2010-09-13
266 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
267 Canaccord Genuity (Hong Kong) Limited 5 10 15 66.67 2011-05-04
268 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
269 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 27 31 87.10 2004-07-15
270 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
271 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 2 0 2 0.00 2013-01-31
272 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
273 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
274 CAPITAL GLOBAL MANAGEMENT LIMITED 5 33 38 86.84 2005-09-17
275 Capital Instinct Limited 2 1 3 33.33 2011-05-25
276 Capital International, Inc. 2 11 13 84.62 2007-07-03
277 CAPITAL RESEARCH COMPANY 3 26 29 89.66 2004-11-10
278 Capstone Financial (HK) Limited 3 1 4 25.00 2010-03-12
279 Capula Investment Management Asia Limited 2 11 13 84.62 2012-05-11
280 CARDINALASIA CONSULTING LIMITED 4 2 6 33.33 2003-06-27
281 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 1 3 33.33 2012-04-30
282 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
283 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
284 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
285 CASH Wealth Management Limited 4 15 19 78.95 2011-01-17
286 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
287 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
288 CBH Asia Limited 4 24 28 85.71 2010-09-24
289 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
290 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
291 CBRE Investment Management (Asia) Limited 2 2 4 50.00
292 CC Finance Limited 3 10 13 76.92 2006-04-20
293 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
294 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
295 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
296 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 16 52 68 76.47 2005-11-29
297 CCB INTERNATIONAL CAPITAL LIMITED 11 58 69 84.06 2004-05-27
298 CCB INTERNATIONAL SECURITIES LIMITED 17 56 73 76.71 2005-08-19
299 CCB Securities Limited 2 3 5 60.00
300 CCTIC International Limited 3 1 4 25.00 2010-06-28
301 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2007-08-23
302 Celera Markets Limited 3 0 3 0.00 2008-08-12
303 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
304 CELESTIAL COMMODITIES LIMITED 5 124 129 96.12
305 CELESTIAL SECURITIES LIMITED 3 207 210 98.57
306 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
307 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
308 CENTALINE WEALTH MANAGEMENT LIMITED 4 89 93 95.70 2004-04-02
309 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
310 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
311 Central Universe Futures Limited 2 1 3 33.33 2013-10-28
312 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
313 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
314 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
315 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
316 Cephei Capital Management (Hong Kong) Limited 2 3 5 60.00 2007-07-19
317 CERES CAPITAL LIMITED 2 0 2 0.00
318 CES Capital International (Hong Kong) Co., Limited 7 11 18 61.11 2008-03-20
319 CES Commodities (HK) Limited 6 321 327 98.17
320 CES Forex (HK) Limited 5 159 164 96.95
321 CES International Commodities (HK) Limited 2 1 3 33.33
322 CF GLOBAL (HK) LIMITED 3 5 8 62.50 2006-11-22
323 CGS International Securities Hong Kong Limited 15 93 108 86.11
324 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
325 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
326 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
327 Chanceton Capital Partners Limited 3 6 9 66.67
328 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
329 Changjiang Corporate Finance (HK) Limited 2 4 6 66.67 2012-06-29
330 Changjiang Futures (HK) Limited 2 13 15 86.67 2012-02-13
331 Changjiang Securities Brokerage (HK) Limited 3 25 28 89.29 2011-12-13
332 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2013-09-16
333 Channel 8 Wealth Management Limited 2 13 15 86.67 2010-01-27
334 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 1 3 33.33
335 ChapmanCraig Limited 2 0 2 0.00
336 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
337 CHARLES-LIM CAPITAL LIMITED 2 1 3 33.33 2010-03-31
338 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
339 CHARTWELL CAPITAL LIMITED (HK) 2 4 6 66.67 2008-02-05
340 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
341 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
342 CHEETAH ADVISORS LIMITED 2 2 4 50.00
343 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
344 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
345 CHELSEA SECURITIES LIMITED (HK) 3 5 8 62.50
346 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
347 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
348 CHIEF COMMODITIES LIMITED 5 87 92 94.57 2006-05-17
349 CHIEF FINANCIAL CAPITAL LIMITED 2 3 5 60.00 2013-03-14
350 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
351 CHIEF SECURITIES LIMITED 7 150 157 95.54 2006-04-20
352 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
353 China Alpha Fund Management (HK) Limited 2 1 3 33.33 2010-05-31
354 China Angel Fund Management (HK) Company Limited 4 1 5 20.00 2011-10-24
355 China Asset Management (Hong Kong) Limited 5 21 26 80.77 2008-12-10
356 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
357 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
358 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
359 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2009-07-06
360 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
361 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 10 14 71.43
362 CHINA EVERBRIGHT CAPITAL LIMITED 6 16 22 72.73 2005-05-09
363 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
364 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
365 China Everbright Investment Management Limited 3 2 5 40.00 2007-07-03
366 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
367 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 18 108 126 85.71
368 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 5 3 8 37.50 2012-06-22
369 China Finance Holdings Limited 2 0 2 0.00
370 China Finance KAB Limited 3 9 12 75.00 2004-12-23
371 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
372 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 2 5 40.00 2013-02-25
373 China Galaxy International Futures (Hong Kong) Co., Limited 3 63 66 95.45 2011-12-14
374 China Galaxy International Securities (Hong Kong) Co., Limited 10 106 116 91.38 2011-09-12
375 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
376 CHINA GLORY SECURITIES COMPANY LIMITED 4 9 13 69.23 2013-07-09
377 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
378 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
379 China Hong Kong Capital Asset Management Company Limited 4 4 8 50.00
380 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2012-04-27
381 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 11 15 73.33 2012-01-06
382 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33 2013-01-09
383 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 8 12 66.67 2012-07-13
384 China Integrity Investment Limited 1 0 1 0.00 2009-09-18
385 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
386 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 26 29 89.66 2011-04-26
387 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 288 318 90.57 2008-08-20
388 CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
389 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 11 14 78.57 2005-09-21
390 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
391 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 14 17 82.35 2006-12-08
392 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 2 4 50.00 2013-08-08
393 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
394 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 62 65 95.38
395 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 24 163 187 87.17 2005-02-15
396 China Orient International Asset Management Limited 2 7 9 77.78 2012-05-15
397 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
398 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
399 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
400 China Renaissance Securities (Hong Kong) Limited 4 10 14 71.43 2012-10-24
401 China Reserve Securities Limited 4 5 9 55.56
402 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
403 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2009-08-28
404 China Securities (International) Asset Management Company Limited 2 3 5 60.00 2013-02-22
405 China Securities (International) Brokerage Company Limited 4 21 25 84.00 2013-04-24
406 China Securities (International) Corporate Finance Company Limited 5 8 13 61.54 2013-04-08
407 China Silver Asset Management (Hong Kong) Limited 3 3 6 50.00 2009-12-02
408 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
409 CHINA SYSTEM SECURITIES LIMITED 4 8 12 66.67 2005-07-07
410 CHINA TIMES SECURITIES LIMITED 3 6 9 66.67 2011-02-21
411 China Tonghai (IA) Limited 1 0 1 0.00
412 China Universal Asset Management (Hong Kong) Company Limited 4 10 14 71.43 2010-02-19
413 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
414 China Vered Securities Limited 2 0 2 0.00 2013-12-03
415 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 11 15 73.33 2007-04-20
416 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
417 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
418 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
419 CHN International Group Limited 2 1 3 33.33 2010-02-22
420 CHONG HING COMMODITIES AND FUTURES LIMITED 4 23 27 85.19
421 CHONG HING SECURITIES LIMITED 4 91 95 95.79
422 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
423 CHOW SANG SANG SECURITIES LIMITED 3 42 45 93.33
424 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
425 CHRISTFUND SECURITIES LIMITED 3 23 26 88.46
426 CHUANGS & CO. LIMITED 3 1 4 25.00
427 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
428 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
429 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
430 CIFM Asset Management (Hong Kong) Limited 4 12 16 75.00 2011-07-20
431 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
432 CINDA INTERNATIONAL CAPITAL LIMITED 5 10 15 66.67
433 CINDA INTERNATIONAL FUTURES LIMITED 3 38 41 92.68
434 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
435 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
436 CIS SECURITIES ASSET MANAGEMENT LIMITED 7 59 66 89.39 2007-12-07
437 Citadel Asia Limited 4 13 17 76.47 2005-10-21
438 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
439 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
440 CITIC Securities Asset Management (HK) Limited 5 13 18 72.22 2008-08-01
441 CITIC Securities Brokerage (HK) Limited 18 222 240 92.50
442 CITIC Securities CLSA Capital Partners (HK) Limited 4 15 19 78.95
443 CITIC Securities Futures (HK) Limited 9 106 115 92.17
444 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00 2007-02-16
445 Citigroup Global Markets Asia Limited 22 624 646 96.59 2008-03-31
446 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 0 2 2 100.00 2003-10-15
447 CITY CREDIT CAPITAL (HK) LIMITED 3 11 14 78.57 2012-10-16
448 City Financial Investment Company (Hong Kong) Limited 2 2 4 50.00 2013-12-03
449 Claren Road Asia Limited 2 2 4 50.00 2009-03-30
450 CLC International Limited 4 7 11 63.64 2012-12-07
451 CLC SECURITIES LIMITED 3 8 11 72.73 2008-06-16
452 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
453 CLSA FUTURES LIMITED 3 19 22 86.36
454 CLSA LIMITED 4 267 271 98.52 2013-07-09
455 CLSA Premium International (HK) Limited 4 10 14 71.43 2004-10-20
456 CLSA RESEARCH LIMITED 2 0 2 0.00
457 CMB International Asset Management Limited 2 4 6 66.67 2010-05-26
458 CMB International Capital Limited 4 15 19 78.95 2010-09-07
459 CMB INTERNATIONAL FUTURES LIMITED 4 15 19 78.95
460 CMB International Global Markets Limited 3 8 11 72.73
461 CMB International Securities Limited 3 19 22 86.36 2010-06-15
462 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-02-22
463 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 21 25 84.00 2010-08-20
464 CMBC SECURITIES COMPANY LIMITED 7 29 36 80.56 2008-01-24
465 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 14 17 82.35 2009-03-31
466 CMS CAPITAL (HK) CO., LIMITED 4 5 9 55.56 2004-05-06
467 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
468 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
469 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
470 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
471 CNI Securities Group Limited 3 25 28 89.29 2009-12-15
472 COFCO Asset Management (International) Company Limited 2 0 2 0.00 2013-02-05
473 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
474 COL Securities (HK) Limited 3 1 4 25.00
475 COMGEST FAR EAST LIMITED 3 4 7 57.14
476 COMMENCE COMPANY LIMITED 2 0 2 0.00
477 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
478 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
479 Complus Asset Management Limited 2 5 7 71.43 2011-05-25
480 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 26 28 92.86 2008-12-17
481 Conning Asia Pacific Limited 2 11 13 84.62 2012-02-24
482 Continuum Capital Limited 2 0 2 0.00 2013-03-07
483 Convergence Capital Asia Limited 2 1 3 33.33 2013-06-28
484 CONVOY CAPITAL HONG KONG LIMITED 2 2 4 50.00 2012-08-23
485 Core Pacific - Yamaichi Asset Management Limited 3 0 3 0.00 2013-12-17
486 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 199 207 96.14
487 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
488 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 126 129 97.67
489 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 195 202 96.53
490 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
491 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
492 Cornucopiae Asset Management Limited 4 3 7 42.86 2011-08-02
493 CORPORATE BROKERS LIMITED 4 59 63 93.65
494 CORPORATE COMMODITIES LIMITED 3 27 30 90.00
495 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
496 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
497 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
498 Cowen and Company (Asia) Limited 2 0 2 0.00 2003-12-19
499 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
500 Credit Agricole Securities (Asia) Limited 4 7 11 63.64
501 Credit Suisse (Hong Kong) Limited 28 399 427 93.44 2008-11-04
502 Credit Suisse Securities (Hong Kong) Limited 8 88 96 91.67 2013-07-30
503 CreditEase Wealth Management (HK) Limited 2 0 2 0.00 2013-11-06
504 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
505 Crosby Securities Limited 7 7 14 50.00 2013-03-06
506 CS Wealth Securities Limited 4 3 7 42.86
507 CSC FUTURES (HK) LIMITED 5 20 25 80.00
508 CSC SECURITIES (HK) LIMITED 4 32 36 88.89 2003-12-29
509 CSI Corporate Finance (HK) Limited 10 44 54 81.48 2007-08-01
510 CSOP Asset Management Limited 3 25 28 89.29 2008-09-29
511 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
512 CTBC Asia Limited 4 12 16 75.00 2004-01-14
513 CTI Capital Management Limited (HK) 2 0 2 0.00 2013-03-19
514 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
515 CTW SECURITIES LIMITED 3 2 5 40.00
516 CUBE CAPITAL HK LIMITED 3 3 6 50.00 2007-10-17
517 CUPOLA CAPITAL LIMITED 4 0 4 0.00
518 CVC Asia Pacific Limited 4 16 20 80.00 2009-11-16
519 CVP Securities Limited 2 33 35 94.29 2004-07-09
520 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
521 Cypress Capital Hong Kong Limited 2 6 8 75.00 2013-06-19
522 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
523 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
524 D.J. SECURITIES LIMITED 2 0 2 0.00
525 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 10 13 76.92 2009-10-14
526 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
527 DAEWOO SECURITIES (HONG KONG) LIMITED 6 21 27 77.78 2012-02-17
528 DAH SING SECURITIES LIMITED 3 8 11 72.73
529 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
530 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 4 6 10 60.00
531 Daiwa Capital Markets Hong Kong Limited 15 153 168 91.07 2007-10-05
532 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 8 13 61.54 2007-10-10
533 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
534 Davidson Kempner Asia Limited 3 7 10 70.00 2010-05-04
535 DBS ASIA CAPITAL LIMITED 6 10 16 62.50
536 DBS VICKERS (HONG KONG) LIMITED 3 140 143 97.90 2003-10-14
537 De Riva Asia Limited 2 7 9 77.78 2010-07-29
538 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 21 26 80.77
539 DELTA ASIA FINANCIAL FUTURES LIMITED 2 13 15 86.67
540 DELTA ASIA SECURITIES LIMITED 5 28 33 84.85 2011-12-23
541 Delta Asia Wealth Management Limited 2 5 7 71.43
542 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
543 DEUTSCHE SECURITIES ASIA LIMITED 24 242 266 90.98 2004-01-08
544 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
545 DigitalBridge Management Asia Limited 4 12 16 75.00 2010-07-20
546 Direxion Asia Limited 3 1 4 25.00 2013-06-13
547 DL BROKERAGE LIMITED 3 16 19 84.21
548 DL SECURITIES (HK) LIMITED 2 3 5 60.00 2012-09-04
549 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
550 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
551 DNB Asset Management (Asia) Limited 3 3 6 50.00
552 Dongxing Securities (Hong Kong) Company Limited 2 0 2 0.00 2013-12-23
553 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
554 DORIC CAPITAL CORPORATION 2 2 4 50.00 2003-11-13
555 Double Haven Capital (Hong Kong) Limited 2 9 11 81.82 2007-02-16
556 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
557 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
558 DST Investment Management Limited 3 1 4 25.00 2012-04-23
559 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
560 DWS Investments Hong Kong Limited 2 15 17 88.24
561 Dymon Asia Capital (HK) Limited 3 3 6 50.00 2011-08-31
562 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 6 18 24 75.00 2009-01-02
563 EAA SECURITIES LIMITED 2 1 3 33.33
564 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
565 EAM Investment Advisors Limited 3 0 3 0.00 2009-11-16
566 EAST ASIA FUTURES LIMITED 3 10 13 76.92
567 EAST ASIA SECURITIES COMPANY LIMITED 4 141 145 97.24
568 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
569 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
570 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
571 Eastspring Investments (Hong Kong) Limited 4 24 28 85.71 2006-08-08
572 Eclipse Options (HK) Limited 3 17 20 85.00 2007-05-31
573 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
574 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
575 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
576 EICHER CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-10-28
577 EIG Global Energy (Asia) Limited 3 0 3 0.00 2012-02-08
578 Elements Advisors Limited 2 1 3 33.33 2010-06-08
579 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 0.00 2013-05-23
580 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
581 ELLIOTT ADVISORS (HK) LIMITED 2 14 16 87.50 2005-03-08
582 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
583 ELSTONE SECURITIES LIMITED 2 4 6 66.67
584 Emerald Hill Capital Partners Limited 3 4 7 57.14 2011-10-26
585 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
586 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
587 Emperor Asset Management Limited 3 3 6 50.00 2009-11-03
588 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
589 EMPEROR FUTURES LIMITED 5 103 108 95.37
590 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 202 208 97.12
591 EMPEROR SECURITIES LIMITED (HK) 10 167 177 94.35
592 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
593 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
594 ENHANCED INVESTMENT PRODUCTS LIMITED 4 6 10 60.00 2012-01-06
595 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
596 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
597 ENLIGHTEN SECURITIES LIMITED 3 29 32 90.63
598 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
599 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
600 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
601 Essence Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-08-19
602 Essence Corporate Finance (Hong Kong) Limited 4 4 8 50.00 2010-09-01
603 Essence Futures (Hong Kong) Limited 3 31 34 91.18 2010-10-25
604 Essence International Financial Holdings Limited 2 10 12 83.33
605 Essence International Securities (Hong Kong) Limited 4 58 62 93.55 2010-05-18
606 ETF Securities (HK) Limited 2 1 3 33.33 2012-08-02
607 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
608 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
609 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
610 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
611 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
612 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
613 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
614 Everbright Capital Management Limited 2 9 11 81.82 2007-09-24
615 Everbright Securities Digital Finance (HK) Limited 2 12 14 85.71
616 Everbright Securities Global (HK) Limited 2 8 10 80.00
617 Everbright Securities Investment Services (HK) Limited 13 465 478 97.28
618 Evercore Asia Limited 4 10 14 71.43 2011-03-04
619 Evergain Funds Limited 2 0 2 0.00 2013-12-17
620 Evergrande Futures (Hong Kong) Limited 4 31 35 88.57 2003-11-21
621 Evergrande Securities (Hong Kong) Limited 4 51 55 92.73
622 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
623 EVERHOT SECURITIES LIMITED 3 5 8 62.50
624 Evo Capital Management Asia Limited 2 9 11 81.82 2007-08-22
625 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
626 EWARTON SECURITIES LIMITED 4 16 20 80.00
627 ExaByte Capital Management (HK) Limited 3 0 3 0.00 2012-09-25
628 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
629 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
630 Expedition Advisors Limited 1 0 1 0.00 2012-04-17
631 EXS Capital Asia Limited 3 3 6 50.00 2008-06-12
632 F&C Asset Management Asia Limited 3 1 4 25.00 2008-10-15
633 F. R. ZIMMERN LIMITED 2 3 5 60.00
634 F.E. Corporate Finance Advisory Limited 2 4 6 66.67 2012-08-03
635 F.T.M.F. DISTRIBUTION LIMITED 5 2 7 28.57 2008-08-15
636 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
637 FAIR CAPITAL MANAGEMENT LIMITED 3 1 4 25.00 2007-06-27
638 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
639 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
640 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
641 FAIRWIN BROKING LIMITED 3 5 8 62.50
642 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
643 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
644 FDB Financial Group Limited 3 6 9 66.67
645 FE SECURITIES LIMITED 2 4 6 66.67
646 Fidelity Management & Research (Hong Kong) Limited 6 33 39 84.62 2008-09-04
647 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
648 FIL Investment Advisors 5 91 96 94.79
649 FIL Investment Management (Hong Kong) Limited 11 178 189 94.18
650 Finet Securities Limited 2 1 3 33.33
651 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
652 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
653 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
654 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
655 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
656 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
657 FIRST SECURITIES (HK) LIMITED 7 24 31 77.42 2009-08-03
658 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
659 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
660 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
661 FIRST SHANGHAI SECURITIES LIMITED 7 58 65 89.23
662 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
663 FITCH (HONG KONG) LIMITED 5 68 73 93.15 2011-06-01
664 FLAG Squadron Asia Limited 4 5 9 55.56 2006-10-24
665 FORTUNE (HK) SECURITIES LIMITED 3 23 26 88.46
666 Fortune Asset Management Limited 2 5 7 71.43 2009-12-16
667 FORTUNE FINANCIAL CAPITAL LIMITED 3 5 8 62.50 2009-03-12
668 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
669 Fortune Origin Securities Limited 5 8 13 61.54 2009-07-09
670 Fosun International Securities Limited 8 21 29 72.41 2008-06-23
671 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
672 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 7 33 40 82.50
673 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
674 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
675 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
676 FRONTIER CAPITAL INVESTMENT LIMITED 2 0 2 0.00 2013-01-29
677 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 2 6 8 75.00 2011-11-15
678 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
679 FT Securities Limited 2 7 9 77.78
680 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
681 FTN Financial Asia Limited 3 3 6 50.00 2008-06-02
682 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
683 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
684 FUBON SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2012-05-18
685 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-02-27
686 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 7 9 77.78
687 FULBRIGHT ASSET MANAGEMENT LIMITED 2 6 8 75.00 2012-03-22
688 FULBRIGHT CAPITAL LIMITED 2 3 5 60.00 2011-06-14
689 FULBRIGHT FUTURES LIMITED 4 80 84 95.24 2005-12-05
690 FULBRIGHT SECURITIES LIMITED 8 234 242 96.69 2010-05-18
691 FULL WIN SECURITIES LIMITED 2 0 2 0.00
692 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2012-09-24
693 FULLJET SECURITIES LIMITED 2 0 2 0.00
694 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
695 Funderstone Asset Management (HK) Limited 3 2 5 40.00
696 Funderstone Futures Limited 7 26 33 78.79
697 Funderstone Securities Limited 8 27 35 77.14
698 Futu Securities International (HONG KONG) Limited 2 2 4 50.00 2012-10-04
699 Future Growth Asset Management Limited 2 1 3 33.33 2010-05-11
700 Future Growth Financial Services Limited 4 5 9 55.56 2010-04-08
701 FWD Financial Planning Limited (HK) 3 54 57 94.74 2011-01-25
702 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
703 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
704 Gain Capital - Forex.com Hong Kong Limited 3 12 15 80.00 2009-07-22
705 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 11 13 84.62 2005-02-16
706 GAINWELL SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-08-21
707 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
708 GAM HONG KONG LIMITED 7 14 21 66.67
709 GAOYU SECURITIES LIMITED 5 15 20 75.00
710 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
711 GAVEKAL CAPITAL LIMITED 2 12 14 85.71 2003-06-09
712 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
713 GCAM Limited 2 1 3 33.33 2004-10-19
714 GCIS LIMITED 2 0 2 0.00 2007-05-16
715 Ge Shang Investment (Hong Kong) Limited 2 0 2 0.00
716 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
717 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
718 GENERALI INVESTMENTS ASIA LIMITED 3 5 8 62.50 2006-02-08
719 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
720 Genting Securities Limited 2 1 3 33.33 2012-05-18
721 GEO Securities Limited 3 22 25 88.00 2013-05-03
722 GEOMATRIX (H.K.) LIMITED 3 4 7 57.14
723 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
724 GET NICE CAPITAL LIMITED 2 0 2 0.00
725 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
726 GET NICE SECURITIES LIMITED 4 83 87 95.40
727 GF Asset Management (Hong Kong) Limited 3 10 13 76.92 2007-11-08
728 GF Capital (Hong Kong) Limited 5 14 19 73.68 2007-01-31
729 GF FUTURES (HONG KONG) CO., LIMITED 3 35 38 92.11 2007-02-16
730 GF International Investment Management Limited 4 6 10 60.00 2011-09-08
731 GF Securities (Hong Kong) Brokerage Limited 9 90 99 90.91 2007-01-31
732 GFI (HK) SECURITIES L.L.C. 2 23 25 92.00 2007-06-18
733 GIGA (HONG KONG) LIMITED 3 3 6 50.00
734 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
735 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
736 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
737 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
738 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
739 Glory Sun Securities Limited 5 24 29 82.76 2012-09-18
740 GLS SECURITIES LIMITED 3 3 6 50.00
741 GMO-Z.com Forex HK Limited 3 13 16 81.25 2012-06-22
742 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
743 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
744 Gold Mountains Asset Management Limited 2 3 5 60.00 2013-08-28
745 Goldbridge Securities Limited 1 0 1 0.00
746 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-12-02
747 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
748 Golden Hen Securities and Futures Limited 2 9 11 81.82 2010-05-13
749 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
750 Golden Jade Asset Management Limited 2 2 4 50.00 2012-04-26
751 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
752 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 4 7 57.14 2012-03-30
753 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
754 Goldin Equities Limited 3 5 8 62.50 2008-12-17
755 Goldin Financial Limited 3 3 6 50.00 2009-06-01
756 GOLDMAN SACHS (ASIA) L.L.C. 62 801 863 92.82 2009-02-19
757 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 77 89 86.52 2013-07-11
758 GOLDMAN SACHS FUTURES (ASIA) LIMITED 22 352 374 94.12
759 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
760 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
761 Goldyard Capital Limited 2 1 3 33.33
762 Gong Ping Futures Limited 2 28 30 93.33 2011-11-22
763 Gong Ping Securities Limited 2 28 30 93.33 2010-12-08
764 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
765 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
766 Gottex Fund Management (Hong Kong) Limited 1 0 1 0.00 2005-11-04
767 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
768 Gradient Trading Hong Kong Limited 2 1 3 33.33 2013-12-13
769 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
770 Grand Cartel Securities Company Limited 2 3 5 60.00
771 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
772 Grand China Securities Limited 2 4 6 66.67 2012-05-03
773 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
774 GRANSING SECURITIES CO., LIMITED 3 11 14 78.57
775 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
776 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
777 Greater China Securities Limited (b1999-04-26) 3 5 8 62.50
778 GREATER CHINA STRATEGIC CAPITAL LIMITED 4 3 7 42.86
779 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
780 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
781 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
782 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
783 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 4 1 5 20.00 2005-08-12
784 Grey Investment Limited 2 2 4 50.00 2012-02-21
785 Grit Securities Limited 2 1 3 33.33
786 Gruss Capital Management Limited 2 1 3 33.33 2008-10-27
787 GSI FINANCE GROUP LIMITED 2 3 5 60.00 2011-03-18
788 GT Asset & Portfolio Management Limited 3 7 10 70.00 2004-11-04
789 GT CAPITAL LIMITED 2 5 7 71.43
790 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
791 Guo Tong Capital Management Company Limited 3 2 5 40.00 2010-05-24
792 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
793 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
794 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
795 Guosen Securities (HK) Brokerage Company, Limited 5 41 46 89.13 2010-02-26
796 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 12 17 70.59 2010-06-30
797 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
798 GUOTAI JUNAN CAPITAL LIMITED 7 31 38 81.58
799 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
800 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 56 59 94.92 2010-11-26
801 Guotai Junan FX Limited 3 31 34 91.18 2010-10-21
802 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 149 157 94.90
803 Guoxin International Asset Management Limited 3 0 3 0.00 2012-07-31
804 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-11-28
805 GUOYUAN FUTURES (HONG KONG) LIMITED 4 29 33 87.88 2007-11-29
806 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 48 52 92.31 2007-01-30
807 Hafoo Securities Limited 2 10 12 83.33 2009-12-09
808 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 15 19 78.95 2008-07-03
809 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 16 21 76.19
810 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
811 HAITONG INTERNATIONAL CAPITAL LIMITED 7 22 29 75.86
812 HAITONG INTERNATIONAL FUTURES LIMITED 8 293 301 97.34
813 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 25 28 89.29 2005-11-15
814 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
815 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 13 371 384 96.61 2003-09-30
816 HALCYON CAPITAL LIMITED (HK) 4 4 8 50.00 2012-12-06
817 HALCYON SECURITIES LIMITED 3 4 7 57.14 2013-01-28
818 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
819 HAMON ASIAN ADVISORS LIMITED 3 11 14 78.57
820 HAMON ASSET MANAGEMENT LIMITED 3 12 15 80.00
821 HAMON INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
822 Hana Asia Limited 3 0 3 0.00 2010-03-25
823 HANG SENG FUTURES LIMITED 2 7 9 77.78
824 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 38 45 84.44
825 HANG SENG INVESTMENT SERVICES LIMITED 4 13 17 76.47
826 HANG SENG SECURITIES LIMITED 6 21 27 77.78
827 HANG TAI SECURITIES LIMITED 4 3 7 42.86
828 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
829 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
830 HANTEC SECURITIES CO., LIMITED 2 18 20 90.00
831 Hao Tian International Securities Limited 4 6 10 60.00
832 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
833 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
834 HARBOURVEST PARTNERS (ASIA) LIMITED 4 5 9 55.56 2013-10-11
835 HARMONY ASSET MANAGEMENT LIMITED 4 4 8 50.00
836 HARRIS FRASER (INTERNATIONAL) LIMITED 4 27 31 87.10
837 HARVEST GLOBAL INVESTMENTS LIMITED 5 27 32 84.38 2009-02-16
838 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2012-05-21
839 HEAD & SHOULDERS SECURITIES LIMITED 3 6 9 66.67 2008-03-27
840 Heitman HK Limited 2 0 2 0.00 2012-12-05
841 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
842 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
843 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
844 HENIK SECURITIES LIMITED 2 10 12 83.33
845 HENYEP SECURITIES LIMITED 3 16 19 84.21
846 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
847 HERMES SECURITIES LIMITED 2 8 10 80.00
848 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
849 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
850 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
851 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
852 HGNH International Asset Management Co., Limited 2 5 7 71.43 2011-10-24
853 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
854 HGNH International Futures Co., Limited 6 29 35 82.86 2007-06-26
855 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
856 Hillhouse Investment Management Limited 3 6 9 66.67 2011-01-24
857 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
858 HING WONG SECURITIES LIMITED 3 11 14 78.57
859 HIP HING SECURITIES LIMITED 2 2 4 50.00
860 HK NOBLE SKY TREASURE SECURITIES LIMITED 2 2 4 50.00 2013-02-28
861 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
862 HO FUNG SHARES INVESTMENT LIMITED 3 11 14 78.57 2005-03-24
863 Hodes Weill Asia Limited 2 1 3 33.33 2012-08-31
864 HOI SANG SECURITIES LIMITED 2 3 5 60.00
865 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
866 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
867 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
868 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-09-21
869 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
870 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 18 22 81.82
871 Hong Kong Securities (International) Company Limited 4 6 10 60.00 2009-07-23
872 Hong Kong Stock Link Securities Limited 2 3 5 60.00
873 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
874 Hongkong Bay Asset Management Limited 2 2 4 50.00 2012-03-08
875 Hongkong Bay Securities Limited 3 2 5 40.00
876 HongShan Capital Advisors (Hong Kong) Limited 3 1 4 25.00 2008-01-02
877 HOORAY CAPITAL LIMITED 2 1 3 33.33
878 HOORAY SECURITIES LIMITED 2 2 4 50.00
879 Horizon Asset International (HK) Limited 3 6 9 66.67 2008-09-03
880 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
881 HOU TAK SECURITIES LIMITED 2 2 4 50.00
882 Houlihan Lokey (China) Limited 2 13 15 86.67 2008-10-09
883 HPEF Capital Partners Limited 7 18 25 72.00
884 HPEF Venture Partners Limited 3 3 6 50.00
885 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
886 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
887 HSBC BROKING (CHINA) LIMITED 1 0 1 0.00
888 HSBC BROKING FOREX (ASIA) LIMITED 2 66 68 97.06
889 HSBC BROKING FUTURES (ASIA) LIMITED 2 84 86 97.67
890 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 26 29 89.66
891 HSBC BROKING SECURITIES (ASIA) LIMITED 3 114 117 97.44
892 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 15 18 83.33
893 HSBC Corporate Finance (Hong Kong) Limited 9 143 152 94.08 2012-03-09
894 HSBC Global Asset Management (Hong Kong) Limited 13 98 111 88.29 2006-03-29
895 HSBC Global Asset Management Holdings (Bahamas) Limited 9 12 21 57.14
896 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 68 81 83.95 2005-06-06
897 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
898 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 76 82 92.68 2011-03-04
899 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
900 HSZ (HONG KONG) LIMITED 2 3 5 60.00
901 HT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00
902 HUA NAN SECURITIES (HK) LIMITED 4 4 8 50.00
903 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
904 HuaAn Asset Management (Hong Kong) Limited 4 4 8 50.00 2010-12-01
905 Huajin Corporate Finance (International) Limited 4 5 9 55.56
906 Huarong International Asset Management Limited 3 4 7 57.14 2011-03-14
907 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
908 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
909 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 45 54 83.33 2007-04-04
910 Huayu Securities Limited 2 6 8 75.00
911 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
912 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
913 HUNG SING FUTURES LIMITED 2 4 6 66.67
914 HUNG SING SECURITIES LIMITED 4 15 19 78.95
915 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
916 Hywin Asset Management (Hong Kong) Limited 3 12 15 80.00 2013-07-05
917 I-ACCESS INVESTORS LIMITED 6 20 26 76.92 2005-07-13
918 IAM LEGACY LIMITED 2 13 15 86.67 2007-08-21
919 iBest Consultants Limited 4 78 82 95.12 2008-04-15
920 iBest Securities Company Limited 2 2 4 50.00
921 IBTS ASIA (HK) LIMITED 3 8 11 72.73 2005-11-17
922 ICAP Equities Asia Limited 3 15 18 83.33 2008-12-22
923 ICAP Securities Hong Kong Limited 2 21 23 91.30 2005-10-06
924 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
925 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
926 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
927 ICBC Credit Suisse Asset Management (International) Company Limited 3 6 9 66.67 2011-11-18
928 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2009-12-14
929 ICBC INTERNATIONAL CAPITAL LIMITED 9 47 56 83.93 2008-05-27
930 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 5 25 30 83.33 2009-11-16
931 ICBC INTERNATIONAL FUTURES LIMITED 2 18 20 90.00 2009-05-06
932 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 84.62 2009-07-10
933 ICBC INTERNATIONAL SECURITIES LIMITED 19 26 45 57.78 2008-11-14
934 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
935 iFAST Global Markets (HK) Limited 3 5 8 62.50 2008-02-12
936 iFAST Securities (HK) Limited 2 3 5 60.00
937 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
938 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
939 Imagi Brokerage Limited 3 4 7 57.14
940 IMARKETS LIMITED 2 0 2 0.00
941 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
942 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
943 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
944 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
945 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
946 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
947 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
948 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 26 30 86.67 2010-10-06
949 Income Partners Asset Management (HK) Limited 5 18 23 78.26
950 INCU CORPORATE FINANCE LIMITED 2 4 6 66.67
951 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
952 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
953 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
954 Innoform-Ashfield Capital Limited 1 0 1 0.00 2007-08-07
955 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
956 INSTINET PACIFIC LIMITED 4 28 32 87.50
957 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
958 Integrity Capital Management (HK) Limited 2 2 4 50.00 2013-03-05
959 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
960 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
961 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
962 Interactive Brokers LLC 3 27 30 90.00 2007-03-19
963 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
964 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
965 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
966 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
967 INV Partners Limited 3 2 5 40.00 2009-11-24
968 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 68 72 94.44
969 INVESCO HONG KONG LIMITED 7 72 79 91.14
970 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 6 9 66.67 2004-08-30
971 IPP Financial Advisers Limited 2 29 31 93.55 2006-12-21
972 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
973 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
974 ITAU ASIA LIMITED 2 3 5 60.00 2006-10-31
975 iVenture Investment Management Limited 2 1 3 33.33
976 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
977 J Capital Research Limited 2 1 3 33.33 2012-03-01
978 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 141 159 88.68 2003-12-02
979 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 143 157 91.08
980 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
981 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
982 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
983 JANE STREET HONG KONG LIMITED 2 15 17 88.24 2013-07-26
984 Janus Henderson Investors Hong Kong Limited 5 12 17 70.59
985 Japaninvest (Hong Kong) Limited 4 8 12 66.67 2010-10-26
986 Jefferies Hong Kong Limited 19 140 159 88.05 2010-01-04
987 JF INTERNATIONAL MANAGEMENT INC. 4 39 43 90.70
988 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
989 JINRUI FUTURES (HONG KONG) LIMITED 2 12 14 85.71 2007-07-27
990 JK Capital Management Limited 4 6 10 60.00
991 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
992 JOINCAP CAPITAL LIMITED 2 0 2 0.00
993 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
994 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
995 Joy Silver Limited 1 0 1 0.00
996 JPMorgan Asset Management (Asia Pacific) Limited 11 107 118 90.68 2006-02-16
997 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
998 JPMorgan Funds (Asia) Limited 7 109 116 93.97
999 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1000 JS CRESVALE CAPITAL LIMITED 4 3 7 42.86 2010-09-06
1001 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 12 16 75.00 2006-09-12
1002 JS SECURITIES LIMITED (HK) 3 3 6 50.00 2011-01-20
1003 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1004 Jupiter Asset Management (Asia Pacific) Limited 3 4 7 57.14
1005 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1006 JVSakk Asia Limited 4 8 12 66.67
1007 JVSakk Asset Management Limited 3 15 18 83.33 2008-08-28
1008 JW Capital Limited (HK) 4 1 5 20.00 2011-12-19
1009 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1010 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1011 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1012 KAISER FUTURES LIMITED 4 17 21 80.95
1013 Kaiser KT Capital Limited 3 2 5 40.00
1014 KAISER SECURITIES LIMITED 3 19 22 86.36
1015 KALIS INVESTMENTS LIMITED 2 1 3 33.33 2011-11-07
1016 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1017 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1018 Kam Wah Investments Limited 2 3 5 60.00
1019 KARFORD SECURITIES LIMITED 2 0 2 0.00
1020 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1021 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1022 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1023 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 18 21 85.71
1024 KARL-THOMSON SECURITIES COMPANY LIMITED 4 37 41 90.24
1025 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
1026 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1027 KB Securities Hong Kong Limited 3 5 8 62.50
1028 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1029 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1030 KCG SECURITIES ASIA LIMITED 4 7 11 63.64 2004-11-25
1031 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1032 Keptain Securities and Asset Management Limited 2 3 5 60.00 2013-01-24
1033 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
1034 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 10 13 76.92 2006-11-28
1035 KGI ASIA LIMITED 15 595 610 97.54
1036 KGI Asset Management Limited 3 28 31 90.32 2013-05-31
1037 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
1038 KGI FUTURES (HONG KONG) LIMITED 10 402 412 97.57
1039 KGI SECURITIES (HONG KONG) LIMITED 11 38 49 77.55
1040 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 53 61 86.89
1041 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1042 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1043 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1044 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1045 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1046 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
1047 KINGKEY SECURITIES GROUP LIMITED 2 3 5 60.00 2011-07-27
1048 Kingsbridge Limited (d2014-08-15) 1 0 1 0.00 2010-07-28
1049 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1050 KINGSTON CORPORATE FINANCE LIMITED 2 5 7 71.43
1051 KINGSTON FUTURES LIMITED 3 19 22 86.36
1052 KINGSTON SECURITIES LIMITED 5 65 70 92.86
1053 KINGSWAY CAPITAL LIMITED 6 14 20 70.00 2008-08-14
1054 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 16 51 67 76.12 2004-05-31
1055 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1056 Kirin Asset Management Limited 3 0 3 0.00 2007-06-12
1057 KKR CAPITAL MARKETS ASIA LIMITED 3 2 5 40.00 2009-10-22
1058 KMT SECURITIES LIMITED 2 6 8 75.00
1059 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1060 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1061 KOG FOREX LIMITED 2 10 12 83.33 2013-01-08
1062 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1063 KOREA INVESTMENT & SECURITIES ASIA LIMITED 1 2 3 66.67
1064 Korea Investment Management Asia Limited 2 1 3 33.33 2009-08-21
1065 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1066 Kriya Capital Limited 3 4 7 57.14 2010-01-08
1067 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1068 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-02
1069 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1070 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1071 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1072 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1073 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1074 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1075 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1076 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1077 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
1078 LAU & COMPANY LIMITED 2 0 2 0.00
1079 LAZARD ASIA (HONG KONG) LIMITED 3 2 5 40.00 2007-03-20
1080 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00 2008-11-20
1081 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1082 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1083 Leading Securities Company Limited 3 2 5 40.00 2013-02-21
1084 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
1085 Legal & General Investment Management Asia Limited 3 2 5 40.00 2013-07-22
1086 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1087 Legg Mason Asset Management Hong Kong Limited 4 14 18 77.78 2005-10-31
1088 Legg Mason International Equities (Hong Kong) Limited 2 4 6 66.67
1089 LEHIN SECURITIES LIMITED 3 21 24 87.50
1090 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1091 LEI SHING HONG SECURITIES LIMITED 2 9 11 81.82
1092 Leonteq Securities (Hong Kong) Limited 2 5 7 71.43 2011-04-07
1093 Lexington Partners Asia Limited 2 1 3 33.33 2013-08-16
1094 LFM Global Investment (Hong Kong) Company, Limited 1 1 2 50.00 2012-12-06
1095 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 14 18 77.78 2003-06-06
1096 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 63 69 91.30
1097 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1098 LIM ADVISORS LIMITED 5 20 25 80.00
1099 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1100 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1101 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1102 Lion Global Financial Limited 9 36 45 80.00 2008-10-10
1103 Liquid Capital Markets Hong Kong Limited 2 4 6 66.67 2009-10-29
1104 Liquidnet Asia Limited 2 5 7 71.43 2007-08-15
1105 LIS Investment Services Limited 2 1 3 33.33 2008-01-09
1106 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1107 LMR Partners Limited 2 2 4 50.00 2012-07-17
1108 LOMBARD ODIER (HONG KONG) LIMITED 5 30 35 85.71
1109 Longitude Asia Limited 2 4 6 66.67
1110 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1111 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1112 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 18 20 90.00 2007-02-14
1113 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1114 LT Finance Management Limited 3 3 6 50.00 2012-12-10
1115 LT Securities Limited 3 4 7 57.14 2011-04-01
1116 LUEN FAT SECURITIES COMPANY LIMITED 6 49 55 89.09
1117 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1118 LUEN SING SECURITIES LIMITED 2 7 9 77.78
1119 LUK FOOK FUTURES (HK) LIMITED 6 40 46 86.96 2011-12-05
1120 LUK FOOK SECURITIES (HK) LIMITED 8 84 92 91.30 2012-06-25
1121 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1122 LUNAR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-02-17
1123 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1124 LY CAPITAL LIMITED 2 0 2 0.00 2013-12-11
1125 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1126 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1127 M&F Asset Management Limited 4 21 25 84.00
1128 M3 Capital Partners (HK) Limited 2 6 8 75.00 2008-10-17
1129 Mackenzie Investments Asia Limited 4 5 9 55.56
1130 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1131 MACQUARIE CAPITAL LIMITED 18 215 233 92.27 2013-07-09
1132 Macquarie Corporate (Hong Kong) Limited 10 70 80 87.50
1133 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 30 34 88.24 2010-06-29
1134 MacroValue Investors Limited 2 7 9 77.78 2008-03-17
1135 MAGIC COMPASS SECURITIES LIMITED 3 4 7 57.14 2011-10-12
1136 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1137 MALAHON SECURITIES LIMITED 3 10 13 76.92
1138 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1139 MAN INVESTMENTS (HONG KONG) LIMITED 6 8 14 57.14 2005-07-28
1140 MANGO FINANCIAL LIMITED 4 10 14 71.43
1141 Manulife Investment Management (Hong Kong) Limited 22 297 319 93.10
1142 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1143 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1144 MARC FABER LIMITED 2 0 2 0.00
1145 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1146 Marex HK Asia Limited 2 3 5 60.00 2013-08-23
1147 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1148 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1149 MARSHALL WACE ASIA LIMITED 2 15 17 88.24 2006-10-27
1150 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1151 Mason Futures Limited (HK) 5 31 36 86.11
1152 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1153 Mason Securities Limited 6 40 46 86.96
1154 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1155 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1156 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 13 16 81.25 2008-06-30
1157 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 5 7 71.43 2009-09-04
1158 Matrix Securities Limited 4 2 6 33.33
1159 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1160 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 5 8 62.50 2004-09-22
1161 MCM Asia Limited 3 10 13 76.92 2013-03-28
1162 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1163 MEAG Hong Kong Limited 5 2 7 28.57
1164 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1165 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1166 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1167 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
1168 MERCER INVESTMENTS (HK) LIMITED 3 9 12 75.00 2005-08-04
1169 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1170 Merdeka Securities Limited 3 3 6 50.00
1171 Merrill Lynch (Asia Pacific) Limited 34 498 532 93.61
1172 Merrill Lynch Far East Limited 33 403 436 92.43 2010-08-20
1173 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1174 MESSIS CAPITAL LIMITED 5 7 12 58.33 2012-12-11
1175 Metaverse Securities Limited (HK) 4 2 6 33.33 2010-12-17
1176 METRO CAPITAL FUTURES LIMITED 4 12 16 75.00
1177 METRO CAPITAL SECURITIES LIMITED 4 10 14 71.43
1178 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1179 MFG Limited (HK) 8 10 18 55.56 2006-07-17
1180 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1181 MIB FUTURES (HONG KONG) LIMITED 5 51 56 91.07 2011-03-25
1182 MIB SECURITIES (HONG KONG) LIMITED 14 94 108 87.04 2012-05-21
1183 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1184 MIDLAND WEALTH MANAGEMENT LIMITED 3 27 30 90.00 2008-02-18
1185 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1186 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2008-09-03
1187 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1188 Minerva Holding Financial Securities Limited 2 8 10 80.00
1189 MING HON SECURITIES LIMITED 3 1 4 25.00
1190 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
1191 Mirae Asset Capital (China) Limited 4 4 8 50.00 2012-11-29
1192 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
1193 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
1194 MIS SERVICES LIMITED (d2019-06-01) 2 2 4 50.00
1195 Mitsubishi UFJ Investment Services (HK) Limited 2 8 10 80.00 2007-12-21
1196 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1197 MIZUHO SECURITIES ASIA LIMITED 17 108 125 86.40 2007-02-26
1198 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1199 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1200 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 0 2 0.00 2011-04-14
1201 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1202 Moody's Investors Service Hong Kong Limited 3 79 82 96.34 2011-06-01
1203 Moore Capital Asia Limited 2 4 6 66.67 2010-06-11
1204 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1205 Morgan Stanley Asia Limited 36 897 933 96.14 2006-04-07
1206 Morgan Stanley Hong Kong Securities Limited 15 328 343 95.63 2010-11-30
1207 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1208 MORTON SECURITIES LIMITED 3 2 5 40.00
1209 Mount Kellett Capital (Hong Kong) Limited 3 20 23 86.96 2008-09-25
1210 MTF SECURITIES LIMITED 2 11 13 84.62
1211 MUFG Securities Asia Limited 8 51 59 86.44 2010-12-31
1212 Murasaki Capital Limited 2 0 2 0.00 2013-09-18
1213 MVision Private Equity Advisers Asia Limited 2 3 5 60.00 2012-03-29
1214 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1215 Myo Capital Advisers Limited 1 1 2 50.00 2007-11-16
1216 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 13 15 86.67 2011-11-25
1217 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1218 NAN FUNG INVESTMENT ADVISER LIMITED 3 2 5 40.00 2011-10-19
1219 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1220 NATIXIS ASIA LIMITED 4 58 62 93.55 2004-10-19
1221 Natixis Investment Managers Hong Kong Limited 2 2 4 50.00 2012-10-16
1222 Nerico Brothers Limited (HK) 12 99 111 89.19 2004-11-30
1223 Neuberger Berman Asia Limited 4 26 30 86.67 2008-03-13
1224 Neutral Financial Holding Company Limited 5 11 16 68.75
1225 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
1226 New China Asset Management (Hong Kong) Limited 2 0 2 0.00 2013-11-06
1227 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1228 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
1229 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1230 NEW SPRING CAPITAL LIMITED 4 3 7 42.86 2011-06-17
1231 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1232 Newedge Broker Hong Kong Limited 6 47 53 88.68
1233 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1234 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
1235 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1236 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1237 Nezu Asia Capital Management Limited 3 8 11 72.73 2004-10-29
1238 NH INVESTMENT & SECURITIES (H.K.) LIMITED 4 7 11 63.64 2013-09-17
1239 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1240 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1241 Nittan Securities Asia Limited 6 2 8 25.00 2013-09-11
1242 NIVALIS PARTNERS LIMITED 3 0 3 0.00 2013-09-04
1243 NOAH HOLDINGS (HONG KONG) LIMITED 2 7 9 77.78 2012-01-04
1244 Nomura Asset Management Hong Kong Limited 5 11 16 68.75 2013-05-20
1245 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 428 444 96.40
1246 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1247 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1248 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1249 Northern Trust Company of Hong Kong Limited (The) 8 29 37 78.38 2011-09-05
1250 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1251 Nuada Limited 8 0 8 0.00 2004-01-15
1252 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1253 Oaktree Capital (Hong Kong) Limited 3 12 15 80.00 2006-07-12
1254 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1255 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1256 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1257 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
1258 OCP Asia (Hong Kong) Limited 3 8 11 72.73 2004-09-03
1259 Octal Capital Limited 5 5 10 50.00 2011-06-01
1260 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1261 Odysseus Capital Asia Limited 3 2 5 40.00 2009-10-29
1262 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1263 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1264 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1265 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1266 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1267 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1268 ONE CHINA SECURITIES LIMITED 3 32 35 91.43 2004-03-01
1269 OnePlatform Asset Management Limited 18 1126 1144 98.43 2007-07-04
1270 OnePlatform Securities Limited 2 23 25 92.00
1271 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1272 ONSHINE SECURITIES LIMITED 3 6 9 66.67
1273 Ontario Teachers' Pension Plan (Asia) Limited 5 1 6 16.67 2013-05-20
1274 OP INVESTMENT MANAGEMENT LIMITED 4 7 11 63.64 2004-02-18
1275 Open Asset Management Limited 5 3 8 37.50 2011-03-08
1276 Open Securities Limited 4 32 36 88.89 2010-07-16
1277 Oppenheimer Investments Asia Limited 6 5 11 45.45 2010-02-12
1278 Optima Capital Limited 3 13 16 81.25 2007-10-25
1279 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1280 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1281 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1282 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1283 Ord Minnett Hong Kong Limited 3 3 6 50.00 2013-01-15
1284 Oreana Financial Services Limited 3 7 10 70.00 2011-07-12
1285 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1286 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1287 ORIENT FUTURES (HONG KONG) LIMITED 2 27 29 93.10 2011-02-28
1288 ORIENT SECURITIES (HONG KONG) LIMITED 4 32 36 88.89 2010-07-21
1289 ORIENT SECURITIES LIMITED 3 21 24 87.50
1290 ORIENTAL PATRON ASIA LIMITED 5 13 18 72.22
1291 ORIENTAL PATRON SECURITIES LIMITED 4 15 19 78.95
1292 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
1293 ORIENTAL WEALTH SECURITIES LIMITED 2 11 13 84.62 2008-09-05
1294 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1295 orientiert XYZ Securities Limited 6 111 117 94.87 2004-12-03
1296 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1297 Orion Partners Advisors Limited 3 0 3 0.00 2013-12-17
1298 ORTUS CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2003-08-29
1299 Oshidori Corporate Finance Limited 2 2 4 50.00
1300 Oshidori Securities Limited 3 5 8 62.50
1301 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1302 Otkcab Limited 2 0 2 0.00 2011-10-07
1303 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1304 Owl Creek Hong Kong Limited 3 3 6 50.00 2011-05-20
1305 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1306 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1307 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 30 33 90.91 2007-01-09
1308 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
1309 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1310 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1311 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1312 Pacific Sun Advisors Limited 2 0 2 0.00
1313 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1314 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1315 PANGU CAPITAL LIMITED 2 1 3 33.33 2009-07-09
1316 PANTHEON VENTURES (HK) LLP 2 6 8 75.00 2010-06-30
1317 PAOCHU INVESTMENT ADVISORY LIMITED 1 3 4 75.00 2009-10-09
1318 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1319 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1320 Parry International Trading Limited 3 2 5 40.00 2010-08-26
1321 Partners Asset Management (HK) Limited 2 9 11 81.82 2007-04-03
1322 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1323 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 4 7 57.14
1324 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1325 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1326 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1327 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1328 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1329 PCA Investments Hong Kong, Limited 2 6 8 75.00 2011-06-16
1330 PDT Partners (HK) Limited 3 2 5 40.00 2013-01-02
1331 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1332 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1333 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1334 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1335 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1336 Penjing Asset Management (HK) Limited 6 8 14 57.14 2005-03-24
1337 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1338 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1339 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1340 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1341 PFC INTERNATIONAL COMPANY LIMITED 2 10 12 83.33 2008-07-29
1342 PGIM (Hong Kong) Limited 2 3 5 60.00
1343 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1344 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1345 PHILIPPA HUCKLE GROUP LIMITED (THE) 4 0 4 0.00 2006-01-13
1346 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 29 31 93.55
1347 PHILLIP COMMODITIES (H.K.) LIMITED 4 381 385 98.96 2003-12-09
1348 PHILLIP SECURITIES (HONG KONG) LIMITED 6 580 586 98.98
1349 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1350 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1351 PHOENIX CAPITAL SECURITIES LIMITED 5 5 10 50.00 2006-07-03
1352 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
1353 Pictet Asset Management (Hong Kong) Limited 7 10 17 58.82 2006-10-26
1354 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1355 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33 2007-05-02
1356 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 17 21 80.95 2007-03-08
1357 PineBridge Investments Asia Limited 6 21 27 77.78 2009-04-02
1358 PineBridge Investments Hong Kong Limited 5 6 11 54.55
1359 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1360 PINESTONE SECURITIES LIMITED 2 1 3 33.33 2012-09-13
1361 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2007-03-01
1362 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1363 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 24 26 92.31 2012-03-30
1364 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 4 41 45 91.11 2009-07-30
1365 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1366 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1367 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1368 Planetree Futures Limited 4 6 10 60.00
1369 Planetree Securities Limited 4 16 20 80.00
1370 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1371 PLATINUM SECURITIES COMPANY LIMITED 4 5 9 55.56
1372 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1373 PO LEE SECURITIES LIMITED 2 6 8 75.00
1374 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1375 Point72 Hong Kong Limited 4 34 38 89.47 2006-11-14
1376 Polen Capital HK Limited 4 18 22 81.82 2012-09-28
1377 POLYMATHY CAPITAL LIMITED 2 0 2 0.00 2013-12-17
1378 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1379 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1380 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1381 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 18 26 69.23 2007-06-20
1382 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 14 20 70.00
1383 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1384 Prime Cdex Securities Limited 4 17 21 80.95
1385 PRIME COURAGE SECURITIES COMPANY LIMITED 2 5 7 71.43 2011-09-19
1386 PRIME SECURITIES LIMITED (HK) 2 9 11 81.82
1387 Prince Capital Management Limited 2 0 2 0.00 2008-04-28
1388 PRINCE FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-10-11
1389 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1390 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
1391 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
1392 Principal Investment & Retirement Services Limited 2 5 7 71.43 2011-08-17
1393 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1394 Prive Financial Limited 3 0 3 0.00 2012-12-06
1395 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1396 PROMISING SECURITIES COMPANY LIMITED 2 11 13 84.62 2004-01-02
1397 Proprium Capital Partners (Hong Kong) Limited 3 0 3 0.00 2013-12-23
1398 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1399 Proton Capital Limited 5 5 10 50.00 2007-10-16
1400 Providence Equity Asia Limited 2 4 6 66.67 2007-08-23
1401 Prudence Investment Management (Hong Kong) Limited 3 6 9 66.67 2009-06-08
1402 PRUDENTIAL BROKERAGE LIMITED 3 157 160 98.13
1403 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 63 65 96.92
1404 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1405 Public Financial Securities Limited 2 8 10 80.00
1406 Public Securities Limited 2 10 12 83.33
1407 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1408 PUREHEART CAPITAL ASIA LIMITED 2 6 8 75.00 2007-03-08
1409 PV Capital (HK) Limited 2 1 3 33.33 2013-04-18
1410 Pyramis Global Advisors (Hong Kong) Limited 4 8 12 66.67 2008-07-29
1411 PYRMONT WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2006-02-24
1412 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
1413 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1414 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1415 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1416 QMIS Securities Limited 2 8 10 80.00 2009-07-24
1417 Quam Asset Management Limited (b1983-06-28) 3 8 11 72.73
1418 Quam Capital Limited (b1994-08-04) 7 15 22 68.18
1419 Quam Securities Limited 11 252 263 95.82 2004-10-15
1420 QUANTSMILE (HK) LIMITED 4 2 6 33.33 2007-04-02
1421 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
1422 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1423 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1424 Rabo Brokerage HK Limited 1 0 1 0.00 2007-09-12
1425 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
1426 RaffAello Securities (HK) Limited 2 5 7 71.43 2005-03-30
1427 Rakuten Securities Hong Kong Limited 3 33 36 91.67
1428 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1429 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1430 RAYS Capital Partners Limited 2 8 10 80.00 2011-05-19
1431 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 43 46 93.48
1432 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 66 73 90.41 2004-10-14
1433 RBS Asia Corporate Finance Limited 2 17 19 89.47
1434 RBS Asia Futures Limited 2 1 3 33.33
1435 RC Futures Advisory Limited 2 1 3 33.33 2010-05-19
1436 REALCHAMP ASSET MANAGEMENT LIMITED 3 1 4 25.00
1437 REALINK FINANCIAL TRADE LIMITED 4 4 8 50.00 2003-09-25
1438 Realord Asia Pacific Securities Limited 3 2 5 40.00 2010-11-24
1439 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1440 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1441 Redford Asset Management Limited 3 4 7 57.14 2010-03-09
1442 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1443 REDFORD SECURITIES LIMITED 3 7 10 70.00 2005-03-31
1444 Redwood Investment Management (Asia) Limited 3 0 3 0.00 2008-12-05
1445 Redwood Peak Limited 3 1 4 25.00 2007-10-05
1446 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1447 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1448 Religare Capital Markets (Hong Kong) Limited 7 18 25 72.00 2008-07-24
1449 Rencent International Asset Management Company Limited 2 1 3 33.33 2013-10-10
1450 RESIDENTS SECURITIES LIMITED 1 0 1 0.00
1451 RHB ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-05-08
1452 RHB CAPITAL HONG KONG LIMITED 4 5 9 55.56
1453 RHB FUTURES HONG KONG LIMITED 6 51 57 89.47 2005-09-28
1454 RHB SECURITIES HONG KONG LIMITED 10 81 91 89.01 2006-11-17
1455 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1456 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1457 Rich Union Securities (H.K.) Limited 7 37 44 84.09
1458 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1459 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1460 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1461 Rifa Futures Limited 2 16 18 88.89 2008-12-01
1462 Rifa Securities Limited 4 22 26 84.62
1463 Riverwest Advisors Limited 3 1 4 25.00 2009-07-02
1464 Robeco Hong Kong Limited 3 19 22 86.36 2007-12-18
1465 ROCIM Limited 2 0 2 0.00 2007-06-29
1466 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1467 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1468 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1469 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1470 RONGTONG GLOBAL INVESTMENT LIMITED 2 0 2 0.00 2013-12-30
1471 ROOFER SECURITIES LIMITED 2 8 10 80.00
1472 ROSA SECURITIES LIMITED 3 3 6 50.00
1473 ROTH Capital Partners (Hong Kong) Limited 1 0 1 0.00 2010-11-30
1474 Rothschild & Co Hong Kong Limited 4 33 37 89.19 2005-04-27
1475 Rothschild & Co Wealth Management Hong Kong Limited 2 5 7 71.43 2010-08-16
1476 RPS INVESTMENT LIMITED 1 0 1 0.00
1477 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1478 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
1479 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1480 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1481 Rui Da International Finance Holding Limited 3 3 6 50.00 2012-03-30
1482 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1483 S&P Global Ratings Hong Kong Limited 4 39 43 90.70 2011-06-01
1484 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1485 Safari Asia Limited 3 0 3 0.00 2010-04-30
1486 SAIL ADVISORS LIMITED 4 8 12 66.67 2004-05-17
1487 Samena Capital Hong Kong Limited 3 4 7 57.14 2009-09-01
1488 Samsung Asset Management (Hong Kong) Limited 3 15 18 83.33 2008-04-23
1489 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1490 Sanford C. Bernstein (Hong Kong) Limited 7 41 48 85.42 2011-09-28
1491 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
1492 SANFULL SECURITIES LIMITED 6 72 78 92.31
1493 SanJohn Capital Limited 3 0 3 0.00 2007-12-10
1494 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1495 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1496 Saxo Capital Markets HK Limited 4 4 8 50.00 2011-01-19
1497 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1498 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1499 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1500 SC Lowy Financial (HK) Limited 2 12 14 85.71 2009-09-21
1501 Schroder & Co. (Hong Kong) Limited 2 1 3 33.33 2013-04-05
1502 Schroder Adveq Management (Hong Kong) Limited 2 1 3 33.33 2013-01-02
1503 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 72 80 90.00
1504 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1505 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1506 Scottrade (Hong Kong) Limited 1 0 1 0.00 2012-10-11
1507 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 31 33 93.94 2007-03-09
1508 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1509 SDHG International Securities Limited 3 8 11 72.73
1510 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1511 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1512 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1513 Seazen Resources Futures Limited 2 0 2 0.00 2013-08-21
1514 Sectoral Asset Management Limited 2 1 3 33.33 2013-08-08
1515 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1516 SEEKERS ADVISORS H.K. LIMITED 3 4 7 57.14 2012-03-23
1517 SEEKERS MARKETS LIMITED 4 12 16 75.00 2013-08-09
1518 Segantii Capital Management Limited 5 13 18 72.22 2007-11-22
1519 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1520 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1521 SELINA & CO. LIMITED (HK) 3 3 6 50.00
1522 SENRIGAN CAPITAL GROUP LIMITED 2 9 11 81.82 2009-08-27
1523 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-11-07
1524 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1525 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
1526 SERICA PARTNERS LIMITED 2 3 5 60.00 2008-12-04
1527 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1528 SG Asset Finance (Hong Kong) Limited 6 50 56 89.29 2003-10-02
1529 SG SECURITIES (HK) LIMITED 29 191 220 86.82 2003-12-16
1530 SHACOM FUTURES LIMITED 2 5 7 71.43
1531 Shacom Securities Limited 3 11 14 78.57
1532 Shang International Finance Limited 10 17 27 62.96
1533 Shangding International Asset Management Company Limited 2 3 5 60.00 2010-09-08
1534 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00
1535 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1536 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1537 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2011-12-05
1538 SHENG YUAN SECURITIES LIMITED 2 7 9 77.78 2010-10-27
1539 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1540 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 10 16 62.50
1541 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 14 21 66.67
1542 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 160 166 96.39
1543 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 27 30 90.00
1544 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 223 230 96.96
1545 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1546 Shinhan Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-01-27
1547 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
1548 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 5 8 62.50 2011-01-18
1549 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1550 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1551 SIFT CAPITAL PARTNERS LIMITED 3 0 3 0.00 2013-10-28
1552 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1553 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1554 Silk Road International Capital Limited 2 0 2 0.00
1555 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1556 SILVERHORN INVESTMENT ADVISORS LIMITED 4 9 13 69.23 2011-02-28
1557 SILVERSTONE INVESTMENTS LIMITED (HK) 3 3 6 50.00
1558 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1559 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1560 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1561 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1562 SINO WEALTH SECURITIES LIMITED 1 0 1 0.00 2012-03-05
1563 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1564 Sino-Rich Securities & Futures Limited 4 17 21 80.95 2010-11-17
1565 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1566 Sinofortune Financial Capital Limited 2 1 3 33.33
1567 Sinofortune Securities Limited 6 6 12 50.00 2012-02-03
1568 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 11 20 55.00 2008-02-21
1569 SINOMAX SECURITIES LIMITED 3 9 12 75.00
1570 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 20 24 83.33 2009-06-02
1571 SINOPAC FUTURES (ASIA) LIMITED 6 30 36 83.33
1572 SINOPAC SECURITIES (ASIA) LIMITED 14 71 85 83.53 2012-04-23
1573 Sinostar Asset Management Limited 3 2 5 40.00 2013-08-16
1574 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1575 SIU ON SECURITIES LIMITED 3 4 7 57.14
1576 SJS Markets Limited 2 2 4 50.00 2005-03-02
1577 SK Securities Hong Kong Limited 4 3 7 42.86 2012-01-20
1578 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1579 SMBC Nikko Securities (Hong Kong) Limited 8 20 28 71.43 2012-07-20
1580 Snow Lake Capital (HK) Limited 3 1 4 25.00 2011-07-21
1581 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1582 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1583 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1584 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1585 Somerley Capital Limited 7 12 19 63.16 2013-10-02
1586 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1587 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1588 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1589 Soochow Securities International Brokerage Limited 4 26 30 86.67 2012-01-12
1590 Soochow Securities International Capital Limited 2 4 6 66.67 2013-07-19
1591 Soochow Securities International Futures Limited 2 19 21 90.48 2012-08-27
1592 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1593 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1594 SOUTH CHINA CAPITAL LIMITED 2 9 11 81.82
1595 SOUTH CHINA COMMODITIES LIMITED 7 93 100 93.00
1596 South China Forex Limited 4 20 24 83.33 2010-06-21
1597 SOUTH CHINA RESEARCH LIMITED 3 3 6 50.00
1598 SOUTH CHINA SECURITIES LIMITED 7 127 134 94.78
1599 SOUTH OCEAN MANAGEMENT LIMITED 2 1 3 33.33
1600 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 7 12 58.33 2008-12-18
1601 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 67 71 94.37 2010-02-23
1602 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 57.14
1603 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 29 33 87.88
1604 SPARX Asia Investment Advisors Limited 5 7 12 58.33 2004-04-20
1605 SPDB International Holdings Limited 3 0 3 0.00
1606 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1607 SPQ Asia Capital Limited 2 1 3 33.33 2013-04-02
1608 Spring Asset Management Limited (HK) 3 0 3 0.00 2013-11-21
1609 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1610 Springboard Capital Limited 3 4 7 57.14 2010-07-02
1611 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1612 SPS COMMODITIES LIMITED 2 6 8 75.00
1613 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1614 SPS SECURITIES LIMITED 4 17 21 80.95
1615 St. James's Place (Hong Kong) Limited 2 20 22 90.91 2012-02-14
1616 Standard & Poor's Investment Advisory Services (HK) Limited 3 9 12 75.00 2010-09-21
1617 Standard Chartered Securities (Hong Kong) Limited 17 100 117 85.47 2012-12-17
1618 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 5 9 14 64.29 2005-07-07
1619 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1620 STATE STREET GLOBAL ADVISORS ASIA LIMITED 7 35 42 83.33
1621 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 6 2 8 25.00 2005-06-20
1622 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
1623 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1624 Stellar Securities Limited 2 2 4 50.00
1625 STI Asset Management Limited 2 5 7 71.43 2008-10-22
1626 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1627 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1628 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1629 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
1630 STOCKWELL SECURITIES LIMITED 3 59 62 95.16
1631 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1632 SUCCESS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-08-29
1633 Success Futures and Foreign Exchange Limited 4 48 52 92.31 2005-12-06
1634 Success Securities Limited 4 80 84 95.24
1635 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
1636 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1637 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 9 12 75.00 2007-05-08
1638 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
1639 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1640 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1641 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1642 SUN SECURITIES LIMITED 5 8 13 61.54 2011-04-01
1643 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1644 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1645 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1646 Sunrise Brokers (Hong Kong) Limited 2 23 25 92.00 2009-12-09
1647 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1648 Superfund Financial (Hong Kong) Limited 3 1 4 25.00
1649 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1650 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1651 Swiss International Asset Management Limited 2 0 2 0.00 2013-12-16
1652 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1653 Swissquote Asia Limited 2 5 7 71.43 2013-02-25
1654 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1655 Synergy Fund Management Group Limited 3 4 7 57.14 2010-05-26
1656 SynerWealth Financial Limited 3 16 19 84.21 2009-02-04
1657 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1658 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1659 T & F Equities Limited 2 1 3 33.33 2012-12-11
1660 T G SECURITIES LIMITED 4 4 8 50.00 2005-12-19
1661 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1662 T. Rowe Price Hong Kong Limited 4 39 43 90.70 2010-12-21
1663 T.F.S. Derivatives HK Limited 9 40 49 81.63 2009-04-03
1664 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1665 Taconic Capital Advisors (Hong Kong) Limited 2 3 5 60.00 2012-06-18
1666 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2013-07-05
1667 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1668 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1669 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1670 TAI SHING STOCK INVESTMENT CO. LIMITED 2 17 19 89.47
1671 TAI TAK SECURITIES (ASIA) LIMITED 4 14 18 77.78
1672 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1673 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1674 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1675 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 17 24 70.83 2008-08-07
1676 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 13 16 81.25 2010-04-27
1677 TAIPING CAPITAL LIMITED 2 3 5 60.00 2013-04-12
1678 Taiping Securities (HK) Co Limited 6 49 55 89.09
1679 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1680 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1681 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1682 TANG PING KONG LIMITED 3 8 11 72.73
1683 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1684 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 57 63 90.48 2007-04-26
1685 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1686 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1687 TBP Investment Advisory (HK) Limited 2 2 4 50.00 2013-06-19
1688 TC Capital International Limited 3 6 9 66.67 2010-08-11
1689 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1690 TCW ASIA LIMITED 4 1 5 20.00 2012-10-25
1691 Telecom King Securities Limited 4 20 24 83.33 2007-10-17
1692 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1693 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1694 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1695 Templewater Hong Kong Limited 7 12 19 63.16
1696 Tempo Asset Management (Hong Kong) Co., Limited 2 2 4 50.00 2011-08-12
1697 Tenacity Partners Limited 4 1 5 20.00 2010-08-13
1698 TENGARD FUND MANAGEMENT LIMITED 4 10 14 71.43 2012-04-03
1699 Tensant Securities Limited 3 5 8 62.50 2004-08-25
1700 TFI Asset Management Limited 3 4 7 57.14 2009-06-18
1701 TFI Securities and Futures Limited 2 4 6 66.67 2013-05-14
1702 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1703 THING ON SECURITIES LIMITED 3 6 9 66.67
1704 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1705 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1706 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1707 TIANDA ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-24
1708 TIANDA SECURITIES LIMITED 2 13 15 86.67 2011-01-18
1709 Tianhe Quant Asset Management Limited 2 1 3 33.33 2013-06-11
1710 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1711 Tiger Securities Asset Management Company Limited 3 10 13 76.92 2006-12-29
1712 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1713 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
1714 Tokio Marine Investment Services, Limited 1 0 1 0.00
1715 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1716 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1717 TOPMORE COMMODITIES LIMITED 1 0 1 0.00
1718 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1719 Tora Trading Services Limited (HK) 5 2 7 28.57 2008-11-14
1720 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-11-29
1721 Towers Watson Investment Services Hong Kong Limited 3 9 12 75.00 2007-05-14
1722 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1723 TPG Capital, Limited 2 5 7 71.43 2012-03-07
1724 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1725 TR Advisors Limited 3 3 6 50.00 2008-12-02
1726 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1727 TRADING CENTRAL ASIA LIMITED 2 1 3 33.33 2011-03-08
1728 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1729 TRANSASIA PRIVATE CAPITAL LIMITED 2 2 4 50.00 2013-03-19
1730 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1731 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1732 TREE LINE ADVISORS (HONG KONG) LIMITED 2 9 11 81.82 2006-06-30
1733 TRG MANAGEMENT HONG KONG LIMITED 2 7 9 77.78 2008-01-07
1734 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1735 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 0 2 0.00
1736 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1737 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1738 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1739 True Partner Advisor Hong Kong Limited 3 3 6 50.00 2010-09-30
1740 TRUTH SECURITIES LIMITED 4 4 8 50.00
1741 TSE'S SECURITIES LIMITED 3 35 38 92.11
1742 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1743 TT INTERNATIONAL (HONG KONG) LIMITED 6 10 16 62.50 2004-06-04
1744 TT INTERNATIONAL (LONDON) LIMITED 6 8 14 57.14 2008-12-12
1745 TULLETT PREBON (HONG KONG) LIMITED 4 25 29 86.21 2010-08-26
1746 Tung Shing Futures (Brokers) Limited 5 81 86 94.19
1747 Tung Shing Securities (Brokers) Limited 9 198 207 95.65 2012-03-15
1748 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1749 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1750 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1751 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1752 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1753 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1754 TVC MANAGEMENT LIMITED 3 0 3 0.00
1755 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1756 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1757 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1758 Tyche Group Limited 2 2 4 50.00
1759 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1760 UBS Asset Management (Hong Kong) Limited 6 46 52 88.46 2012-09-12
1761 UBS DERIVATIVES HONG KONG LIMITED 6 73 79 92.41
1762 UBS SDIC Asset Management (Hong Kong) Company Limited 4 3 7 42.86 2011-10-11
1763 UBS SECURITIES ASIA LIMITED 13 539 552 97.64
1764 UBS SECURITIES HONG KONG LIMITED 15 347 362 95.86 2011-07-06
1765 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1766 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1767 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1768 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1769 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1770 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1771 United Securities Limited (HK) 2 2 4 50.00
1772 UNITED SIMSEN FOREX DEALERS LIMITED 3 12 15 80.00
1773 UNITED WORLD ONLINE LIMITED 1 0 1 0.00 2004-11-02
1774 UOB KAY HIAN (HONG KONG) LIMITED 4 250 254 98.43
1775 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 132 136 97.06
1776 UPBEST ASSETS MANAGEMENT LIMITED 2 2 4 50.00
1777 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1778 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1779 UPBEST SECURITIES COMPANY LIMITED 6 23 29 79.31
1780 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1781 VALUE PARTNERS HONG KONG LIMITED 3 51 54 94.44 2007-11-19
1782 VALUE PARTNERS LIMITED 3 51 54 94.44
1783 Value Partners Private Equity Limited 2 4 6 66.67
1784 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1785 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1786 Vanguard Investments Hong Kong Limited 3 13 16 81.25 2012-02-07
1787 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1788 Vantage Capital Markets HK Limited 6 33 39 84.62 2008-10-02
1789 Vantage New Generation Securities Limited 2 6 8 75.00 2012-08-03
1790 Vantum Futures Limited 2 4 6 66.67
1791 VBG Capital Limited 5 6 11 54.55 2009-04-20
1792 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1793 VC BROKERAGE LIMITED 3 57 60 95.00
1794 VC CAPITAL LIMITED 4 5 9 55.56
1795 VC FUTURES LIMITED 4 34 38 89.47
1796 VC International Asset Management Limited 4 1 5 20.00
1797 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1798 VEDA CAPITAL LIMITED (HK) 3 5 8 62.50 2005-12-28
1799 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1800 VENHOUSE WEALTH MANAGEMENT LIMITED 3 16 19 84.21 2004-05-19
1801 VERACITY INVESTMENT CO., LIMITED 3 0 3 0.00 2012-11-20
1802 VERCAP Financial Services Limited 2 0 2 0.00
1803 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1804 Vestmore Capital Management Limited 2 0 2 0.00 2010-01-12
1805 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1806 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1807 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1808 VICTORY SECURITIES COMPANY LIMITED 4 39 43 90.70 2007-02-16
1809 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1810 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1811 Virtu ITG Hong Kong Limited 4 19 23 82.61
1812 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1813 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
1814 VISION FINANCE (SECURITIES) LIMITED 5 7 12 58.33 2007-05-08
1815 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1816 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1817 VisionGain Capital Limited 2 3 5 60.00 2007-11-14
1818 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1819 VMS Securities Limited 5 15 20 75.00
1820 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1821 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1822 Vontobel Wealth Management (Hong Kong) Limited 2 3 5 60.00 2013-01-14
1823 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1824 VTB Capital Hong Kong Limited 5 8 13 61.54 2011-06-30
1825 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1826 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1827 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1828 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1829 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1830 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1831 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1832 Wanhai Securities (HK) Limited 4 10 14 71.43
1833 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1834 WARD FERRY MANAGEMENT LIMITED 2 11 13 84.62
1835 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1836 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1837 Waton Securities International Limited 2 5 7 71.43
1838 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1839 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
1840 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1841 Well Link Securities Limited 4 11 15 73.33 2005-11-11
1842 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1843 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1844 Wellington Management Hong Kong Limited (b2003-01-02) 6 30 36 83.33 2003-09-18
1845 Wells Fargo Securities Asia Limited 5 13 18 72.22 2008-04-25
1846 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1847 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1848 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1849 WILBY SECURITIES LIMITED 2 3 5 60.00
1850 WILSON SECURITIES LIMITED 2 8 10 80.00 2010-02-25
1851 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1852 Win Securities Limited 3 7 10 70.00
1853 WIN WONG SECURITIES LIMITED 3 29 32 90.63
1854 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1855 WINFULL SECURITIES LIMITED 3 14 17 82.35
1856 WING FAT SECURITIES LIMITED 3 9 12 75.00
1857 WING FUNG FOREX LIMITED 3 14 17 82.35 2009-01-08
1858 WING FUNG FUTURES LIMITED 2 31 33 93.94 2006-04-21
1859 WING FUNG SECURITIES LIMITED 3 30 33 90.91
1860 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1861 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1862 WING ON SECURITIES LIMITED 2 6 8 75.00
1863 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1864 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1865 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
1866 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1867 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1868 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1869 WINTECH SECURITIES LIMITED 4 9 13 69.23
1870 WINTON CAPITAL ASIA LIMITED 2 9 11 81.82 2009-06-19
1871 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
1872 Wisetrade Securities Limited 2 9 11 81.82
1873 WMG Asia Limited 2 0 2 0.00 2007-02-28
1874 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1875 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1876 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1877 WOCOM LIMITED (HK) 5 20 25 80.00
1878 WOCOM SECURITIES LIMITED 5 25 30 83.33
1879 Wolver Hill Asset Management Asia Limited 2 0 2 0.00 2009-03-10
1880 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2003-05-23
1881 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1882 Xin Tian Fund Management Company Limited 2 4 6 66.67 2013-05-30
1883 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
1884 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
1885 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1886 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1887 YF ASSET MANAGEMENT LIMITED 4 3 7 42.86 2013-04-16
1888 YF FUTURES COMPANY LIMITED 2 7 9 77.78
1889 YF SECURITIES COMPANY LIMITED 3 9 12 75.00
1890 YICKO SECURITIES LIMITED 5 15 20 75.00
1891 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1892 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1893 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-05-03
1894 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1895 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
1896 Yuanta Asia Investment (Hong Kong) Limited 5 44 49 89.80 2003-08-13
1897 YUANTA FUTURES (HK) CO., LIMITED 2 2 4 50.00 2012-02-24
1898 Yuanta Securities (Hong Kong) Company Limited 12 139 151 92.05 2006-07-08
1899 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1900 YUE XIU ASSET MANAGEMENT LIMITED 3 2 5 40.00 2011-04-12
1901 YUE XIU FUTURES COMPANY LIMITED 2 6 8 75.00
1902 YUE XIU SECURITIES COMPANY LIMITED 6 39 45 86.67 2013-12-02
1903 YUEXING SECURITIES COMPANY LIMITED 4 14 18 77.78
1904 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1905 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1906 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1907 Yunfeng Financial Markets Limited 10 29 39 74.36
1908 Yunfeng Securities Limited 3 3 6 50.00 2013-08-27
1909 ZEAL ASSET MANAGEMENT LIMITED 5 12 17 70.59 2009-10-09
1910 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1911 ZHONGCAI ASSET MANAGEMENT LIMITED 4 0 4 0.00 2013-08-13
1912 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1913 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1914 Zhongrong International Futures Co., Limited 2 7 9 77.78 2012-02-22
1915 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
1916 ZHONGRONG PT SECURITIES LIMITED 4 45 49 91.84 2010-07-30
1917 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 0.00 2013-12-19
1918 ZHONGTAI INTERNATIONAL FUTURES LIMITED 4 15 19 78.95 2012-12-07
1919 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 24 29 82.76 2012-11-13
1920 Zijing Capital Limited 3 8 11 72.73 2003-05-07
1921 ZMF Asset Management Limited 3 16 19 84.21 2011-01-21
1921 Average 3.44 19.07 22.51 84.71

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