SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 3 Capital Partners Limited 2 0 2 0.00 2016-09-14
2 313 Capital Management Limited 1 3 4 75.00 2010-04-19
3 3W Fund Management Limited 3 1 4 25.00 2012-11-16
4 987654 Limited 2 0 2 0.00 2015-11-09
5 9M Stone Capital Limited 3 0 3 0.00 2016-05-03
6 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
7 A.C Asset Management Limited 2 0 2 0.00 2016-12-15
8 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
9 AAA Securities Co. Limited 2 1 3 33.33 2016-11-02
10 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
11 AASTOCKS.COM LIMITED 2 0 2 0.00
12 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
13 ABCI ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-10-18
14 ABCI CAPITAL LIMITED 7 28 35 80.00 2011-03-17
15 ABCI Securities Company Limited 9 61 70 87.14 2005-11-15
16 ABLELINK CAPITAL LIMITED 2 1 3 33.33 2016-02-05
17 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
18 About Capital Management (HK) Co., Limited 2 8 10 80.00 2013-09-24
19 abrdn Hong Kong Limited 6 18 24 75.00
20 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
21 Absolute Investment Management (HK) Limited 2 2 4 50.00
22 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00 2013-12-11
23 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
24 Acion Partners Limited 3 4 7 57.14 2015-02-09
25 ACM ASIA LIMITED 2 0 2 0.00
26 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
27 ACU SECURITIES LIMITED 2 2 4 50.00 2016-02-18
28 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
29 Adamas Asset Management (HK) Limited 2 12 14 85.71 2013-02-20
30 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
31 ADMIS Hong Kong Limited 3 19 22 86.36 2010-03-10
32 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
33 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
34 Aegon Asset Management (Asia) Limited 3 9 12 75.00 2012-04-30
35 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
36 Aevitas Securities Limited 2 4 6 66.67
37 Affiliated Managers Group (Hong Kong) Limited 3 0 3 0.00 2010-12-07
38 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
39 Agamemnon Capital Limited 2 1 3 33.33 2013-12-02
40 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
41 AIF CAPITAL LIMITED 3 2 5 40.00
42 AIF Securities Limited 4 3 7 42.86 2004-11-02
43 AISANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-06-16
44 AIU International Securities Limited 2 0 2 0.00 2011-12-28
45 AJ Securities Limited 2 4 6 66.67
46 Akron Corporate Finance Limited 2 1 3 33.33 2013-10-03
47 Aksia Hong Kong Limited 2 1 3 33.33 2012-08-06
48 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
49 ALBOURNE PARTNERS (ASIA) LIMITED 2 6 8 75.00 2004-09-07
50 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
51 ALETHEIA TECHNOLOGIES LIMITED 2 2 4 50.00 2010-07-30
52 Aliantis Capital Limited 2 2 4 50.00 2007-10-10
53 ALL VIEW MANAGEMENT LIMITED 3 0 3 0.00 2016-03-24
54 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
55 Allard Partners Limited 3 6 9 66.67
56 Alliance Asset Management Limited (HK) 2 0 2 0.00 2014-12-23
57 Alliance Capital Partners Limited (HK) 3 7 10 70.00 2014-01-24
58 AllianceBernstein Hong Kong Limited 6 39 45 86.67 2006-10-05
59 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 9 76 85 89.41 2015-06-01
60 ALLY BRIDGE GROUP (HK) LIMITED 3 12 15 80.00 2015-07-09
61 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
62 Alpha Financial Group Limited 2 14 16 87.50 2005-10-31
63 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
64 Alpha Nova Capital Management Limited 3 2 5 40.00
65 ALPHA SECURITIES COMPANY LIMITED 3 1 4 25.00
66 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-05-08
67 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2015-06-12
68 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
69 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
70 ALPS ADVISORY (HK) LIMITED 2 8 10 80.00 2013-11-20
71 ALTAIR CAPITAL LIMITED (HK) 2 0 2 0.00 2016-11-03
72 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
73 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
74 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 94.59 2004-01-20
75 ALTUS CAPITAL LIMITED 5 14 19 73.68
76 ALTUS INVESTMENTS LIMITED (HK) 4 15 19 78.95 2005-12-14
77 AM Squared Limited 2 9 11 81.82 2005-06-30
78 Amasse Capital Limited 4 6 10 60.00 2012-07-13
79 Amber Hill Asset Management Limited 2 0 2 0.00 2011-07-13
80 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
81 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
82 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
83 Amital Asset Management Limited 2 0 2 0.00 2013-01-23
84 AMPLE CAPITAL LIMITED 10 29 39 74.36 2007-01-02
85 Amundi Hong Kong Limited 7 32 39 82.05
86 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43 2011-08-03
87 Anatole Investment Management Limited 2 2 4 50.00 2016-05-24
88 Anbang Asset Management (Hong Kong) Co. Limited 5 9 14 64.29 2012-05-15
89 Anbang Capital (Hong Kong) Co. Limited 3 9 12 75.00 2013-12-06
90 Anchor Equity Partners (Asia) Limited 3 1 4 25.00 2014-10-14
91 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 10 17 58.82
92 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
93 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
94 Anli Securities Limited 3 7 10 70.00 2015-11-09
95 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
96 Antarctica Asset Management (Asia) Limited 3 0 3 0.00 2016-03-01
97 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
98 Anuenue Capital International Limited 2 2 4 50.00 2005-08-30
99 Anuenue Securities Limited 5 9 14 64.29
100 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
101 AP Capital Management (Hong Kong) Limited 3 4 7 57.14 2015-08-04
102 APG Investments Asia Limited 4 17 21 80.95 2008-11-18
103 Apollo Asset Management Limited (HK) 3 2 5 40.00 2010-09-16
104 AQR Capital Management (Asia) Limited 2 1 3 33.33 2016-07-07
105 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
106 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
107 ARA Asset Management (Prosperity) Limited 3 4 7 57.14 2005-11-30
108 ARCH Capital Management Co. Limited 3 4 7 57.14 2009-02-19
109 ARCH Capital Property Advisors Co. Limited 3 4 7 57.14 2016-09-23
110 ARCHITECH CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2016-09-08
111 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
112 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
113 Ares Management Asia (Hong Kong) Limited 3 13 16 81.25 2009-05-25
114 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
115 Argonaut Securities (Asia) Limited 4 3 7 42.86 2011-09-08
116 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 66.67
117 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
118 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
119 ARISTO SECURITIES LIMITED 3 6 9 66.67 2014-08-06
120 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
121 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
122 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
123 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
124 Arta Asset Management Limited 3 1 4 25.00 2008-07-10
125 Arta Corporate Advisory Limited 1 0 1 0.00 2012-09-11
126 Arta Global Futures Limited 5 3 8 37.50
127 Arta Global Markets Limited 6 12 18 66.67 2008-01-08
128 Artephius Partners Limited 2 2 4 50.00 2013-08-01
129 ASA SECURITIES LIMITED 3 7 10 70.00 2010-08-19
130 Ascalon Capital Limited 3 1 4 25.00 2012-04-11
131 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2009-09-21
132 Ascender Capital Limited 2 2 4 50.00 2012-12-07
133 Ascent Capital Advisors Limited 2 2 4 50.00 2013-11-08
134 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
135 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
136 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
137 ASIA CLIMATE PARTNERS HONG KONG LIMITED 3 9 12 75.00 2016-06-30
138 Asia Cornerstone Asset Management Company Limited 1 0 1 0.00 2015-03-05
139 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 11 13 84.62
140 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
141 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
142 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
143 Asia Joyful Limited 2 0 2 0.00 2016-09-20
144 Asia Lion Capital (Hong Kong) Limited 3 2 5 40.00 2016-01-27
145 ASIA PACIFIC CAPITAL (HK) LIMITED 3 1 4 25.00 2004-01-02
146 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
147 Asia Pacific Financial Investment Services Co., Limited 2 5 7 71.43 2014-07-22
148 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 5 3 8 37.50
149 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
150 ASIA WEALTH SECURITIES LIMITED 2 1 3 33.33 2016-08-09
151 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
152 ASIAVEST CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-12-16
153 Asiya Investments Hong Kong Limited 2 4 6 66.67 2012-07-06
154 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
155 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
156 Aspenwood Capital Limited 2 2 4 50.00 2016-11-15
157 ASPIRE Multi-Family Office Limited 2 0 2 0.00 2016-11-08
158 ASSET DYNAMIC MANAGEMENT LIMITED 1 1 2 50.00
159 ASSET MANAGEMENT GROUP LIMITED 3 31 34 91.18 2006-01-17
160 Asset Management One Hong Kong Limited 2 2 4 50.00 2013-02-21
161 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
162 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
163 Astrum Capital Management Limited (HK) 6 14 20 70.00 2005-07-08
164 Asymmetrics Capital Management Limited 2 0 2 0.00 2016-05-27
165 ATHENA WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2008-04-25
166 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
167 Athos Capital Limited 2 4 6 66.67 2012-03-20
168 Atlantic Asset Management Limited 3 2 5 40.00 2013-11-06
169 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
170 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 7 10 70.00
171 AtomVest Limited 3 1 4 25.00 2016-04-27
172 Atta Capital Limited 2 0 2 0.00 2016-10-11
173 AUDREY CHOW SECURITIES LIMITED 2 6 8 75.00
174 Aurora Borealis Investment Services Limited 2 2 4 50.00 2016-05-18
175 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2013-11-22
176 Austen Capital Management Limited 1 0 1 0.00 2010-06-30
177 Austin Asia Securities Limited 3 2 5 40.00 2012-11-14
178 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
179 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
180 AVALOK CAPITAL LIMITED 3 6 9 66.67 2012-05-31
181 AVANTA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
182 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
183 Avenue Asset Management Limited (HK) 2 7 9 77.78 2015-08-27
184 Averest Capital Limited 3 2 5 40.00
185 Avia Asset Management Limited 3 2 5 40.00
186 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 17 19 89.47 2006-01-25
187 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
188 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
189 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 18 24 75.00
190 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
191 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
192 Axis Capital Management Limited 2 2 4 50.00
193 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
194 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 1 3 33.33 2015-08-05
195 Azentus Capital Management Limited 3 2 5 40.00 2011-02-21
196 Azurewing Limited (HK) 3 2 5 40.00 2011-10-25
197 Bach Option Limited 2 1 3 33.33 2013-06-10
198 Baillie Gifford Asia (Hong Kong) Limited 3 4 7 57.14 2015-12-16
199 Bain Capital Public Equity (Asia) Limited 1 0 1 0.00 2015-09-07
200 BAIYI CAPITAL (ASIA) LIMITED 2 0 2 0.00 2016-11-30
201 BALI SECURITIES CO. LIMITED 2 1 3 33.33
202 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2004-08-13
203 Balyasny Asset Management (Hong Kong) Limited 2 20 22 90.91 2008-03-03
204 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
205 BANDS Financial Limited 3 3 6 50.00 2015-10-13
206 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
207 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
208 BARCLAYS CAPITAL ASIA LIMITED 16 130 146 89.04 2005-01-12
209 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 26 35 74.29 2003-08-29
210 Barings Investment Advisers (Hong Kong) Limited 4 5 9 55.56 2009-05-08
211 BASIC ASSET MANAGEMENT LIMITED 3 1 4 25.00 2010-08-04
212 Bauhinia Capital Partners Limited 2 5 7 71.43 2012-01-09
213 BC Global Asset Management Limited 4 2 6 33.33 2015-11-03
214 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
215 BCT Financial Limited 3 71 74 95.95 2010-11-24
216 BDA PARTNERS (HK) LIMITED 4 4 8 50.00 2016-02-03
217 BEA Union Investment Management Limited 5 22 27 81.48
218 Beagle Asset Management Company Limited 2 0 2 0.00 2016-04-19
219 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
220 Beevest Fortune Asset Management Limited 2 0 2 0.00 2012-08-15
221 Beevest Securities Limited 3 7 10 70.00
222 BEI ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2016-09-20
223 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
224 Beijing Securities Limited 5 9 14 64.29 2008-11-07
225 Bell Potter Securities (HK) Limited 3 0 3 0.00 2012-10-29
226 Belvest Investment Services Limited 3 2 5 40.00 2014-06-23
227 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 63.64 2004-10-26
228 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
229 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
230 Bentley Capital Limited (HK) 3 0 3 0.00
231 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
232 BERICH BROKERAGE LIMITED 4 8 12 66.67
233 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
234 BETA INTERNATIONAL SECURITIES LIMITED 2 7 9 77.78
235 BFAM Partners (Hong Kong) Limited 3 14 17 82.35 2012-03-30
236 BFIN Private Advisors (Hong Kong) Limited 3 8 11 72.73 2014-02-21
237 BG Asset Management Limited 2 1 3 33.33 2014-05-27
238 BGC SECURITIES (HONG KONG) LLC 2 27 29 93.10 2008-06-25
239 Big Bay Asset Management (HK) Limited 2 0 2 0.00 2013-09-19
240 BIG BAY SECURITIES (HK) LIMITED 2 2 4 50.00 2011-07-07
241 BIN YUAN CAPITAL LIMITED 2 2 4 50.00 2012-12-17
242 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
243 Black Dragon Asset Management Limited 2 2 4 50.00 2011-07-27
244 Black Marble Securities Limited 4 20 24 83.33
245 BlackRock Asset Management North Asia Limited 10 179 189 94.71 2003-12-16
246 BLACKSTONE GROUP (HK) LIMITED (THE) 5 50 55 90.91 2008-10-14
247 Blackwell Global Futures Limited 3 4 7 57.14 2016-11-07
248 Blackwell Global Securities Limited 2 4 6 66.67 2016-11-07
249 BLOOMYEARS LIMITED 3 2 5 40.00
250 Blue Lotus Capital Advisors Limited 2 0 2 0.00 2015-10-12
251 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
252 BLUE POOL CAPITAL LIMITED 2 12 14 85.71 2009-11-17
253 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
254 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
255 Bluemount Asset Management Limited 2 0 2 0.00 2016-11-22
256 Bluemount Securities Limited 3 0 3 0.00 2016-11-30
257 BLUESTONE SECURITIES (HK) CO., LIMITED 3 4 7 57.14 2015-04-24
258 BMI FUNDS MANAGEMENT LIMITED 4 15 19 78.95 2010-09-10
259 BMI Securities Limited 2 12 14 85.71 2011-03-14
260 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
261 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 4 9 44.44 2010-11-03
262 BNP PARIBAS SECURITIES (ASIA) LIMITED 10 223 233 95.71 2011-09-06
263 BNY Mellon Investment Management Hong Kong Limited 8 15 23 65.22 2008-06-06
264 BOA Global Asset Management Limited 2 0 2 0.00 2016-07-13
265 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
266 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
267 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
268 BOCHK Asset Management Limited 4 26 30 86.67 2010-12-15
269 BOCI ASIA LIMITED 19 92 111 82.88
270 BOCI COMMODITIES & FUTURES LIMITED 2 8 10 80.00 2004-11-17
271 BOCI RESEARCH LIMITED 4 35 39 89.74
272 BOCI SECURITIES LIMITED 20 398 418 95.22 2004-03-01
273 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 102 110 92.73 2007-07-04
274 BOCOM International (Asia) Limited 7 39 46 84.78 2007-09-21
275 BOCOM International Asset Management Limited 3 22 25 88.00 2007-09-13
276 BOCOM International Securities Limited 15 217 232 93.53 2007-09-10
277 BOCOM MPF & Financial Services Company Limited 4 19 23 82.61 2012-06-25
278 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 2 5 40.00 2013-11-29
279 BOKHARY SECURITIES LIMITED 2 9 11 81.82
280 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
281 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
282 Bonus Eventus Securities Limited 2 6 8 75.00 2015-11-03
283 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
284 BOSC International Company Limited 6 13 19 68.42 2015-01-09
285 Bosen Asset Management Limited 3 1 4 25.00 2010-03-11
286 Bosera Asset Management (International) Co., Limited 3 20 23 86.96 2010-11-05
287 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
288 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
289 Boyu Capital Investment Management Co., Limited 2 4 6 66.67 2014-11-28
290 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
291 Bradbury Securities Limited 2 7 9 77.78
292 Bradesco Securities Hong Kong Limited 2 3 5 60.00 2012-03-05
293 Bravia Capital Advisors (HK) Limited 2 2 4 50.00 2016-10-12
294 BREVAN HOWARD (HONG KONG) LIMITED 2 15 17 88.24 2004-07-12
295 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 3 3 6 50.00 2013-09-06
296 Bright Fund Management Limited 3 63 66 95.45
297 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
298 Bright Smart Asset Management Limited 3 1 4 25.00 2012-03-26
299 BRIGHT SMART FOREX LIMITED 2 8 10 80.00 2013-03-11
300 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 6 124 130 95.38 2011-02-15
301 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 150 155 96.77 2009-10-05
302 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
303 BrightSphere (Asia-Pacific) Limited (b2015-12-11) 3 1 4 25.00 2016-07-29
304 Brilliance Asset Management Limited 2 2 4 50.00 2014-03-19
305 Brilliant Corporate Finance Limited 1 0 1 0.00 2014-10-31
306 Brilliant Norton Securities Company Limited 3 4 7 57.14 2011-12-01
307 BROOKE CAPITAL LIMITED 2 0 2 0.00
308 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 20 24 83.33 2011-01-04
309 BTIG Hong Kong Limited 3 20 23 86.96 2008-04-15
310 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2015-08-28
311 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
312 BULLISH SECURITIES LIMITED 2 8 10 80.00
313 BUSINESS FUTURES LIMITED 3 4 7 57.14
314 BUSINESS SECURITIES LIMITED 3 12 15 80.00
315 C.M. Capital Advisors (HK) Limited 5 0 5 0.00 2016-07-06
316 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
317 C.P. SECURITIES INTERNATIONAL LIMITED 2 2 4 50.00
318 CACHET ASSET MANAGEMENT LIMITED 2 5 7 71.43 2015-01-13
319 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
320 CAIIS Limited 4 32 36 88.89 2006-05-23
321 Caitong International Asset Management Co., Limited 3 13 16 81.25 2013-05-20
322 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 37 42 88.10 2012-08-01
323 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
324 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 40.00 2010-09-13
325 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
326 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
327 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
328 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 15 22 68.18 2004-07-15
329 CAPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-05-23
330 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
331 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2007-08-24
332 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
333 CAPITAL GLOBAL MANAGEMENT LIMITED 3 31 34 91.18 2005-09-17
334 Capital Instinct Limited 3 0 3 0.00 2011-05-25
335 Capital International, Inc. 4 39 43 90.70 2007-07-03
336 Capstone Financial (HK) Limited 4 2 6 33.33 2010-03-12
337 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
338 CARDINALASIA CONSULTING LIMITED 3 8 11 72.73 2003-06-27
339 Carlyle Global Credit (Asia) Limited 2 5 7 71.43 2015-04-02
340 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 1 4 25.00 2012-04-30
341 Carnegie Hill Capital Partners Limited 2 4 6 66.67 2015-11-25
342 Carret Private Capital Limited 3 2 5 40.00 2007-05-28
343 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
344 Carrington Asset Management Limited 2 0 2 0.00 2016-12-01
345 CASH Algo Finance Group Limited 3 3 6 50.00 2016-06-08
346 CASH ASSET MANAGEMENT LIMITED 4 15 19 78.95 2005-03-30
347 CASH Wealth Management Limited 4 21 25 84.00 2011-01-17
348 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 77.78 2007-11-27
349 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
350 CBH Asia Limited 4 5 9 55.56 2010-09-24
351 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
352 CBRE Clarion Securities HKG Limited 2 1 3 33.33 2008-01-04
353 CBRE Investment Management (Asia) Limited 2 2 4 50.00 2016-01-05
354 CC Finance Limited 2 9 11 81.82 2006-04-20
355 CC Real Estate Advisory Limited 2 2 4 50.00 2010-08-04
356 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
357 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
358 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 15 70 85 82.35 2005-11-29
359 CCB INTERNATIONAL CAPITAL LIMITED 13 82 95 86.32 2004-05-27
360 CCB INTERNATIONAL SECURITIES LIMITED 21 62 83 74.70 2005-08-19
361 CCB Securities Limited 4 4 8 50.00 2016-06-20
362 CCTIC International Limited 3 1 4 25.00 2010-06-28
363 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 9 20 29 68.97 2007-08-23
364 CEB International Asset Management Corporation Limited 2 0 2 0.00 2016-12-21
365 CEB International Capital Corporation Limited 5 14 19 73.68 2015-12-22
366 Celera Markets Limited 2 3 5 60.00 2008-08-12
367 CELESTIAL CAPITAL LIMITED 2 8 10 80.00
368 CELESTIAL COMMODITIES LIMITED 6 113 119 94.96
369 CELESTIAL SECURITIES LIMITED 6 189 195 96.92
370 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
371 CENTALINE SECURITIES LIMITED 3 47 50 94.00 2011-10-07
372 CENTALINE WEALTH MANAGEMENT LIMITED 5 58 63 92.06 2004-04-02
373 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
374 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2016-07-11
375 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
376 Central China International Securities Co., Limited 4 11 15 73.33 2015-07-13
377 Central Universe Futures Limited 3 4 7 57.14 2013-10-28
378 CENTRAL WEALTH FUTURES LIMITED 2 1 3 33.33 2016-02-25
379 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 4 6 66.67 2015-06-11
380 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
381 CENTURION CORPORATE FINANCE LIMITED 2 0 2 0.00
382 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
383 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
384 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
385 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
386 CERES CAPITAL LIMITED 2 0 2 0.00
387 CES Capital International (Hong Kong) Co., Limited 6 10 16 62.50 2008-03-20
388 CES Commodities (HK) Limited 4 267 271 98.52
389 CES Forex (HK) Limited 3 151 154 98.05
390 CF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-10-20
391 CF GLOBAL (HK) LIMITED 3 2 5 40.00 2006-11-22
392 CF SECURITIES LIMITED 2 3 5 60.00 2016-01-05
393 CG Partners Asset Management Co., Limited 3 4 7 57.14 2015-09-01
394 CGS International Securities Hong Kong Limited 11 50 61 81.97
395 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
396 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
397 Chanceton Capital Partners Limited 5 4 9 44.44
398 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
399 Changjiang Corporate Finance (HK) Limited 4 12 16 75.00 2012-06-29
400 Changjiang Futures (HK) Limited 2 17 19 89.47 2012-02-13
401 Changjiang Securities Brokerage (HK) Limited 6 29 35 82.86 2011-12-13
402 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
403 Channel 8 Wealth Management Limited 4 14 18 77.78 2010-01-27
404 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 5 7 71.43
405 ChaoShang Securities Limited 2 3 5 60.00 2016-05-12
406 ChapmanCraig Limited 2 0 2 0.00
407 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
408 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 76.92
409 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
410 CHARLESWIN BULLION LIMITED 2 4 6 66.67 2011-11-07
411 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
412 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
413 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
414 CHEETAH ADVISORS LIMITED 2 1 3 33.33
415 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2014-02-07
416 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
417 CHEONG LEE SECURITIES LIMITED 3 9 12 75.00 2005-11-24
418 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
419 CHIEF COMMODITIES LIMITED 4 80 84 95.24 2006-05-17
420 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
421 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
422 CHIEF SECURITIES LIMITED 8 156 164 95.12 2006-04-20
423 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
424 China AF Corporate Finance Limited 3 2 5 40.00 2016-02-01
425 China Alpha Fund Management (HK) Limited 5 6 11 54.55 2010-05-31
426 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
427 China Asset Management (Hong Kong) Limited 3 35 38 92.11 2008-12-10
428 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
429 China Chengtong (Hong Kong) Asset Management Company Limited 3 3 6 50.00 2016-07-06
430 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
431 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
432 China Credit International Securities Co., Limited 1 0 1 0.00 2016-09-06
433 CHINA DEMETER SECURITIES LIMITED 5 7 12 58.33 2010-10-18
434 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
435 China Enterprise Securities Company Limited 3 6 9 66.67 2011-01-27
436 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 5 24 29 82.76 2016-06-15
437 CHINA EVERBRIGHT CAPITAL LIMITED 4 24 28 85.71 2005-05-09
438 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
439 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
440 China Everbright Investment Management Limited 2 12 14 85.71 2007-07-03
441 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
442 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
443 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-06-22
444 China Finance Holdings Limited 1 0 1 0.00
445 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-01-07
446 China Finance KAB Limited 3 15 18 83.33 2004-12-23
447 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
448 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 7 10 70.00 2013-02-25
449 China Galaxy International Futures (Hong Kong) Co., Limited 4 95 99 95.96 2011-12-14
450 China Galaxy International Securities (Hong Kong) Co., Limited 15 161 176 91.48 2011-09-12
451 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
452 CHINA GLORY SECURITIES COMPANY LIMITED 2 7 9 77.78 2013-07-09
453 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
454 CHINA HANYA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2008-04-22
455 China Hong Kong Capital Asset Management Company Limited 3 1 4 25.00
456 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 6 11 54.55 2012-04-27
457 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 10 112 122 91.80 2012-01-06
458 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64 2013-01-09
459 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 50 56 89.29 2012-07-13
460 China Innovation Capital Limited 2 3 5 60.00 2014-07-17
461 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 20 24 83.33 2006-07-03
462 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 40 44 90.91 2011-04-26
463 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 441 472 93.43 2008-08-20
464 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
465 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
466 China International Securities Limited 2 0 2 0.00 2016-12-01
467 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
468 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 6 20 26 76.92 2006-12-08
469 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
470 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
471 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 98 105 93.33
472 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 206 231 89.18 2005-02-15
473 China Orient International Asset Management Limited 6 18 24 75.00 2012-05-15
474 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
475 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
476 CHINA POINT STOCK BROKERS LIMITED 1 0 1 0.00
477 China Post & Capital Global Asset Management Limited 2 1 3 33.33 2016-04-08
478 China Prospect Securities Limited 2 2 4 50.00 2016-01-22
479 CHINA QIANHAI ZHONGJIN SECURITIES LIMITED 2 3 5 60.00 2016-11-03
480 China Re Asset Management (Hong Kong) Company Limited 3 11 14 78.57 2015-05-14
481 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
482 China Renaissance Securities (Hong Kong) Limited 10 20 30 66.67 2012-10-24
483 China Reserve Securities Limited 3 4 7 57.14
484 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-08-28
485 China Securities (International) Asset Management Company Limited 5 12 17 70.59 2013-02-22
486 China Securities (International) Brokerage Company Limited 10 81 91 89.01 2013-04-24
487 China Securities (International) Corporate Finance Company Limited 6 48 54 88.89 2013-04-08
488 China Silver Asset Management (Hong Kong) Limited 2 5 7 71.43 2009-12-02
489 CHINA SKY SECURITIES LIMITED 2 6 8 75.00
490 China Sunrise Asset Management Limited 2 4 6 66.67 2014-10-09
491 China Sunrise Capital Limited 2 4 6 66.67 2016-10-25
492 China Sunrise Securities (International) Limited 3 6 9 66.67 2015-11-27
493 CHINA SYSTEM SECURITIES LIMITED 3 10 13 76.92 2005-07-07
494 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
495 China Tonghai (IA) Limited 1 0 1 0.00
496 China Transfer Capital Investment Limited 2 0 2 0.00 2016-11-24
497 China Universal Asset Management (Hong Kong) Company Limited 6 13 19 68.42 2010-02-19
498 China Vered Asset Management (Hong Kong) Limited 4 10 14 71.43 2012-04-17
499 China Vered Securities Limited 3 10 13 76.92 2013-12-03
500 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 9 13 69.23 2007-04-20
501 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2006-05-23
502 China-Hong Kong Link Securities Company Limited 2 3 5 60.00 2015-09-30
503 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
504 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
505 CHN International Group Limited 3 0 3 0.00 2010-02-22
506 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
507 CHONG HING COMMODITIES AND FUTURES LIMITED 3 21 24 87.50
508 CHONG HING SECURITIES LIMITED 3 65 68 95.59
509 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
510 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
511 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
512 CHRISTFUND FUTURES LIMITED 3 2 5 40.00
513 CHRISTFUND SECURITIES LIMITED 3 18 21 85.71
514 Chuenman Securities Limited 2 1 3 33.33 2016-08-08
515 CHUNG LEE SECURITIES COMPANY LIMITED 2 1 3 33.33
516 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
517 CICC US Securities (Hong Kong) Limited 2 15 17 88.24 2011-05-25
518 CIFM Asset Management (Hong Kong) Limited 4 6 10 60.00 2011-07-20
519 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67
520 CINDA INTERNATIONAL CAPITAL LIMITED 0 1 1 100.00
521 CINDA INTERNATIONAL FUTURES LIMITED 4 39 43 90.70
522 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
523 CINDA INTERNATIONAL SECURITIES LIMITED 4 89 93 95.70
524 Circle Six Capital (Hong Kong) Limited 2 0 2 0.00 2016-09-21
525 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 19 25 76.00 2007-12-07
526 Citadel Asia Limited 3 9 12 75.00 2005-10-21
527 Citadel Securities (Hong Kong) Limited 3 9 12 75.00 2009-04-09
528 Cithara Investment International Limited 2 0 2 0.00 2016-07-18
529 CITIC Futures International Company Limited 2 9 11 81.82 2015-08-31
530 CITIC Securities (Hong Kong) Limited 11 60 71 84.51
531 CITIC Securities Asset Management (HK) Limited 4 17 21 80.95 2008-08-01
532 CITIC Securities Brokerage (HK) Limited 12 228 240 95.00
533 CITIC Securities CLSA Capital Partners (HK) Limited 3 10 13 76.92
534 CITIC Securities Futures (HK) Limited 7 112 119 94.12
535 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
536 Citigroup Global Markets Asia Limited 24 553 577 95.84 2008-03-31
537 CITY CREDIT CAPITAL (HK) LIMITED 3 5 8 62.50 2012-10-16
538 City Financial Investment Company (Hong Kong) Limited 3 1 4 25.00 2013-12-03
539 Claren Road Asia Limited 1 2 3 66.67 2009-03-30
540 CLC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-11-10
541 CLC FUTURES LIMITED 3 7 10 70.00 2014-10-29
542 CLC International Limited 6 9 15 60.00 2012-12-07
543 CLC SECURITIES LIMITED 4 11 15 73.33 2008-06-16
544 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
545 CloudAlpha Capital Management Limited 3 0 3 0.00 2015-03-05
546 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2014-11-18
547 CLSA LIMITED 22 264 286 92.31 2013-07-09
548 CLSA Premium International (HK) Limited 3 8 11 72.73 2004-10-20
549 CMB International Asset Management Limited 5 10 15 66.67 2010-05-26
550 CMB International Capital Limited 8 46 54 85.19 2010-09-07
551 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
552 CMB International Global Markets Limited 2 0 2 0.00
553 CMB International Securities Limited 9 54 63 85.71 2010-06-15
554 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-02-22
555 CMBC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00 2015-12-11
556 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 13 18 72.22 2010-08-20
557 CMBC International Securities Limited 4 3 7 42.86 2016-11-30
558 CMBC SECURITIES COMPANY LIMITED 7 23 30 76.67 2008-01-24
559 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
560 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 14 18 77.78 2009-03-31
561 CMS CAPITAL (HK) CO., LIMITED 3 7 10 70.00 2004-05-06
562 CN CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-06-01
563 CN FIRST INTERNATIONAL FUTURES LIMITED 2 4 6 66.67 2013-09-25
564 CNCB (Hong Kong) Capital Limited 4 9 13 69.23 2010-10-27
565 CNI Global Assets Management Limited (HK) 2 1 3 33.33 2015-06-02
566 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
567 CNI Securities Group Limited 3 13 16 81.25 2009-12-15
568 COFCO Asset Management (International) Company Limited 3 2 5 40.00 2013-02-05
569 Cofes China Limited 2 0 2 0.00 2016-04-29
570 COHEN & STEERS ASIA LIMITED 6 4 10 40.00 2005-07-29
571 COL Securities (HK) Limited 2 1 3 33.33
572 COMGEST FAR EAST LIMITED 4 2 6 33.33 2014-11-03
573 COMMENCE COMPANY LIMITED 2 0 2 0.00
574 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
575 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
576 Complus Asset Management Limited 3 8 11 72.73 2011-05-25
577 Composite Capital Management (HK) Limited 3 3 6 50.00 2016-06-17
578 COMPRADOR LIMITED (HK) 3 7 10 70.00 2015-04-08
579 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 33 35 94.29 2008-12-17
580 Conning Asia Pacific Limited 4 17 21 80.95 2012-02-24
581 Constance Capital Limited (HK) 2 0 2 0.00 2016-12-19
582 Constellar Capital Partners Hong Kong Limited 3 2 5 40.00 2015-11-09
583 Continuum Capital Limited 2 2 4 50.00 2013-03-07
584 Convera Hong Kong Limited 2 17 19 89.47 2016-05-20
585 CONVOY CAPITAL HONG KONG LIMITED 3 7 10 70.00 2012-08-23
586 Coordinates Capital Management Limited 3 2 5 40.00 2016-08-19
587 Core Capital Securities Limited 2 0 2 0.00 2016-06-21
588 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
589 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 198 206 96.12 2016-07-01
590 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
591 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 115 118 97.46
592 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
593 CORNERSTONE SECURITIES LIMITED 3 2 5 40.00 2016-06-13
594 Cornucopiae Asset Management Limited 2 3 5 60.00 2011-08-02
595 CORPORATE BROKERS LIMITED 4 62 66 93.94
596 CORPORATE COMMODITIES LIMITED 4 26 30 86.67
597 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
598 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
599 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
600 CR Wealth and Asset Management Limited 2 0 2 0.00 2016-02-03
601 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2008-07-09
602 Credit Agricole Securities (Asia) Limited 2 4 6 66.67
603 Credit Suisse (Hong Kong) Limited 49 452 501 90.22 2008-11-04
604 Credit Suisse Securities (Hong Kong) Limited 11 104 115 90.43 2013-07-30
605 CreditEase Wealth Management (HK) Limited 3 10 13 76.92 2013-11-06
606 Critica Capital Management Limited 2 0 2 0.00 2016-05-12
607 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
608 Crosby Securities Limited 9 16 25 64.00 2013-03-06
609 CS Wealth Securities Limited 2 5 7 71.43
610 CSC FUTURES (HK) LIMITED 5 28 33 84.85 2015-03-09
611 CSC SECURITIES (HK) LIMITED 7 31 38 81.58 2003-12-29
612 CSI Corporate Finance (HK) Limited 2 1 3 33.33 2007-08-01
613 CSI Partners HK Limited 2 3 5 60.00 2015-11-06
614 CSOP Asset Management Limited 5 38 43 88.37 2008-09-29
615 CSPI Credit Ratings Company Limited 3 0 3 0.00 2012-08-10
616 CTBC Asia Limited 4 12 16 75.00 2004-01-14
617 CTI Capital Hong Kong Limited 5 7 12 58.33 2015-01-26
618 CTW SECURITIES LIMITED 3 0 3 0.00
619 CUPOLA CAPITAL LIMITED 4 3 7 42.86
620 CVC Asia Pacific Limited 5 14 19 73.68 2009-11-16
621 CVP Asset Management Limited 1 1 2 50.00 2016-02-15
622 CVP Capital Limited (HK) 3 2 5 40.00 2014-10-22
623 CVP Securities Limited 5 6 11 54.55 2004-07-09
624 Cynergy Asset Management Limited 4 0 4 0.00 2016-01-28
625 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
626 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
627 D&R International Capital Management (Hong Kong) Limited 3 1 4 25.00 2015-01-30
628 D'Asie Asset Management Limited 2 0 2 0.00 2015-09-24
629 D. E. Shaw & Co. (Asia Pacific) Limited 3 10 13 76.92 2007-11-14
630 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
631 D.J. SECURITIES LIMITED 2 1 3 33.33
632 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 12 17 70.59 2009-10-14
633 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 5 7 12 58.33 2011-09-02
634 DAEWOO SECURITIES (HONG KONG) LIMITED 5 20 25 80.00 2012-02-17
635 DAH SING SECURITIES LIMITED 2 7 9 77.78
636 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
637 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 57.14
638 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
639 DAKIN CAPITAL LIMITED 6 10 16 62.50 2016-01-21
640 DAKIN SECURITIES LIMITED 2 3 5 60.00 2016-04-12
641 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
642 DATANG FINANCIAL HOLDING CO., LIMITED 1 0 1 0.00 2015-11-11
643 Davidson Kempner Asia Limited 2 10 12 83.33 2010-05-04
644 Dawn Capital Limited 2 1 3 33.33 2016-03-07
645 DAYOU FUTURES (HK) COMPANY LIMITED 2 6 8 75.00 2016-09-08
646 DBS ASIA CAPITAL LIMITED 8 9 17 52.94
647 DBS VICKERS (HONG KONG) LIMITED 5 116 121 95.87 2003-10-14
648 De Riva Asia Limited 3 10 13 76.92 2010-07-29
649 Deepwater Capital Limited 3 4 7 57.14 2015-05-19
650 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 29 34 85.29
651 Delphinium Capital Partners Limited 2 1 3 33.33 2016-10-24
652 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
653 DELTA ASIA SECURITIES LIMITED 3 12 15 80.00 2011-12-23
654 Delta Asia Wealth Management Limited 2 4 6 66.67
655 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
656 DES Asset Management Limited 3 1 4 25.00 2015-03-03
657 DEUTSCHE SECURITIES ASIA LIMITED 23 230 253 90.91 2004-01-08
658 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
659 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
660 DIGNARI CAPITAL PARTNERS (HK) LIMITED 4 1 5 20.00 2014-06-30
661 Direxion Asia Limited 4 0 4 0.00 2013-06-13
662 DL BROKERAGE LIMITED 3 16 19 84.21
663 DL Family Office (HK) Limited 3 3 6 50.00 2015-07-23
664 DL SECURITIES (HK) LIMITED 2 1 3 33.33 2012-09-04
665 dLab Asset Management Limited 2 0 2 0.00 2012-10-18
666 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
667 Donghai International Asset Management (Hong Kong) Limited 2 5 7 71.43 2016-06-02
668 Donghai International Futures (Hong Kong) Limited 2 5 7 71.43 2016-07-22
669 Donghai International Securities (Hong Kong) Limited 2 5 7 71.43 2016-07-27
670 Dongxing Securities (Hong Kong) Company Limited 5 26 31 83.87 2013-12-23
671 DONVEX CAPITAL LIMITED 2 6 8 75.00 2009-01-29
672 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
673 Double Haven Capital (Hong Kong) Limited 3 9 12 75.00 2007-02-16
674 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
675 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2008-01-28
676 Dragon Financial Partners Limited 2 0 2 0.00 2016-11-28
677 DRAGON INVESTMENT ADVISORY COMPANY LIMITED 3 0 3 0.00 2016-09-27
678 Dragonstone Capital Management Limited 2 0 2 0.00 2016-05-11
679 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
680 DSG Asset Management (HK) Company Limited 2 2 4 50.00 2015-11-18
681 DSG Securities (Hong Kong) Limited 2 2 4 50.00 2016-07-21
682 DST Investment Management Limited 2 4 6 66.67 2012-04-23
683 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
684 DWS Investments Hong Kong Limited 10 28 38 73.68 2016-03-18
685 Dymon Asia Capital (HK) Limited 4 13 17 76.47 2011-08-31
686 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 33 40 82.50 2009-01-02
687 EAA SECURITIES LIMITED 2 1 3 33.33
688 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
689 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
690 EAST ASIA FUTURES LIMITED 4 7 11 63.64
691 EAST ASIA SECURITIES COMPANY LIMITED 4 66 70 94.29
692 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
693 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
694 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
695 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
696 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
697 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
698 Eclipse Options (HK) Limited 7 16 23 69.57 2007-05-31
699 Eddid Securities and Futures Limited 2 0 2 0.00 2016-12-14
700 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 25.00 2008-02-26
701 Edmond de Rothschild Securities (Hong Kong) Limited 2 1 3 33.33 2011-10-20
702 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
703 EFM ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-11-04
704 eFusion Capital Limited 2 4 6 66.67 2014-06-06
705 EIG Global Energy (Asia) Limited 3 2 5 40.00 2012-02-08
706 EIP Alpha Limited 3 5 8 62.50 2014-02-12
707 Elements Advisors Limited 2 2 4 50.00 2010-06-08
708 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00 2015-12-22
709 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-12-20
710 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
711 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
712 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
713 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
714 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
715 Elpis Capital Limited 2 1 3 33.33 2015-01-09
716 ELSTONE SECURITIES LIMITED 3 0 3 0.00
717 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
718 EMP CAPITAL LIMITED 2 0 2 0.00 2016-12-02
719 Emperio Securities And Assets Management Limited 2 0 2 0.00 2016-10-04
720 Emperor Asset Management Limited 3 2 5 40.00 2009-11-03
721 EMPEROR CORPORATE FINANCE LIMITED 5 7 12 58.33 2009-12-24
722 EMPEROR FUTURES LIMITED 4 90 94 95.74
723 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 141 148 95.27
724 EMPEROR SECURITIES LIMITED (HK) 9 164 173 94.80
725 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
726 Encap (Global) Asset Management Limited 1 2 3 66.67 2009-03-30
727 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
728 ENHANCED INVESTMENT PRODUCTS LIMITED 3 4 7 57.14 2012-01-06
729 Enhanced Securities Limited 4 5 9 55.56 2011-08-02
730 ENLIGHTEN FUTURES LIMITED 3 11 14 78.57
731 ENLIGHTEN SECURITIES LIMITED 3 24 27 88.89
732 EnTrustPermal (Hong Kong) Limited 2 0 2 0.00 2006-03-09
733 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
734 Epigen Group (Hong Kong) Limited 3 0 3 0.00 2014-02-05
735 EQT Partners Asia Limited 5 7 12 58.33 2011-04-15
736 Equant Point Asset Management Limited 2 0 2 0.00 2016-11-11
737 Equities First Holdings Hong Kong Limited 2 2 4 50.00 2015-09-17
738 Essence Asset Management (Hong Kong) Limited 2 8 10 80.00 2010-08-19
739 Essence Corporate Finance (Hong Kong) Limited 5 7 12 58.33 2010-09-01
740 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
741 Essence International Securities (Hong Kong) Limited 9 80 89 89.89 2010-05-18
742 ETF Securities (HK) Limited 1 0 1 0.00 2012-08-02
743 Eton Park Asia Limited 3 6 9 66.67 2006-11-13
744 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
745 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2016-08-23
746 Eurizon Capital Asia Limited 2 0 2 0.00 2016-10-26
747 European Capital Partners (Hong Kong) Limited 1 0 1 0.00 2014-10-28
748 EUTO CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-04-28
749 EVENSTAR ADVISORS LIMITED 5 4 9 44.44 2007-04-19
750 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
751 Ever-Long Capital Management Limited (b2014-01-15) 3 10 13 76.92 2014-11-27
752 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
753 EVER-LONG SECURITIES COMPANY LIMITED 11 32 43 74.42
754 Everbright Capital Management Limited 3 1 4 25.00 2007-09-24
755 Everbright Securities Digital Finance (HK) Limited 2 13 15 86.67
756 Everbright Securities Global (HK) Limited 3 3 6 50.00
757 Everbright Securities Investment Services (HK) Limited 12 403 415 97.11
758 Evercore Asia Limited 5 14 19 73.68 2011-03-04
759 Evergain Funds Limited 2 1 3 33.33 2013-12-17
760 Evergrande Futures (Hong Kong) Limited 3 19 22 86.36 2003-11-21
761 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
762 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
763 EVERHOT SECURITIES LIMITED 3 5 8 62.50
764 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
765 Evo Capital Management Asia Limited 2 5 7 71.43 2007-08-22
766 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
767 EWARTON SECURITIES LIMITED 4 15 19 78.95
768 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
769 EXCEL INVESTMENT (HK) LIMITED 2 1 3 33.33 2014-07-21
770 Excel Shining Asia Limited 2 0 2 0.00 2016-08-01
771 EXCELLENT TIDE SECURITIES LIMITED 2 0 2 0.00 2016-10-11
772 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
773 EXS Capital Asia Limited 3 1 4 25.00 2008-06-12
774 F. R. ZIMMERN LIMITED 2 3 5 60.00
775 F.E. Corporate Finance Advisory Limited 3 2 5 40.00 2012-08-03
776 F.T.M.F. DISTRIBUTION LIMITED 5 5 10 50.00 2008-08-15
777 FACTORIAL MANAGEMENT LIMITED 3 3 6 50.00 2011-12-30
778 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
779 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
780 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
781 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
782 FAIRWIN BROKING LIMITED 3 5 8 62.50
783 Falcon Partners Limited 2 0 2 0.00 2016-08-31
784 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
785 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
786 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
787 FDB Financial Group Limited 3 6 9 66.67
788 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
789 FE SECURITIES LIMITED 2 4 6 66.67
790 Ferran Securities Limited 2 0 2 0.00 2016-09-30
791 Fidelity Management & Research (Hong Kong) Limited 10 47 57 82.46 2008-09-04
792 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
793 FIG HK (Hong Kong) Limited 1 0 1 0.00 2014-10-08
794 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
795 FIL Investment Advisors 6 101 107 94.39
796 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
797 Finet Securities Limited 3 0 3 0.00 2015-12-17
798 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
799 First Avenue Partners (Asia) Limited 2 1 3 33.33 2016-07-11
800 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
801 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
802 First Fidelity Capital (International) Limited 3 2 5 40.00 2006-04-19
803 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
804 FIRST SECURITIES (HK) LIMITED 7 36 43 83.72 2009-08-03
805 First Sentier Investors (Hong Kong) Limited 4 28 32 87.50
806 FIRST SHANGHAI CAPITAL LIMITED 3 6 9 66.67
807 FIRST SHANGHAI FUTURES LIMITED 4 35 39 89.74
808 First Shanghai Investment Management (HK) Limited 2 0 2 0.00 2015-03-18
809 FIRST SHANGHAI SECURITIES LIMITED 9 66 75 88.00
810 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
811 FITCH (HONG KONG) LIMITED 4 90 94 95.74 2011-06-01
812 FIVE STATES CAPITAL RESOURCES LIMITED 2 0 2 0.00 2016-11-09
813 Forebright Capital Management Limited 3 4 7 57.14 2014-11-25
814 Foresee Global Asset Management (HK) Limited 3 1 4 25.00 2016-07-07
815 FORMAX ASSET MANAGEMENT LIMITED 3 6 9 66.67 2014-06-10
816 FORMAX SECURITIES LIMITED 3 7 10 70.00 2014-09-12
817 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
818 Forthright Capital Management Limited 3 0 3 0.00 2015-02-02
819 FORTHRIGHT SECURITIES COMPANY LIMITED 3 3 6 50.00 2016-05-12
820 FORTUNE (HK) SECURITIES LIMITED 2 35 37 94.59
821 Fortune Asset Management Limited 3 8 11 72.73 2009-12-16
822 FORTUNE FINANCIAL CAPITAL LIMITED 3 10 13 76.92 2009-03-12
823 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-11-07
824 Fortune Origin Securities Limited 6 8 14 57.14 2009-07-09
825 Forwin Capital Management Limited 3 1 4 25.00 2014-06-17
826 Forwin Futures Group Limited 2 1 3 33.33 2016-06-22
827 Forwin Securities Group Limited 2 2 4 50.00 2015-05-19
828 Fosun Asset Management Limited 3 2 5 40.00 2016-03-03
829 Fosun International Securities Limited 6 24 30 80.00 2008-06-23
830 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
831 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2016-05-31
832 FOUNDER FUTURES (HONG KONG) LIMITED 2 11 13 84.62 2016-06-15
833 FOUNDER SECURITIES (HONG KONG) LIMITED 4 21 25 84.00 2014-12-19
834 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
835 Fountainhead Partners Company Limited 4 1 5 20.00 2015-10-12
836 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 8 37 45 82.22
837 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
838 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
839 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
840 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 6 10 60.00 2011-11-15
841 Frontpage Capital Limited 4 6 10 60.00 2015-11-10
842 Fry Group (H.K.) Limited (The) 2 2 4 50.00 2010-07-09
843 FT Securities Limited 2 9 11 81.82
844 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
845 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
846 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
847 FUBON SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2012-05-18
848 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
849 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 4 6 66.67
850 FULBRIGHT ASSET MANAGEMENT LIMITED 2 12 14 85.71 2012-03-22
851 FULBRIGHT FUTURES LIMITED 4 91 95 95.79 2005-12-05
852 FULBRIGHT SECURITIES LIMITED 7 255 262 97.33 2010-05-18
853 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-08-24
854 FULL WIN SECURITIES LIMITED 2 0 2 0.00
855 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 3 16 19 84.21 2012-09-24
856 FULLJET SECURITIES LIMITED 2 0 2 0.00
857 FUND GENESIS LIMITED 2 0 2 0.00 2016-06-23
858 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
859 Funderstone Asset Management (HK) Limited 2 1 3 33.33
860 Funderstone Futures Limited 3 14 17 82.35
861 Funderstone Securities Limited 4 14 18 77.78
862 FUSION WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2016-09-26
863 Futu Securities International (HONG KONG) Limited 4 15 19 78.95 2012-10-04
864 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
865 Future Growth Financial Services Limited 5 12 17 70.59 2010-04-08
866 FWD Financial Planning Limited (HK) 3 113 116 97.41 2011-01-25
867 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
868 FXG Asset Management Limited 2 0 2 0.00 2016-11-15
869 G. H. Financials (Hong Kong) Limited 2 2 4 50.00 2013-12-09
870 Gain Capital - Forex.com Hong Kong Limited 3 10 13 76.92 2009-07-22
871 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 17 19 89.47 2005-02-16
872 GAINWELL SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-08-21
873 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 77.78
874 GAM HONG KONG LIMITED 6 12 18 66.67
875 Gamma Consortium Limited (The) 2 0 2 0.00 2016-10-03
876 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
877 GAOYU SECURITIES LIMITED 5 12 17 70.59
878 Gary Cheng Securities Limited 3 8 11 72.73 2015-12-02
879 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
880 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
881 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
882 GCAM Limited 2 2 4 50.00 2004-10-19
883 GCIS LIMITED 2 0 2 0.00 2007-05-16
884 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
885 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
886 Gen2 Partners Limited 3 1 4 25.00 2008-10-06
887 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
888 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
889 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 0 2 0.00 2013-12-02
890 Genting Securities Limited 3 0 3 0.00 2012-05-18
891 GEO Securities Limited 2 28 30 93.33 2013-05-03
892 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
893 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-12-16
894 GET NICE CAPITAL LIMITED 2 1 3 33.33
895 GET NICE FUTURES COMPANY LIMITED 3 35 38 92.11
896 GET NICE SECURITIES LIMITED 6 81 87 93.10
897 GF Asset Management (Hong Kong) Limited 4 16 20 80.00 2007-11-08
898 GF Capital (Hong Kong) Limited 6 32 38 84.21 2007-01-31
899 GF FUTURES (HONG KONG) CO., LIMITED 3 39 42 92.86 2007-02-16
900 GF International Investment Management Limited 2 14 16 87.50 2011-09-08
901 GF Securities (Hong Kong) Brokerage Limited 11 152 163 93.25 2007-01-31
902 GFI (HK) SECURITIES L.L.C. 2 20 22 90.91 2007-06-18
903 GFM Group Limited (HK) 2 0 2 0.00 2016-10-06
904 GIGA (HONG KONG) LIMITED 2 0 2 0.00
905 Ginger Capital Advisory Limited 2 0 2 0.00 2011-06-01
906 GL Advisors Hong Kong Limited 2 2 4 50.00 2015-08-24
907 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
908 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
909 GLG Partners Hong Kong Limited 2 2 4 50.00 2010-11-30
910 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
911 Global Prime Partners (Asia) Limited 2 3 5 60.00 2015-08-05
912 Global Value Chain Investment Corporation Limited 2 2 4 50.00 2015-02-02
913 GLOBAL VISION CAPITAL LIMITED 2 0 2 0.00 2016-12-12
914 Glory Sun Securities Limited 7 30 37 81.08 2012-09-18
915 GLS SECURITIES LIMITED 3 3 6 50.00
916 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
917 GMT RESEARCH LIMITED (HK) 2 2 4 50.00 2014-10-10
918 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
919 GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED 2 0 2 0.00 2016-11-09
920 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
921 Goldbridge Securities Limited 2 0 2 0.00
922 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
923 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 1 1 2 50.00 2008-12-02
924 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
925 Golden Hen Securities and Futures Limited 3 4 7 57.14 2010-05-13
926 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 3 6 50.00
927 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
928 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
929 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 3 6 50.00 2012-03-30
930 Golden Rich Securities Limited 4 10 14 71.43 2016-04-06
931 GOLDENWAY SECURITIES COMPANY LIMITED 2 2 4 50.00
932 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
933 Goldhorse Securities Limited 2 0 2 0.00 2015-10-19
934 Goldin Equities Limited 3 4 7 57.14 2008-12-17
935 Goldin Financial Limited 2 2 4 50.00 2009-06-01
936 GOLDLINK SECURITIES LIMITED 3 2 5 40.00 2016-08-15
937 GOLDMAN SACHS (ASIA) L.L.C. 48 781 829 94.21
938 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 18 396 414 95.65 2016-10-11
939 Goldman Sachs Asset Management (Hong Kong) Limited 7 47 54 87.04 2016-06-24
940 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
941 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
942 Goldyard Capital Limited 2 2 4 50.00
943 Gong Ping Futures Limited 2 13 15 86.67 2011-11-22
944 Gong Ping Securities Limited 2 13 15 86.67 2010-12-08
945 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
946 GPB Financial Services Hong Kong Limited 2 4 6 66.67 2015-12-15
947 Grace Financial Limited (HK) 4 2 6 33.33 2008-02-13
948 Gram Capital Limited 4 3 7 42.86 2014-03-12
949 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 9 11 81.82
950 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-27
951 Grand Cartel Securities Company Limited 4 2 6 33.33
952 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
953 Grand China Securities Limited 2 5 7 71.43 2012-05-03
954 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 0.00 2016-11-01
955 Grand Moore Capital Limited 3 3 6 50.00 2015-12-22
956 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 7 10 70.00
957 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED 2 3 5 60.00 2016-08-18
958 GRAND PARTNERS SECURITIES LIMITED 2 0 2 0.00 2016-12-29
959 GRAND VIEW SECURITIES LIMITED 2 0 2 0.00 2016-12-16
960 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
961 GRANSING SECURITIES CO., LIMITED 5 15 20 75.00
962 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
963 GREAT BAY SECURITIES LIMITED 3 0 3 0.00
964 Great Wall Pan Asia Asset Management Limited 3 11 14 78.57 2014-05-13
965 Greater China Asset Management (HK) Limited (b2011-10-21) 2 1 3 33.33 2012-08-06
966 Greater China Securities Limited (b1999-04-26) 2 6 8 75.00
967 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 0 3 0.00
968 GREATPAGE CAPITAL COMPANY LIMITED 2 1 3 33.33 2016-05-13
969 Green Capital Limited (HK) 3 1 4 25.00 2016-07-08
970 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
971 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
972 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
973 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
974 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
975 Grey Investment Limited 2 2 4 50.00 2012-02-21
976 Grit Securities Limited 2 1 3 33.33
977 GROW Asset Management (HK) Limited 2 2 4 50.00 2015-01-09
978 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
979 GSI FINANCE GROUP LIMITED 1 0 1 0.00 2011-03-18
980 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
981 GT CAPITAL LIMITED 4 8 12 66.67
982 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
983 Guard Capital Management Limited 2 5 7 71.43 2014-07-07
984 Gulf Line Capital Advisors Limited 2 4 6 66.67 2015-08-27
985 Guo Tong Capital Management Company Limited 2 1 3 33.33 2010-05-24
986 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
987 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2009-03-20
988 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
989 Guosen Securities (HK) Brokerage Company, Limited 4 55 59 93.22 2010-02-26
990 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 7 12 58.33 2010-06-30
991 GUOTAI GLOBAL INVESTMENTS LIMITED 3 1 4 25.00 2015-08-19
992 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 18 22 81.82 2004-11-29
993 GUOTAI JUNAN CAPITAL LIMITED 10 39 49 79.59
994 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-05-29
995 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 83 87 95.40 2010-11-26
996 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
997 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 12 198 210 94.29
998 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
999 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2007-11-28
1000 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2014-10-30
1001 GUOYUAN FUTURES (HONG KONG) LIMITED 5 58 63 92.06 2007-11-29
1002 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 81 85 95.29 2007-01-30
1003 Hafoo Securities Limited 3 8 11 72.73 2009-12-09
1004 Haitong Futures Hong Kong Limited 2 6 8 75.00 2016-07-07
1005 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 22 26 84.62 2008-07-03
1006 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 29 33 87.88
1007 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 12 15 80.00 2008-07-24
1008 HAITONG INTERNATIONAL CAPITAL LIMITED 10 39 49 79.59
1009 HAITONG INTERNATIONAL FUTURES LIMITED 8 275 283 97.17
1010 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 26 30 86.67 2005-11-15
1011 HAITONG INTERNATIONAL RESEARCH LIMITED 3 37 40 92.50
1012 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 19 407 426 95.54 2003-09-30
1013 HALCYON CAPITAL LIMITED (HK) 3 7 10 70.00 2012-12-06
1014 HALCYON SECURITIES LIMITED 4 9 13 69.23 2013-01-28
1015 Hamilton Asset Management Limited (HK) 4 1 5 20.00 2016-05-31
1016 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1017 HAMON ASIAN ADVISORS LIMITED 4 7 11 63.64
1018 HAMON ASSET MANAGEMENT LIMITED 4 7 11 63.64
1019 HAMON INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
1020 HANG SENG FUTURES LIMITED 3 6 9 66.67
1021 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 44 50 88.00
1022 HANG SENG INVESTMENT SERVICES LIMITED 3 18 21 85.71
1023 HANG SENG SECURITIES LIMITED 5 15 20 75.00
1024 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1025 Hang Tang International Capital Management Limited 2 5 7 71.43 2016-05-23
1026 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1027 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1028 HANTEC SECURITIES CO., LIMITED 2 15 17 88.24
1029 Hao Advisors Management Limited 2 0 2 0.00 2015-05-12
1030 Hao Tian Asset Management Limited 2 0 2 0.00 2016-12-09
1031 Hao Tian International Futures Limited 3 7 10 70.00 2016-10-06
1032 Hao Tian International Securities Limited 4 7 11 63.64
1033 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1034 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1035 Harmony Advisors Limited 3 1 4 25.00 2014-01-28
1036 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
1037 Harmony Capital Global Asset Management Limited 2 0 2 0.00 2016-11-16
1038 HARRIS FRASER (INTERNATIONAL) LIMITED 4 35 39 89.74
1039 Harvest Global Capital Investments Limited 2 3 5 60.00 2016-10-28
1040 HARVEST GLOBAL INVESTMENTS LIMITED 5 42 47 89.36 2009-02-16
1041 HD Capital Limited 2 2 4 50.00 2015-12-14
1042 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-05-21
1043 HEAD & SHOULDERS SECURITIES LIMITED 4 11 15 73.33 2008-03-27
1044 Hedgestone Capital Group (H.K.) Co., Limited 2 3 5 60.00 2015-05-12
1045 Heitman HK Limited 2 2 4 50.00 2012-12-05
1046 Heitman International HK Limited 2 2 4 50.00 2014-02-18
1047 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1048 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
1049 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
1050 HENIK SECURITIES LIMITED 2 10 12 83.33
1051 HENYEP SECURITIES LIMITED 3 11 14 78.57
1052 Herald Energy Capital (HK) Limited 3 0 3 0.00 2016-08-19
1053 HERCULES CAPITAL LIMITED (b2002-05-21) 3 0 3 0.00
1054 HERMES SECURITIES LIMITED 2 9 11 81.82
1055 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
1056 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1057 HF Securities and Futures Limited 3 1 4 25.00 2015-10-28
1058 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1059 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 62.50 2010-10-27
1060 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1061 HGNH International Asset Management Co., Limited 3 12 15 80.00 2011-10-24
1062 HGNH International Forex Co., Limited 2 24 26 92.31 2014-04-04
1063 HGNH International Futures Co., Limited 5 37 42 88.10 2007-06-26
1064 HGNH International Securities Co., Limited 3 31 34 91.18 2014-01-08
1065 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
1066 Hillhouse Investment Management Limited 2 8 10 80.00 2011-01-24
1067 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
1068 HING WAI ALLIED SECURITIES LIMITED 3 13 16 81.25
1069 HING WONG SECURITIES LIMITED 3 9 12 75.00
1070 HIP HING SECURITIES LIMITED 2 2 4 50.00
1071 HK NOBLE SKY TREASURE SECURITIES LIMITED 3 4 7 57.14 2013-02-28
1072 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1073 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
1074 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1075 Hodes Weill Asia Limited 2 3 5 60.00 2012-08-31
1076 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1077 HOI YICK INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2016-05-10
1078 Holly International Financial Holdings Limited 3 5 8 62.50 2012-06-29
1079 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1080 HONG KONG ASSET MANAGEMENT LIMITED 3 9 12 75.00 2005-11-21
1081 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
1082 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
1083 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1084 Hong Kong Metasequoia Capital Management Limited 2 0 2 0.00 2016-03-21
1085 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
1086 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1087 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
1088 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1089 Hongkong Bay Asset Management Limited 4 1 5 20.00 2012-03-08
1090 Hongkong Bay Securities Limited 2 1 3 33.33 2016-09-26
1091 HONOR ASSET MANAGEMENT LIMITED 2 4 6 66.67 2016-02-15
1092 HONOR SECURITIES (HK) LIMITED 2 2 4 50.00 2016-08-04
1093 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
1094 HOORAY CAPITAL LIMITED 2 5 7 71.43
1095 HOORAY SECURITIES LIMITED 2 11 13 84.62
1096 Horizon Asset International (HK) Limited 3 8 11 72.73 2008-09-03
1097 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1098 Houlihan Lokey (China) Limited 2 14 16 87.50 2008-10-09
1099 HPEF Capital Partners Limited 2 4 6 66.67
1100 HPEF Venture Partners Limited 2 1 3 33.33
1101 HPS Investment Partners (HK), Limited 2 1 3 33.33 2016-11-25
1102 HQ Capital Asia Limited 3 0 3 0.00 2016-11-03
1103 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1104 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1105 HSBC BROKING FOREX (ASIA) LIMITED 4 89 93 95.70
1106 HSBC BROKING FUTURES (ASIA) LIMITED 4 98 102 96.08
1107 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 24 27 88.89
1108 HSBC BROKING SECURITIES (ASIA) LIMITED 8 105 113 92.92 2015-01-19
1109 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 16 22 72.73
1110 HSBC Corporate Finance (Hong Kong) Limited 8 111 119 93.28 2012-03-09
1111 HSBC Global Asset Management (Hong Kong) Limited 9 121 130 93.08 2006-03-29
1112 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
1113 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 94 103 91.26
1114 HSBC SECURITIES (ASIA) LIMITED 2 1 3 33.33
1115 HSBC SECURITIES BROKERS (ASIA) LIMITED 9 69 78 88.46 2011-03-04
1116 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1117 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
1118 HUA YU INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1119 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1120 HUABANG CORPORATE FINANCE LIMITED 3 1 4 25.00 2016-06-21
1121 Huajin Corporate Finance (International) Limited 6 8 14 57.14
1122 HUAJIN FUTURES (INTERNATIONAL) LIMITED 4 7 11 63.64 2015-08-17
1123 HUAJIN RESEARCH (INTERNATIONAL) LIMITED 3 4 7 57.14 2016-01-20
1124 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 4 16 20 80.00 2015-08-17
1125 HUAJUN CAPITAL LIMITED 2 0 2 0.00 2016-10-13
1126 Huarong International Asset Management Limited 4 20 24 83.33 2011-03-14
1127 Huarong International Capital Limited (HK) 3 4 7 57.14 2016-06-10
1128 Huarong International Securities Limited 6 55 61 90.16 2004-10-25
1129 Huatai (Hong Kong) Futures Limited 2 3 5 60.00 2016-09-14
1130 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1131 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 22 85 107 79.44 2007-04-04
1132 Huaxin Futures Limited 2 2 4 50.00 2015-11-10
1133 Huayu Securities Limited 2 6 8 75.00
1134 Huge Asset Management Limited 2 2 4 50.00 2016-04-11
1135 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1136 Huizhi International Capital Holdings Co., Limited 4 1 5 20.00
1137 HUNG SING FUTURES LIMITED 2 2 4 50.00
1138 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1139 Hutchin Hill Capital HK Limited 1 0 1 0.00 2015-03-09
1140 HWA Asset Management Limited 3 1 4 25.00 2013-12-02
1141 HX Innovation Capital Management Co. Limited 1 0 1 0.00 2016-01-29
1142 Hywin Asset Management (Hong Kong) Limited 4 2 6 33.33 2013-07-05
1143 HZ CAPITAL LIMITED (HK) 2 1 3 33.33 2015-03-26
1144 I-ACCESS INVESTORS LIMITED 5 24 29 82.76 2005-07-13
1145 i-Golden Data Capital Limited 1 0 1 0.00 2016-03-03
1146 IAM LEGACY LIMITED 4 7 11 63.64 2007-08-21
1147 iBest Consultants Limited 4 28 32 87.50 2008-04-15
1148 iBest Investment Services Limited 3 0 3 0.00 2016-12-06
1149 iBest Securities Company Limited 2 2 4 50.00
1150 IBTS ASIA (HK) LIMITED 3 0 3 0.00 2005-11-17
1151 ICAP Equities Asia Limited 3 13 16 81.25 2008-12-22
1152 ICAP Securities Hong Kong Limited 3 34 37 91.89 2005-10-06
1153 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1154 ICBC (ASIA) SECURITIES LIMITED 4 15 19 78.95
1155 ICBC Asset Management (Global) Company Limited 3 7 10 70.00
1156 ICBC Credit Suisse Asset Management (International) Company Limited 4 9 13 69.23 2011-11-18
1157 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 12 15 80.00 2009-12-14
1158 ICBC INTERNATIONAL CAPITAL LIMITED 5 61 66 92.42 2008-05-27
1159 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
1160 ICBC INTERNATIONAL FUTURES LIMITED 3 21 24 87.50 2009-05-06
1161 ICBC INTERNATIONAL RESEARCH LIMITED 4 15 19 78.95 2009-07-10
1162 ICBC INTERNATIONAL SECURITIES LIMITED 14 50 64 78.13 2008-11-14
1163 IDS FOREX HK LIMITED 3 6 9 66.67 2014-09-17
1164 iFAST Financial (HK) Limited 3 15 18 83.33 2007-03-30
1165 iFAST Global Markets (HK) Limited 3 12 15 80.00 2008-02-12
1166 iFAST Securities (HK) Limited 3 3 6 50.00
1167 IFM Investors (HK) Limited 2 0 2 0.00 2016-09-23
1168 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1169 IL&FS Global Financial Services (HK) Limited 2 1 3 33.33 2013-10-11
1170 Imagi Brokerage Limited 3 4 7 57.14
1171 IMARKETS LIMITED 2 0 2 0.00
1172 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1173 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1174 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1175 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 1 0 1 0.00 2013-12-02
1176 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-21
1177 Imperium International Asset Management Limited 5 1 6 16.67 2008-12-02
1178 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36 2010-10-06
1179 Impression Investment Limited 3 0 3 0.00 2014-04-30
1180 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1181 INCU CORPORATE FINANCE LIMITED 2 5 7 71.43
1182 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 6 10 60.00 2009-08-06
1183 Infinite Success Assets Management Limited 1 0 1 0.00 2016-06-08
1184 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1185 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1186 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
1187 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1188 INNOVATION SECURITIES CO., LIMITED 2 4 6 66.67 2016-02-16
1189 INNOVAX CAPITAL LIMITED 8 7 15 46.67 2015-02-25
1190 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1191 Insight Capital Management (Hong Kong) Limited 2 2 4 50.00 2014-06-16
1192 INSTINET PACIFIC LIMITED 5 16 21 76.19
1193 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1194 Integrity Capital Management (HK) Limited 3 2 5 40.00 2013-03-05
1195 INTEGRITY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2005-05-09
1196 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1197 Interactive Brokers Hong Kong Limited 5 49 54 90.74 2004-01-07
1198 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1199 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 5 7 71.43
1200 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1201 INV ADVISORY LIMITED 3 0 3 0.00 2016-09-19
1202 INV Partners Limited 2 1 3 33.33 2009-11-24
1203 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 80 84 95.24
1204 INVESCO HONG KONG LIMITED 6 92 98 93.88
1205 INVESTPORT (H.K.) LIMITED 4 2 6 33.33 2016-08-29
1206 Ion Pacific Limited 4 5 9 55.56 2015-12-17
1207 IP Investment Management (HK) Limited 2 7 9 77.78 2015-12-21
1208 IPP Financial Advisers Limited 2 25 27 92.59 2006-12-21
1209 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1210 IRIDIUM CAPITAL LIMITED (HK) 2 4 6 66.67 2015-01-29
1211 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1212 ITAU ASIA LIMITED 1 0 1 0.00 2006-10-31
1213 iTrade Securities Investment Limited 2 0 2 0.00 2016-12-28
1214 iVenture Investment Management Limited 2 1 3 33.33
1215 IVORY CAPITAL PRIVATE LIMITED 2 1 3 33.33 2007-03-21
1216 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1217 J Capital Research Limited 2 1 3 33.33 2012-03-01
1218 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 187 202 92.57 2003-12-02
1219 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 153 161 95.03
1220 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1221 JANCHOR PARTNERS LIMITED 3 11 14 78.57 2009-11-06
1222 JANE STREET HONG KONG LIMITED 3 21 24 87.50 2013-07-26
1223 Janus Henderson Investors Hong Kong Limited 3 23 26 88.46
1224 Japaninvest (Hong Kong) Limited 1 0 1 0.00 2010-10-26
1225 Jefferies Hong Kong Limited 12 123 135 91.11 2010-01-04
1226 JF INTERNATIONAL MANAGEMENT INC. 5 53 58 91.38
1227 JIMEI SECURITIES LIMITED 2 14 16 87.50 2008-12-09
1228 Jinde Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-11-16
1229 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1230 JK Capital Management Limited 6 4 10 40.00 2015-12-01
1231 JNL Investments Limited (HK) 1 0 1 0.00 2011-10-21
1232 JOINCAP CAPITAL LIMITED 4 0 4 0.00
1233 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1234 JOSPA INVESTMENT COMPANY LIMITED 3 8 11 72.73
1235 JOYFUL CAPITAL HK LIMITED 3 0 3 0.00 2015-02-05
1236 JPMorgan Asset Management (Asia Pacific) Limited 15 123 138 89.13 2006-02-16
1237 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1238 JPMorgan Funds (Asia) Limited 8 124 132 93.94
1239 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1240 JS CRESVALE CAPITAL LIMITED 4 4 8 50.00
1241 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 11 15 73.33 2010-09-29
1242 JS SECURITIES LIMITED (HK) 2 3 5 60.00 2011-01-20
1243 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1244 Jupiter Asset Management (Asia Pacific) Limited 5 11 16 68.75 2014-12-12
1245 Jupiter Asset Management (Hong Kong) Limited 3 3 6 50.00 2013-04-10
1246 JVSakk Asia Limited 5 10 15 66.67
1247 JVSakk Asset Management Limited 6 28 34 82.35 2008-08-28
1248 JW Capital Limited (HK) 3 4 7 57.14 2011-12-19
1249 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1250 Kadensa Capital Limited 2 5 7 71.43 2016-09-02
1251 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 0.00 2008-07-04
1252 Kai Yin Securities Limited 2 2 4 50.00 2016-08-31
1253 Kaifeng Investment Management (Hong Kong) Limited 2 1 3 33.33 2016-11-04
1254 Kairous Capital (HK) Limited 2 0 2 0.00 2016-11-15
1255 Kaisa Asset Management Limited 1 1 2 50.00 2015-08-18
1256 Kaisa Financial Group Company Limited 2 7 9 77.78 2008-06-16
1257 KAISER FUTURES LIMITED 4 16 20 80.00
1258 Kaiser KT Capital Limited 3 2 5 40.00
1259 KAISER SECURITIES LIMITED 4 16 20 80.00
1260 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1261 KAM FAI SECURITIES CO., LIMITED 3 22 25 88.00
1262 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1263 Kam Wah Investments Limited 1 0 1 0.00
1264 KARFORD SECURITIES LIMITED 2 0 2 0.00
1265 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1266 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 60.00
1267 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1268 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 16 19 84.21
1269 KARL-THOMSON SECURITIES COMPANY LIMITED 3 32 35 91.43
1270 KARST PEAK CAPITAL LIMITED 3 5 8 62.50 2012-03-16
1271 KB Securities Hong Kong Limited 3 1 4 25.00
1272 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1273 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1274 KCG SECURITIES ASIA LIMITED 3 3 6 50.00 2004-11-25
1275 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1276 KELUSA ASIA FOCUS RESEARCH LIMITED 1 0 1 0.00 2014-12-24
1277 Keptain Securities and Asset Management Limited 3 7 10 70.00 2013-01-24
1278 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
1279 KEYSTONE CAPITAL LIMITED (HK) 2 4 6 66.67 2016-06-17
1280 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 11 14 78.57 2006-11-28
1281 KGI ASIA LIMITED 19 753 772 97.54
1282 KGI Asset Management Limited 5 14 19 73.68 2013-05-31
1283 KGI CAPITAL ASIA LIMITED 9 11 20 55.00
1284 KGI FUTURES (HONG KONG) LIMITED 13 469 482 97.30
1285 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
1286 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 11 52 63 82.54
1287 KILMOREY SECURITIES LIMITED 2 8 10 80.00
1288 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1289 KIN BRIDGE CAPITAL LIMITED 2 0 2 0.00 2016-03-04
1290 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1291 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1292 King Wai Asset Management Company Limited 2 2 4 50.00 2011-09-05
1293 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
1294 KINGKEY SECURITIES GROUP LIMITED 2 6 8 75.00 2011-07-27
1295 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1296 KINGSTON CORPORATE FINANCE LIMITED 5 8 13 61.54
1297 KINGSTON FUTURES LIMITED 2 17 19 89.47
1298 KINGSTON SECURITIES LIMITED 5 54 59 91.53
1299 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1300 KINGSWAY CAPITAL LIMITED 5 14 19 73.68 2008-08-14
1301 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 11 48 59 81.36 2004-05-31
1302 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 60.00
1303 Kirin Asset Management Limited 2 5 7 71.43 2007-06-12
1304 KKR CAPITAL MARKETS ASIA LIMITED 2 9 11 81.82 2009-10-22
1305 KMT SECURITIES LIMITED 2 4 6 66.67
1306 KO KUN STOCK COMPANY LIMITED 1 0 1 0.00 2005-03-18
1307 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1308 KOALA SECURITIES LIMITED 3 13 16 81.25 2015-09-09
1309 KOG FOREX LIMITED 2 2 4 50.00 2013-01-08
1310 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1311 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50 2014-04-11
1312 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1313 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1314 KRISTAL ADVISORS (HK) LIMITED 2 0 2 0.00 2016-11-15
1315 Kriya Capital Limited 3 3 6 50.00 2010-01-08
1316 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1317 KVB Capital Markets Limited 2 0 2 0.00 2016-12-21
1318 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1319 KVB Kunlun Securities (HK) Limited 2 2 4 50.00 2008-07-02
1320 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1321 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1322 KWOK HING SECURITIES LIMITED 2 6 8 75.00
1323 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1324 Kylin International (HK) Co., Limited 3 0 3 0.00 2014-04-04
1325 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1326 Lakefront Asset Management (HK) Co., Limited 3 0 3 0.00 2016-11-08
1327 Lakeville Capital Management Limited 2 1 3 33.33 2016-09-07
1328 LAMTEX SECURITIES LIMITED 5 9 14 64.29 2016-09-02
1329 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1330 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
1331 LAU & COMPANY LIMITED 2 0 2 0.00
1332 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 72.73 2007-03-20
1333 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2008-11-20
1334 LBN Advisers Limited 2 3 5 60.00 2007-09-13
1335 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1336 Leading Securities Company Limited 4 4 8 50.00 2013-02-21
1337 Lee Kee Store Company Limited 3 7 10 70.00 2015-02-04
1338 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1339 Legal & General Investment Management Asia Limited 3 3 6 50.00 2013-07-22
1340 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1341 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1342 Lego Corporate Finance Limited 6 15 21 71.43 2016-01-13
1343 LEHIN SECURITIES LIMITED 3 16 19 84.21
1344 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1345 Leo Capital Corp (Hong Kong) Limited 2 0 2 0.00 2016-12-15
1346 Leonteq Securities (Hong Kong) Limited 3 16 19 84.21 2011-04-07
1347 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1348 LERTHAI Securities (Hong Kong) Limited 2 0 2 0.00 2016-07-08
1349 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1350 LFM Global Investment (Hong Kong) Company, Limited 3 2 5 40.00 2012-12-06
1351 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 17 21 80.95 2003-06-06
1352 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 91 96 94.79
1353 Light & Salt Capital Management Limited 2 4 6 66.67 2014-09-10
1354 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1355 LIM ADVISORS LIMITED 6 15 21 71.43
1356 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1357 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1358 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1359 Lion Futures Limited 2 0 2 0.00 2016-12-29
1360 Lion Global Financial Limited 3 13 16 81.25 2008-10-10
1361 Lion International Securities Group Limited 2 0 2 0.00 2016-12-29
1362 Liquid Capital Markets Hong Kong Limited 2 7 9 77.78 2009-10-29
1363 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1364 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1365 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1366 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1367 LMAX Hong Kong Limited 3 4 7 57.14 2015-01-06
1368 LMR Partners Limited 2 7 9 77.78 2012-07-17
1369 LOGOS TECHNOLOGIES (HK) LIMITED 3 0 3 0.00 2016-09-22
1370 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
1371 Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited 2 0 2 0.00 2016-10-04
1372 Long Asia Asset Management (HK) Limited 3 1 4 25.00 2016-04-21
1373 Longitude Asia Limited 2 2 4 50.00
1374 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2016-12-28
1375 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1376 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1377 Look's Securities Limited 2 2 4 50.00 2016-08-31
1378 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 3 6 50.00 2007-02-14
1379 LST CAPITAL PARTNERS LIMITED 3 2 5 40.00 2014-07-25
1380 LT Finance Management Limited 3 6 9 66.67 2012-12-10
1381 LT Securities Limited 4 7 11 63.64 2011-04-01
1382 LUEN FAT SECURITIES COMPANY LIMITED 5 38 43 88.37
1383 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1384 LUK FOOK FUTURES (HK) LIMITED 5 43 48 89.58 2011-12-05
1385 LUK FOOK SECURITIES (HK) LIMITED 6 95 101 94.06 2012-06-25
1386 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1387 Luminous Asset Management (HK) Limited 2 0 2 0.00 2016-09-20
1388 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1389 LW Asset Management Advisors Limited 3 1 4 25.00 2013-05-08
1390 LY CAPITAL LIMITED 4 5 9 55.56 2013-12-11
1391 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1392 LYNX INVESTMENT PARTNERS LIMITED 2 1 3 33.33 2016-04-06
1393 M SECURITIES LIMITED (HK) 3 3 6 50.00 2006-02-23
1394 M&F Asset Management Limited 4 3 7 42.86
1395 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1396 M3 Capital Partners (HK) Limited 2 15 17 88.24 2008-10-17
1397 Mackenzie Investments Asia Limited 5 4 9 44.44
1398 Macquarie Asia Securities Limited 2 2 4 50.00 2005-07-26
1399 MACQUARIE CAPITAL LIMITED 18 200 218 91.74 2013-07-09
1400 Macquarie Corporate (Hong Kong) Limited 7 56 63 88.89
1401 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1402 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1403 MAGIC COMPASS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-12
1404 MAGIC COMPASS FUTURES LIMITED 2 2 4 50.00 2016-09-26
1405 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1406 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1407 Major Domus Limited 2 3 5 60.00 2016-04-20
1408 MALAHON SECURITIES LIMITED 3 13 16 81.25
1409 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1410 MAN INVESTMENTS (HONG KONG) LIMITED 5 4 9 44.44 2005-07-28
1411 MANGO FINANCIAL LIMITED 4 16 20 80.00
1412 Manulife Investment Management (Hong Kong) Limited 30 389 419 92.84 2015-03-17
1413 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1414 MARC FABER LIMITED 2 0 2 0.00
1415 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1416 Marex HK Asia Limited 3 4 7 57.14 2013-08-23
1417 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1418 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1419 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1420 MASECO Asia Limited 2 0 2 0.00 2016-10-07
1421 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1422 Mason Futures Limited (HK) 3 38 41 92.68
1423 MASON INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1424 Mason Securities Limited 12 46 58 79.31 2016-09-02
1425 MASTER TRADEMORE SECURITIES LIMITED 3 8 11 72.73
1426 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1427 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 19 22 86.36 2008-06-30
1428 Matrix Asset Management Limited 2 3 5 60.00 2014-06-05
1429 Matrix Securities Limited 3 3 6 50.00
1430 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1431 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 6 9 66.67 2004-09-22
1432 MAX GIANT LIMITED 2 1 3 33.33 2014-06-09
1433 Maxcess Capital Limited 1 0 1 0.00 2016-01-14
1434 MC Asset Management Asia Limited 1 0 1 0.00 2014-03-18
1435 MCM Asia Limited 3 9 12 75.00 2013-03-28
1436 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1437 MEAG Hong Kong Limited 5 3 8 37.50
1438 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1439 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1440 MERCER INVESTMENTS (HK) LIMITED 2 13 15 86.67 2005-08-04
1441 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1442 Merdeka Securities Limited 1 3 4 75.00
1443 Merrill Lynch (Asia Pacific) Limited 42 522 564 92.55
1444 Merrill Lynch Far East Limited 39 438 477 91.82 2010-08-20
1445 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1446 MESSIS CAPITAL LIMITED 3 16 19 84.21 2012-12-11
1447 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1448 METRO CAPITAL FUTURES LIMITED 3 0 3 0.00
1449 METRO CAPITAL SECURITIES LIMITED 4 6 10 60.00
1450 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1451 MFG Limited (HK) 6 6 12 50.00 2006-07-17
1452 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1453 MG Wealth Management Limited 2 0 2 0.00 2016-10-20
1454 MIB FUTURES (HONG KONG) LIMITED 3 46 49 93.88 2011-03-25
1455 MIB SECURITIES (HONG KONG) LIMITED 13 80 93 86.02 2012-05-21
1456 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 2 4 50.00 2013-11-26
1457 MIDLAND WEALTH MANAGEMENT LIMITED 2 14 16 87.50 2008-02-18
1458 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1459 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1460 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2008-09-03
1461 Milma & Co. Limited 2 2 4 50.00 2008-09-24
1462 Minerva Advisory Global Capital Limited 2 0 2 0.00 2016-01-12
1463 Minerva Asset Global Investment Capital Limited 4 5 9 55.56 2016-03-22
1464 Minerva Holding Financial Securities Limited 3 15 18 83.33
1465 Minerva Investments Limited (HK) 2 0 2 0.00 2016-10-25
1466 MING HON SECURITIES LIMITED 2 1 3 33.33
1467 Ming Yang Capital Limited 2 0 2 0.00 2016-10-04
1468 MIRABAUD (ASIA) LIMITED 2 6 8 75.00 2003-05-13
1469 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1470 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 23 29 79.31 2005-07-05
1471 Mirae Asset Securities (HK) Limited 4 1 5 20.00 2007-01-11
1472 MIS SERVICES LIMITED (d2019-06-01) 3 0 3 0.00
1473 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 57.14 2007-12-21
1474 MizMaa Ventures Limited 2 2 4 50.00 2015-01-15
1475 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 3 6 50.00 2010-11-03
1476 MIZUHO SECURITIES ASIA LIMITED 13 155 168 92.26
1477 MLB Asset Management Limited 3 3 6 50.00 2015-10-30
1478 Modus Asset Management Limited 2 4 6 66.67 2015-09-10
1479 MOELIS & COMPANY ASIA LIMITED 2 16 18 88.89 2009-12-11
1480 Monex Boom Securities (H.K.) Limited 5 8 13 61.54 2016-06-03
1481 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 66.67 2011-04-14
1482 MONEY CONCEPTS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-02-18
1483 Monmonkey Group Securities Limited 3 0 3 0.00 2016-11-10
1484 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1485 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1486 Moody's Investors Service Hong Kong Limited 4 105 109 96.33 2011-06-01
1487 Moore Capital Asia Limited 2 5 7 71.43 2010-06-11
1488 MORGAN FUEL GO SECURITIES LIMITED 3 0 3 0.00 2016-11-15
1489 Morgan Stanley Asia Limited 35 907 942 96.28 2006-04-07
1490 Morgan Stanley Hong Kong Securities Limited 15 334 349 95.70 2010-11-30
1491 Morningstar Investment Management Asia Limited 5 23 28 82.14 2014-05-08
1492 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1493 MORTON SECURITIES LIMITED 2 1 3 33.33
1494 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1495 MOUNT LOGAN CAPITAL LIMITED 2 1 3 33.33 2016-08-01
1496 MTF SECURITIES LIMITED 2 0 2 0.00
1497 MTI Management (HK) Limited 2 0 2 0.00 2016-06-21
1498 Mu Investment Management (Asia) Limited 2 0 2 0.00 2014-09-29
1499 MUFG Securities Asia Limited 9 46 55 83.64 2010-12-31
1500 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1501 MVision Private Equity Advisers Asia Limited 2 7 9 77.78 2012-03-29
1502 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1503 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1504 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 16 18 88.89 2011-11-25
1505 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1506 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1507 Nan Guo International Asset Management Limited 2 1 3 33.33 2014-10-03
1508 Nan Guo International Securities Limited 2 0 2 0.00 2016-05-19
1509 Nanjia Capital Limited (HK) 2 0 2 0.00 2016-10-20
1510 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1511 NATIXIS ASIA LIMITED 3 83 86 96.51 2004-10-19
1512 Natixis Investment Managers Hong Kong Limited 2 5 7 71.43 2012-10-16
1513 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1514 Neo Risk Investment Advisors Limited 2 1 3 33.33 2015-02-05
1515 Neo-Criterion Capital Limited 3 1 4 25.00 2014-04-14
1516 Nerico Brothers Limited (HK) 10 84 94 89.36 2004-11-30
1517 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
1518 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1519 Neutral Financial Holding Company Limited 3 10 13 76.92
1520 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1521 New China Asset Management (Hong Kong) Limited 4 14 18 77.78 2013-11-06
1522 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
1523 New Harvest Wealth Securities Company Limited 2 2 4 50.00 2016-06-28
1524 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1525 NEW REGION SECURITIES COMPANY LIMITED 2 3 5 60.00
1526 NEW SPRING CAPITAL LIMITED 3 2 5 40.00 2011-06-17
1527 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1528 NewQuest Capital Advisors (HK) Limited 2 11 13 84.62 2012-03-08
1529 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1530 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1531 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1532 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1533 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1534 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1535 NFH Asset Management Limited 2 1 3 33.33 2015-10-16
1536 NFH Corporate Finance Limited 3 0 3 0.00 2015-11-17
1537 NFH Securities and Futures Limited 3 1 4 25.00 2016-08-25
1538 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 10 13 76.92 2013-09-17
1539 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1540 Nine Masts Capital Limited 3 20 23 86.96 2010-05-11
1541 NINE RIVERS CAPITAL PARTNERS LIMITED 2 7 9 77.78 2015-09-25
1542 Ninety One Hong Kong Limited 3 12 15 80.00 2014-04-09
1543 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1544 NIVALIS PARTNERS LIMITED 3 3 6 50.00 2013-09-04
1545 NOAH HOLDINGS (HONG KONG) LIMITED 5 33 38 86.84 2012-01-04
1546 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1547 NOMURA INTERNATIONAL (HONG KONG) LIMITED 18 520 538 96.65
1548 NORMAN KONG SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-07-15
1549 North Beta International Securities Limited 2 6 8 75.00 2009-07-17
1550 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1551 Northern Trust Company of Hong Kong Limited (The) 11 19 30 63.33 2011-09-05
1552 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2009-04-09
1553 Nova Spectrum Capital Management Limited 2 1 3 33.33 2016-03-30
1554 NT Securities Asia Limited 1 2 3 66.67 2014-06-03
1555 NTF Asset Management Limited 2 1 3 33.33 2016-06-23
1556 Nuada Limited 6 4 10 40.00 2004-01-15
1557 NUOXIN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2006-08-24
1558 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1559 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1560 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1561 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1562 Oasis Management (Hong Kong) 3 9 12 75.00 2004-09-14
1563 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1564 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1565 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1566 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1567 Ocean Blue Economic Asset Management Company Limited 3 0 3 0.00 2014-12-30
1568 OCP Asia (Hong Kong) Limited 3 4 7 57.14 2004-09-03
1569 Octal Capital Asset Management Limited 2 1 3 33.33 2016-09-02
1570 Octal Capital Limited 7 8 15 53.33 2011-06-01
1571 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1572 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1573 OIA Asia Limited 2 0 2 0.00 2014-11-20
1574 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1575 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1576 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 17 20 85.00
1577 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
1578 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
1579 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
1580 OMNIX CAPITAL LIMITED 2 0 2 0.00 2009-03-19
1581 ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2016-06-08
1582 ONE CHINA SECURITIES LIMITED 3 26 29 89.66 2004-03-01
1583 ONE FINANCIAL MARKETS ASIA LIMITED 2 0 2 0.00 2016-10-31
1584 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1585 OnePlatform Asset Management Limited 21 904 925 97.73 2007-07-04
1586 OnePlatform Securities Limited 4 21 25 84.00 2016-07-28
1587 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1588 Ontario Teachers' Pension Plan (Asia) Limited 5 9 14 64.29 2013-05-20
1589 OP INVESTMENT MANAGEMENT LIMITED 7 12 19 63.16 2004-02-18
1590 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1591 Open Securities Limited 6 7 13 53.85 2010-07-16
1592 Oppenheimer Investments Asia Limited 4 6 10 60.00 2010-02-12
1593 Optima Capital Limited 3 14 17 82.35 2007-10-25
1594 Optimas Capital Limited 3 3 6 50.00 2016-07-14
1595 OPTIVER TRADING HONG KONG LIMITED 2 4 6 66.67 2007-12-03
1596 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1597 Opus Capital Management Limited 3 2 5 40.00 2015-03-31
1598 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1599 Orbis Investment Management (Hong Kong) Limited 4 0 4 0.00 2014-05-14
1600 Orchard Wealth Management Limited 4 2 6 33.33 2008-11-05
1601 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1602 ORCHID TREE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2015-06-02
1603 Ord Minnett Hong Kong Limited 3 9 12 75.00 2013-01-15
1604 Oreana Financial Services Limited 4 6 10 60.00 2011-07-12
1605 ORFI CAPITAL LIMITED 2 2 4 50.00 2013-07-31
1606 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2010-08-18
1607 ORIENT CAPITAL (HONG KONG) LIMITED 4 15 19 78.95 2014-09-18
1608 ORIENT FUTURES (HONG KONG) LIMITED 5 23 28 82.14 2011-02-28
1609 ORIENT SECURITIES (HONG KONG) LIMITED 9 58 67 86.57 2010-07-21
1610 ORIENT SECURITIES LIMITED 2 15 17 88.24
1611 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 2 4 50.00 2015-01-15
1612 ORIENTAL PATRON ASIA LIMITED 4 7 11 63.64
1613 ORIENTAL PATRON SECURITIES LIMITED 4 9 13 69.23
1614 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1615 orientiert XYZ Securities Limited 7 28 35 80.00 2004-12-03
1616 Original Group Securities Limited 3 0 3 0.00 2016-12-15
1617 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1618 ORTUS CAPITAL MANAGEMENT LIMITED 3 11 14 78.57 2003-08-29
1619 Oshidori Corporate Finance Limited 2 7 9 77.78
1620 Oshidori Securities Limited 6 11 17 64.71 2015-05-19
1621 OTCex Hong Kong Limited 3 10 13 76.92 2010-08-23
1622 Otkcab Limited 2 4 6 66.67 2011-10-07
1623 Our Nature Limited 2 0 2 0.00 2016-02-03
1624 OVERLOOK INVESTMENTS LIMITED 2 5 7 71.43
1625 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1626 Oxbow Capital Management (HK) Limited 2 7 9 77.78 2015-06-02
1627 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1628 PACAT Capital Management Limited 3 0 3 0.00 2010-07-12
1629 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 5 34 39 87.18 2007-01-09
1630 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2004-04-07
1631 PACIFIC GROUP LIMITED (THE) 2 0 2 0.00
1632 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1633 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1634 Pacific International Securities Limited 2 0 2 0.00 2016-11-07
1635 Pacific Sun Advisors Limited 2 1 3 33.33
1636 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1637 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
1638 PANOPTIC EUROPE LIMITED 2 1 3 33.33 2015-05-04
1639 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1640 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1641 PARAMETRICA MANAGEMENT LIMITED 3 6 9 66.67 2012-08-03
1642 Parantoux Capital Limited 3 1 4 25.00 2016-09-01
1643 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1644 Parry International Trading Limited 1 3 4 75.00 2010-08-26
1645 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1646 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1647 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
1648 PARTNERS CAPITAL SECURITIES LIMITED 3 5 8 62.50
1649 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1650 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1651 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1652 Patrol Capital Management Limited 2 2 4 50.00 2015-08-24
1653 PC SECURITIES LIMITED 2 13 15 86.67 2014-06-11
1654 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1655 Pearl Street Advisors Limited 2 1 3 33.33 2013-09-09
1656 Pedder Street Investment Management Limited 4 4 8 50.00 2014-06-03
1657 PEGASUS FUND MANAGERS LIMITED 3 11 14 78.57 2011-01-28
1658 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1659 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1660 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1661 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1662 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1663 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 70.00 2008-07-29
1664 PGIM (Hong Kong) Limited 3 3 6 50.00
1665 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1666 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 50.00 2006-01-13
1667 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 4 22 26 84.62
1668 PHILLIP COMMODITIES (H.K.) LIMITED 4 315 319 98.75 2003-12-09
1669 PHILLIP SECURITIES (HONG KONG) LIMITED 6 486 492 98.78
1670 Phoenician Limited (HK) 1 1 2 50.00 2013-03-22
1671 Phoenix Capital (International) Limited 2 0 2 0.00 2016-11-29
1672 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
1673 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-04-29
1674 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
1675 PICC Asset Management (Hong Kong) Company Limited 5 2 7 28.57 2015-04-16
1676 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1677 PICO ZEMAN SECURITIES (HK) LIMITED 4 5 9 55.56 2010-07-12
1678 Pictet Asset Management (Hong Kong) Limited 7 15 22 68.18 2006-10-26
1679 PIMCO Asia Limited 3 24 27 88.89 2006-05-17
1680 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 16 20 80.00 2007-03-08
1681 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1682 PineBridge Investments Asia Limited 5 37 42 88.10 2009-04-02
1683 PineBridge Investments Hong Kong Limited 4 21 25 84.00
1684 PINERION ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-19
1685 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
1686 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 7 9 77.78 2007-03-01
1687 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1688 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 16 18 88.89 2012-03-30
1689 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 25 32 78.13 2009-07-30
1690 Pinnacle Investment Management Limited 2 1 3 33.33 2016-06-29
1691 Pinpoint Asset Management Limited 2 14 16 87.50 2010-10-25
1692 Pinxin (Hong Kong) Asset Management Co. Limited 2 3 5 60.00 2014-11-13
1693 Pinyin Capital Management Hong Kong Limited 1 0 1 0.00 2015-11-02
1694 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1695 Pittodrie Finance Limited 5 0 5 0.00 2012-04-02
1696 PJT Partners (HK) Limited 2 7 9 77.78 2015-10-06
1697 Planetree Asset Management Limited (HK) 3 2 5 40.00 2012-09-20
1698 Planetree Futures Limited 4 8 12 66.67
1699 Planetree Securities Limited 5 12 17 70.59
1700 PLATFORM ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-26
1701 Platina Capital Management Limited (HK) 2 1 3 33.33 2016-06-20
1702 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1703 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1704 Pleiad Investment Advisors Limited 3 7 10 70.00 2014-06-13
1705 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1706 PO LEE SECURITIES LIMITED 3 5 8 62.50
1707 PO SANG SECURITIES LIMITED 5 15 20 75.00 2012-03-23
1708 Point72 Hong Kong Limited 5 48 53 90.57 2006-11-14
1709 Polen Capital HK Limited 3 11 14 78.57 2012-09-28
1710 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1711 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1712 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1713 PRESIDENT SECURITIES (HONG KONG) LIMITED 10 19 29 65.52 2007-06-20
1714 PRESTIGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-11-15
1715 PRESTIGE SECURITIES LIMITED (HK) 2 3 5 60.00 2015-09-15
1716 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 10 16 62.50
1717 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1718 Prime Cdex Securities Limited 5 21 26 80.77 2016-06-27
1719 Prime China Securities Limited 3 0 3 0.00 2016-09-02
1720 PRIME COURAGE SECURITIES COMPANY LIMITED 3 5 8 62.50 2011-09-19
1721 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1722 PRINCE FUND MANAGEMENT LIMITED 3 2 5 40.00 2013-10-11
1723 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 8 12 66.67
1724 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 1 2 50.00
1725 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 10 14 71.43
1726 Principal Investment & Retirement Services Limited 2 48 50 96.00 2011-08-17
1727 Prior Asset Management Limited 2 1 3 33.33 2016-09-14
1728 Prior Securities Limited 3 3 6 50.00 2016-02-29
1729 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1730 Prive Financial Limited 2 0 2 0.00 2012-12-06
1731 Privium Fund Management (HK) Limited 2 1 3 33.33 2016-05-24
1732 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1733 Profound Capital Limited 2 2 4 50.00 2014-01-24
1734 PROMISING SECURITIES COMPANY LIMITED 1 9 10 90.00 2004-01-02
1735 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1736 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1737 Proton Capital Limited 3 2 5 40.00 2007-10-16
1738 Providence Equity Asia Limited 2 1 3 33.33 2007-08-23
1739 Prudence Investment Management (Hong Kong) Limited 4 4 8 50.00 2009-06-08
1740 PRUDENTIAL BROKERAGE LIMITED 4 138 142 97.18
1741 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 57 60 95.00
1742 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
1743 PSI Capital Asia Limited 2 4 6 66.67 2012-10-12
1744 Public Financial Securities Limited 2 5 7 71.43
1745 Public Securities Limited 3 7 10 70.00
1746 Pulun International Asset Management Limited 2 1 3 33.33 2008-02-19
1747 Pulun International Capital Limited 3 6 9 66.67 2015-09-16
1748 Pulun International Securities Limited 2 1 3 33.33 2016-12-05
1749 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1750 PV Capital (HK) Limited 2 3 5 60.00 2013-04-18
1751 PYRMONT WEALTH MANAGEMENT LIMITED 2 2 4 50.00 2006-02-24
1752 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2015-10-19
1753 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
1754 QH Asset Management Company Limited 3 0 3 0.00 2014-07-03
1755 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1756 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1757 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2016-05-11
1758 QL Asset Management Company Limited 4 5 9 55.56 2014-10-06
1759 QMIS Asset Management Limited 2 1 3 33.33 2009-08-13
1760 QMIS Securities Limited 2 2 4 50.00 2009-07-24
1761 QUAD CAPITAL MANAGEMENT LIMITED 3 6 9 66.67 2014-08-04
1762 Quam Asset Management Limited (b1983-06-28) 4 8 12 66.67
1763 Quam Capital Limited (b1994-08-04) 7 7 14 50.00
1764 Quam Securities Limited 12 185 197 93.91 2004-10-15
1765 Quantbot Technologies (HK), Limited 2 1 3 33.33 2016-05-24
1766 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1767 QUASAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-11-22
1768 QUEST STOCKBROKERS (HK) LIMITED 3 1 4 25.00
1769 QUINTAR CAPITAL LIMITED 3 4 7 57.14 2016-03-21
1770 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1771 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1772 R.J. O'Brien & Associates HK Limited 3 6 9 66.67 2007-10-29
1773 Racing Capital Management (HK) Limited 4 0 4 0.00 2015-08-27
1774 RaffAello Capital Limited 4 6 10 60.00 2012-07-05
1775 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1776 Rafiki Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-11-07
1777 Rakuten Securities Hong Kong Limited 4 7 11 63.64
1778 RAM Investment Advisors Limited 2 4 6 66.67 2016-01-14
1779 RAMON INVESTMENT COMPANY LIMITED 2 1 3 33.33
1780 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1781 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1782 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 51 57 89.47
1783 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 62 67 92.54 2004-10-14
1784 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1785 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1786 REALINK FINANCIAL TRADE LIMITED 3 4 7 57.14 2003-09-25
1787 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1788 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
1789 RED CLIFF ASSET MANAGEMENT LIMITED 2 3 5 60.00 2012-08-15
1790 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1791 Redbridge Capital Management Limited 4 1 5 20.00 2014-06-09
1792 Redford Asset Management Limited 3 2 5 40.00 2010-03-09
1793 REDFORD CORPORATE FINANCE LIMITED 1 1 2 50.00 2011-02-07
1794 REDFORD SECURITIES LIMITED 4 7 11 63.64 2005-03-31
1795 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1796 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1797 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1798 Religare Capital Markets (Hong Kong) Limited 2 4 6 66.67 2008-07-24
1799 Rencent International Asset Management Company Limited 2 6 8 75.00 2013-10-10
1800 Renco Investments Limited 2 0 2 0.00 2016-12-21
1801 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
1802 RHB CAPITAL HONG KONG LIMITED 5 9 14 64.29
1803 RHB FUTURES HONG KONG LIMITED 4 53 57 92.98 2005-09-28
1804 RHB SECURITIES HONG KONG LIMITED 9 115 124 92.74 2006-11-17
1805 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1806 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1807 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1808 Rich Union Securities (H.K.) Limited 6 38 44 86.36
1809 RICHE BRIGHT SECURITIES LIMITED 2 3 5 60.00 2008-01-04
1810 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1811 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1812 Rifa Futures Limited 3 14 17 82.35 2008-12-01
1813 Rifa Securities Limited 6 34 40 85.00
1814 Righteous Capital Limited 2 0 2 0.00 2016-09-22
1815 River Capital Limited (HK) 2 0 2 0.00 2016-03-22
1816 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1817 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1818 ROC Partners (HK) Limited 2 5 7 71.43 2015-02-03
1819 ROCIM Limited 2 0 2 0.00 2007-06-29
1820 Rockhampton Management Limited 3 10 13 76.92 2011-01-26
1821 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1822 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1823 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1824 RONGTONG GLOBAL INVESTMENT LIMITED 2 6 8 75.00 2013-12-30
1825 ROOFER SECURITIES LIMITED 3 8 11 72.73
1826 ROSA SECURITIES LIMITED 3 2 5 40.00
1827 Rosefinch Global Asset Management (HK) Limited 2 1 3 33.33 2015-06-15
1828 Rothschild & Co Hong Kong Limited 5 29 34 85.29 2005-04-27
1829 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1830 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1831 RRJ Management (HK) Limited 3 12 15 80.00 2013-05-31
1832 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1833 Ruffer (Asia) Limited 2 4 6 66.67 2008-06-05
1834 Rui Da International Finance Holding Limited 1 7 8 87.50 2012-03-30
1835 Ruisen Port Securities Limited 2 4 6 66.67 2011-01-05
1836 S&P Global Ratings Hong Kong Limited 3 74 77 96.10 2011-06-01
1837 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1838 Safari Asia Limited 3 1 4 25.00 2010-04-30
1839 SAIL ADVISORS LIMITED 3 5 8 62.50 2004-05-17
1840 Samena Capital Hong Kong Limited 3 3 6 50.00 2009-09-01
1841 Samsung Asset Management (Hong Kong) Limited 3 21 24 87.50 2008-04-23
1842 SAMSUNG SECURITIES (ASIA) LIMITED 4 5 9 55.56
1843 Sanford C. Bernstein (Hong Kong) Limited 10 45 55 81.82 2011-09-28
1844 SANFULL FUTURES LIMITED 3 8 11 72.73 2007-12-21
1845 SANFULL SECURITIES LIMITED 5 71 76 93.42
1846 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1847 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1848 Sapiens Technologies Limited 2 2 4 50.00 2015-11-30
1849 Saxo Capital Markets HK Limited 5 5 10 50.00 2011-01-19
1850 SBI China Capital Asset Management Limited 2 2 4 50.00 2007-10-17
1851 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1852 SBI FX Co., Limited 4 4 8 50.00 2016-07-21
1853 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1854 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1855 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1856 Schonfeld Strategic Advisors (Hong Kong) Limited 3 7 10 70.00 2016-10-11
1857 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1858 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1859 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 81 89 91.01
1860 SCOTIATRUST (ASIA) LIMITED 3 4 7 57.14 2011-09-07
1861 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 4 26 30 86.67 2007-03-09
1862 SDG Asset Management (HK) Limited 3 2 5 40.00 2016-10-12
1863 SDHG International Asset Management Limited 2 0 2 0.00 2008-12-02
1864 SDHG International Securities Limited 4 5 9 55.56
1865 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1866 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1867 Seazen Resources Asset Management Limited 3 1 4 25.00 2014-12-29
1868 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
1869 Seazen Resources Securities Limited 4 6 10 60.00 2016-01-28
1870 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1871 SECURIS CAPITAL LIMITED 3 0 3 0.00 2005-08-29
1872 SEEKERS ADVISORS H.K. LIMITED 4 5 9 55.56 2012-03-23
1873 SEEKERS MARKETS LIMITED 4 13 17 76.47 2013-08-09
1874 Segantii Capital Management Limited 3 22 25 88.00 2007-11-22
1875 SEI INVESTMENTS (ASIA) LIMITED 3 5 8 62.50 2005-03-02
1876 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1877 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1878 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1879 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 10 14 71.43 2008-11-07
1880 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1881 Seres Asset Management Limited 3 2 5 40.00 2010-04-14
1882 SEYON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2016-08-15
1883 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1884 SFM HK Management Limited 3 12 15 80.00 2010-11-01
1885 SG SECURITIES (HK) LIMITED 42 192 234 82.05 2003-12-16
1886 SGI Capital Asset Management Limited 2 0 2 0.00 2016-08-30
1887 SHACOM FUTURES LIMITED 2 6 8 75.00
1888 Shacom Securities Limited 2 10 12 83.33
1889 Shang International Finance Limited 1 2 3 66.67
1890 Shangding International Asset Management Company Limited 2 1 3 33.33 2010-09-08
1891 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1892 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-06-19
1893 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 12 15 80.00 2007-05-18
1894 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED 3 9 12 75.00 2016-11-01
1895 SHANXI SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2015-06-10
1896 SHENG YUAN ASSET MANAGEMENT LIMITED 2 7 9 77.78 2011-06-14
1897 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2011-12-05
1898 SHENG YUAN SECURITIES LIMITED 5 9 14 64.29 2010-10-27
1899 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1900 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
1901 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 23 29 79.31
1902 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 158 165 95.76
1903 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 25 28 89.29
1904 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 223 231 96.54
1905 Shinco Capital Limited 2 1 3 33.33 2016-01-21
1906 Shinhan Asset Management (Hong Kong) Limited 2 5 7 71.43 2011-01-27
1907 Shinhan Investment Asia Limited 3 6 9 66.67 2007-10-15
1908 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-01-18
1909 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1910 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1911 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1912 Sigma Capital Management Limited 6 10 16 62.50 2008-03-12
1913 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1914 Silk Road International Capital Limited 3 0 3 0.00
1915 Silver Grant International Capital Management Limited 3 0 3 0.00 2015-04-30
1916 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1917 SILVERHORN INVESTMENT ADVISORS LIMITED 3 11 14 78.57 2011-02-28
1918 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1919 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 3 0 3 0.00 2014-04-01
1920 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1921 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1922 SINO WEALTH SECURITIES LIMITED 2 8 10 80.00 2012-03-05
1923 SINO-CEEF Capital Management Company Limited 6 0 6 0.00 2008-04-17
1924 Sino-Rich Securities & Futures Limited 4 24 28 85.71 2010-11-17
1925 Sinofortune Asset Management Limited 2 1 3 33.33 2010-05-20
1926 Sinofortune Financial Capital Limited 2 1 3 33.33
1927 Sinofortune Securities Limited 5 5 10 50.00 2012-02-03
1928 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 12 31 43 72.09 2008-02-21
1929 SINOMAX SECURITIES LIMITED 5 11 16 68.75 2016-08-19
1930 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 34 40 85.00 2009-06-02
1931 SINOPAC SECURITIES (ASIA) LIMITED 10 93 103 90.29 2012-04-23
1932 Sinostar Asset Management Limited 3 3 6 50.00 2013-08-16
1933 Sinostar Securities Limited 3 0 3 0.00 2014-08-18
1934 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2015-03-06
1935 Sinovation Capital Asset Management Company Limited 2 0 2 0.00 2009-10-21
1936 SITCOAM (Hong Kong) Holdings Limited 2 3 5 60.00 2016-09-01
1937 SIU ON SECURITIES LIMITED 3 4 7 57.14
1938 SJS Markets Limited 1 0 1 0.00 2005-03-02
1939 SM Investment Advisors Limited 3 1 4 25.00 2014-12-03
1940 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1941 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1942 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1943 SMBC Nikko Securities (Hong Kong) Limited 11 26 37 70.27 2012-07-20
1944 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1945 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1946 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1947 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1948 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1949 Solaris Capital Advisors (HK) Limited 3 0 3 0.00 2015-04-14
1950 SOLID KING SECURITIES LIMITED 3 5 8 62.50
1951 Solitude Limited (HK) 3 0 3 0.00 2015-10-20
1952 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1953 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1954 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1955 Soochow Securities International Brokerage Limited 6 96 102 94.12 2012-01-12
1956 Soochow Securities International Capital Limited 4 6 10 60.00 2013-07-19
1957 Soochow Securities International Futures Limited 5 55 60 91.67 2012-08-27
1958 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1959 SORRENTO CAPITAL LIMITED 2 2 4 50.00 2016-03-21
1960 SORRENTO SECURITIES LIMITED 2 4 6 66.67 2016-07-13
1961 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1962 SOUTH CHINA CAPITAL LIMITED 3 17 20 85.00
1963 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
1964 South China Forex Limited 3 13 16 81.25 2010-06-21
1965 South China Investment Management Limited 2 11 13 84.62 2016-11-09
1966 SOUTH CHINA RESEARCH LIMITED 4 24 28 85.71
1967 SOUTH CHINA SECURITIES LIMITED 6 106 112 94.64
1968 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1969 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 11 15 73.33 2008-12-18
1970 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 49 57 85.96 2010-02-23
1971 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 15 21 71.43
1972 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
1973 SP Securities Limited 4 4 8 50.00 2016-03-11
1974 SPARX Asia Investment Advisors Limited 4 4 8 50.00 2004-04-20
1975 SPDB International Capital Limited 4 10 14 71.43 2015-10-13
1976 SPDB International Investment Management Limited 3 4 7 57.14 2015-10-13
1977 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1978 SPQ Asia Capital Limited 3 2 5 40.00 2013-04-02
1979 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1980 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
1981 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1982 Springs Capital (Hong Kong) Limited 2 4 6 66.67 2011-04-14
1983 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1984 Sprout Asset Management (Asia) Limited 3 2 5 40.00 2014-12-08
1985 Spruce Light Asset Management Company Limited 2 0 2 0.00 2016-05-09
1986 SPS COMMODITIES LIMITED 2 6 8 75.00
1987 SPS INVESTMENT SERVICES LIMITED 2 1 3 33.33
1988 SPS SECURITIES LIMITED 4 18 22 81.82
1989 SR Wealth Securities Limited 2 1 3 33.33 2016-08-25
1990 St. James's Place (Hong Kong) Limited 3 43 46 93.48 2012-02-14
1991 Standard & Poor's Investment Advisory Services (HK) Limited 1 0 1 0.00 2010-09-21
1992 Standard Advisory Asia Limited 3 5 8 62.50 2014-12-01
1993 Standard Chartered Securities (Hong Kong) Limited 11 27 38 71.05 2012-12-17
1994 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 23 27 85.19 2005-07-07
1995 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2015-01-16
1996 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2012-03-30
1997 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 31 36 86.11 2015-07-02
1998 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1999 State Street Securities Hong Kong Limited 4 12 16 75.00 2013-04-22
2000 Stellar Securities Limited 3 3 6 50.00
2001 STI Asset Management Limited 5 18 23 78.26 2008-10-22
2002 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
2003 STJ Advisors (Asia) Limited 1 0 1 0.00 2011-11-17
2004 Stobene Partners (Hong Kong) Limited 1 0 1 0.00 2012-01-31
2005 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
2006 STOCKWELL SECURITIES LIMITED 3 49 52 94.23
2007 StoneX Financial (HK) Limited 2 1 3 33.33 2014-07-03
2008 StormHarbour Securities (Hong Kong) Limited 3 10 13 76.92 2010-03-18
2009 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
2010 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
2011 Strategic Vision Investment Limited 2 5 7 71.43 2014-08-14
2012 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
2013 SUCCESS ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-29
2014 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
2015 Success Securities Limited 4 68 72 94.44
2016 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
2017 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 78.57 2016-12-19
2018 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43 2007-05-08
2019 Sumitomo Mitsui Trust (Hong Kong) Limited 6 12 18 66.67 2014-01-07
2020 Sumo Asset Management Limited 2 1 3 33.33 2010-07-07
2021 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
2022 SUN GROWTH SECURITIES LIMITED 4 10 14 71.43
2023 Sun International Investment Services Limited 3 1 4 25.00 2016-11-15
2024 Sun Life Asset Management (HK) Limited 4 2 6 33.33 2014-05-23
2025 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
2026 SUN SECURITIES LIMITED 3 7 10 70.00 2011-04-01
2027 Sun Wing International Asset Management Limited 2 0 2 0.00 2016-10-03
2028 SunAsia Investment Management Limited 2 1 3 33.33 2010-12-30
2029 Suncorp Securities Limited 2 2 4 50.00 2016-01-04
2030 Sunfund Capital Limited 2 3 5 60.00 2015-10-27
2031 SUNHIGH FINANCIAL HOLDINGS LIMITED 3 1 4 25.00 2016-09-09
2032 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
2033 Sunrise Brokers (Hong Kong) Limited 3 29 32 90.63 2009-12-09
2034 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
2035 Superactive Financial Group Company Limited 4 3 7 42.86 2015-06-12
2036 Superfund Financial (Hong Kong) Limited 2 1 3 33.33
2037 SUPREME CHINA SECURITIES LIMITED 2 7 9 77.78 2014-10-10
2038 SUSQUEHANNA HONG KONG LIMITED 3 1 4 25.00 2008-11-03
2039 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
2040 Swiss International Asset Management Limited 2 2 4 50.00 2013-12-16
2041 Swiss-Asia Asset Management (HK) Limited 2 7 9 77.78 2010-06-02
2042 Swissquote Asia Limited 4 3 7 42.86 2013-02-25
2043 Sylebra Capital Limited 2 10 12 83.33 2011-09-06
2044 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
2045 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
2046 SynerWealth Financial Limited 3 26 29 89.66 2009-02-04
2047 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
2048 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
2049 T. M. MANAGEMENT LIMITED 2 0 2 0.00
2050 T. Rowe Price Hong Kong Limited 6 52 58 89.66 2010-12-21
2051 T.F.S. Derivatives HK Limited 6 30 36 83.33 2009-04-03
2052 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
2053 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
2054 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
2055 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
2056 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
2057 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
2058 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 82.35
2059 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
2060 TAI YIP STOCK COMPANY LIMITED 3 6 9 66.67
2061 TAIFAIR FUTURES LIMITED 3 2 5 40.00
2062 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
2063 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 29 36 80.56 2008-08-07
2064 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 27 31 87.10 2010-04-27
2065 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
2066 Taiping Securities (HK) Co Limited 3 44 47 93.62
2067 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
2068 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
2069 Tandem Investors Limited 3 2 5 40.00 2014-12-24
2070 TANG KEE SECURITIES LIMITED 3 3 6 50.00
2071 TANG PING KONG LIMITED 3 3 6 50.00
2072 Tang Yin International Futures Company Limited 3 0 3 0.00 2016-11-15
2073 TAP CAPITAL LIMITED 2 0 2 0.00 2016-12-05
2074 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
2075 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 48 54 88.89 2007-04-26
2076 TARZAN STOCK & SHARES LIMITED 3 7 10 70.00
2077 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
2078 TBP Investment Advisory (HK) Limited 2 5 7 71.43 2013-06-19
2079 TC Capital International Limited 5 9 14 64.29 2010-08-11
2080 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
2081 TC Investment Management (Asia) Limited 5 24 29 82.76 2014-03-18
2082 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
2083 Telecom King Securities Limited 4 14 18 77.78 2007-10-17
2084 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
2085 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
2086 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
2087 Templewater Hong Kong Limited 9 19 28 67.86
2088 Tenbagger Investment Management (Hong Kong) Limited 2 0 2 0.00 2015-09-11
2089 TENGARD FUND MANAGEMENT LIMITED 2 6 8 75.00 2012-04-03
2090 Tensant Securities Limited 2 2 4 50.00 2004-08-25
2091 TFI Asset Management Limited 4 1 5 20.00 2009-06-18
2092 TFI Securities and Futures Limited 3 7 10 70.00 2013-05-14
2093 THING ON SECURITIES LIMITED 3 5 8 62.50
2094 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 4 1 5 20.00
2095 Thoth Investment Management Limited 2 0 2 0.00 2016-11-22
2096 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 18 20 90.00 2008-04-11
2097 THREE STONES CAPITAL LIMITED 2 5 7 71.43 2015-11-11
2098 TIAN YUAN FINANCE (INDEX TRADING) LIMITED 3 5 8 62.50 2016-10-12
2099 TIAN YUAN FINANCE LIMITED 3 25 28 89.29
2100 TIANDA ASSET MANAGEMENT LIMITED 1 1 2 50.00 2013-04-24
2101 TIANDA SECURITIES LIMITED 2 4 6 66.67 2011-01-18
2102 Tianhe Quant Asset Management Limited 2 0 2 0.00 2013-06-11
2103 TIANLI FINANCIAL LIMITED 2 2 4 50.00 2016-11-28
2104 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
2105 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
2106 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
2107 Tiro Capital Limited 2 2 4 50.00 2014-08-27
2108 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
2109 Tongfang Securities Limited 2 3 5 60.00 2015-07-17
2110 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
2111 TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-09-15
2112 TOPAZ CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2014-02-11
2113 Topaz Financial Group Limited 2 18 20 90.00 2012-10-12
2114 Topfund Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-12-14
2115 Tor Investment Management (Hong Kong) Limited 3 6 9 66.67 2012-12-12
2116 Tora Trading Services Limited (HK) 4 3 7 42.86 2008-11-14
2117 Torq Capital Management (HK) Limited 2 6 8 75.00 2016-10-04
2118 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2013-11-29
2119 Towers Watson Investment Services Hong Kong Limited 3 14 17 82.35 2007-05-14
2120 TOYO SECURITIES ASIA LIMITED 4 6 10 60.00
2121 TPG Capital, Limited 3 11 14 78.57 2012-03-07
2122 TR Advisors Limited 3 2 5 40.00 2008-12-02
2123 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
2124 TradeMaster Securities (Hong Kong) Limited 2 1 3 33.33 2016-08-18
2125 TRADER CITY LIMITED 2 0 2 0.00 2016-04-28
2126 TRADING CENTRAL ASIA LIMITED 2 3 5 60.00 2011-03-08
2127 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
2128 TRANSASIA PRIVATE CAPITAL LIMITED 3 5 8 62.50 2013-03-19
2129 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
2130 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
2131 TREE LINE ADVISORS (HONG KONG) LIMITED 2 6 8 75.00 2006-06-30
2132 TRG MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2008-01-07
2133 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
2134 Trilogy Partners Limited 2 2 4 50.00 2014-07-25
2135 Trinity Corporate Finance Limited (VG) 2 3 5 60.00 2016-01-04
2136 Trinity Financial Group Limited 2 2 4 50.00 2016-02-16
2137 TRINITY SECURITIES CO. LIMITED 3 0 3 0.00 2012-08-08
2138 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
2139 TRIVEST ADVISORS LIMITED 3 2 5 40.00 2010-04-08
2140 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
2141 TRUTH SECURITIES LIMITED 4 3 7 42.86
2142 TSE'S SECURITIES LIMITED 3 30 33 90.91
2143 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
2144 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
2145 TULLETT PREBON (HONG KONG) LIMITED 5 21 26 80.77 2010-08-26
2146 Tung Shing Futures (Brokers) Limited 6 76 82 92.68
2147 Tung Shing Securities (Brokers) Limited 9 174 183 95.08 2012-03-15
2148 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
2149 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
2150 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
2151 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
2152 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
2153 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
2154 TVC MANAGEMENT LIMITED 3 0 3 0.00
2155 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
2156 Two Sigma Asia Pacific, Limited 3 2 5 40.00 2014-04-08
2157 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
2158 Tybourne Capital Management (HK) Limited 4 5 9 55.56 2012-03-15
2159 UBP ASSET MANAGEMENT ASIA LIMITED 4 9 13 69.23 2007-01-11
2160 UBS Asset Management (Hong Kong) Limited 10 74 84 88.10 2012-09-12
2161 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
2162 UBS SECURITIES ASIA LIMITED 15 351 366 95.90
2163 UBS SECURITIES HONG KONG LIMITED 22 289 311 92.93 2016-12-19
2164 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2012-04-11
2165 UCF Asset Management (HK) Limited 2 0 2 0.00 2012-05-04
2166 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
2167 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
2168 UNION GAMING SECURITIES ASIA LIMITED 5 1 6 16.67 2015-03-26
2169 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
2170 UNITED GREAT INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2016-04-22
2171 United Securities Limited (HK) 5 2 7 28.57
2172 UNITED ZONE INVESTMENT LIMITED 2 0 2 0.00 2016-09-01
2173 UOB KAY HIAN (HONG KONG) LIMITED 4 258 262 98.47
2174 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 157 161 97.52
2175 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
2176 UPBEST COMMODITIES COMPANY LIMITED 2 5 7 71.43
2177 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
2178 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
2179 UPRIGHT ASSET MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 0.00 2016-11-22
2180 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
2181 VALUE PARTNERS HONG KONG LIMITED 5 80 85 94.12 2007-11-19
2182 VALUE PARTNERS LIMITED 5 80 85 94.12
2183 Value Partners Private Equity Limited 3 5 8 62.50
2184 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
2185 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
2186 Vanguard Investments Hong Kong Limited 5 24 29 82.76 2012-02-07
2187 Vanhau Asset Management Limited 2 0 2 0.00 2016-12-19
2188 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
2189 VANTAGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-07-18
2190 Vantage Capital Markets HK Limited 5 29 34 85.29 2008-10-02
2191 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
2192 Vantum Asset Management Limited 2 0 2 0.00 2016-11-18
2193 Vantum Futures Limited 2 4 6 66.67
2194 VARDE PARTNERS HONG KONG LIMITED 2 0 2 0.00 2016-10-03
2195 VBG Capital Limited 6 11 17 64.71 2009-04-20
2196 VC ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-06-25
2197 VC BROKERAGE LIMITED 4 44 48 91.67
2198 VC CAPITAL LIMITED 3 8 11 72.73
2199 VC FUTURES LIMITED 4 26 30 86.67
2200 VC International Asset Management Limited 3 0 3 0.00
2201 VEDA CAPITAL LIMITED (HK) 3 10 13 76.92 2005-12-28
2202 Vegasoul Capital Management (Asia) Limited 3 6 9 66.67 2010-01-29
2203 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
2204 Venture Smart Asia Limited 6 17 23 73.91 2015-12-18
2205 VERACITY INVESTMENT CO., LIMITED 4 0 4 0.00 2012-11-20
2206 VERCAP Financial Services Limited 3 5 8 62.50
2207 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
2208 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
2209 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2210 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2211 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2212 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 0 2 0.00
2213 VICTORY SECURITIES COMPANY LIMITED 3 43 46 93.48 2007-02-16
2214 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
2215 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2216 Virtu ITG Hong Kong Limited 4 17 21 80.95
2217 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2218 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) 2 0 2 0.00 2016-04-26
2219 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
2220 VISION FINANCE (SECURITIES) LIMITED 4 5 9 55.56 2007-05-08
2221 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 60.00 2006-11-14
2222 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
2223 VisionGain Capital Limited 3 2 5 40.00 2007-11-14
2224 VL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-04-15
2225 VMS Securities Limited 7 12 19 63.16
2226 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
2227 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
2228 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2229 Vontobel Wealth Management (Hong Kong) Limited 4 7 11 63.64 2013-01-14
2230 VP Wealth Management (Hong Kong) Limited 2 4 6 66.67 2007-09-11
2231 VTB Capital Hong Kong Limited 4 4 8 50.00 2011-06-30
2232 W. Falcon Asset Management (Asia) Limited 2 4 6 66.67 2014-07-17
2233 W2 Asset Management (HK) Limited 3 1 4 25.00 2009-06-04
2234 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
2235 WAH SANG SECURITIES LIMITED 3 1 4 25.00
2236 WAH THAI SECURITIES LIMITED 3 3 6 50.00
2237 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2238 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2239 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2240 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2241 Wanhai Securities (HK) Limited 2 7 9 77.78
2242 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
2243 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2244 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2013-07-03
2245 Waton Securities International Limited 3 1 4 25.00
2246 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2247 Waypointe Limited 2 0 2 0.00 2015-02-11
2248 Wealth Link Securities Limited 2 2 4 50.00 2016-06-02
2249 Wealth Management Cube Limited 2 2 4 50.00 2015-03-19
2250 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
2251 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2252 Wealthy Global Financial Asset Management Limited 2 0 2 0.00 2016-12-23
2253 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2254 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2255 Welkin Capital Management (Asia) Limited 2 2 4 50.00 2016-02-23
2256 Well Link Asset Management Limited 2 1 3 33.33 2014-01-02
2257 Well Link International Securities Limited 3 8 11 72.73 2012-10-04
2258 Well Link Securities Limited 2 15 17 88.24 2005-11-11
2259 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
2260 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
2261 Wellington Management Hong Kong Limited (b2003-01-02) 8 35 43 81.40 2003-09-18
2262 Wells Fargo Securities Asia Limited 7 36 43 83.72 2008-04-25
2263 WESHINE SECURITIES COMPANY LIMITED 2 2 4 50.00 2016-09-19
2264 WEST BULL SECURITIES LIMITED 2 2 4 50.00 2016-09-19
2265 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 17 20 85.00 2008-09-02
2266 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2267 Widus Investment Limited 2 0 2 0.00 2015-10-22
2268 WILBY SECURITIES LIMITED 2 2 4 50.00
2269 Willis Towers Watson Securities (Hong Kong) Limited 2 2 4 50.00 2015-06-17
2270 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2271 Wilson Asset Management Co., Limited 2 0 2 0.00 2016-10-12
2272 WILSON SECURITIES LIMITED 2 4 6 66.67 2010-02-25
2273 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
2274 Win Harvest Asset Management Limited 2 3 5 60.00 2015-10-28
2275 Win Securities Limited 4 4 8 50.00
2276 WIN WONG SECURITIES LIMITED 5 25 30 83.33
2277 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
2278 WINFULL SECURITIES LIMITED 3 13 16 81.25
2279 WING FAT SECURITIES LIMITED 3 7 10 70.00
2280 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
2281 WING FUNG FUTURES LIMITED 3 26 29 89.66 2006-04-21
2282 WING FUNG SECURITIES LIMITED 4 28 32 87.50
2283 WING ON CHEONG SECURITIES COMPANY LIMITED 2 3 5 60.00
2284 WING ON SECURITIES LIMITED 2 5 7 71.43
2285 WING YEE SECURITIES COMPANY LIMITED 4 5 9 55.56
2286 WINGATE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-08-31
2287 WINGS SECURITIES (HK) LIMITED 2 3 5 60.00
2288 WINLAND WEALTH MANAGEMENT LIMITED 3 10 13 76.92
2289 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2290 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2291 WINSOME CAPITAL LIMITED 2 3 5 60.00 2016-10-31
2292 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2293 WINTECH SECURITIES LIMITED 4 6 10 60.00
2294 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
2295 WINTONE SECURITIES LIMITED 3 6 9 66.67 2004-02-16
2296 Wise Torch Investments Limited 4 0 4 0.00 2016-11-30
2297 Wisetrade Securities Limited 1 9 10 90.00
2298 Wizardquant Capital Advisors Limited 2 0 2 0.00 2016-07-07
2299 WKA Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-08-16
2300 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2301 WOCOM FOREIGN EXCHANGE CO. LIMITED 3 4 7 57.14
2302 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
2303 WOCOM LIMITED (HK) 4 17 21 80.95
2304 WOCOM SECURITIES LIMITED 4 21 25 84.00
2305 Wolver Hill Asset Management Asia Limited 3 6 9 66.67 2009-03-10
2306 Wonder Capital Group Limited 2 0 2 0.00 2016-03-07
2307 Wonderland International Asset Management Limited 2 2 4 50.00 2016-07-27
2308 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2309 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2310 XIN HUA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2016-10-18
2311 Xin Tian Fund Management Company Limited 3 1 4 25.00 2013-05-30
2312 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
2313 Xinhu International Futures (Hong Kong) Co., Limited 3 3 6 50.00 2012-05-22
2314 Yahao Capital Limited 2 3 5 60.00 2016-08-05
2315 Yango International Financial Holdings Limited 2 0 2 0.00 2016-12-14
2316 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 3 0 3 0.00 2015-09-17
2317 YARDLEY SECURITIES LIMITED 2 3 5 60.00
2318 Yellow River Global Capital Limited 2 3 5 60.00 2016-04-21
2319 YF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-04-16
2320 YF FUTURES COMPANY LIMITED 2 3 5 60.00
2321 YF SECURITIES COMPANY LIMITED 2 7 9 77.78
2322 YG Capital Management Limited 2 0 2 0.00 2014-12-12
2323 Yi Shun Da Capital Limited 4 5 9 55.56 2015-11-04
2324 YICKO SECURITIES LIMITED 4 21 25 84.00 2015-10-30
2325 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2326 YING WAH SECURITIES COMPANY LIMITED 3 7 10 70.00
2327 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-10-24
2328 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-05-03
2329 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
2330 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2331 Yuanta Asia Investment (Hong Kong) Limited 3 4 7 57.14 2003-08-13
2332 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2333 Yuanta Securities (Hong Kong) Company Limited 20 153 173 88.44 2006-07-08
2334 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2335 YUE XIU ASSET MANAGEMENT LIMITED 4 4 8 50.00 2011-04-12
2336 YUE XIU FUTURES COMPANY LIMITED 4 32 36 88.89
2337 YUE XIU SECURITIES COMPANY LIMITED 6 60 66 90.91 2013-12-02
2338 Yuet Sheung International Securities Limited 1 0 1 0.00 2015-12-18
2339 YUEXING SECURITIES COMPANY LIMITED 3 10 13 76.92
2340 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
2341 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2342 YUN HAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-02
2343 Yunfeng Asset Management Limited 2 7 9 77.78 2011-05-18
2344 Yunfeng Financial Markets Limited 13 26 39 66.67
2345 Yunfeng Securities Limited 9 17 26 65.38 2013-08-27
2346 Yupei Fortune Capital Limited 2 0 2 0.00 2016-11-28
2347 Zaaba Capital Limited 3 3 6 50.00 2015-12-16
2348 ZACD Financial Group Limited 3 0 3 0.00 2016-12-02
2349 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
2350 Zenas Capital Management Limited 3 0 3 0.00 2013-09-12
2351 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
2352 Zentrum Capital Advisors Limited 2 4 6 66.67 2014-06-03
2353 Zeta Capital (H.K.) Limited 3 1 4 25.00 2016-03-29
2354 Zheng He Capital Management Limited 2 2 4 50.00 2014-07-07
2355 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 2 4 6 66.67 2016-03-09
2356 ZHONG JIA SECURITIES LIMITED 2 0 2 0.00 2016-11-01
2357 Zhong Yang Securities Limited 2 1 3 33.33 2016-03-04
2358 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
2359 Zhongcai Securities Limited 3 4 7 57.14 2014-12-19
2360 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2361 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
2362 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED 2 2 4 50.00 2016-11-04
2363 Zhongrong International Asset Management Company Limited 2 4 6 66.67 2016-04-11
2364 Zhongrong International Capital Management Limited 2 5 7 71.43 2015-05-22
2365 Zhongrong International Futures Co., Limited 2 6 8 75.00
2366 Zhongrong International Investment Consulting Company Limited 1 1 2 50.00 2013-05-08
2367 Zhongrong International Securities Company Limited 2 8 10 80.00 2015-08-12
2368 ZHONGRONG PT SECURITIES LIMITED 5 42 47 89.36 2010-07-30
2369 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67 2013-12-19
2370 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 4 23 27 85.19 2014-01-07
2371 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED 3 9 12 75.00 2016-11-07
2372 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 45 50 90.00 2012-12-07
2373 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 8 91 99 91.92 2012-11-13
2374 Zijing Capital Limited 3 9 12 75.00 2003-05-07
2375 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2375 Average 3.36 16.23 19.59 82.85

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