SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 1 0 1 0.00
2 AASTOCKS.COM LIMITED 1 0 1 0.00
3 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0.00
4 ALPHA CORPORATE ADVISORS LIMITED 1 0 1 0.00
5 AMRI ADVISORY LIMITED 1 0 1 0.00
6 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
7 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
8 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
9 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
10 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
11 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
12 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
13 Axis Capital Management Limited 1 0 1 0.00
14 BARBER ASIA LIMITED 1 0 1 0.00
15 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
16 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
17 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
18 CAMERON BUTLER HK LIMITED 1 0 1 0.00
19 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
20 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
21 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
22 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
23 CBRE Investment Management (Asia) Limited 1 0 1 0.00
24 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
25 CEIM (HK) LIMITED 1 0 1 0.00
26 CHEETAH ADVISORS LIMITED 1 0 1 0.00
27 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
28 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
29 China Finance Holdings Limited 1 0 1 0.00
30 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
31 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 1 0 1 0.00
32 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
33 COMMENCE COMPANY LIMITED 1 0 1 0.00
34 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
35 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
36 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
37 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
38 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
39 DASHIN SECURITIES LIMITED 1 0 1 0.00
40 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
41 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
42 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
43 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
44 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
45 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
46 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
47 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
48 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
49 EYREMOUNT LIMITED 1 0 1 0.00
50 F & M Investment Advisor 1 0 1 0.00
51 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
52 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
53 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
54 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 0.00
55 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
56 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
57 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
58 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
59 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
60 GLOBAL FUTURE COMPANY LIMITED 1 0 1 0.00
61 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
62 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 1 1 100.00
63 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
64 Greentech Technology Asset Management Company Limited 1 0 1 0.00
65 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
66 H & A Investment Company 1 0 1 0.00
67 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 0.00
68 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
69 Hon Hoi Suen, John 1 0 1 0.00
70 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
71 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
72 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
73 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
74 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
75 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
76 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
77 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
78 JOINCAP CAPITAL LIMITED 1 0 1 0.00
79 Joseph Cheung & Associates 1 0 1 0.00
80 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
81 K.K. Wong & Company 1 0 1 0.00
82 Ka Yue Investment Company 1 0 1 0.00
83 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
84 KHG Lam 1 0 1 0.00
85 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
86 Kwok Chung Chun Securities Company 1 0 1 0.00
87 Lawsons Securities Company 1 0 1 0.00
88 LINDEMAN ASIA LIMITED 1 0 1 0.00
89 Lombard Investments (HK) Limited 1 0 1 0.00
90 Longitude Asia Limited 1 0 1 0.00
91 M-TRADE ASIA LIMITED 1 0 1 0.00
92 MANDARIN VP (HK) LIMITED 1 0 1 0.00
93 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
94 MARC FABER LIMITED 1 0 1 0.00
95 Maurice Lee Investment Advisor Company 1 0 1 0.00
96 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
97 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
98 MCP Holdings Limited (HK) 1 0 1 0.00
99 Melbourne Investment Company 1 0 1 0.00
100 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
101 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0.00
102 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
103 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
104 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
105 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
106 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
107 NUADA CAPITAL LIMITED 1 0 1 0.00
108 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
109 Offshore Financial Consultants 1 0 1 0.00
110 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
111 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
112 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
113 Pacific Sun Advisors Limited 1 0 1 0.00
114 Paul Fan & Company 1 0 1 0.00
115 Prashant K. Trivedi 1 0 1 0.00
116 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
117 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
118 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 1 1 100.00
119 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
120 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
121 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
122 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
123 SA Capital Limited (HK) 1 0 1 0.00
124 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
125 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
126 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 0 1 1 100.00
127 SHUN LOONG CAPITAL LIMITED 1 0 1 0.00
128 Silk Road International Capital Limited 1 0 1 0.00
129 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
130 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
131 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
132 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
133 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
134 Success Power Investment Advisory Limited 1 0 1 0.00
135 T G SECURITIES LIMITED 1 0 1 0.00
136 T Y International 1 0 1 0.00
137 T. M. MANAGEMENT LIMITED 1 0 1 0.00
138 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
139 TCW ASIA LIMITED 1 0 1 0.00
140 Teil Stock Investment Company 1 0 1 0.00
141 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
142 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
143 Tokio Marine Investment Services, Limited 1 0 1 0.00
144 Trinity Financial Group Limited 1 0 1 0.00
145 TVC MANAGEMENT LIMITED 1 0 1 0.00
146 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
147 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
148 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
149 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
150 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
151 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
152 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
153 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
154 Y. S. Law & Co. 1 0 1 0.00
155 YARDLEY FINANCE LIMITED 1 0 1 0.00
156 Ying Kit Stock Company 1 0 1 0.00
157 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
158 ACM ASIA LIMITED 2 0 2 0.00
159 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 0.00 2003-11-29
160 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
161 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
162 ALTA FINANCE LIMITED 1 1 2 50.00
163 AMPLE CAPITAL LIMITED 1 1 2 50.00
164 Anuenue Advisors Limited 1 1 2 50.00
165 Anuenue Limited 1 1 2 50.00
166 ARX ADVISORS LIMITED 2 0 2 0.00 2003-12-04
167 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
168 Avia Asset Management Limited 2 0 2 0.00
169 AXA Investment Managers Asia Limited 2 0 2 0.00
170 BALI SECURITIES CO. LIMITED 2 0 2 0.00
171 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 0.00 2003-06-03
172 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
173 BMI FUNDS MANAGEMENT LIMITED 1 1 2 50.00
174 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
175 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
176 Bright Securities Company (The) 1 1 2 50.00
177 BROOKE CAPITAL LIMITED 1 1 2 50.00
178 CASH Mobile Financial Services Limited 1 1 2 50.00
179 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
180 CES Wealth Management (HK) Limited 2 0 2 0.00
181 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
182 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
183 China Enterprise Securities Company Limited 1 1 2 50.00
184 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
185 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
186 Ching Yick Company 1 1 2 50.00
187 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
188 COL Securities (HK) Limited 1 1 2 50.00
189 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
190 CUPOLA CAPITAL LIMITED 2 0 2 0.00
191 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
192 D.J. SECURITIES LIMITED 2 0 2 0.00
193 DEMETER ASSET MANAGEMENT LIMITED 1 1 2 50.00
194 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
195 ECM LIBRA SECURITIES LIMITED 2 0 2 0.00 2003-07-30
196 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
197 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
198 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
199 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
200 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
201 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
202 FULLJET SECURITIES LIMITED 2 0 2 0.00
203 Funderstone Asset Management (HK) Limited 2 0 2 0.00
204 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
205 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
206 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
207 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
208 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 0.00
209 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
210 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
211 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
212 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
213 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
214 HUNG BROTHERS LIMITED 1 1 2 50.00
215 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
216 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
217 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
218 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
219 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
220 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
221 iTTa Capital Limited 2 0 2 0.00 2003-05-29
222 iVenture Investment Management Limited 2 0 2 0.00
223 JC PREMIER CAPITAL LIMITED 2 0 2 0.00 2003-09-22
224 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
225 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 50.00
226 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
227 JS SECURITIES LIMITED (HK) 1 1 2 50.00
228 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
229 KARFORD SECURITIES LIMITED 2 0 2 0.00
230 KGI Asset Management Limited 2 0 2 0.00
231 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
232 Ko Kun Stock Company 1 1 2 50.00
233 LAU & COMPANY LIMITED 2 0 2 0.00
234 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
235 Lynx Portfolio Limited 2 0 2 0.00
236 Mainland Securities Co. 1 1 2 50.00
237 MASON LAROCHE (HK) LIMITED 2 0 2 0.00
238 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
239 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 1 2 50.00
240 MEAG Hong Kong Limited 1 1 2 50.00
241 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
242 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
243 MIRABAUD (ASIA) LIMITED 2 0 2 0.00 2003-05-13
244 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
245 On Hing Securities Company 1 1 2 50.00
246 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
247 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
248 ORTUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2003-08-29
249 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
250 PACIFIC GROUP LIMITED (THE) 1 1 2 50.00
251 PAMA GROUP (HONG KONG) LIMITED 0 2 2 100.00
252 PANURGY LIMITED 2 0 2 0.00
253 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
254 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
255 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
256 Public Pacific Securities Limited 1 1 2 50.00
257 QLEAP ACCELERATORS LIMITED 1 1 2 50.00
258 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
259 RL360 SERVICES LIMITED 1 1 2 50.00
260 Robert Kai Leung Lo 1 1 2 50.00
261 San Wan Yuan & Company 1 1 2 50.00
262 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
263 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
264 SG ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
265 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
266 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
267 SKY WARD ASIA LIMITED 2 0 2 0.00
268 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
269 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
270 SPDB International Holdings Limited 2 0 2 0.00
271 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
272 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
273 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
274 Sunline Prosticks Financial Solutions Limited 2 0 2 0.00
275 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
276 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 1 2 50.00
277 Tai Chuen Securities Co. 1 1 2 50.00
278 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
279 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
280 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
281 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
282 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
283 Union Securities Co 1 1 2 50.00
284 UNITED CAPITAL LIMITED 2 0 2 0.00
285 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
286 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
287 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
288 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
289 Value Partners Private Equity Limited 1 1 2 50.00
290 VC International Asset Management Limited 1 1 2 50.00
291 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
292 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
293 VISION FINANCE (SECURITIES) LIMITED 1 1 2 50.00
294 WELLAM INVESTMENT LIMITED 2 0 2 0.00
295 Wellington Management Hong Kong Limited (b2003-01-02) 2 0 2 0.00 2003-09-18
296 WING TAK SECURITIES LIMITED 1 1 2 50.00
297 Winning & Company 1 1 2 50.00
298 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
299 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
300 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
301 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
302 ADM SECURITIES LIMITED 2 1 3 33.33
303 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
304 Allard Partners Limited 2 1 3 33.33
305 Alpha Nova Capital Management Limited 2 1 3 33.33
306 ALPS ADVISORY (HK) LIMITED 2 1 3 33.33
307 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
308 ASG FUTURES LIMITED 1 2 3 66.67
309 ASIA INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
310 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
311 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
312 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
313 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
314 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
315 CERES CAPITAL LIMITED 2 1 3 33.33
316 Champion & Co. 1 2 3 66.67
317 Chanceton Capital Partners Limited 2 1 3 33.33
318 ChapmanCraig Limited 2 1 3 33.33
319 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
320 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
321 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
322 China Integrity Investment Limited 2 1 3 33.33
323 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
324 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
325 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
326 CMB International Capital Holdings Corporation Limited 3 0 3 0.00 2003-12-17
327 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
328 COMGEST FAR EAST LIMITED 2 1 3 33.33
329 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
330 Cowen and Company (Asia) Limited 2 1 3 33.33 2003-12-19
331 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
332 DAH SING SECURITIES LIMITED 1 2 3 66.67
333 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
334 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
335 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
336 EQT Partners Hong Kong Limited 1 2 3 66.67
337 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
338 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 66.67
339 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
340 FTLife Insurance Company Limited 1 2 3 66.67
341 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2003-12-31
342 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
343 GET NICE ASSET MANAGEMENT LIMITED 1 2 3 66.67
344 GFI (HK) SECURITIES L.L.C. 0 3 3 100.00
345 Giny Securities Company 1 2 3 66.67
346 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
347 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
348 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
349 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 66.67
350 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 0.00
351 HSBC STRUCTURED FUNDS (ASIA) LIMITED 1 2 3 66.67
352 HSZ (HONG KONG) LIMITED 1 2 3 66.67
353 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
354 HUNG SING FUTURES LIMITED 1 2 3 66.67
355 I & P SECURITIES LIMITED 1 2 3 66.67
356 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
357 IMARKETS LIMITED 1 2 3 66.67
358 Interactive Brokers Hong Kong Limited 2 1 3 33.33
359 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 1 3 33.33
360 Investec Asia Limited 3 0 3 0.00
361 JK Capital Management Limited 2 1 3 33.33
362 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 2 1 3 33.33
363 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
364 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 1 3 33.33
365 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
366 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 1 3 33.33 2003-05-02
367 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
368 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 1 3 33.33
369 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
370 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 33.33
371 Mercer (Hong Kong) Limited 1 2 3 66.67
372 Nan Lee Investment Co. 1 2 3 66.67
373 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
374 Open Asset Management Limited 3 0 3 0.00
375 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
376 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
377 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 2 1 3 33.33 2003-07-10
378 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
379 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
380 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
381 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 66.67
382 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 2 3 66.67
383 PRIVATE CAPITAL LIMITED 2 1 3 33.33
384 PRUDENCE FUTURES LIMITED 2 1 3 33.33
385 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
386 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
387 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
388 Redford Asset Management Limited 1 2 3 66.67
389 SCM CHINA LIMITED 2 1 3 33.33
390 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
391 Seaga International 1 2 3 66.67
392 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
393 Sinofortune Financial Capital Limited 2 1 3 33.33
394 Soo Pui Chen & Company 1 2 3 66.67
395 Standard Commodities (Asia) Limited 1 2 3 66.67
396 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
397 Stellar Securities Limited 1 2 3 66.67
398 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
399 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 2 3 66.67
400 Szehope & Company 1 2 3 66.67
401 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
402 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
403 Towers Watson Hong Kong Limited 1 2 3 66.67
404 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 1 3 33.33
405 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 2 3 66.67
406 Vision Capital Investment Management Limited 3 0 3 0.00 2003-12-17
407 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
408 WALCO SECURITIES LIMITED 1 2 3 66.67
409 WORLDWIDE BROKERAGE LIMITED 1 2 3 66.67
410 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
411 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
412 Zijing Capital Limited 2 1 3 33.33 2003-05-07
413 ABE FINANCIAL SERVICES LIMITED 2 2 4 50.00 2003-10-09
414 abrdn Hong Kong Limited 2 2 4 50.00
415 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
416 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
417 ANGUS MOORE LIMITED 1 3 4 75.00
418 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 75.00
419 ASG MANAGEMENT LIMITED (HK) 2 2 4 50.00
420 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
421 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 3 4 75.00
422 Asian Pacific Investment Company 1 3 4 75.00
423 Bentley Capital Limited (HK) 4 0 4 0.00
424 BERICH FUTURES (H.K.) COMPANY LIMITED 1 3 4 75.00
425 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
426 CASH Wealth Management Limited 1 3 4 75.00
427 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
428 CF GLOBAL (HK) LIMITED 1 3 4 75.00
429 CHUANGS & CO. LIMITED 1 3 4 75.00
430 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
431 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
432 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
433 CTW SECURITIES LIMITED 1 3 4 75.00
434 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 2 4 50.00
435 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 3 4 75.00
436 Delta Asia Wealth Management Limited 2 2 4 50.00
437 EQT Partners Asia Limited 1 3 4 75.00
438 EUREKA SECURITIES LIMITED 1 3 4 75.00
439 Finet Securities Limited 2 2 4 50.00
440 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
441 Freddy Company 1 3 4 75.00
442 Fubon Capital (HK) Limited 1 3 4 75.00
443 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 2 4 50.00
444 FULL WIN SECURITIES LIMITED 2 2 4 50.00
445 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
446 GIGA (HONG KONG) LIMITED 1 3 4 75.00
447 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
448 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
449 Goodcape Investment Company 1 3 4 75.00
450 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 2 4 50.00
451 Grit Securities Limited 2 2 4 50.00
452 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
453 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 3 4 75.00
454 HENCO CAPITAL LIMITED 2 2 4 50.00
455 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
456 HIP HING SECURITIES LIMITED 2 2 4 50.00
457 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
458 HOU TAK SECURITIES LIMITED 2 2 4 50.00
459 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 50.00
460 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
461 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
462 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
463 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
464 Katherine Ip & Company 1 3 4 75.00
465 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
466 Kin Fung Stock Company 1 3 4 75.00
467 KOFFMAN INVESTMENT LIMITED 1 3 4 75.00
468 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
469 Mackenzie Investments Asia Limited 3 1 4 25.00
470 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
471 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
472 Merdeka Securities Limited 3 1 4 25.00
473 Metaverse Securities Limited (HK) 4 0 4 0.00
474 MING HON SECURITIES LIMITED 3 1 4 25.00
475 Moliyo (Hong Kong) Limited 2 2 4 50.00
476 New Gala Securities Company 1 3 4 75.00
477 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
478 Newedge Broker Hong Kong Limited 2 2 4 50.00
479 Nittan Securities Asia Limited 2 2 4 50.00
480 Oshidori Corporate Finance Limited 2 2 4 50.00
481 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
482 PLATINUM BROKING COMPANY LIMITED 1 3 4 75.00
483 PO LEE SECURITIES LIMITED 1 3 4 75.00
484 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
485 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00
486 Salisbury Securities 1 3 4 75.00
487 SEABRIGHT ASSET MANAGEMENT LIMITED 4 0 4 0.00 2003-07-23
488 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
489 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
490 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
491 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 75.00
492 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
493 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
494 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
495 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 2 4 50.00
496 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
497 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
498 Sun Life Financial Asia Services Limited 1 3 4 75.00
499 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
500 T & F RESEARCH LIMITED 1 3 4 75.00
501 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
502 Tung Shun & Company 1 3 4 75.00
503 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
504 Vantum Futures Limited 2 2 4 50.00
505 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
506 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
507 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
508 WELLCHAMP CAPITAL LIMITED 2 2 4 50.00
509 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
510 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
511 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
512 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
513 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
514 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
515 YU ON COMMODITIES COMPANY LIMITED 2 2 4 50.00
516 Yuanta Securities (Hong Kong) Company Limited 1 3 4 75.00
517 Absolute Investment Management (HK) Limited 3 2 5 40.00
518 Aevitas Securities Limited 1 4 5 80.00
519 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
520 Arta Global Futures Limited 2 3 5 60.00
521 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 2 5 40.00
522 Averest Capital Limited 2 3 5 60.00
523 AXA Financial Planning (Hong Kong) Limited 0 5 5 100.00
524 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
525 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 1 4 5 80.00
526 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 1 4 5 80.00
527 BEAR BRIGHT LIMITED 2 3 5 60.00
528 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
529 BKHK Limited 5 0 5 0.00
530 Black Marble Securities Limited 1 4 5 80.00
531 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
532 BLOOMYEARS LIMITED 2 3 5 60.00
533 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
534 CCB Securities Limited 2 3 5 60.00
535 CEPA ALLIANCE SECURITIES LIMITED 3 2 5 40.00
536 CES International Commodities (HK) Limited 3 2 5 40.00
537 CHALLENGE COMMODITIES LIMITED 3 2 5 40.00
538 CHEE TAK SECURITIES LIMITED 1 4 5 80.00
539 Cheong Lee Securities Co. 1 4 5 80.00
540 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
541 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 1 5 20.00
542 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 60.00
543 China Gather Wealth Financial Company Limited 2 3 5 60.00
544 CHINA RICH ASSET MANAGEMENT LIMITED 2 3 5 60.00
545 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
546 Chung Tak & Company 1 4 5 80.00
547 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 1 5 20.00
548 DNB Asset Management (Asia) Limited 2 3 5 60.00
549 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
550 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 80.00
551 F. R. ZIMMERN LIMITED 2 3 5 60.00
552 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
553 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
554 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
555 GET NICE CAPITAL LIMITED 3 2 5 40.00
556 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
557 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
558 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
559 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
560 HOI SANG SECURITIES LIMITED 3 2 5 40.00
561 HOORAY CAPITAL LIMITED 4 1 5 20.00
562 HPEF Venture Partners Limited 4 1 5 20.00
563 Huayu Securities Limited 1 4 5 80.00
564 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
565 Intercontinent Securities Company 1 4 5 80.00
566 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
567 JAPAN ASIA CAPITAL LIMITED 2 3 5 60.00
568 Kaiser KT Capital Limited 3 2 5 40.00
569 Kam Wah Investments Limited 3 2 5 40.00
570 KB Securities Hong Kong Limited 2 3 5 60.00
571 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 2 5 40.00 2003-06-06
572 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
573 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
574 MESSIS CAPITAL LIMITED 3 2 5 40.00
575 MLI LIMITED (d2018-03-29) 1 4 5 80.00
576 MORTON SECURITIES LIMITED 2 3 5 60.00
577 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
578 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
579 Oreana Financial Services Limited 2 3 5 60.00
580 OVERLOOK INVESTMENTS LIMITED 1 4 5 80.00
581 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
582 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
583 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
584 PGIM (Hong Kong) Limited 2 3 5 60.00
585 PHOENIX CAPITAL FUTURES LIMITED 2 3 5 60.00
586 Pictet Asset Management (Hong Kong) Limited 5 0 5 0.00
587 PPM VENTURES (ASIA) LIMITED 3 2 5 40.00
588 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
589 RBS Securities (Far East) Limited 1 4 5 80.00
590 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
591 Rich Union Securities (H.K.) Limited 1 4 5 80.00
592 SHACOM FUTURES LIMITED 3 2 5 40.00
593 SINOMAX SECURITIES LIMITED 2 3 5 60.00
594 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
595 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 60.00
596 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 3 5 60.00
597 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
598 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
599 Success Futures and Foreign Exchange Limited 2 3 5 60.00
600 SUN RAISE CAPITAL LIMITED 2 3 5 60.00
601 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 60.00
602 TAIFAIR FUTURES LIMITED 1 4 5 80.00
603 Ten & Ten Securities Company 1 4 5 80.00
604 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2003-09-24
605 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
606 TRUTH SECURITIES LIMITED 4 1 5 20.00
607 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
608 UBS Asset Management (Hong Kong) Limited 3 2 5 40.00
609 UNI-ALPHA FUTURES LIMITED 1 4 5 80.00
610 United Securities Limited (HK) 1 4 5 80.00
611 WAH SANG SECURITIES LIMITED 2 3 5 60.00
612 WAH THAI SECURITIES LIMITED 3 2 5 40.00
613 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
614 Welform Investors Company 1 4 5 80.00
615 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
616 Win Securities Limited 3 2 5 40.00
617 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
618 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
619 ASSET DYNAMIC MANAGEMENT LIMITED 2 4 6 66.67
620 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 3 6 50.00
621 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
622 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
623 CHINA EVERBRIGHT CAPITAL LIMITED 2 4 6 66.67
624 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
625 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
626 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
627 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 5 6 83.33
628 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
629 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 4 6 66.67
630 ENLIGHTEN FUTURES LIMITED 3 3 6 50.00
631 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
632 Gold Centre Investment Company 1 5 6 83.33
633 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 4 6 66.67
634 Grand Cartel Securities Company Limited 2 4 6 66.67
635 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 50.00
636 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
637 HOENIG (FAR EAST) LIMITED 2 4 6 66.67
638 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
639 Huajin Corporate Finance (International) Limited 5 1 6 16.67
640 iFAST Securities (HK) Limited 3 3 6 50.00
641 Interactive Brokers LLC 2 4 6 66.67
642 IREALITY INVESTMENTS LIMITED 4 2 6 33.33
643 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
644 JVSakk Asia Limited 2 4 6 66.67
645 K.L. Securities Company 1 5 6 83.33
646 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 2 6 33.33
647 KWOK HING SECURITIES LIMITED 2 4 6 66.67
648 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
649 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 50.00
650 LIM ADVISORS LIMITED 2 4 6 66.67
651 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
652 MANBLE SECURITIES LIMITED 1 5 6 83.33
653 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
654 MEGABASE SECURITIES LIMITED 2 4 6 66.67
655 MEIJI YASUDA ASIA LIMITED 1 5 6 83.33
656 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
657 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
658 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
659 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
660 NORTH SEA SECURITIES LIMITED 2 4 6 66.67
661 Public Securities Limited 2 4 6 66.67
662 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
663 REFCO FOREX LIMITED 2 4 6 66.67 2003-07-21
664 REXCAPITAL (HONG KONG) LIMITED 2 4 6 66.67
665 RHB CAPITAL HONG KONG LIMITED 2 4 6 66.67
666 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
667 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
668 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
669 SELINA & CO. LIMITED (HK) 2 4 6 66.67
670 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
671 SIU ON SECURITIES LIMITED 2 4 6 66.67
672 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
673 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
674 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
675 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
676 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
677 TANG KEE SECURITIES LIMITED 2 4 6 66.67
678 UNI-ALPHA SECURITIES LIMITED 2 4 6 66.67
679 Virtu ITG Hong Kong Limited 2 4 6 66.67
680 WAI FAT SECURITIES LIMITED 2 4 6 66.67
681 Wanhai Securities (HK) Limited 3 3 6 50.00
682 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
683 WILBY SECURITIES LIMITED 1 5 6 83.33
684 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
685 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
686 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
687 YARDLEY SECURITIES LIMITED 2 4 6 66.67
688 YF FUTURES COMPANY LIMITED 3 3 6 50.00
689 YF Life Insurance International Limited 1 5 6 83.33
690 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
691 Ziar & Company 1 5 6 83.33
692 ALTUS CAPITAL LIMITED 3 4 7 57.14
693 Anli Securities Limited 1 6 7 85.71
694 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86
695 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 5 7 71.43
696 BOWEN ASIA LIMITED 5 2 7 28.57
697 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 5 7 71.43
698 Broadway Wealth Management Limited 1 6 7 85.71
699 Capital International, Inc. 0 7 7 100.00
700 CELESTIAL CAPITAL LIMITED 5 2 7 28.57
701 CHARLES SCHMITT & ASSOCIATES LIMITED 3 4 7 57.14
702 Chelac Investment Company 2 5 7 71.43
703 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
704 CNI GLOBAL CAPITAL LIMITED 2 5 7 71.43
705 CVC Asia Pacific Limited 3 4 7 57.14
706 DEBTTRADERS, LIMITED 1 6 7 85.71
707 EMPEROR CORPORATE FINANCE LIMITED 2 5 7 71.43
708 EVERHOT SECURITIES LIMITED 1 6 7 85.71
709 FAIRWIN BROKING LIMITED 2 5 7 71.43
710 FB SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
711 FDB Financial Group Limited 1 6 7 85.71
712 Fu Yip Securities & Investment Co. 2 5 7 71.43
713 Ge Shang Investment (Hong Kong) Limited 1 6 7 85.71
714 Goldin Equities Limited 2 5 7 71.43
715 GREEN STAR ASIA LIMITED 1 6 7 85.71
716 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 6 7 85.71
717 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
718 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
719 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
720 Matrix Securities Limited 5 2 7 28.57
721 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
722 Nerico Brothers Limited (HK) 2 5 7 71.43
723 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 71.43
724 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
725 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
726 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
727 PineBridge Investments Hong Kong Limited 4 3 7 42.86
728 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
729 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
730 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 57.14
731 ROCTEC FUTURES TRADING COMPANY LIMITED 2 5 7 71.43
732 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
733 ROSA SECURITIES LIMITED 3 4 7 57.14
734 SIU YIP COMMODITY LIMITED 3 4 7 57.14
735 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
736 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
737 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
738 TC Investment Management (Asia) Limited 2 5 7 71.43
739 Templewater Hong Kong Limited 2 5 7 71.43
740 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
741 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
742 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
743 VERCAP Financial Services Limited 2 5 7 71.43
744 WING FUNG SECURITIES LIMITED 4 3 7 42.86
745 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
746 ABN AMRO (HONG KONG) LIMITED 0 8 8 100.00
747 Anuenue Securities Limited 3 5 8 62.50
748 AUDREY CHOW SECURITIES LIMITED 1 7 8 87.50
749 Bradbury Securities Limited 2 6 8 75.00
750 Bright Fund Management Limited 2 6 8 75.00
751 CAIIS Limited 1 7 8 87.50
752 CES Private (HK) Limited 1 7 8 87.50
753 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
754 CS Wealth Securities Limited 4 4 8 50.00
755 DRAKE & MORGAN LIMITED (HK) 2 6 8 75.00
756 EAST ASIA FUTURES LIMITED 2 6 8 75.00
757 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
758 FIRST STATE (HONG KONG) LLC 3 5 8 62.50
759 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
760 GLS SECURITIES LIMITED 2 6 8 75.00
761 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
762 GT CAPITAL LIMITED 2 6 8 75.00
763 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
764 Imagi Brokerage Limited 3 5 8 62.50
765 Instinet Alpha Trading Limited 4 4 8 50.00
766 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50
767 KGI CAPITAL ASIA LIMITED 2 6 8 75.00
768 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
769 MAGUSTA FUTURES LIMITED 2 6 8 75.00
770 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
771 ORIENT SECURITIES LIMITED 2 6 8 75.00
772 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
773 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
774 Public Financial Securities Limited 2 6 8 75.00
775 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
776 Rifa Securities Limited 1 7 8 87.50
777 Shacom Securities Limited 2 6 8 75.00
778 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
779 Soo Pei Shao & Company 1 7 8 87.50
780 STANDARD & POOR'S, LLC 1 7 8 87.50
781 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 87.50
782 TAHOE LIFE INSURANCE COMPANY LIMITED 2 6 8 75.00
783 TOYO SECURITIES ASIA LIMITED 2 6 8 75.00
784 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
785 VMS Securities Limited 2 6 8 75.00
786 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
787 ABN AMRO Clearing (Futures) Hong Kong Limited 2 7 9 77.78
788 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 5 9 55.56
789 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 7 9 77.78
790 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
791 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
792 BOKHARY SECURITIES LIMITED 2 7 9 77.78
793 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
794 China Tonghai (IA) Limited 3 6 9 66.67
795 CHONG HING COMMODITIES AND FUTURES LIMITED 4 5 9 55.56
796 Evergrande Futures (Hong Kong) Limited 3 6 9 66.67 2003-11-21
797 FIRST ASIA FINANCE GROUP LIMITED 3 6 9 66.67
798 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
799 GRAND ONWARD SECURITIES LIMITED 1 8 9 88.89
800 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 77.78
801 HENIK SECURITIES LIMITED 1 8 9 88.89
802 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
803 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 9 9 100.00
804 iBest Securities Company Limited 3 6 9 66.67
805 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
806 Income Partners Asset Management (HK) Limited 3 6 9 66.67
807 JS CRESVALE CAPITAL LIMITED 4 5 9 55.56
808 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
809 KILMOREY SECURITIES LIMITED 2 7 9 77.78
810 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
811 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 6 9 66.67
812 KMT SECURITIES LIMITED 2 7 9 77.78
813 Lees Securities Co. 1 8 9 88.89
814 LEI SHING HONG FINANCE LIMITED 3 6 9 66.67
815 LUEN HING SECURITIES LIMITED 3 6 9 66.67
816 MONEY CONCEPTS (ASIA) LIMITED 2 7 9 77.78
817 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
818 Northern Trust Company of Hong Kong Limited (The) 3 6 9 66.67
819 NOUVELLE CAYENNA INNOVATION LIMITED 2 7 9 77.78
820 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
821 PRIME SECURITIES LIMITED (HK) 3 6 9 66.67
822 RPS INVESTMENT LIMITED 4 5 9 55.56
823 SDHG International Securities Limited 3 6 9 66.67
824 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
825 SPS COMMODITIES LIMITED 2 7 9 77.78
826 SUN'S FUTURE LIMITED 3 6 9 66.67
827 Sunrise Investment Company 1 8 9 88.89
828 THING ON SECURITIES LIMITED 2 7 9 77.78
829 UPBEST COMMODITIES COMPANY LIMITED 1 8 9 88.89
830 YICKO FUTURES LIMITED 2 7 9 77.78
831 Zhongrong International Futures Co., Limited 4 5 9 55.56
832 AJ Securities Limited 1 9 10 90.00
833 BEA Union Investment Management Limited 2 8 10 80.00
834 BUSINESS FUTURES LIMITED 2 8 10 80.00
835 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
836 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
837 DWS Investments Hong Kong Limited 2 8 10 80.00
838 GLOBAL INVESTMENT ADVISORS LIMITED 3 7 10 70.00
839 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 6 10 60.00
840 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
841 Hao Tian International Securities Limited 2 8 10 80.00
842 HERMES SECURITIES LIMITED 2 8 10 80.00
843 Hong Kong Stock Link Securities Limited 3 7 10 70.00
844 HSBC Private Trustee (Hong Kong) Limited 0 10 10 100.00
845 LOMBARD ODIER (HONG KONG) LIMITED 1 9 10 90.00
846 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
847 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
848 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
849 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 8 10 80.00
850 PARIBAS ASIA EQUITY LIMITED 3 7 10 70.00
851 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
852 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00
853 Planetree Futures Limited 3 7 10 70.00
854 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
855 RBS Asia Futures Limited 2 8 10 80.00
856 Sino-Rich Securities & Futures Limited 2 8 10 80.00
857 SOLID KING SECURITIES LIMITED 2 8 10 80.00
858 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 7 10 70.00
859 St. James's Place (Hong Kong) Limited 1 9 10 90.00
860 TIFFIT SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
861 VC CAPITAL LIMITED 5 5 10 50.00
862 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 70.00
863 WING ON SECURITIES LIMITED 1 9 10 90.00
864 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
865 YUE XIU SECURITIES COMPANY LIMITED 6 4 10 40.00
866 ABN AMRO Clearing Hong Kong Limited 2 9 11 81.82
867 China Hong Kong Capital Asset Management Company Limited 3 8 11 72.73
868 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
869 China Reserve Securities Limited 4 7 11 63.64
870 CHRISTFUND FUTURES LIMITED 1 10 11 90.91
871 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
872 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
873 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
874 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
875 ENLIGHTEN SECURITIES LIMITED 3 8 11 72.73
876 ETRADE SECURITIES LIMITED 2 9 11 81.82
877 Everbright Securities Global (HK) Limited 3 8 11 72.73
878 FIRST SHANGHAI CAPITAL LIMITED 4 7 11 63.64
879 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 7 11 63.64
880 Janus Henderson Investors Hong Kong Limited 2 9 11 81.82
881 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
882 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 72.73
883 Neutral Financial Holding Company Limited 3 8 11 72.73
884 OKASAN INTERNATIONAL (ASIA) LIMITED 5 6 11 54.55
885 PIPER JAFFRAY ASIA LIMITED 5 6 11 54.55
886 ROOFER SECURITIES LIMITED 1 10 11 90.91
887 Shang International Finance Limited 2 9 11 81.82
888 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 8 11 72.73
889 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
890 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
891 VALUE PARTNERS LIMITED 2 9 11 81.82
892 AIF CAPITAL LIMITED 5 7 12 58.33
893 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 4 12 33.33
894 BULLISH SECURITIES LIMITED 2 10 12 83.33
895 CHEKIANG FIRST SECURITIES CO. LIMITED 3 9 12 75.00
896 Eastspring Investments (Hong Kong) Limited 2 10 12 83.33
897 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
898 HANG SENG FUTURES LIMITED 4 8 12 66.67
899 HANG SENG INVESTMENT SERVICES LIMITED 6 6 12 50.00
900 HING WONG SECURITIES LIMITED 3 9 12 75.00
901 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
902 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
903 K.K.M. SECURITIES LIMITED 3 9 12 75.00
904 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33
905 M&F Asset Management Limited 3 9 12 75.00
906 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 91.67
907 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
908 Optima Capital Limited 2 10 12 83.33
909 Oshidori Securities Limited 3 9 12 75.00
910 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
911 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 11 12 91.67
912 TANG PING KONG LIMITED 3 9 12 75.00
913 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
914 UBS DERIVATIVES HONG KONG LIMITED 3 9 12 75.00
915 UOB ASIA (HONG KONG) LIMITED 4 8 12 66.67
916 Waton Securities International Limited 2 10 12 83.33
917 WING FAT SECURITIES LIMITED 3 9 12 75.00
918 YUE XIU FUTURES COMPANY LIMITED 4 8 12 66.67
919 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
920 Belvest Investment Services Limited 4 9 13 69.23
921 BOCI RESEARCH LIMITED 2 11 13 84.62
922 CBH Asia Limited 2 11 13 84.62
923 CHINA SECURITIES HOLDINGS LIMITED 1 12 13 92.31
924 Credit Suisse Futures (Hong Kong) Limited 2 11 13 84.62
925 CSC ASIA LIMITED 3 10 13 76.92
926 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 12 13 92.31
927 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 11 13 84.62
928 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62
929 HANG SENG SECURITIES LIMITED 4 9 13 69.23
930 HANG TAI SECURITIES LIMITED 3 10 13 76.92
931 Ho Fung Shares Investment Company 1 12 13 92.31
932 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
933 Macquarie Corporate (Hong Kong) Limited 3 10 13 76.92
934 MANGO FINANCIAL LIMITED 3 10 13 76.92
935 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23
936 Minerva Holding Financial Securities Limited 3 10 13 76.92
937 SINOPAC FUTURES (ASIA) LIMITED 2 11 13 84.62
938 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 84.62
939 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
940 Sunwah Kingsway Leasing and Finance Limited 4 9 13 69.23
941 TAIFAIR SECURITIES LIMITED 3 10 13 76.92
942 TRANS JOY SECURITIES LIMITED 2 11 13 84.62
943 Wisetrade Securities Limited 3 10 13 76.92
944 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
945 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
946 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
947 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 10 14 71.43
948 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
949 EAA SECURITIES LIMITED 2 12 14 85.71
950 FE SECURITIES LIMITED 3 11 14 78.57
951 GAYANG SECURITIES LIMITED 1 13 14 92.86
952 Glory Sun Securities Limited 3 11 14 78.57
953 Goldbridge Securities Limited 2 12 14 85.71
954 Goldyard Capital Limited 1 13 14 92.86
955 INSTINET PACIFIC LIMITED 4 10 14 71.43
956 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
957 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
958 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
959 LAMTEX SECURITIES LIMITED 3 11 14 78.57
960 LUEN SING SECURITIES LIMITED 4 10 14 71.43
961 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
962 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 85.71
963 MIZUHO SECURITIES ASIA LIMITED 3 11 14 78.57
964 PO SANG SECURITIES LIMITED 2 12 14 85.71
965 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
966 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 71.43
967 SBI China Capital Financial Services Limited 3 11 14 78.57
968 Sinofortune Securities Limited 5 9 14 64.29
969 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
970 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
971 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
972 Yunfeng Financial Markets Limited 4 10 14 71.43
973 CHINA POINT STOCK BROKERS LIMITED 2 13 15 86.67
974 ETRADE SECURITIES (HONG KONG) LIMITED 2 13 15 86.67
975 EVER-LONG SECURITIES COMPANY LIMITED 2 13 15 86.67
976 FIRST SECURITIES (HK) LIMITED 5 10 15 66.67
977 GLOBAL CREDIT SECURITIES LIMITED 3 12 15 80.00
978 Goldman Sachs Investment Management Hong Kong Limited 3 12 15 80.00
979 Halbis Capital Management (Hong Kong) Limited 3 12 15 80.00
980 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
981 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 11 15 73.33
982 Joy Silver Limited 7 8 15 53.33
983 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 11 15 73.33
984 KPMG CORPORATE FINANCE LIMITED 4 11 15 73.33
985 Legg Mason Asset Management Hong Kong Limited 3 12 15 80.00
986 MALAHON SECURITIES LIMITED 1 14 15 93.33
987 ONSHINE SECURITIES LIMITED 3 12 15 80.00
988 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 12 15 80.00
989 Promising Securities Company 1 14 15 93.33
990 SEEKERS MARKETS LIMITED 2 13 15 86.67
991 TAT LEE SECURITIES COMPANY LIMITED 5 10 15 66.67
992 TEMPLETON ASSET MANAGEMENT LTD 3 12 15 80.00
993 TISCO SECURITIES HONG KONG LIMITED 2 13 15 86.67
994 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
995 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
996 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
997 YF SECURITIES COMPANY LIMITED 5 10 15 66.67
998 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
999 AllianceBernstein Hong Kong Limited 3 13 16 81.25
1000 BARING ASSET MANAGEMENT (ASIA) LIMITED 4 12 16 75.00 2003-08-29
1001 BETA INTERNATIONAL SECURITIES LIMITED 3 13 16 81.25
1002 BOCOM International Holdings Company Limited 4 12 16 75.00
1003 CHIEF COMMODITIES LIMITED 2 14 16 87.50
1004 DELTA ASIA FINANCIAL FUTURES LIMITED 1 15 16 93.75
1005 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
1006 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
1007 HUNG SING SECURITIES LIMITED 2 14 16 87.50
1008 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
1009 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1010 Legg Mason International Equities (Hong Kong) Limited 3 13 16 81.25
1011 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 13 16 81.25
1012 MUSHK Limited 4 12 16 75.00
1013 PEACE TOWN FUTURES LIMITED 5 11 16 68.75
1014 SOUTH CHINA CAPITAL LIMITED 4 12 16 75.00
1015 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
1016 CSC FUTURES (HK) LIMITED 3 14 17 82.35
1017 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
1018 FAIR EAGLE SECURITIES COMPANY LIMITED 1 16 17 94.12
1019 First Sentier Investors (Hong Kong) Limited 3 14 17 82.35
1020 FOX-PITT, KELTON (ASIA) LIMITED 4 13 17 76.47
1021 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 13 17 76.47
1022 GAOYU SECURITIES LIMITED 4 13 17 76.47
1023 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
1024 HONG KONG INTERNATIONAL FUTURES LIMITED 2 15 17 88.24
1025 ICEA CAPITAL LIMITED 2 15 17 88.24
1026 MTF SECURITIES LIMITED 2 15 17 88.24
1027 REALINK FINANCIAL TRADE LIMITED 2 15 17 88.24 2003-09-25
1028 SBI China Capital Commodities Limited 3 14 17 82.35
1029 SG Asset Finance (Hong Kong) Limited 3 14 17 82.35 2003-10-02
1030 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1031 Tyche Group Limited 2 15 17 88.24
1032 VICTORY SECURITIES COMPANY LIMITED 2 15 17 88.24
1033 BlackRock (Hong Kong) Limited (d2017-01-20) 3 15 18 83.33
1034 CGS International Securities Hong Kong Limited 2 16 18 88.89
1035 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
1036 CREDIT AGRICOLE ASSET MANAGEMENT 3 15 18 83.33
1037 EWARTON SECURITIES LIMITED 2 16 18 88.89
1038 GAM HONG KONG LIMITED 4 14 18 77.78
1039 Hongkong Bay Securities Limited 4 14 18 77.78
1040 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 13 18 72.22
1041 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
1042 Newedge Broker Limited 2 16 18 88.89
1043 Open Securities Limited 3 15 18 83.33
1044 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
1045 Rakuten Securities Hong Kong Limited 2 16 18 88.89
1046 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 16 18 88.89
1047 TAI SHING STOCK INVESTMENT CO. LIMITED 4 14 18 77.78
1048 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1049 BOCI ASIA LIMITED 4 15 19 78.95
1050 CITIC Securities (Hong Kong) Limited 2 17 19 89.47
1051 CMB International Global Markets Limited 3 16 19 84.21
1052 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
1053 Evergrande Securities (Hong Kong) Limited 3 16 19 84.21
1054 HOORAY SECURITIES LIMITED 3 16 19 84.21
1055 INTERCHINA FUTURES LIMITED 2 17 19 89.47
1056 KINGSTON FUTURES LIMITED 2 17 19 89.47
1057 OKACHI (HONG KONG) COMPANY LIMITED 1 18 19 94.74
1058 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 17 19 89.47
1059 RHB SECURITIES HONG KONG LIMITED 1 18 19 94.74
1060 SPS SECURITIES LIMITED 4 15 19 78.95
1061 SUN GROWTH SECURITIES LIMITED 2 17 19 89.47
1062 ELSTONE SECURITIES LIMITED 3 17 20 85.00
1063 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 18 20 90.00
1064 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 18 20 90.00
1065 VENHOUSE FINANCIAL PLANNING LIMITED 1 19 20 95.00
1066 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1067 ADMIS Hong Kong Limited 1 20 21 95.24
1068 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
1069 HPEF Capital Partners Limited 6 15 21 71.43
1070 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
1071 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
1072 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
1073 QUAM FUTURES LIMITED 3 18 21 85.71
1074 South China Investment Consultancy (Hong Kong) Limited 3 18 21 85.71
1075 TIS SECURITIES (HK) LIMITED 6 15 21 71.43
1076 WINTECH SECURITIES LIMITED 4 17 21 80.95
1077 Amundi Hong Kong Limited 3 19 22 86.36
1078 CHINA EVERBRIGHT FOREX LIMITED 3 19 22 86.36
1079 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 19 22 86.36
1080 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 18 22 81.82
1081 GET NICE FUTURES COMPANY LIMITED 1 21 22 95.45
1082 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
1083 HANTEC SECURITIES CO., LIMITED 3 19 22 86.36
1084 HENYEP SECURITIES LIMITED 2 20 22 90.91
1085 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
1086 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
1087 Morgan Stanley Hong Kong Securities Limited 4 18 22 81.82
1088 UBS SECURITIES HONG KONG LIMITED 5 17 22 77.27
1089 YICKO SECURITIES LIMITED 3 19 22 86.36
1090 ZHONGRONG PT SECURITIES LIMITED 5 17 22 77.27
1091 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 21 23 91.30
1092 CHONG HING SECURITIES LIMITED 6 17 23 73.91
1093 DL BROKERAGE LIMITED 3 20 23 86.96
1094 KAISER SECURITIES LIMITED 2 21 23 91.30
1095 NEW TREND FUTURES LIMITED 4 19 23 82.61
1096 Polaris Capital (Asia) Limited 7 16 23 69.57
1097 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1098 KWAI HUNG SECURITIES COMPANY LIMITED 4 20 24 83.33
1099 MIB FUTURES (HONG KONG) LIMITED 2 22 24 91.67
1100 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
1101 Planetree Securities Limited 4 20 24 83.33
1102 RBC FUTURES SERVICES (ASIA) LIMITED 2 22 24 91.67
1103 Success Securities Limited 2 22 24 91.67
1104 WINFULL SECURITIES LIMITED 3 21 24 87.50
1105 Beevest Securities Limited 1 24 25 96.00
1106 Beijing Securities Limited 1 24 25 96.00
1107 BUSINESS SECURITIES LIMITED 2 23 25 92.00
1108 CHARLES SCHWAB, HONG KONG, LIMITED 3 22 25 88.00
1109 KINGSWAY CAPITAL LIMITED 11 14 25 56.00
1110 LEHIN SECURITIES LIMITED 3 22 25 88.00
1111 Mason Futures Limited (HK) 3 22 25 88.00
1112 WELLFULL SECURITIES COMPANY LIMITED 5 20 25 80.00
1113 Allianz Global Investors Hong Kong Limited 4 22 26 84.62
1114 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
1115 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 3 23 26 88.46
1116 KGI SECURITIES (HONG KONG) LIMITED 4 22 26 84.62
1117 MACQUARIE EQUITIES (ASIA) LIMITED 3 23 26 88.46
1118 BERICH BROKERAGE LIMITED 4 23 27 85.19
1119 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 25 27 92.59
1120 Everbright Securities Digital Finance (HK) Limited 2 25 27 92.59
1121 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 23 27 85.19
1122 KAISER FUTURES LIMITED 2 25 27 92.59
1123 PEGASUS FUND MANAGERS LIMITED 2 25 27 92.59
1124 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 23 27 85.19
1125 BOCI Bullion Company Limited 3 25 28 89.29
1126 China International Capital Corporation (International) Limited 5 23 28 82.14
1127 CHOW SANG SANG FUTURES LIMITED 2 26 28 92.86
1128 Fosun International Securities Limited 5 23 28 82.14
1129 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 22 28 78.57
1130 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 27 28 96.43
1131 SBI China Capital Securities Limited 3 25 28 89.29
1132 Well Link International Securities Limited 3 25 28 89.29
1133 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 82.14
1134 Yuanta Asia Investment (Hong Kong) Limited 10 18 28 64.29 2003-08-13
1135 EMPEROR FUTURES LIMITED 4 25 29 86.21
1136 iBest Consultants Limited 2 27 29 93.10
1137 WIN WONG SECURITIES LIMITED 2 27 29 93.10
1138 AISANCE ASSET MANAGEMENT LIMITED 4 26 30 86.67
1139 CHRISTFUND SECURITIES LIMITED 4 26 30 86.67
1140 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
1141 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 28 30 93.33
1142 STOCKWELL SECURITIES LIMITED 3 27 30 90.00
1143 CORPORATE COMMODITIES LIMITED 3 28 31 90.32
1144 FIRST SHANGHAI FUTURES LIMITED 2 29 31 93.55
1145 OnePlatform Securities Limited 2 29 31 93.55
1146 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 29 31 93.55
1147 WOCOM LIMITED (HK) 4 27 31 87.10
1148 FWD Life Insurance Company (Bermuda) Limited 1 31 32 96.88
1149 PineBridge Investments Asia Limited 3 29 32 90.63
1150 ABCI Securities Company Limited 4 29 33 87.88
1151 CSI Corporate Finance (HK) Limited 10 23 33 69.70
1152 FWD Financial Planning Limited (HK) 2 31 33 93.94
1153 Prime Cdex Securities Limited 7 26 33 78.79
1154 UPBEST SECURITIES COMPANY LIMITED 4 29 33 87.88
1155 CHIEF SECURITIES LIMITED 1 33 34 97.06
1156 Funderstone Futures Limited 4 30 34 88.24
1157 CLSA FUTURES LIMITED 4 31 35 88.57
1158 PEACE TOWN FOREX LIMITED 4 31 35 88.57
1159 SHUN LOONG FUTURES LIMITED 2 33 35 94.29
1160 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 32 36 88.89
1161 CLSA RESEARCH LIMITED 2 34 36 94.44
1162 Essence International Financial Holdings Limited 3 33 36 91.67
1163 FIL Investment Advisors 4 32 36 88.89
1164 INTERCHINA SECURITIES LIMITED 2 34 36 94.44
1165 Taiping Securities (HK) Co Limited 4 32 36 88.89
1166 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
1167 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 35 37 94.59
1168 BOCI COMMODITIES & FUTURES LIMITED 3 34 37 91.89
1169 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 33 37 89.19
1170 Huarong International Securities Limited 2 35 37 94.59
1171 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 28 37 75.68
1172 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
1173 Standard Chartered Securities (Hong Kong) Limited 6 31 37 83.78
1174 UKFP (Asia) HK Limited 2 35 37 94.59
1175 FIRST SHANGHAI SECURITIES LIMITED 4 34 38 89.47
1176 RBS Asia Securities (Hong Kong) Limited 6 32 38 84.21
1177 REXCAPITAL FUTURES LIMITED 1 37 38 97.37
1178 DEUTSCHE FUTURES HONG KONG LIMITED 3 36 39 92.31
1179 KARL-THOMSON SECURITIES COMPANY LIMITED 5 34 39 87.18
1180 SINOPAC SECURITIES (ASIA) LIMITED 5 34 39 87.18
1181 INVESCO HONG KONG LIMITED 9 31 40 77.50
1182 Mason Securities Limited 4 36 40 90.00
1183 Network Financial Services Limited 1 39 40 97.50
1184 Quam Securities Limited 4 36 40 90.00
1185 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 39 41 95.12
1186 T G HOLBORN (HK) LIMITED 2 39 41 95.12
1187 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
1188 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
1189 Daiwa Capital Markets Hong Kong Limited 3 39 42 92.86
1190 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
1191 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 40 42 95.24
1192 SG SECURITIES (HK) LIMITED 7 35 42 83.33 2003-12-16
1193 WOCOM SECURITIES LIMITED 4 38 42 90.48
1194 Funderstone Securities Limited 6 37 43 86.05
1195 SHUN LOONG FOREX COMPANY LIMITED 2 41 43 95.35
1196 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 38 45 84.44
1197 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 44 46 95.65
1198 KINGSTON SECURITIES LIMITED 3 43 46 93.48
1199 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 9 37 46 80.43
1200 LUEN FAT SECURITIES COMPANY LIMITED 4 42 46 91.30
1201 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 44 47 93.62 2003-10-31
1202 Lion Global Financial Limited 3 45 48 93.75
1203 BEAR STEARNS ASIA LIMITED 3 46 49 93.88
1204 GREAT BAY SECURITIES LIMITED 4 46 50 92.00
1205 RBS Asia Corporate Finance Limited 2 48 50 96.00
1206 JPMorgan Funds (Asia) Limited 2 49 51 96.08
1207 BARCLAYS CAPITAL ASIA LIMITED 1 51 52 98.08
1208 JPMorgan Asset Management (Asia Pacific) Limited 7 45 52 86.54
1209 WINGS SECURITIES (HK) LIMITED 3 49 52 94.23
1210 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 49 53 92.45
1211 FULBRIGHT SECURITIES LIMITED 3 51 54 94.44
1212 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 51 54 94.44
1213 CITIC Securities Futures (HK) Limited 5 50 55 90.91
1214 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
1215 SANFULL SECURITIES LIMITED 5 50 55 90.91
1216 TSE'S SECURITIES LIMITED 2 53 55 96.36
1217 VC FUTURES LIMITED 4 51 55 92.73
1218 GET NICE SECURITIES LIMITED 3 54 57 94.74
1219 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 54 58 93.10
1220 EMPEROR SECURITIES LIMITED (HK) 5 54 59 91.53
1221 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 54 60 90.00
1222 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 54 61 88.52 2003-12-02
1223 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
1224 BOCI SECURITIES LIMITED 4 62 66 93.94
1225 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 64 67 95.52
1226 CINDA INTERNATIONAL FUTURES LIMITED 4 65 69 94.20
1227 CINDA INTERNATIONAL SECURITIES LIMITED 4 66 70 94.29
1228 FIL Investment Management (Hong Kong) Limited 5 65 70 92.86
1229 MACQUARIE CAPITAL LIMITED 6 65 71 91.55
1230 SHUN LOONG SECURITIES COMPANY LIMITED 2 71 73 97.26
1231 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 70 73 95.89
1232 JEFFERIES BACHE (HONG KONG) LIMITED 3 71 74 95.95
1233 MIB SECURITIES (HONG KONG) LIMITED 6 68 74 91.89
1234 SOUTH CHINA COMMODITIES LIMITED 3 71 74 95.95
1235 EAST ASIA SECURITIES COMPANY LIMITED 2 73 75 97.33
1236 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 72 77 93.51
1237 CLSA LIMITED 8 69 77 89.61
1238 FT Securities Limited 4 73 77 94.81
1239 Tung Shing Futures (Brokers) Limited 3 74 77 96.10
1240 Credit Agricole Securities (Asia) Limited 9 69 78 88.46
1241 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
1242 OnePlatform Asset Management Limited 1 77 78 98.72
1243 CORPORATE BROKERS LIMITED 2 79 81 97.53
1244 HSBC SECURITIES (ASIA) LIMITED 9 73 82 89.02
1245 PRUDENTIAL BROKERAGE LIMITED 2 85 87 97.70
1246 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 83 87 95.40
1247 SOUTH CHINA SECURITIES LIMITED 3 86 89 96.63
1248 VC BROKERAGE LIMITED 3 86 89 96.63
1249 Credit Suisse (Hong Kong) Limited 4 88 92 95.65
1250 CELESTIAL FINANCE LIMITED 4 89 93 95.70
1251 HSBC BROKING FOREX (ASIA) LIMITED 3 90 93 96.77
1252 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 91 94 96.81
1253 LEHMAN BROTHERS ASIA LIMITED 6 89 95 93.68
1254 Credit Suisse Securities (Hong Kong) Limited 5 92 97 94.85
1255 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 98 100 98.00
1256 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 100 105 95.24
1257 CITIC Securities Brokerage (HK) Limited 6 101 107 94.39
1258 Merrill Lynch Far East Limited 7 103 110 93.64
1259 HSBC BROKING FUTURES (ASIA) LIMITED 3 108 111 97.30
1260 DEUTSCHE SECURITIES ASIA LIMITED 8 106 114 92.98
1261 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 114 117 97.44
1262 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
1263 CELESTIAL COMMODITIES LIMITED 3 118 121 97.52
1264 HSBC BROKING SECURITIES (ASIA) LIMITED 9 112 121 92.56
1265 CES Forex (HK) Limited 3 129 132 97.73
1266 ZURICH ADVISORY (HK) LIMITED 2 134 136 98.53
1267 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 138 138 100.00
1268 KGI FUTURES (HONG KONG) LIMITED 4 136 140 97.14
1269 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 138 140 98.57
1270 PHILLIP COMMODITIES (H.K.) LIMITED 3 137 140 97.86 2003-12-09
1271 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 134 141 95.04
1272 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 137 142 96.48
1273 UOB KAY HIAN (HONG KONG) LIMITED 6 136 142 95.77
1274 CELESTIAL SECURITIES LIMITED 5 140 145 96.55
1275 HONG KONG FOREX INVESTMENT LIMITED 2 143 145 98.62
1276 UBS SECURITIES ASIA LIMITED 12 136 148 91.89
1277 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 148 151 98.01
1278 KGI ASIA LIMITED 4 147 151 97.35
1279 Morgan Stanley Hong Kong Futures Limited 6 151 157 96.18
1280 HAITONG INTERNATIONAL FUTURES LIMITED 2 170 172 98.84
1281 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 6 174 180 96.67 2003-10-15
1282 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 181 186 97.31
1283 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 208 215 96.74 2003-09-30
1284 CES Commodities (HK) Limited 2 219 221 99.10
1285 PHILLIP SECURITIES (HONG KONG) LIMITED 4 239 243 98.35
1286 Everbright Securities Investment Services (HK) Limited 7 270 277 97.47
1287 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 297 299 99.33
1288 Citigroup Global Markets Asia Limited 8 311 319 97.49
1289 Merrill Lynch (Asia Pacific) Limited 9 328 337 97.33
1290 Tung Shing Securities (Brokers) Limited 5 366 371 98.65
1291 Sun Life Hong Kong Limited 1 385 386 99.74
1292 Morgan Stanley Asia Limited 15 380 395 96.20
1293 GOLDMAN SACHS (ASIA) L.L.C. 21 378 399 94.74
1294 WM (HK) Limited 3 667 670 99.55
1295 Manulife Investment Management (Hong Kong) Limited 2 1090 1092 99.82
1295 Average 2.34 15.70 18.03 87.05

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