SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
2 313 Capital Management Limited 1 0 1 0.00
3 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
4 AASTOCKS.COM LIMITED 1 0 1 0.00
5 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0.00
6 ABCI Securities Company Limited 4 29 33 87.88
7 ABE FINANCIAL SERVICES LIMITED 2 2 4 50.00 2003-10-09
8 ABN AMRO (HONG KONG) LIMITED 0 8 8 100.00
9 ABN AMRO Clearing (Futures) Hong Kong Limited 2 7 9 77.78
10 ABN AMRO Clearing Hong Kong Limited 2 9 11 81.82
11 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
12 abrdn Hong Kong Limited 2 2 4 50.00
13 Absolute Investment Management (HK) Limited 3 2 5 40.00
14 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
15 ACM ASIA LIMITED 2 0 2 0.00
16 ADM SECURITIES LIMITED 2 1 3 33.33
17 ADMIS Hong Kong Limited 1 20 21 95.24
18 Aevitas Securities Limited 1 4 5 80.00
19 AIF CAPITAL LIMITED 5 7 12 58.33
20 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
21 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 5 9 55.56
22 AISANCE ASSET MANAGEMENT LIMITED 4 26 30 86.67
23 AJ Securities Limited 1 9 10 90.00
24 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 0.00 2003-11-29
25 Allard Partners Limited 2 1 3 33.33
26 AllianceBernstein Hong Kong Limited 3 13 16 81.25
27 Allianz Global Investors Hong Kong Limited 4 22 26 84.62
28 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
29 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
30 ALPHA CORPORATE ADVISORS LIMITED 1 0 1 0.00
31 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
32 Alpha Nova Capital Management Limited 2 1 3 33.33
33 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
34 ALPS ADVISORY (HK) LIMITED 2 1 3 33.33
35 ALTA FINANCE LIMITED 1 1 2 50.00
36 ALTUS CAPITAL LIMITED 3 4 7 57.14
37 AMPLE CAPITAL LIMITED 1 1 2 50.00
38 AMRI ADVISORY LIMITED 1 0 1 0.00
39 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
40 Amundi Hong Kong Limited 3 19 22 86.36
41 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 4 12 33.33
42 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
43 ANGUS MOORE LIMITED 1 3 4 75.00
44 Anli Securities Limited 1 6 7 85.71
45 Anuenue Advisors Limited 1 1 2 50.00
46 Anuenue Limited 1 1 2 50.00
47 Anuenue Securities Limited 3 5 8 62.50
48 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
49 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 75.00
50 Arta Global Futures Limited 2 3 5 60.00
51 ARX ADVISORS LIMITED 2 0 2 0.00 2003-12-04
52 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
53 ASG FUTURES LIMITED 1 2 3 66.67
54 ASG MANAGEMENT LIMITED (HK) 2 2 4 50.00
55 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 7 9 77.78
56 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
57 ASIA INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
58 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
59 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 2 5 40.00
60 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
61 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 3 4 75.00
62 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
63 Asian Pacific Investment Company 1 3 4 75.00
64 ASSET DYNAMIC MANAGEMENT LIMITED 2 4 6 66.67
65 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
66 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
67 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
68 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
69 AUDREY CHOW SECURITIES LIMITED 1 7 8 87.50
70 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
71 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
72 Averest Capital Limited 2 3 5 60.00
73 Avia Asset Management Limited 2 0 2 0.00
74 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 297 299 99.33
75 AXA Financial Planning (Hong Kong) Limited 0 5 5 100.00
76 AXA Investment Managers Asia Limited 2 0 2 0.00
77 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
78 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
79 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
80 Axis Capital Management Limited 1 0 1 0.00
81 BALI SECURITIES CO. LIMITED 2 0 2 0.00
82 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
83 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
84 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
85 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
86 BARBER ASIA LIMITED 1 0 1 0.00
87 BARCLAYS CAPITAL ASIA LIMITED 1 51 52 98.08
88 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 1 4 5 80.00
89 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 1 4 5 80.00
90 BARING ASSET MANAGEMENT (ASIA) LIMITED 4 12 16 75.00 2003-08-29
91 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
92 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 0.00 2003-06-03
93 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
94 BEA Union Investment Management Limited 2 8 10 80.00
95 BEAR BRIGHT LIMITED 2 3 5 60.00
96 BEAR STEARNS ASIA LIMITED 3 46 49 93.88
97 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
98 Beevest Securities Limited 1 24 25 96.00
99 Beijing Securities Limited 1 24 25 96.00
100 Belvest Investment Services Limited 4 9 13 69.23
101 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86
102 Bentley Capital Limited (HK) 4 0 4 0.00
103 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
104 BERICH BROKERAGE LIMITED 4 23 27 85.19
105 BERICH FUTURES (H.K.) COMPANY LIMITED 1 3 4 75.00
106 BETA INTERNATIONAL SECURITIES LIMITED 3 13 16 81.25
107 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
108 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
109 BKHK Limited 5 0 5 0.00
110 Black Marble Securities Limited 1 4 5 80.00
111 BlackRock (Hong Kong) Limited (d2017-01-20) 3 15 18 83.33
112 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
113 BLOOMYEARS LIMITED 2 3 5 60.00
114 BMI FUNDS MANAGEMENT LIMITED 1 1 2 50.00
115 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 25 27 92.59
116 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 38 45 84.44
117 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
118 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 5 7 71.43
119 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 35 37 94.59
120 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 72 77 93.51
121 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
122 BOCI ASIA LIMITED 4 15 19 78.95
123 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
124 BOCI Bullion Company Limited 3 25 28 89.29
125 BOCI COMMODITIES & FUTURES LIMITED 3 34 37 91.89
126 BOCI RESEARCH LIMITED 2 11 13 84.62
127 BOCI SECURITIES LIMITED 4 62 66 93.94
128 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 54 58 93.10
129 BOCOM International Holdings Company Limited 4 12 16 75.00
130 BOKHARY SECURITIES LIMITED 2 7 9 77.78
131 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
132 BOWEN ASIA LIMITED 5 2 7 28.57
133 Bradbury Securities Limited 2 6 8 75.00
134 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
135 Bright Fund Management Limited 2 6 8 75.00
136 Bright Securities Company (The) 1 1 2 50.00
137 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 3 6 50.00
138 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 5 7 71.43
139 Broadway Wealth Management Limited 1 6 7 85.71
140 BROOKE CAPITAL LIMITED 1 1 2 50.00
141 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
142 BULLISH SECURITIES LIMITED 2 10 12 83.33
143 BUSINESS FUTURES LIMITED 2 8 10 80.00
144 BUSINESS SECURITIES LIMITED 2 23 25 92.00
145 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
146 CAIIS Limited 1 7 8 87.50
147 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
148 CAMERON BUTLER HK LIMITED 1 0 1 0.00
149 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
150 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
151 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
152 Capital International, Inc. 0 7 7 100.00
153 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
154 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
155 CASH Mobile Financial Services Limited 1 1 2 50.00
156 CASH Wealth Management Limited 1 3 4 75.00
157 CBH Asia Limited 2 11 13 84.62
158 CBRE Investment Management (Asia) Limited 1 0 1 0.00
159 CCB Securities Limited 2 3 5 60.00
160 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
161 CEIM (HK) LIMITED 1 0 1 0.00
162 CELESTIAL CAPITAL LIMITED 5 2 7 28.57
163 CELESTIAL COMMODITIES LIMITED 3 118 121 97.52
164 CELESTIAL FINANCE LIMITED 4 89 93 95.70
165 CELESTIAL SECURITIES LIMITED 5 140 145 96.55
166 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
167 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
168 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
169 CEPA ALLIANCE SECURITIES LIMITED 3 2 5 40.00
170 CERES CAPITAL LIMITED 2 1 3 33.33
171 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
172 CES Commodities (HK) Limited 2 219 221 99.10
173 CES Forex (HK) Limited 3 129 132 97.73
174 CES International Commodities (HK) Limited 3 2 5 40.00
175 CES Private (HK) Limited 1 7 8 87.50
176 CES Wealth Management (HK) Limited 2 0 2 0.00
177 CF GLOBAL (HK) LIMITED 1 3 4 75.00
178 CGS International Securities Hong Kong Limited 2 16 18 88.89
179 CHALLENGE COMMODITIES LIMITED 3 2 5 40.00
180 Champion & Co. 1 2 3 66.67
181 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
182 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
183 Chanceton Capital Partners Limited 2 1 3 33.33
184 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
185 ChapmanCraig Limited 2 1 3 33.33
186 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
187 CHARLES SCHMITT & ASSOCIATES LIMITED 3 4 7 57.14
188 CHARLES SCHWAB, HONG KONG, LIMITED 3 22 25 88.00
189 CHEE TAK SECURITIES LIMITED 1 4 5 80.00
190 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
191 CHEETAH ADVISORS LIMITED 1 0 1 0.00
192 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
193 CHEKIANG FIRST SECURITIES CO. LIMITED 3 9 12 75.00
194 Chelac Investment Company 2 5 7 71.43
195 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
196 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
197 Cheong Lee Securities Co. 1 4 5 80.00
198 CHIEF COMMODITIES LIMITED 2 14 16 87.50
199 CHIEF SECURITIES LIMITED 1 33 34 97.06
200 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
201 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
202 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
203 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
204 China Enterprise Securities Company Limited 1 1 2 50.00
205 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
206 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 1 5 20.00
207 CHINA EVERBRIGHT CAPITAL LIMITED 2 4 6 66.67
208 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 44 47 93.62 2003-10-31
209 CHINA EVERBRIGHT FOREX LIMITED 3 19 22 86.36
210 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 60.00
211 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 49 53 92.45
212 China Finance Holdings Limited 1 0 1 0.00
213 China Gather Wealth Financial Company Limited 2 3 5 60.00
214 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
215 China Hong Kong Capital Asset Management Company Limited 3 8 11 72.73
216 China Integrity Investment Limited 2 1 3 33.33
217 China International Capital Corporation (International) Limited 5 23 28 82.14
218 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 19 22 86.36
219 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
220 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
221 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 21 23 91.30
222 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 32 36 88.89
223 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
224 CHINA POINT STOCK BROKERS LIMITED 2 13 15 86.67
225 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
226 China Reserve Securities Limited 4 7 11 63.64
227 CHINA RICH ASSET MANAGEMENT LIMITED 2 3 5 60.00
228 CHINA SECURITIES HOLDINGS LIMITED 1 12 13 92.31
229 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
230 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
231 China Tonghai (IA) Limited 3 6 9 66.67
232 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
233 Ching Yick Company 1 1 2 50.00
234 CHONG HING COMMODITIES AND FUTURES LIMITED 4 5 9 55.56
235 CHONG HING SECURITIES LIMITED 6 17 23 73.91
236 CHOW SANG SANG FUTURES LIMITED 2 26 28 92.86
237 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
238 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
239 CHRISTFUND FUTURES LIMITED 1 10 11 90.91
240 CHRISTFUND SECURITIES LIMITED 4 26 30 86.67
241 CHUANGS & CO. LIMITED 1 3 4 75.00
242 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
243 Chung Tak & Company 1 4 5 80.00
244 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
245 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
246 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
247 CINDA INTERNATIONAL FUTURES LIMITED 4 65 69 94.20
248 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 44 46 95.65
249 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 134 141 95.04
250 CINDA INTERNATIONAL SECURITIES LIMITED 4 66 70 94.29
251 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
252 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 1 0 1 0.00
253 CITIC Securities (Hong Kong) Limited 2 17 19 89.47
254 CITIC Securities Brokerage (HK) Limited 6 101 107 94.39
255 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
256 CITIC Securities Futures (HK) Limited 5 50 55 90.91
257 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
258 Citigroup Global Markets Asia Limited 8 311 319 97.49
259 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 6 174 180 96.67 2003-10-15
260 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
261 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
262 CLSA FUTURES LIMITED 4 31 35 88.57
263 CLSA LIMITED 8 69 77 89.61
264 CLSA RESEARCH LIMITED 2 34 36 94.44
265 CMB International Capital Holdings Corporation Limited 3 0 3 0.00 2003-12-17
266 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
267 CMB International Global Markets Limited 3 16 19 84.21
268 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
269 CNI GLOBAL CAPITAL LIMITED 2 5 7 71.43
270 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
271 COL Securities (HK) Limited 1 1 2 50.00
272 COMGEST FAR EAST LIMITED 2 1 3 33.33
273 COMMENCE COMPANY LIMITED 1 0 1 0.00
274 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
275 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
276 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 148 151 98.01
277 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
278 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 98 100 98.00
279 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 137 142 96.48
280 CORPORATE BROKERS LIMITED 2 79 81 97.53
281 CORPORATE COMMODITIES LIMITED 3 28 31 90.32
282 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
283 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
284 Cowen and Company (Asia) Limited 2 1 3 33.33 2003-12-19
285 CREDIT AGRICOLE ASSET MANAGEMENT 3 15 18 83.33
286 Credit Agricole Securities (Asia) Limited 9 69 78 88.46
287 Credit Suisse (Hong Kong) Limited 4 88 92 95.65
288 Credit Suisse Futures (Hong Kong) Limited 2 11 13 84.62
289 Credit Suisse Securities (Hong Kong) Limited 5 92 97 94.85
290 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
291 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
292 CS Wealth Securities Limited 4 4 8 50.00
293 CSC ASIA LIMITED 3 10 13 76.92
294 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 5 6 83.33
295 CSC FUTURES (HK) LIMITED 3 14 17 82.35
296 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
297 CSI Corporate Finance (HK) Limited 10 23 33 69.70
298 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
299 CTW SECURITIES LIMITED 1 3 4 75.00
300 CUPOLA CAPITAL LIMITED 2 0 2 0.00
301 CVC Asia Pacific Limited 3 4 7 57.14
302 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
303 D.J. SECURITIES LIMITED 2 0 2 0.00
304 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
305 DAH SING SECURITIES LIMITED 1 2 3 66.67
306 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
307 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
308 Daiwa Capital Markets Hong Kong Limited 3 39 42 92.86
309 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 4 6 66.67
310 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 10 14 71.43
311 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
312 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 12 13 92.31
313 DASHIN SECURITIES LIMITED 1 0 1 0.00
314 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
315 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
316 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 2 4 50.00
317 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 1 5 20.00
318 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 11 13 84.62
319 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 3 4 75.00
320 DEBTTRADERS, LIMITED 1 6 7 85.71
321 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
322 DELTA ASIA FINANCIAL FUTURES LIMITED 1 15 16 93.75
323 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
324 Delta Asia Wealth Management Limited 2 2 4 50.00
325 DEMETER ASSET MANAGEMENT LIMITED 1 1 2 50.00
326 DEUTSCHE FUTURES HONG KONG LIMITED 3 36 39 92.31
327 DEUTSCHE SECURITIES ASIA LIMITED 8 106 114 92.98
328 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
329 DL BROKERAGE LIMITED 3 20 23 86.96
330 DNB Asset Management (Asia) Limited 2 3 5 60.00
331 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
332 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
333 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
334 DRAKE & MORGAN LIMITED (HK) 2 6 8 75.00
335 DWS Investments Hong Kong Limited 2 8 10 80.00
336 EAA SECURITIES LIMITED 2 12 14 85.71
337 EAST ASIA FUTURES LIMITED 2 6 8 75.00
338 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
339 EAST ASIA SECURITIES COMPANY LIMITED 2 73 75 97.33
340 Eastspring Investments (Hong Kong) Limited 2 10 12 83.33
341 ECM LIBRA SECURITIES LIMITED 2 0 2 0.00 2003-07-30
342 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
343 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
344 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
345 ELSTONE SECURITIES LIMITED 3 17 20 85.00
346 EMPEROR CORPORATE FINANCE LIMITED 2 5 7 71.43
347 EMPEROR FUTURES LIMITED 4 25 29 86.21
348 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 181 186 97.31
349 EMPEROR SECURITIES LIMITED (HK) 5 54 59 91.53
350 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
351 ENLIGHTEN FUTURES LIMITED 3 3 6 50.00
352 ENLIGHTEN SECURITIES LIMITED 3 8 11 72.73
353 EQT Partners Asia Limited 1 3 4 75.00
354 EQT Partners Hong Kong Limited 1 2 3 66.67
355 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
356 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
357 Essence International Financial Holdings Limited 3 33 36 91.67
358 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
359 ETRADE SECURITIES (HONG KONG) LIMITED 2 13 15 86.67
360 ETRADE SECURITIES LIMITED 2 9 11 81.82
361 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
362 EUREKA SECURITIES LIMITED 1 3 4 75.00
363 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
364 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
365 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
366 EVER-LONG SECURITIES COMPANY LIMITED 2 13 15 86.67
367 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 80.00
368 Everbright Securities Digital Finance (HK) Limited 2 25 27 92.59
369 Everbright Securities Global (HK) Limited 3 8 11 72.73
370 Everbright Securities Investment Services (HK) Limited 7 270 277 97.47
371 Evergrande Futures (Hong Kong) Limited 3 6 9 66.67 2003-11-21
372 Evergrande Securities (Hong Kong) Limited 3 16 19 84.21
373 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
374 EVERHOT SECURITIES LIMITED 1 6 7 85.71
375 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
376 EWARTON SECURITIES LIMITED 2 16 18 88.89
377 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
378 EYREMOUNT LIMITED 1 0 1 0.00
379 F & M Investment Advisor 1 0 1 0.00
380 F. R. ZIMMERN LIMITED 2 3 5 60.00
381 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
382 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
383 FAIR EAGLE SECURITIES COMPANY LIMITED 1 16 17 94.12
384 FAIRWIN BROKING LIMITED 2 5 7 71.43
385 FB SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
386 FDB Financial Group Limited 1 6 7 85.71
387 FE SECURITIES LIMITED 3 11 14 78.57
388 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
389 FIL Investment Advisors 4 32 36 88.89
390 FIL Investment Management (Hong Kong) Limited 5 65 70 92.86
391 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
392 Finet Securities Limited 2 2 4 50.00
393 FIRST ASIA FINANCE GROUP LIMITED 3 6 9 66.67
394 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
395 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
396 FIRST SECURITIES (HK) LIMITED 5 10 15 66.67
397 First Sentier Investors (Hong Kong) Limited 3 14 17 82.35
398 FIRST SHANGHAI CAPITAL LIMITED 4 7 11 63.64
399 FIRST SHANGHAI FUTURES LIMITED 2 29 31 93.55
400 FIRST SHANGHAI SECURITIES LIMITED 4 34 38 89.47
401 FIRST STATE (HONG KONG) LLC 3 5 8 62.50
402 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
403 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 0.00
404 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
405 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
406 Fosun International Securities Limited 5 23 28 82.14
407 FOX-PITT, KELTON (ASIA) LIMITED 4 13 17 76.47
408 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 66.67
409 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 13 17 76.47
410 Freddy Company 1 3 4 75.00
411 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
412 FT Securities Limited 4 73 77 94.81
413 FTLife Insurance Company Limited 1 2 3 66.67
414 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
415 Fu Yip Securities & Investment Co. 2 5 7 71.43
416 Fubon Capital (HK) Limited 1 3 4 75.00
417 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
418 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 2 4 50.00
419 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 18 22 81.82
420 FULBRIGHT SECURITIES LIMITED 3 51 54 94.44
421 FULL WIN SECURITIES LIMITED 2 2 4 50.00
422 FULLJET SECURITIES LIMITED 2 0 2 0.00
423 Funderstone Asset Management (HK) Limited 2 0 2 0.00
424 Funderstone Futures Limited 4 30 34 88.24
425 Funderstone Securities Limited 6 37 43 86.05
426 FWD Financial Planning Limited (HK) 2 31 33 93.94
427 FWD Life Insurance Company (Bermuda) Limited 1 31 32 96.88
428 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
429 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2003-12-31
430 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
431 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
432 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
433 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
434 GAM HONG KONG LIMITED 4 14 18 77.78
435 GAOYU SECURITIES LIMITED 4 13 17 76.47
436 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
437 GAYANG SECURITIES LIMITED 1 13 14 92.86
438 Ge Shang Investment (Hong Kong) Limited 1 6 7 85.71
439 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
440 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
441 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
442 GET NICE ASSET MANAGEMENT LIMITED 1 2 3 66.67
443 GET NICE CAPITAL LIMITED 3 2 5 40.00
444 GET NICE FUTURES COMPANY LIMITED 1 21 22 95.45
445 GET NICE SECURITIES LIMITED 3 54 57 94.74
446 GFI (HK) SECURITIES L.L.C. 0 3 3 100.00
447 GIGA (HONG KONG) LIMITED 1 3 4 75.00
448 Giny Securities Company 1 2 3 66.67
449 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
450 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
451 GLOBAL CREDIT SECURITIES LIMITED 3 12 15 80.00
452 GLOBAL FUTURE COMPANY LIMITED 1 0 1 0.00
453 GLOBAL INVESTMENT ADVISORS LIMITED 3 7 10 70.00
454 Glory Sun Securities Limited 3 11 14 78.57
455 GLS SECURITIES LIMITED 2 6 8 75.00
456 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
457 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
458 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
459 Gold Centre Investment Company 1 5 6 83.33
460 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
461 Goldbridge Securities Limited 2 12 14 85.71
462 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 4 6 66.67
463 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
464 Goldin Equities Limited 2 5 7 71.43
465 GOLDMAN SACHS (ASIA) L.L.C. 21 378 399 94.74
466 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
467 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 91 94 96.81
468 Goldman Sachs Investment Management Hong Kong Limited 3 12 15 80.00
469 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
470 Goldyard Capital Limited 1 13 14 92.86
471 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
472 Goodcape Investment Company 1 3 4 75.00
473 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 2 4 50.00
474 Grand Cartel Securities Company Limited 2 4 6 66.67
475 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62
476 GRAND ONWARD SECURITIES LIMITED 1 8 9 88.89
477 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 1 1 100.00
478 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 0.00
479 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
480 GREAT BAY SECURITIES LIMITED 4 46 50 92.00
481 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
482 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
483 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
484 GREEN STAR ASIA LIMITED 1 6 7 85.71
485 Greentech Technology Asset Management Company Limited 1 0 1 0.00
486 Grit Securities Limited 2 2 4 50.00
487 GT CAPITAL LIMITED 2 6 8 75.00
488 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
489 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 50.00
490 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
491 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 18 20 90.00
492 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 54 60 90.00
493 H & A Investment Company 1 0 1 0.00
494 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 0.00
495 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 6 7 85.71
496 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
497 HAITONG INTERNATIONAL FUTURES LIMITED 2 170 172 98.84
498 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 6 10 60.00
499 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 77.78
500 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 208 215 96.74 2003-09-30
501 Halbis Capital Management (Hong Kong) Limited 3 12 15 80.00
502 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
503 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
504 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
505 HANG SENG FUTURES LIMITED 4 8 12 66.67
506 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 33 37 89.19
507 HANG SENG INVESTMENT SERVICES LIMITED 6 6 12 50.00
508 HANG SENG SECURITIES LIMITED 4 9 13 69.23
509 HANG TAI SECURITIES LIMITED 3 10 13 76.92
510 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
511 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
512 HANTEC SECURITIES CO., LIMITED 3 19 22 86.36
513 Hao Tian International Securities Limited 2 8 10 80.00
514 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
515 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
516 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 3 4 75.00
517 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
518 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
519 HENCO CAPITAL LIMITED 2 2 4 50.00
520 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
521 HENIK SECURITIES LIMITED 1 8 9 88.89
522 HENYEP SECURITIES LIMITED 2 20 22 90.91
523 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
524 HERMES SECURITIES LIMITED 2 8 10 80.00
525 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
526 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
527 HING WONG SECURITIES LIMITED 3 9 12 75.00
528 HIP HING SECURITIES LIMITED 2 2 4 50.00
529 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
530 Ho Fung Shares Investment Company 1 12 13 92.31
531 HOENIG (FAR EAST) LIMITED 2 4 6 66.67
532 HOI SANG SECURITIES LIMITED 3 2 5 40.00
533 Hon Hoi Suen, John 1 0 1 0.00
534 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 66.67
535 HONG KONG FOREX INVESTMENT LIMITED 2 143 145 98.62
536 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
537 HONG KONG INTERNATIONAL FUTURES LIMITED 2 15 17 88.24
538 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
539 Hong Kong Stock Link Securities Limited 3 7 10 70.00
540 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
541 Hongkong Bay Securities Limited 4 14 18 77.78
542 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
543 HOORAY CAPITAL LIMITED 4 1 5 20.00
544 HOORAY SECURITIES LIMITED 3 16 19 84.21
545 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
546 HOU TAK SECURITIES LIMITED 2 2 4 50.00
547 HPEF Capital Partners Limited 6 15 21 71.43
548 HPEF Venture Partners Limited 4 1 5 20.00
549 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
550 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
551 HSBC BROKING FOREX (ASIA) LIMITED 3 90 93 96.77
552 HSBC BROKING FUTURES (ASIA) LIMITED 3 108 111 97.30
553 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 51 54 94.44
554 HSBC BROKING SECURITIES (ASIA) LIMITED 9 112 121 92.56
555 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 22 28 78.57
556 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
557 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
558 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
559 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 0.00
560 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 50.00
561 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 9 9 100.00
562 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 7 11 63.64
563 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
564 HSBC Private Trustee (Hong Kong) Limited 0 10 10 100.00
565 HSBC SECURITIES (ASIA) LIMITED 9 73 82 89.02
566 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 11 15 73.33
567 HSBC STRUCTURED FUNDS (ASIA) LIMITED 1 2 3 66.67
568 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
569 HSZ (HONG KONG) LIMITED 1 2 3 66.67
570 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
571 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
572 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
573 Huajin Corporate Finance (International) Limited 5 1 6 16.67
574 Huarong International Securities Limited 2 35 37 94.59
575 Huayu Securities Limited 1 4 5 80.00
576 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
577 HUNG BROTHERS LIMITED 1 1 2 50.00
578 HUNG SING FUTURES LIMITED 1 2 3 66.67
579 HUNG SING SECURITIES LIMITED 2 14 16 87.50
580 I & P SECURITIES LIMITED 1 2 3 66.67
581 iBest Consultants Limited 2 27 29 93.10
582 iBest Securities Company Limited 3 6 9 66.67
583 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
584 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
585 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
586 ICEA CAPITAL LIMITED 2 15 17 88.24
587 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
588 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
589 iFAST Securities (HK) Limited 3 3 6 50.00
590 Imagi Brokerage Limited 3 5 8 62.50
591 IMARKETS LIMITED 1 2 3 66.67
592 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
593 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
594 Income Partners Asset Management (HK) Limited 3 6 9 66.67
595 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
596 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
597 Instinet Alpha Trading Limited 4 4 8 50.00
598 INSTINET PACIFIC LIMITED 4 10 14 71.43
599 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
600 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
601 Interactive Brokers Hong Kong Limited 2 1 3 33.33
602 Interactive Brokers LLC 2 4 6 66.67
603 INTERCHINA FUTURES LIMITED 2 17 19 89.47
604 INTERCHINA SECURITIES LIMITED 2 34 36 94.44
605 Intercontinent Securities Company 1 4 5 80.00
606 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 1 3 33.33
607 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
608 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
609 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
610 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 28 37 75.68
611 INVESCO HONG KONG LIMITED 9 31 40 77.50
612 Investec Asia Limited 3 0 3 0.00
613 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50
614 IREALITY INVESTMENTS LIMITED 4 2 6 33.33
615 iTTa Capital Limited 2 0 2 0.00 2003-05-29
616 iVenture Investment Management Limited 2 0 2 0.00
617 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 54 61 88.52 2003-12-02
618 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 3 23 26 88.46
619 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
620 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
621 Janus Henderson Investors Hong Kong Limited 2 9 11 81.82
622 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
623 JAPAN ASIA CAPITAL LIMITED 2 3 5 60.00
624 JC PREMIER CAPITAL LIMITED 2 0 2 0.00 2003-09-22
625 JEFFERIES BACHE (HONG KONG) LIMITED 3 71 74 95.95
626 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
627 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
628 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 50.00
629 JK Capital Management Limited 2 1 3 33.33
630 JOINCAP CAPITAL LIMITED 1 0 1 0.00
631 Joseph Cheung & Associates 1 0 1 0.00
632 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
633 Joy Silver Limited 7 8 15 53.33
634 JPMorgan Asset Management (Asia Pacific) Limited 7 45 52 86.54
635 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
636 JPMorgan Funds (Asia) Limited 2 49 51 96.08
637 JS CRESVALE CAPITAL LIMITED 4 5 9 55.56
638 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 23 27 85.19
639 JS SECURITIES LIMITED (HK) 1 1 2 50.00
640 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
641 JVSakk Asia Limited 2 4 6 66.67
642 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
643 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
644 K.K. Wong & Company 1 0 1 0.00
645 K.K.M. SECURITIES LIMITED 3 9 12 75.00
646 K.L. Securities Company 1 5 6 83.33
647 Ka Yue Investment Company 1 0 1 0.00
648 KAISER FUTURES LIMITED 2 25 27 92.59
649 Kaiser KT Capital Limited 3 2 5 40.00
650 KAISER SECURITIES LIMITED 2 21 23 91.30
651 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
652 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
653 Kam Wah Investments Limited 3 2 5 40.00
654 KARFORD SECURITIES LIMITED 2 0 2 0.00
655 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
656 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
657 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 28 30 93.33
658 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
659 KARL-THOMSON SECURITIES COMPANY LIMITED 5 34 39 87.18
660 Katherine Ip & Company 1 3 4 75.00
661 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
662 KB Securities Hong Kong Limited 2 3 5 60.00
663 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
664 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
665 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
666 KGI ASIA LIMITED 4 147 151 97.35
667 KGI Asset Management Limited 2 0 2 0.00
668 KGI CAPITAL ASIA LIMITED 2 6 8 75.00
669 KGI FUTURES (HONG KONG) LIMITED 4 136 140 97.14
670 KGI SECURITIES (HONG KONG) LIMITED 4 22 26 84.62
671 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 2 1 3 33.33
672 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 11 15 73.33
673 KHG Lam 1 0 1 0.00
674 KILMOREY SECURITIES LIMITED 2 7 9 77.78
675 Kin Fung Stock Company 1 3 4 75.00
676 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
677 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
678 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
679 KINGSTON FUTURES LIMITED 2 17 19 89.47
680 KINGSTON SECURITIES LIMITED 3 43 46 93.48
681 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
682 KINGSWAY CAPITAL LIMITED 11 14 25 56.00
683 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 9 37 46 80.43
684 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 2 6 33.33
685 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 6 9 66.67
686 KMT SECURITIES LIMITED 2 7 9 77.78
687 Ko Kun Stock Company 1 1 2 50.00
688 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
689 KOFFMAN INVESTMENT LIMITED 1 3 4 75.00
690 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
691 KPMG CORPORATE FINANCE LIMITED 4 11 15 73.33
692 KWAI HUNG SECURITIES COMPANY LIMITED 4 20 24 83.33
693 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
694 Kwok Chung Chun Securities Company 1 0 1 0.00
695 KWOK HING SECURITIES LIMITED 2 4 6 66.67
696 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
697 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
698 LAMTEX SECURITIES LIMITED 3 11 14 78.57
699 LAU & COMPANY LIMITED 2 0 2 0.00
700 Lawsons Securities Company 1 0 1 0.00
701 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 50.00
702 Lees Securities Co. 1 8 9 88.89
703 Legg Mason Asset Management Hong Kong Limited 3 12 15 80.00
704 Legg Mason International Equities (Hong Kong) Limited 3 13 16 81.25
705 LEHIN SECURITIES LIMITED 3 22 25 88.00
706 LEHMAN BROTHERS ASIA LIMITED 6 89 95 93.68
707 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 1 3 33.33
708 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 13 16 81.25
709 LEI SHING HONG FINANCE LIMITED 3 6 9 66.67
710 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
711 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 2 5 40.00 2003-06-06
712 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 13 18 72.22
713 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
714 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
715 LIM ADVISORS LIMITED 2 4 6 66.67
716 LINDEMAN ASIA LIMITED 1 0 1 0.00
717 Lion Global Financial Limited 3 45 48 93.75
718 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33
719 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
720 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 1 3 33.33 2003-05-02
721 Lombard Investments (HK) Limited 1 0 1 0.00
722 LOMBARD ODIER (HONG KONG) LIMITED 1 9 10 90.00
723 Longitude Asia Limited 1 0 1 0.00
724 LUEN FAT SECURITIES COMPANY LIMITED 4 42 46 91.30
725 LUEN HING SECURITIES LIMITED 3 6 9 66.67
726 LUEN SING SECURITIES LIMITED 4 10 14 71.43
727 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
728 Lynx Portfolio Limited 2 0 2 0.00
729 M&F Asset Management Limited 3 9 12 75.00
730 M-TRADE ASIA LIMITED 1 0 1 0.00
731 Mackenzie Investments Asia Limited 3 1 4 25.00
732 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
733 MACQUARIE CAPITAL LIMITED 6 65 71 91.55
734 Macquarie Corporate (Hong Kong) Limited 3 10 13 76.92
735 MACQUARIE EQUITIES (ASIA) LIMITED 3 23 26 88.46
736 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
737 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
738 MAGUSTA FUTURES LIMITED 2 6 8 75.00
739 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
740 Mainland Securities Co. 1 1 2 50.00
741 MALAHON SECURITIES LIMITED 1 14 15 93.33
742 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
743 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
744 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
745 MANBLE SECURITIES LIMITED 1 5 6 83.33
746 MANDARIN VP (HK) LIMITED 1 0 1 0.00
747 MANGO FINANCIAL LIMITED 3 10 13 76.92
748 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
749 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 1 3 33.33
750 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 85.71
751 Manulife Investment Management (Hong Kong) Limited 2 1090 1092 99.82
752 MARC FABER LIMITED 1 0 1 0.00
753 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
754 Mason Futures Limited (HK) 3 22 25 88.00
755 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
756 MASON LAROCHE (HK) LIMITED 2 0 2 0.00
757 Mason Securities Limited 4 36 40 90.00
758 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
759 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
760 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
761 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 1 2 50.00
762 Matrix Securities Limited 5 2 7 28.57
763 Maurice Lee Investment Advisor Company 1 0 1 0.00
764 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
765 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 72.73
766 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
767 MCP Holdings Limited (HK) 1 0 1 0.00
768 MEAG Hong Kong Limited 1 1 2 50.00
769 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23
770 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
771 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
772 MEGABASE SECURITIES LIMITED 2 4 6 66.67
773 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
774 MEIJI YASUDA ASIA LIMITED 1 5 6 83.33
775 Melbourne Investment Company 1 0 1 0.00
776 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 33.33
777 Mercer (Hong Kong) Limited 1 2 3 66.67
778 Merdeka Securities Limited 3 1 4 25.00
779 Merrill Lynch (Asia Pacific) Limited 9 328 337 97.33
780 Merrill Lynch Far East Limited 7 103 110 93.64
781 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 114 117 97.44
782 MESSIS CAPITAL LIMITED 3 2 5 40.00
783 Metaverse Securities Limited (HK) 4 0 4 0.00
784 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
785 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
786 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
787 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0.00
788 MIB FUTURES (HONG KONG) LIMITED 2 22 24 91.67
789 MIB SECURITIES (HONG KONG) LIMITED 6 68 74 91.89
790 Minerva Holding Financial Securities Limited 3 10 13 76.92
791 MING HON SECURITIES LIMITED 3 1 4 25.00
792 MIRABAUD (ASIA) LIMITED 2 0 2 0.00 2003-05-13
793 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
794 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
795 MIZUHO SECURITIES ASIA LIMITED 3 11 14 78.57
796 MLI LIMITED (d2018-03-29) 1 4 5 80.00
797 Moliyo (Hong Kong) Limited 2 2 4 50.00
798 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
799 MONEY CONCEPTS (ASIA) LIMITED 2 7 9 77.78
800 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
801 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
802 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
803 Morgan Stanley Asia Limited 15 380 395 96.20
804 Morgan Stanley Hong Kong Futures Limited 6 151 157 96.18
805 Morgan Stanley Hong Kong Securities Limited 4 18 22 81.82
806 MORTON SECURITIES LIMITED 2 3 5 60.00
807 MTF SECURITIES LIMITED 2 15 17 88.24
808 MUSHK Limited 4 12 16 75.00
809 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
810 Nan Lee Investment Co. 1 2 3 66.67
811 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
812 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
813 Nerico Brothers Limited (HK) 2 5 7 71.43
814 Network Financial Services Limited 1 39 40 97.50
815 Neutral Financial Holding Company Limited 3 8 11 72.73
816 New Gala Securities Company 1 3 4 75.00
817 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
818 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
819 NEW TREND FUTURES LIMITED 4 19 23 82.61
820 Newedge Broker Hong Kong Limited 2 2 4 50.00
821 Newedge Broker Limited 2 16 18 88.89
822 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
823 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
824 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 71.43
825 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
826 Nittan Securities Asia Limited 2 2 4 50.00
827 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
828 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
829 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 138 140 98.57
830 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
831 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
832 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
833 NORTH SEA SECURITIES LIMITED 2 4 6 66.67
834 Northern Trust Company of Hong Kong Limited (The) 3 6 9 66.67
835 NOUVELLE CAYENNA INNOVATION LIMITED 2 7 9 77.78
836 NUADA CAPITAL LIMITED 1 0 1 0.00
837 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
838 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
839 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 91.67
840 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
841 Offshore Financial Consultants 1 0 1 0.00
842 OKACHI (HONG KONG) COMPANY LIMITED 1 18 19 94.74
843 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
844 OKASAN INTERNATIONAL (ASIA) LIMITED 5 6 11 54.55
845 On Hing Securities Company 1 1 2 50.00
846 OnePlatform Asset Management Limited 1 77 78 98.72
847 OnePlatform Securities Limited 2 29 31 93.55
848 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
849 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
850 ONSHINE SECURITIES LIMITED 3 12 15 80.00
851 Open Asset Management Limited 3 0 3 0.00
852 Open Securities Limited 3 15 18 83.33
853 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
854 Optima Capital Limited 2 10 12 83.33
855 Oreana Financial Services Limited 2 3 5 60.00
856 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
857 ORIENT SECURITIES LIMITED 2 6 8 75.00
858 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
859 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
860 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
861 ORTUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2003-08-29
862 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
863 Oshidori Corporate Finance Limited 2 2 4 50.00
864 Oshidori Securities Limited 3 9 12 75.00
865 OVERLOOK INVESTMENTS LIMITED 1 4 5 80.00
866 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
867 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 18 20 90.00
868 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
869 PACIFIC GROUP LIMITED (THE) 1 1 2 50.00
870 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
871 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 2 1 3 33.33 2003-07-10
872 Pacific Sun Advisors Limited 1 0 1 0.00
873 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 8 10 80.00
874 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
875 PAMA GROUP (HONG KONG) LIMITED 0 2 2 100.00
876 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
877 PANURGY LIMITED 2 0 2 0.00
878 PARIBAS ASIA EQUITY LIMITED 3 7 10 70.00
879 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
880 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
881 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
882 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
883 Paul Fan & Company 1 0 1 0.00
884 PEACE TOWN FOREX LIMITED 4 31 35 88.57
885 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
886 PEACE TOWN FUTURES LIMITED 5 11 16 68.75
887 PEGASUS FUND MANAGERS LIMITED 2 25 27 92.59
888 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
889 PGIM (Hong Kong) Limited 2 3 5 60.00
890 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
891 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00
892 PHILLIP COMMODITIES (H.K.) LIMITED 3 137 140 97.86 2003-12-09
893 PHILLIP SECURITIES (HONG KONG) LIMITED 4 239 243 98.35
894 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
895 PHOENIX CAPITAL FUTURES LIMITED 2 3 5 60.00
896 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
897 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
898 Pictet Asset Management (Hong Kong) Limited 5 0 5 0.00
899 PineBridge Investments Asia Limited 3 29 32 90.63
900 PineBridge Investments Hong Kong Limited 4 3 7 42.86
901 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
902 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
903 PIPER JAFFRAY ASIA LIMITED 5 6 11 54.55
904 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 23 27 85.19
905 Planetree Futures Limited 3 7 10 70.00
906 Planetree Securities Limited 4 20 24 83.33
907 PLATINUM BROKING COMPANY LIMITED 1 3 4 75.00
908 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
909 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 17 19 89.47
910 PO LEE SECURITIES LIMITED 1 3 4 75.00
911 PO SANG SECURITIES LIMITED 2 12 14 85.71
912 Polaris Capital (Asia) Limited 7 16 23 69.57
913 PPM VENTURES (ASIA) LIMITED 3 2 5 40.00
914 Prashant K. Trivedi 1 0 1 0.00
915 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 66.67
916 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
917 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
918 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
919 Prime Cdex Securities Limited 7 26 33 78.79
920 PRIME SECURITIES LIMITED (HK) 3 6 9 66.67
921 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 2 3 66.67
922 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
923 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
924 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 12 15 80.00
925 PRIVATE CAPITAL LIMITED 2 1 3 33.33
926 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 1 1 100.00
927 Promising Securities Company 1 14 15 93.33
928 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
929 PRUDENCE FUTURES LIMITED 2 1 3 33.33
930 PRUDENTIAL BROKERAGE LIMITED 2 85 87 97.70
931 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 27 28 96.43
932 Public Financial Securities Limited 2 6 8 75.00
933 Public Pacific Securities Limited 1 1 2 50.00
934 Public Securities Limited 2 4 6 66.67
935 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
936 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
937 QLEAP ACCELERATORS LIMITED 1 1 2 50.00
938 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
939 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
940 QUAM FUTURES LIMITED 3 18 21 85.71
941 Quam Securities Limited 4 36 40 90.00
942 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
943 Rakuten Securities Hong Kong Limited 2 16 18 88.89
944 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
945 RBC FUTURES SERVICES (ASIA) LIMITED 2 22 24 91.67
946 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 71.43
947 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 40 42 95.24
948 RBS Asia Corporate Finance Limited 2 48 50 96.00
949 RBS Asia Futures Limited 2 8 10 80.00
950 RBS Asia Securities (Hong Kong) Limited 6 32 38 84.21
951 RBS Securities (Far East) Limited 1 4 5 80.00
952 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
953 REALINK FINANCIAL TRADE LIMITED 2 15 17 88.24 2003-09-25
954 Redford Asset Management Limited 1 2 3 66.67
955 REFCO FOREX LIMITED 2 4 6 66.67 2003-07-21
956 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
957 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
958 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
959 REXCAPITAL (HONG KONG) LIMITED 2 4 6 66.67
960 REXCAPITAL FUTURES LIMITED 1 37 38 97.37
961 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 57.14
962 RHB CAPITAL HONG KONG LIMITED 2 4 6 66.67
963 RHB SECURITIES HONG KONG LIMITED 1 18 19 94.74
964 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
965 Rich Union Securities (H.K.) Limited 1 4 5 80.00
966 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 11 12 91.67
967 Rifa Securities Limited 1 7 8 87.50
968 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
969 RL360 SERVICES LIMITED 1 1 2 50.00
970 Robert Kai Leung Lo 1 1 2 50.00
971 ROCTEC FUTURES TRADING COMPANY LIMITED 2 5 7 71.43
972 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
973 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
974 ROOFER SECURITIES LIMITED 1 10 11 90.91
975 ROSA SECURITIES LIMITED 3 4 7 57.14
976 RPS INVESTMENT LIMITED 4 5 9 55.56
977 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
978 SA Capital Limited (HK) 1 0 1 0.00
979 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
980 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00
981 Salisbury Securities 1 3 4 75.00
982 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
983 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
984 San Wan Yuan & Company 1 1 2 50.00
985 SANFULL SECURITIES LIMITED 5 50 55 90.91
986 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
987 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 39 41 95.12
988 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
989 SBI China Capital Commodities Limited 3 14 17 82.35
990 SBI China Capital Financial Services Limited 3 11 14 78.57
991 SBI China Capital Securities Limited 3 25 28 89.29
992 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
993 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
994 SCM CHINA LIMITED 2 1 3 33.33
995 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
996 SDHG International Securities Limited 3 6 9 66.67
997 SEABRIGHT ASSET MANAGEMENT LIMITED 4 0 4 0.00 2003-07-23
998 Seaga International 1 2 3 66.67
999 SEEKERS MARKETS LIMITED 2 13 15 86.67
1000 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 0 1 1 100.00
1001 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1002 SG Asset Finance (Hong Kong) Limited 3 14 17 82.35 2003-10-02
1003 SG ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1004 SG SECURITIES (HK) LIMITED 7 35 42 83.33 2003-12-16
1005 SHACOM FUTURES LIMITED 3 2 5 40.00
1006 Shacom Securities Limited 2 6 8 75.00
1007 Shang International Finance Limited 2 9 11 81.82
1008 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
1009 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1010 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
1011 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1012 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 8 11 72.73
1013 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 64 67 95.52
1014 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 75.00
1015 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 100 105 95.24
1016 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
1017 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1018 SHUN LOONG CAPITAL LIMITED 1 0 1 0.00
1019 SHUN LOONG FOREX COMPANY LIMITED 2 41 43 95.35
1020 SHUN LOONG FUTURES LIMITED 2 33 35 94.29
1021 SHUN LOONG SECURITIES COMPANY LIMITED 2 71 73 97.26
1022 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1023 Silk Road International Capital Limited 1 0 1 0.00
1024 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1025 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1026 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1027 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1028 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
1029 Sino-Rich Securities & Futures Limited 2 8 10 80.00
1030 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
1031 Sinofortune Financial Capital Limited 2 1 3 33.33
1032 Sinofortune Securities Limited 5 9 14 64.29
1033 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 2 4 50.00
1034 SINOMAX SECURITIES LIMITED 2 3 5 60.00
1035 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
1036 SINOPAC FUTURES (ASIA) LIMITED 2 11 13 84.62
1037 SINOPAC SECURITIES (ASIA) LIMITED 5 34 39 87.18
1038 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
1039 SIU ON SECURITIES LIMITED 2 4 6 66.67
1040 SIU YIP COMMODITY LIMITED 3 4 7 57.14
1041 SKY WARD ASIA LIMITED 2 0 2 0.00
1042 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1043 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
1044 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 60.00
1045 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 3 5 60.00
1046 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1047 SOLID KING SECURITIES LIMITED 2 8 10 80.00
1048 Soo Pei Shao & Company 1 7 8 87.50
1049 Soo Pui Chen & Company 1 2 3 66.67
1050 SOUTH CHINA CAPITAL LIMITED 4 12 16 75.00
1051 SOUTH CHINA COMMODITIES LIMITED 3 71 74 95.95
1052 South China Investment Consultancy (Hong Kong) Limited 3 18 21 85.71
1053 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
1054 SOUTH CHINA SECURITIES LIMITED 3 86 89 96.63
1055 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1056 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 84.62
1057 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 29 31 93.55
1058 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
1059 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 83 87 95.40
1060 SPDB International Holdings Limited 2 0 2 0.00
1061 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1062 SPS COMMODITIES LIMITED 2 7 9 77.78
1063 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1064 SPS SECURITIES LIMITED 4 15 19 78.95
1065 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1066 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 7 10 70.00
1067 St. James's Place (Hong Kong) Limited 1 9 10 90.00
1068 STANDARD & POOR'S, LLC 1 7 8 87.50
1069 Standard Chartered Securities (Hong Kong) Limited 6 31 37 83.78
1070 Standard Commodities (Asia) Limited 1 2 3 66.67
1071 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1072 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
1073 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
1074 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1075 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 16 18 88.89
1076 Stellar Securities Limited 1 2 3 66.67
1077 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1078 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1079 STOCKWELL SECURITIES LIMITED 3 27 30 90.00
1080 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1081 Success Futures and Foreign Exchange Limited 2 3 5 60.00
1082 Success Power Investment Advisory Limited 1 0 1 0.00
1083 Success Securities Limited 2 22 24 91.67
1084 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1085 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1086 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 2 3 66.67
1087 SUN GROWTH SECURITIES LIMITED 2 17 19 89.47
1088 Sun Life Financial Asia Services Limited 1 3 4 75.00
1089 Sun Life Hong Kong Limited 1 385 386 99.74
1090 SUN RAISE CAPITAL LIMITED 2 3 5 60.00
1091 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
1092 SUN'S FUTURE LIMITED 3 6 9 66.67
1093 Sunline Prosticks Financial Solutions Limited 2 0 2 0.00
1094 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
1095 Sunrise Investment Company 1 8 9 88.89
1096 Sunwah Kingsway Leasing and Finance Limited 4 9 13 69.23
1097 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1098 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
1099 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 1 2 50.00
1100 Szehope & Company 1 2 3 66.67
1101 T & F RESEARCH LIMITED 1 3 4 75.00
1102 T G HOLBORN (HK) LIMITED 2 39 41 95.12
1103 T G SECURITIES LIMITED 1 0 1 0.00
1104 T Y International 1 0 1 0.00
1105 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1106 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 87.50
1107 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1108 TAHOE LIFE INSURANCE COMPANY LIMITED 2 6 8 75.00
1109 Tai Chuen Securities Co. 1 1 2 50.00
1110 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1111 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1112 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1113 TAI SHING STOCK INVESTMENT CO. LIMITED 4 14 18 77.78
1114 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
1115 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 60.00
1116 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1117 TAIFAIR FUTURES LIMITED 1 4 5 80.00
1118 TAIFAIR SECURITIES LIMITED 3 10 13 76.92
1119 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
1120 Taiping Securities (HK) Co Limited 4 32 36 88.89
1121 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1122 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
1123 TANG KEE SECURITIES LIMITED 2 4 6 66.67
1124 TANG PING KONG LIMITED 3 9 12 75.00
1125 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1126 TAT LEE SECURITIES COMPANY LIMITED 5 10 15 66.67
1127 TC Investment Management (Asia) Limited 2 5 7 71.43
1128 TCW ASIA LIMITED 1 0 1 0.00
1129 Teil Stock Investment Company 1 0 1 0.00
1130 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1131 TEMPLETON ASSET MANAGEMENT LTD 3 12 15 80.00
1132 Templewater Hong Kong Limited 2 5 7 71.43
1133 Ten & Ten Securities Company 1 4 5 80.00
1134 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1135 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 138 138 100.00
1136 THING ON SECURITIES LIMITED 2 7 9 77.78
1137 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1138 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2003-09-24
1139 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
1140 TIFFIT SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
1141 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
1142 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1143 TIS SECURITIES (HK) LIMITED 6 15 21 71.43
1144 TISCO SECURITIES HONG KONG LIMITED 2 13 15 86.67
1145 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1146 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
1147 Tokio Marine Investment Services, Limited 1 0 1 0.00
1148 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
1149 Towers Watson Hong Kong Limited 1 2 3 66.67
1150 TOYO SECURITIES ASIA LIMITED 2 6 8 75.00
1151 TRANS JOY SECURITIES LIMITED 2 11 13 84.62
1152 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
1153 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 1 3 33.33
1154 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1155 Trinity Financial Group Limited 1 0 1 0.00
1156 TRUTH SECURITIES LIMITED 4 1 5 20.00
1157 TSE'S SECURITIES LIMITED 2 53 55 96.36
1158 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
1159 Tung Shing Futures (Brokers) Limited 3 74 77 96.10
1160 Tung Shing Securities (Brokers) Limited 5 366 371 98.65
1161 Tung Shun & Company 1 3 4 75.00
1162 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
1163 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1164 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
1165 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1166 TVC MANAGEMENT LIMITED 1 0 1 0.00
1167 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
1168 Tyche Group Limited 2 15 17 88.24
1169 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1170 UBS Asset Management (Hong Kong) Limited 3 2 5 40.00
1171 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
1172 UBS DERIVATIVES HONG KONG LIMITED 3 9 12 75.00
1173 UBS SECURITIES ASIA LIMITED 12 136 148 91.89
1174 UBS SECURITIES HONG KONG LIMITED 5 17 22 77.27
1175 UKFP (Asia) HK Limited 2 35 37 94.59
1176 UNI-ALPHA FUTURES LIMITED 1 4 5 80.00
1177 UNI-ALPHA SECURITIES LIMITED 2 4 6 66.67
1178 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1179 Union Securities Co 1 1 2 50.00
1180 UNITED CAPITAL LIMITED 2 0 2 0.00
1181 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1182 United Securities Limited (HK) 1 4 5 80.00
1183 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
1184 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 2 3 66.67
1185 UOB ASIA (HONG KONG) LIMITED 4 8 12 66.67
1186 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1187 UOB KAY HIAN (HONG KONG) LIMITED 6 136 142 95.77
1188 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
1189 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 70 73 95.89
1190 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
1191 UPBEST COMMODITIES COMPANY LIMITED 1 8 9 88.89
1192 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1193 UPBEST SECURITIES COMPANY LIMITED 4 29 33 87.88
1194 VALUE PARTNERS LIMITED 2 9 11 81.82
1195 Value Partners Private Equity Limited 1 1 2 50.00
1196 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1197 Vantum Futures Limited 2 2 4 50.00
1198 VC BROKERAGE LIMITED 3 86 89 96.63
1199 VC CAPITAL LIMITED 5 5 10 50.00
1200 VC FUTURES LIMITED 4 51 55 92.73
1201 VC International Asset Management Limited 1 1 2 50.00
1202 VENHOUSE FINANCIAL PLANNING LIMITED 1 19 20 95.00
1203 VERCAP Financial Services Limited 2 5 7 71.43
1204 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1205 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1206 VICTORY SECURITIES COMPANY LIMITED 2 15 17 88.24
1207 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1208 Virtu ITG Hong Kong Limited 2 4 6 66.67
1209 Vision Capital Investment Management Limited 3 0 3 0.00 2003-12-17
1210 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1211 VISION FINANCE (SECURITIES) LIMITED 1 1 2 50.00
1212 VMS Securities Limited 2 6 8 75.00
1213 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1214 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1215 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1216 WAH SANG SECURITIES LIMITED 2 3 5 60.00
1217 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1218 WAI FAT SECURITIES LIMITED 2 4 6 66.67
1219 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1220 WALCO SECURITIES LIMITED 1 2 3 66.67
1221 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1222 Wanhai Securities (HK) Limited 3 3 6 50.00
1223 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
1224 Waton Securities International Limited 2 10 12 83.33
1225 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1226 Welform Investors Company 1 4 5 80.00
1227 Well Link International Securities Limited 3 25 28 89.29
1228 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1229 WELLCHAMP CAPITAL LIMITED 2 2 4 50.00
1230 WELLFULL SECURITIES COMPANY LIMITED 5 20 25 80.00
1231 Wellington Management Hong Kong Limited (b2003-01-02) 2 0 2 0.00 2003-09-18
1232 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
1233 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1234 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
1235 WILBY SECURITIES LIMITED 1 5 6 83.33
1236 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
1237 Win Securities Limited 3 2 5 40.00
1238 WIN WONG SECURITIES LIMITED 2 27 29 93.10
1239 WINFULL SECURITIES LIMITED 3 21 24 87.50
1240 WING FAT SECURITIES LIMITED 3 9 12 75.00
1241 WING FUNG SECURITIES LIMITED 4 3 7 42.86
1242 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 70.00
1243 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 82.14
1244 WING ON SECURITIES LIMITED 1 9 10 90.00
1245 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
1246 WING TAK SECURITIES LIMITED 1 1 2 50.00
1247 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
1248 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
1249 WINGS SECURITIES (HK) LIMITED 3 49 52 94.23
1250 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1251 Winning & Company 1 1 2 50.00
1252 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1253 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1254 WINTECH SECURITIES LIMITED 4 17 21 80.95
1255 Wisetrade Securities Limited 3 10 13 76.92
1256 WM (HK) Limited 3 667 670 99.55
1257 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1258 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
1259 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1260 WOCOM LIMITED (HK) 4 27 31 87.10
1261 WOCOM SECURITIES LIMITED 4 38 42 90.48
1262 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1263 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
1264 WORLDWIDE BROKERAGE LIMITED 1 2 3 66.67
1265 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1266 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1267 Y. S. Law & Co. 1 0 1 0.00
1268 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
1269 YARDLEY FINANCE LIMITED 1 0 1 0.00
1270 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1271 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1272 YF FUTURES COMPANY LIMITED 3 3 6 50.00
1273 YF Life Insurance International Limited 1 5 6 83.33
1274 YF SECURITIES COMPANY LIMITED 5 10 15 66.67
1275 YICKO FUTURES LIMITED 2 7 9 77.78
1276 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
1277 YICKO SECURITIES LIMITED 3 19 22 86.36
1278 Ying Kit Stock Company 1 0 1 0.00
1279 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1280 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
1281 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1282 YU ON COMMODITIES COMPANY LIMITED 2 2 4 50.00
1283 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1284 Yuanta Asia Investment (Hong Kong) Limited 10 18 28 64.29 2003-08-13
1285 Yuanta Securities (Hong Kong) Company Limited 1 3 4 75.00
1286 YUE XIU FUTURES COMPANY LIMITED 4 8 12 66.67
1287 YUE XIU SECURITIES COMPANY LIMITED 6 4 10 40.00
1288 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
1289 Yunfeng Financial Markets Limited 4 10 14 71.43
1290 Zhongrong International Futures Co., Limited 4 5 9 55.56
1291 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1292 ZHONGRONG PT SECURITIES LIMITED 5 17 22 77.27
1293 Ziar & Company 1 5 6 83.33
1294 Zijing Capital Limited 2 1 3 33.33 2003-05-07
1295 ZURICH ADVISORY (HK) LIMITED 2 134 136 98.53
1295 Average 2.34 15.70 18.03 87.05

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