SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 2 1090 1092 99.82
2 WM (HK) Limited 3 667 670 99.55
3 Sun Life Hong Kong Limited 1 385 386 99.74
4 Morgan Stanley Asia Limited 15 380 395 96.20
5 GOLDMAN SACHS (ASIA) L.L.C. 21 378 399 94.74
6 Tung Shing Securities (Brokers) Limited 5 366 371 98.65
7 Merrill Lynch (Asia Pacific) Limited 9 328 337 97.33
8 Citigroup Global Markets Asia Limited 8 311 319 97.49
9 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 297 299 99.33
10 Everbright Securities Investment Services (HK) Limited 7 270 277 97.47
11 PHILLIP SECURITIES (HONG KONG) LIMITED 4 239 243 98.35
12 CES Commodities (HK) Limited 2 219 221 99.10
13 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 208 215 96.74 2003-09-30
14 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 181 186 97.31
15 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 6 174 180 96.67 2003-10-15
16 HAITONG INTERNATIONAL FUTURES LIMITED 2 170 172 98.84
17 Morgan Stanley Hong Kong Futures Limited 6 151 157 96.18
18 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 148 151 98.01
19 KGI ASIA LIMITED 4 147 151 97.35
20 HONG KONG FOREX INVESTMENT LIMITED 2 143 145 98.62
21 CELESTIAL SECURITIES LIMITED 5 140 145 96.55
22 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 138 140 98.57
23 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 138 138 100.00
24 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 137 142 96.48
25 PHILLIP COMMODITIES (H.K.) LIMITED 3 137 140 97.86 2003-12-09
26 KGI FUTURES (HONG KONG) LIMITED 4 136 140 97.14
27 UBS SECURITIES ASIA LIMITED 12 136 148 91.89
28 UOB KAY HIAN (HONG KONG) LIMITED 6 136 142 95.77
29 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 134 141 95.04
30 ZURICH ADVISORY (HK) LIMITED 2 134 136 98.53
31 CES Forex (HK) Limited 3 129 132 97.73
32 CELESTIAL COMMODITIES LIMITED 3 118 121 97.52
33 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
34 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 114 117 97.44
35 HSBC BROKING SECURITIES (ASIA) LIMITED 9 112 121 92.56
36 HSBC BROKING FUTURES (ASIA) LIMITED 3 108 111 97.30
37 DEUTSCHE SECURITIES ASIA LIMITED 8 106 114 92.98
38 Merrill Lynch Far East Limited 7 103 110 93.64
39 CITIC Securities Brokerage (HK) Limited 6 101 107 94.39
40 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 100 105 95.24
41 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 98 100 98.00
42 Credit Suisse Securities (Hong Kong) Limited 5 92 97 94.85
43 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 91 94 96.81
44 HSBC BROKING FOREX (ASIA) LIMITED 3 90 93 96.77
45 CELESTIAL FINANCE LIMITED 4 89 93 95.70
46 LEHMAN BROTHERS ASIA LIMITED 6 89 95 93.68
47 Credit Suisse (Hong Kong) Limited 4 88 92 95.65
48 SOUTH CHINA SECURITIES LIMITED 3 86 89 96.63
49 VC BROKERAGE LIMITED 3 86 89 96.63
50 PRUDENTIAL BROKERAGE LIMITED 2 85 87 97.70
51 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 83 87 95.40
52 CORPORATE BROKERS LIMITED 2 79 81 97.53
53 OnePlatform Asset Management Limited 1 77 78 98.72
54 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
55 Tung Shing Futures (Brokers) Limited 3 74 77 96.10
56 EAST ASIA SECURITIES COMPANY LIMITED 2 73 75 97.33
57 FT Securities Limited 4 73 77 94.81
58 HSBC SECURITIES (ASIA) LIMITED 9 73 82 89.02
59 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 72 77 93.51
60 JEFFERIES BACHE (HONG KONG) LIMITED 3 71 74 95.95
61 SHUN LOONG SECURITIES COMPANY LIMITED 2 71 73 97.26
62 SOUTH CHINA COMMODITIES LIMITED 3 71 74 95.95
63 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 70 73 95.89
64 CLSA LIMITED 8 69 77 89.61
65 Credit Agricole Securities (Asia) Limited 9 69 78 88.46
66 MIB SECURITIES (HONG KONG) LIMITED 6 68 74 91.89
67 CINDA INTERNATIONAL SECURITIES LIMITED 4 66 70 94.29
68 CINDA INTERNATIONAL FUTURES LIMITED 4 65 69 94.20
69 FIL Investment Management (Hong Kong) Limited 5 65 70 92.86
70 MACQUARIE CAPITAL LIMITED 6 65 71 91.55
71 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 64 67 95.52
72 BOCI SECURITIES LIMITED 4 62 66 93.94
73 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
74 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 54 58 93.10
75 EMPEROR SECURITIES LIMITED (HK) 5 54 59 91.53
76 GET NICE SECURITIES LIMITED 3 54 57 94.74
77 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 54 60 90.00
78 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 54 61 88.52 2003-12-02
79 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
80 TSE'S SECURITIES LIMITED 2 53 55 96.36
81 BARCLAYS CAPITAL ASIA LIMITED 1 51 52 98.08
82 FULBRIGHT SECURITIES LIMITED 3 51 54 94.44
83 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 51 54 94.44
84 VC FUTURES LIMITED 4 51 55 92.73
85 CITIC Securities Futures (HK) Limited 5 50 55 90.91
86 SANFULL SECURITIES LIMITED 5 50 55 90.91
87 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 49 53 92.45
88 JPMorgan Funds (Asia) Limited 2 49 51 96.08
89 WINGS SECURITIES (HK) LIMITED 3 49 52 94.23
90 RBS Asia Corporate Finance Limited 2 48 50 96.00
91 BEAR STEARNS ASIA LIMITED 3 46 49 93.88
92 GREAT BAY SECURITIES LIMITED 4 46 50 92.00
93 JPMorgan Asset Management (Asia Pacific) Limited 7 45 52 86.54
94 Lion Global Financial Limited 3 45 48 93.75
95 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 44 47 93.62 2003-10-31
96 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 44 46 95.65
97 KINGSTON SECURITIES LIMITED 3 43 46 93.48
98 LUEN FAT SECURITIES COMPANY LIMITED 4 42 46 91.30
99 SHUN LOONG FOREX COMPANY LIMITED 2 41 43 95.35
100 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
101 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
102 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
103 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 40 42 95.24
104 Daiwa Capital Markets Hong Kong Limited 3 39 42 92.86
105 Network Financial Services Limited 1 39 40 97.50
106 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 39 41 95.12
107 T G HOLBORN (HK) LIMITED 2 39 41 95.12
108 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 38 45 84.44
109 WOCOM SECURITIES LIMITED 4 38 42 90.48
110 Funderstone Securities Limited 6 37 43 86.05
111 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 9 37 46 80.43
112 REXCAPITAL FUTURES LIMITED 1 37 38 97.37
113 DEUTSCHE FUTURES HONG KONG LIMITED 3 36 39 92.31
114 Mason Securities Limited 4 36 40 90.00
115 Quam Securities Limited 4 36 40 90.00
116 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 35 37 94.59
117 Huarong International Securities Limited 2 35 37 94.59
118 SG SECURITIES (HK) LIMITED 7 35 42 83.33 2003-12-16
119 UKFP (Asia) HK Limited 2 35 37 94.59
120 BOCI COMMODITIES & FUTURES LIMITED 3 34 37 91.89
121 CLSA RESEARCH LIMITED 2 34 36 94.44
122 FIRST SHANGHAI SECURITIES LIMITED 4 34 38 89.47
123 INTERCHINA SECURITIES LIMITED 2 34 36 94.44
124 KARL-THOMSON SECURITIES COMPANY LIMITED 5 34 39 87.18
125 SINOPAC SECURITIES (ASIA) LIMITED 5 34 39 87.18
126 CHIEF SECURITIES LIMITED 1 33 34 97.06
127 Essence International Financial Holdings Limited 3 33 36 91.67
128 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 33 37 89.19
129 SHUN LOONG FUTURES LIMITED 2 33 35 94.29
130 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
131 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 32 36 88.89
132 FIL Investment Advisors 4 32 36 88.89
133 RBS Asia Securities (Hong Kong) Limited 6 32 38 84.21
134 Taiping Securities (HK) Co Limited 4 32 36 88.89
135 CLSA FUTURES LIMITED 4 31 35 88.57
136 FWD Financial Planning Limited (HK) 2 31 33 93.94
137 FWD Life Insurance Company (Bermuda) Limited 1 31 32 96.88
138 INVESCO HONG KONG LIMITED 9 31 40 77.50
139 PEACE TOWN FOREX LIMITED 4 31 35 88.57
140 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
141 Standard Chartered Securities (Hong Kong) Limited 6 31 37 83.78
142 Funderstone Futures Limited 4 30 34 88.24
143 ABCI Securities Company Limited 4 29 33 87.88
144 FIRST SHANGHAI FUTURES LIMITED 2 29 31 93.55
145 OnePlatform Securities Limited 2 29 31 93.55
146 PineBridge Investments Asia Limited 3 29 32 90.63
147 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 29 31 93.55
148 UPBEST SECURITIES COMPANY LIMITED 4 29 33 87.88
149 CORPORATE COMMODITIES LIMITED 3 28 31 90.32
150 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 28 37 75.68
151 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 28 30 93.33
152 iBest Consultants Limited 2 27 29 93.10
153 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 27 28 96.43
154 STOCKWELL SECURITIES LIMITED 3 27 30 90.00
155 WIN WONG SECURITIES LIMITED 2 27 29 93.10
156 WOCOM LIMITED (HK) 4 27 31 87.10
157 AISANCE ASSET MANAGEMENT LIMITED 4 26 30 86.67
158 CHOW SANG SANG FUTURES LIMITED 2 26 28 92.86
159 CHRISTFUND SECURITIES LIMITED 4 26 30 86.67
160 Prime Cdex Securities Limited 7 26 33 78.79
161 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 25 27 92.59
162 BOCI Bullion Company Limited 3 25 28 89.29
163 EMPEROR FUTURES LIMITED 4 25 29 86.21
164 Everbright Securities Digital Finance (HK) Limited 2 25 27 92.59
165 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
166 KAISER FUTURES LIMITED 2 25 27 92.59
167 PEGASUS FUND MANAGERS LIMITED 2 25 27 92.59
168 SBI China Capital Securities Limited 3 25 28 89.29
169 Well Link International Securities Limited 3 25 28 89.29
170 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
171 Beevest Securities Limited 1 24 25 96.00
172 Beijing Securities Limited 1 24 25 96.00
173 BERICH BROKERAGE LIMITED 4 23 27 85.19
174 BUSINESS SECURITIES LIMITED 2 23 25 92.00
175 China International Capital Corporation (International) Limited 5 23 28 82.14
176 CSI Corporate Finance (HK) Limited 10 23 33 69.70
177 Fosun International Securities Limited 5 23 28 82.14
178 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 3 23 26 88.46
179 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 23 27 85.19
180 MACQUARIE EQUITIES (ASIA) LIMITED 3 23 26 88.46
181 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 23 27 85.19
182 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 82.14
183 Allianz Global Investors Hong Kong Limited 4 22 26 84.62
184 CHARLES SCHWAB, HONG KONG, LIMITED 3 22 25 88.00
185 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 22 28 78.57
186 KGI SECURITIES (HONG KONG) LIMITED 4 22 26 84.62
187 LEHIN SECURITIES LIMITED 3 22 25 88.00
188 Mason Futures Limited (HK) 3 22 25 88.00
189 MIB FUTURES (HONG KONG) LIMITED 2 22 24 91.67
190 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
191 RBC FUTURES SERVICES (ASIA) LIMITED 2 22 24 91.67
192 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
193 Success Securities Limited 2 22 24 91.67
194 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 21 23 91.30
195 GET NICE FUTURES COMPANY LIMITED 1 21 22 95.45
196 KAISER SECURITIES LIMITED 2 21 23 91.30
197 WINFULL SECURITIES LIMITED 3 21 24 87.50
198 ADMIS Hong Kong Limited 1 20 21 95.24
199 DL BROKERAGE LIMITED 3 20 23 86.96
200 HENYEP SECURITIES LIMITED 2 20 22 90.91
201 KWAI HUNG SECURITIES COMPANY LIMITED 4 20 24 83.33
202 Planetree Securities Limited 4 20 24 83.33
203 WELLFULL SECURITIES COMPANY LIMITED 5 20 25 80.00
204 Amundi Hong Kong Limited 3 19 22 86.36
205 CHINA EVERBRIGHT FOREX LIMITED 3 19 22 86.36
206 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 19 22 86.36
207 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
208 HANTEC SECURITIES CO., LIMITED 3 19 22 86.36
209 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
210 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
211 NEW TREND FUTURES LIMITED 4 19 23 82.61
212 VENHOUSE FINANCIAL PLANNING LIMITED 1 19 20 95.00
213 YICKO SECURITIES LIMITED 3 19 22 86.36
214 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
215 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 18 22 81.82
216 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 18 20 90.00
217 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
218 Morgan Stanley Hong Kong Securities Limited 4 18 22 81.82
219 OKACHI (HONG KONG) COMPANY LIMITED 1 18 19 94.74
220 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 18 20 90.00
221 QUAM FUTURES LIMITED 3 18 21 85.71
222 RHB SECURITIES HONG KONG LIMITED 1 18 19 94.74
223 South China Investment Consultancy (Hong Kong) Limited 3 18 21 85.71
224 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
225 Yuanta Asia Investment (Hong Kong) Limited 10 18 28 64.29 2003-08-13
226 CHONG HING SECURITIES LIMITED 6 17 23 73.91
227 CITIC Securities (Hong Kong) Limited 2 17 19 89.47
228 ELSTONE SECURITIES LIMITED 3 17 20 85.00
229 INTERCHINA FUTURES LIMITED 2 17 19 89.47
230 KINGSTON FUTURES LIMITED 2 17 19 89.47
231 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 17 19 89.47
232 SUN GROWTH SECURITIES LIMITED 2 17 19 89.47
233 UBS SECURITIES HONG KONG LIMITED 5 17 22 77.27
234 WINTECH SECURITIES LIMITED 4 17 21 80.95
235 ZHONGRONG PT SECURITIES LIMITED 5 17 22 77.27
236 CGS International Securities Hong Kong Limited 2 16 18 88.89
237 CMB International Global Markets Limited 3 16 19 84.21
238 Evergrande Securities (Hong Kong) Limited 3 16 19 84.21
239 EWARTON SECURITIES LIMITED 2 16 18 88.89
240 FAIR EAGLE SECURITIES COMPANY LIMITED 1 16 17 94.12
241 HOORAY SECURITIES LIMITED 3 16 19 84.21
242 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
243 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
244 Newedge Broker Limited 2 16 18 88.89
245 Polaris Capital (Asia) Limited 7 16 23 69.57
246 Rakuten Securities Hong Kong Limited 2 16 18 88.89
247 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 16 18 88.89
248 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
249 BlackRock (Hong Kong) Limited (d2017-01-20) 3 15 18 83.33
250 BOCI ASIA LIMITED 4 15 19 78.95
251 CREDIT AGRICOLE ASSET MANAGEMENT 3 15 18 83.33
252 DELTA ASIA FINANCIAL FUTURES LIMITED 1 15 16 93.75
253 HONG KONG INTERNATIONAL FUTURES LIMITED 2 15 17 88.24
254 HPEF Capital Partners Limited 6 15 21 71.43
255 ICEA CAPITAL LIMITED 2 15 17 88.24
256 MTF SECURITIES LIMITED 2 15 17 88.24
257 Open Securities Limited 3 15 18 83.33
258 REALINK FINANCIAL TRADE LIMITED 2 15 17 88.24 2003-09-25
259 SPS SECURITIES LIMITED 4 15 19 78.95
260 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
261 TIS SECURITIES (HK) LIMITED 6 15 21 71.43
262 Tyche Group Limited 2 15 17 88.24
263 VICTORY SECURITIES COMPANY LIMITED 2 15 17 88.24
264 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
265 CHIEF COMMODITIES LIMITED 2 14 16 87.50
266 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
267 CSC FUTURES (HK) LIMITED 3 14 17 82.35
268 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
269 First Sentier Investors (Hong Kong) Limited 3 14 17 82.35
270 GAM HONG KONG LIMITED 4 14 18 77.78
271 Hongkong Bay Securities Limited 4 14 18 77.78
272 HUNG SING SECURITIES LIMITED 2 14 16 87.50
273 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
274 KINGSWAY CAPITAL LIMITED 11 14 25 56.00
275 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
276 MALAHON SECURITIES LIMITED 1 14 15 93.33
277 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
278 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
279 Promising Securities Company 1 14 15 93.33
280 SBI China Capital Commodities Limited 3 14 17 82.35
281 SG Asset Finance (Hong Kong) Limited 3 14 17 82.35 2003-10-02
282 TAI SHING STOCK INVESTMENT CO. LIMITED 4 14 18 77.78
283 AllianceBernstein Hong Kong Limited 3 13 16 81.25
284 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
285 BETA INTERNATIONAL SECURITIES LIMITED 3 13 16 81.25
286 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
287 CHINA POINT STOCK BROKERS LIMITED 2 13 15 86.67
288 ETRADE SECURITIES (HONG KONG) LIMITED 2 13 15 86.67
289 EVER-LONG SECURITIES COMPANY LIMITED 2 13 15 86.67
290 FOX-PITT, KELTON (ASIA) LIMITED 4 13 17 76.47
291 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 13 17 76.47
292 GAOYU SECURITIES LIMITED 4 13 17 76.47
293 GAYANG SECURITIES LIMITED 1 13 14 92.86
294 Goldyard Capital Limited 1 13 14 92.86
295 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
296 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
297 Legg Mason International Equities (Hong Kong) Limited 3 13 16 81.25
298 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 13 16 81.25
299 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 13 18 72.22
300 SEEKERS MARKETS LIMITED 2 13 15 86.67
301 TISCO SECURITIES HONG KONG LIMITED 2 13 15 86.67
302 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
303 BARING ASSET MANAGEMENT (ASIA) LIMITED 4 12 16 75.00 2003-08-29
304 BOCOM International Holdings Company Limited 4 12 16 75.00
305 CHINA SECURITIES HOLDINGS LIMITED 1 12 13 92.31
306 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 12 13 92.31
307 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
308 EAA SECURITIES LIMITED 2 12 14 85.71
309 GLOBAL CREDIT SECURITIES LIMITED 3 12 15 80.00
310 Goldbridge Securities Limited 2 12 14 85.71
311 Goldman Sachs Investment Management Hong Kong Limited 3 12 15 80.00
312 Halbis Capital Management (Hong Kong) Limited 3 12 15 80.00
313 Ho Fung Shares Investment Company 1 12 13 92.31
314 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
315 Legg Mason Asset Management Hong Kong Limited 3 12 15 80.00
316 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
317 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 85.71
318 MUSHK Limited 4 12 16 75.00
319 ONSHINE SECURITIES LIMITED 3 12 15 80.00
320 PO SANG SECURITIES LIMITED 2 12 14 85.71
321 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
322 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 12 15 80.00
323 SOUTH CHINA CAPITAL LIMITED 4 12 16 75.00
324 TEMPLETON ASSET MANAGEMENT LTD 3 12 15 80.00
325 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
326 BOCI RESEARCH LIMITED 2 11 13 84.62
327 CBH Asia Limited 2 11 13 84.62
328 Credit Suisse Futures (Hong Kong) Limited 2 11 13 84.62
329 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 11 13 84.62
330 FE SECURITIES LIMITED 3 11 14 78.57
331 Glory Sun Securities Limited 3 11 14 78.57
332 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62
333 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
334 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 11 15 73.33
335 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 11 15 73.33
336 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
337 KPMG CORPORATE FINANCE LIMITED 4 11 15 73.33
338 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
339 LAMTEX SECURITIES LIMITED 3 11 14 78.57
340 MIZUHO SECURITIES ASIA LIMITED 3 11 14 78.57
341 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 91.67
342 PEACE TOWN FUTURES LIMITED 5 11 16 68.75
343 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 11 12 91.67
344 SBI China Capital Financial Services Limited 3 11 14 78.57
345 SINOPAC FUTURES (ASIA) LIMITED 2 11 13 84.62
346 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 84.62
347 TRANS JOY SECURITIES LIMITED 2 11 13 84.62
348 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
349 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
350 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
351 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
352 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
353 BULLISH SECURITIES LIMITED 2 10 12 83.33
354 CHRISTFUND FUTURES LIMITED 1 10 11 90.91
355 CSC ASIA LIMITED 3 10 13 76.92
356 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 10 14 71.43
357 Eastspring Investments (Hong Kong) Limited 2 10 12 83.33
358 FIRST SECURITIES (HK) LIMITED 5 10 15 66.67
359 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
360 HANG TAI SECURITIES LIMITED 3 10 13 76.92
361 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
362 HSBC Private Trustee (Hong Kong) Limited 0 10 10 100.00
363 INSTINET PACIFIC LIMITED 4 10 14 71.43
364 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
365 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33
366 LUEN SING SECURITIES LIMITED 4 10 14 71.43
367 Macquarie Corporate (Hong Kong) Limited 3 10 13 76.92
368 MANGO FINANCIAL LIMITED 3 10 13 76.92
369 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
370 Minerva Holding Financial Securities Limited 3 10 13 76.92
371 Optima Capital Limited 2 10 12 83.33
372 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 71.43
373 ROOFER SECURITIES LIMITED 1 10 11 90.91
374 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
375 TAIFAIR SECURITIES LIMITED 3 10 13 76.92
376 TAT LEE SECURITIES COMPANY LIMITED 5 10 15 66.67
377 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
378 Waton Securities International Limited 2 10 12 83.33
379 Wisetrade Securities Limited 3 10 13 76.92
380 YF SECURITIES COMPANY LIMITED 5 10 15 66.67
381 Yunfeng Financial Markets Limited 4 10 14 71.43
382 ABN AMRO Clearing Hong Kong Limited 2 9 11 81.82
383 AJ Securities Limited 1 9 10 90.00
384 Belvest Investment Services Limited 4 9 13 69.23
385 CHEKIANG FIRST SECURITIES CO. LIMITED 3 9 12 75.00
386 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
387 ETRADE SECURITIES LIMITED 2 9 11 81.82
388 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
389 HANG SENG SECURITIES LIMITED 4 9 13 69.23
390 HING WONG SECURITIES LIMITED 3 9 12 75.00
391 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 9 9 100.00
392 Janus Henderson Investors Hong Kong Limited 2 9 11 81.82
393 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
394 K.K.M. SECURITIES LIMITED 3 9 12 75.00
395 LOMBARD ODIER (HONG KONG) LIMITED 1 9 10 90.00
396 M&F Asset Management Limited 3 9 12 75.00
397 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23
398 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
399 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
400 Oshidori Securities Limited 3 9 12 75.00
401 Shang International Finance Limited 2 9 11 81.82
402 Sinofortune Securities Limited 5 9 14 64.29
403 St. James's Place (Hong Kong) Limited 1 9 10 90.00
404 Sunwah Kingsway Leasing and Finance Limited 4 9 13 69.23
405 TANG PING KONG LIMITED 3 9 12 75.00
406 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
407 UBS DERIVATIVES HONG KONG LIMITED 3 9 12 75.00
408 VALUE PARTNERS LIMITED 2 9 11 81.82
409 WING FAT SECURITIES LIMITED 3 9 12 75.00
410 WING ON SECURITIES LIMITED 1 9 10 90.00
411 ABN AMRO (HONG KONG) LIMITED 0 8 8 100.00
412 BEA Union Investment Management Limited 2 8 10 80.00
413 BUSINESS FUTURES LIMITED 2 8 10 80.00
414 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
415 China Hong Kong Capital Asset Management Company Limited 3 8 11 72.73
416 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
417 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
418 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
419 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
420 DWS Investments Hong Kong Limited 2 8 10 80.00
421 ENLIGHTEN SECURITIES LIMITED 3 8 11 72.73
422 Everbright Securities Global (HK) Limited 3 8 11 72.73
423 GRAND ONWARD SECURITIES LIMITED 1 8 9 88.89
424 HANG SENG FUTURES LIMITED 4 8 12 66.67
425 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
426 Hao Tian International Securities Limited 2 8 10 80.00
427 HENIK SECURITIES LIMITED 1 8 9 88.89
428 HERMES SECURITIES LIMITED 2 8 10 80.00
429 Joy Silver Limited 7 8 15 53.33
430 Lees Securities Co. 1 8 9 88.89
431 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 72.73
432 Neutral Financial Holding Company Limited 3 8 11 72.73
433 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
434 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 8 10 80.00
435 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
436 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
437 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
438 RBS Asia Futures Limited 2 8 10 80.00
439 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 8 11 72.73
440 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
441 Sino-Rich Securities & Futures Limited 2 8 10 80.00
442 SOLID KING SECURITIES LIMITED 2 8 10 80.00
443 Sunrise Investment Company 1 8 9 88.89
444 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
445 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
446 UOB ASIA (HONG KONG) LIMITED 4 8 12 66.67
447 UPBEST COMMODITIES COMPANY LIMITED 1 8 9 88.89
448 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
449 YUE XIU FUTURES COMPANY LIMITED 4 8 12 66.67
450 ABN AMRO Clearing (Futures) Hong Kong Limited 2 7 9 77.78
451 AIF CAPITAL LIMITED 5 7 12 58.33
452 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 7 9 77.78
453 AUDREY CHOW SECURITIES LIMITED 1 7 8 87.50
454 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
455 BOKHARY SECURITIES LIMITED 2 7 9 77.78
456 CAIIS Limited 1 7 8 87.50
457 Capital International, Inc. 0 7 7 100.00
458 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
459 CES Private (HK) Limited 1 7 8 87.50
460 China Reserve Securities Limited 4 7 11 63.64
461 FIRST SHANGHAI CAPITAL LIMITED 4 7 11 63.64
462 GLOBAL INVESTMENT ADVISORS LIMITED 3 7 10 70.00
463 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 77.78
464 Hong Kong Stock Link Securities Limited 3 7 10 70.00
465 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
466 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 7 11 63.64
467 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
468 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
469 KILMOREY SECURITIES LIMITED 2 7 9 77.78
470 KMT SECURITIES LIMITED 2 7 9 77.78
471 MONEY CONCEPTS (ASIA) LIMITED 2 7 9 77.78
472 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
473 NOUVELLE CAYENNA INNOVATION LIMITED 2 7 9 77.78
474 PARIBAS ASIA EQUITY LIMITED 3 7 10 70.00
475 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00
476 Planetree Futures Limited 3 7 10 70.00
477 Rifa Securities Limited 1 7 8 87.50
478 Soo Pei Shao & Company 1 7 8 87.50
479 SPS COMMODITIES LIMITED 2 7 9 77.78
480 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 7 10 70.00
481 STANDARD & POOR'S, LLC 1 7 8 87.50
482 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
483 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 87.50
484 THING ON SECURITIES LIMITED 2 7 9 77.78
485 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 70.00
486 YICKO FUTURES LIMITED 2 7 9 77.78
487 Anli Securities Limited 1 6 7 85.71
488 Bradbury Securities Limited 2 6 8 75.00
489 Bright Fund Management Limited 2 6 8 75.00
490 Broadway Wealth Management Limited 1 6 7 85.71
491 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
492 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
493 China Tonghai (IA) Limited 3 6 9 66.67
494 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
495 DEBTTRADERS, LIMITED 1 6 7 85.71
496 DRAKE & MORGAN LIMITED (HK) 2 6 8 75.00
497 EAST ASIA FUTURES LIMITED 2 6 8 75.00
498 Evergrande Futures (Hong Kong) Limited 3 6 9 66.67 2003-11-21
499 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
500 EVERHOT SECURITIES LIMITED 1 6 7 85.71
501 FDB Financial Group Limited 1 6 7 85.71
502 FIRST ASIA FINANCE GROUP LIMITED 3 6 9 66.67
503 Ge Shang Investment (Hong Kong) Limited 1 6 7 85.71
504 GLS SECURITIES LIMITED 2 6 8 75.00
505 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
506 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
507 GREEN STAR ASIA LIMITED 1 6 7 85.71
508 GT CAPITAL LIMITED 2 6 8 75.00
509 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 6 7 85.71
510 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 6 10 60.00
511 HANG SENG INVESTMENT SERVICES LIMITED 6 6 12 50.00
512 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
513 iBest Securities Company Limited 3 6 9 66.67
514 Income Partners Asset Management (HK) Limited 3 6 9 66.67
515 KGI CAPITAL ASIA LIMITED 2 6 8 75.00
516 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
517 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 6 9 66.67
518 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
519 LEI SHING HONG FINANCE LIMITED 3 6 9 66.67
520 LUEN HING SECURITIES LIMITED 3 6 9 66.67
521 MAGUSTA FUTURES LIMITED 2 6 8 75.00
522 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
523 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
524 Northern Trust Company of Hong Kong Limited (The) 3 6 9 66.67
525 OKASAN INTERNATIONAL (ASIA) LIMITED 5 6 11 54.55
526 ORIENT SECURITIES LIMITED 2 6 8 75.00
527 PIPER JAFFRAY ASIA LIMITED 5 6 11 54.55
528 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
529 PRIME SECURITIES LIMITED (HK) 3 6 9 66.67
530 Public Financial Securities Limited 2 6 8 75.00
531 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
532 SDHG International Securities Limited 3 6 9 66.67
533 Shacom Securities Limited 2 6 8 75.00
534 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
535 SUN'S FUTURE LIMITED 3 6 9 66.67
536 TAHOE LIFE INSURANCE COMPANY LIMITED 2 6 8 75.00
537 TIFFIT SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
538 TOYO SECURITIES ASIA LIMITED 2 6 8 75.00
539 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
540 VMS Securities Limited 2 6 8 75.00
541 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
542 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 5 9 55.56
543 Anuenue Securities Limited 3 5 8 62.50
544 AXA Financial Planning (Hong Kong) Limited 0 5 5 100.00
545 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
546 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
547 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 5 7 71.43
548 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 5 7 71.43
549 Chelac Investment Company 2 5 7 71.43
550 CHONG HING COMMODITIES AND FUTURES LIMITED 4 5 9 55.56
551 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
552 CNI GLOBAL CAPITAL LIMITED 2 5 7 71.43
553 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 5 6 83.33
554 EMPEROR CORPORATE FINANCE LIMITED 2 5 7 71.43
555 FAIRWIN BROKING LIMITED 2 5 7 71.43
556 FB SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
557 FIRST STATE (HONG KONG) LLC 3 5 8 62.50
558 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
559 Fu Yip Securities & Investment Co. 2 5 7 71.43
560 Gold Centre Investment Company 1 5 6 83.33
561 Goldin Equities Limited 2 5 7 71.43
562 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
563 Imagi Brokerage Limited 3 5 8 62.50
564 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50
565 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
566 JS CRESVALE CAPITAL LIMITED 4 5 9 55.56
567 K.L. Securities Company 1 5 6 83.33
568 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
569 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
570 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
571 MANBLE SECURITIES LIMITED 1 5 6 83.33
572 MEIJI YASUDA ASIA LIMITED 1 5 6 83.33
573 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
574 Nerico Brothers Limited (HK) 2 5 7 71.43
575 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 71.43
576 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
577 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
578 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
579 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
580 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
581 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
582 ROCTEC FUTURES TRADING COMPANY LIMITED 2 5 7 71.43
583 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
584 RPS INVESTMENT LIMITED 4 5 9 55.56
585 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
586 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
587 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
588 TC Investment Management (Asia) Limited 2 5 7 71.43
589 Templewater Hong Kong Limited 2 5 7 71.43
590 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
591 VC CAPITAL LIMITED 5 5 10 50.00
592 VERCAP Financial Services Limited 2 5 7 71.43
593 WILBY SECURITIES LIMITED 1 5 6 83.33
594 YF Life Insurance International Limited 1 5 6 83.33
595 Zhongrong International Futures Co., Limited 4 5 9 55.56
596 Ziar & Company 1 5 6 83.33
597 Aevitas Securities Limited 1 4 5 80.00
598 ALTUS CAPITAL LIMITED 3 4 7 57.14
599 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 4 12 33.33
600 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
601 ASSET DYNAMIC MANAGEMENT LIMITED 2 4 6 66.67
602 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 1 4 5 80.00
603 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 1 4 5 80.00
604 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
605 Black Marble Securities Limited 1 4 5 80.00
606 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
607 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
608 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
609 CHARLES SCHMITT & ASSOCIATES LIMITED 3 4 7 57.14
610 CHEE TAK SECURITIES LIMITED 1 4 5 80.00
611 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
612 Cheong Lee Securities Co. 1 4 5 80.00
613 CHINA EVERBRIGHT CAPITAL LIMITED 2 4 6 66.67
614 Chung Tak & Company 1 4 5 80.00
615 CS Wealth Securities Limited 4 4 8 50.00
616 CVC Asia Pacific Limited 3 4 7 57.14
617 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
618 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 4 6 66.67
619 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 80.00
620 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
621 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
622 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 4 6 66.67
623 Grand Cartel Securities Company Limited 2 4 6 66.67
624 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
625 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
626 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
627 HOENIG (FAR EAST) LIMITED 2 4 6 66.67
628 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
629 Huayu Securities Limited 1 4 5 80.00
630 Instinet Alpha Trading Limited 4 4 8 50.00
631 Interactive Brokers LLC 2 4 6 66.67
632 Intercontinent Securities Company 1 4 5 80.00
633 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
634 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
635 JVSakk Asia Limited 2 4 6 66.67
636 KWOK HING SECURITIES LIMITED 2 4 6 66.67
637 LIM ADVISORS LIMITED 2 4 6 66.67
638 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
639 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
640 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
641 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
642 MEGABASE SECURITIES LIMITED 2 4 6 66.67
643 MLI LIMITED (d2018-03-29) 1 4 5 80.00
644 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
645 NORTH SEA SECURITIES LIMITED 2 4 6 66.67
646 OVERLOOK INVESTMENTS LIMITED 1 4 5 80.00
647 Public Securities Limited 2 4 6 66.67
648 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
649 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
650 RBS Securities (Far East) Limited 1 4 5 80.00
651 REFCO FOREX LIMITED 2 4 6 66.67 2003-07-21
652 REXCAPITAL (HONG KONG) LIMITED 2 4 6 66.67
653 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 57.14
654 RHB CAPITAL HONG KONG LIMITED 2 4 6 66.67
655 Rich Union Securities (H.K.) Limited 1 4 5 80.00
656 ROSA SECURITIES LIMITED 3 4 7 57.14
657 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
658 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
659 SELINA & CO. LIMITED (HK) 2 4 6 66.67
660 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
661 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
662 SIU ON SECURITIES LIMITED 2 4 6 66.67
663 SIU YIP COMMODITY LIMITED 3 4 7 57.14
664 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
665 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
666 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
667 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
668 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
669 TAIFAIR FUTURES LIMITED 1 4 5 80.00
670 TANG KEE SECURITIES LIMITED 2 4 6 66.67
671 Ten & Ten Securities Company 1 4 5 80.00
672 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
673 UNI-ALPHA FUTURES LIMITED 1 4 5 80.00
674 UNI-ALPHA SECURITIES LIMITED 2 4 6 66.67
675 United Securities Limited (HK) 1 4 5 80.00
676 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
677 Virtu ITG Hong Kong Limited 2 4 6 66.67
678 WAI FAT SECURITIES LIMITED 2 4 6 66.67
679 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
680 Welform Investors Company 1 4 5 80.00
681 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
682 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
683 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
684 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
685 YARDLEY SECURITIES LIMITED 2 4 6 66.67
686 YUE XIU SECURITIES COMPANY LIMITED 6 4 10 40.00
687 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
688 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
689 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
690 ANGUS MOORE LIMITED 1 3 4 75.00
691 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 75.00
692 Arta Global Futures Limited 2 3 5 60.00
693 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 3 4 75.00
694 Asian Pacific Investment Company 1 3 4 75.00
695 Averest Capital Limited 2 3 5 60.00
696 BEAR BRIGHT LIMITED 2 3 5 60.00
697 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86
698 BERICH FUTURES (H.K.) COMPANY LIMITED 1 3 4 75.00
699 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
700 BLOOMYEARS LIMITED 2 3 5 60.00
701 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 3 6 50.00
702 CASH Wealth Management Limited 1 3 4 75.00
703 CCB Securities Limited 2 3 5 60.00
704 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
705 CF GLOBAL (HK) LIMITED 1 3 4 75.00
706 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
707 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
708 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 60.00
709 China Gather Wealth Financial Company Limited 2 3 5 60.00
710 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
711 CHINA RICH ASSET MANAGEMENT LIMITED 2 3 5 60.00
712 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
713 CHUANGS & CO. LIMITED 1 3 4 75.00
714 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
715 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
716 CTW SECURITIES LIMITED 1 3 4 75.00
717 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 3 4 75.00
718 DNB Asset Management (Asia) Limited 2 3 5 60.00
719 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
720 ENLIGHTEN FUTURES LIMITED 3 3 6 50.00
721 EQT Partners Asia Limited 1 3 4 75.00
722 EUREKA SECURITIES LIMITED 1 3 4 75.00
723 F. R. ZIMMERN LIMITED 2 3 5 60.00
724 Freddy Company 1 3 4 75.00
725 Fubon Capital (HK) Limited 1 3 4 75.00
726 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
727 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
728 GFI (HK) SECURITIES L.L.C. 0 3 3 100.00
729 GIGA (HONG KONG) LIMITED 1 3 4 75.00
730 Goodcape Investment Company 1 3 4 75.00
731 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
732 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 50.00
733 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
734 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 3 4 75.00
735 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
736 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
737 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
738 iFAST Securities (HK) Limited 3 3 6 50.00
739 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
740 JAPAN ASIA CAPITAL LIMITED 2 3 5 60.00
741 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
742 Katherine Ip & Company 1 3 4 75.00
743 KB Securities Hong Kong Limited 2 3 5 60.00
744 Kin Fung Stock Company 1 3 4 75.00
745 KOFFMAN INVESTMENT LIMITED 1 3 4 75.00
746 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 50.00
747 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
748 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
749 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
750 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
751 MORTON SECURITIES LIMITED 2 3 5 60.00
752 New Gala Securities Company 1 3 4 75.00
753 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
754 Oreana Financial Services Limited 2 3 5 60.00
755 PGIM (Hong Kong) Limited 2 3 5 60.00
756 PHOENIX CAPITAL FUTURES LIMITED 2 3 5 60.00
757 PineBridge Investments Hong Kong Limited 4 3 7 42.86
758 PLATINUM BROKING COMPANY LIMITED 1 3 4 75.00
759 PO LEE SECURITIES LIMITED 1 3 4 75.00
760 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
761 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
762 Salisbury Securities 1 3 4 75.00
763 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
764 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 75.00
765 SINOMAX SECURITIES LIMITED 2 3 5 60.00
766 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
767 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 60.00
768 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 3 5 60.00
769 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
770 Success Futures and Foreign Exchange Limited 2 3 5 60.00
771 Sun Life Financial Asia Services Limited 1 3 4 75.00
772 SUN RAISE CAPITAL LIMITED 2 3 5 60.00
773 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
774 T & F RESEARCH LIMITED 1 3 4 75.00
775 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 60.00
776 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
777 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
778 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2003-09-24
779 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
780 Tung Shun & Company 1 3 4 75.00
781 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
782 WAH SANG SECURITIES LIMITED 2 3 5 60.00
783 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
784 Wanhai Securities (HK) Limited 3 3 6 50.00
785 WING FUNG SECURITIES LIMITED 4 3 7 42.86
786 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
787 YF FUTURES COMPANY LIMITED 3 3 6 50.00
788 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
789 Yuanta Securities (Hong Kong) Company Limited 1 3 4 75.00
790 ABE FINANCIAL SERVICES LIMITED 2 2 4 50.00 2003-10-09
791 abrdn Hong Kong Limited 2 2 4 50.00
792 Absolute Investment Management (HK) Limited 3 2 5 40.00
793 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
794 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
795 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
796 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
797 ASG FUTURES LIMITED 1 2 3 66.67
798 ASG MANAGEMENT LIMITED (HK) 2 2 4 50.00
799 ASIA INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
800 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 2 5 40.00
801 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
802 BOWEN ASIA LIMITED 5 2 7 28.57
803 CELESTIAL CAPITAL LIMITED 5 2 7 28.57
804 CEPA ALLIANCE SECURITIES LIMITED 3 2 5 40.00
805 CES International Commodities (HK) Limited 3 2 5 40.00
806 CHALLENGE COMMODITIES LIMITED 3 2 5 40.00
807 Champion & Co. 1 2 3 66.67
808 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
809 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
810 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
811 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
812 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
813 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
814 DAH SING SECURITIES LIMITED 1 2 3 66.67
815 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
816 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 2 4 50.00
817 Delta Asia Wealth Management Limited 2 2 4 50.00
818 EQT Partners Hong Kong Limited 1 2 3 66.67
819 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
820 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
821 Finet Securities Limited 2 2 4 50.00
822 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 66.67
823 FTLife Insurance Company Limited 1 2 3 66.67
824 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 2 4 50.00
825 FULL WIN SECURITIES LIMITED 2 2 4 50.00
826 GET NICE ASSET MANAGEMENT LIMITED 1 2 3 66.67
827 GET NICE CAPITAL LIMITED 3 2 5 40.00
828 Giny Securities Company 1 2 3 66.67
829 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
830 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
831 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
832 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 2 4 50.00
833 Grit Securities Limited 2 2 4 50.00
834 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
835 HENCO CAPITAL LIMITED 2 2 4 50.00
836 HIP HING SECURITIES LIMITED 2 2 4 50.00
837 HOI SANG SECURITIES LIMITED 3 2 5 40.00
838 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 66.67
839 HOU TAK SECURITIES LIMITED 2 2 4 50.00
840 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 50.00
841 HSBC STRUCTURED FUNDS (ASIA) LIMITED 1 2 3 66.67
842 HSZ (HONG KONG) LIMITED 1 2 3 66.67
843 HUNG SING FUTURES LIMITED 1 2 3 66.67
844 I & P SECURITIES LIMITED 1 2 3 66.67
845 IMARKETS LIMITED 1 2 3 66.67
846 IREALITY INVESTMENTS LIMITED 4 2 6 33.33
847 Kaiser KT Capital Limited 3 2 5 40.00
848 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
849 Kam Wah Investments Limited 3 2 5 40.00
850 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 2 6 33.33
851 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 2 5 40.00 2003-06-06
852 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
853 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
854 Matrix Securities Limited 5 2 7 28.57
855 Mercer (Hong Kong) Limited 1 2 3 66.67
856 MESSIS CAPITAL LIMITED 3 2 5 40.00
857 Moliyo (Hong Kong) Limited 2 2 4 50.00
858 Nan Lee Investment Co. 1 2 3 66.67
859 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
860 Newedge Broker Hong Kong Limited 2 2 4 50.00
861 Nittan Securities Asia Limited 2 2 4 50.00
862 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
863 Oshidori Corporate Finance Limited 2 2 4 50.00
864 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
865 PAMA GROUP (HONG KONG) LIMITED 0 2 2 100.00
866 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
867 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
868 PPM VENTURES (ASIA) LIMITED 3 2 5 40.00
869 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 66.67
870 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 2 3 66.67
871 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
872 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
873 Redford Asset Management Limited 1 2 3 66.67
874 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
875 Seaga International 1 2 3 66.67
876 SHACOM FUTURES LIMITED 3 2 5 40.00
877 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
878 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
879 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 2 4 50.00
880 Soo Pui Chen & Company 1 2 3 66.67
881 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
882 Standard Commodities (Asia) Limited 1 2 3 66.67
883 Stellar Securities Limited 1 2 3 66.67
884 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
885 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 2 3 66.67
886 Szehope & Company 1 2 3 66.67
887 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
888 Towers Watson Hong Kong Limited 1 2 3 66.67
889 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
890 UBS Asset Management (Hong Kong) Limited 3 2 5 40.00
891 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 2 3 66.67
892 Vantum Futures Limited 2 2 4 50.00
893 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
894 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
895 WAH THAI SECURITIES LIMITED 3 2 5 40.00
896 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
897 WALCO SECURITIES LIMITED 1 2 3 66.67
898 WELLCHAMP CAPITAL LIMITED 2 2 4 50.00
899 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
900 Win Securities Limited 3 2 5 40.00
901 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
902 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
903 WORLDWIDE BROKERAGE LIMITED 1 2 3 66.67
904 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
905 YU ON COMMODITIES COMPANY LIMITED 2 2 4 50.00
906 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
907 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
908 ADM SECURITIES LIMITED 2 1 3 33.33
909 Allard Partners Limited 2 1 3 33.33
910 Alpha Nova Capital Management Limited 2 1 3 33.33
911 ALPS ADVISORY (HK) LIMITED 2 1 3 33.33
912 ALTA FINANCE LIMITED 1 1 2 50.00
913 AMPLE CAPITAL LIMITED 1 1 2 50.00
914 Anuenue Advisors Limited 1 1 2 50.00
915 Anuenue Limited 1 1 2 50.00
916 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
917 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
918 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
919 BMI FUNDS MANAGEMENT LIMITED 1 1 2 50.00
920 Bright Securities Company (The) 1 1 2 50.00
921 BROOKE CAPITAL LIMITED 1 1 2 50.00
922 CASH Mobile Financial Services Limited 1 1 2 50.00
923 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
924 CERES CAPITAL LIMITED 2 1 3 33.33
925 Chanceton Capital Partners Limited 2 1 3 33.33
926 ChapmanCraig Limited 2 1 3 33.33
927 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
928 China Enterprise Securities Company Limited 1 1 2 50.00
929 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 1 5 20.00
930 China Integrity Investment Limited 2 1 3 33.33
931 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
932 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
933 Ching Yick Company 1 1 2 50.00
934 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
935 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
936 COL Securities (HK) Limited 1 1 2 50.00
937 COMGEST FAR EAST LIMITED 2 1 3 33.33
938 Cowen and Company (Asia) Limited 2 1 3 33.33 2003-12-19
939 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 1 5 20.00
940 DEMETER ASSET MANAGEMENT LIMITED 1 1 2 50.00
941 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
942 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
943 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
944 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
945 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
946 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2003-12-31
947 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
948 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 1 1 100.00
949 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
950 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
951 HOORAY CAPITAL LIMITED 4 1 5 20.00
952 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
953 HPEF Venture Partners Limited 4 1 5 20.00
954 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
955 Huajin Corporate Finance (International) Limited 5 1 6 16.67
956 HUNG BROTHERS LIMITED 1 1 2 50.00
957 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
958 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
959 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
960 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
961 Interactive Brokers Hong Kong Limited 2 1 3 33.33
962 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 1 3 33.33
963 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 50.00
964 JK Capital Management Limited 2 1 3 33.33
965 JS SECURITIES LIMITED (HK) 1 1 2 50.00
966 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
967 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
968 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 2 1 3 33.33
969 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
970 Ko Kun Stock Company 1 1 2 50.00
971 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 1 3 33.33
972 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
973 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 1 3 33.33 2003-05-02
974 Mackenzie Investments Asia Limited 3 1 4 25.00
975 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
976 Mainland Securities Co. 1 1 2 50.00
977 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 1 3 33.33
978 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
979 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 1 2 50.00
980 MEAG Hong Kong Limited 1 1 2 50.00
981 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 33.33
982 Merdeka Securities Limited 3 1 4 25.00
983 MING HON SECURITIES LIMITED 3 1 4 25.00
984 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
985 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
986 On Hing Securities Company 1 1 2 50.00
987 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
988 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
989 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
990 PACIFIC GROUP LIMITED (THE) 1 1 2 50.00
991 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 2 1 3 33.33 2003-07-10
992 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
993 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
994 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
995 PRIVATE CAPITAL LIMITED 2 1 3 33.33
996 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 1 1 100.00
997 PRUDENCE FUTURES LIMITED 2 1 3 33.33
998 Public Pacific Securities Limited 1 1 2 50.00
999 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1000 QLEAP ACCELERATORS LIMITED 1 1 2 50.00
1001 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
1002 RL360 SERVICES LIMITED 1 1 2 50.00
1003 Robert Kai Leung Lo 1 1 2 50.00
1004 San Wan Yuan & Company 1 1 2 50.00
1005 SCM CHINA LIMITED 2 1 3 33.33
1006 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 0 1 1 100.00
1007 SG ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1008 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1009 Sinofortune Financial Capital Limited 2 1 3 33.33
1010 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1011 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1012 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1013 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1014 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 1 2 50.00
1015 Tai Chuen Securities Co. 1 1 2 50.00
1016 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1017 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
1018 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1019 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 1 3 33.33
1020 TRUTH SECURITIES LIMITED 4 1 5 20.00
1021 Union Securities Co 1 1 2 50.00
1022 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1023 Value Partners Private Equity Limited 1 1 2 50.00
1024 VC International Asset Management Limited 1 1 2 50.00
1025 VISION FINANCE (SECURITIES) LIMITED 1 1 2 50.00
1026 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
1027 WING TAK SECURITIES LIMITED 1 1 2 50.00
1028 Winning & Company 1 1 2 50.00
1029 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1030 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1031 Zijing Capital Limited 2 1 3 33.33 2003-05-07
1032 313 Capital Management Limited 1 0 1 0.00
1033 AASTOCKS.COM LIMITED 1 0 1 0.00
1034 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0.00
1035 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
1036 ACM ASIA LIMITED 2 0 2 0.00
1037 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 0.00 2003-11-29
1038 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
1039 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1040 ALPHA CORPORATE ADVISORS LIMITED 1 0 1 0.00
1041 AMRI ADVISORY LIMITED 1 0 1 0.00
1042 ARX ADVISORS LIMITED 2 0 2 0.00 2003-12-04
1043 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1044 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1045 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
1046 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
1047 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
1048 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1049 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1050 Avia Asset Management Limited 2 0 2 0.00
1051 AXA Investment Managers Asia Limited 2 0 2 0.00
1052 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
1053 Axis Capital Management Limited 1 0 1 0.00
1054 BALI SECURITIES CO. LIMITED 2 0 2 0.00
1055 BARBER ASIA LIMITED 1 0 1 0.00
1056 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
1057 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 0.00 2003-06-03
1058 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1059 Bentley Capital Limited (HK) 4 0 4 0.00
1060 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
1061 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
1062 BKHK Limited 5 0 5 0.00
1063 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1064 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1065 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
1066 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
1067 CAMERON BUTLER HK LIMITED 1 0 1 0.00
1068 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
1069 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
1070 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
1071 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
1072 CBRE Investment Management (Asia) Limited 1 0 1 0.00
1073 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
1074 CEIM (HK) LIMITED 1 0 1 0.00
1075 CES Wealth Management (HK) Limited 2 0 2 0.00
1076 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1077 CHEETAH ADVISORS LIMITED 1 0 1 0.00
1078 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1079 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1080 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
1081 China Finance Holdings Limited 1 0 1 0.00
1082 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
1083 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
1084 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 1 0 1 0.00
1085 CMB International Capital Holdings Corporation Limited 3 0 3 0.00 2003-12-17
1086 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
1087 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1088 COMMENCE COMPANY LIMITED 1 0 1 0.00
1089 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
1090 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
1091 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
1092 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
1093 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
1094 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1095 CUPOLA CAPITAL LIMITED 2 0 2 0.00
1096 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
1097 D.J. SECURITIES LIMITED 2 0 2 0.00
1098 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
1099 DASHIN SECURITIES LIMITED 1 0 1 0.00
1100 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
1101 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
1102 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
1103 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
1104 ECM LIBRA SECURITIES LIMITED 2 0 2 0.00 2003-07-30
1105 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
1106 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
1107 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
1108 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
1109 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
1110 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1111 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
1112 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
1113 EYREMOUNT LIMITED 1 0 1 0.00
1114 F & M Investment Advisor 1 0 1 0.00
1115 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1116 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1117 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
1118 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1119 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 0.00
1120 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
1121 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1122 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
1123 FULLJET SECURITIES LIMITED 2 0 2 0.00
1124 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1125 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1126 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1127 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
1128 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
1129 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1130 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
1131 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1132 GLOBAL FUTURE COMPANY LIMITED 1 0 1 0.00
1133 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
1134 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1135 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 0.00
1136 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1137 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1138 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
1139 H & A Investment Company 1 0 1 0.00
1140 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 0.00
1141 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1142 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1143 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1144 Hon Hoi Suen, John 1 0 1 0.00
1145 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1146 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1147 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
1148 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1149 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 0.00
1150 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1151 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1152 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
1153 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
1154 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1155 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1156 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
1157 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1158 Investec Asia Limited 3 0 3 0.00
1159 iTTa Capital Limited 2 0 2 0.00 2003-05-29
1160 iVenture Investment Management Limited 2 0 2 0.00
1161 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1162 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1163 JC PREMIER CAPITAL LIMITED 2 0 2 0.00 2003-09-22
1164 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1165 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1166 Joseph Cheung & Associates 1 0 1 0.00
1167 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1168 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1169 K.K. Wong & Company 1 0 1 0.00
1170 Ka Yue Investment Company 1 0 1 0.00
1171 KARFORD SECURITIES LIMITED 2 0 2 0.00
1172 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
1173 KGI Asset Management Limited 2 0 2 0.00
1174 KHG Lam 1 0 1 0.00
1175 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
1176 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
1177 Kwok Chung Chun Securities Company 1 0 1 0.00
1178 LAU & COMPANY LIMITED 2 0 2 0.00
1179 Lawsons Securities Company 1 0 1 0.00
1180 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
1181 LINDEMAN ASIA LIMITED 1 0 1 0.00
1182 Lombard Investments (HK) Limited 1 0 1 0.00
1183 Longitude Asia Limited 1 0 1 0.00
1184 Lynx Portfolio Limited 2 0 2 0.00
1185 M-TRADE ASIA LIMITED 1 0 1 0.00
1186 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1187 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
1188 MARC FABER LIMITED 1 0 1 0.00
1189 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1190 MASON LAROCHE (HK) LIMITED 2 0 2 0.00
1191 Maurice Lee Investment Advisor Company 1 0 1 0.00
1192 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1193 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
1194 MCP Holdings Limited (HK) 1 0 1 0.00
1195 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
1196 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1197 Melbourne Investment Company 1 0 1 0.00
1198 Metaverse Securities Limited (HK) 4 0 4 0.00
1199 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1200 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0.00
1201 MIRABAUD (ASIA) LIMITED 2 0 2 0.00 2003-05-13
1202 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1203 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
1204 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1205 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
1206 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1207 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
1208 NUADA CAPITAL LIMITED 1 0 1 0.00
1209 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1210 Offshore Financial Consultants 1 0 1 0.00
1211 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1212 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1213 Open Asset Management Limited 3 0 3 0.00
1214 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1215 ORTUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2003-08-29
1216 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
1217 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1218 Pacific Sun Advisors Limited 1 0 1 0.00
1219 PANURGY LIMITED 2 0 2 0.00
1220 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
1221 Paul Fan & Company 1 0 1 0.00
1222 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1223 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1224 Pictet Asset Management (Hong Kong) Limited 5 0 5 0.00
1225 Prashant K. Trivedi 1 0 1 0.00
1226 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1227 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
1228 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1229 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
1230 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1231 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1232 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1233 SA Capital Limited (HK) 1 0 1 0.00
1234 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00
1235 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1236 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1237 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1238 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
1239 SEABRIGHT ASSET MANAGEMENT LIMITED 4 0 4 0.00 2003-07-23
1240 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1241 SHUN LOONG CAPITAL LIMITED 1 0 1 0.00
1242 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1243 Silk Road International Capital Limited 1 0 1 0.00
1244 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1245 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
1246 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1247 SKY WARD ASIA LIMITED 2 0 2 0.00
1248 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1249 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1250 SPDB International Holdings Limited 2 0 2 0.00
1251 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1252 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1253 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1254 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1255 Success Power Investment Advisory Limited 1 0 1 0.00
1256 Sunline Prosticks Financial Solutions Limited 2 0 2 0.00
1257 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
1258 T G SECURITIES LIMITED 1 0 1 0.00
1259 T Y International 1 0 1 0.00
1260 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1261 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1262 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1263 TCW ASIA LIMITED 1 0 1 0.00
1264 Teil Stock Investment Company 1 0 1 0.00
1265 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1266 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1267 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
1268 Tokio Marine Investment Services, Limited 1 0 1 0.00
1269 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
1270 Trinity Financial Group Limited 1 0 1 0.00
1271 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
1272 TVC MANAGEMENT LIMITED 1 0 1 0.00
1273 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1274 UNITED CAPITAL LIMITED 2 0 2 0.00
1275 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1276 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
1277 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1278 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1279 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1280 Vision Capital Investment Management Limited 3 0 3 0.00 2003-12-17
1281 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1282 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1283 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1284 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1285 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1286 Wellington Management Hong Kong Limited (b2003-01-02) 2 0 2 0.00 2003-09-18
1287 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1288 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1289 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1290 Y. S. Law & Co. 1 0 1 0.00
1291 YARDLEY FINANCE LIMITED 1 0 1 0.00
1292 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
1293 Ying Kit Stock Company 1 0 1 0.00
1294 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1295 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1295 Average 2.34 15.70 18.03 87.05

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