SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 21 378 399 94.74
2 Morgan Stanley Asia Limited 15 380 395 96.20
3 UBS SECURITIES ASIA LIMITED 12 136 148 91.89
4 KINGSWAY CAPITAL LIMITED 11 14 25 56.00
5 CSI Corporate Finance (HK) Limited 10 23 33 69.70
6 Yuanta Asia Investment (Hong Kong) Limited 10 18 28 64.29 2003-08-13
7 Credit Agricole Securities (Asia) Limited 9 69 78 88.46
8 HSBC BROKING SECURITIES (ASIA) LIMITED 9 112 121 92.56
9 HSBC SECURITIES (ASIA) LIMITED 9 73 82 89.02
10 INVESCO ASSET MANAGEMENT ASIA LIMITED 9 28 37 75.68
11 INVESCO HONG KONG LIMITED 9 31 40 77.50
12 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 9 37 46 80.43
13 Merrill Lynch (Asia Pacific) Limited 9 328 337 97.33
14 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 4 12 33.33
15 Citigroup Global Markets Asia Limited 8 311 319 97.49
16 CLSA LIMITED 8 69 77 89.61
17 DEUTSCHE SECURITIES ASIA LIMITED 8 106 114 92.98
18 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 38 45 84.44
19 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 7 134 141 95.04
20 Everbright Securities Investment Services (HK) Limited 7 270 277 97.47
21 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 208 215 96.74 2003-09-30
22 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 54 61 88.52 2003-12-02
23 Joy Silver Limited 7 8 15 53.33
24 JPMorgan Asset Management (Asia Pacific) Limited 7 45 52 86.54
25 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 7 14 21 66.67
26 Merrill Lynch Far East Limited 7 103 110 93.64
27 Polaris Capital (Asia) Limited 7 16 23 69.57
28 Prime Cdex Securities Limited 7 26 33 78.79
29 SG SECURITIES (HK) LIMITED 7 35 42 83.33 2003-12-16
30 STANHILL (HONG KONG) LIMITED 7 7 14 50.00
31 CHONG HING SECURITIES LIMITED 6 17 23 73.91
32 CITIC Securities Brokerage (HK) Limited 6 101 107 94.39
33 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 6 174 180 96.67 2003-10-15
34 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 8 14 57.14
35 Funderstone Securities Limited 6 37 43 86.05
36 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 6 54 60 90.00
37 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
38 HANG SENG INVESTMENT SERVICES LIMITED 6 6 12 50.00
39 HPEF Capital Partners Limited 6 15 21 71.43
40 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 22 28 78.57
41 LEHMAN BROTHERS ASIA LIMITED 6 89 95 93.68
42 MACQUARIE CAPITAL LIMITED 6 65 71 91.55
43 MIB SECURITIES (HONG KONG) LIMITED 6 68 74 91.89
44 Morgan Stanley Hong Kong Futures Limited 6 151 157 96.18
45 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 6 12 50.00
46 RBS Asia Securities (Hong Kong) Limited 6 32 38 84.21
47 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 31 37 83.78
48 Standard Chartered Securities (Hong Kong) Limited 6 31 37 83.78
49 TIS SECURITIES (HK) LIMITED 6 15 21 71.43
50 UOB KAY HIAN (HONG KONG) LIMITED 6 136 142 95.77
51 YUE XIU SECURITIES COMPANY LIMITED 6 4 10 40.00
52 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
53 AIF CAPITAL LIMITED 5 7 12 58.33
54 BKHK Limited 5 0 5 0.00
55 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 72 77 93.51
56 BOWEN ASIA LIMITED 5 2 7 28.57
57 CELESTIAL CAPITAL LIMITED 5 2 7 28.57
58 CELESTIAL SECURITIES LIMITED 5 140 145 96.55
59 China International Capital Corporation (International) Limited 5 23 28 82.14
60 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 54.55
61 CITIC Securities Futures (HK) Limited 5 50 55 90.91
62 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 137 142 96.48
63 Credit Suisse Securities (Hong Kong) Limited 5 92 97 94.85
64 CSC SECURITIES (HK) LIMITED 5 14 19 73.68 2003-12-29
65 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
66 DBS VICKERS (HONG KONG) LIMITED 5 114 119 95.80 2003-10-14
67 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 181 186 97.31
68 EMPEROR SECURITIES LIMITED (HK) 5 54 59 91.53
69 FIL Investment Management (Hong Kong) Limited 5 65 70 92.86
70 FIRST SECURITIES (HK) LIMITED 5 10 15 66.67
71 Fosun International Securities Limited 5 23 28 82.14
72 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 0.00
73 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 25 30 83.33
74 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
75 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 92.06
76 Huajin Corporate Finance (International) Limited 5 1 6 16.67
77 KARL-THOMSON SECURITIES COMPANY LIMITED 5 34 39 87.18
78 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 13 18 72.22
79 LLOYDS TSB PACIFIC LIMITED 5 16 21 76.19
80 MAGIC COMPASS FUTURES LIMITED 5 5 10 50.00
81 Matrix Securities Limited 5 2 7 28.57
82 OKASAN INTERNATIONAL (ASIA) LIMITED 5 6 11 54.55
83 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
84 PEACE TOWN FUTURES LIMITED 5 11 16 68.75
85 Pictet Asset Management (Hong Kong) Limited 5 0 5 0.00
86 PIPER JAFFRAY ASIA LIMITED 5 6 11 54.55
87 SANFULL SECURITIES LIMITED 5 50 55 90.91
88 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 5 100 105 95.24
89 Sinofortune Securities Limited 5 9 14 64.29
90 SINOPAC SECURITIES (ASIA) LIMITED 5 34 39 87.18
91 TAT LEE SECURITIES COMPANY LIMITED 5 10 15 66.67
92 Tung Shing Securities (Brokers) Limited 5 366 371 98.65
93 UBS SECURITIES HONG KONG LIMITED 5 17 22 77.27
94 VC CAPITAL LIMITED 5 5 10 50.00
95 WELLFULL SECURITIES COMPANY LIMITED 5 20 25 80.00
96 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 82.14
97 YF SECURITIES COMPANY LIMITED 5 10 15 66.67
98 ZHONGRONG PT SECURITIES LIMITED 5 17 22 77.27
99 ABCI Securities Company Limited 4 29 33 87.88
100 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 5 9 55.56
101 AISANCE ASSET MANAGEMENT LIMITED 4 26 30 86.67
102 Allianz Global Investors Hong Kong Limited 4 22 26 84.62
103 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
104 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 55.56
105 BARING ASSET MANAGEMENT (ASIA) LIMITED 4 12 16 75.00 2003-08-29
106 Belvest Investment Services Limited 4 9 13 69.23
107 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86
108 Bentley Capital Limited (HK) 4 0 4 0.00
109 BERICH BROKERAGE LIMITED 4 23 27 85.19
110 BOCI ASIA LIMITED 4 15 19 78.95
111 BOCI SECURITIES LIMITED 4 62 66 93.94
112 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 54 58 93.10
113 BOCOM International Holdings Company Limited 4 12 16 75.00
114 CELESTIAL FINANCE LIMITED 4 89 93 95.70
115 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
116 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 1 5 20.00
117 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 49 53 92.45
118 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 32 36 88.89
119 China Reserve Securities Limited 4 7 11 63.64
120 CHONG HING COMMODITIES AND FUTURES LIMITED 4 5 9 55.56
121 CHRISTFUND SECURITIES LIMITED 4 26 30 86.67
122 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 0.00
123 CINDA INTERNATIONAL FUTURES LIMITED 4 65 69 94.20
124 CINDA INTERNATIONAL SECURITIES LIMITED 4 66 70 94.29
125 CLSA FUTURES LIMITED 4 31 35 88.57
126 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 14 18 77.78
127 Credit Suisse (Hong Kong) Limited 4 88 92 95.65
128 CS Wealth Securities Limited 4 4 8 50.00
129 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 10 14 71.43
130 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 1 5 20.00
131 EMPEROR FUTURES LIMITED 4 25 29 86.21
132 FIL Investment Advisors 4 32 36 88.89
133 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 0.00
134 FIRST SHANGHAI CAPITAL LIMITED 4 7 11 63.64
135 FIRST SHANGHAI SECURITIES LIMITED 4 34 38 89.47
136 FOX-PITT, KELTON (ASIA) LIMITED 4 13 17 76.47
137 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 13 17 76.47
138 FT Securities Limited 4 73 77 94.81
139 FUJI HONG KONG COMMODITIES COMPANY LIMITED 4 18 22 81.82
140 Funderstone Futures Limited 4 30 34 88.24
141 GAM HONG KONG LIMITED 4 14 18 77.78
142 GAOYU SECURITIES LIMITED 4 13 17 76.47
143 GREAT BAY SECURITIES LIMITED 4 46 50 92.00
144 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 6 10 60.00
145 HANG SENG FUTURES LIMITED 4 8 12 66.67
146 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 33 37 89.19
147 HANG SENG SECURITIES LIMITED 4 9 13 69.23
148 HING WAI ALLIED SECURITIES LIMITED 4 13 17 76.47
149 Hongkong Bay Securities Limited 4 14 18 77.78
150 HOORAY CAPITAL LIMITED 4 1 5 20.00
151 HPEF Venture Partners Limited 4 1 5 20.00
152 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 7 11 63.64
153 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 11 15 73.33
154 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
155 Instinet Alpha Trading Limited 4 4 8 50.00
156 INSTINET PACIFIC LIMITED 4 10 14 71.43
157 IREALITY INVESTMENTS LIMITED 4 2 6 33.33
158 JS CRESVALE CAPITAL LIMITED 4 5 9 55.56
159 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 23 27 85.19
160 KAM FAI SECURITIES CO., LIMITED 4 18 22 81.82
161 KGI ASIA LIMITED 4 147 151 97.35
162 KGI FUTURES (HONG KONG) LIMITED 4 136 140 97.14
163 KGI SECURITIES (HONG KONG) LIMITED 4 22 26 84.62
164 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 11 15 73.33
165 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 2 6 33.33
166 KPMG CORPORATE FINANCE LIMITED 4 11 15 73.33
167 KWAI HUNG SECURITIES COMPANY LIMITED 4 20 24 83.33
168 LUEN FAT SECURITIES COMPANY LIMITED 4 42 46 91.30
169 LUEN SING SECURITIES LIMITED 4 10 14 71.43
170 Mason Securities Limited 4 36 40 90.00
171 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23
172 Metaverse Securities Limited (HK) 4 0 4 0.00
173 Morgan Stanley Hong Kong Securities Limited 4 18 22 81.82
174 MUSHK Limited 4 12 16 75.00
175 NEW TREND FUTURES LIMITED 4 19 23 82.61
176 Nikko Asset Management Hong Kong Limited 4 1 5 20.00
177 ORIENTAL PATRON ASIA LIMITED 4 14 18 77.78
178 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 20.00
179 PEACE TOWN FOREX LIMITED 4 31 35 88.57
180 PHILLIP SECURITIES (HONG KONG) LIMITED 4 239 243 98.35
181 PineBridge Investments Hong Kong Limited 4 3 7 42.86
182 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 23 27 85.19
183 Planetree Securities Limited 4 20 24 83.33
184 Quam Capital Limited (b1994-08-04) 4 4 8 50.00
185 Quam Securities Limited 4 36 40 90.00
186 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 71.43
187 RPS INVESTMENT LIMITED 4 5 9 55.56
188 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00
189 SEABRIGHT ASSET MANAGEMENT LIMITED 4 0 4 0.00 2003-07-23
190 SIMPLEX CAPITAL ASIA LIMITED 4 0 4 0.00 2003-09-04
191 SOUTH CHINA CAPITAL LIMITED 4 12 16 75.00
192 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 83 87 95.40
193 SPS SECURITIES LIMITED 4 15 19 78.95
194 Sunwah Kingsway Leasing and Finance Limited 4 9 13 69.23
195 TAI SHING STOCK INVESTMENT CO. LIMITED 4 14 18 77.78
196 Taiping Securities (HK) Co Limited 4 32 36 88.89
197 TIFFIT SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
198 TRUTH SECURITIES LIMITED 4 1 5 20.00
199 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
200 UOB ASIA (HONG KONG) LIMITED 4 8 12 66.67
201 UPBEST SECURITIES COMPANY LIMITED 4 29 33 87.88
202 VC INTERNATIONAL TRADING LIMITED 4 51 55 92.73
203 WING FUNG SECURITIES LIMITED 4 3 7 42.86
204 WING SANG SECURITIES COMPANY LIMITED 4 11 15 73.33
205 WINTECH SECURITIES LIMITED 4 17 21 80.95
206 WOCOM LIMITED (HK) 4 27 31 87.10
207 WOCOM SECURITIES LIMITED 4 38 42 90.48
208 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 4 0 4 0.00
209 YUE XIU FUTURES COMPANY LIMITED 4 8 12 66.67
210 YUEXING SECURITIES COMPANY LIMITED 4 11 15 73.33
211 Yunfeng Financial Markets Limited 4 10 14 71.43
212 Zhongrong International Futures Co., Limited 4 5 9 55.56
213 Absolute Investment Management (HK) Limited 3 2 5 40.00
214 AllianceBernstein Hong Kong Limited 3 13 16 81.25
215 ALTUS CAPITAL LIMITED 3 4 7 57.14
216 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
217 Amundi Hong Kong Limited 3 19 22 86.36
218 Anuenue Securities Limited 3 5 8 62.50
219 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 2 5 40.00
220 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
221 BEAR STEARNS ASIA LIMITED 3 46 49 93.88
222 BENTLEY REID & COMPANY LIMITED 3 0 3 0.00
223 BETA INTERNATIONAL SECURITIES LIMITED 3 13 16 81.25
224 BlackRock (Hong Kong) Limited (d2017-01-20) 3 15 18 83.33
225 BOCI Bullion Company Limited 3 25 28 89.29
226 BOCI COMMODITIES & FUTURES LIMITED 3 34 37 91.89
227 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
228 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 3 6 50.00
229 CELESTIAL COMMODITIES LIMITED 3 118 121 97.52
230 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
231 CEPA ALLIANCE SECURITIES LIMITED 3 2 5 40.00
232 CES Forex (HK) Limited 3 129 132 97.73
233 CES International Commodities (HK) Limited 3 2 5 40.00
234 CHALLENGE COMMODITIES LIMITED 3 2 5 40.00
235 CHAN NGOK MING SECURITIES LIMITED 3 3 6 50.00
236 CHARLES SCHMITT & ASSOCIATES LIMITED 3 4 7 57.14
237 CHARLES SCHWAB, HONG KONG, LIMITED 3 22 25 88.00
238 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
239 CHEKIANG FIRST SECURITIES CO. LIMITED 3 9 12 75.00
240 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
241 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 3 44 47 93.62 2003-10-31
242 CHINA EVERBRIGHT FOREX LIMITED 3 19 22 86.36
243 China Hong Kong Capital Asset Management Company Limited 3 8 11 72.73
244 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 19 22 86.36
245 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
246 CHINA PACIFIC SECURITIES LIMITED 3 8 11 72.73
247 China Tonghai (IA) Limited 3 6 9 66.67
248 CHUNG LEE SECURITIES COMPANY LIMITED 3 3 6 50.00
249 CITIC Securities CLSA Capital Partners (HK) Limited 3 1 4 25.00
250 CLOVER SECURITIES COMPANY LIMITED 3 8 11 72.73
251 CMB International Capital Holdings Corporation Limited 3 0 3 0.00 2003-12-17
252 CMB INTERNATIONAL FUTURES LIMITED 3 8 11 72.73
253 CMB International Global Markets Limited 3 16 19 84.21
254 CNCB (Hong Kong) Capital Limited 3 0 3 0.00
255 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 148 151 98.01
256 CORPORATE COMMODITIES LIMITED 3 28 31 90.32
257 CREDIT AGRICOLE ASSET MANAGEMENT 3 15 18 83.33
258 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00
259 CSC ASIA LIMITED 3 10 13 76.92
260 CSC FUTURES (HK) LIMITED 3 14 17 82.35
261 CVC Asia Pacific Limited 3 4 7 57.14
262 Daiwa Capital Markets Hong Kong Limited 3 39 42 92.86
263 DEUTSCHE FUTURES HONG KONG LIMITED 3 36 39 92.31
264 DL BROKERAGE LIMITED 3 20 23 86.96
265 ELSTONE SECURITIES LIMITED 3 17 20 85.00
266 ENLIGHTEN FUTURES LIMITED 3 3 6 50.00
267 ENLIGHTEN SECURITIES LIMITED 3 8 11 72.73
268 Essence International Financial Holdings Limited 3 33 36 91.67
269 Everbright Securities Global (HK) Limited 3 8 11 72.73
270 Evergrande Futures (Hong Kong) Limited 3 6 9 66.67 2003-11-21
271 Evergrande Securities (Hong Kong) Limited 3 16 19 84.21
272 FE SECURITIES LIMITED 3 11 14 78.57
273 FIRST ASIA FINANCE GROUP LIMITED 3 6 9 66.67
274 First Sentier Investors (Hong Kong) Limited 3 14 17 82.35
275 FIRST STATE (HONG KONG) LLC 3 5 8 62.50
276 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
277 FULBRIGHT SECURITIES LIMITED 3 51 54 94.44
278 GET NICE CAPITAL LIMITED 3 2 5 40.00
279 GET NICE SECURITIES LIMITED 3 54 57 94.74
280 GLOBAL CREDIT SECURITIES LIMITED 3 12 15 80.00
281 GLOBAL INVESTMENT ADVISORS LIMITED 3 7 10 70.00
282 Glory Sun Securities Limited 3 11 14 78.57
283 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 86.36
284 GOLDMAN SACHS FUTURES (ASIA) LIMITED 3 91 94 96.81
285 Goldman Sachs Investment Management Hong Kong Limited 3 12 15 80.00
286 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
287 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
288 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 50.00
289 Halbis Capital Management (Hong Kong) Limited 3 12 15 80.00
290 HANG TAI SECURITIES LIMITED 3 10 13 76.92
291 HANTEC SECURITIES CO., LIMITED 3 19 22 86.36
292 HING WONG SECURITIES LIMITED 3 9 12 75.00
293 HOI SANG SECURITIES LIMITED 3 2 5 40.00
294 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36
295 Hong Kong Stock Link Securities Limited 3 7 10 70.00
296 HOORAY SECURITIES LIMITED 3 16 19 84.21
297 HSBC BROKING FOREX (ASIA) LIMITED 3 90 93 96.77
298 HSBC BROKING FUTURES (ASIA) LIMITED 3 108 111 97.30
299 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 51 54 94.44
300 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 0.00
301 iBest Securities Company Limited 3 6 9 66.67
302 iFAST Securities (HK) Limited 3 3 6 50.00
303 Imagi Brokerage Limited 3 5 8 62.50
304 Income Partners Asset Management (HK) Limited 3 6 9 66.67
305 Investec Asia Limited 3 0 3 0.00
306 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50
307 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 3 23 26 88.46
308 JEFFERIES BACHE (HONG KONG) LIMITED 3 71 74 95.95
309 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
310 K.K.M. SECURITIES LIMITED 3 9 12 75.00
311 Kaiser KT Capital Limited 3 2 5 40.00
312 Kam Wah Investments Limited 3 2 5 40.00
313 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
314 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 78.57
315 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
316 KINGSTON SECURITIES LIMITED 3 43 46 93.48
317 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 6 9 66.67
318 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 0.00
319 KWONG FAT HONG (SECURITIES) LIMITED 3 11 14 78.57
320 LAMTEX SECURITIES LIMITED 3 11 14 78.57
321 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 50.00
322 Legg Mason Asset Management Hong Kong Limited 3 12 15 80.00
323 Legg Mason International Equities (Hong Kong) Limited 3 13 16 81.25
324 LEHIN SECURITIES LIMITED 3 22 25 88.00
325 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 13 16 81.25
326 LEI SHING HONG FINANCE LIMITED 3 6 9 66.67
327 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
328 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 2 5 40.00 2003-06-06
329 Lion Global Financial Limited 3 45 48 93.75
330 LUEN HING SECURITIES LIMITED 3 6 9 66.67
331 M&F Asset Management Limited 3 9 12 75.00
332 Mackenzie Investments Asia Limited 3 1 4 25.00
333 Macquarie Corporate (Hong Kong) Limited 3 10 13 76.92
334 MACQUARIE EQUITIES (ASIA) LIMITED 3 23 26 88.46
335 MANGO FINANCIAL LIMITED 3 10 13 76.92
336 Mason Futures Limited (HK) 3 22 25 88.00
337 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
338 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 72.73
339 Merdeka Securities Limited 3 1 4 25.00
340 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 3 114 117 97.44
341 MESSIS CAPITAL LIMITED 3 2 5 40.00
342 Minerva Holding Financial Securities Limited 3 10 13 76.92
343 MING HON SECURITIES LIMITED 3 1 4 25.00
344 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
345 MIZUHO SECURITIES ASIA LIMITED 3 11 14 78.57
346 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
347 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
348 Neutral Financial Holding Company Limited 3 8 11 72.73
349 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 0.00
350 Northern Trust Company of Hong Kong Limited (The) 3 6 9 66.67
351 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 75.00
352 ONSHINE SECURITIES LIMITED 3 12 15 80.00
353 Open Asset Management Limited 3 0 3 0.00
354 Open Securities Limited 3 15 18 83.33
355 Oshidori Securities Limited 3 9 12 75.00
356 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
357 PARIBAS ASIA EQUITY LIMITED 3 7 10 70.00
358 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
359 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00
360 PHILLIP COMMODITIES (H.K.) LIMITED 3 137 140 97.86 2003-12-09
361 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 62.50
362 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
363 PineBridge Investments Asia Limited 3 29 32 90.63
364 Planetree Futures Limited 3 7 10 70.00
365 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
366 PPM VENTURES (ASIA) LIMITED 3 2 5 40.00
367 PRIME SECURITIES LIMITED (HK) 3 6 9 66.67
368 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 40.00
369 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 12 15 80.00
370 Quam Asset Management Limited (b1983-06-28) 3 0 3 0.00
371 QUAM FUTURES LIMITED 3 18 21 85.71
372 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 57.14
373 ROSA SECURITIES LIMITED 3 4 7 57.14
374 SBI China Capital Commodities Limited 3 14 17 82.35
375 SBI China Capital Financial Services Limited 3 11 14 78.57
376 SBI China Capital Securities Limited 3 25 28 89.29
377 SDHG International Securities Limited 3 6 9 66.67
378 SG Asset Finance (Hong Kong) Limited 3 14 17 82.35 2003-10-02
379 SHACOM FUTURES LIMITED 3 2 5 40.00
380 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
381 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 8 11 72.73
382 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 64 67 95.52
383 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00
384 SIU YIP COMMODITY LIMITED 3 4 7 57.14
385 SOUTH CHINA COMMODITIES LIMITED 3 71 74 95.95
386 South China Investment Consultancy (Hong Kong) Limited 3 18 21 85.71
387 SOUTH CHINA SECURITIES LIMITED 3 86 89 96.63
388 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 7 10 70.00
389 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 10 13 76.92
390 STOCKWELL SECURITIES LIMITED 3 27 30 90.00
391 SUN'S FUTURE LIMITED 3 6 9 66.67
392 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
393 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
394 TAIFAIR SECURITIES LIMITED 3 10 13 76.92
395 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 3 6 50.00
396 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 50.00
397 TANG PING KONG LIMITED 3 9 12 75.00
398 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
399 TEMPLETON ASSET MANAGEMENT LTD 3 12 15 80.00
400 TOPMORE COMMODITIES LIMITED 3 12 15 80.00
401 Tung Shing Futures (Brokers) Limited 3 74 77 96.10
402 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
403 UBS Asset Management (Hong Kong) Limited 3 2 5 40.00
404 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 57.14
405 UBS DERIVATIVES HONG KONG LIMITED 3 9 12 75.00
406 UNITED SIMSEN FOREX DEALERS LIMITED 3 33 36 91.67
407 UOB KAY HIAN ASIA LIMITED 3 4 7 57.14
408 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 70 73 95.89
409 VC BROKERAGE LIMITED 3 86 89 96.63
410 Vision Capital Investment Management Limited 3 0 3 0.00 2003-12-17
411 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
412 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 25.00
413 WAH THAI SECURITIES LIMITED 3 2 5 40.00
414 Wanhai Securities (HK) Limited 3 3 6 50.00
415 Well Link International Securities Limited 3 25 28 89.29
416 Win Securities Limited 3 2 5 40.00
417 WINFULL SECURITIES LIMITED 3 21 24 87.50
418 WING FAT SECURITIES LIMITED 3 9 12 75.00
419 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 7 10 70.00
420 WING YEE SECURITIES COMPANY LIMITED 3 11 14 78.57
421 WINGS SECURITIES (HK) LIMITED 3 49 52 94.23
422 Wisetrade Securities Limited 3 10 13 76.92
423 WM (HK) Limited 3 667 670 99.55
424 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
425 YF FUTURES COMPANY LIMITED 3 3 6 50.00
426 YICKO SECURITIES LIMITED 3 19 22 86.36
427 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
428 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
429 1SPREAD BROKERAGE LIMITED 2 1 3 33.33
430 ABE FINANCIAL SERVICES LIMITED 2 2 4 50.00 2003-10-09
431 ABN AMRO Clearing (Futures) Hong Kong Limited 2 7 9 77.78
432 ABN AMRO Clearing Hong Kong Limited 2 9 11 81.82
433 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 0.00
434 abrdn Hong Kong Limited 2 2 4 50.00
435 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
436 ACM ASIA LIMITED 2 0 2 0.00
437 ADM SECURITIES LIMITED 2 1 3 33.33
438 AKTIS CAPITAL ADVISORY LIMITED 2 0 2 0.00 2003-11-29
439 Allard Partners Limited 2 1 3 33.33
440 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0.00
441 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
442 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
443 Alpha Nova Capital Management Limited 2 1 3 33.33
444 ALPHA SECURITIES COMPANY LIMITED 2 3 5 60.00
445 ALPS ADVISORY (HK) LIMITED 2 1 3 33.33
446 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 50.00
447 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
448 Arta Global Futures Limited 2 3 5 60.00
449 ARX ADVISORS LIMITED 2 0 2 0.00 2003-12-04
450 ASG MANAGEMENT LIMITED (HK) 2 2 4 50.00
451 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 7 9 77.78
452 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 66.67
453 ASSET DYNAMIC MANAGEMENT LIMITED 2 4 6 66.67
454 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
455 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
456 Averest Capital Limited 2 3 5 60.00
457 Avia Asset Management Limited 2 0 2 0.00
458 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 297 299 99.33
459 AXA Investment Managers Asia Limited 2 0 2 0.00
460 BALI SECURITIES CO. LIMITED 2 0 2 0.00
461 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
462 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
463 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 0.00 2003-06-03
464 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
465 BEA Union Investment Management Limited 2 8 10 80.00
466 BEAR BRIGHT LIMITED 2 3 5 60.00
467 BlackRock Asset Management North Asia Limited 2 3 5 60.00 2003-12-16
468 BLOOMYEARS LIMITED 2 3 5 60.00
469 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 25 27 92.59
470 BNP PARIBAS FUTURES (HONG KONG) LIMITED 2 5 7 71.43
471 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 35 37 94.59
472 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
473 BOCI RESEARCH LIMITED 2 11 13 84.62
474 BOKHARY SECURITIES LIMITED 2 7 9 77.78
475 Bradbury Securities Limited 2 6 8 75.00
476 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 0 2 0.00
477 Bright Fund Management Limited 2 6 8 75.00
478 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 5 7 71.43
479 BULLISH SECURITIES LIMITED 2 10 12 83.33
480 BUSINESS FUTURES LIMITED 2 8 10 80.00
481 BUSINESS SECURITIES LIMITED 2 23 25 92.00
482 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00
483 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 77.78
484 CBH Asia Limited 2 11 13 84.62
485 CCB Securities Limited 2 3 5 60.00
486 CERES CAPITAL LIMITED 2 1 3 33.33
487 CES Commodities (HK) Limited 2 219 221 99.10
488 CES Wealth Management (HK) Limited 2 0 2 0.00
489 CGS International Securities Hong Kong Limited 2 16 18 88.89
490 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
491 Chanceton Capital Partners Limited 2 1 3 33.33
492 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
493 ChapmanCraig Limited 2 1 3 33.33
494 Chelac Investment Company 2 5 7 71.43
495 CHENG YAM ON SECURITIES LIMITED 2 6 8 75.00
496 CHIEF COMMODITIES LIMITED 2 14 16 87.50
497 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 33.33
498 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
499 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 0.00
500 CHINA EVERBRIGHT CAPITAL LIMITED 2 4 6 66.67
501 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 60.00
502 China Gather Wealth Financial Company Limited 2 3 5 60.00
503 China Integrity Investment Limited 2 1 3 33.33
504 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 33.33
505 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 21 23 91.30
506 CHINA POINT STOCK BROKERS LIMITED 2 13 15 86.67
507 CHINA RICH ASSET MANAGEMENT LIMITED 2 3 5 60.00
508 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
509 CHOW SANG SANG FUTURES LIMITED 2 26 28 92.86
510 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 95.24
511 CHOW SANG SANG SECURITIES LIMITED 2 40 42 95.24
512 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 44 46 95.65
513 CITIC Securities (Hong Kong) Limited 2 17 19 89.47
514 CLSA RESEARCH LIMITED 2 34 36 94.44
515 CNI GLOBAL CAPITAL LIMITED 2 5 7 71.43
516 COMGEST FAR EAST LIMITED 2 1 3 33.33
517 CONSTELLATION RESOURCES LIMITED 2 0 2 0.00
518 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 98 100 98.00
519 CORPORATE BROKERS LIMITED 2 79 81 97.53
520 Cowen and Company (Asia) Limited 2 1 3 33.33 2003-12-19
521 Credit Suisse Futures (Hong Kong) Limited 2 11 13 84.62
522 CUPOLA CAPITAL LIMITED 2 0 2 0.00
523 Cynosure Asset Management Hong Kong Limited 2 0 2 0.00
524 D.J. SECURITIES LIMITED 2 0 2 0.00
525 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
526 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 4 6 66.67
527 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 9 11 81.82
528 DBS VICKERS FUTURES (HONG KONG) LIMITED 2 2 4 50.00
529 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 11 13 84.62
530 DELTA ASIA SECURITIES LIMITED 2 40 42 95.24
531 Delta Asia Wealth Management Limited 2 2 4 50.00
532 DNB Asset Management (Asia) Limited 2 3 5 60.00
533 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
534 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 0.00
535 DRAKE & MORGAN LIMITED (HK) 2 6 8 75.00
536 DWS Investments Hong Kong Limited 2 8 10 80.00
537 EAA SECURITIES LIMITED 2 12 14 85.71
538 EAST ASIA FUTURES LIMITED 2 6 8 75.00
539 EAST ASIA SECURITIES COMPANY LIMITED 2 73 75 97.33
540 Eastspring Investments (Hong Kong) Limited 2 10 12 83.33
541 ECM LIBRA SECURITIES LIMITED 2 0 2 0.00 2003-07-30
542 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
543 EMPEROR CORPORATE FINANCE LIMITED 2 5 7 71.43
544 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 33.33
545 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
546 ETRADE SECURITIES (HONG KONG) LIMITED 2 13 15 86.67
547 ETRADE SECURITIES LIMITED 2 9 11 81.82
548 EVA ASSET MANAGEMENT LIMITED 2 0 2 0.00
549 EVER-LONG SECURITIES COMPANY LIMITED 2 13 15 86.67
550 Everbright Securities Digital Finance (HK) Limited 2 25 27 92.59
551 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
552 EVOLUTION ASIA INVESTMENTS LIMITED 2 4 6 66.67
553 EWARTON SECURITIES LIMITED 2 16 18 88.89
554 F. R. ZIMMERN LIMITED 2 3 5 60.00
555 FAIRWIN BROKING LIMITED 2 5 7 71.43
556 FB SECURITIES (HONG KONG) LIMITED 2 5 7 71.43
557 Finet Securities Limited 2 2 4 50.00
558 FIRST SHANGHAI FUTURES LIMITED 2 29 31 93.55
559 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 33.33
560 Fu Yip Securities & Investment Co. 2 5 7 71.43
561 Fubon Fund Management (Hong Kong) Limited 2 0 2 0.00
562 FUHWA SECURITIES (HONG KONG) CO., LIMITED 2 2 4 50.00
563 FULL WIN SECURITIES LIMITED 2 2 4 50.00
564 FULLJET SECURITIES LIMITED 2 0 2 0.00
565 Funderstone Asset Management (HK) Limited 2 0 2 0.00
566 FWD Financial Planning Limited (HK) 2 31 33 93.94
567 GAIN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2003-12-31
568 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00
569 GALILEO CAPITAL LIMITED (d2009-12-31) 2 0 2 0.00
570 GAVEKAL CAPITAL LIMITED 2 1 3 33.33 2003-06-09
571 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
572 GEOMATRIX (H.K.) LIMITED 2 0 2 0.00
573 GLS SECURITIES LIMITED 2 6 8 75.00
574 GM FINANCIAL FORMULA LIMITED 2 0 2 0.00
575 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 50.00
576 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
577 Goldbridge Securities Limited 2 12 14 85.71
578 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 4 6 66.67
579 Goldin Equities Limited 2 5 7 71.43
580 GOLDRIDE SECURITIES LIMITED 2 6 8 75.00
581 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 2 4 50.00
582 Grand Cartel Securities Company Limited 2 4 6 66.67
583 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62
584 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 0.00
585 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
586 Grit Securities Limited 2 2 4 50.00
587 GT CAPITAL LIMITED 2 6 8 75.00
588 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 18 20 90.00
589 HAITONG INTERNATIONAL FUTURES LIMITED 2 170 172 98.84
590 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 77.78
591 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
592 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
593 HANG TUNG SECURITIES LIMITED 2 8 10 80.00
594 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
595 Hao Tian International Securities Limited 2 8 10 80.00
596 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
597 HARRIS FRASER (INTERNATIONAL) LIMITED 2 13 15 86.67
598 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
599 HEAD & SHOULDERS SECURITIES LIMITED 2 5 7 71.43
600 HENCO CAPITAL LIMITED 2 2 4 50.00
601 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33
602 HENYEP SECURITIES LIMITED 2 20 22 90.91
603 HERCULES CAPITAL LIMITED (b2002-05-21) 2 1 3 33.33
604 HERMES SECURITIES LIMITED 2 8 10 80.00
605 HIP HING SECURITIES LIMITED 2 2 4 50.00
606 HOENIG (FAR EAST) LIMITED 2 4 6 66.67
607 HONG KONG FOREX INVESTMENT LIMITED 2 143 145 98.62
608 HONG KONG INTERNATIONAL FUTURES LIMITED 2 15 17 88.24
609 HOU TAK SECURITIES LIMITED 2 2 4 50.00
610 HSBC BROKING (CHINA) LIMITED 2 7 9 77.78
611 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0.00
612 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
613 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 83.33
614 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 50.00
615 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 97.44
616 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
617 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
618 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
619 Huarong International Securities Limited 2 35 37 94.59
620 HUNG SING SECURITIES LIMITED 2 14 16 87.50
621 iBest Consultants Limited 2 27 29 93.10
622 ICBC (ASIA) SECURITIES LIMITED 2 7 9 77.78
623 ICBC Asset Management (Global) Company Limited 2 1 3 33.33
624 ICEA CAPITAL ASIA LIMITED 2 0 2 0.00
625 ICEA CAPITAL LIMITED 2 15 17 88.24
626 ICEA SECURITIES ASIA LIMITED 2 3 5 60.00
627 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
628 Interactive Brokers Hong Kong Limited 2 1 3 33.33
629 Interactive Brokers LLC 2 4 6 66.67
630 INTERCHINA FUTURES LIMITED 2 17 19 89.47
631 INTERCHINA SECURITIES LIMITED 2 34 36 94.44
632 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 1 3 33.33
633 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
634 iTTa Capital Limited 2 0 2 0.00 2003-05-29
635 iVenture Investment Management Limited 2 0 2 0.00
636 JAFCO Investment (Hong Kong) Limited 2 5 7 71.43
637 Janus Henderson Investors Hong Kong Limited 2 9 11 81.82
638 JAPAN ASIA CAPITAL LIMITED 2 3 5 60.00
639 JC PREMIER CAPITAL LIMITED 2 0 2 0.00 2003-09-22
640 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 90.48
641 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
642 JK Capital Management Limited 2 1 3 33.33
643 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
644 JPMorgan Funds (Asia) Limited 2 49 51 96.08
645 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
646 JVSakk Asia Limited 2 4 6 66.67
647 KAISER FUTURES LIMITED 2 25 27 92.59
648 KAISER SECURITIES LIMITED 2 21 23 91.30
649 KAM LUEN SECURITIES LIMITED 2 2 4 50.00
650 KARFORD SECURITIES LIMITED 2 0 2 0.00
651 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 28 30 93.33
652 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
653 KB Securities Hong Kong Limited 2 3 5 60.00
654 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 85.71
655 KCG SECURITIES ASIA LIMITED 2 5 7 71.43
656 KEE CHEONG SECURITIES COMPANY LIMITED 2 7 9 77.78
657 KGI Asset Management Limited 2 0 2 0.00
658 KGI CAPITAL ASIA LIMITED 2 6 8 75.00
659 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 2 1 3 33.33
660 KILMOREY SECURITIES LIMITED 2 7 9 77.78
661 KINGSTON FUTURES LIMITED 2 17 19 89.47
662 KMT SECURITIES LIMITED 2 7 9 77.78
663 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
664 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
665 KWOK HING SECURITIES LIMITED 2 4 6 66.67
666 LAU & COMPANY LIMITED 2 0 2 0.00
667 LEHMAN BROTHERS FUTURES ASIA LIMITED 2 1 3 33.33
668 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 0.00
669 LIBRA ASIA SECURITIES LIMITED 2 1 3 33.33
670 LIM ADVISORS LIMITED 2 4 6 66.67
671 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 10 12 83.33
672 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 1 3 33.33 2003-05-02
673 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
674 Lynx Portfolio Limited 2 0 2 0.00
675 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 50.00
676 MAGUSTA FUTURES LIMITED 2 6 8 75.00
677 MAINHOPE INVESTMENT LIMITED 2 1 3 33.33
678 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
679 MAN LUNG HONG SECURITIES LIMITED 2 12 14 85.71
680 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 1 3 33.33
681 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 85.71
682 Manulife Investment Management (Hong Kong) Limited 2 1090 1092 99.82
683 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
684 MASON LAROCHE (HK) LIMITED 2 0 2 0.00
685 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0.00
686 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
687 MEGABASE SECURITIES LIMITED 2 4 6 66.67
688 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
689 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 33.33
690 METRO CAPITAL FUTURES LIMITED 2 5 7 71.43
691 MIB FUTURES (HONG KONG) LIMITED 2 22 24 91.67
692 MIRABAUD (ASIA) LIMITED 2 0 2 0.00 2003-05-13
693 Moliyo (Hong Kong) Limited 2 2 4 50.00
694 MONEY CONCEPTS (ASIA) LIMITED 2 7 9 77.78
695 MORGAN FUEL GO SECURITIES LIMITED 2 6 8 75.00
696 MORTON SECURITIES LIMITED 2 3 5 60.00
697 MTF SECURITIES LIMITED 2 15 17 88.24
698 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 88.89
699 Nerico Brothers Limited (HK) 2 5 7 71.43
700 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 66.67
701 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 50.00
702 Newedge Broker Hong Kong Limited 2 2 4 50.00
703 Newedge Broker Limited 2 16 18 88.89
704 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 71.43
705 Nittan Securities Asia Limited 2 2 4 50.00
706 Nomura Asset Management Hong Kong Limited 2 7 9 77.78
707 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 138 140 98.57
708 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 60.00
709 NORTH SEA SECURITIES LIMITED 2 4 6 66.67
710 NOUVELLE CAYENNA INNOVATION LIMITED 2 7 9 77.78
711 OCBC Futures Investment (Hong Kong) Limited 2 5 7 71.43
712 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 91.67
713 OnePlatform Securities Limited 2 29 31 93.55
714 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
715 OppenheimerFunds International Distributor Limited 2 1 3 33.33 2003-12-15
716 Optima Capital Limited 2 10 12 83.33
717 Oreana Financial Services Limited 2 3 5 60.00
718 ORIENT SECURITIES LIMITED 2 6 8 75.00
719 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 80.00
720 ORTUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2003-08-29
721 Oshidori Corporate Finance Limited 2 2 4 50.00
722 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 18 20 90.00
723 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0.00
724 PACIFIC INNOVEST CORPORATE FINANCE LIMITED 2 1 3 33.33 2003-07-10
725 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 8 10 80.00
726 PANURGY LIMITED 2 0 2 0.00
727 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 0.00
728 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
729 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 80.00
730 PEGASUS FUND MANAGERS LIMITED 2 25 27 92.59
731 PGIM (Hong Kong) Limited 2 3 5 60.00
732 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
733 PHOENIX CAPITAL FUTURES LIMITED 2 3 5 60.00
734 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
735 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 17 19 89.47
736 PO SANG SECURITIES LIMITED 2 12 14 85.71
737 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
738 PRIVATE CAPITAL LIMITED 2 1 3 33.33
739 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 80.00
740 PRUDENCE FUTURES LIMITED 2 1 3 33.33
741 PRUDENTIAL BROKERAGE LIMITED 2 85 87 97.70
742 Public Financial Securities Limited 2 6 8 75.00
743 Public Securities Limited 2 4 6 66.67
744 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
745 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 71.43
746 Rakuten Securities Hong Kong Limited 2 16 18 88.89
747 RAMON INVESTMENT COMPANY LIMITED 2 4 6 66.67
748 RBC FUTURES SERVICES (ASIA) LIMITED 2 22 24 91.67
749 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 40 42 95.24
750 RBS Asia Corporate Finance Limited 2 48 50 96.00
751 RBS Asia Futures Limited 2 8 10 80.00
752 REALINK FINANCIAL TRADE LIMITED 2 15 17 88.24 2003-09-25
753 REFCO FOREX LIMITED 2 4 6 66.67 2003-07-21
754 REXCAPITAL (HONG KONG) LIMITED 2 4 6 66.67
755 RHB CAPITAL HONG KONG LIMITED 2 4 6 66.67
756 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
757 ROCTEC FUTURES TRADING COMPANY LIMITED 2 5 7 71.43
758 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 71.43
759 S. W. WOO AND COMPANY LIMITED 2 4 6 66.67
760 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
761 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 39 41 95.12
762 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
763 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED 2 0 2 0.00 2003-12-12
764 SCM CHINA LIMITED 2 1 3 33.33
765 SEEKERS MARKETS LIMITED 2 13 15 86.67
766 SELINA & CO. LIMITED (HK) 2 4 6 66.67
767 Shacom Securities Limited 2 6 8 75.00
768 Shang International Finance Limited 2 9 11 81.82
769 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
770 SHUI CHEUNG SECURITIES LIMITED 2 2 4 50.00
771 SHUN LOONG FOREX COMPANY LIMITED 2 41 43 95.35
772 SHUN LOONG FUTURES LIMITED 2 33 35 94.29
773 SHUN LOONG SECURITIES COMPANY LIMITED 2 71 73 97.26
774 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
775 SINO GRADE SECURITIES LIMITED 2 6 8 75.00
776 Sino-Rich Securities & Futures Limited 2 8 10 80.00
777 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 2 2 4 50.00
778 Sinofortune Financial Capital Limited 2 1 3 33.33
779 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 2 4 50.00
780 SINOMAX SECURITIES LIMITED 2 3 5 60.00
781 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
782 SINOPAC FUTURES (ASIA) LIMITED 2 11 13 84.62
783 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 60.00
784 SIU ON SECURITIES LIMITED 2 4 6 66.67
785 SKY WARD ASIA LIMITED 2 0 2 0.00
786 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
787 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 71.43
788 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 60.00
789 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 3 5 60.00
790 SOLID KING SECURITIES LIMITED 2 8 10 80.00
791 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 84.62
792 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 29 31 93.55
793 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 2 4 50.00
794 SPDB International Holdings Limited 2 0 2 0.00
795 SPS COMMODITIES LIMITED 2 7 9 77.78
796 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
797 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 16 18 88.89
798 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0.00
799 Success Futures and Foreign Exchange Limited 2 3 5 60.00
800 Success Securities Limited 2 22 24 91.67
801 SUN GROWTH SECURITIES LIMITED 2 17 19 89.47
802 SUN RAISE CAPITAL LIMITED 2 3 5 60.00
803 SUN TAI CHEUNG CREDITS LIMITED 2 4 6 66.67
804 Sunline Prosticks Financial Solutions Limited 2 0 2 0.00
805 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
806 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0.00
807 T G HOLBORN (HK) LIMITED 2 39 41 95.12
808 TAHOE LIFE INSURANCE COMPANY LIMITED 2 6 8 75.00
809 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
810 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
811 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
812 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 88.24
813 TAI YIP COMMODITIES & FUTURES LIMITED 2 3 5 60.00
814 TANG KEE SECURITIES LIMITED 2 4 6 66.67
815 TC Investment Management (Asia) Limited 2 5 7 71.43
816 Templewater Hong Kong Limited 2 5 7 71.43
817 THING ON SECURITIES LIMITED 2 7 9 77.78
818 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 3 5 60.00 2003-09-24
819 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
820 TIMBER HILL HONG KONG LIMITED 2 1 3 33.33
821 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
822 TISCO SECURITIES HONG KONG LIMITED 2 13 15 86.67
823 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 0.00
824 TOYO SECURITIES ASIA LIMITED 2 6 8 75.00
825 TRANS JOY SECURITIES LIMITED 2 11 13 84.62
826 TRANSPAC CAPITAL LIMITED 2 3 5 60.00
827 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 1 3 33.33
828 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 0.00
829 TSE'S SECURITIES LIMITED 2 53 55 96.36
830 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 50.00
831 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
832 TUNG WUI SECURITIES CO., LIMITED 2 0 2 0.00
833 TVG CAPITAL PARTNERS LIMITED 2 6 8 75.00
834 Tyche Group Limited 2 15 17 88.24
835 UKFP (Asia) HK Limited 2 35 37 94.59
836 UNI-ALPHA SECURITIES LIMITED 2 4 6 66.67
837 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
838 UNITED CAPITAL LIMITED 2 0 2 0.00
839 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
840 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 0.00
841 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
842 VALUE PARTNERS LIMITED 2 9 11 81.82
843 Vantum Futures Limited 2 2 4 50.00
844 VERCAP Financial Services Limited 2 5 7 71.43
845 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
846 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
847 VICTORY SECURITIES COMPANY LIMITED 2 15 17 88.24
848 Virtu ITG Hong Kong Limited 2 4 6 66.67
849 VMS Securities Limited 2 6 8 75.00
850 WAH SANG SECURITIES LIMITED 2 3 5 60.00
851 WAI FAT SECURITIES LIMITED 2 4 6 66.67
852 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
853 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
854 WARD FERRY MANAGEMENT LIMITED 2 4 6 66.67
855 Waton Securities International Limited 2 10 12 83.33
856 WELLAM INVESTMENT LIMITED 2 0 2 0.00
857 WELLCHAMP CAPITAL LIMITED 2 2 4 50.00
858 Wellington Management Hong Kong Limited (b2003-01-02) 2 0 2 0.00 2003-09-18
859 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
860 WHOLE WIN SECURITIES LIMITED 2 6 8 75.00
861 WIN WONG SECURITIES LIMITED 2 27 29 93.10
862 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 50.00
863 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
864 WO FUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
865 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 4 6 66.67
866 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
867 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
868 YAN YAN INVESTMENT LIMITED 2 11 13 84.62
869 YARDLEY SECURITIES LIMITED 2 4 6 66.67
870 YICKO FUTURES LIMITED 2 7 9 77.78
871 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
872 YING WAH SECURITIES COMPANY LIMITED 2 8 10 80.00
873 YU ON COMMODITIES COMPANY LIMITED 2 2 4 50.00
874 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
875 Zijing Capital Limited 2 1 3 33.33 2003-05-07
876 ZURICH ADVISORY (HK) LIMITED 2 134 136 98.53
877 313 Capital Management Limited 1 0 1 0.00
878 AASTOCKS.COM LIMITED 1 0 1 0.00
879 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0.00
880 ADMIS Hong Kong Limited 1 20 21 95.24
881 Aevitas Securities Limited 1 4 5 80.00
882 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 66.67
883 AJ Securities Limited 1 9 10 90.00
884 ALPHA CORPORATE ADVISORS LIMITED 1 0 1 0.00
885 ALTA FINANCE LIMITED 1 1 2 50.00
886 AMPLE CAPITAL LIMITED 1 1 2 50.00
887 AMRI ADVISORY LIMITED 1 0 1 0.00
888 ANGUS MOORE LIMITED 1 3 4 75.00
889 Anli Securities Limited 1 6 7 85.71
890 Anuenue Advisors Limited 1 1 2 50.00
891 Anuenue Limited 1 1 2 50.00
892 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 75.00
893 ASG FUTURES LIMITED 1 2 3 66.67
894 ASIA INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
895 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
896 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 3 4 75.00
897 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 0.00
898 Asian Pacific Investment Company 1 3 4 75.00
899 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0.00
900 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
901 ASSURED ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
902 AUDREY CHOW SECURITIES LIMITED 1 7 8 87.50
903 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
904 AXIA CAPITAL PARTNERS LIMITED 1 0 1 0.00
905 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 66.67
906 Axis Capital Management Limited 1 0 1 0.00
907 BARBER ASIA LIMITED 1 0 1 0.00
908 BARCLAYS CAPITAL ASIA LIMITED 1 51 52 98.08
909 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 1 4 5 80.00
910 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 1 4 5 80.00
911 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 0.00
912 BEAR STEARNS HONG KONG LIMITED 1 13 14 92.86
913 Beevest Securities Limited 1 24 25 96.00
914 Beijing Securities Limited 1 24 25 96.00
915 BERICH FUTURES (H.K.) COMPANY LIMITED 1 3 4 75.00
916 BGC SECURITIES (HONG KONG) LLC 1 4 5 80.00
917 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0.00
918 Black Marble Securities Limited 1 4 5 80.00
919 BMI FUNDS MANAGEMENT LIMITED 1 1 2 50.00
920 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 13 14 92.86
921 Bright Securities Company (The) 1 1 2 50.00
922 Broadway Wealth Management Limited 1 6 7 85.71
923 BROOKE CAPITAL LIMITED 1 1 2 50.00
924 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 80.00
925 CAIIS Limited 1 7 8 87.50
926 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 0.00
927 CAMERON BUTLER HK LIMITED 1 0 1 0.00
928 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 0.00
929 CAPE ASSET MANAGEMENT LIMITED 1 0 1 0.00
930 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0.00
931 CARDINALASIA CONSULTING LIMITED 1 0 1 0.00 2003-06-27
932 CASH Mobile Financial Services Limited 1 1 2 50.00
933 CASH Wealth Management Limited 1 3 4 75.00
934 CBRE Investment Management (Asia) Limited 1 0 1 0.00
935 CEF NEW ASIA PARTNERS LIMITED 1 0 1 0.00
936 CEIM (HK) LIMITED 1 0 1 0.00
937 CENTURION CORPORATE FINANCE LIMITED 1 1 2 50.00
938 CES Capital International (Hong Kong) Co., Limited 1 3 4 75.00
939 CES Private (HK) Limited 1 7 8 87.50
940 CF GLOBAL (HK) LIMITED 1 3 4 75.00
941 Champion & Co. 1 2 3 66.67
942 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 66.67
943 CHEE TAK SECURITIES LIMITED 1 4 5 80.00
944 CHEETAH ADVISORS LIMITED 1 0 1 0.00
945 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
946 Cheong Lee Securities Co. 1 4 5 80.00
947 CHIEF SECURITIES LIMITED 1 33 34 97.06
948 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
949 China Enterprise Securities Company Limited 1 1 2 50.00
950 China Finance Holdings Limited 1 0 1 0.00
951 CHINA GUARD INVESTMENTS LIMITED 1 2 3 66.67
952 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 66.67
953 CHINA SECURITIES HOLDINGS LIMITED 1 12 13 92.31
954 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 50.00
955 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 66.67
956 Ching Yick Company 1 1 2 50.00
957 CHRISTFUND FUTURES LIMITED 1 10 11 90.91
958 CHUANGS & CO. LIMITED 1 3 4 75.00
959 Chung Tak & Company 1 4 5 80.00
960 CIBC Global Asset Management (Asia) Limited 1 5 6 83.33
961 CITIBANK (HONG KONG) LIMITED 1 0 1 0.00
962 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 1 0 1 0.00
963 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 75.00
964 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
965 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
966 COL Securities (HK) Limited 1 1 2 50.00
967 COMMENCE COMPANY LIMITED 1 0 1 0.00
968 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 0.00
969 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 66.67
970 CORTEZ CAPITAL LIMITED (HK) 1 0 1 0.00
971 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 0.00
972 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 5 6 83.33
973 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
974 CTW SECURITIES LIMITED 1 3 4 75.00
975 DAH SING SECURITIES LIMITED 1 2 3 66.67
976 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 0.00
977 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
978 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 12 13 92.31
979 DASHIN SECURITIES LIMITED 1 0 1 0.00
980 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 3 4 75.00
981 DEBTTRADERS, LIMITED 1 6 7 85.71
982 DELTA ASIA FINANCIAL FUTURES LIMITED 1 15 16 93.75
983 DEMETER ASSET MANAGEMENT LIMITED 1 1 2 50.00
984 DGV CAPITAL PARTNERS LIMITED 1 0 1 0.00
985 DRAGONINVEST GROUP LIMITED 1 0 1 0.00
986 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0.00
987 ELECTRA PARTNERS ASIA LIMITED 1 0 1 0.00
988 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00
989 EQT Partners Asia Limited 1 3 4 75.00
990 EQT Partners Hong Kong Limited 1 2 3 66.67
991 ETON ADVISORY SERVICES LIMITED 1 0 1 0.00
992 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 0.00
993 EUREKA SECURITIES LIMITED 1 3 4 75.00
994 EVER-LONG ASSET MANAGEMENT LIMITED 1 0 1 0.00
995 EVER-LONG RESEARCH LIMITED 1 1 2 50.00
996 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 80.00
997 EVERHOT SECURITIES LIMITED 1 6 7 85.71
998 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 0.00
999 EYREMOUNT LIMITED 1 0 1 0.00
1000 F & M Investment Advisor 1 0 1 0.00
1001 FAIR EAGLE FINANCE CREDIT LIMITED 1 2 3 66.67
1002 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 80.00
1003 FAIR EAGLE SECURITIES COMPANY LIMITED 1 16 17 94.12
1004 FDB Financial Group Limited 1 6 7 85.71
1005 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1006 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0.00
1007 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1008 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 50.00
1009 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 0.00
1010 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0.00
1011 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 66.67
1012 Freddy Company 1 3 4 75.00
1013 FTLife Insurance Company Limited 1 2 3 66.67
1014 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1015 Fubon Capital (HK) Limited 1 3 4 75.00
1016 FWD Life Insurance Company (Bermuda) Limited 1 31 32 96.88
1017 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 0.00
1018 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 0.00
1019 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 3 4 75.00
1020 GAYANG SECURITIES LIMITED 1 13 14 92.86
1021 Ge Shang Investment (Hong Kong) Limited 1 6 7 85.71
1022 GET NICE ASSET MANAGEMENT LIMITED 1 2 3 66.67
1023 GET NICE FUTURES COMPANY LIMITED 1 21 22 95.45
1024 GIGA (HONG KONG) LIMITED 1 3 4 75.00
1025 Giny Securities Company 1 2 3 66.67
1026 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 0.00
1027 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 2 3 66.67
1028 GLOBAL FUTURE COMPANY LIMITED 1 0 1 0.00
1029 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1030 Gold Centre Investment Company 1 5 6 83.33
1031 Goldyard Capital Limited 1 13 14 92.86
1032 Goodcape Investment Company 1 3 4 75.00
1033 GRAND ONWARD SECURITIES LIMITED 1 8 9 88.89
1034 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 80.00
1035 GREATER CHINA STRATEGIC CAPITAL LIMITED 1 0 1 0.00
1036 GREEN STAR ASIA LIMITED 1 6 7 85.71
1037 Greentech Technology Asset Management Company Limited 1 0 1 0.00
1038 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 0.00
1039 H & A Investment Company 1 0 1 0.00
1040 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 0.00
1041 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 6 7 85.71
1042 HAMON INVESTMENT MANAGEMENT LIMITED 1 4 5 80.00
1043 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 3 4 75.00
1044 HENIK SECURITIES LIMITED 1 8 9 88.89
1045 HFS ASSET MANAGEMENT LIMITED 1 3 4 75.00
1046 HKFN WEALTH STRATEGY LIMITED 1 0 1 0.00
1047 Ho Fung Shares Investment Company 1 12 13 92.31
1048 Hon Hoi Suen, John 1 0 1 0.00
1049 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 66.67
1050 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 0.00
1051 Hong Kong Wan Kiu Investment Company 1 3 4 75.00
1052 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0.00
1053 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 50.00
1054 HSBC STRUCTURED FUNDS (ASIA) LIMITED 1 2 3 66.67
1055 HSZ (HONG KONG) LIMITED 1 2 3 66.67
1056 Huayu Securities Limited 1 4 5 80.00
1057 Huizhi International Capital Holdings Co., Limited 1 0 1 0.00
1058 HUNG BROTHERS LIMITED 1 1 2 50.00
1059 HUNG SING FUTURES LIMITED 1 2 3 66.67
1060 I & P SECURITIES LIMITED 1 2 3 66.67
1061 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 0.00
1062 IMARKETS LIMITED 1 2 3 66.67
1063 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00
1064 INCU CORPORATE FINANCE LIMITED 1 3 4 75.00
1065 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 50.00
1066 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1067 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 1 2 50.00
1068 Intercontinent Securities Company 1 4 5 80.00
1069 INTERNATIONAL COMMERCE CORPORATION 1 4 5 80.00
1070 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0.00
1071 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 0.00
1072 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 0.00
1073 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 50.00
1074 JOINCAP CAPITAL LIMITED 1 0 1 0.00
1075 Joseph Cheung & Associates 1 0 1 0.00
1076 JS SECURITIES LIMITED (HK) 1 1 2 50.00
1077 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1078 K K CAPITAL MANAGEMENT LIMITED 1 1 2 50.00
1079 K.K. Wong & Company 1 0 1 0.00
1080 K.L. Securities Company 1 5 6 83.33
1081 Ka Yue Investment Company 1 0 1 0.00
1082 KARL THOMSON FINANCE LIMITED 1 3 4 75.00
1083 KARL THOMSON FINANCIAL ADVISORY LIMITED 1 0 1 0.00
1084 Katherine Ip & Company 1 3 4 75.00
1085 KHG Lam 1 0 1 0.00
1086 Kin Fung Stock Company 1 3 4 75.00
1087 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 50.00
1088 KINGSWAY ATG ASIA LIMITED 1 0 1 0.00
1089 Ko Kun Stock Company 1 1 2 50.00
1090 KOFFMAN INVESTMENT LIMITED 1 3 4 75.00
1091 Kwok Chung Chun Securities Company 1 0 1 0.00
1092 LAI PO HUNG & COMPANY LIMITED 1 5 6 83.33
1093 Lawsons Securities Company 1 0 1 0.00
1094 Lees Securities Co. 1 8 9 88.89
1095 LINDEMAN ASIA LIMITED 1 0 1 0.00
1096 Lombard Investments (HK) Limited 1 0 1 0.00
1097 LOMBARD ODIER (HONG KONG) LIMITED 1 9 10 90.00
1098 Longitude Asia Limited 1 0 1 0.00
1099 M-TRADE ASIA LIMITED 1 0 1 0.00
1100 Mainland Securities Co. 1 1 2 50.00
1101 MALAHON SECURITIES LIMITED 1 14 15 93.33
1102 MAN INVESTMENTS (HONG KONG) LIMITED 1 4 5 80.00
1103 MANBLE SECURITIES LIMITED 1 5 6 83.33
1104 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1105 MANRISE LIMITED (d2007-05-02) 1 0 1 0.00
1106 MARC FABER LIMITED 1 0 1 0.00
1107 MASTER TRADEMORE SECURITIES LIMITED 1 10 11 90.91
1108 MASTERFORD INVESTMENT LIMITED 1 1 2 50.00
1109 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 1 2 50.00
1110 Maurice Lee Investment Advisor Company 1 0 1 0.00
1111 MAYBAN SECURITIES (H.K.) LIMITED 1 0 1 0.00
1112 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0.00
1113 MCP Holdings Limited (HK) 1 0 1 0.00
1114 MEAG Hong Kong Limited 1 1 2 50.00
1115 MEIJI YASUDA ASIA LIMITED 1 5 6 83.33
1116 Melbourne Investment Company 1 0 1 0.00
1117 Mercer (Hong Kong) Limited 1 2 3 66.67
1118 METILDA FINANCE COMPANY LIMITED 1 0 1 0.00
1119 METRO CAPITAL SECURITIES LIMITED 1 9 10 90.00
1120 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0.00
1121 MIRABAUD (FAR EAST) LIMITED 1 0 1 0.00
1122 MLI LIMITED (d2018-03-29) 1 4 5 80.00
1123 MONHEGAN CAPITAL LIMITED 1 0 1 0.00
1124 MUTUAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1125 Nan Lee Investment Co. 1 2 3 66.67
1126 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 0.00
1127 Network Financial Services Limited 1 39 40 97.50
1128 New Gala Securities Company 1 3 4 75.00
1129 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1130 Nomura Asia Investment (Hong Kong) Limited 1 54 55 98.18
1131 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 85.71
1132 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 50.00
1133 NUADA CAPITAL LIMITED 1 0 1 0.00
1134 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1135 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 91.67
1136 Offshore Financial Consultants 1 0 1 0.00
1137 OKACHI (HONG KONG) COMPANY LIMITED 1 18 19 94.74
1138 On Hing Securities Company 1 1 2 50.00
1139 OnePlatform Asset Management Limited 1 77 78 98.72
1140 ONG PACIFIC CAPITAL LIMITED 1 0 1 0.00
1141 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1142 Oriental Stocks & Shares (Investment) Co. 1 1 2 50.00
1143 OSCAR BENSON LIMITED (HK) 1 2 3 66.67
1144 OVERLOOK INVESTMENTS LIMITED 1 4 5 80.00
1145 PACIFIC GROUP LIMITED (THE) 1 1 2 50.00
1146 PACIFIC HAWK (HK) LIMITED 1 0 1 0.00
1147 Pacific Sun Advisors Limited 1 0 1 0.00
1148 Paul Fan & Company 1 0 1 0.00
1149 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 8 9 88.89
1150 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 50.00
1151 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 50.00
1152 PLATINUM BROKING COMPANY LIMITED 1 3 4 75.00
1153 PO LEE SECURITIES LIMITED 1 3 4 75.00
1154 Prashant K. Trivedi 1 0 1 0.00
1155 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 66.67
1156 PRESIDENT WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 0.00
1157 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 0.00
1158 PRINCETON VENTURE PARTNERS LIMITED (d2010-04-30) 1 2 3 66.67
1159 Promising Securities Company 1 14 15 93.33
1160 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 27 28 96.43
1161 Public Pacific Securities Limited 1 1 2 50.00
1162 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00
1163 QLEAP ACCELERATORS LIMITED 1 1 2 50.00
1164 RBS Securities (Far East) Limited 1 4 5 80.00
1165 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 66.67
1166 Redford Asset Management Limited 1 2 3 66.67
1167 REGENT FINANCIAL SERVICES LIMITED 1 0 1 0.00
1168 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 0.00
1169 RESIDENTS SECURITIES LIMITED 1 1 2 50.00
1170 REXCAPITAL FUTURES LIMITED 1 37 38 97.37
1171 RHB SECURITIES HONG KONG LIMITED 1 18 19 94.74
1172 Rich Union Securities (H.K.) Limited 1 4 5 80.00
1173 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 11 12 91.67
1174 Rifa Securities Limited 1 7 8 87.50
1175 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 0.00
1176 RL360 SERVICES LIMITED 1 1 2 50.00
1177 Robert Kai Leung Lo 1 1 2 50.00
1178 ROCTEC INVESTMENT LIMITED 1 3 4 75.00
1179 ROOFER SECURITIES LIMITED 1 10 11 90.91
1180 SA Capital Limited (HK) 1 0 1 0.00
1181 Salisbury Securities 1 3 4 75.00
1182 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1183 San Wan Yuan & Company 1 1 2 50.00
1184 SAR CAPITAL LIMITED (d2007-08-03) 1 0 1 0.00
1185 SCOTIATRUST (ASIA) LIMITED 1 2 3 66.67
1186 Seaga International 1 2 3 66.67
1187 SG ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1188 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 75.00
1189 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 75.00
1190 SHUN HENG SECURITIES LIMITED 1 8 9 88.89
1191 SHUN LOONG CAPITAL LIMITED 1 0 1 0.00
1192 Silk Road International Capital Limited 1 0 1 0.00
1193 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 0.00
1194 SINO CAPITAL SECURITIES LIMITED 1 22 23 95.65
1195 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1196 Soo Pei Shao & Company 1 7 8 87.50
1197 Soo Pui Chen & Company 1 2 3 66.67
1198 SOUTH CHINA RESEARCH LIMITED 1 4 5 80.00
1199 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 0.00
1200 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 80.00
1201 SPS INVESTMENT SERVICES LIMITED 1 0 1 0.00
1202 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 0.00
1203 St. James's Place (Hong Kong) Limited 1 9 10 90.00
1204 STANDARD & POOR'S, LLC 1 7 8 87.50
1205 Standard Commodities (Asia) Limited 1 2 3 66.67
1206 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 75.00
1207 Stellar Securities Limited 1 2 3 66.67
1208 STOCKWELL COMMODITIES LIMITED 1 1 2 50.00
1209 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 0.00
1210 Success Power Investment Advisory Limited 1 0 1 0.00
1211 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 66.67
1212 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00
1213 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 2 3 66.67
1214 Sun Life Financial Asia Services Limited 1 3 4 75.00
1215 Sun Life Hong Kong Limited 1 385 386 99.74
1216 Sunrise Investment Company 1 8 9 88.89
1217 Superfund Financial (Hong Kong) Limited 1 3 4 75.00
1218 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 1 1 2 50.00
1219 Szehope & Company 1 2 3 66.67
1220 T & F RESEARCH LIMITED 1 3 4 75.00
1221 T G SECURITIES LIMITED 1 0 1 0.00
1222 T Y International 1 0 1 0.00
1223 T. M. MANAGEMENT LIMITED 1 0 1 0.00
1224 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 87.50
1225 Tai Chuen Securities Co. 1 1 2 50.00
1226 TAIFAIR FUTURES LIMITED 1 4 5 80.00
1227 TAK FUNG COMMODITIES LIMITED 1 0 1 0.00
1228 TCW ASIA LIMITED 1 0 1 0.00
1229 Teil Stock Investment Company 1 0 1 0.00
1230 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 0.00
1231 Ten & Ten Securities Company 1 4 5 80.00
1232 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 0.00
1233 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1234 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 50.00
1235 Tokio Marine Investment Services, Limited 1 0 1 0.00
1236 Towers Watson Hong Kong Limited 1 2 3 66.67
1237 Trinity Financial Group Limited 1 0 1 0.00
1238 Tung Shun & Company 1 3 4 75.00
1239 TVC MANAGEMENT LIMITED 1 0 1 0.00
1240 TYPHOON 8 RESEARCH LIMITED 1 0 1 0.00
1241 UNI-ALPHA FUTURES LIMITED 1 4 5 80.00
1242 Union Securities Co 1 1 2 50.00
1243 United Securities Limited (HK) 1 4 5 80.00
1244 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 2 3 66.67
1245 UOB FINANCE (H.K.) LIMITED 1 1 2 50.00
1246 UPBEST COMMODITIES COMPANY LIMITED 1 8 9 88.89
1247 Value Partners Private Equity Limited 1 1 2 50.00
1248 VANHEEL MANAGEMENT LIMITED 1 0 1 0.00
1249 VC International Asset Management Limited 1 1 2 50.00
1250 VENHOUSE FINANCIAL PLANNING LIMITED 1 19 20 95.00
1251 VISION FINANCE (CAPITAL) LIMITED 1 0 1 0.00
1252 VISION FINANCE (SECURITIES) LIMITED 1 1 2 50.00
1253 W.S. LAU & ASSOCIATES LIMITED 1 0 1 0.00
1254 WALCO SECURITIES LIMITED 1 2 3 66.67
1255 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1256 Welform Investors Company 1 4 5 80.00
1257 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1258 WILBY SECURITIES LIMITED 1 5 6 83.33
1259 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 80.00
1260 WING ON SECURITIES LIMITED 1 9 10 90.00
1261 WING TAK SECURITIES LIMITED 1 1 2 50.00
1262 WINLAND WEALTH MANAGEMENT LIMITED 1 3 4 75.00
1263 Winning & Company 1 1 2 50.00
1264 WINNINGTON CAPITAL LIMITED 1 0 1 0.00
1265 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1266 WORLDWIDE BROKERAGE LIMITED 1 2 3 66.67
1267 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 0.00
1268 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 66.67
1269 Y. S. Law & Co. 1 0 1 0.00
1270 YARDLEY FINANCE LIMITED 1 0 1 0.00
1271 YF Life Insurance International Limited 1 5 6 83.33
1272 Ying Kit Stock Company 1 0 1 0.00
1273 Yuanta Securities (Hong Kong) Company Limited 1 3 4 75.00
1274 Ziar & Company 1 5 6 83.33
1275 ABN AMRO (HONG KONG) LIMITED 0 8 8 100.00
1276 ASC CAPITAL (H.K.) LIMITED 0 2 2 100.00
1277 AXA Financial Planning (Hong Kong) Limited 0 5 5 100.00
1278 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 100.00
1279 BOC INVESTMENT MANAGEMENT LIMITED 0 4 4 100.00
1280 Capital International, Inc. 0 7 7 100.00
1281 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 100.00
1282 EQUITAS CAPITAL LIMITED (HK) 0 2 2 100.00
1283 GFI (HK) SECURITIES L.L.C. 0 3 3 100.00
1284 GRAND PARTNERS ASSET MANAGEMENT LIMITED 0 1 1 100.00
1285 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 9 9 100.00
1286 HSBC Private Trustee (Hong Kong) Limited 0 10 10 100.00
1287 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 4 4 100.00
1288 PAMA GROUP (HONG KONG) LIMITED 0 2 2 100.00
1289 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 100.00
1290 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 1 1 100.00
1291 SAFE INVESTMENT COMPANY LIMITED 0 6 6 100.00
1292 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 0 1 1 100.00
1293 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 100.00
1294 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 138 138 100.00
1295 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 100.00
1295 Average 2.34 15.70 18.03 87.05

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