SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
2 Beijing Securities Limited 1 0 1 0.00
3 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
4 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
5 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
6 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
7 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
8 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
9 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
10 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
11 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
12 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
13 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
14 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
15 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
16 313 Capital Management Limited 1 1 2 50.00
17 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
18 AASTOCKS.COM LIMITED 2 0 2 0.00
19 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
20 ADM SECURITIES LIMITED 2 0 2 0.00
21 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
22 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
23 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
24 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
25 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
26 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
27 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
28 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
29 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
30 Avia Asset Management Limited 2 0 2 0.00
31 Axis Capital Management Limited 2 0 2 0.00
32 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
33 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
34 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
35 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
36 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
37 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
38 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
39 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
40 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
41 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
42 CERES CAPITAL LIMITED 2 0 2 0.00
43 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
44 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
45 CHEETAH ADVISORS LIMITED 2 0 2 0.00
46 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
47 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
48 China Access Advisors Limited 2 0 2 0.00 2005-10-21
49 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
50 China Finance Holdings Limited 2 0 2 0.00
51 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
52 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
53 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
54 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
55 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
56 COMMENCE COMPANY LIMITED 2 0 2 0.00
57 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
58 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
59 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
60 D.J. SECURITIES LIMITED 2 0 2 0.00
61 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
62 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
63 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
64 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
65 ENZARD LIMITED 2 0 2 0.00 2004-05-21
66 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
67 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
68 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
69 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
70 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
71 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
72 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
73 FULLJET SECURITIES LIMITED 2 0 2 0.00
74 Funderstone Asset Management (HK) Limited 2 0 2 0.00
75 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
76 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
77 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
78 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
79 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
80 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
81 Greentech Technology Asset Management Company Limited 2 0 2 0.00
82 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
83 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
84 HENCO CAPITAL LIMITED 2 0 2 0.00
85 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
86 HOORAY CAPITAL LIMITED 2 0 2 0.00
87 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
88 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
89 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
90 IMARKETS LIMITED 2 0 2 0.00
91 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
92 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
93 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
94 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
95 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
96 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
97 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
98 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
99 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
100 KARFORD SECURITIES LIMITED 2 0 2 0.00
101 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
102 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
103 KGI Asset Management Limited 2 0 2 0.00
104 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
105 LAU & COMPANY LIMITED 2 0 2 0.00
106 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
107 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
108 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
109 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
110 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
111 MANDARIN VP (HK) LIMITED 2 0 2 0.00
112 MARC FABER LIMITED 2 0 2 0.00
113 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
114 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
115 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
116 MFG Limited (HK) 2 0 2 0.00 2006-07-17
117 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
118 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
119 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
120 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
121 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
122 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
123 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
124 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
125 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
126 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
127 Oshidori Corporate Finance Limited 2 0 2 0.00
128 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
129 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
130 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
131 PGIM (Hong Kong) Limited 2 0 2 0.00
132 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
133 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
134 Polen Capital HK Limited 2 0 2 0.00
135 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
136 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
137 QUAM FUTURES LIMITED 2 0 2 0.00
138 Redford Asset Management Limited 1 1 2 50.00
139 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
140 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
141 SCM CHINA LIMITED 2 0 2 0.00
142 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
143 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
144 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
145 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
146 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
147 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
148 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
149 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
150 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
151 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
152 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
153 T. M. MANAGEMENT LIMITED 2 0 2 0.00
154 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
155 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
156 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
157 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
158 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
159 TVC MANAGEMENT LIMITED 2 0 2 0.00
160 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
161 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
162 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
163 VERCAP Financial Services Limited 2 0 2 0.00
164 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
165 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
166 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
167 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
168 WELLAM INVESTMENT LIMITED 2 0 2 0.00
169 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
170 WING TAK SECURITIES LIMITED 2 0 2 0.00
171 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
172 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
173 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
174 ACM ASIA LIMITED 2 1 3 33.33
175 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
176 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
177 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
178 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
179 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
180 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
181 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
182 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
183 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
184 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
185 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
186 BALI SECURITIES CO. LIMITED 3 0 3 0.00
187 Bentley Capital Limited (HK) 3 0 3 0.00
188 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
189 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
190 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
191 BROOKE CAPITAL LIMITED 2 1 3 33.33
192 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
193 CBRE Investment Management (Asia) Limited 2 1 3 33.33
194 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
195 Chanceton Capital Partners Limited 3 0 3 0.00
196 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
197 China Enterprise Securities Company Limited 2 1 3 33.33
198 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
199 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
200 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
201 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
202 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
203 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
204 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
205 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
206 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
207 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
208 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
209 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
210 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
211 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
212 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
213 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
214 FULL WIN SECURITIES LIMITED 2 1 3 33.33
215 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
216 GET NICE CAPITAL LIMITED 3 0 3 0.00
217 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
218 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
219 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
220 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
221 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
222 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
223 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
224 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
225 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
226 iVenture Investment Management Limited 2 1 3 33.33
227 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
228 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
229 JOINCAP CAPITAL LIMITED 2 1 3 33.33
230 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
231 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
232 JVSakk Asia Limited 2 1 3 33.33
233 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
234 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
235 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
236 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
237 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
238 Lynx Portfolio Limited 2 1 3 33.33
239 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
240 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
241 MESSIS CAPITAL LIMITED 2 1 3 33.33
242 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
243 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
244 Network Financial Services Limited 2 1 3 33.33
245 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
246 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
247 Nuada Limited 2 1 3 33.33 2004-01-15
248 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
249 Open Asset Management Limited 2 1 3 33.33
250 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
251 Pacific Sun Advisors Limited 3 0 3 0.00
252 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
253 PANURGY LIMITED 2 1 3 33.33
254 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
255 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
256 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
257 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
258 PRIVATE CAPITAL LIMITED 2 1 3 33.33
259 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
260 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
261 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
262 RBS Asia Futures Limited 0 3 3 100.00
263 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
264 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
265 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
266 SA Capital Limited (HK) 3 0 3 0.00
267 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
268 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
269 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
270 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
271 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
272 Silk Road International Capital Limited 3 0 3 0.00
273 SKY WARD ASIA LIMITED 2 1 3 33.33
274 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
275 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
276 Stellar Securities Limited 3 0 3 0.00
277 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
278 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
279 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
280 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
281 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
282 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
283 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
284 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
285 UKFP (Asia) HK Limited 1 2 3 66.67
286 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
287 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
288 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
289 VC International Asset Management Limited 3 0 3 0.00
290 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
291 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
292 WAI FAT SECURITIES LIMITED 2 1 3 33.33
293 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
294 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
295 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
296 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
297 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
298 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
299 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
300 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
301 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
302 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
303 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
304 AIF Securities Limited 4 0 4 0.00 2004-11-02
305 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
306 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
307 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
308 Alpha Nova Capital Management Limited 2 2 4 50.00
309 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
310 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
311 Arta Global Futures Limited 2 2 4 50.00
312 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
313 BEAR BRIGHT LIMITED 2 2 4 50.00
314 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
315 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
316 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
317 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
318 China Integrity Investment Limited 2 2 4 50.00
319 CHUANGS & CO. LIMITED 3 1 4 25.00
320 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
321 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
322 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
323 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
324 COL Securities (HK) Limited 3 1 4 25.00
325 COMGEST FAR EAST LIMITED 2 2 4 50.00
326 CTW SECURITIES LIMITED 2 2 4 50.00
327 CUPOLA CAPITAL LIMITED 3 1 4 25.00
328 DAH SING SECURITIES LIMITED 2 2 4 50.00
329 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
330 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
331 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
332 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
333 EQT Partners Asia Limited 2 2 4 50.00
334 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
335 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
336 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
337 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
338 GCAM Limited 2 2 4 50.00 2004-10-19
339 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
340 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
341 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
342 Goldin Equities Limited 2 2 4 50.00
343 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
344 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
345 Grit Securities Limited 2 2 4 50.00
346 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
347 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
348 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
349 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
350 HIP HING SECURITIES LIMITED 2 2 4 50.00
351 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
352 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
353 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
354 HOU TAK SECURITIES LIMITED 2 2 4 50.00
355 HSZ (HONG KONG) LIMITED 3 1 4 25.00
356 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
357 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
358 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
359 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
360 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
361 JK Capital Management Limited 3 1 4 25.00
362 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
363 Kaiser KT Capital Limited 3 1 4 25.00
364 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
365 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
366 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
367 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
368 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
369 Lombard Investments (HK) Limited 2 2 4 50.00
370 Longitude Asia Limited 3 1 4 25.00
371 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
372 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
373 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
374 MEAG Hong Kong Limited 3 1 4 25.00
375 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
376 MEGABASE SECURITIES LIMITED 2 2 4 50.00
377 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
378 Merdeka Securities Limited 3 1 4 25.00
379 MING HON SECURITIES LIMITED 3 1 4 25.00
380 MLI LIMITED (d2018-03-29) 2 2 4 50.00
381 Nittan Securities Asia Limited 2 2 4 50.00
382 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
383 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
384 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
385 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
386 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
387 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
388 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
389 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
390 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
391 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
392 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
393 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
394 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
395 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
396 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
397 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
398 SIU YIP COMMODITY LIMITED 3 1 4 25.00
399 SPDB International Holdings Limited 4 0 4 0.00
400 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
401 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
402 T & F Equities Limited 2 2 4 50.00 2005-11-23
403 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
404 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
405 Tensant Securities Limited 2 2 4 50.00 2004-08-25
406 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
407 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
408 Tokio Marine Investment Services, Limited 3 1 4 25.00
409 Towers Watson Hong Kong Limited 3 1 4 25.00
410 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
411 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
412 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
413 Vantum Futures Limited 2 2 4 50.00
414 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
415 VMS Securities Limited 2 2 4 50.00
416 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
417 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
418 WILBY SECURITIES LIMITED 2 2 4 50.00
419 YARDLEY SECURITIES LIMITED 2 2 4 50.00
420 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
421 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
422 abrdn Hong Kong Limited 3 2 5 40.00
423 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
424 ALPS ADVISORY (HK) LIMITED 2 3 5 60.00
425 ALTUS CAPITAL LIMITED 2 3 5 60.00
426 AMPLE CAPITAL LIMITED 3 2 5 40.00
427 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
428 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
429 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
430 Averest Capital Limited 2 3 5 60.00
431 Black Marble Securities Limited 2 3 5 60.00
432 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
433 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
434 CCB Securities Limited 2 3 5 60.00
435 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
436 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
437 ChapmanCraig Limited 2 3 5 60.00
438 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
439 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
440 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
441 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
442 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
443 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
444 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
445 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
446 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
447 EAA SECURITIES LIMITED 3 2 5 40.00
448 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
449 F. R. ZIMMERN LIMITED 2 3 5 60.00
450 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
451 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
452 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
453 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
454 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
455 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
456 Goldbridge Securities Limited 3 2 5 40.00
457 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
458 Grand Cartel Securities Company Limited 2 3 5 60.00
459 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
460 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
461 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
462 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
463 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
464 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
465 HOI SANG SECURITIES LIMITED 3 2 5 40.00
466 HOORAY SECURITIES LIMITED 3 2 5 40.00
467 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
468 HUNG SING FUTURES LIMITED 2 3 5 60.00
469 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
470 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
471 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
472 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
473 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
474 Kam Wah Investments Limited 2 3 5 60.00
475 KB Securities Hong Kong Limited 2 3 5 60.00
476 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
477 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
478 Mackenzie Investments Asia Limited 3 2 5 40.00
479 MAGUSTA FUTURES LIMITED 2 3 5 60.00
480 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
481 Metaverse Securities Limited (HK) 5 0 5 0.00
482 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
483 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
484 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
485 MORTON SECURITIES LIMITED 2 3 5 60.00
486 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
487 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
488 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
489 Optima Capital Limited 3 2 5 40.00
490 Oreana Financial Services Limited 2 3 5 60.00
491 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
492 PO LEE SECURITIES LIMITED 2 3 5 60.00
493 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
494 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
495 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
496 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
497 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
498 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
499 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
500 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
501 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
502 SHACOM FUTURES LIMITED 3 2 5 40.00
503 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
504 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
505 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
506 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
507 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
508 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
509 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
510 TAIFAIR FUTURES LIMITED 2 3 5 60.00
511 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
512 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
513 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
514 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
515 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
516 WAH SANG SECURITIES LIMITED 2 3 5 60.00
517 WAH THAI SECURITIES LIMITED 3 2 5 40.00
518 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
519 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
520 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
521 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
522 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
523 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
524 Zhongrong International Futures Co., Limited 2 3 5 60.00
525 Zijing Capital Limited 2 3 5 60.00 2003-05-07
526 3V Capital Limited 3 3 6 50.00 2005-07-18
527 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
528 Absolute Investment Management (HK) Limited 3 3 6 50.00
529 Aevitas Securities Limited 2 4 6 66.67
530 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
531 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
532 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
533 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
534 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
535 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
536 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
537 BLOOMYEARS LIMITED 2 4 6 66.67
538 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
539 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
540 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
541 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
542 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
543 China Reserve Securities Limited 3 3 6 50.00
544 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
545 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
546 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
547 Delta Asia Wealth Management Limited 2 4 6 66.67
548 DNB Asset Management (Asia) Limited 3 3 6 50.00
549 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
550 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
551 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
552 Finet Securities Limited 3 3 6 50.00
553 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
554 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
555 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
556 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
557 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
558 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
559 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
560 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
561 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
562 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
563 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
564 iFAST Securities (HK) Limited 3 3 6 50.00
565 INTERCHINA FUTURES LIMITED 2 4 6 66.67
566 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
567 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
568 iTTa Capital Limited 2 4 6 66.67 2003-05-29
569 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
570 KWOK HING SECURITIES LIMITED 2 4 6 66.67
571 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
572 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
573 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
574 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
575 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
576 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
577 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
578 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
579 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
580 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
581 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
582 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
583 Public Securities Limited 2 4 6 66.67
584 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
585 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
586 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
587 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
588 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
589 ROSA SECURITIES LIMITED 3 3 6 50.00
590 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
591 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
592 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
593 SIU ON SECURITIES LIMITED 2 4 6 66.67
594 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
595 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
596 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
597 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
598 TANG KEE SECURITIES LIMITED 3 3 6 50.00
599 Templewater Hong Kong Limited 2 4 6 66.67
600 THING ON SECURITIES LIMITED 2 4 6 66.67
601 TRUTH SECURITIES LIMITED 4 2 6 33.33
602 United Securities Limited (HK) 1 5 6 83.33
603 Value Partners Private Equity Limited 3 3 6 50.00
604 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
605 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
606 Waton Securities International Limited 2 4 6 66.67
607 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
608 Win Securities Limited 3 3 6 50.00
609 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
610 YF FUTURES COMPANY LIMITED 2 4 6 66.67
611 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
612 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
613 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
614 Allard Partners Limited 2 5 7 71.43
615 AM Squared Limited 2 5 7 71.43 2005-06-30
616 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
617 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
618 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
619 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
620 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
621 BOWEN ASIA LIMITED 5 2 7 28.57
622 Broadway Wealth Management Limited 1 6 7 85.71
623 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
624 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
625 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
626 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
627 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
628 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
629 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
630 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
631 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
632 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
633 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
634 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
635 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
636 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
637 FAIRWIN BROKING LIMITED 2 5 7 71.43
638 FDB Financial Group Limited 4 3 7 42.86
639 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
640 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
641 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
642 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
643 Goldyard Capital Limited 2 5 7 71.43
644 GT CAPITAL LIMITED 2 5 7 71.43
645 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
646 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
647 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
648 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
649 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
650 KILMOREY SECURITIES LIMITED 2 5 7 71.43
651 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
652 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
653 Matrix Securities Limited 5 2 7 28.57
654 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
655 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
656 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
657 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
658 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
659 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
660 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
661 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
662 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
663 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
664 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
665 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
666 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
667 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
668 STANDARD & POOR'S, LLC 2 5 7 71.43
669 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
670 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
671 SUN'S FUTURE LIMITED 3 4 7 57.14
672 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
673 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
674 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
675 TC Investment Management (Asia) Limited 2 5 7 71.43
676 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
677 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
678 Wanhai Securities (HK) Limited 3 4 7 57.14
679 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
680 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
681 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
682 AJ Securities Limited 2 6 8 75.00
683 Anli Securities Limited 2 6 8 75.00
684 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
685 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
686 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
687 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
688 CES International Commodities (HK) Limited 3 5 8 62.50
689 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
690 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
691 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
692 CS Wealth Securities Limited 4 4 8 50.00
693 CSC ASIA LIMITED 5 3 8 37.50
694 CVC Asia Pacific Limited 3 5 8 62.50
695 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
696 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
697 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
698 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
699 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
700 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
701 GIGA (HONG KONG) LIMITED 2 6 8 75.00
702 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
703 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
704 Imagi Brokerage Limited 3 5 8 62.50
705 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
706 Interactive Brokers LLC 2 6 8 75.00
707 Joy Silver Limited 4 4 8 50.00
708 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
709 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
710 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
711 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
712 MCP Holdings Limited (HK) 3 5 8 62.50
713 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
714 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
715 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
716 Oshidori Securities Limited 3 5 8 62.50
717 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
718 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
719 Public Financial Securities Limited 2 6 8 75.00
720 Rifa Securities Limited 2 6 8 75.00
721 SDHG International Securities Limited 3 5 8 62.50
722 SINOMAX SECURITIES LIMITED 2 6 8 75.00
723 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
724 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
725 Standard Commodities (Asia) Limited 3 5 8 62.50
726 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
727 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
728 WING FUNG SECURITIES LIMITED 2 6 8 75.00
729 Yunfeng Financial Markets Limited 3 5 8 62.50
730 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
731 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
732 Anuenue Securities Limited 4 5 9 55.56
733 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
734 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
735 BOKHARY SECURITIES LIMITED 2 7 9 77.78
736 Bradbury Securities Limited 2 7 9 77.78
737 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
738 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
739 Capital International, Inc. 2 7 9 77.78
740 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
741 China Finance KAB Limited 2 7 9 77.78 2004-12-23
742 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
743 ETRADE SECURITIES LIMITED 2 7 9 77.78
744 Everbright Securities Global (HK) Limited 2 7 9 77.78
745 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
746 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
747 GLS SECURITIES LIMITED 2 7 9 77.78
748 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
749 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
750 HENIK SECURITIES LIMITED 2 7 9 77.78
751 Hongkong Bay Securities Limited 2 7 9 77.78
752 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
753 Huayu Securities Limited 2 7 9 77.78
754 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
755 K.K.M. SECURITIES LIMITED 2 7 9 77.78
756 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
757 KMT SECURITIES LIMITED 2 7 9 77.78
758 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
759 LUEN HING SECURITIES LIMITED 3 6 9 66.67
760 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
761 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
762 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
763 Neutral Financial Holding Company Limited 2 7 9 77.78
764 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
765 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
766 SELINA & CO. LIMITED (HK) 2 7 9 77.78
767 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
768 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
769 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
770 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
771 SJS Markets Limited 3 6 9 66.67 2005-03-02
772 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
773 SPS COMMODITIES LIMITED 2 7 9 77.78
774 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
775 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
776 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
777 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
778 WING ON SECURITIES LIMITED 2 7 9 77.78
779 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
780 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
781 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
782 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
783 ANGUS MOORE LIMITED 3 7 10 70.00
784 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
785 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
786 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
787 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
788 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
789 FE SECURITIES LIMITED 4 6 10 60.00
790 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
791 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
792 HANG SENG FUTURES LIMITED 2 8 10 80.00
793 Hao Tian International Securities Limited 2 8 10 80.00
794 HERMES SECURITIES LIMITED 2 8 10 80.00
795 Hong Kong Stock Link Securities Limited 3 7 10 70.00
796 HPEF Venture Partners Limited 5 5 10 50.00
797 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
798 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
799 Huajin Corporate Finance (International) Limited 5 5 10 50.00
800 iBest Securities Company Limited 3 7 10 70.00
801 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
802 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
803 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
804 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
805 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
806 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
807 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
808 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
809 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
810 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
811 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
812 SOLID KING SECURITIES LIMITED 3 7 10 70.00
813 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
814 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
815 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
816 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
817 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
818 VC CAPITAL LIMITED 4 6 10 60.00
819 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
820 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
821 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
822 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
823 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
824 BULLISH SECURITIES LIMITED 2 9 11 81.82
825 BUSINESS FUTURES LIMITED 3 8 11 72.73
826 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
827 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
828 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
829 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
830 EVERHOT SECURITIES LIMITED 3 8 11 72.73
831 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
832 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
833 Income Partners Asset Management (HK) Limited 4 7 11 63.64
834 Instinet Alpha Trading Limited 6 5 11 45.45
835 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
836 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
837 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
838 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
839 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
840 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
841 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
842 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
843 ORIENT SECURITIES LIMITED 2 9 11 81.82
844 Planetree Futures Limited 4 7 11 63.64
845 ROOFER SECURITIES LIMITED 2 9 11 81.82
846 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
847 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
848 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
849 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
850 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
851 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
852 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
853 Well Link Securities Limited 2 9 11 81.82 2005-11-11
854 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
855 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
856 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
857 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
858 Fubon Capital (HK) Limited 5 7 12 58.33
859 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
860 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
861 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
862 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
863 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
864 LIM ADVISORS LIMITED 5 7 12 58.33
865 Minerva Holding Financial Securities Limited 3 9 12 75.00
866 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
867 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
868 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
869 Rich Union Securities (H.K.) Limited 5 7 12 58.33
870 SEEKERS MARKETS LIMITED 2 10 12 83.33
871 Sinofortune Financial Capital Limited 3 9 12 75.00
872 St. James's Place (Hong Kong) Limited 3 9 12 75.00
873 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
874 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
875 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
876 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
877 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
878 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
879 WING FAT SECURITIES LIMITED 3 9 12 75.00
880 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
881 AIF CAPITAL LIMITED 6 7 13 53.85
882 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
883 Bright Fund Management Limited 3 10 13 76.92
884 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
885 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
886 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
887 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
888 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
889 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
890 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
891 EAST ASIA FUTURES LIMITED 2 11 13 84.62
892 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
893 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
894 HING WONG SECURITIES LIMITED 3 10 13 76.92
895 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
896 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
897 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
898 M&F Asset Management Limited 3 10 13 76.92
899 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
900 MANGO FINANCIAL LIMITED 2 11 13 84.62
901 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
902 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
903 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
904 RPS INVESTMENT LIMITED 4 9 13 69.23
905 SBI China Capital Financial Services Limited 3 10 13 76.92
906 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
907 TANG PING KONG LIMITED 3 10 13 76.92
908 Tyche Group Limited 3 10 13 76.92
909 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
910 Virtu ITG Hong Kong Limited 4 9 13 69.23
911 WINTECH SECURITIES LIMITED 3 10 13 76.92
912 Wisetrade Securities Limited 3 10 13 76.92
913 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
914 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
915 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
916 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
917 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
918 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
919 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
920 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
921 LAMTEX SECURITIES LIMITED 3 11 14 78.57
922 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
923 LUEN SING SECURITIES LIMITED 4 10 14 71.43
924 MALAHON SECURITIES LIMITED 2 12 14 85.71
925 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
926 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
927 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
928 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
929 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
930 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
931 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
932 CBH Asia Limited 2 13 15 86.67
933 ELSTONE SECURITIES LIMITED 4 11 15 73.33
934 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
935 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
936 HANG TAI SECURITIES LIMITED 2 13 15 86.67
937 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
938 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
939 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
940 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
941 ONSHINE SECURITIES LIMITED 3 12 15 80.00
942 Open Securities Limited 4 11 15 73.33
943 PineBridge Investments Hong Kong Limited 4 11 15 73.33
944 PO SANG SECURITIES LIMITED 2 13 15 86.67
945 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
946 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
947 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
948 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
949 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
950 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
951 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
952 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
953 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
954 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
955 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
956 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
957 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
958 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
959 Polaris Capital (Asia) Limited 4 12 16 75.00
960 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
961 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
962 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
963 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
964 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
965 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
966 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
967 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
968 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
969 Belvest Investment Services Limited 3 14 17 82.35
970 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
971 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
972 CTBC Asia Limited 6 11 17 64.71 2004-01-14
973 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
974 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
975 Glory Sun Securities Limited 3 14 17 82.35
976 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
977 HUNG SING SECURITIES LIMITED 2 15 17 88.24
978 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
979 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
980 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
981 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
982 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
983 Shacom Securities Limited 2 15 17 88.24
984 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
985 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
986 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
987 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
988 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
989 BEA Union Investment Management Limited 5 13 18 72.22
990 BERICH BROKERAGE LIMITED 4 14 18 77.78
991 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
992 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
993 China Tonghai (IA) Limited 5 13 18 72.22
994 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
995 CMB International Global Markets Limited 5 13 18 72.22
996 EWARTON SECURITIES LIMITED 3 15 18 83.33
997 GAOYU SECURITIES LIMITED 4 14 18 77.78
998 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
999 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
1000 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
1001 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1002 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
1003 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1004 ADMIS Hong Kong Limited 3 16 19 84.21
1005 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
1006 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
1007 CC Finance Limited 4 15 19 78.95 2006-04-20
1008 CSC FUTURES (HK) LIMITED 3 16 19 84.21
1009 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
1010 KINGSTON FUTURES LIMITED 2 17 19 89.47
1011 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
1012 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1013 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
1014 Planetree Securities Limited 4 15 19 78.95
1015 SBI China Capital Commodities Limited 2 17 19 89.47
1016 Shang International Finance Limited 6 13 19 68.42
1017 SPS SECURITIES LIMITED 5 14 19 73.68
1018 Sun Life Financial Asia Services Limited 2 17 19 89.47
1019 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
1020 CAIIS Limited 2 18 20 90.00 2006-05-23
1021 CSI Corporate Finance (HK) Limited 7 13 20 65.00
1022 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
1023 GAYANG SECURITIES LIMITED 2 18 20 90.00
1024 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
1025 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
1026 MTF SECURITIES LIMITED 2 18 20 90.00
1027 MUSHK Limited 6 14 20 70.00
1028 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
1029 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1030 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1031 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
1032 BUSINESS SECURITIES LIMITED 3 18 21 85.71
1033 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
1034 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
1035 HENYEP SECURITIES LIMITED 3 18 21 85.71
1036 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1037 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
1038 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
1039 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
1040 NEW TREND FUTURES LIMITED 4 17 21 80.95
1041 orientiert XYZ Securities Limited 2 19 21 90.48 2004-12-03
1042 YICKO SECURITIES LIMITED 4 17 21 80.95
1043 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
1044 DL BROKERAGE LIMITED 3 19 22 86.36
1045 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
1046 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
1047 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
1048 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
1049 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
1050 HANG SENG SECURITIES LIMITED 4 19 23 82.61
1051 INSTINET PACIFIC LIMITED 5 18 23 78.26
1052 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
1053 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
1054 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
1055 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
1056 WINFULL SECURITIES LIMITED 3 20 23 86.96
1057 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
1058 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
1059 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
1060 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
1061 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
1062 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
1063 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
1064 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
1065 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
1066 CGS International Securities Hong Kong Limited 5 20 25 80.00
1067 CHONG HING SECURITIES LIMITED 4 21 25 84.00
1068 Essence International Financial Holdings Limited 2 23 25 92.00
1069 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
1070 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
1071 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
1072 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
1073 LEHIN SECURITIES LIMITED 3 22 25 88.00
1074 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
1075 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
1076 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
1077 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
1078 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
1079 CLSA FUTURES LIMITED 3 23 26 88.46
1080 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
1081 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
1082 HPEF Capital Partners Limited 6 20 26 76.92
1083 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
1084 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
1085 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
1086 Success Securities Limited 2 24 26 92.31
1087 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
1088 VALUE PARTNERS LIMITED 6 21 27 77.78
1089 Well Link International Securities Limited 3 24 27 88.89
1090 Amundi Hong Kong Limited 6 22 28 78.57
1091 BOCI RESEARCH LIMITED 2 26 28 92.86
1092 Fosun International Securities Limited 5 23 28 82.14
1093 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
1094 GAM HONG KONG LIMITED 4 24 28 85.71
1095 SBI China Capital Securities Limited 3 25 28 89.29
1096 WIN WONG SECURITIES LIMITED 2 26 28 92.86
1097 WOCOM LIMITED (HK) 4 24 28 85.71
1098 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
1099 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
1100 KAISER SECURITIES LIMITED 3 26 29 89.66
1101 Mason Futures Limited (HK) 3 26 29 89.66
1102 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
1103 PineBridge Investments Asia Limited 3 26 29 89.66
1104 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
1105 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
1106 Citadel Asia Limited 3 27 30 90.00 2005-10-21
1107 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
1108 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
1109 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
1110 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
1111 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
1112 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
1113 CASH Wealth Management Limited 4 27 31 87.10
1114 DWS Investments Hong Kong Limited 6 25 31 80.65
1115 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
1116 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
1117 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1118 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
1119 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
1120 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
1121 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
1122 Beevest Securities Limited 5 28 33 84.85 2005-03-07
1123 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
1124 Prime Cdex Securities Limited 5 28 33 84.85
1125 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
1126 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
1127 KAISER FUTURES LIMITED 3 31 34 91.18
1128 PEACE TOWN FOREX LIMITED 4 30 34 88.24
1129 WOCOM SECURITIES LIMITED 5 29 34 85.29
1130 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
1131 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
1132 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
1133 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
1134 OnePlatform Securities Limited 2 33 35 94.29
1135 Taiping Securities (HK) Co Limited 4 31 35 88.57
1136 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
1137 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
1138 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
1139 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
1140 Mason Securities Limited 3 33 36 91.67
1141 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
1142 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
1143 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
1144 ICEA CAPITAL LIMITED 5 33 38 86.84
1145 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
1146 Sinofortune Securities Limited 3 35 38 92.11
1147 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
1148 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
1149 BOCI ASIA LIMITED 9 31 40 77.50
1150 CLSA RESEARCH LIMITED 2 38 40 95.00
1151 FWD Financial Planning Limited (HK) 3 37 40 92.50
1152 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
1153 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
1154 CVP Securities Limited 4 38 42 90.48 2004-07-09
1155 iBest Consultants Limited 2 40 42 95.24
1156 TSE'S SECURITIES LIMITED 2 40 42 95.24
1157 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
1158 RBS Asia Corporate Finance Limited 6 37 43 86.05
1159 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
1160 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
1161 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
1162 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
1163 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
1164 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
1165 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
1166 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
1167 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
1168 INVESCO HONG KONG LIMITED 5 40 45 88.89
1169 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
1170 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
1171 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
1172 VC FUTURES LIMITED 4 43 47 91.49
1173 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
1174 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
1175 Rakuten Securities Hong Kong Limited 2 46 48 95.83
1176 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
1177 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
1178 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
1179 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
1180 Newedge Broker Limited 4 45 49 91.84
1181 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
1182 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
1183 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
1184 Funderstone Futures Limited 2 48 50 96.00
1185 KINGSTON SECURITIES LIMITED 3 47 50 94.00
1186 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
1187 SANFULL SECURITIES LIMITED 5 45 50 90.00
1188 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
1189 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
1190 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
1191 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
1192 Funderstone Securities Limited 4 50 54 92.59
1193 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
1194 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
1195 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
1196 T G HOLBORN (HK) LIMITED 3 52 55 94.55
1197 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
1198 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
1199 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
1200 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
1201 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
1202 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
1203 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
1204 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
1205 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
1206 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
1207 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
1208 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
1209 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
1210 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
1211 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
1212 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
1213 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
1214 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
1215 EMPEROR FUTURES LIMITED 5 67 72 93.06
1216 VC BROKERAGE LIMITED 3 69 72 95.83
1217 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
1218 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
1219 YF Life Investors Limited 3 71 74 95.95 2004-08-30
1220 JPMorgan Funds (Asia) Limited 5 70 75 93.33
1221 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
1222 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
1223 China International Capital Corporation (International) Limited 6 70 76 92.11
1224 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
1225 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
1226 FIL Investment Advisors 6 71 77 92.21
1227 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
1228 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
1229 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
1230 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
1231 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
1232 Lion Global Financial Limited 3 81 84 96.43
1233 CORPORATE BROKERS LIMITED 3 82 85 96.47
1234 FT Securities Limited 3 82 85 96.47 2005-09-22
1235 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
1236 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
1237 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
1238 GET NICE SECURITIES LIMITED 6 85 91 93.41
1239 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
1240 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
1241 CITIC Securities Futures (HK) Limited 4 90 94 95.74
1242 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
1243 Quam Securities Limited 7 90 97 92.78 2004-10-15
1244 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
1245 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
1246 CLSA LIMITED 6 97 103 94.17
1247 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
1248 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
1249 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
1250 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
1251 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
1252 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
1253 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
1254 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
1255 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
1256 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
1257 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
1258 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
1259 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
1260 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
1261 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
1262 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
1263 CES Forex (HK) Limited 4 142 146 97.26
1264 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
1265 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
1266 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
1267 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
1268 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
1269 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
1270 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
1271 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
1272 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
1273 Merrill Lynch Far East Limited 10 212 222 95.50
1274 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
1275 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
1276 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
1277 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
1278 KGI ASIA LIMITED 13 237 250 94.80
1279 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
1280 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
1281 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
1282 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
1283 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
1284 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
1285 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
1286 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
1287 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
1288 CES Commodities (HK) Limited 8 318 326 97.55
1289 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
1290 Sun Life Hong Kong Limited 2 396 398 99.50
1291 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
1292 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
1293 Citigroup Global Markets Asia Limited 15 497 512 97.07
1294 OnePlatform Asset Management Limited 3 518 521 99.42
1295 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
1296 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
1297 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
1298 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
1299 WM (HK) Limited 2 1358 1360 99.85
1299 Average 3.11 21.62 24.72 87.43

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