SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 WM (HK) Limited 2 1358 1360 99.85
2 Manulife Investment Management (Hong Kong) Limited 6 1305 1311 99.54
3 Morgan Stanley Asia Limited 16 745 761 97.90 2006-04-07
4 Merrill Lynch (Asia Pacific) Limited 15 634 649 97.69
5 GOLDMAN SACHS (ASIA) L.L.C. 40 626 666 93.99
6 OnePlatform Asset Management Limited 3 518 521 99.42
7 Citigroup Global Markets Asia Limited 15 497 512 97.07
8 PHILLIP SECURITIES (HONG KONG) LIMITED 4 474 478 99.16
9 Everbright Securities Investment Services (HK) Limited 11 453 464 97.63
10 Sun Life Hong Kong Limited 2 396 398 99.50
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 321 332 96.69 2003-10-15
12 CES Commodities (HK) Limited 8 318 326 97.55
13 LEHMAN BROTHERS ASIA LIMITED 13 299 312 95.83
14 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 294 302 97.35 2003-09-30
15 Morgan Stanley Hong Kong Futures Limited 5 292 297 98.32
16 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 291 296 98.31 2006-01-25
17 Credit Suisse (Hong Kong) Limited 25 290 315 92.06
18 PHILLIP COMMODITIES (H.K.) LIMITED 3 285 288 98.96 2003-12-09
19 ZURICH ADVISORY (HK) LIMITED 1 285 286 99.65
20 Tung Shing Securities (Brokers) Limited 4 259 263 98.48
21 UBS SECURITIES ASIA LIMITED 7 257 264 97.35
22 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 5 243 248 97.98
23 KGI ASIA LIMITED 13 237 250 94.80
24 CELESTIAL SECURITIES LIMITED 8 231 239 96.65 2004-03-13
25 HAITONG INTERNATIONAL FUTURES LIMITED 7 225 232 96.98
26 MACQUARIE CAPITAL LIMITED 12 223 235 94.89
27 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 212 217 97.70
28 Merrill Lynch Far East Limited 10 212 222 95.50
29 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 202 213 94.84
30 UOB KAY HIAN (HONG KONG) LIMITED 4 194 198 97.98
31 KGI FUTURES (HONG KONG) LIMITED 8 187 195 95.90
32 GOLDMAN SACHS FUTURES (ASIA) LIMITED 10 178 188 94.68
33 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 176 183 96.17
34 CITIC Securities Brokerage (HK) Limited 7 155 162 95.68
35 DEUTSCHE SECURITIES ASIA LIMITED 4 144 148 97.30 2004-01-08
36 CES Forex (HK) Limited 4 142 146 97.26
37 HSBC BROKING SECURITIES (ASIA) LIMITED 9 137 146 93.84
38 FIL Investment Management (Hong Kong) Limited 7 135 142 95.07
39 CELESTIAL COMMODITIES LIMITED 5 134 139 96.40
40 HONG KONG FOREX INVESTMENT LIMITED 3 133 136 97.79
41 BOCI SECURITIES LIMITED 8 132 140 94.29 2004-03-01
42 HSBC BROKING FUTURES (ASIA) LIMITED 3 132 135 97.78
43 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 129 138 93.48
44 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 125 131 95.42
45 BARCLAYS CAPITAL ASIA LIMITED 11 121 132 91.67 2005-01-12
46 DBS VICKERS (HONG KONG) LIMITED 5 120 125 96.00 2003-10-14
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 116 123 94.31
48 EAST ASIA SECURITIES COMPANY LIMITED 2 116 118 98.31
49 CENTALINE WEALTH MANAGEMENT LIMITED 2 114 116 98.28 2004-04-02
50 HSBC BROKING FOREX (ASIA) LIMITED 3 109 112 97.32
51 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 107 115 93.04 2003-12-02
52 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 104 110 94.55
53 BEAR STEARNS ASIA LIMITED 17 98 115 85.22 2005-11-29
54 PRUDENTIAL BROKERAGE LIMITED 3 98 101 97.03
55 CLSA LIMITED 6 97 103 94.17
56 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 97 100 97.00
57 CINDA INTERNATIONAL SECURITIES LIMITED 4 91 95 95.79
58 CITIC Securities Futures (HK) Limited 4 90 94 95.74
59 Quam Securities Limited 7 90 97 92.78 2004-10-15
60 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 89 92 96.74
61 GET NICE SECURITIES LIMITED 6 85 91 93.41
62 CORPORATE BROKERS LIMITED 3 82 85 96.47
63 FT Securities Limited 3 82 85 96.47 2005-09-22
64 SG SECURITIES (HK) LIMITED 9 82 91 90.11 2003-12-16
65 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 81 86 94.19
66 Lion Global Financial Limited 3 81 84 96.43
67 SHUN LOONG SECURITIES COMPANY LIMITED 5 81 86 94.19
68 SOUTH CHINA SECURITIES LIMITED 3 78 81 96.30
69 BOCOM International Holdings Company Limited 9 77 86 89.53 2005-08-24
70 Credit Agricole Securities (Asia) Limited 8 76 84 90.48
71 FTL Wealth Management (HK) Limited 2 75 77 97.40 2005-06-28
72 CHIEF SECURITIES LIMITED 4 73 77 94.81 2006-04-20
73 CINDA INTERNATIONAL FUTURES LIMITED 5 73 78 93.59
74 FIL Investment Advisors 6 71 77 92.21
75 YF Life Investors Limited 3 71 74 95.95 2004-08-30
76 China International Capital Corporation (International) Limited 6 70 76 92.11
77 JPMorgan Funds (Asia) Limited 5 70 75 93.33
78 BNP PARIBAS SECURITIES (ASIA) LIMITED 8 69 77 89.61
79 FULBRIGHT SECURITIES LIMITED 5 69 74 93.24
80 Macquarie Corporate (Hong Kong) Limited 6 69 75 92.00
81 VC BROKERAGE LIMITED 3 69 72 95.83
82 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 68 70 97.14
83 MIB SECURITIES (HONG KONG) LIMITED 7 68 75 90.67
84 Tung Shing Futures (Brokers) Limited 2 68 70 97.14
85 BOCI COMMODITIES & FUTURES LIMITED 3 67 70 95.71 2004-11-17
86 EMPEROR FUTURES LIMITED 5 67 72 93.06
87 HSBC Global Asset Management (Hong Kong) Limited 11 67 78 85.90 2006-03-29
88 Morgan Stanley Hong Kong Securities Limited 4 67 71 94.37
89 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 65 70 92.86
90 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 64 70 91.43
91 HSBC LIFE (INTERNATIONAL) LIMITED 2 63 65 96.92
92 SOUTH CHINA COMMODITIES LIMITED 3 63 66 95.45
93 Credit Suisse Securities (Hong Kong) Limited 7 62 69 89.86
94 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 61 64 95.31
95 MACQUARIE EQUITIES (ASIA) LIMITED 3 61 64 95.31
96 Yuanta Asia Investment (Hong Kong) Limited 12 61 73 83.56 2003-08-13
97 EMPEROR SECURITIES LIMITED (HK) 6 58 64 90.63
98 JPMorgan Asset Management (Asia Pacific) Limited 8 58 66 87.88 2006-02-16
99 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 12 55 67 82.09 2004-05-31
100 Nomura Asia Investment (Hong Kong) Limited 3 55 58 94.83
101 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 54 58 93.10 2003-10-31
102 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 54 57 94.74
103 Credit Suisse Futures (Hong Kong) Limited 3 52 55 94.55
104 T G HOLBORN (HK) LIMITED 3 52 55 94.55
105 Daiwa Capital Markets Hong Kong Limited 9 50 59 84.75
106 Funderstone Securities Limited 4 50 54 92.59
107 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 49 55 89.09 2005-02-15
108 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 48 55 87.27
109 Funderstone Futures Limited 2 48 50 96.00
110 LUEN FAT SECURITIES COMPANY LIMITED 5 48 53 90.57
111 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 47 54 87.04
112 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 95.92 2004-12-16
113 KINGSTON SECURITIES LIMITED 3 47 50 94.00
114 RHB SECURITIES HONG KONG LIMITED 3 47 50 94.00 2006-11-17
115 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 46 49 93.88
116 FWD Life Insurance Company (Bermuda) Limited 2 46 48 95.83
117 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 46 49 93.88
118 Rakuten Securities Hong Kong Limited 2 46 48 95.83
119 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2003-09-24
120 Newedge Broker Limited 4 45 49 91.84
121 SANFULL SECURITIES LIMITED 5 45 50 90.00
122 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 44 48 91.67
123 SHUN LOONG FUTURES LIMITED 4 44 48 91.67
124 Standard Chartered Securities (Hong Kong) Limited 6 43 49 87.76
125 UBS SECURITIES HONG KONG LIMITED 6 43 49 87.76
126 VC FUTURES LIMITED 4 43 47 91.49
127 CHIEF COMMODITIES LIMITED 5 42 47 89.36 2006-05-17
128 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 42 43 97.67
129 SINOPAC SECURITIES (ASIA) LIMITED 10 42 52 80.77
130 CHOW SANG SANG SECURITIES LIMITED 3 41 44 93.18
131 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 95.35
132 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 41 43 95.35
133 Allianz Global Investors Hong Kong Limited 6 40 46 86.96
134 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 40 51 78.43 2005-06-06
135 iBest Consultants Limited 2 40 42 95.24
136 INVESCO HONG KONG LIMITED 5 40 45 88.89
137 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 90.91
138 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 40 44 90.91 2004-10-14
139 Rothschild & Co Hong Kong Limited 5 40 45 88.89 2005-04-27
140 TSE'S SECURITIES LIMITED 2 40 42 95.24
141 FIRST SHANGHAI SECURITIES LIMITED 5 39 44 88.64
142 Huarong International Securities Limited 5 39 44 88.64 2004-10-25
143 CLSA RESEARCH LIMITED 2 38 40 95.00
144 CORPORATE COMMODITIES LIMITED 3 38 41 92.68
145 CVP Securities Limited 4 38 42 90.48 2004-07-09
146 ABCI Securities Company Limited 8 37 45 82.22 2005-11-15
147 FWD Financial Planning Limited (HK) 3 37 40 92.50
148 RBS Asia Corporate Finance Limited 6 37 43 86.05
149 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 36 43 83.72
150 DELTA ASIA SECURITIES LIMITED 2 35 37 94.59
151 Evergrande Securities (Hong Kong) Limited 4 35 39 89.74
152 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 35 41 85.37
153 Sinofortune Securities Limited 3 35 38 92.11
154 ALTRUIST FINANCIAL GROUP LIMITED 2 34 36 94.44 2004-01-20
155 MIB FUTURES (HONG KONG) LIMITED 2 34 36 94.44
156 ICEA CAPITAL LIMITED 5 33 38 86.84
157 LEHMAN BROTHERS SECURITIES ASIA LIMITED 5 33 38 86.84
158 Mason Securities Limited 3 33 36 91.67
159 OnePlatform Securities Limited 2 33 35 94.29
160 CHRISTFUND SECURITIES LIMITED 4 32 36 88.89
161 GET NICE FUTURES COMPANY LIMITED 3 32 35 91.43
162 MIZUHO SECURITIES ASIA LIMITED 7 32 39 82.05
163 UNITED SIMSEN FOREX DEALERS LIMITED 3 32 35 91.43
164 BOCI ASIA LIMITED 9 31 40 77.50
165 KAISER FUTURES LIMITED 3 31 34 91.18
166 Taiping Securities (HK) Co Limited 4 31 35 88.57
167 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
168 PEACE TOWN FOREX LIMITED 4 30 34 88.24
169 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
170 AXA Financial Planning (Hong Kong) Limited 5 29 34 85.29
171 GLOBAL INVESTMENT ADVISORS LIMITED 3 29 32 90.63 2005-01-27
172 Halbis Capital Management (Hong Kong) Limited 5 29 34 85.29 2005-06-23
173 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 29 36 80.56
174 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 29 32 90.63
175 UBS DERIVATIVES HONG KONG LIMITED 3 29 32 90.63
176 WOCOM SECURITIES LIMITED 5 29 34 85.29
177 Beevest Securities Limited 5 28 33 84.85 2005-03-07
178 Prime Cdex Securities Limited 5 28 33 84.85
179 UPBEST SECURITIES COMPANY LIMITED 4 28 32 87.50
180 CASH Wealth Management Limited 4 27 31 87.10
181 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 27 29 93.10
182 Citadel Asia Limited 3 27 30 90.00 2005-10-21
183 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 27 35 77.14
184 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 27 30 90.00
185 KARL-THOMSON SECURITIES COMPANY LIMITED 3 27 30 90.00
186 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 72.97
187 ZHONGRONG PT SECURITIES LIMITED 5 27 32 84.38
188 AllianceBernstein Hong Kong Limited 7 26 33 78.79 2006-10-05
189 BlackRock (Hong Kong) Limited (d2017-01-20) 9 26 35 74.29
190 BOCI RESEARCH LIMITED 2 26 28 92.86
191 ETRADE SECURITIES (HONG KONG) LIMITED 9 26 35 74.29 2004-03-19
192 HANTEC SECURITIES CO., LIMITED 4 26 30 86.67
193 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 26 30 86.67
194 KAISER SECURITIES LIMITED 3 26 29 89.66
195 Mason Futures Limited (HK) 3 26 29 89.66
196 PARIBAS ASIA EQUITY LIMITED 3 26 29 89.66
197 PineBridge Investments Asia Limited 3 26 29 89.66
198 WIN WONG SECURITIES LIMITED 2 26 28 92.86
199 DWS Investments Hong Kong Limited 6 25 31 80.65
200 Goldman Sachs Investment Management Hong Kong Limited 5 25 30 83.33
201 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 83.33
202 SBI China Capital Securities Limited 3 25 28 89.29
203 SHUN LOONG FOREX COMPANY LIMITED 4 25 29 86.21
204 BANK CONSORTIUM TRUST COMPANY LIMITED 2 24 26 92.31
205 DBS ASIA CAPITAL LIMITED 5 24 29 82.76
206 FIRST SHANGHAI FUTURES LIMITED 3 24 27 88.89
207 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 85.71
208 GAM HONG KONG LIMITED 4 24 28 85.71
209 ONE CHINA SECURITIES LIMITED 2 24 26 92.31 2004-03-01
210 Success Securities Limited 2 24 26 92.31
211 Well Link International Securities Limited 3 24 27 88.89
212 WOCOM LIMITED (HK) 4 24 28 85.71
213 CLSA FUTURES LIMITED 3 23 26 88.46
214 Eastspring Investments (Hong Kong) Limited 3 23 26 88.46 2006-08-08
215 Essence International Financial Holdings Limited 2 23 25 92.00
216 Evergrande Futures (Hong Kong) Limited 3 23 26 88.46 2003-11-21
217 Fosun International Securities Limited 5 23 28 82.14
218 FULBRIGHT FUTURES LIMITED 2 23 25 92.00 2005-12-05
219 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 23 25 92.00
220 RHB FUTURES HONG KONG LIMITED 3 23 26 88.46 2005-09-28
221 SINO CAPITAL SECURITIES LIMITED 3 23 26 88.46
222 Amundi Hong Kong Limited 6 22 28 78.57
223 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 91.67
224 ENLIGHTEN SECURITIES LIMITED 2 22 24 91.67
225 Ge Shang Investment (Hong Kong) Limited 2 22 24 91.67
226 JF INTERNATIONAL MANAGEMENT INC. 3 22 25 88.00
227 LEHIN SECURITIES LIMITED 3 22 25 88.00
228 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 91.67
229 SPARX Asia Investment Advisors Limited 3 22 25 88.00 2004-04-20
230 UBS Asset Management (Hong Kong) Limited 7 22 29 75.86
231 CHONG HING SECURITIES LIMITED 4 21 25 84.00
232 Northern Trust Company of Hong Kong Limited (The) 4 21 25 84.00
233 PIPER JAFFRAY ASIA FUTURES LIMITED 3 21 24 87.50 2004-02-13
234 STOCKWELL SECURITIES LIMITED 3 21 24 87.50
235 VALUE PARTNERS LIMITED 6 21 27 77.78
236 CGS International Securities Hong Kong Limited 5 20 25 80.00
237 HPEF Capital Partners Limited 6 20 26 76.92
238 Nerico Brothers Limited (HK) 4 20 24 83.33 2004-11-30
239 OKACHI (HONG KONG) COMPANY LIMITED 3 20 23 86.96
240 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 80.00
241 VICTORY SECURITIES COMPANY LIMITED 4 20 24 83.33
242 WINFULL SECURITIES LIMITED 3 20 23 86.96
243 AMUNDI ASSET MANAGEMENT 7 19 26 73.08 2004-07-01
244 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 19 22 86.36
245 DL BROKERAGE LIMITED 3 19 22 86.36
246 Everbright Securities Digital Finance (HK) Limited 3 19 22 86.36
247 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
248 HANG SENG SECURITIES LIMITED 4 19 23 82.61
249 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 19 22 86.36
250 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 19 23 82.61 2006-09-12
251 KAM FAI SECURITIES CO., LIMITED 4 19 23 82.61
252 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 90.48
253 NATIXIS ASIA LIMITED 2 19 21 90.48 2004-10-19
254 orientiert XYZ Securities Limited 2 19 21 90.48 2004-12-03
255 BUSINESS SECURITIES LIMITED 3 18 21 85.71
256 CAIIS Limited 2 18 20 90.00 2006-05-23
257 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
258 First Sentier Investors (Hong Kong) Limited 7 18 25 72.00
259 GAYANG SECURITIES LIMITED 2 18 20 90.00
260 HENYEP SECURITIES LIMITED 3 18 21 85.71
261 INSTINET PACIFIC LIMITED 5 18 23 78.26
262 Legg Mason International Equities (Hong Kong) Limited 4 18 22 81.82
263 MTF SECURITIES LIMITED 2 18 20 90.00
264 Success Futures and Foreign Exchange Limited 4 18 22 81.82 2005-12-06
265 WING ON CHEONG SECURITIES COMPANY LIMITED 4 18 22 81.82
266 YU ON SECURITIES COMPANY LIMITED 2 18 20 90.00
267 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 17 19 89.47
268 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 17 19 89.47 2004-07-15
269 CSC SECURITIES (HK) LIMITED 7 17 24 70.83 2003-12-29
270 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
271 Julius Baer (Hong Kong) Limited 3 17 20 85.00 2006-09-14
272 KINGSTON FUTURES LIMITED 2 17 19 89.47
273 MF Global Hong Kong Limited 4 17 21 80.95 2005-08-26
274 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 17 20 85.00 2005-07-05
275 NEW TREND FUTURES LIMITED 4 17 21 80.95
276 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
277 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 89.47
278 SBI China Capital Commodities Limited 2 17 19 89.47
279 Sun Life Financial Asia Services Limited 2 17 19 89.47
280 YICKO SECURITIES LIMITED 4 17 21 80.95
281 ADMIS Hong Kong Limited 3 16 19 84.21
282 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 16 18 88.89
283 CSC FUTURES (HK) LIMITED 3 16 19 84.21
284 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 80.00
285 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 84.21
286 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 69.57
287 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 80.00
288 TAI SHING STOCK INVESTMENT CO. LIMITED 3 16 19 84.21
289 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
290 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
291 CC Finance Limited 4 15 19 78.95 2006-04-20
292 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
293 EWARTON SECURITIES LIMITED 3 15 18 83.33
294 HSBC FUTURES (SINGAPORE) PTE LTD 2 15 17 88.24
295 HUNG SING SECURITIES LIMITED 2 15 17 88.24
296 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 83.33
297 Planetree Securities Limited 4 15 19 78.95
298 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
299 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 83.33
300 Shacom Securities Limited 2 15 17 88.24
301 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 88.24
302 SUN GROWTH SECURITIES LIMITED 2 15 17 88.24
303 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
304 AP Asset Management (HK) Limited 3 14 17 82.35 2004-07-07
305 ASSET MANAGEMENT GROUP LIMITED 2 14 16 87.50 2006-01-17
306 Belvest Investment Services Limited 3 14 17 82.35
307 BERICH BROKERAGE LIMITED 4 14 18 77.78
308 CAPITAL RESEARCH COMPANY 4 14 18 77.78 2004-11-10
309 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
310 GAOYU SECURITIES LIMITED 4 14 18 77.78
311 Glory Sun Securities Limited 3 14 17 82.35
312 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
313 Legg Mason Asset Management Hong Kong Limited 5 14 19 73.68 2005-10-31
314 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50
315 MUSHK Limited 6 14 20 70.00
316 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 77.78
317 REALINK FINANCIAL TRADE LIMITED 3 14 17 82.35 2003-09-25
318 Sino-Rich Securities & Futures Limited 3 14 17 82.35 2005-09-17
319 SPS SECURITIES LIMITED 5 14 19 73.68
320 WING YEE SECURITIES COMPANY LIMITED 3 14 17 82.35
321 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 87.50
322 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 76.47
323 BEA Union Investment Management Limited 5 13 18 72.22
324 CBH Asia Limited 2 13 15 86.67
325 China Tonghai (IA) Limited 5 13 18 72.22
326 CITIC Securities (Hong Kong) Limited 5 13 18 72.22
327 CMB International Global Markets Limited 5 13 18 72.22
328 CSI Corporate Finance (HK) Limited 7 13 20 65.00
329 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
330 EVER-LONG SECURITIES COMPANY LIMITED 3 13 16 81.25
331 HANG TAI SECURITIES LIMITED 2 13 15 86.67
332 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 13 15 86.67
333 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 81.25
334 Newedge Broker Hong Kong Limited 4 13 17 76.47 2006-02-08
335 PIPER JAFFRAY ASIA LIMITED 5 13 18 72.22
336 PO SANG SECURITIES LIMITED 2 13 15 86.67
337 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 13 17 76.47
338 SAIL ADVISORS LIMITED 3 13 16 81.25 2004-05-17
339 Shang International Finance Limited 6 13 19 68.42
340 SOUTH CHINA RESEARCH LIMITED 1 13 14 92.86
341 TEMPLETON ASSET MANAGEMENT LTD 3 13 16 81.25
342 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
343 ABN AMRO Clearing (Futures) Hong Kong Limited 4 12 16 75.00
344 BETA INTERNATIONAL SECURITIES LIMITED 2 12 14 85.71
345 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 70.59
346 CITIC Securities CLSA Capital Partners (HK) Limited 5 12 17 70.59
347 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 12 14 85.71
348 ICAP Securities Hong Kong Limited 3 12 15 80.00 2005-10-06
349 LEI SHING HONG SECURITIES LIMITED 2 12 14 85.71
350 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 75.00
351 MALAHON SECURITIES LIMITED 2 12 14 85.71
352 MF Global Securities HK Limited 4 12 16 75.00 2005-08-26
353 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
354 ONSHINE SECURITIES LIMITED 3 12 15 80.00
355 PEACE TOWN FUTURES LIMITED 5 12 17 70.59
356 Polaris Capital (Asia) Limited 4 12 16 75.00
357 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 12 16 75.00
358 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
359 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 80.00
360 CTBC Asia Limited 6 11 17 64.71 2004-01-14
361 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 84.62 2005-09-27
362 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 11 14 78.57
363 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 11 17 64.71
364 DELTA ASIA FINANCIAL FUTURES LIMITED 2 11 13 84.62
365 EAST ASIA FUTURES LIMITED 2 11 13 84.62
366 ELSTONE SECURITIES LIMITED 4 11 15 73.33
367 GFI (HK) SECURITIES L.L.C. 2 11 13 84.62
368 GUOTAI JUNAN CAPITAL LIMITED 5 11 16 68.75
369 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
370 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
371 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 84.62 2005-03-24
372 LAMTEX SECURITIES LIMITED 3 11 14 78.57
373 MAN LUNG HONG SECURITIES LIMITED 2 11 13 84.62
374 MANGO FINANCIAL LIMITED 2 11 13 84.62
375 NOMURA SECURITIES (HONG KONG) LIMITED 3 11 14 78.57
376 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
377 Open Securities Limited 4 11 15 73.33
378 PineBridge Investments Hong Kong Limited 4 11 15 73.33
379 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 78.57
380 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
381 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 11 16 68.75
382 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 83.33
383 AXA Investment Managers Asia Limited 4 10 14 71.43 2005-07-21
384 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 10 17 58.82 2003-08-29
385 BREVAN HOWARD (HONG KONG) LIMITED 3 10 13 76.92 2004-07-12
386 Bright Fund Management Limited 3 10 13 76.92
387 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 10 13 76.92 2005-11-29
388 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
389 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
390 Citigroup Venture Capital International Asia Limited 4 10 14 71.43 2005-05-24
391 CLSA Premium International (HK) Limited 3 10 13 76.92 2004-10-20
392 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
393 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 2 10 12 83.33
394 FIRST STATE (HONG KONG) LLC 5 10 15 66.67
395 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 10 13 76.92 2004-11-29
396 HAITONG INTERNATIONAL CAPITAL LIMITED 6 10 16 62.50
397 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
398 HANG TUNG SECURITIES LIMITED 2 10 12 83.33
399 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 83.33
400 HING WONG SECURITIES LIMITED 3 10 13 76.92
401 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
402 LUEN SING SECURITIES LIMITED 4 10 14 71.43
403 M&F Asset Management Limited 3 10 13 76.92
404 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67
405 METRO CAPITAL SECURITIES LIMITED 3 10 13 76.92
406 ORIENTAL PATRON ASIA LIMITED 4 10 14 71.43
407 ORIENTAL PATRON SECURITIES LIMITED 2 10 12 83.33
408 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 76.92
409 SBI China Capital Financial Services Limited 3 10 13 76.92
410 SEEKERS MARKETS LIMITED 2 10 12 83.33
411 TANG PING KONG LIMITED 3 10 13 76.92
412 TPG-AXON CAPITAL (HK), LIMITED 2 10 12 83.33 2005-05-31
413 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 71.43
414 Tyche Group Limited 3 10 13 76.92
415 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 76.92 2004-05-19
416 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
417 WINTECH SECURITIES LIMITED 3 10 13 76.92
418 Wisetrade Securities Limited 3 10 13 76.92
419 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
420 BULLISH SECURITIES LIMITED 2 9 11 81.82
421 CHINA EVERBRIGHT CAPITAL LIMITED 5 9 14 64.29 2005-05-09
422 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
423 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
424 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 75.00 2006-10-04
425 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 9 12 75.00
426 INTERCHINA SECURITIES LIMITED 2 9 11 81.82
427 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
428 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 81.82
429 Macquarie Asia Securities Limited 2 9 11 81.82 2005-07-26
430 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
431 Minerva Holding Financial Securities Limited 3 9 12 75.00
432 Nikko Asset Management Hong Kong Limited 3 9 12 75.00
433 ORIENT SECURITIES LIMITED 2 9 11 81.82
434 PRIME SECURITIES LIMITED (HK) 3 9 12 75.00
435 ROOFER SECURITIES LIMITED 2 9 11 81.82
436 RPS INVESTMENT LIMITED 4 9 13 69.23
437 Sinofortune Financial Capital Limited 3 9 12 75.00
438 St. James's Place (Hong Kong) Limited 3 9 12 75.00
439 TAIFAIR SECURITIES LIMITED 4 9 13 69.23
440 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
441 Virtu ITG Hong Kong Limited 4 9 13 69.23
442 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
443 Well Link Securities Limited 2 9 11 81.82 2005-11-11
444 WING FAT SECURITIES LIMITED 3 9 12 75.00
445 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
446 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
447 BGC SECURITIES (HONG KONG) LLC 2 8 10 80.00
448 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 8 11 72.73
449 BUSINESS FUTURES LIMITED 3 8 11 72.73
450 CCB INTERNATIONAL CAPITAL LIMITED 5 8 13 61.54 2004-05-27
451 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 80.00
452 CMC Markets Asia Limited 2 8 10 80.00 2005-05-04
453 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 72.73 2004-07-28
454 ELLIOTT ADVISORS (HK) LIMITED 2 8 10 80.00 2005-03-08
455 EVERHOT SECURITIES LIMITED 3 8 11 72.73
456 FIRST SECURITIES (HK) LIMITED 2 8 10 80.00
457 FOX-PITT, KELTON (ASIA) LIMITED 8 8 16 50.00
458 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
459 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 80.00
460 HANG SENG FUTURES LIMITED 2 8 10 80.00
461 Hao Tian International Securities Limited 2 8 10 80.00
462 HERMES SECURITIES LIMITED 2 8 10 80.00
463 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
464 IBTS ASIA (HK) LIMITED 2 8 10 80.00 2005-11-17
465 KING FOOK SECURITIES COMPANY LIMITED 4 8 12 66.67
466 KINGSWAY CAPITAL LIMITED 3 8 11 72.73
467 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
468 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
469 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 80.00 2005-07-28
470 MCP Asset Management Company Limited 3 8 11 72.73 2005-08-23
471 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
472 Nomura Asset Management Hong Kong Limited 3 8 11 72.73
473 PLATINUM SECURITIES COMPANY LIMITED 2 8 10 80.00
474 SMBC Nikko Securities (Hong Kong) Limited 3 8 11 72.73
475 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 72.73
476 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
477 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
478 UPBEST COMMODITIES COMPANY LIMITED 2 8 10 80.00
479 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
480 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 66.67 2003-09-18
481 AIF CAPITAL LIMITED 6 7 13 53.85
482 ANGUS MOORE LIMITED 3 7 10 70.00
483 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
484 BOKHARY SECURITIES LIMITED 2 7 9 77.78
485 Bradbury Securities Limited 2 7 9 77.78
486 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
487 Capital International, Inc. 2 7 9 77.78
488 China Finance KAB Limited 2 7 9 77.78 2004-12-23
489 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
490 ETRADE SECURITIES LIMITED 2 7 9 77.78
491 Everbright Securities Global (HK) Limited 2 7 9 77.78
492 Fubon Capital (HK) Limited 5 7 12 58.33
493 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
494 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 7 9 77.78
495 GLS SECURITIES LIMITED 2 7 9 77.78
496 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
497 HEAD & SHOULDERS SECURITIES LIMITED 2 7 9 77.78
498 HENIK SECURITIES LIMITED 2 7 9 77.78
499 Hong Kong Stock Link Securities Limited 3 7 10 70.00
500 Hongkong Bay Securities Limited 2 7 9 77.78
501 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 77.78 2004-02-10
502 Huayu Securities Limited 2 7 9 77.78
503 iBest Securities Company Limited 3 7 10 70.00
504 ICBC (ASIA) SECURITIES LIMITED 3 7 10 70.00
505 Income Partners Asset Management (HK) Limited 4 7 11 63.64
506 Janus Henderson Investors Hong Kong Limited 2 7 9 77.78
507 K.K.M. SECURITIES LIMITED 2 7 9 77.78
508 KMT SECURITIES LIMITED 2 7 9 77.78
509 KPMG CORPORATE FINANCE LIMITED 6 7 13 53.85
510 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 7 10 70.00
511 LIM ADVISORS LIMITED 5 7 12 58.33
512 LXL Investment Management (Hong Kong) Limited 2 7 9 77.78 2005-10-13
513 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 70.00
514 Neutral Financial Holding Company Limited 2 7 9 77.78
515 Planetree Futures Limited 4 7 11 63.64
516 Rich Union Securities (H.K.) Limited 5 7 12 58.33
517 SELINA & CO. LIMITED (HK) 2 7 9 77.78
518 SINO GRADE SECURITIES LIMITED 2 7 9 77.78
519 SOLID KING SECURITIES LIMITED 3 7 10 70.00
520 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 77.78
521 SPS COMMODITIES LIMITED 2 7 9 77.78
522 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 3 7 10 70.00
523 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 7 10 70.00 2005-07-07
524 STANHILL (HONG KONG) LIMITED 3 7 10 70.00
525 TOPMORE COMMODITIES LIMITED 4 7 11 63.64
526 TOYO SECURITIES ASIA LIMITED 2 7 9 77.78
527 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 77.78
528 TT INTERNATIONAL (HONG KONG) LIMITED 4 7 11 63.64 2004-06-04
529 UOB ASIA (HONG KONG) LIMITED 5 7 12 58.33
530 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
531 WING ON SECURITIES LIMITED 2 7 9 77.78
532 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
533 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
534 Aberdeen International Investment Management Limited 4 6 10 60.00 2005-07-27
535 AD Capital Management (Hong Kong) Limited 3 6 9 66.67 2004-09-08
536 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 75.00 2004-07-07
537 AJ Securities Limited 2 6 8 75.00
538 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 6 14 42.86
539 Anli Securities Limited 2 6 8 75.00
540 Broadway Wealth Management Limited 1 6 7 85.71
541 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
542 China Hong Kong Capital Asset Management Company Limited 3 6 9 66.67
543 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 60.00
544 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
545 FE SECURITIES LIMITED 4 6 10 60.00
546 GIGA (HONG KONG) LIMITED 2 6 8 75.00
547 Henyep Capital Management Limited 2 6 8 75.00 2005-12-20
548 HSBC GUYERZELLER FAR EAST LIMITED 4 6 10 60.00 2004-12-22
549 HUA NAN SECURITIES (HK) LIMITED 2 6 8 75.00
550 Interactive Brokers LLC 2 6 8 75.00
551 KCG SECURITIES ASIA LIMITED 2 6 8 75.00 2004-11-25
552 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
553 LUEN HING SECURITIES LIMITED 3 6 9 66.67
554 MAGIC COMPASS FUTURES LIMITED 3 6 9 66.67
555 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 66.67
556 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
557 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 75.00
558 Public Financial Securities Limited 2 6 8 75.00
559 Quam Capital Limited (b1994-08-04) 4 6 10 60.00
560 Rifa Securities Limited 2 6 8 75.00
561 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67
562 SINOMAX SECURITIES LIMITED 2 6 8 75.00
563 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 66.67
564 SJS Markets Limited 3 6 9 66.67 2005-03-02
565 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
566 Turiya Advisors Asia Limited 2 6 8 75.00 2005-04-26
567 VC CAPITAL LIMITED 4 6 10 60.00
568 WING FUNG SECURITIES LIMITED 2 6 8 75.00
569 YF SECURITIES COMPANY LIMITED 4 6 10 60.00
570 Yuanta Securities (Hong Kong) Company Limited 4 6 10 60.00 2006-07-08
571 AISANCE ASSET MANAGEMENT LIMITED 4 5 9 55.56 2005-06-16
572 Allard Partners Limited 2 5 7 71.43
573 AM Squared Limited 2 5 7 71.43 2005-06-30
574 Anuenue Securities Limited 4 5 9 55.56
575 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
576 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
577 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 5 6 83.33
578 BEAR STEARNS HONG KONG LIMITED 2 5 7 71.43
579 CAPITAL GLOBAL MANAGEMENT LIMITED 4 5 9 55.56 2005-09-17
580 CASH ASSET MANAGEMENT LIMITED 3 5 8 62.50 2005-03-30
581 CELESTIAL CAPITAL LIMITED 2 5 7 71.43
582 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
583 CES International Commodities (HK) Limited 3 5 8 62.50
584 CHELSEA SECURITIES LIMITED (HK) 4 5 9 55.56
585 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2006-07-03
586 CHONG HING COMMODITIES AND FUTURES LIMITED 3 5 8 62.50
587 CMB International Capital Holdings Corporation Limited 2 5 7 71.43 2003-12-17
588 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
589 CVC Asia Pacific Limited 3 5 8 62.50
590 DORIC CAPITAL CORPORATION 3 5 8 62.50 2003-11-13
591 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
592 FAIRWIN BROKING LIMITED 2 5 7 71.43
593 FB SECURITIES (HONG KONG) LIMITED 3 5 8 62.50
594 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
595 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
596 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 71.43
597 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 45.45
598 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
599 Goldyard Capital Limited 2 5 7 71.43
600 GT CAPITAL LIMITED 2 5 7 71.43
601 HBK HONG KONG LIMITED 2 5 7 71.43 2005-04-18
602 HPEF Venture Partners Limited 5 5 10 50.00
603 Huajin Corporate Finance (International) Limited 5 5 10 50.00
604 ICEA SECURITIES ASIA LIMITED 2 5 7 71.43
605 Imagi Brokerage Limited 3 5 8 62.50
606 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50
607 Instinet Alpha Trading Limited 6 5 11 45.45
608 Interactive Brokers Hong Kong Limited 2 5 7 71.43 2004-01-07
609 KGI CAPITAL ASIA LIMITED 5 5 10 50.00
610 KILMOREY SECURITIES LIMITED 2 5 7 71.43
611 KINGSTON CORPORATE FINANCE LIMITED 3 5 8 62.50
612 LEE'S SECURITIES COMPANY LIMITED 4 5 9 55.56 2005-01-03
613 MARS SECURITIES COMPANY LIMITED 1 5 6 83.33
614 MCP Holdings Limited (HK) 3 5 8 62.50
615 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
616 Nezu Asia Capital Management Limited 3 5 8 62.50 2004-10-29
617 OCP Asia (Hong Kong) Limited 2 5 7 71.43 2004-09-03
618 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
619 Oshidori Securities Limited 3 5 8 62.50
620 Penjing Asset Management (HK) Limited 2 5 7 71.43 2005-03-24
621 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
622 PLATINUM BROKING COMPANY LIMITED 2 5 7 71.43
623 REDFORD SECURITIES LIMITED 2 5 7 71.43 2005-03-31
624 REXCAPITAL FUTURES LIMITED 2 5 7 71.43
625 Rich Bay Securities Limited 2 5 7 71.43 2005-03-31
626 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 71.43
627 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 71.43
628 SDHG International Securities Limited 3 5 8 62.50
629 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 5 10 50.00
630 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 71.43 2005-04-18
631 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 5 8 62.50
632 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
633 STANDARD & POOR'S, LLC 2 5 7 71.43
634 Standard Commodities (Asia) Limited 3 5 8 62.50
635 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 71.43 2006-02-08
636 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43
637 Superfund Financial (Hong Kong) Limited 2 5 7 71.43
638 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
639 TC Investment Management (Asia) Limited 2 5 7 71.43
640 TIS SECURITIES (HK) LIMITED 4 5 9 55.56 2005-01-21
641 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
642 TVG CAPITAL PARTNERS LIMITED 2 5 7 71.43
643 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
644 United Securities Limited (HK) 1 5 6 83.33
645 WINTONE SECURITIES LIMITED 2 5 7 71.43 2004-02-16
646 YUE XIU FUTURES COMPANY LIMITED 2 5 7 71.43
647 Yunfeng Financial Markets Limited 3 5 8 62.50
648 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 4 6 66.67
649 Aevitas Securities Limited 2 4 6 66.67
650 AlTi Wealth Management (Hong Kong) Limited 2 4 6 66.67 2004-05-11
651 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
652 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
653 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
654 BlackRock Asset Management North Asia Limited 2 4 6 66.67 2003-12-16
655 BLOOMYEARS LIMITED 2 4 6 66.67
656 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 66.67
657 CHAN NGOK MING SECURITIES LIMITED 2 4 6 66.67
658 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
659 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 4 8 50.00
660 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 57.14
661 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 4 7 57.14 2005-09-21
662 CHINA SECURITIES HOLDINGS LIMITED 2 4 6 66.67
663 CIBC Global Asset Management (Asia) Limited 3 4 7 57.14
664 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14
665 COHEN & STEERS ASIA LIMITED 3 4 7 57.14 2005-07-29
666 CS Wealth Securities Limited 4 4 8 50.00
667 Delta Asia Wealth Management Limited 2 4 6 66.67
668 Eton Park Asia Limited 2 4 6 66.67 2006-11-13
669 FIRST SHANGHAI CAPITAL LIMITED 4 4 8 50.00
670 FIRST WORLDSEC SECURITIES LIMITED 4 4 8 50.00
671 Friedmann Pacific Asset Management (Hong Kong) Limited 2 4 6 66.67
672 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 4 6 66.67 2004-11-12
673 GAINWELL SECURITIES COMPANY LIMITED 2 4 6 66.67 2004-08-21
674 GEOMATRIX (H.K.) LIMITED 4 4 8 50.00
675 HAMON ASSET MANAGEMENT LIMITED 2 4 6 66.67
676 HAMON INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
677 HSBC Family Office Services Limited 2 4 6 66.67 2006-01-03
678 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
679 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
680 ICEA CAPITAL ASIA LIMITED 2 4 6 66.67 2005-12-21
681 INTERCHINA FUTURES LIMITED 2 4 6 66.67
682 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 4 6 66.67
683 iTTa Capital Limited 2 4 6 66.67 2003-05-29
684 Joy Silver Limited 4 4 8 50.00
685 KWOK HING SECURITIES LIMITED 2 4 6 66.67
686 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 57.14
687 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 50.00 2003-06-06
688 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
689 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
690 MARATHON ASSET MANAGEMENT HK, LIMITED 2 4 6 66.67 2005-03-22
691 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
692 OCBC Futures Investment (Hong Kong) Limited 2 4 6 66.67
693 ORTUS CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2003-08-29
694 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
695 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 4 9 44.44
696 Public Securities Limited 2 4 6 66.67
697 Quam Asset Management Limited (b1983-06-28) 3 4 7 57.14
698 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
699 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
700 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
701 SBI China Capital Partners Limited 3 4 7 57.14 2005-01-21
702 SG Asset Finance (Hong Kong) Limited 5 4 9 44.44 2003-10-02
703 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 66.67
704 SIU ON SECURITIES LIMITED 2 4 6 66.67
705 SUN'S FUTURE LIMITED 3 4 7 57.14
706 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
707 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
708 T G SECURITIES LIMITED 2 4 6 66.67 2005-12-19
709 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
710 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
711 Templewater Hong Kong Limited 2 4 6 66.67
712 THING ON SECURITIES LIMITED 2 4 6 66.67
713 Wanhai Securities (HK) Limited 3 4 7 57.14
714 Waton Securities International Limited 2 4 6 66.67
715 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 66.67
716 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
717 YF FUTURES COMPANY LIMITED 2 4 6 66.67
718 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
719 3V Capital Limited 3 3 6 50.00 2005-07-18
720 Absolute Investment Management (HK) Limited 3 3 6 50.00
721 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
722 AIG Financial Products (International) Limited 4 3 7 42.86 2006-11-17
723 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
724 ALPS ADVISORY (HK) LIMITED 2 3 5 60.00
725 ALTUS CAPITAL LIMITED 2 3 5 60.00
726 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 50.00
727 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
728 Anuenue Advisors Limited 3 3 6 50.00 2005-10-06
729 AT Asset Management (Asia-Pacific) Limited 2 3 5 60.00 2006-10-06
730 Averest Capital Limited 2 3 5 60.00
731 Black Marble Securities Limited 2 3 5 60.00
732 BLUE POOL CAPITAL LIMITED 2 3 5 60.00 2004-11-10
733 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 3 6 50.00
734 CAPE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-05-23
735 CCB Securities Limited 2 3 5 60.00
736 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00
737 ChapmanCraig Limited 2 3 5 60.00
738 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
739 Cheyne Capital Management (HK) Limited 2 3 5 60.00 2006-11-07
740 China Reserve Securities Limited 3 3 6 50.00
741 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
742 CHINA SYSTEM SECURITIES LIMITED 2 3 5 60.00 2005-07-07
743 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 50.00 2005-03-08
744 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
745 CSC ASIA LIMITED 5 3 8 37.50
746 DEEPHAVEN ASIA LIMITED 3 3 6 50.00 2005-04-13
747 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-08-18
748 DNB Asset Management (Asia) Limited 3 3 6 50.00
749 EVOLUTION ASIA INVESTMENTS LIMITED 3 3 6 50.00
750 Execution Noble (Hong Kong) Limited 2 3 5 60.00 2005-10-10
751 F. R. ZIMMERN LIMITED 2 3 5 60.00
752 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
753 FDB Financial Group Limited 4 3 7 42.86
754 Finet Securities Limited 3 3 6 50.00
755 FIRST ASIA FINANCE GROUP LIMITED 2 3 5 60.00
756 FLAG Squadron Asia Limited 2 3 5 60.00 2006-10-24
757 FORTUNE (HK) SECURITIES LIMITED 1 3 4 75.00
758 GALILEO CAPITAL LIMITED (d2009-12-31) 3 3 6 50.00
759 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 60.00 2005-12-16
760 GO-TO-ASIA INVESTMENT LIMITED 2 3 5 60.00
761 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 60.00
762 Grand Cartel Securities Company Limited 2 3 5 60.00
763 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 60.00
764 Greater China Securities Limited (b1999-04-26) 2 3 5 60.00
765 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
766 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
767 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
768 HT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00
769 HUNG SING FUTURES LIMITED 2 3 5 60.00
770 iFAST Securities (HK) Limited 3 3 6 50.00
771 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
772 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
773 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
774 JAFCO Investment (Hong Kong) Limited 2 3 5 60.00
775 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
776 Kam Wah Investments Limited 2 3 5 60.00
777 KB Securities Hong Kong Limited 2 3 5 60.00
778 KGI CAPITAL (HONG KONG) LIMITED 6 3 9 33.33 2005-07-08
779 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
780 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
781 MAGUSTA FUTURES LIMITED 2 3 5 60.00
782 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
783 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
784 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
785 Monex Boom Securities (H.K.) Limited 3 3 6 50.00
786 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00
787 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
788 MORTON SECURITIES LIMITED 2 3 5 60.00
789 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
790 Oaktree Capital (Hong Kong) Limited 2 3 5 60.00 2006-07-12
791 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
792 Oreana Financial Services Limited 2 3 5 60.00
793 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2004-04-07
794 Pictet Asset Management (Hong Kong) Limited 3 3 6 50.00 2006-10-26
795 PO LEE SECURITIES LIMITED 2 3 5 60.00
796 Point72 Hong Kong Limited 2 3 5 60.00 2006-11-14
797 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
798 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
799 RBS Asia Futures Limited 0 3 3 100.00
800 REXCAPITAL (HONG KONG) LIMITED 2 3 5 60.00
801 RHB CAPITAL HONG KONG LIMITED 3 3 6 50.00
802 RICH PLEASURE SECURITIES LIMITED 2 3 5 60.00
803 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
804 ROSA SECURITIES LIMITED 3 3 6 50.00
805 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
806 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 60.00 2005-10-03
807 SINOPAC FUTURES (ASIA) LIMITED 8 3 11 27.27
808 STAR SECURITIES LIMITED (d2009-10-02) 2 3 5 60.00
809 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
810 TAIFAIR FUTURES LIMITED 2 3 5 60.00
811 TANG KEE SECURITIES LIMITED 3 3 6 50.00
812 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
813 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 60.00
814 Value Partners Private Equity Limited 3 3 6 50.00
815 WAH SANG SECURITIES LIMITED 2 3 5 60.00
816 Win Securities Limited 3 3 6 50.00
817 WING FUNG FUTURES LIMITED 2 3 5 60.00 2006-04-21
818 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 60.00
819 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
820 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
821 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
822 Zhongrong International Futures Co., Limited 2 3 5 60.00
823 Zijing Capital Limited 2 3 5 60.00 2003-05-07
824 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
825 abrdn Hong Kong Limited 3 2 5 40.00
826 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
827 Alpha Nova Capital Management Limited 2 2 4 50.00
828 AMPLE CAPITAL LIMITED 3 2 5 40.00
829 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
830 Arta Global Futures Limited 2 2 4 50.00
831 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 33.33
832 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 2 5 40.00
833 BEAR BRIGHT LIMITED 2 2 4 50.00
834 BMI FUNDS MANAGEMENT LIMITED 5 2 7 28.57
835 BOWEN ASIA LIMITED 5 2 7 28.57
836 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-11-01
837 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 66.67
838 CES Capital International (Hong Kong) Co., Limited 3 2 5 40.00
839 CF GLOBAL (HK) LIMITED 4 2 6 33.33 2006-11-22
840 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
841 China Integrity Investment Limited 2 2 4 50.00
842 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
843 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 40.00 2006-05-23
844 COMGEST FAR EAST LIMITED 2 2 4 50.00
845 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 6 2 8 25.00
846 CTW SECURITIES LIMITED 2 2 4 50.00
847 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 40.00
848 DAH SING SECURITIES LIMITED 2 2 4 50.00
849 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 40.00
850 DALTON CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2005-07-18
851 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
852 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 2 6 33.33 2005-06-24
853 EAA SECURITIES LIMITED 3 2 5 40.00
854 EMPEROR CORPORATE FINANCE LIMITED 5 2 7 28.57
855 EQT Partners Asia Limited 2 2 4 50.00
856 FCL ADVISORY LIMITED 2 2 4 50.00 2005-03-01
857 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
858 Fubon Fund Management (Hong Kong) Limited 4 2 6 33.33
859 GCAM Limited 2 2 4 50.00 2004-10-19
860 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
861 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
862 Goldbridge Securities Limited 3 2 5 40.00
863 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
864 Goldin Equities Limited 2 2 4 50.00
865 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
866 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 2 5 40.00
867 Grit Securities Limited 2 2 4 50.00
868 GT Asset & Portfolio Management Limited 1 2 3 66.67 2004-11-04
869 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
870 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
871 HIP HING SECURITIES LIMITED 2 2 4 50.00
872 HOI SANG SECURITIES LIMITED 3 2 5 40.00
873 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
874 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
875 HOORAY SECURITIES LIMITED 3 2 5 40.00
876 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
877 HOU TAK SECURITIES LIMITED 2 2 4 50.00
878 I-ACCESS INVESTORS LIMITED 3 2 5 40.00 2005-07-13
879 ICBC Asset Management (Global) Company Limited 5 2 7 28.57
880 IMPERIAL CAPITAL LIMITED (HK) 2 2 4 50.00 2005-05-12
881 INCU CORPORATE FINANCE LIMITED 1 2 3 66.67
882 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2005-05-09
883 JL Capital (Hong Kong) Pte Limited 2 2 4 50.00 2006-10-26
884 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
885 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 40.00
886 LAI PO HUNG & COMPANY LIMITED 2 2 4 50.00
887 Lombard Investments (HK) Limited 2 2 4 50.00
888 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
889 Mackenzie Investments Asia Limited 3 2 5 40.00
890 MARSHALL WACE ASIA LIMITED 2 2 4 50.00 2006-10-27
891 Matrix Securities Limited 5 2 7 28.57
892 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
893 MEGABASE SECURITIES LIMITED 2 2 4 50.00
894 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
895 MLI LIMITED (d2018-03-29) 2 2 4 50.00
896 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
897 Nittan Securities Asia Limited 2 2 4 50.00
898 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
899 Optima Capital Limited 3 2 5 40.00
900 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
901 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
902 PAK LEE STOCK COMPANY LIMITED 3 2 5 40.00
903 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 33.33
904 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 2 6 33.33
905 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 50.00
906 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
907 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-03-09
908 Polygon Investment Partners HK Limited 2 2 4 50.00 2006-10-27
909 PYRMONT WEALTH MANAGEMENT LIMITED 3 2 5 40.00 2006-02-24
910 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
911 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
912 ROCTEC INVESTMENT LIMITED 2 2 4 50.00 2005-09-16
913 SEI INVESTMENTS (ASIA) LIMITED 4 2 6 33.33 2005-03-02
914 SHACOM FUTURES LIMITED 3 2 5 40.00
915 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 50.00
916 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
917 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
918 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 2 5 40.00
919 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
920 T & F Equities Limited 2 2 4 50.00 2005-11-23
921 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
922 Tensant Securities Limited 2 2 4 50.00 2004-08-25
923 TIAN YUAN FINANCE LIMITED 2 2 4 50.00
924 TIFFIT SECURITIES (HONG KONG) LIMITED 0 2 2 100.00
925 TREE LINE ADVISORS (HONG KONG) LIMITED 2 2 4 50.00 2006-06-30
926 TRUTH SECURITIES LIMITED 4 2 6 33.33
927 UKFP (Asia) HK Limited 1 2 3 66.67
928 UPBEST INVESTMENT COMPANY LIMITED 3 2 5 40.00
929 Vantum Futures Limited 2 2 4 50.00
930 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
931 VISION FINANCE (CAPITAL) LIMITED 4 2 6 33.33
932 VISION FINANCE (SECURITIES) LIMITED 4 2 6 33.33
933 VMS Securities Limited 2 2 4 50.00
934 WAH THAI SECURITIES LIMITED 3 2 5 40.00
935 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
936 WELLCHAMP CAPITAL LIMITED 3 2 5 40.00
937 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 50.00
938 WILBY SECURITIES LIMITED 2 2 4 50.00
939 WINNINGTON CAPITAL LIMITED 3 2 5 40.00
940 YARDLEY SECURITIES LIMITED 2 2 4 50.00
941 313 Capital Management Limited 1 1 2 50.00
942 ACM ASIA LIMITED 2 1 3 33.33
943 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
944 Aetas Global Markets Limited 3 1 4 25.00 2005-10-26
945 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 25.00
946 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 25.00 2004-09-07
947 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
948 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
949 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
950 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 33.33 2005-03-29
951 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
952 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
953 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
954 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
955 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
956 BROOKE CAPITAL LIMITED 2 1 3 33.33
957 CBRE Investment Management (Asia) Limited 2 1 3 33.33
958 CCB INTERNATIONAL SECURITIES LIMITED 4 1 5 20.00 2005-08-19
959 CHEONG LEE SECURITIES LIMITED 2 1 3 33.33 2005-11-24
960 CHI CAPITAL SECURITIES LIMITED 3 1 4 25.00 2004-09-07
961 China Enterprise Securities Company Limited 2 1 3 33.33
962 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
963 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
964 CHUANGS & CO. LIMITED 3 1 4 25.00
965 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
966 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 25.00
967 CMS CAPITAL (HK) CO., LIMITED 2 1 3 33.33 2004-05-06
968 CMT ADVISORS ASIA LIMITED 3 1 4 25.00 2006-03-31
969 CNCB (Hong Kong) Capital Limited 3 1 4 25.00
970 COL Securities (HK) Limited 3 1 4 25.00
971 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
972 Countrywide Capital Markets Asia (H.K.) Limited 2 1 3 33.33 2006-12-13
973 CUPOLA CAPITAL LIMITED 3 1 4 25.00
974 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
975 Deltroit (Hong Kong) Limited 3 1 4 25.00 2005-04-11
976 DRT MANAGEMENT LIMITED 2 1 3 33.33 2005-07-27
977 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2006-10-31
978 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 2 1 3 33.33 2005-01-18
979 Everbright-Efund Fund Management Limited 2 1 3 33.33 2006-11-06
980 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
981 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 33.33
982 FULL WIN SECURITIES LIMITED 2 1 3 33.33
983 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
984 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2004-11-18
985 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
986 GREAT BAY SECURITIES LIMITED 1 1 2 50.00
987 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
988 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 25.00 2006-04-27
989 HERCULES CAPITAL LIMITED (b2002-05-21) 3 1 4 25.00
990 HSZ (HONG KONG) LIMITED 3 1 4 25.00
991 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 33.33 2006-02-16
992 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
993 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 33.33
994 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-12-02
995 ITAU ASIA LIMITED 3 1 4 25.00 2006-10-31
996 iVenture Investment Management Limited 2 1 3 33.33
997 JAPAN ASIA CAPITAL LIMITED 2 1 3 33.33
998 JEFFERIES BACHE (HONG KONG) LIMITED 2 1 3 33.33
999 JK Capital Management Limited 3 1 4 25.00
1000 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1001 JOLMO CAPITAL LIMITED 2 1 3 33.33 2005-03-31
1002 JVSakk Asia Limited 2 1 3 33.33
1003 Kaiser KT Capital Limited 3 1 4 25.00
1004 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1005 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1006 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2006-11-28
1007 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1008 Link Asset Management Limited (HK) 3 1 4 25.00 2005-11-08
1009 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1010 Longitude Asia Limited 3 1 4 25.00
1011 Lynx Portfolio Limited 2 1 3 33.33
1012 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 33.33
1013 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 25.00 2004-09-22
1014 MEAG Hong Kong Limited 3 1 4 25.00
1015 Merdeka Securities Limited 3 1 4 25.00
1016 MESSIS CAPITAL LIMITED 2 1 3 33.33
1017 MF Global Foreign Exchange HK Limited 2 1 3 33.33 2006-10-26
1018 MING HON SECURITIES LIMITED 3 1 4 25.00
1019 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 2 1 3 33.33
1020 Network Financial Services Limited 2 1 3 33.33
1021 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 33.33
1022 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1023 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1024 Nuada Limited 2 1 3 33.33 2004-01-15
1025 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1026 Open Asset Management Limited 2 1 3 33.33
1027 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1028 PANURGY LIMITED 2 1 3 33.33
1029 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 33.33 2004-10-28
1030 PERRY CAPITAL (ASIA) LIMITED 2 1 3 33.33 2006-09-12
1031 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1032 PHOENIX CAPITAL ASIA LIMITED 3 1 4 25.00
1033 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1034 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 33.33
1035 QI CAPITAL (HK) LIMITED 2 1 3 33.33 2005-04-28
1036 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 33.33
1037 Ramius Asia Ltd 3 1 4 25.00 2006-09-08
1038 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1039 Redford Asset Management Limited 1 1 2 50.00
1040 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1041 RICHLAND WORLDWIDE LIMITED 2 1 3 33.33 2004-04-15
1042 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1043 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 25.00 2003-10-30
1044 SCOTIATRUST (ASIA) LIMITED 2 1 3 33.33
1045 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2003-07-23
1046 SEAGA INTERNATIONAL LIMITED 2 1 3 33.33 2005-02-05
1047 Sensible Asset Management Limited 4 1 5 20.00 2005-06-18
1048 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1049 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1050 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1051 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1052 SIU YIP COMMODITY LIMITED 3 1 4 25.00
1053 SKY WARD ASIA LIMITED 2 1 3 33.33
1054 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1055 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1056 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 20.00 2005-06-20
1057 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1058 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1059 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 33.33 2005-03-31
1060 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1061 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 1 5 20.00
1062 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1063 TISCO SECURITIES HONG KONG LIMITED 3 1 4 25.00
1064 Tokio Marine Investment Services, Limited 3 1 4 25.00
1065 Towers Watson Hong Kong Limited 3 1 4 25.00
1066 Tremont Capital Management (Asia), Limited 3 1 4 25.00 2006-09-29
1067 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1068 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1069 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 25.00 2005-04-29
1070 UNITED WORLD ONLINE LIMITED 4 1 5 20.00 2004-11-02
1071 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 33.33
1072 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1073 VEDA CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-28
1074 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1075 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1076 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1077 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1078 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1079 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 1 1 100.00
1080 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1081 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1082 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1083 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1084 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1085 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1086 AASTOCKS.COM LIMITED 2 0 2 0.00
1087 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 0.00 2006-11-22
1088 ADM SECURITIES LIMITED 2 0 2 0.00
1089 Aetos Capital Management (Asia) Limited 2 0 2 0.00 2006-12-28
1090 AIF Securities Limited 4 0 4 0.00 2004-11-02
1091 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1092 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
1093 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1094 Alpha Financial Group Limited 2 0 2 0.00 2005-10-31
1095 Alphatraxx (H.K.) Limited 3 0 3 0.00 2005-12-23
1096 Anuenue Capital International Limited 2 0 2 0.00 2005-08-30
1097 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1098 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1099 ASIA ABSOLUTE ADVISORS LIMITED 1 0 1 0.00 2004-08-19
1100 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 0.00 2004-01-02
1101 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1102 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1103 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00
1104 Astrum Capital Management Limited (HK) 3 0 3 0.00 2005-07-08
1105 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1106 Avia Asset Management Limited 2 0 2 0.00
1107 Axis Capital Management Limited 2 0 2 0.00
1108 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1109 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 0.00 2004-08-13
1110 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1111 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1112 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1113 Beijing Securities Limited 1 0 1 0.00
1114 Bentley Capital Limited (HK) 3 0 3 0.00
1115 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1116 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1117 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1118 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1119 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1120 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1121 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1122 CC SIF Advisory Limited 2 0 2 0.00 2006-07-25
1123 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1124 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0.00 2004-12-22
1125 CERES CAPITAL LIMITED 2 0 2 0.00
1126 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1127 Chanceton Capital Partners Limited 3 0 3 0.00
1128 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1129 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1130 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1131 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1132 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1133 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1134 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1135 China Finance Holdings Limited 2 0 2 0.00
1136 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2006-12-08
1137 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1138 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0.00
1139 CHIRIN CAPITAL HONG KONG LIMITED 2 0 2 0.00 2006-08-10
1140 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1141 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1142 COMMENCE COMPANY LIMITED 2 0 2 0.00
1143 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1144 Cowen and Company (Asia) Limited 3 0 3 0.00 2003-12-19
1145 Cowen Structured Products Hong Kong Limited 2 0 2 0.00 2006-10-20
1146 CSI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1147 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1148 D.J. SECURITIES LIMITED 2 0 2 0.00
1149 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1150 Eagle Asset Management (CP) Limited 3 0 3 0.00 2006-04-28
1151 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1152 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1153 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1154 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 0.00
1155 EnTrustPermal (Hong Kong) Limited 4 0 4 0.00 2006-03-09
1156 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1157 EQUITY PARTNERS ASIA LIMITED 2 0 2 0.00
1158 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1159 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1160 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1161 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1162 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1163 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
1164 FORE ASIA, LIMITED 4 0 4 0.00 2004-08-18
1165 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
1166 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1167 FULLJET SECURITIES LIMITED 2 0 2 0.00
1168 Funderstone Asset Management (HK) Limited 2 0 2 0.00
1169 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 0.00 2006-02-08
1170 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0.00
1171 GET NICE CAPITAL LIMITED 3 0 3 0.00
1172 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1173 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0.00 2005-02-28
1174 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1175 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1176 Greentech Technology Asset Management Company Limited 2 0 2 0.00
1177 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1178 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1179 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 1 0 1 0.00 2004-07-07
1180 HENCO CAPITAL LIMITED 2 0 2 0.00
1181 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2006-11-30
1182 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00
1183 HOORAY CAPITAL LIMITED 2 0 2 0.00
1184 Horizon21 (Hong Kong) Limited 2 0 2 0.00 2005-02-01
1185 HSBC Corporate Finance (Hong Kong) Limited 2 0 2 0.00
1186 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 0.00
1187 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
1188 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1189 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1190 IMARKETS LIMITED 2 0 2 0.00
1191 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1192 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1193 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1194 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1195 IPP Financial Advisers Limited 2 0 2 0.00 2006-12-21
1196 IREALITY INVESTMENTS LIMITED 4 0 4 0.00
1197 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1198 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1199 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1200 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1201 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1202 KARFORD SECURITIES LIMITED 2 0 2 0.00
1203 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 0 2 0.00
1204 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1205 KBC Alternative Investment Management HK Limited 3 0 3 0.00 2006-12-22
1206 KGI Asset Management Limited 2 0 2 0.00
1207 KING FOOK COMMODITIES COMPANY LIMITED 1 0 1 0.00
1208 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1209 LAU & COMPANY LIMITED 2 0 2 0.00
1210 LAZARD & CO., LIMITED 1 0 1 0.00 2006-09-20
1211 LLOYDS TSB PACIFIC LIMITED 2 0 2 0.00
1212 LOMBARD CAPITAL LIMITED (d2007-12-07) 2 0 2 0.00 2003-05-02
1213 LONGREACH GROUP LIMITED (THE) 3 0 3 0.00 2006-08-01
1214 LYNAS CAPITAL LIMITED 2 0 2 0.00 2004-08-12
1215 MAINHOPE INVESTMENT LIMITED 2 0 2 0.00
1216 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1217 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1218 MARC FABER LIMITED 2 0 2 0.00
1219 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1220 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1221 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0.00
1222 MEIJI YASUDA ASIA LIMITED 2 0 2 0.00
1223 MERCER INVESTMENTS (HK) LIMITED 3 0 3 0.00 2005-08-04
1224 Metaverse Securities Limited (HK) 5 0 5 0.00
1225 MFG Limited (HK) 2 0 2 0.00 2006-07-17
1226 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1227 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1228 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0.00
1229 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00
1230 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1231 Olympus Capital Asia Advisors Limited 2 0 2 0.00 2006-08-14
1232 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1233 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1234 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1235 orientiert International Markets Limited 1 0 1 0.00 2005-01-11
1236 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1237 Oshidori Corporate Finance Limited 2 0 2 0.00
1238 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1239 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1240 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1241 Pacific Sun Advisors Limited 3 0 3 0.00
1242 PAYDENPOTOMAC LIMITED 3 0 3 0.00 2006-07-04
1243 PBST (HK) Holdings Limited 2 0 2 0.00 2006-05-12
1244 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1245 PGIM (Hong Kong) Limited 2 0 2 0.00
1246 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1247 Pinpoint Investment Advisor Limited 2 0 2 0.00 2006-12-27
1248 Polen Capital HK Limited 2 0 2 0.00
1249 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1250 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1251 QUAM FUTURES LIMITED 2 0 2 0.00
1252 Regal Portfolio Management Limited (HK) 1 0 1 0.00 2006-12-13
1253 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1254 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1255 SA Capital Limited (HK) 3 0 3 0.00
1256 SCM CHINA LIMITED 2 0 2 0.00
1257 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1258 Silk Road International Capital Limited 3 0 3 0.00
1259 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1260 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1261 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1262 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1263 SPDB International Holdings Limited 4 0 4 0.00
1264 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1265 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1266 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1267 Stellar Securities Limited 3 0 3 0.00
1268 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1269 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1270 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1271 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00
1272 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1273 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1274 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1275 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1276 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1277 Tiger Securities Asset Management Company Limited 2 0 2 0.00 2006-12-29
1278 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1279 TRIO EQUITY DERIVATIVES (HONG KONG) LIMITED 1 0 1 0.00 2004-12-31
1280 TVC MANAGEMENT LIMITED 2 0 2 0.00
1281 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1282 UNITED GAIN INVESTMENT LIMITED 2 0 2 0.00 2003-08-07
1283 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-01-13
1284 VC International Asset Management Limited 3 0 3 0.00
1285 VEGASOUL SERVICES LIMITED 2 0 2 0.00 2005-07-22
1286 VERCAP Financial Services Limited 2 0 2 0.00
1287 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1288 VISION FINANCE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2006-11-14
1289 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1290 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0.00
1291 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1292 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1293 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1294 WING TAK SECURITIES LIMITED 2 0 2 0.00
1295 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1296 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 0.00
1297 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1298 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1299 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1299 Average 3.11 21.62 24.72 87.43

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