SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
2 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
3 RBS Asia Futures Limited 0 3 3 100.00
4 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
5 WM (HK) Limited 2 1293 1295 99.85
6 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
7 Sun Life Hong Kong Limited 2 425 427 99.53
8 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
9 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
10 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
11 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
12 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
13 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
14 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
15 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
16 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
17 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
18 CLSA RESEARCH LIMITED 2 104 106 98.11
19 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
20 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
21 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
22 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
23 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
24 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
25 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
26 CES Commodities (HK) Limited 8 345 353 97.73
27 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
28 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
29 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
30 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
31 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
32 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
33 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
34 CES Forex (HK) Limited 4 146 150 97.33
35 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
36 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
37 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
38 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
39 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
40 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
41 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
42 YF Life Investors Limited 3 96 99 96.97 2004-08-30
43 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
44 iBest Consultants Limited 2 61 63 96.83
45 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
46 TSE'S SECURITIES LIMITED 1 28 29 96.55
47 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
48 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
49 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
50 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
51 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
52 KGI ASIA LIMITED 11 283 294 96.26
53 FT Securities Limited 3 77 80 96.25 2005-09-22
54 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
55 Citigroup Global Markets Asia Limited 23 574 597 96.15
56 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
57 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
58 VC BROKERAGE LIMITED 3 73 76 96.05
59 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
60 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
61 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
62 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
63 Merrill Lynch Far East Limited 15 346 361 95.84
64 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
65 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
66 FWD Financial Planning Limited (HK) 3 66 69 95.65
67 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
68 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
69 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
70 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
71 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
72 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
73 CORPORATE BROKERS LIMITED 4 81 85 95.29
74 CVP Securities Limited 2 40 42 95.24 2004-07-09
75 Funderstone Futures Limited 2 40 42 95.24
76 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
77 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
78 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
79 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
80 Rakuten Securities Hong Kong Limited 2 38 40 95.00
81 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
82 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
83 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
84 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
85 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
86 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
87 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
88 CLSA LIMITED 7 123 130 94.62
89 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
90 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
91 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
92 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
93 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
94 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
95 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
96 EMPEROR FUTURES LIMITED 4 66 70 94.29
97 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
98 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
99 Lion Global Financial Limited 6 99 105 94.29
100 Newedge Broker Limited 4 66 70 94.29
101 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
102 KINGSTON SECURITIES LIMITED 3 49 52 94.23
103 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
104 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
105 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
106 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
107 GET NICE SECURITIES LIMITED 6 94 100 94.00
108 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
109 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
110 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
111 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
112 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
113 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
114 Funderstone Securities Limited 3 45 48 93.75
115 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
116 OnePlatform Securities Limited 2 29 31 93.55
117 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
118 Success Securities Limited 2 29 31 93.55
119 WIN WONG SECURITIES LIMITED 2 29 31 93.55
120 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
121 CITIC Securities Futures (HK) Limited 7 100 107 93.46
122 T G HOLBORN (HK) LIMITED 4 57 61 93.44
123 FIL Investment Advisors 6 85 91 93.41
124 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
125 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
126 Citadel Asia Limited 3 41 44 93.18 2005-10-21
127 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
128 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
129 CHONG HING SECURITIES LIMITED 4 54 58 93.10
130 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
131 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
132 CASH Wealth Management Limited 4 53 57 92.98
133 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
134 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
135 ORIENT SECURITIES LIMITED 1 13 14 92.86
136 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
137 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
138 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
139 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
140 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
141 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
142 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
143 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
144 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
145 PineBridge Investments Asia Limited 3 35 38 92.11
146 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
147 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
148 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
149 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
150 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
151 VC FUTURES LIMITED 4 44 48 91.67
152 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
153 Rich Union Securities (H.K.) Limited 4 43 47 91.49
154 GAYANG SECURITIES LIMITED 2 21 23 91.30
155 JPMorgan Funds (Asia) Limited 8 84 92 91.30
156 KAISER SECURITIES LIMITED 2 21 23 91.30
157 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
158 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
159 BOCI RESEARCH LIMITED 3 31 34 91.18
160 SBI China Capital Securities Limited 3 31 34 91.18
161 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
162 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
163 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
164 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
165 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
166 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
167 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
168 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
169 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
170 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
171 Taiping Securities (HK) Co Limited 4 40 44 90.91
172 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
173 China International Capital Corporation (International) Limited 9 88 97 90.72
174 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
175 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
176 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
177 Essence International Financial Holdings Limited 2 19 21 90.48
178 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
179 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
180 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
181 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
182 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
183 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
184 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
185 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
186 HUNG SING SECURITIES LIMITED 2 18 20 90.00
187 MTF SECURITIES LIMITED 2 18 20 90.00
188 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
189 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
190 SANFULL SECURITIES LIMITED 6 54 60 90.00
191 Well Link International Securities Limited 2 18 20 90.00
192 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
193 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
194 Mason Securities Limited 5 44 49 89.80
195 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
196 KAISER FUTURES LIMITED 3 26 29 89.66
197 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
198 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
199 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
200 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
201 ANGUS MOORE LIMITED 2 17 19 89.47
202 BUSINESS SECURITIES LIMITED 2 17 19 89.47
203 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
204 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
205 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
206 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
207 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
208 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
209 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
210 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
211 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
212 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
213 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
214 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
215 LEHIN SECURITIES LIMITED 3 24 27 88.89
216 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
217 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
218 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
219 Quam Securities Limited 7 53 60 88.33 2004-10-15
220 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
221 KINGSTON FUTURES LIMITED 2 15 17 88.24
222 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
223 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
224 CSC FUTURES (HK) LIMITED 3 22 25 88.00
225 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
226 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
227 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
228 WOCOM SECURITIES LIMITED 5 36 41 87.80
229 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
230 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
231 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
232 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
233 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
234 Shacom Securities Limited 2 14 16 87.50
235 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
236 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
237 GAM HONG KONG LIMITED 4 27 31 87.10
238 Mason Futures Limited (HK) 4 27 31 87.10
239 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
240 CAIIS Limited 3 20 23 86.96 2006-05-23
241 Glory Sun Securities Limited 3 20 23 86.96
242 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
243 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
244 WINFULL SECURITIES LIMITED 3 20 23 86.96
245 DWS Investments Hong Kong Limited 5 33 38 86.84
246 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
247 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
248 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
249 HANG TAI SECURITIES LIMITED 2 13 15 86.67
250 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
251 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
252 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
253 SBI China Capital Financial Services Limited 2 13 15 86.67
254 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
255 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
256 WOCOM LIMITED (HK) 4 26 30 86.67
257 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
258 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
259 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
260 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
261 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
262 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
263 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
264 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
265 Prime Cdex Securities Limited 4 25 29 86.21
266 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
267 DL BROKERAGE LIMITED 3 18 21 85.71
268 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
269 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
270 HENYEP SECURITIES LIMITED 3 18 21 85.71
271 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
272 MALAHON SECURITIES LIMITED 2 12 14 85.71
273 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
274 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
275 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
276 Well Link Securities Limited 2 12 14 85.71 2005-11-11
277 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
278 CGS International Securities Hong Kong Limited 5 29 34 85.29
279 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
280 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
281 ADMIS Hong Kong Limited 3 17 20 85.00
282 EWARTON SECURITIES LIMITED 3 17 20 85.00
283 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
284 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
285 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
286 EAST ASIA FUTURES LIMITED 2 11 13 84.62
287 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
288 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
289 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
290 Amundi Hong Kong Limited 5 27 32 84.38
291 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
292 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
293 INVESCO HONG KONG LIMITED 8 42 50 84.00
294 PEACE TOWN FOREX LIMITED 4 21 25 84.00
295 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
296 VALUE PARTNERS LIMITED 6 31 37 83.78
297 AM Squared Limited 2 10 12 83.33 2005-06-30
298 BULLISH SECURITIES LIMITED 2 10 12 83.33
299 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
300 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
301 HENIK SECURITIES LIMITED 2 10 12 83.33
302 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
303 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
304 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
305 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
306 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
307 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
308 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
309 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
310 SEEKERS MARKETS LIMITED 2 10 12 83.33
311 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
312 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
313 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
314 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
315 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
316 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
317 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
318 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
319 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
320 MUSHK Limited 8 39 47 82.98
321 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
322 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
323 INSTINET PACIFIC LIMITED 5 24 29 82.76
324 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
325 Belvest Investment Services Limited 3 14 17 82.35
326 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
327 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
328 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
329 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
330 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
331 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
332 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
333 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
334 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
335 RBS Asia Corporate Finance Limited 8 37 45 82.22
336 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
337 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
338 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
339 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
340 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
341 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
342 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
343 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
344 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
345 CLSA FUTURES LIMITED 4 18 22 81.82
346 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
347 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
348 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
349 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
350 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
351 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
352 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
353 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
354 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
355 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
356 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
357 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
358 SINOMAX SECURITIES LIMITED 2 9 11 81.82
359 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
360 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
361 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
362 CC Finance Limited 3 13 16 81.25 2006-04-20
363 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
364 HING WONG SECURITIES LIMITED 3 13 16 81.25
365 ICEA CAPITAL LIMITED 7 30 37 81.08
366 Beevest Securities Limited 8 34 42 80.95 2005-03-07
367 CBH Asia Limited 4 17 21 80.95
368 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
369 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
370 YICKO SECURITIES LIMITED 4 17 21 80.95
371 Fosun International Securities Limited 5 21 26 80.77
372 HANG SENG SECURITIES LIMITED 5 21 26 80.77
373 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
374 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
375 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
376 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
377 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
378 BUSINESS FUTURES LIMITED 2 8 10 80.00
379 Capital International, Inc. 2 8 10 80.00 2007-07-03
380 CBRE Investment Management (Asia) Limited 1 4 5 80.00
381 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
382 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
383 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
384 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
385 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
386 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
387 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
388 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
389 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
390 HPEF Capital Partners Limited 5 20 25 80.00
391 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
392 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
393 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
394 MANGO FINANCIAL LIMITED 3 12 15 80.00
395 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
396 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
397 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
398 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
399 PineBridge Investments Hong Kong Limited 4 16 20 80.00
400 Planetree Securities Limited 4 16 20 80.00
401 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
402 PO SANG SECURITIES LIMITED 3 12 15 80.00
403 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
404 Public Financial Securities Limited 2 8 10 80.00
405 Tyche Group Limited 2 8 10 80.00
406 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
407 WING ON SECURITIES LIMITED 2 8 10 80.00
408 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
409 BOCI ASIA LIMITED 11 43 54 79.63
410 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
411 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
412 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
413 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
414 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
415 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
416 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
417 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
418 Bright Fund Management Limited 3 11 14 78.57
419 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
420 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
421 ONSHINE SECURITIES LIMITED 3 11 14 78.57
422 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
423 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
424 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
425 WING FUNG SECURITIES LIMITED 3 11 14 78.57
426 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
427 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
428 Anli Securities Limited 2 7 9 77.78
429 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
430 BERICH BROKERAGE LIMITED 4 14 18 77.78
431 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
432 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
433 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
434 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
435 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
436 GAOYU SECURITIES LIMITED 4 14 18 77.78
437 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
438 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
439 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
440 HERMES SECURITIES LIMITED 2 7 9 77.78
441 Hongkong Bay Securities Limited 2 7 9 77.78
442 Huayu Securities Limited 2 7 9 77.78
443 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
444 K.K.M. SECURITIES LIMITED 2 7 9 77.78
445 KMT SECURITIES LIMITED 2 7 9 77.78
446 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
447 SBI China Capital Commodities Limited 4 14 18 77.78
448 SELINA & CO. LIMITED (HK) 2 7 9 77.78
449 SPS COMMODITIES LIMITED 2 7 9 77.78
450 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
451 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
452 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
453 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
454 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
455 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
456 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
457 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
458 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
459 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
460 LAMTEX SECURITIES LIMITED 3 10 13 76.92
461 M&F Asset Management Limited 3 10 13 76.92
462 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
463 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
464 St. James's Place (Hong Kong) Limited 3 10 13 76.92
465 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
466 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
467 Wisetrade Securities Limited 3 10 13 76.92
468 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
469 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
470 ELSTONE SECURITIES LIMITED 4 13 17 76.47
471 SPS SECURITIES LIMITED 5 16 21 76.19
472 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
473 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
474 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
475 AJ Securities Limited 2 6 8 75.00
476 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
477 BEA Union Investment Management Limited 4 12 16 75.00
478 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
479 BOKHARY SECURITIES LIMITED 2 6 8 75.00
480 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
481 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
482 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
483 China Tonghai (IA) Limited 3 9 12 75.00
484 CTBC Asia Limited 5 15 20 75.00 2004-01-14
485 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
486 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
487 Goldyard Capital Limited 2 6 8 75.00
488 GT CAPITAL LIMITED 2 6 8 75.00
489 HANG SENG FUTURES LIMITED 2 6 8 75.00
490 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
491 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
492 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
493 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
494 Minerva Holding Financial Securities Limited 3 9 12 75.00
495 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
496 Oshidori Securities Limited 2 6 8 75.00
497 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
498 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
499 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
500 ROOFER SECURITIES LIMITED 3 9 12 75.00
501 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
502 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
503 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
504 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
505 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
506 THING ON SECURITIES LIMITED 2 6 8 75.00
507 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
508 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
509 WING FAT SECURITIES LIMITED 3 9 12 75.00
510 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
511 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
512 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
513 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
514 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
515 Open Securities Limited 4 11 15 73.33
516 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
517 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
518 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
519 Everbright Securities Global (HK) Limited 3 8 11 72.73
520 EVERHOT SECURITIES LIMITED 3 8 11 72.73
521 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
522 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
523 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
524 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
525 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
526 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
527 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
528 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
529 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
530 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
531 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
532 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
533 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
534 CMB International Global Markets Limited 5 13 18 72.22
535 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
536 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
537 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
538 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
539 Anuenue Securities Limited 2 5 7 71.43
540 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
541 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
542 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
543 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
544 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
545 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
546 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
547 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
548 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
549 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
550 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
551 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
552 FAIRWIN BROKING LIMITED 2 5 7 71.43
553 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
554 GLS SECURITIES LIMITED 2 5 7 71.43
555 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
556 KILMOREY SECURITIES LIMITED 2 5 7 71.43
557 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
558 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
559 Optima Capital Limited 4 10 14 71.43 2007-10-25
560 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
561 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
562 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
563 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
564 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
565 RPS INVESTMENT LIMITED 4 10 14 71.43
566 Shang International Finance Limited 6 15 21 71.43
567 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
568 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
569 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
570 WINTECH SECURITIES LIMITED 4 10 14 71.43
571 Zijing Capital Limited 2 5 7 71.43 2003-05-07
572 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
573 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
574 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
575 Bradbury Securities Limited 3 7 10 70.00
576 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
577 CES International Commodities (HK) Limited 3 7 10 70.00
578 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
579 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
580 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
581 GIGA (HONG KONG) LIMITED 3 7 10 70.00
582 Hao Tian International Securities Limited 3 7 10 70.00
583 Hong Kong Stock Link Securities Limited 3 7 10 70.00
584 iBest Securities Company Limited 3 7 10 70.00
585 LUEN HING SECURITIES LIMITED 3 7 10 70.00
586 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
587 MCP Holdings Limited (HK) 3 7 10 70.00
588 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
589 Rifa Securities Limited 3 7 10 70.00
590 SDHG International Securities Limited 3 7 10 70.00
591 Sinofortune Securities Limited 3 7 10 70.00
592 SOLID KING SECURITIES LIMITED 3 7 10 70.00
593 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
594 TANG PING KONG LIMITED 3 7 10 70.00
595 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
596 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
597 Huajin Corporate Finance (International) Limited 4 9 13 69.23
598 Income Partners Asset Management (HK) Limited 4 9 13 69.23
599 LUEN SING SECURITIES LIMITED 4 9 13 69.23
600 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
601 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
602 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
603 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
604 313 Capital Management Limited 1 2 3 66.67
605 Aevitas Securities Limited 2 4 6 66.67
606 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
607 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
608 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
609 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
610 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
611 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
612 Broadway Wealth Management Limited 2 4 6 66.67
613 CCB Securities Limited 2 4 6 66.67
614 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
615 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
616 China Finance KAB Limited 4 8 12 66.67 2004-12-23
617 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
618 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
619 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
620 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
621 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
622 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
623 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
624 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
625 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
626 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
627 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
628 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
629 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
630 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
631 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
632 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
633 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
634 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
635 KWOK HING SECURITIES LIMITED 2 4 6 66.67
636 Longitude Asia Limited 2 4 6 66.67
637 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
638 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
639 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
640 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
641 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
642 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
643 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
644 Neutral Financial Holding Company Limited 3 6 9 66.67
645 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
646 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
647 Oreana Financial Services Limited 2 4 6 66.67
648 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
649 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
650 Public Securities Limited 2 4 6 66.67
651 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
652 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
653 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
654 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
655 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
656 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
657 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
658 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
659 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
660 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
661 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
662 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
663 SIU ON SECURITIES LIMITED 2 4 6 66.67
664 SJS Markets Limited 3 6 9 66.67 2005-03-02
665 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
666 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
667 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
668 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
669 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
670 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
671 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
672 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
673 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
674 United Securities Limited (HK) 2 4 6 66.67
675 Virtu ITG Hong Kong Limited 5 10 15 66.67
676 WAH SANG SECURITIES LIMITED 2 4 6 66.67
677 Waton Securities International Limited 2 4 6 66.67
678 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
679 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
680 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
681 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
682 Polaris Capital (Asia) Limited 7 13 20 65.00
683 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
684 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
685 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
686 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
687 CSC ASIA LIMITED 4 7 11 63.64
688 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
689 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
690 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
691 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
692 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
693 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
694 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
695 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
696 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
697 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
698 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
699 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
700 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
701 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
702 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
703 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
704 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
705 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
706 Imagi Brokerage Limited 3 5 8 62.50
707 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
708 KB Securities Hong Kong Limited 3 5 8 62.50
709 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
710 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
711 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
712 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
713 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
714 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
715 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
716 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
717 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
718 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
719 Wanhai Securities (HK) Limited 3 5 8 62.50
720 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
721 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
722 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
723 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
724 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
725 Averest Capital Limited 2 3 5 60.00
726 BEAR BRIGHT LIMITED 2 3 5 60.00
727 Black Marble Securities Limited 2 3 5 60.00
728 BLOOMYEARS LIMITED 2 3 5 60.00
729 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
730 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
731 China Integrity Investment Limited 2 3 5 60.00
732 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
733 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
734 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
735 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
736 CTW SECURITIES LIMITED 2 3 5 60.00
737 CVC Asia Pacific Limited 4 6 10 60.00
738 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
739 EQT Partners Asia Limited 2 3 5 60.00
740 F. R. ZIMMERN LIMITED 2 3 5 60.00
741 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
742 FE SECURITIES LIMITED 4 6 10 60.00
743 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
744 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
745 Grand Cartel Securities Company Limited 2 3 5 60.00
746 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
747 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
748 HUNG SING FUTURES LIMITED 2 3 5 60.00
749 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
750 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
751 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
752 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
753 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
754 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
755 Kam Wah Investments Limited 2 3 5 60.00
756 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
757 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
758 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
759 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
760 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
761 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
762 MAGUSTA FUTURES LIMITED 2 3 5 60.00
763 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
764 MEAG Hong Kong Limited 2 3 5 60.00
765 MEGABASE SECURITIES LIMITED 2 3 5 60.00
766 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
767 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
768 MORTON SECURITIES LIMITED 2 3 5 60.00
769 NEW TREND FUTURES LIMITED 4 6 10 60.00
770 Nittan Securities Asia Limited 2 3 5 60.00
771 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
772 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
773 Planetree Futures Limited 4 6 10 60.00
774 PO LEE SECURITIES LIMITED 2 3 5 60.00
775 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
776 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
777 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
778 TAIFAIR FUTURES LIMITED 2 3 5 60.00
779 Templewater Hong Kong Limited 4 6 10 60.00
780 Tensant Securities Limited 2 3 5 60.00 2004-08-25
781 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
782 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
783 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
784 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
785 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
786 YF FUTURES COMPANY LIMITED 2 3 5 60.00
787 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
788 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
789 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
790 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
791 Joy Silver Limited 5 7 12 58.33
792 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
793 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
794 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
795 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
796 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
797 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
798 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
799 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
800 Finet Securities Limited 3 4 7 57.14
801 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
802 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
803 LIM ADVISORS LIMITED 6 8 14 57.14
804 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
805 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
806 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
807 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
808 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
809 ROSA SECURITIES LIMITED 3 4 7 57.14
810 Standard Commodities (Asia) Limited 3 4 7 57.14
811 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
812 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
813 Win Securities Limited 3 4 7 57.14
814 Yunfeng Financial Markets Limited 3 4 7 57.14
815 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
816 AIF Securities Limited 4 5 9 55.56 2004-11-02
817 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
818 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
819 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
820 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
821 HPEF Venture Partners Limited 4 5 9 55.56
822 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
823 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
824 VC CAPITAL LIMITED 4 5 9 55.56
825 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
826 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
827 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
828 AIF CAPITAL LIMITED 6 7 13 53.85
829 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
830 3V Capital Limited 3 3 6 50.00 2005-07-18
831 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
832 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
833 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
834 Allard Partners Limited 4 4 8 50.00
835 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
836 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
837 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
838 Arta Global Futures Limited 2 2 4 50.00
839 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
840 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
841 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
842 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
843 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
844 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
845 ChapmanCraig Limited 2 2 4 50.00
846 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
847 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
848 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
849 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
850 COMGEST FAR EAST LIMITED 2 2 4 50.00
851 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
852 DAH SING SECURITIES LIMITED 2 2 4 50.00
853 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
854 EAA SECURITIES LIMITED 2 2 4 50.00
855 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
856 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
857 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
858 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
859 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
860 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
861 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
862 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
863 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
864 Fubon Capital (HK) Limited 3 3 6 50.00
865 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
866 Funderstone Asset Management (HK) Limited 1 1 2 50.00
867 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
868 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
869 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
870 Goldbridge Securities Limited 3 3 6 50.00
871 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
872 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
873 Grit Securities Limited 2 2 4 50.00
874 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
875 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
876 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
877 HIP HING SECURITIES LIMITED 2 2 4 50.00
878 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
879 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
880 HOU TAK SECURITIES LIMITED 2 2 4 50.00
881 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
882 iFAST Securities (HK) Limited 3 3 6 50.00
883 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
884 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
885 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
886 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
887 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
888 INTERCHINA FUTURES LIMITED 2 2 4 50.00
889 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
890 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
891 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
892 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
893 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
894 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
895 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
896 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
897 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
898 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
899 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
900 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
901 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
902 Mackenzie Investments Asia Limited 3 3 6 50.00
903 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
904 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
905 Metaverse Securities Limited (HK) 3 3 6 50.00
906 MLI LIMITED (d2018-03-29) 2 2 4 50.00
907 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
908 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
909 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
910 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
911 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
912 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
913 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
914 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
915 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
916 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
917 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
918 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
919 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
920 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
921 Redford Asset Management Limited 1 1 2 50.00
922 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
923 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
924 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
925 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
926 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
927 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
928 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
929 STANDARD & POOR'S, LLC 2 2 4 50.00
930 SUN'S FUTURE LIMITED 3 3 6 50.00
931 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
932 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
933 T & F Equities Limited 2 2 4 50.00 2005-11-23
934 TANG KEE SECURITIES LIMITED 3 3 6 50.00
935 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
936 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
937 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
938 Tokio Marine Investment Services, Limited 3 3 6 50.00
939 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
940 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
941 Value Partners Private Equity Limited 4 4 8 50.00
942 Vantum Futures Limited 2 2 4 50.00
943 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
944 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
945 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
946 WILBY SECURITIES LIMITED 2 2 4 50.00
947 WMG Asia Limited 2 2 4 50.00 2007-02-28
948 YARDLEY SECURITIES LIMITED 2 2 4 50.00
949 Zhongrong International Futures Co., Limited 2 2 4 50.00
950 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
951 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
952 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
953 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
954 abrdn Hong Kong Limited 4 3 7 42.86
955 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
956 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
957 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
958 China Reserve Securities Limited 4 3 7 42.86
959 CS Wealth Securities Limited 4 3 7 42.86
960 DNB Asset Management (Asia) Limited 4 3 7 42.86
961 FDB Financial Group Limited 4 3 7 42.86
962 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
963 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
964 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
965 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
966 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
967 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
968 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
969 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
970 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
971 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
972 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
973 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
974 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
975 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
976 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
977 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
978 HOI SANG SECURITIES LIMITED 3 2 5 40.00
979 HSZ (HONG KONG) LIMITED 3 2 5 40.00
980 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
981 iTTa Capital Limited 3 2 5 40.00 2003-05-29
982 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
983 Merdeka Securities Limited 3 2 5 40.00
984 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
985 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
986 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
987 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
988 SHACOM FUTURES LIMITED 3 2 5 40.00
989 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
990 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
991 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
992 VC International Asset Management Limited 3 2 5 40.00
993 WAH THAI SECURITIES LIMITED 3 2 5 40.00
994 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
995 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
996 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
997 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
998 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
999 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
1000 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
1001 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
1002 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
1003 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1004 Alpha Nova Capital Management Limited 2 1 3 33.33
1005 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1006 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
1007 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1008 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
1009 Avia Asset Management Limited 2 1 3 33.33
1010 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1011 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
1012 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
1013 BROOKE CAPITAL LIMITED 2 1 3 33.33
1014 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
1015 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
1016 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1017 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
1018 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1019 China Enterprise Securities Company Limited 2 1 3 33.33
1020 China Finance Holdings Limited 2 1 3 33.33
1021 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1022 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1023 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
1024 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1025 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
1026 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1027 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1028 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1029 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
1030 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1031 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
1032 Delta Asia Wealth Management Limited 2 1 3 33.33
1033 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
1034 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1035 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
1036 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
1037 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1038 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1039 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1040 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1041 Goldin Equities Limited 2 1 3 33.33
1042 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
1043 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1044 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1045 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1046 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1047 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
1048 IMARKETS LIMITED 2 1 3 33.33
1049 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1050 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1051 Instinet Alpha Trading Limited 4 2 6 33.33
1052 iVenture Investment Management Limited 2 1 3 33.33
1053 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
1054 JVSakk Asia Limited 2 1 3 33.33
1055 Kaiser KT Capital Limited 2 1 3 33.33
1056 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1057 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1058 KGI Asset Management Limited 2 1 3 33.33
1059 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1060 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1061 Lynx Portfolio Limited 2 1 3 33.33
1062 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
1063 MESSIS CAPITAL LIMITED 2 1 3 33.33
1064 MFG Limited (HK) 2 1 3 33.33 2006-07-17
1065 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
1066 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1067 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1068 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1069 Oshidori Corporate Finance Limited 2 1 3 33.33
1070 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1071 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1072 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1073 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1074 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1075 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
1076 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1077 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1078 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1079 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1080 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1081 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1082 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
1083 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1084 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1085 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1086 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1087 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1088 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1089 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
1090 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1091 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1092 TRUTH SECURITIES LIMITED 4 2 6 33.33
1093 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1094 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1095 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1096 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1097 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
1098 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1099 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
1100 VMS Securities Limited 2 1 3 33.33
1101 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1102 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1103 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1104 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
1105 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1106 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1107 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1108 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1109 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1110 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
1111 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1112 Matrix Securities Limited 5 2 7 28.57
1113 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
1114 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1115 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1116 Absolute Investment Management (HK) Limited 3 1 4 25.00
1117 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
1118 ALTUS CAPITAL LIMITED 3 1 4 25.00
1119 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1120 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
1121 CHUANGS & CO. LIMITED 3 1 4 25.00
1122 COL Securities (HK) Limited 3 1 4 25.00
1123 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1124 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
1125 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
1126 GCAM Limited 3 1 4 25.00 2004-10-19
1127 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1128 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1129 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
1130 HOORAY SECURITIES LIMITED 3 1 4 25.00
1131 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
1132 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
1133 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
1134 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1135 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1136 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
1137 MING HON SECURITIES LIMITED 3 1 4 25.00
1138 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
1139 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1140 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1141 Nuada Limited 3 1 4 25.00 2004-01-15
1142 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1143 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
1144 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1145 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
1146 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1147 Silk Road International Capital Limited 3 1 4 25.00
1148 Sinofortune Financial Capital Limited 3 1 4 25.00
1149 Stellar Securities Limited 3 1 4 25.00
1150 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1151 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
1152 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1153 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1154 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
1155 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1156 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1157 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
1158 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1159 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1160 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
1161 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1162 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
1163 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
1164 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1165 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
1166 JK Capital Management Limited 4 1 5 20.00
1167 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
1168 PANURGY LIMITED 4 1 5 20.00
1169 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1170 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1171 BOWEN ASIA LIMITED 5 1 6 16.67
1172 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
1173 AASTOCKS.COM LIMITED 2 0 2 0.00
1174 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1175 ACM ASIA LIMITED 3 0 3 0.00
1176 ADM SECURITIES LIMITED 2 0 2 0.00
1177 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1178 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1179 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
1180 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1181 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1182 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1183 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
1184 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1185 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1186 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1187 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
1188 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1189 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1190 Axis Capital Management Limited 3 0 3 0.00
1191 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1192 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
1193 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1194 Beijing Securities Limited 1 0 1 0.00
1195 Bentley Capital Limited (HK) 3 0 3 0.00
1196 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1197 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
1198 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1199 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
1200 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1201 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1202 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
1203 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1204 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
1205 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1206 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1207 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1208 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1209 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1210 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
1211 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1212 CERES CAPITAL LIMITED 3 0 3 0.00
1213 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1214 Chanceton Capital Partners Limited 3 0 3 0.00
1215 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1216 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1217 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1218 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1219 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1220 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1221 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1222 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
1223 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1224 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
1225 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1226 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
1227 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
1228 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1229 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
1230 COMMENCE COMPANY LIMITED 2 0 2 0.00
1231 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
1232 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1233 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1234 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1235 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
1236 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1237 D.J. SECURITIES LIMITED 2 0 2 0.00
1238 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1239 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1240 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1241 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1242 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1243 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1244 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1245 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1246 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1247 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1248 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1249 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1250 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1251 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1252 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
1253 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
1254 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1255 FULLJET SECURITIES LIMITED 2 0 2 0.00
1256 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
1257 GCIS LIMITED 3 0 3 0.00 2007-05-16
1258 GET NICE CAPITAL LIMITED 3 0 3 0.00
1259 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
1260 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1261 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
1262 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1263 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1264 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1265 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1266 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
1267 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1268 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
1269 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
1270 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
1271 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
1272 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1273 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1274 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1275 HOORAY CAPITAL LIMITED 2 0 2 0.00
1276 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
1277 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1278 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1279 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1280 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1281 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1282 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1283 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1284 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1285 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1286 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1287 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
1288 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
1289 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1290 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1291 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1292 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
1293 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1294 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1295 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1296 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1297 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1298 KARFORD SECURITIES LIMITED 2 0 2 0.00
1299 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1300 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1301 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1302 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1303 LAU & COMPANY LIMITED 2 0 2 0.00
1304 LBN Advisers Limited 3 0 3 0.00 2007-09-13
1305 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1306 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1307 Lombard Investments (HK) Limited 2 0 2 0.00
1308 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1309 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1310 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1311 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1312 MARC FABER LIMITED 2 0 2 0.00
1313 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1314 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1315 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
1316 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
1317 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1318 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1319 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1320 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1321 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1322 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
1323 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1324 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1325 Open Asset Management Limited 2 0 2 0.00
1326 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1327 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
1328 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1329 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1330 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1331 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1332 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1333 Pacific Sun Advisors Limited 3 0 3 0.00
1334 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1335 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1336 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1337 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1338 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1339 PGIM (Hong Kong) Limited 2 0 2 0.00
1340 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
1341 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1342 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
1343 Polen Capital HK Limited 2 0 2 0.00
1344 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1345 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1346 Proton Capital Limited 2 0 2 0.00 2007-10-16
1347 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
1348 QUAM FUTURES LIMITED 2 0 2 0.00
1349 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1350 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1351 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1352 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1353 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
1354 ROCIM Limited 3 0 3 0.00 2007-06-29
1355 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
1356 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1357 SCM CHINA LIMITED 2 0 2 0.00
1358 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
1359 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
1360 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1361 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1362 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1363 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1364 SKY WARD ASIA LIMITED 2 0 2 0.00
1365 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1366 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1367 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1368 SPDB International Holdings Limited 3 0 3 0.00
1369 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1370 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1371 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1372 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1373 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1374 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
1375 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1376 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1377 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1378 TC Investment Management (Asia) Limited 2 0 2 0.00
1379 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1380 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1381 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1382 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
1383 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
1384 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1385 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1386 TVC MANAGEMENT LIMITED 2 0 2 0.00
1387 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1388 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1389 VERCAP Financial Services Limited 2 0 2 0.00
1390 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1391 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
1392 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
1393 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
1394 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
1395 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1396 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
1397 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1398 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1399 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1400 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1401 WING TAK SECURITIES LIMITED 2 0 2 0.00
1402 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1403 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1404 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1405 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1405 Average 3.26 24.16 27.43 88.11

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