SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
2 WM (HK) Limited 2 1293 1295 99.85
3 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
4 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
5 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
6 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
7 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
8 Citigroup Global Markets Asia Limited 23 574 597 96.15
9 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
10 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
11 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
12 Sun Life Hong Kong Limited 2 425 427 99.53
13 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
14 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
15 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
16 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
17 Merrill Lynch Far East Limited 15 346 361 95.84
18 CES Commodities (HK) Limited 8 345 353 97.73
19 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
20 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
21 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
22 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
23 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
24 KGI ASIA LIMITED 11 283 294 96.26
25 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
26 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
27 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
28 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
29 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
30 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
31 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
32 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
33 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
34 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
36 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
37 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
38 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
39 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
40 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
41 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
42 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
43 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
44 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
45 CES Forex (HK) Limited 4 146 150 97.33
46 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
47 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
48 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
49 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
50 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
51 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
52 CLSA LIMITED 7 123 130 94.62
53 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
54 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
55 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
56 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
57 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
58 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
59 CLSA RESEARCH LIMITED 2 104 106 98.11
60 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
61 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
62 CITIC Securities Futures (HK) Limited 7 100 107 93.46
63 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
64 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
65 Lion Global Financial Limited 6 99 105 94.29
66 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
67 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
68 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
69 YF Life Investors Limited 3 96 99 96.97 2004-08-30
70 GET NICE SECURITIES LIMITED 6 94 100 94.00
71 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
72 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
73 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
74 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
75 China International Capital Corporation (International) Limited 9 88 97 90.72
76 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
77 FIL Investment Advisors 6 85 91 93.41
78 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
79 JPMorgan Funds (Asia) Limited 8 84 92 91.30
80 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
81 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
82 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
83 CORPORATE BROKERS LIMITED 4 81 85 95.29
84 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
85 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
86 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
87 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
88 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
89 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
90 FT Securities Limited 3 77 80 96.25 2005-09-22
91 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
92 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
93 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
94 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
95 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
96 VC BROKERAGE LIMITED 3 73 76 96.05
97 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
98 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
99 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
100 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
101 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
102 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
103 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
104 EMPEROR FUTURES LIMITED 4 66 70 94.29
105 FWD Financial Planning Limited (HK) 3 66 69 95.65
106 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
107 Newedge Broker Limited 4 66 70 94.29
108 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
109 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
110 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
111 iBest Consultants Limited 2 61 63 96.83
112 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
113 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
114 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
115 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
116 T G HOLBORN (HK) LIMITED 4 57 61 93.44
117 CHONG HING SECURITIES LIMITED 4 54 58 93.10
118 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
119 SANFULL SECURITIES LIMITED 6 54 60 90.00
120 CASH Wealth Management Limited 4 53 57 92.98
121 Quam Securities Limited 7 53 60 88.33 2004-10-15
122 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
123 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
124 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
125 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
126 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
127 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
128 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
129 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
130 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
131 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
132 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
133 KINGSTON SECURITIES LIMITED 3 49 52 94.23
134 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
135 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
136 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
137 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
138 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
139 Funderstone Securities Limited 3 45 48 93.75
140 Mason Securities Limited 5 44 49 89.80
141 VC FUTURES LIMITED 4 44 48 91.67
142 BOCI ASIA LIMITED 11 43 54 79.63
143 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
144 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
145 Rich Union Securities (H.K.) Limited 4 43 47 91.49
146 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
147 INVESCO HONG KONG LIMITED 8 42 50 84.00
148 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
149 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
150 Citadel Asia Limited 3 41 44 93.18 2005-10-21
151 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
152 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
153 CVP Securities Limited 2 40 42 95.24 2004-07-09
154 Funderstone Futures Limited 2 40 42 95.24
155 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
156 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
157 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
158 Taiping Securities (HK) Co Limited 4 40 44 90.91
159 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
160 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
161 MUSHK Limited 8 39 47 82.98
162 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
163 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
164 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
165 Rakuten Securities Hong Kong Limited 2 38 40 95.00
166 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
167 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
168 RBS Asia Corporate Finance Limited 8 37 45 82.22
169 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
170 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
171 WOCOM SECURITIES LIMITED 5 36 41 87.80
172 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
173 PineBridge Investments Asia Limited 3 35 38 92.11
174 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
175 Beevest Securities Limited 8 34 42 80.95 2005-03-07
176 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
177 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
178 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
179 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
180 DWS Investments Hong Kong Limited 5 33 38 86.84
181 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
182 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
183 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
184 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
185 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
186 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
187 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
188 BOCI RESEARCH LIMITED 3 31 34 91.18
189 SBI China Capital Securities Limited 3 31 34 91.18
190 VALUE PARTNERS LIMITED 6 31 37 83.78
191 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
192 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
193 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
194 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
195 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
196 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
197 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
198 ICEA CAPITAL LIMITED 7 30 37 81.08
199 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
200 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
201 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
202 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
203 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
204 CGS International Securities Hong Kong Limited 5 29 34 85.29
205 OnePlatform Securities Limited 2 29 31 93.55
206 Success Securities Limited 2 29 31 93.55
207 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
208 WIN WONG SECURITIES LIMITED 2 29 31 93.55
209 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
210 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
211 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
212 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
213 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
214 TSE'S SECURITIES LIMITED 1 28 29 96.55
215 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
216 Amundi Hong Kong Limited 5 27 32 84.38
217 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
218 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
219 GAM HONG KONG LIMITED 4 27 31 87.10
220 Mason Futures Limited (HK) 4 27 31 87.10
221 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
222 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
223 KAISER FUTURES LIMITED 3 26 29 89.66
224 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
225 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
226 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
227 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
228 WOCOM LIMITED (HK) 4 26 30 86.67
229 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
230 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
231 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
232 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
233 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
234 Prime Cdex Securities Limited 4 25 29 86.21
235 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
236 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
237 INSTINET PACIFIC LIMITED 5 24 29 82.76
238 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
239 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
240 LEHIN SECURITIES LIMITED 3 24 27 88.89
241 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
242 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
243 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
244 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
245 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
246 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
247 CSC FUTURES (HK) LIMITED 3 22 25 88.00
248 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
249 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
250 Fosun International Securities Limited 5 21 26 80.77
251 GAYANG SECURITIES LIMITED 2 21 23 91.30
252 HANG SENG SECURITIES LIMITED 5 21 26 80.77
253 KAISER SECURITIES LIMITED 2 21 23 91.30
254 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
255 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
256 PEACE TOWN FOREX LIMITED 4 21 25 84.00
257 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
258 CAIIS Limited 3 20 23 86.96 2006-05-23
259 Glory Sun Securities Limited 3 20 23 86.96
260 HPEF Capital Partners Limited 5 20 25 80.00
261 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
262 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
263 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
264 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
265 WINFULL SECURITIES LIMITED 3 20 23 86.96
266 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
267 Essence International Financial Holdings Limited 2 19 21 90.48
268 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
269 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
270 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
271 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
272 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
273 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
274 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
275 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
276 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
277 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
278 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
279 CLSA FUTURES LIMITED 4 18 22 81.82
280 DL BROKERAGE LIMITED 3 18 21 85.71
281 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
282 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
283 HENYEP SECURITIES LIMITED 3 18 21 85.71
284 HUNG SING SECURITIES LIMITED 2 18 20 90.00
285 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
286 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
287 MTF SECURITIES LIMITED 2 18 20 90.00
288 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
289 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
290 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
291 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
292 Well Link International Securities Limited 2 18 20 90.00
293 ADMIS Hong Kong Limited 3 17 20 85.00
294 ANGUS MOORE LIMITED 2 17 19 89.47
295 BUSINESS SECURITIES LIMITED 2 17 19 89.47
296 CBH Asia Limited 4 17 21 80.95
297 EWARTON SECURITIES LIMITED 3 17 20 85.00
298 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
299 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
300 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
301 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
302 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
303 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
304 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
305 YICKO SECURITIES LIMITED 4 17 21 80.95
306 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
307 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
308 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
309 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
310 PineBridge Investments Hong Kong Limited 4 16 20 80.00
311 Planetree Securities Limited 4 16 20 80.00
312 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
313 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
314 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
315 SPS SECURITIES LIMITED 5 16 21 76.19
316 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
317 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
318 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
319 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
320 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
321 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
322 CTBC Asia Limited 5 15 20 75.00 2004-01-14
323 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
324 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
325 KINGSTON FUTURES LIMITED 2 15 17 88.24
326 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
327 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
328 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
329 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
330 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
331 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
332 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
333 Shang International Finance Limited 6 15 21 71.43
334 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
335 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
336 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
337 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
338 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
339 Belvest Investment Services Limited 3 14 17 82.35
340 BERICH BROKERAGE LIMITED 4 14 18 77.78
341 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
342 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
343 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
344 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
345 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
346 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
347 GAOYU SECURITIES LIMITED 4 14 18 77.78
348 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
349 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
350 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
351 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
352 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
353 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
354 SBI China Capital Commodities Limited 4 14 18 77.78
355 Shacom Securities Limited 2 14 16 87.50
356 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
357 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
358 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
359 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
360 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
361 CC Finance Limited 3 13 16 81.25 2006-04-20
362 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
363 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
364 CMB International Global Markets Limited 5 13 18 72.22
365 ELSTONE SECURITIES LIMITED 4 13 17 76.47
366 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
367 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
368 HANG TAI SECURITIES LIMITED 2 13 15 86.67
369 HING WONG SECURITIES LIMITED 3 13 16 81.25
370 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
371 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
372 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
373 ORIENT SECURITIES LIMITED 1 13 14 92.86
374 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
375 Polaris Capital (Asia) Limited 7 13 20 65.00
376 SBI China Capital Financial Services Limited 2 13 15 86.67
377 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
378 BEA Union Investment Management Limited 4 12 16 75.00
379 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
380 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
381 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
382 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
383 MALAHON SECURITIES LIMITED 2 12 14 85.71
384 MANGO FINANCIAL LIMITED 3 12 15 80.00
385 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
386 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
387 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
388 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
389 PO SANG SECURITIES LIMITED 3 12 15 80.00
390 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
391 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
392 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
393 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
394 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
395 Well Link Securities Limited 2 12 14 85.71 2005-11-11
396 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
397 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
398 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
399 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
400 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
401 Bright Fund Management Limited 3 11 14 78.57
402 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
403 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
404 EAST ASIA FUTURES LIMITED 2 11 13 84.62
405 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
406 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
407 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
408 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
409 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
410 ONSHINE SECURITIES LIMITED 3 11 14 78.57
411 Open Securities Limited 4 11 15 73.33
412 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
413 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
414 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
415 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
416 WING FUNG SECURITIES LIMITED 3 11 14 78.57
417 AM Squared Limited 2 10 12 83.33 2005-06-30
418 BULLISH SECURITIES LIMITED 2 10 12 83.33
419 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
420 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
421 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
422 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
423 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
424 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
425 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
426 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
427 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
428 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
429 HENIK SECURITIES LIMITED 2 10 12 83.33
430 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
431 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
432 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
433 LAMTEX SECURITIES LIMITED 3 10 13 76.92
434 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
435 M&F Asset Management Limited 3 10 13 76.92
436 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
437 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
438 Optima Capital Limited 4 10 14 71.43 2007-10-25
439 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
440 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
441 RPS INVESTMENT LIMITED 4 10 14 71.43
442 SEEKERS MARKETS LIMITED 2 10 12 83.33
443 St. James's Place (Hong Kong) Limited 3 10 13 76.92
444 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
445 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
446 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
447 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
448 Virtu ITG Hong Kong Limited 5 10 15 66.67
449 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
450 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
451 WINTECH SECURITIES LIMITED 4 10 14 71.43
452 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
453 Wisetrade Securities Limited 3 10 13 76.92
454 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
455 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
456 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
457 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
458 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
459 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
460 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
461 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
462 China Tonghai (IA) Limited 3 9 12 75.00
463 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
464 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
465 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
466 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
467 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
468 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
469 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
470 Huajin Corporate Finance (International) Limited 4 9 13 69.23
471 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
472 Income Partners Asset Management (HK) Limited 4 9 13 69.23
473 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
474 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
475 LUEN SING SECURITIES LIMITED 4 9 13 69.23
476 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
477 Minerva Holding Financial Securities Limited 3 9 12 75.00
478 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
479 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
480 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
481 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
482 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
483 ROOFER SECURITIES LIMITED 3 9 12 75.00
484 SINOMAX SECURITIES LIMITED 2 9 11 81.82
485 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
486 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
487 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
488 WING FAT SECURITIES LIMITED 3 9 12 75.00
489 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
490 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
491 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
492 BUSINESS FUTURES LIMITED 2 8 10 80.00
493 Capital International, Inc. 2 8 10 80.00 2007-07-03
494 China Finance KAB Limited 4 8 12 66.67 2004-12-23
495 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
496 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
497 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
498 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
499 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
500 Everbright Securities Global (HK) Limited 3 8 11 72.73
501 EVERHOT SECURITIES LIMITED 3 8 11 72.73
502 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
503 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
504 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
505 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
506 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
507 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
508 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
509 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
510 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
511 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
512 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
513 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
514 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
515 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
516 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
517 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
518 LIM ADVISORS LIMITED 6 8 14 57.14
519 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
520 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
521 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
522 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
523 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
524 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
525 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
526 Public Financial Securities Limited 2 8 10 80.00
527 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
528 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
529 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
530 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
531 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
532 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
533 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
534 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
535 Tyche Group Limited 2 8 10 80.00
536 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
537 WING ON SECURITIES LIMITED 2 8 10 80.00
538 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
539 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
540 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
541 AIF CAPITAL LIMITED 6 7 13 53.85
542 Anli Securities Limited 2 7 9 77.78
543 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
544 Bradbury Securities Limited 3 7 10 70.00
545 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
546 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
547 CES International Commodities (HK) Limited 3 7 10 70.00
548 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
549 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
550 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
551 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
552 CSC ASIA LIMITED 4 7 11 63.64
553 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
554 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
555 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
556 GIGA (HONG KONG) LIMITED 3 7 10 70.00
557 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
558 Hao Tian International Securities Limited 3 7 10 70.00
559 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
560 HERMES SECURITIES LIMITED 2 7 9 77.78
561 Hong Kong Stock Link Securities Limited 3 7 10 70.00
562 Hongkong Bay Securities Limited 2 7 9 77.78
563 Huayu Securities Limited 2 7 9 77.78
564 iBest Securities Company Limited 3 7 10 70.00
565 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
566 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
567 Joy Silver Limited 5 7 12 58.33
568 K.K.M. SECURITIES LIMITED 2 7 9 77.78
569 KMT SECURITIES LIMITED 2 7 9 77.78
570 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
571 LUEN HING SECURITIES LIMITED 3 7 10 70.00
572 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
573 MCP Holdings Limited (HK) 3 7 10 70.00
574 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
575 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
576 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
577 Rifa Securities Limited 3 7 10 70.00
578 SDHG International Securities Limited 3 7 10 70.00
579 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
580 SELINA & CO. LIMITED (HK) 2 7 9 77.78
581 Sinofortune Securities Limited 3 7 10 70.00
582 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
583 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
584 SOLID KING SECURITIES LIMITED 3 7 10 70.00
585 SPS COMMODITIES LIMITED 2 7 9 77.78
586 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
587 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
588 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
589 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
590 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
591 TANG PING KONG LIMITED 3 7 10 70.00
592 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
593 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
594 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
595 AJ Securities Limited 2 6 8 75.00
596 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
597 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
598 BOKHARY SECURITIES LIMITED 2 6 8 75.00
599 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
600 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
601 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
602 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
603 CVC Asia Pacific Limited 4 6 10 60.00
604 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
605 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
606 FE SECURITIES LIMITED 4 6 10 60.00
607 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
608 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
609 Goldyard Capital Limited 2 6 8 75.00
610 GT CAPITAL LIMITED 2 6 8 75.00
611 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
612 HANG SENG FUTURES LIMITED 2 6 8 75.00
613 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
614 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
615 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
616 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
617 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
618 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
619 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
620 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
621 Neutral Financial Holding Company Limited 3 6 9 66.67
622 NEW TREND FUTURES LIMITED 4 6 10 60.00
623 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
624 Oshidori Securities Limited 2 6 8 75.00
625 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
626 Planetree Futures Limited 4 6 10 60.00
627 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
628 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
629 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
630 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
631 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
632 SJS Markets Limited 3 6 9 66.67 2005-03-02
633 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
634 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
635 Templewater Hong Kong Limited 4 6 10 60.00
636 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
637 THING ON SECURITIES LIMITED 2 6 8 75.00
638 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
639 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
640 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
641 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
642 AIF Securities Limited 4 5 9 55.56 2004-11-02
643 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
644 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
645 Anuenue Securities Limited 2 5 7 71.43
646 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
647 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
648 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
649 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
650 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
651 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
652 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
653 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
654 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
655 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
656 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
657 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
658 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
659 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
660 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
661 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
662 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
663 FAIRWIN BROKING LIMITED 2 5 7 71.43
664 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
665 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
666 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
667 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
668 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
669 GLS SECURITIES LIMITED 2 5 7 71.43
670 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
671 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
672 HPEF Venture Partners Limited 4 5 9 55.56
673 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
674 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
675 Imagi Brokerage Limited 3 5 8 62.50
676 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
677 KB Securities Hong Kong Limited 3 5 8 62.50
678 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
679 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
680 KILMOREY SECURITIES LIMITED 2 5 7 71.43
681 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
682 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
683 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
684 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
685 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
686 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
687 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
688 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
689 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
690 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
691 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
692 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
693 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
694 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
695 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
696 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
697 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
698 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
699 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
700 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
701 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
702 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
703 VC CAPITAL LIMITED 4 5 9 55.56
704 Wanhai Securities (HK) Limited 3 5 8 62.50
705 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
706 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
707 Zijing Capital Limited 2 5 7 71.43 2003-05-07
708 Aevitas Securities Limited 2 4 6 66.67
709 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
710 Allard Partners Limited 4 4 8 50.00
711 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
712 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
713 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
714 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
715 Broadway Wealth Management Limited 2 4 6 66.67
716 CBRE Investment Management (Asia) Limited 1 4 5 80.00
717 CCB Securities Limited 2 4 6 66.67
718 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
719 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
720 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
721 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
722 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
723 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
724 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
725 Finet Securities Limited 3 4 7 57.14
726 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
727 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
728 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
729 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
730 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
731 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
732 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
733 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
734 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
735 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
736 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
737 KWOK HING SECURITIES LIMITED 2 4 6 66.67
738 Longitude Asia Limited 2 4 6 66.67
739 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
740 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
741 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
742 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
743 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
744 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
745 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
746 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
747 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
748 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
749 Oreana Financial Services Limited 2 4 6 66.67
750 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
751 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
752 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
753 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
754 Public Securities Limited 2 4 6 66.67
755 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
756 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
757 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
758 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
759 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
760 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
761 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
762 ROSA SECURITIES LIMITED 3 4 7 57.14
763 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
764 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
765 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
766 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
767 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
768 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
769 SIU ON SECURITIES LIMITED 2 4 6 66.67
770 Standard Commodities (Asia) Limited 3 4 7 57.14
771 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
772 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
773 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
774 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
775 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
776 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
777 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
778 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
779 United Securities Limited (HK) 2 4 6 66.67
780 Value Partners Private Equity Limited 4 4 8 50.00
781 WAH SANG SECURITIES LIMITED 2 4 6 66.67
782 Waton Securities International Limited 2 4 6 66.67
783 Win Securities Limited 3 4 7 57.14
784 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
785 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
786 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
787 Yunfeng Financial Markets Limited 3 4 7 57.14
788 3V Capital Limited 3 3 6 50.00 2005-07-18
789 abrdn Hong Kong Limited 4 3 7 42.86
790 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
791 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
792 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
793 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
794 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
795 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
796 Averest Capital Limited 2 3 5 60.00
797 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
798 BEAR BRIGHT LIMITED 2 3 5 60.00
799 Black Marble Securities Limited 2 3 5 60.00
800 BLOOMYEARS LIMITED 2 3 5 60.00
801 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
802 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
803 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
804 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
805 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
806 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
807 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
808 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
809 China Integrity Investment Limited 2 3 5 60.00
810 China Reserve Securities Limited 4 3 7 42.86
811 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
812 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
813 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
814 CS Wealth Securities Limited 4 3 7 42.86
815 CTW SECURITIES LIMITED 2 3 5 60.00
816 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
817 DNB Asset Management (Asia) Limited 4 3 7 42.86
818 EQT Partners Asia Limited 2 3 5 60.00
819 F. R. ZIMMERN LIMITED 2 3 5 60.00
820 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
821 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
822 FDB Financial Group Limited 4 3 7 42.86
823 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
824 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
825 Fubon Capital (HK) Limited 3 3 6 50.00
826 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
827 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
828 Goldbridge Securities Limited 3 3 6 50.00
829 Grand Cartel Securities Company Limited 2 3 5 60.00
830 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
831 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
832 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
833 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
834 HUNG SING FUTURES LIMITED 2 3 5 60.00
835 iFAST Securities (HK) Limited 3 3 6 50.00
836 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
837 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
838 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
839 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
840 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
841 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
842 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
843 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
844 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
845 Kam Wah Investments Limited 2 3 5 60.00
846 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
847 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
848 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
849 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
850 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
851 Mackenzie Investments Asia Limited 3 3 6 50.00
852 MAGUSTA FUTURES LIMITED 2 3 5 60.00
853 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
854 MEAG Hong Kong Limited 2 3 5 60.00
855 MEGABASE SECURITIES LIMITED 2 3 5 60.00
856 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
857 Metaverse Securities Limited (HK) 3 3 6 50.00
858 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
859 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
860 MORTON SECURITIES LIMITED 2 3 5 60.00
861 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
862 Nittan Securities Asia Limited 2 3 5 60.00
863 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
864 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
865 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
866 PO LEE SECURITIES LIMITED 2 3 5 60.00
867 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
868 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
869 RBS Asia Futures Limited 0 3 3 100.00
870 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
871 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
872 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
873 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
874 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
875 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
876 SUN'S FUTURE LIMITED 3 3 6 50.00
877 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
878 TAIFAIR FUTURES LIMITED 2 3 5 60.00
879 TANG KEE SECURITIES LIMITED 3 3 6 50.00
880 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
881 Tensant Securities Limited 2 3 5 60.00 2004-08-25
882 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
883 Tokio Marine Investment Services, Limited 3 3 6 50.00
884 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
885 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
886 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
887 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
888 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
889 YF FUTURES COMPANY LIMITED 2 3 5 60.00
890 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
891 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
892 313 Capital Management Limited 1 2 3 66.67
893 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
894 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
895 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
896 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
897 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
898 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
899 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
900 Arta Global Futures Limited 2 2 4 50.00
901 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
902 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
903 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
904 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
905 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
906 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
907 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
908 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
909 ChapmanCraig Limited 2 2 4 50.00
910 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
911 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
912 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
913 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
914 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
915 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
916 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
917 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
918 COMGEST FAR EAST LIMITED 2 2 4 50.00
919 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
920 DAH SING SECURITIES LIMITED 2 2 4 50.00
921 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
922 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
923 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
924 EAA SECURITIES LIMITED 2 2 4 50.00
925 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
926 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
927 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
928 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
929 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
930 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
931 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
932 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
933 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
934 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
935 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
936 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
937 Grit Securities Limited 2 2 4 50.00
938 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
939 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
940 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
941 HIP HING SECURITIES LIMITED 2 2 4 50.00
942 HOI SANG SECURITIES LIMITED 3 2 5 40.00
943 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
944 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
945 HOU TAK SECURITIES LIMITED 2 2 4 50.00
946 HSZ (HONG KONG) LIMITED 3 2 5 40.00
947 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
948 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
949 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
950 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
951 Instinet Alpha Trading Limited 4 2 6 33.33
952 INTERCHINA FUTURES LIMITED 2 2 4 50.00
953 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
954 iTTa Capital Limited 3 2 5 40.00 2003-05-29
955 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
956 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
957 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
958 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
959 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
960 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
961 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
962 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
963 Matrix Securities Limited 5 2 7 28.57
964 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
965 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
966 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
967 Merdeka Securities Limited 3 2 5 40.00
968 MLI LIMITED (d2018-03-29) 2 2 4 50.00
969 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
970 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
971 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
972 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
973 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
974 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
975 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
976 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
977 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
978 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
979 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
980 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
981 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
982 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
983 SHACOM FUTURES LIMITED 3 2 5 40.00
984 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
985 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
986 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
987 STANDARD & POOR'S, LLC 2 2 4 50.00
988 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
989 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
990 T & F Equities Limited 2 2 4 50.00 2005-11-23
991 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
992 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
993 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
994 TRUTH SECURITIES LIMITED 4 2 6 33.33
995 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
996 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
997 Vantum Futures Limited 2 2 4 50.00
998 VC International Asset Management Limited 3 2 5 40.00
999 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1000 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1001 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1002 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1003 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
1004 WILBY SECURITIES LIMITED 2 2 4 50.00
1005 WMG Asia Limited 2 2 4 50.00 2007-02-28
1006 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1007 Zhongrong International Futures Co., Limited 2 2 4 50.00
1008 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
1009 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1010 Absolute Investment Management (HK) Limited 3 1 4 25.00
1011 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
1012 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
1013 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
1014 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
1015 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1016 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
1017 Alpha Nova Capital Management Limited 2 1 3 33.33
1018 ALTUS CAPITAL LIMITED 3 1 4 25.00
1019 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
1020 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
1021 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
1022 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1023 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1024 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
1025 Avia Asset Management Limited 2 1 3 33.33
1026 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
1027 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
1028 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
1029 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
1030 BOWEN ASIA LIMITED 5 1 6 16.67
1031 BROOKE CAPITAL LIMITED 2 1 3 33.33
1032 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
1033 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1034 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
1035 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
1036 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1037 China Enterprise Securities Company Limited 2 1 3 33.33
1038 China Finance Holdings Limited 2 1 3 33.33
1039 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1040 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1041 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1042 CHUANGS & CO. LIMITED 3 1 4 25.00
1043 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
1044 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1045 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1046 COL Securities (HK) Limited 3 1 4 25.00
1047 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
1048 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1049 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1050 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
1051 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1052 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
1053 Delta Asia Wealth Management Limited 2 1 3 33.33
1054 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1055 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
1056 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1057 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
1058 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
1059 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
1060 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1061 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1062 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1063 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
1064 FULL WIN SECURITIES LIMITED 2 1 3 33.33
1065 Funderstone Asset Management (HK) Limited 1 1 2 50.00
1066 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
1067 GCAM Limited 3 1 4 25.00 2004-10-19
1068 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
1069 Goldin Equities Limited 2 1 3 33.33
1070 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1071 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
1072 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
1073 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1074 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
1075 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
1076 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1077 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
1078 HOORAY SECURITIES LIMITED 3 1 4 25.00
1079 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
1080 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
1081 IMARKETS LIMITED 2 1 3 33.33
1082 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1083 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1084 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
1085 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
1086 iVenture Investment Management Limited 2 1 3 33.33
1087 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
1088 JK Capital Management Limited 4 1 5 20.00
1089 JVSakk Asia Limited 2 1 3 33.33
1090 Kaiser KT Capital Limited 2 1 3 33.33
1091 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1092 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1093 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1094 KGI Asset Management Limited 2 1 3 33.33
1095 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
1096 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
1097 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1098 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
1099 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1100 Lynx Portfolio Limited 2 1 3 33.33
1101 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
1102 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
1103 MESSIS CAPITAL LIMITED 2 1 3 33.33
1104 MFG Limited (HK) 2 1 3 33.33 2006-07-17
1105 MING HON SECURITIES LIMITED 3 1 4 25.00
1106 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
1107 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
1108 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1109 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
1110 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
1111 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1112 Nuada Limited 3 1 4 25.00 2004-01-15
1113 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
1114 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1115 Oshidori Corporate Finance Limited 2 1 3 33.33
1116 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1117 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1118 PANURGY LIMITED 4 1 5 20.00
1119 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1120 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
1121 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1122 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1123 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
1124 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1125 Redford Asset Management Limited 1 1 2 50.00
1126 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1127 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1128 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1129 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
1130 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1131 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1132 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1133 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
1134 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
1135 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1136 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1137 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1138 Silk Road International Capital Limited 3 1 4 25.00
1139 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1140 Sinofortune Financial Capital Limited 3 1 4 25.00
1141 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1142 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1143 Stellar Securities Limited 3 1 4 25.00
1144 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1145 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
1146 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1147 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1148 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1149 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
1150 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
1151 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
1152 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
1153 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1154 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1155 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1156 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1157 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1158 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1159 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1160 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
1161 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
1162 VMS Securities Limited 2 1 3 33.33
1163 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1164 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1165 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1166 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1167 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1168 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1169 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1170 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1171 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1172 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1173 AASTOCKS.COM LIMITED 2 0 2 0.00
1174 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1175 ACM ASIA LIMITED 3 0 3 0.00
1176 ADM SECURITIES LIMITED 2 0 2 0.00
1177 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1178 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1179 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
1180 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
1181 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1182 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1183 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
1184 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
1185 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1186 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1187 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
1188 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1189 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1190 Axis Capital Management Limited 3 0 3 0.00
1191 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1192 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
1193 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1194 Beijing Securities Limited 1 0 1 0.00
1195 Bentley Capital Limited (HK) 3 0 3 0.00
1196 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
1197 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
1198 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1199 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
1200 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1201 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
1202 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
1203 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1204 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
1205 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1206 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
1207 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
1208 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1209 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1210 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
1211 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1212 CERES CAPITAL LIMITED 3 0 3 0.00
1213 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1214 Chanceton Capital Partners Limited 3 0 3 0.00
1215 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1216 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1217 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1218 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1219 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1220 China Access Advisors Limited 2 0 2 0.00 2005-10-21
1221 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1222 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
1223 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1224 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
1225 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1226 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
1227 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
1228 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1229 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
1230 COMMENCE COMPANY LIMITED 2 0 2 0.00
1231 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
1232 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1233 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1234 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1235 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
1236 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1237 D.J. SECURITIES LIMITED 2 0 2 0.00
1238 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
1239 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1240 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1241 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1242 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1243 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1244 ENZARD LIMITED 2 0 2 0.00 2004-05-21
1245 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1246 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1247 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
1248 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1249 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1250 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
1251 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
1252 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
1253 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
1254 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1255 FULLJET SECURITIES LIMITED 2 0 2 0.00
1256 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
1257 GCIS LIMITED 3 0 3 0.00 2007-05-16
1258 GET NICE CAPITAL LIMITED 3 0 3 0.00
1259 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
1260 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1261 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
1262 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1263 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1264 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1265 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1266 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
1267 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1268 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
1269 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
1270 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
1271 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
1272 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1273 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
1274 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1275 HOORAY CAPITAL LIMITED 2 0 2 0.00
1276 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
1277 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1278 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1279 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1280 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1281 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
1282 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1283 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1284 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1285 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1286 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1287 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
1288 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
1289 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1290 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1291 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1292 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
1293 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
1294 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1295 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1296 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1297 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
1298 KARFORD SECURITIES LIMITED 2 0 2 0.00
1299 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
1300 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1301 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1302 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1303 LAU & COMPANY LIMITED 2 0 2 0.00
1304 LBN Advisers Limited 3 0 3 0.00 2007-09-13
1305 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
1306 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
1307 Lombard Investments (HK) Limited 2 0 2 0.00
1308 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1309 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1310 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1311 Marbury Investment Limited 2 0 2 0.00 2007-04-13
1312 MARC FABER LIMITED 2 0 2 0.00
1313 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1314 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1315 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
1316 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
1317 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1318 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
1319 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1320 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1321 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1322 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
1323 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1324 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1325 Open Asset Management Limited 2 0 2 0.00
1326 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
1327 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
1328 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1329 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1330 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1331 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1332 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1333 Pacific Sun Advisors Limited 3 0 3 0.00
1334 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1335 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
1336 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
1337 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
1338 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1339 PGIM (Hong Kong) Limited 2 0 2 0.00
1340 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
1341 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
1342 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
1343 Polen Capital HK Limited 2 0 2 0.00
1344 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1345 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1346 Proton Capital Limited 2 0 2 0.00 2007-10-16
1347 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
1348 QUAM FUTURES LIMITED 2 0 2 0.00
1349 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1350 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1351 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1352 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1353 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
1354 ROCIM Limited 3 0 3 0.00 2007-06-29
1355 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
1356 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1357 SCM CHINA LIMITED 2 0 2 0.00
1358 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
1359 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
1360 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1361 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
1362 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1363 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1364 SKY WARD ASIA LIMITED 2 0 2 0.00
1365 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1366 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
1367 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1368 SPDB International Holdings Limited 3 0 3 0.00
1369 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1370 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1371 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1372 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1373 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1374 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
1375 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1376 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1377 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1378 TC Investment Management (Asia) Limited 2 0 2 0.00
1379 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1380 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1381 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1382 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
1383 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
1384 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1385 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1386 TVC MANAGEMENT LIMITED 2 0 2 0.00
1387 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1388 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
1389 VERCAP Financial Services Limited 2 0 2 0.00
1390 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1391 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
1392 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
1393 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
1394 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
1395 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1396 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
1397 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1398 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
1399 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1400 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1401 WING TAK SECURITIES LIMITED 2 0 2 0.00
1402 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1403 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1404 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
1405 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1405 Average 3.26 24.16 27.43 88.11

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