SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 AASTOCKS.COM LIMITED 2 0 2 0.00
2 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
3 ACM ASIA LIMITED 3 0 3 0.00
4 ADM SECURITIES LIMITED 2 0 2 0.00
5 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
6 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
7 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
8 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
9 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
10 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
11 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
12 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
13 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
14 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
15 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
16 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
17 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
18 Axis Capital Management Limited 3 0 3 0.00
19 BALI SECURITIES CO. LIMITED 3 0 3 0.00
20 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
21 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
22 Beijing Securities Limited 1 0 1 0.00
23 Bentley Capital Limited (HK) 3 0 3 0.00
24 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
25 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
26 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
27 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
28 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
29 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
30 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
31 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
32 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
33 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
34 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
35 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
36 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
37 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
38 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
39 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
40 CERES CAPITAL LIMITED 3 0 3 0.00
41 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
42 Chanceton Capital Partners Limited 3 0 3 0.00
43 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
44 CHEETAH ADVISORS LIMITED 2 0 2 0.00
45 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
46 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
47 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
48 China Access Advisors Limited 2 0 2 0.00 2005-10-21
49 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
50 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
51 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
52 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
53 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
54 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
55 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
56 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
57 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
58 COMMENCE COMPANY LIMITED 2 0 2 0.00
59 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
60 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
61 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
62 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
63 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
64 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
65 D.J. SECURITIES LIMITED 2 0 2 0.00
66 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
67 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
68 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
69 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
70 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
71 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
72 ENZARD LIMITED 2 0 2 0.00 2004-05-21
73 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
74 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
75 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
76 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
77 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
78 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
79 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
80 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
81 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
82 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
83 FULLJET SECURITIES LIMITED 2 0 2 0.00
84 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
85 GCIS LIMITED 3 0 3 0.00 2007-05-16
86 GET NICE CAPITAL LIMITED 3 0 3 0.00
87 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
88 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
89 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
90 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
91 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
92 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
93 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
94 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
95 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
96 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
97 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
98 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
99 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
100 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
101 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
102 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
103 HOORAY CAPITAL LIMITED 2 0 2 0.00
104 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
105 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
106 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
107 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
108 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
109 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
110 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
111 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
112 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
113 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
114 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
115 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
116 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
117 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
118 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
119 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
120 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
121 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
122 JOINCAP CAPITAL LIMITED 2 0 2 0.00
123 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
124 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
125 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
126 KARFORD SECURITIES LIMITED 2 0 2 0.00
127 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
128 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
129 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
130 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
131 LAU & COMPANY LIMITED 2 0 2 0.00
132 LBN Advisers Limited 3 0 3 0.00 2007-09-13
133 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
134 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
135 Lombard Investments (HK) Limited 2 0 2 0.00
136 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
137 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
138 MANDARIN VP (HK) LIMITED 2 0 2 0.00
139 Marbury Investment Limited 2 0 2 0.00 2007-04-13
140 MARC FABER LIMITED 2 0 2 0.00
141 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
142 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
143 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
144 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
145 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
146 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
147 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
148 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
149 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
150 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
151 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
152 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
153 Open Asset Management Limited 2 0 2 0.00
154 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
155 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
156 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
157 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
158 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
159 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
160 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
161 Pacific Sun Advisors Limited 3 0 3 0.00
162 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
163 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
164 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
165 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
166 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
167 PGIM (Hong Kong) Limited 2 0 2 0.00
168 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
169 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
170 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
171 Polen Capital HK Limited 2 0 2 0.00
172 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
173 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
174 Proton Capital Limited 2 0 2 0.00 2007-10-16
175 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
176 QUAM FUTURES LIMITED 2 0 2 0.00
177 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
178 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
179 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
180 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
181 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
182 ROCIM Limited 3 0 3 0.00 2007-06-29
183 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
184 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
185 SCM CHINA LIMITED 2 0 2 0.00
186 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
187 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
188 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
189 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
190 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
191 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
192 SKY WARD ASIA LIMITED 2 0 2 0.00
193 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
194 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
195 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
196 SPDB International Holdings Limited 3 0 3 0.00
197 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
198 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
199 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
200 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
201 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
202 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
203 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
204 T. M. MANAGEMENT LIMITED 2 0 2 0.00
205 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
206 TC Investment Management (Asia) Limited 2 0 2 0.00
207 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
208 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
209 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
210 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
211 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
212 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
213 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
214 TVC MANAGEMENT LIMITED 2 0 2 0.00
215 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
216 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
217 VERCAP Financial Services Limited 2 0 2 0.00
218 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
219 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
220 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
221 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
222 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
223 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
224 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
225 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
226 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
227 WELLAM INVESTMENT LIMITED 2 0 2 0.00
228 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
229 WING TAK SECURITIES LIMITED 2 0 2 0.00
230 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
231 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
232 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
233 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
234 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
235 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
236 Absolute Investment Management (HK) Limited 3 1 4 25.00
237 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
238 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
239 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
240 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
241 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
242 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
243 Alpha Nova Capital Management Limited 2 1 3 33.33
244 ALTUS CAPITAL LIMITED 3 1 4 25.00
245 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
246 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
247 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
248 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
249 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
250 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
251 Avia Asset Management Limited 2 1 3 33.33
252 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
253 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
254 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
255 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
256 BOWEN ASIA LIMITED 5 1 6 16.67
257 BROOKE CAPITAL LIMITED 2 1 3 33.33
258 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
259 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
260 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
261 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
262 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
263 China Enterprise Securities Company Limited 2 1 3 33.33
264 China Finance Holdings Limited 2 1 3 33.33
265 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
266 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
267 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
268 CHUANGS & CO. LIMITED 3 1 4 25.00
269 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
270 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
271 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
272 COL Securities (HK) Limited 3 1 4 25.00
273 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
274 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
275 CUPOLA CAPITAL LIMITED 4 1 5 20.00
276 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
277 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
278 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
279 Delta Asia Wealth Management Limited 2 1 3 33.33
280 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
281 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
282 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
283 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
284 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
285 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
286 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
287 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
288 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
289 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
290 FULL WIN SECURITIES LIMITED 2 1 3 33.33
291 Funderstone Asset Management (HK) Limited 1 1 2 50.00
292 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
293 GCAM Limited 3 1 4 25.00 2004-10-19
294 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
295 Goldin Equities Limited 2 1 3 33.33
296 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
297 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
298 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
299 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
300 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
301 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
302 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
303 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
304 HOORAY SECURITIES LIMITED 3 1 4 25.00
305 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
306 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
307 IMARKETS LIMITED 2 1 3 33.33
308 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
309 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
310 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
311 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
312 iVenture Investment Management Limited 2 1 3 33.33
313 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
314 JK Capital Management Limited 4 1 5 20.00
315 JVSakk Asia Limited 2 1 3 33.33
316 Kaiser KT Capital Limited 2 1 3 33.33
317 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
318 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
319 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
320 KGI Asset Management Limited 2 1 3 33.33
321 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
322 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
323 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
324 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
325 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
326 Lynx Portfolio Limited 2 1 3 33.33
327 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
328 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
329 MESSIS CAPITAL LIMITED 2 1 3 33.33
330 MFG Limited (HK) 2 1 3 33.33 2006-07-17
331 MING HON SECURITIES LIMITED 3 1 4 25.00
332 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
333 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
334 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
335 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
336 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
337 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
338 Nuada Limited 3 1 4 25.00 2004-01-15
339 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
340 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
341 Oshidori Corporate Finance Limited 2 1 3 33.33
342 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
343 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
344 PANURGY LIMITED 4 1 5 20.00
345 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
346 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
347 PRIVATE CAPITAL LIMITED 2 1 3 33.33
348 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
349 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
350 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
351 Redford Asset Management Limited 1 1 2 50.00
352 Redwood Peak Limited 2 1 3 33.33 2007-10-05
353 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
354 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
355 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
356 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
357 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
358 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
359 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
360 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
361 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
362 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
363 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
364 Silk Road International Capital Limited 3 1 4 25.00
365 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
366 Sinofortune Financial Capital Limited 3 1 4 25.00
367 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
368 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
369 Stellar Securities Limited 3 1 4 25.00
370 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
371 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
372 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
373 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
374 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
375 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
376 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
377 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
378 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
379 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
380 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
381 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
382 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
383 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
384 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
385 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
386 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
387 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
388 VMS Securities Limited 2 1 3 33.33
389 WAI FAT SECURITIES LIMITED 2 1 3 33.33
390 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
391 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
392 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
393 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
394 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
395 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
396 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
397 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
398 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
399 313 Capital Management Limited 1 2 3 66.67
400 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
401 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
402 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
403 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
404 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
405 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
406 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
407 Arta Global Futures Limited 2 2 4 50.00
408 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
409 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
410 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
411 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
412 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
413 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
414 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
415 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
416 ChapmanCraig Limited 2 2 4 50.00
417 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
418 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
419 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
420 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
421 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
422 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
423 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
424 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
425 COMGEST FAR EAST LIMITED 2 2 4 50.00
426 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
427 DAH SING SECURITIES LIMITED 2 2 4 50.00
428 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
429 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
430 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
431 EAA SECURITIES LIMITED 2 2 4 50.00
432 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
433 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
434 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
435 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
436 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
437 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
438 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
439 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
440 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
441 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
442 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
443 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
444 Grit Securities Limited 2 2 4 50.00
445 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
446 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
447 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
448 HIP HING SECURITIES LIMITED 2 2 4 50.00
449 HOI SANG SECURITIES LIMITED 3 2 5 40.00
450 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
451 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
452 HOU TAK SECURITIES LIMITED 2 2 4 50.00
453 HSZ (HONG KONG) LIMITED 3 2 5 40.00
454 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
455 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
456 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
457 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
458 Instinet Alpha Trading Limited 4 2 6 33.33
459 INTERCHINA FUTURES LIMITED 2 2 4 50.00
460 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
461 iTTa Capital Limited 3 2 5 40.00 2003-05-29
462 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
463 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
464 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
465 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
466 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
467 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
468 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
469 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
470 Matrix Securities Limited 5 2 7 28.57
471 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
472 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
473 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
474 Merdeka Securities Limited 3 2 5 40.00
475 MLI LIMITED (d2018-03-29) 2 2 4 50.00
476 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
477 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
478 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
479 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
480 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
481 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
482 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
483 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
484 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
485 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
486 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
487 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
488 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
489 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
490 SHACOM FUTURES LIMITED 3 2 5 40.00
491 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
492 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
493 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
494 STANDARD & POOR'S, LLC 2 2 4 50.00
495 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
496 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
497 T & F Equities Limited 2 2 4 50.00 2005-11-23
498 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
499 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
500 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
501 TRUTH SECURITIES LIMITED 4 2 6 33.33
502 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
503 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
504 Vantum Futures Limited 2 2 4 50.00
505 VC International Asset Management Limited 3 2 5 40.00
506 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
507 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
508 WAH THAI SECURITIES LIMITED 3 2 5 40.00
509 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
510 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
511 WILBY SECURITIES LIMITED 2 2 4 50.00
512 WMG Asia Limited 2 2 4 50.00 2007-02-28
513 YARDLEY SECURITIES LIMITED 2 2 4 50.00
514 Zhongrong International Futures Co., Limited 2 2 4 50.00
515 3V Capital Limited 3 3 6 50.00 2005-07-18
516 abrdn Hong Kong Limited 4 3 7 42.86
517 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
518 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
519 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
520 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
521 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
522 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
523 Averest Capital Limited 2 3 5 60.00
524 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
525 BEAR BRIGHT LIMITED 2 3 5 60.00
526 Black Marble Securities Limited 2 3 5 60.00
527 BLOOMYEARS LIMITED 2 3 5 60.00
528 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
529 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
530 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
531 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
532 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
533 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
534 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
535 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
536 China Integrity Investment Limited 2 3 5 60.00
537 China Reserve Securities Limited 4 3 7 42.86
538 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
539 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
540 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
541 CS Wealth Securities Limited 4 3 7 42.86
542 CTW SECURITIES LIMITED 2 3 5 60.00
543 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
544 DNB Asset Management (Asia) Limited 4 3 7 42.86
545 EQT Partners Asia Limited 2 3 5 60.00
546 F. R. ZIMMERN LIMITED 2 3 5 60.00
547 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
548 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
549 FDB Financial Group Limited 4 3 7 42.86
550 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
551 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
552 Fubon Capital (HK) Limited 3 3 6 50.00
553 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
554 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
555 Goldbridge Securities Limited 3 3 6 50.00
556 Grand Cartel Securities Company Limited 2 3 5 60.00
557 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
558 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
559 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
560 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
561 HUNG SING FUTURES LIMITED 2 3 5 60.00
562 iFAST Securities (HK) Limited 3 3 6 50.00
563 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
564 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
565 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
566 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
567 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
568 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
569 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
570 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
571 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
572 Kam Wah Investments Limited 2 3 5 60.00
573 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
574 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
575 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
576 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
577 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
578 Mackenzie Investments Asia Limited 3 3 6 50.00
579 MAGUSTA FUTURES LIMITED 2 3 5 60.00
580 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
581 MEAG Hong Kong Limited 2 3 5 60.00
582 MEGABASE SECURITIES LIMITED 2 3 5 60.00
583 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
584 Metaverse Securities Limited (HK) 3 3 6 50.00
585 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
586 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
587 MORTON SECURITIES LIMITED 2 3 5 60.00
588 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
589 Nittan Securities Asia Limited 2 3 5 60.00
590 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
591 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
592 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
593 PO LEE SECURITIES LIMITED 2 3 5 60.00
594 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
595 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
596 RBS Asia Futures Limited 0 3 3 100.00
597 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
598 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
599 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
600 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
601 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
602 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
603 SUN'S FUTURE LIMITED 3 3 6 50.00
604 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
605 TAIFAIR FUTURES LIMITED 2 3 5 60.00
606 TANG KEE SECURITIES LIMITED 3 3 6 50.00
607 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
608 Tensant Securities Limited 2 3 5 60.00 2004-08-25
609 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
610 Tokio Marine Investment Services, Limited 3 3 6 50.00
611 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
612 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
613 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
614 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
615 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
616 YF FUTURES COMPANY LIMITED 2 3 5 60.00
617 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
618 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
619 Aevitas Securities Limited 2 4 6 66.67
620 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
621 Allard Partners Limited 4 4 8 50.00
622 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
623 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
624 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
625 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
626 Broadway Wealth Management Limited 2 4 6 66.67
627 CBRE Investment Management (Asia) Limited 1 4 5 80.00
628 CCB Securities Limited 2 4 6 66.67
629 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
630 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
631 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
632 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
633 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
634 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
635 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
636 Finet Securities Limited 3 4 7 57.14
637 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
638 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
639 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
640 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
641 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
642 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
643 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
644 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
645 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
646 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
647 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
648 KWOK HING SECURITIES LIMITED 2 4 6 66.67
649 Longitude Asia Limited 2 4 6 66.67
650 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
651 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
652 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
653 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
654 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
655 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
656 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
657 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
658 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
659 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
660 Oreana Financial Services Limited 2 4 6 66.67
661 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
662 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
663 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
664 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
665 Public Securities Limited 2 4 6 66.67
666 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
667 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
668 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
669 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
670 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
671 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
672 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
673 ROSA SECURITIES LIMITED 3 4 7 57.14
674 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
675 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
676 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
677 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
678 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
679 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
680 SIU ON SECURITIES LIMITED 2 4 6 66.67
681 Standard Commodities (Asia) Limited 3 4 7 57.14
682 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
683 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
684 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
685 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
686 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
687 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
688 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
689 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
690 United Securities Limited (HK) 2 4 6 66.67
691 Value Partners Private Equity Limited 4 4 8 50.00
692 WAH SANG SECURITIES LIMITED 2 4 6 66.67
693 Waton Securities International Limited 2 4 6 66.67
694 Win Securities Limited 3 4 7 57.14
695 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
696 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
697 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
698 Yunfeng Financial Markets Limited 3 4 7 57.14
699 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
700 AIF Securities Limited 4 5 9 55.56 2004-11-02
701 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
702 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
703 Anuenue Securities Limited 2 5 7 71.43
704 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
705 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
706 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
707 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
708 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
709 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
710 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
711 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
712 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
713 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
714 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
715 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
716 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
717 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
718 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
719 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
720 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
721 FAIRWIN BROKING LIMITED 2 5 7 71.43
722 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
723 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
724 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
725 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
726 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
727 GLS SECURITIES LIMITED 2 5 7 71.43
728 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
729 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
730 HPEF Venture Partners Limited 4 5 9 55.56
731 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
732 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
733 Imagi Brokerage Limited 3 5 8 62.50
734 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
735 KB Securities Hong Kong Limited 3 5 8 62.50
736 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
737 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
738 KILMOREY SECURITIES LIMITED 2 5 7 71.43
739 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
740 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
741 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
742 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
743 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
744 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
745 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
746 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
747 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
748 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
749 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
750 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
751 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
752 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
753 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
754 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
755 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
756 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
757 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
758 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
759 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
760 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
761 VC CAPITAL LIMITED 4 5 9 55.56
762 Wanhai Securities (HK) Limited 3 5 8 62.50
763 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
764 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
765 Zijing Capital Limited 2 5 7 71.43 2003-05-07
766 AJ Securities Limited 2 6 8 75.00
767 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
768 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
769 BOKHARY SECURITIES LIMITED 2 6 8 75.00
770 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
771 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
772 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
773 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
774 CVC Asia Pacific Limited 4 6 10 60.00
775 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
776 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
777 FE SECURITIES LIMITED 4 6 10 60.00
778 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
779 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
780 Goldyard Capital Limited 2 6 8 75.00
781 GT CAPITAL LIMITED 2 6 8 75.00
782 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
783 HANG SENG FUTURES LIMITED 2 6 8 75.00
784 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
785 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
786 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
787 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
788 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
789 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
790 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
791 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
792 Neutral Financial Holding Company Limited 3 6 9 66.67
793 NEW TREND FUTURES LIMITED 4 6 10 60.00
794 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
795 Oshidori Securities Limited 2 6 8 75.00
796 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
797 Planetree Futures Limited 4 6 10 60.00
798 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
799 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
800 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
801 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
802 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
803 SJS Markets Limited 3 6 9 66.67 2005-03-02
804 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
805 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
806 Templewater Hong Kong Limited 4 6 10 60.00
807 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
808 THING ON SECURITIES LIMITED 2 6 8 75.00
809 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
810 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
811 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
812 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
813 AIF CAPITAL LIMITED 6 7 13 53.85
814 Anli Securities Limited 2 7 9 77.78
815 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
816 Bradbury Securities Limited 3 7 10 70.00
817 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
818 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
819 CES International Commodities (HK) Limited 3 7 10 70.00
820 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
821 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
822 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
823 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
824 CSC ASIA LIMITED 4 7 11 63.64
825 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
826 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
827 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
828 GIGA (HONG KONG) LIMITED 3 7 10 70.00
829 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
830 Hao Tian International Securities Limited 3 7 10 70.00
831 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
832 HERMES SECURITIES LIMITED 2 7 9 77.78
833 Hong Kong Stock Link Securities Limited 3 7 10 70.00
834 Hongkong Bay Securities Limited 2 7 9 77.78
835 Huayu Securities Limited 2 7 9 77.78
836 iBest Securities Company Limited 3 7 10 70.00
837 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
838 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
839 Joy Silver Limited 5 7 12 58.33
840 K.K.M. SECURITIES LIMITED 2 7 9 77.78
841 KMT SECURITIES LIMITED 2 7 9 77.78
842 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
843 LUEN HING SECURITIES LIMITED 3 7 10 70.00
844 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
845 MCP Holdings Limited (HK) 3 7 10 70.00
846 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
847 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
848 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
849 Rifa Securities Limited 3 7 10 70.00
850 SDHG International Securities Limited 3 7 10 70.00
851 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
852 SELINA & CO. LIMITED (HK) 2 7 9 77.78
853 Sinofortune Securities Limited 3 7 10 70.00
854 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
855 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
856 SOLID KING SECURITIES LIMITED 3 7 10 70.00
857 SPS COMMODITIES LIMITED 2 7 9 77.78
858 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
859 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
860 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
861 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
862 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
863 TANG PING KONG LIMITED 3 7 10 70.00
864 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
865 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
866 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
867 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
868 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
869 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
870 BUSINESS FUTURES LIMITED 2 8 10 80.00
871 Capital International, Inc. 2 8 10 80.00 2007-07-03
872 China Finance KAB Limited 4 8 12 66.67 2004-12-23
873 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
874 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
875 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
876 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
877 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
878 Everbright Securities Global (HK) Limited 3 8 11 72.73
879 EVERHOT SECURITIES LIMITED 3 8 11 72.73
880 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
881 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
882 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
883 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
884 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
885 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
886 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
887 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
888 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
889 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
890 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
891 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
892 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
893 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
894 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
895 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
896 LIM ADVISORS LIMITED 6 8 14 57.14
897 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
898 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
899 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
900 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
901 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
902 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
903 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
904 Public Financial Securities Limited 2 8 10 80.00
905 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
906 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
907 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
908 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
909 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
910 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
911 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
912 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
913 Tyche Group Limited 2 8 10 80.00
914 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
915 WING ON SECURITIES LIMITED 2 8 10 80.00
916 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
917 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
918 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
919 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
920 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
921 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
922 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
923 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
924 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
925 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
926 China Tonghai (IA) Limited 3 9 12 75.00
927 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
928 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
929 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
930 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
931 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
932 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
933 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
934 Huajin Corporate Finance (International) Limited 4 9 13 69.23
935 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
936 Income Partners Asset Management (HK) Limited 4 9 13 69.23
937 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
938 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
939 LUEN SING SECURITIES LIMITED 4 9 13 69.23
940 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
941 Minerva Holding Financial Securities Limited 3 9 12 75.00
942 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
943 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
944 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
945 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
946 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
947 ROOFER SECURITIES LIMITED 3 9 12 75.00
948 SINOMAX SECURITIES LIMITED 2 9 11 81.82
949 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
950 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
951 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
952 WING FAT SECURITIES LIMITED 3 9 12 75.00
953 AM Squared Limited 2 10 12 83.33 2005-06-30
954 BULLISH SECURITIES LIMITED 2 10 12 83.33
955 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
956 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
957 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
958 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
959 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
960 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
961 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
962 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
963 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
964 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
965 HENIK SECURITIES LIMITED 2 10 12 83.33
966 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
967 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
968 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
969 LAMTEX SECURITIES LIMITED 3 10 13 76.92
970 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
971 M&F Asset Management Limited 3 10 13 76.92
972 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
973 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
974 Optima Capital Limited 4 10 14 71.43 2007-10-25
975 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
976 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
977 RPS INVESTMENT LIMITED 4 10 14 71.43
978 SEEKERS MARKETS LIMITED 2 10 12 83.33
979 St. James's Place (Hong Kong) Limited 3 10 13 76.92
980 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
981 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
982 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
983 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
984 Virtu ITG Hong Kong Limited 5 10 15 66.67
985 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
986 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
987 WINTECH SECURITIES LIMITED 4 10 14 71.43
988 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
989 Wisetrade Securities Limited 3 10 13 76.92
990 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
991 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
992 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
993 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
994 Bright Fund Management Limited 3 11 14 78.57
995 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
996 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
997 EAST ASIA FUTURES LIMITED 2 11 13 84.62
998 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
999 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
1000 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
1001 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
1002 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
1003 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1004 Open Securities Limited 4 11 15 73.33
1005 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1006 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
1007 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
1008 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
1009 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1010 BEA Union Investment Management Limited 4 12 16 75.00
1011 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
1012 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
1013 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
1014 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1015 MALAHON SECURITIES LIMITED 2 12 14 85.71
1016 MANGO FINANCIAL LIMITED 3 12 15 80.00
1017 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
1018 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1019 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1020 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
1021 PO SANG SECURITIES LIMITED 3 12 15 80.00
1022 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1023 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
1024 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1025 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
1026 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
1027 Well Link Securities Limited 2 12 14 85.71 2005-11-11
1028 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1029 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
1030 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
1031 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
1032 CC Finance Limited 3 13 16 81.25 2006-04-20
1033 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
1034 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
1035 CMB International Global Markets Limited 5 13 18 72.22
1036 ELSTONE SECURITIES LIMITED 4 13 17 76.47
1037 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
1038 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
1039 HANG TAI SECURITIES LIMITED 2 13 15 86.67
1040 HING WONG SECURITIES LIMITED 3 13 16 81.25
1041 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
1042 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
1043 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1044 ORIENT SECURITIES LIMITED 1 13 14 92.86
1045 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
1046 Polaris Capital (Asia) Limited 7 13 20 65.00
1047 SBI China Capital Financial Services Limited 2 13 15 86.67
1048 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
1049 Belvest Investment Services Limited 3 14 17 82.35
1050 BERICH BROKERAGE LIMITED 4 14 18 77.78
1051 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
1052 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
1053 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
1054 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
1055 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
1056 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
1057 GAOYU SECURITIES LIMITED 4 14 18 77.78
1058 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
1059 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
1060 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
1061 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
1062 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
1063 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
1064 SBI China Capital Commodities Limited 4 14 18 77.78
1065 Shacom Securities Limited 2 14 16 87.50
1066 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
1067 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1068 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
1069 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
1070 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
1071 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
1072 CTBC Asia Limited 5 15 20 75.00 2004-01-14
1073 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
1074 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
1075 KINGSTON FUTURES LIMITED 2 15 17 88.24
1076 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1077 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
1078 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
1079 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
1080 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1081 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
1082 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
1083 Shang International Finance Limited 6 15 21 71.43
1084 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
1085 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1086 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1087 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1088 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1089 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
1090 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
1091 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
1092 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
1093 PineBridge Investments Hong Kong Limited 4 16 20 80.00
1094 Planetree Securities Limited 4 16 20 80.00
1095 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
1096 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
1097 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1098 SPS SECURITIES LIMITED 5 16 21 76.19
1099 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1100 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1101 ADMIS Hong Kong Limited 3 17 20 85.00
1102 ANGUS MOORE LIMITED 2 17 19 89.47
1103 BUSINESS SECURITIES LIMITED 2 17 19 89.47
1104 CBH Asia Limited 4 17 21 80.95
1105 EWARTON SECURITIES LIMITED 3 17 20 85.00
1106 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
1107 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
1108 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1109 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1110 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
1111 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1112 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
1113 YICKO SECURITIES LIMITED 4 17 21 80.95
1114 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
1115 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
1116 CLSA FUTURES LIMITED 4 18 22 81.82
1117 DL BROKERAGE LIMITED 3 18 21 85.71
1118 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
1119 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
1120 HENYEP SECURITIES LIMITED 3 18 21 85.71
1121 HUNG SING SECURITIES LIMITED 2 18 20 90.00
1122 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
1123 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
1124 MTF SECURITIES LIMITED 2 18 20 90.00
1125 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
1126 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
1127 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1128 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
1129 Well Link International Securities Limited 2 18 20 90.00
1130 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
1131 Essence International Financial Holdings Limited 2 19 21 90.48
1132 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
1133 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
1134 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
1135 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
1136 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1137 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1138 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
1139 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
1140 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1141 CAIIS Limited 3 20 23 86.96 2006-05-23
1142 Glory Sun Securities Limited 3 20 23 86.96
1143 HPEF Capital Partners Limited 5 20 25 80.00
1144 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
1145 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
1146 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
1147 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1148 WINFULL SECURITIES LIMITED 3 20 23 86.96
1149 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
1150 Fosun International Securities Limited 5 21 26 80.77
1151 GAYANG SECURITIES LIMITED 2 21 23 91.30
1152 HANG SENG SECURITIES LIMITED 5 21 26 80.77
1153 KAISER SECURITIES LIMITED 2 21 23 91.30
1154 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
1155 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
1156 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1157 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1158 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
1159 CSC FUTURES (HK) LIMITED 3 22 25 88.00
1160 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
1161 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
1162 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
1163 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
1164 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
1165 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
1166 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
1167 INSTINET PACIFIC LIMITED 5 24 29 82.76
1168 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
1169 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
1170 LEHIN SECURITIES LIMITED 3 24 27 88.89
1171 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
1172 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
1173 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
1174 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1175 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
1176 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
1177 Prime Cdex Securities Limited 4 25 29 86.21
1178 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
1179 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1180 KAISER FUTURES LIMITED 3 26 29 89.66
1181 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1182 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
1183 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
1184 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
1185 WOCOM LIMITED (HK) 4 26 30 86.67
1186 Amundi Hong Kong Limited 5 27 32 84.38
1187 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
1188 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
1189 GAM HONG KONG LIMITED 4 27 31 87.10
1190 Mason Futures Limited (HK) 4 27 31 87.10
1191 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
1192 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
1193 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
1194 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
1195 TSE'S SECURITIES LIMITED 1 28 29 96.55
1196 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1197 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
1198 CGS International Securities Hong Kong Limited 5 29 34 85.29
1199 OnePlatform Securities Limited 2 29 31 93.55
1200 Success Securities Limited 2 29 31 93.55
1201 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
1202 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1203 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
1204 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
1205 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
1206 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
1207 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
1208 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
1209 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
1210 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
1211 ICEA CAPITAL LIMITED 7 30 37 81.08
1212 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
1213 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
1214 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
1215 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
1216 BOCI RESEARCH LIMITED 3 31 34 91.18
1217 SBI China Capital Securities Limited 3 31 34 91.18
1218 VALUE PARTNERS LIMITED 6 31 37 83.78
1219 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
1220 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
1221 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
1222 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
1223 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
1224 DWS Investments Hong Kong Limited 5 33 38 86.84
1225 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
1226 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
1227 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
1228 Beevest Securities Limited 8 34 42 80.95 2005-03-07
1229 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
1230 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
1231 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
1232 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
1233 PineBridge Investments Asia Limited 3 35 38 92.11
1234 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
1235 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
1236 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
1237 WOCOM SECURITIES LIMITED 5 36 41 87.80
1238 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
1239 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
1240 RBS Asia Corporate Finance Limited 8 37 45 82.22
1241 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
1242 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1243 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
1244 MUSHK Limited 8 39 47 82.98
1245 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
1246 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
1247 CVP Securities Limited 2 40 42 95.24 2004-07-09
1248 Funderstone Futures Limited 2 40 42 95.24
1249 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
1250 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
1251 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
1252 Taiping Securities (HK) Co Limited 4 40 44 90.91
1253 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
1254 Citadel Asia Limited 3 41 44 93.18 2005-10-21
1255 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
1256 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
1257 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
1258 INVESCO HONG KONG LIMITED 8 42 50 84.00
1259 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
1260 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1261 BOCI ASIA LIMITED 11 43 54 79.63
1262 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
1263 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
1264 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1265 Mason Securities Limited 5 44 49 89.80
1266 VC INTERNATIONAL TRADING LIMITED 4 44 48 91.67
1267 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
1268 Funderstone Securities Limited 3 45 48 93.75
1269 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
1270 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
1271 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
1272 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
1273 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
1274 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
1275 KINGSTON SECURITIES LIMITED 3 49 52 94.23
1276 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
1277 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
1278 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
1279 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
1280 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
1281 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1282 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
1283 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
1284 CASH Wealth Management Limited 4 53 57 92.98
1285 Quam Securities Limited 7 53 60 88.33 2004-10-15
1286 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
1287 CHONG HING SECURITIES LIMITED 4 54 58 93.10
1288 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
1289 SANFULL SECURITIES LIMITED 6 54 60 90.00
1290 T G HOLBORN (HK) LIMITED 4 57 61 93.44
1291 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
1292 iBest Consultants Limited 2 61 63 96.83
1293 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
1294 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
1295 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1296 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
1297 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
1298 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
1299 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
1300 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
1301 EMPEROR FUTURES LIMITED 4 66 70 94.29
1302 FWD Financial Planning Limited (HK) 3 66 69 95.65
1303 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
1304 Newedge Broker Limited 4 66 70 94.29
1305 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
1306 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
1307 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
1308 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
1309 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
1310 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
1311 VC BROKERAGE LIMITED 3 73 76 96.05
1312 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
1313 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
1314 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
1315 FT Securities Limited 3 77 80 96.25 2005-09-22
1316 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1317 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1318 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
1319 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
1320 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
1321 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
1322 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
1323 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
1324 CORPORATE BROKERS LIMITED 4 81 85 95.29
1325 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
1326 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
1327 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
1328 JPMorgan Funds (Asia) Limited 8 84 92 91.30
1329 FIL Investment Advisors 6 85 91 93.41
1330 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
1331 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
1332 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
1333 China International Capital Corporation (International) Limited 9 88 97 90.72
1334 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
1335 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
1336 GET NICE SECURITIES LIMITED 6 94 100 94.00
1337 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
1338 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
1339 YF Life Investors Limited 3 96 99 96.97 2004-08-30
1340 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
1341 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
1342 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
1343 Lion Global Financial Limited 6 99 105 94.29
1344 CITIC Securities Futures (HK) Limited 7 100 107 93.46
1345 CLSA RESEARCH LIMITED 2 104 106 98.11
1346 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1347 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
1348 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
1349 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
1350 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
1351 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
1352 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
1353 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
1354 CLSA LIMITED 7 123 130 94.62
1355 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
1356 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
1357 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
1358 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
1359 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
1360 CES Forex (HK) Limited 4 146 150 97.33
1361 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
1362 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
1363 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
1364 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
1365 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
1366 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
1367 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
1368 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
1369 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
1370 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
1371 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
1372 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
1373 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
1374 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
1375 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
1376 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
1377 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
1378 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
1379 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
1380 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
1381 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
1382 KGI ASIA LIMITED 11 283 294 96.26
1383 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
1384 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
1385 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
1386 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
1387 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1388 CES Commodities (HK) Limited 8 345 353 97.73
1389 Merrill Lynch Far East Limited 15 346 361 95.84
1390 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
1391 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
1392 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
1393 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
1394 Sun Life Hong Kong Limited 2 425 427 99.53
1395 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
1396 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
1397 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
1398 Citigroup Global Markets Asia Limited 23 574 597 96.15
1399 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
1400 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
1401 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
1402 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
1403 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
1404 WM (HK) Limited 2 1293 1295 99.85
1405 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
1405 Average 3.26 24.16 27.43 88.11

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