SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 PROGRESS MARKETS LIMITED 2 4 6 66.67 2007-12-31
2 IREALITY INVESTMENTS LIMITED 4 0 4 0.00 2007-12-21
3 Mitsubishi UFJ Investment Services (HK) Limited 2 0 2 0.00 2007-12-21
4 SANFULL FUTURES LIMITED 3 0 3 0.00 2007-12-21
5 ARTS Capital Management Limited 2 0 2 0.00 2007-12-20
6 Ivory Investment Management Asia Limited 2 0 2 0.00 2007-12-19
7 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 0.00 2007-12-18
8 Robeco Hong Kong Limited 4 0 4 0.00 2007-12-18
9 Wachovia Advisors International Limited 2 0 2 0.00 2007-12-17
10 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
11 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-12-07
12 Brencourt Asia Limited 2 0 2 0.00 2007-12-05
13 OPTIVER TRADING HONG KONG LIMITED 3 0 3 0.00 2007-12-03
14 GUOYUAN FUTURES (HONG KONG) LIMITED 2 0 2 0.00 2007-11-29
15 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 0 4 0.00 2007-11-29
16 CALF Investment Advisors Limited 2 0 2 0.00 2007-11-28
17 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 4 0 4 0.00 2007-11-28
18 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 40.00 2007-11-27
19 H S Asset Management Limited (d2010-05-24) 2 0 2 0.00 2007-11-26
20 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
21 Segantii Capital Management Limited 2 1 3 33.33 2007-11-22
22 VALUE PARTNERS HONG KONG LIMITED 6 29 35 82.86 2007-11-19
23 Myo Capital Advisers Limited 2 0 2 0.00 2007-11-16
24 D. E. Shaw & Co. (Asia Pacific) Limited 2 1 3 33.33 2007-11-14
25 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
26 VisionGain Capital Limited 2 0 2 0.00 2007-11-14
27 GF Asset Management (Hong Kong) Limited 4 0 4 0.00 2007-11-08
28 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
29 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
30 Optima Capital Limited 4 10 14 71.43 2007-10-25
31 CUBE CAPITAL HK LIMITED 2 0 2 0.00 2007-10-17
32 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
33 Telecom King Securities Limited 2 4 6 66.67 2007-10-17
34 Proton Capital Limited 2 0 2 0.00 2007-10-16
35 Shinhan Investment Asia Limited 2 0 2 0.00 2007-10-15
36 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
37 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 9 12 75.00 2007-10-10
38 Daiwa Capital Markets Hong Kong Limited 10 80 90 88.89 2007-10-05
39 Redwood Peak Limited 2 1 3 33.33 2007-10-05
40 RAB CAPITAL (ASIA) LIMITED 4 8 12 66.67 2007-09-28
41 Everbright Capital Management Limited 2 2 4 50.00 2007-09-24
42 PARRY CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-24
43 ALLCO FINANCE (ASIA) LIMITED 3 1 4 25.00 2007-09-21
44 BOCOM International (Asia) Limited 4 5 9 55.56 2007-09-21
45 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
46 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-20
47 BOCOM International Asset Management Limited 3 0 3 0.00 2007-09-13
48 LBN Advisers Limited 3 0 3 0.00 2007-09-13
49 1. AGLOBAL INTERNATIONAL LIMITED 2 1 3 33.33 2007-09-12
50 Rabo Brokerage HK Limited 3 5 8 62.50 2007-09-12
51 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
52 BOCOM International Securities Limited 7 88 95 92.63 2007-09-10
53 Chinese Strategic Asset Management Limited 3 2 5 40.00 2007-09-07
54 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
55 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
56 NATIONAL ASSET MANAGEMENT LIMITED (HK) 1 1 2 50.00 2007-09-06
57 BGC SECURITIES (HONG KONG) LLC 4 8 12 66.67 2007-08-29
58 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-24
59 EVOLUTION ASIA INVESTMENTS LIMITED 7 8 15 53.33 2007-08-24
60 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-08-23
61 INTL Global Currencies (Asia) Limited 3 1 4 25.00 2007-08-23
62 Providence Equity Asia Limited 3 4 7 57.14 2007-08-23
63 Evo Capital Management Asia Limited 2 1 3 33.33 2007-08-22
64 AIR GEO SERVICES LIMITED 2 1 3 33.33 2007-08-21
65 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 1 3 33.33 2007-08-21
66 IAM LEGACY LIMITED 3 1 4 25.00 2007-08-21
67 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
68 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 3 14 17 82.35 2007-08-17
69 Liquidnet Asia Limited 2 2 4 50.00 2007-08-15
70 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 15 19 78.95 2007-08-14
71 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
72 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
73 CICC US Securities, Inc. 2 3 5 60.00 2007-08-03
74 CSI Corporate Finance (HK) Limited 7 12 19 63.16 2007-08-01
75 JINRUI FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2007-07-27
76 TISCO GLOBAL SECURITIES LIMITED 2 0 2 0.00 2007-07-24
77 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
78 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 0 3 0.00 2007-07-19
79 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
80 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 178 185 96.22 2007-07-04
81 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
82 OnePlatform Asset Management Limited 7 851 858 99.18 2007-07-04
83 Capital International, Inc. 2 8 10 80.00 2007-07-03
84 China Everbright Investment Management Limited 3 0 3 0.00 2007-07-03
85 ROCIM Limited 3 0 3 0.00 2007-06-29
86 FAIR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2007-06-27
87 HGNH International Futures Co., Limited 2 9 11 81.82 2007-06-26
88 TIBRA TRADING HONG KONG LIMITED 3 1 4 25.00 2007-06-25
89 Libertas Capital Asia Limited 4 1 5 20.00 2007-06-21
90 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 16 24 66.67 2007-06-20
91 GFI (HK) SECURITIES L.L.C. 2 13 15 86.67 2007-06-18
92 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
93 LaSalle Investment Management Hong Kong Limited 2 2 4 50.00 2007-06-14
94 Kirin Asset Management Limited 2 3 5 60.00 2007-06-12
95 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 50.00 2007-06-12
96 SANSTON FINANCIAL GROUP LIMITED 4 4 8 50.00 2007-06-12
97 RREEF China REIT Management Limited 3 1 4 25.00 2007-06-01
98 Eclipse Options (HK) Limited 3 1 4 25.00 2007-05-31
99 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
100 RICHLAND CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-05-25
101 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
102 SYMPHONY AMP LIMITED 3 3 6 50.00 2007-05-21
103 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 62.50 2007-05-18
104 OKASAN INTERNATIONAL (ASIA) LIMITED 5 18 23 78.26 2007-05-17
105 GCIS LIMITED 3 0 3 0.00 2007-05-16
106 HOULIHAN LOKEY (EUROPE) LIMITED 3 1 4 25.00 2007-05-15
107 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 66.67 2007-05-15
108 Towers Watson Investment Services Hong Kong Limited 3 1 4 25.00 2007-05-14
109 MEGA CAPITAL (ASIA) COMPANY LIMITED 5 10 15 66.67 2007-05-11
110 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 4 6 66.67 2007-05-08
111 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
112 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 4 6 66.67 2007-05-08
113 VISION FINANCE (SECURITIES) LIMITED 6 0 6 0.00 2007-05-08
114 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 4 13 17 76.47 2007-05-04
115 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
116 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
117 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 3 6 50.00 2007-04-26
118 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 6 10 60.00 2007-04-20
119 HSBC FUTURES (SINGAPORE) PTE LTD 3 15 18 83.33 2007-04-20
120 EVENSTAR ADVISORS LIMITED 2 1 3 33.33 2007-04-19
121 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 5 30 35 85.71 2007-04-18
122 Marbury Investment Limited 2 0 2 0.00 2007-04-13
123 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-04-11
124 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
125 HAMPTON SECURITIES (ASIA) LIMITED 2 1 3 33.33 2007-04-10
126 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
127 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
128 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2007-04-04
129 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
130 Partners Asset Management (HK) Limited 3 0 3 0.00 2007-04-03
131 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
132 iFAST Financial (HK) Limited 3 6 9 66.67 2007-03-30
133 CLAY FINLAY (H.K.) LIMITED 2 1 3 33.33 2007-03-29
134 ACP Asset Management Limited (d2010-11-05) 2 1 3 33.33 2007-03-26
135 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
136 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
137 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
138 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 62.50 2007-03-20
139 Interactive Brokers LLC 2 8 10 80.00 2007-03-19
140 IMC Asia Pacific Limited 2 13 15 86.67 2007-03-12
141 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 26 28 92.86 2007-03-09
142 Standard Advisory Asia Limited 3 5 8 62.50 2007-03-09
143 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
144 PUREHEART CAPITAL ASIA LIMITED 3 0 3 0.00 2007-03-08
145 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 6 8 75.00 2007-03-07
146 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
147 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00 2007-03-01
148 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 1 3 33.33 2007-02-28
149 WMG Asia Limited 2 2 4 50.00 2007-02-28
150 MIZUHO SECURITIES ASIA LIMITED 8 40 48 83.33 2007-02-26
151 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2007-02-16
152 Double Haven Capital (Hong Kong) Limited 3 2 5 40.00 2007-02-16
153 GF FUTURES (HONG KONG) CO., LIMITED 2 7 9 77.78 2007-02-16
154 SUN Partners Investment Management Limited 3 0 3 0.00 2007-02-16
155 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2007-02-16
156 VICTORY SECURITIES COMPANY LIMITED 4 23 27 85.19 2007-02-16
157 HKFAEx Group Limited 3 1 4 25.00 2007-02-15
158 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 5 7 71.43 2007-02-14
159 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 33.33 2007-02-13
160 LINK CAPITAL ADVISORS LIMITED 2 0 2 0.00 2007-02-05
161 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
162 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 1 4 25.00 2007-02-01
163 GF Capital (Hong Kong) Limited 5 6 11 54.55 2007-01-31
164 GF Securities (Hong Kong) Brokerage Limited 5 11 16 68.75 2007-01-31
165 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 8 12 66.67 2007-01-30
166 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 4 14 18 77.78 2007-01-19
167 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
168 FAYE CAPITAL LIMITED 2 0 2 0.00 2007-01-16
169 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 33.33 2007-01-15
170 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 38 42 90.48 2007-01-12
171 Mirae Asset Securities (HK) Limited 5 9 14 64.29 2007-01-11
172 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2007-01-11
173 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 0.00 2007-01-09
174 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 10 12 83.33 2007-01-09
175 AMPLE CAPITAL LIMITED 4 3 7 42.86 2007-01-02
176 Tiger Securities Asset Management Company Limited 3 4 7 57.14 2006-12-29
177 Aetos Capital Management (Asia) Limited 3 5 8 62.50 2006-12-28
178 Pinpoint Investment Advisor Limited 2 3 5 60.00 2006-12-27
179 KBC Alternative Investment Management HK Limited 3 6 9 66.67 2006-12-22
180 IPP Financial Advisers Limited 3 17 20 85.00 2006-12-21
181 Countrywide Capital Markets Asia (H.K.) Limited 3 5 8 62.50 2006-12-13
182 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 5 8 62.50 2006-12-08
183 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
184 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 4 6 66.67 2006-11-28
185 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 50.00 2006-11-22
186 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
187 AIG Financial Products (International) Limited 4 13 17 76.47 2006-11-17
188 RHB SECURITIES HONG KONG LIMITED 5 79 84 94.05 2006-11-17
189 Point72 Hong Kong Limited 1 4 5 80.00 2006-11-14
190 VISION FINANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-14
191 Eton Park Asia Limited 2 7 9 77.78 2006-11-13
192 Fleming Family & Partners (Asia) Limited 2 0 2 0.00 2006-11-13
193 Cheyne Capital Management (HK) Limited 2 5 7 71.43 2006-11-07
194 Everbright-Efund Fund Management Limited 2 2 4 50.00 2006-11-06
195 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 6 9 66.67 2006-11-01
196 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
197 ITAU ASIA LIMITED 4 4 8 50.00 2006-10-31
198 MARSHALL WACE ASIA LIMITED 3 7 10 70.00 2006-10-27
199 Polygon Investment Partners HK Limited 2 5 7 71.43 2006-10-27
200 JL Capital (Hong Kong) Pte Limited 3 2 5 40.00 2006-10-26
201 Pictet Asset Management (Hong Kong) Limited 3 5 8 62.50 2006-10-26
202 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
203 FLAG Squadron Asia Limited 4 3 7 42.86 2006-10-24
204 YORICK ADVISORY PRIVATE LIMITED 2 0 2 0.00 2006-10-23
205 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
206 AT Asset Management (Asia-Pacific) Limited 3 4 7 57.14 2006-10-06
207 AllianceBernstein Hong Kong Limited 8 33 41 80.49 2006-10-05
208 Citi Insurance Brokers (Hong Kong) Limited 3 11 14 78.57 2006-10-04
209 Tremont Capital Management (Asia), Limited 3 2 5 40.00 2006-09-29
210 Julius Baer (Hong Kong) Limited 3 41 44 93.18 2006-09-14
211 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2006-09-12
212 PERRY CAPITAL (ASIA) LIMITED 2 5 7 71.43 2006-09-12
213 Ramius Asia Ltd 2 1 3 33.33 2006-09-08
214 NUOXIN CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2006-08-24
215 Olympus Capital Asia Advisors Limited 1 0 1 0.00 2006-08-14
216 CHIRIN CAPITAL HONG KONG LIMITED 1 0 1 0.00 2006-08-10
217 Eastspring Investments (Hong Kong) Limited 4 28 32 87.50 2006-08-08
218 LONGREACH GROUP LIMITED (THE) 1 1 2 50.00 2006-08-01
219 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
220 MFG Limited (HK) 2 1 3 33.33 2006-07-17
221 Oaktree Capital (Hong Kong) Limited 3 5 8 62.50 2006-07-12
222 Yuanta Securities (Hong Kong) Company Limited 4 5 9 55.56 2006-07-08
223 PAYDENPOTOMAC LIMITED 2 0 2 0.00 2006-07-04
224 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2006-07-03
225 PHOENIX CAPITAL SECURITIES LIMITED 4 4 8 50.00 2006-07-03
226 TREE LINE ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2006-06-30
227 Fortress Investment Group (Hong Kong) LLC 2 0 2 0.00 2006-06-07
228 CAIIS Limited 3 20 23 86.96 2006-05-23
229 CAPE ASSET MANAGEMENT LIMITED 5 3 8 37.50 2006-05-23
230 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 33.33 2006-05-23
231 CHIEF COMMODITIES LIMITED 3 50 53 94.34 2006-05-17
232 PIMCO Asia Limited 2 6 8 75.00 2006-05-17
233 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
234 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 0.00 2006-04-27
235 WING FUNG FUTURES LIMITED 2 10 12 83.33 2006-04-21
236 CC Finance Limited 3 13 16 81.25 2006-04-20
237 CHIEF SECURITIES LIMITED 3 99 102 97.06 2006-04-20
238 First Fidelity Capital (International) Limited 3 4 7 57.14 2006-04-19
239 Morgan Stanley Asia Limited 19 1012 1031 98.16 2006-04-07
240 CMT ADVISORS ASIA LIMITED 3 0 3 0.00 2006-03-31
241 HSBC Global Asset Management (Hong Kong) Limited 9 73 82 89.02 2006-03-29
242 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2006-03-24
243 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
244 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
245 EnTrustPermal (Hong Kong) Limited 4 1 5 20.00 2006-03-09
246 Beijing Capital Partners Limited 2 1 3 33.33 2006-02-27
247 PYRMONT WEALTH MANAGEMENT LIMITED 3 3 6 50.00 2006-02-24
248 M SECURITIES LIMITED (HK) 3 4 7 57.14 2006-02-23
249 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 50.00 2006-02-16
250 JPMorgan Asset Management (Asia Pacific) Limited 10 80 90 88.89 2006-02-16
251 INTERNATIONAL COMMERCE CORPORATION 2 2 4 50.00 2006-02-13
252 GENERALI INVESTMENTS ASIA LIMITED 5 1 6 16.67 2006-02-08
253 Newedge Broker Hong Kong Limited 4 9 13 69.23 2006-02-08
254 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 9 12 75.00 2006-02-08
255 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
256 AXA CHINA REGION INVESTMENT SERVICES LIMITED 6 292 298 97.99 2006-01-25
257 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
258 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
259 ASSET MANAGEMENT GROUP LIMITED 2 27 29 93.10 2006-01-17
260 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
261 NewSmith Capital Partners (Hong Kong) Limited 2 1 3 33.33 2006-01-10
262 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
263 DEMETER ASSET MANAGEMENT LIMITED 2 2 4 50.00 2006-01-06
264 HSBC Family Office Services Limited 3 5 8 62.50 2006-01-03
265 VEDA CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-28
266 Alphatraxx (H.K.) Limited 3 2 5 40.00 2005-12-23
267 ICEA CAPITAL ASIA LIMITED 5 18 23 78.26 2005-12-21
268 Henyep Capital Management Limited 2 7 9 77.78 2005-12-20
269 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
270 GET NICE ASSET MANAGEMENT LIMITED 2 4 6 66.67 2005-12-16
271 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 33.33 2005-12-14
272 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
273 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
274 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
275 Success Futures and Foreign Exchange Limited 4 30 34 88.24 2005-12-06
276 FULBRIGHT FUTURES LIMITED 2 30 32 93.75 2005-12-05
277 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
278 ARA Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
279 BEAR STEARNS ASIA LIMITED 18 152 170 89.41 2005-11-29
280 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 77.78 2005-11-29
281 CHEONG LEE SECURITIES LIMITED 4 3 7 42.86 2005-11-24
282 T & F Equities Limited 2 2 4 50.00 2005-11-23
283 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
284 IBTS ASIA (HK) LIMITED 3 18 21 85.71 2005-11-17
285 ABCI Securities Company Limited 6 51 57 89.47 2005-11-15
286 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 10 15 66.67 2005-11-15
287 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
288 Well Link Securities Limited 2 12 14 85.71 2005-11-11
289 Link Asset Management Limited (HK) 3 0 3 0.00 2005-11-08
290 Gottex Fund Management (Hong Kong) Limited 2 2 4 50.00 2005-11-04
291 Alpha Financial Group Limited 1 2 3 66.67 2005-10-31
292 Legg Mason Asset Management Hong Kong Limited 3 21 24 87.50 2005-10-31
293 Aetas Global Markets Limited 4 1 5 20.00 2005-10-26
294 China Access Advisors Limited 2 0 2 0.00 2005-10-21
295 Citadel Asia Limited 3 41 44 93.18 2005-10-21
296 LXL Investment Management (Hong Kong) Limited 3 6 9 66.67 2005-10-13
297 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
298 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
299 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
300 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
301 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2005-10-03
302 RHB FUTURES HONG KONG LIMITED 5 33 38 86.84 2005-09-28
303 D. B. ZWIRN ASIA PARTNERS LIMITED 2 14 16 87.50 2005-09-27
304 FT Securities Limited 3 77 80 96.25 2005-09-22
305 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 4 6 66.67 2005-09-21
306 CAPITAL GLOBAL MANAGEMENT LIMITED 3 7 10 70.00 2005-09-17
307 Sino-Rich Securities & Futures Limited 2 13 15 86.67 2005-09-17
308 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
309 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
310 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
311 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
312 SECURIS CAPITAL LIMITED 3 1 4 25.00 2005-08-29
313 MF Global Hong Kong Limited 7 17 24 70.83 2005-08-26
314 OLD PEAK LIMITED (HK) 4 5 9 55.56 2005-08-26
315 BOCOM International Holdings Company Limited 10 88 98 89.80 2005-08-24
316 MCP Asset Management Company Limited 5 8 13 61.54 2005-08-23
317 CCB INTERNATIONAL SECURITIES LIMITED 6 21 27 77.78 2005-08-19
318 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
319 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
320 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
321 COHEN & STEERS ASIA LIMITED 4 5 9 55.56 2005-07-29
322 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-28
323 Aberdeen International Investment Management Limited 3 11 14 78.57 2005-07-27
324 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
325 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
326 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 0.00 2005-07-22
327 AXA Investment Managers Asia Limited 4 11 15 73.33 2005-07-21
328 3V Capital Limited 3 3 6 50.00 2005-07-18
329 DALTON CAPITAL (HONG KONG) LIMITED 3 4 7 57.14 2005-07-18
330 CHIEF CAPITAL LIMITED 3 2 5 40.00 2005-07-14
331 I-ACCESS INVESTORS LIMITED 4 4 8 50.00 2005-07-13
332 Astrum Capital Management Limited (HK) 5 2 7 28.57 2005-07-08
333 KGI CAPITAL (HONG KONG) LIMITED 6 5 11 45.45 2005-07-08
334 CHINA SYSTEM SECURITIES LIMITED 2 5 7 71.43 2005-07-07
335 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 7 11 63.64 2005-07-07
336 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 23 28 82.14 2005-07-05
337 AM Squared Limited 2 10 12 83.33 2005-06-30
338 FTL Wealth Management (HK) Limited 2 134 136 98.53 2005-06-28
339 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
340 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 4 10 14 71.43 2005-06-24
341 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2005-06-24
342 Halbis Capital Management (Hong Kong) Limited 9 28 37 75.68 2005-06-23
343 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
344 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
345 AISANCE ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-06-16
346 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
347 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 49 58 84.48 2005-06-06
348 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2005-06-01
349 TPG-AXON CAPITAL (HK), LIMITED 2 12 14 85.71 2005-05-31
350 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
351 Citigroup Venture Capital International Asia Limited 4 11 15 73.33 2005-05-24
352 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
353 CHINA EVERBRIGHT CAPITAL LIMITED 7 7 14 50.00 2005-05-09
354 INTEGRITY FINANCIAL SERVICES LIMITED 2 3 5 60.00 2005-05-09
355 CMC Markets Asia Limited 3 7 10 70.00 2005-05-04
356 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2005-05-04
357 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 50.00 2005-04-29
358 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0.00 2005-04-27
359 Rothschild & Co Hong Kong Limited 4 39 43 90.70 2005-04-27
360 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
361 HBK HONG KONG LIMITED 2 9 11 81.82 2005-04-18
362 SHINKO SECURITIES (H.K.) LIMITED 2 6 8 75.00 2005-04-18
363 DEEPHAVEN ASIA LIMITED 2 5 7 71.43 2005-04-13
364 Deltroit (Hong Kong) Limited 2 8 10 80.00 2005-04-11
365 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
366 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
367 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
368 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
369 REDFORD SECURITIES LIMITED 3 6 9 66.67 2005-03-31
370 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
371 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
372 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
373 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
374 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
375 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
376 CASH ASSET MANAGEMENT LIMITED 2 9 11 81.82 2005-03-30
377 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
378 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
379 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
380 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
381 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
382 HO FUNG SHARES INVESTMENT LIMITED 2 13 15 86.67 2005-03-24
383 Penjing Asset Management (HK) Limited 2 8 10 80.00 2005-03-24
384 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
385 SOO PUI CHEN SECURITIES LIMITED 2 0 2 0.00 2005-03-21
386 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
387 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
388 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
389 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-09
390 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 71.43 2005-03-08
391 ELLIOTT ADVISORS (HK) LIMITED 2 9 11 81.82 2005-03-08
392 Beevest Securities Limited 8 34 42 80.95 2005-03-07
393 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
394 SEI INVESTMENTS (ASIA) LIMITED 4 7 11 63.64 2005-03-02
395 SJS Markets Limited 3 6 9 66.67 2005-03-02
396 WANTHORPE ASSET MANAGEMENT LIMITED 3 0 3 0.00 2005-03-02
397 FCL ADVISORY LIMITED 3 3 6 50.00 2005-03-01
398 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0.00 2005-02-28
399 FREDDY COMPANY LIMITED 2 2 4 50.00 2005-02-21
400 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 50.00 2005-02-16
401 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 12 79 91 86.81 2005-02-15
402 SEAGA INTERNATIONAL LIMITED 3 0 3 0.00 2005-02-05
403 Horizon21 (Hong Kong) Limited 3 0 3 0.00 2005-02-01
404 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 92.00 2005-01-27
405 SBI China Capital Partners Limited 2 2 4 50.00 2005-01-21
406 TIS SECURITIES (HK) LIMITED 4 0 4 0.00 2005-01-21
407 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-01-13
408 BARCLAYS CAPITAL ASIA LIMITED 11 165 176 93.75 2005-01-12
409 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
410 LEE'S SECURITIES COMPANY LIMITED 3 5 8 62.50 2005-01-03
411 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
412 China Finance KAB Limited 4 8 12 66.67 2004-12-23
413 HSBC GUYERZELLER FAR EAST LIMITED 4 8 12 66.67 2004-12-22
414 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 93.02 2004-12-16
415 APAC CAPITAL ADVISORS LIMITED 2 1 3 33.33 2004-12-06
416 orientiert XYZ Securities Limited 2 26 28 92.86 2004-12-03
417 Nerico Brothers Limited (HK) 7 47 54 87.04 2004-11-30
418 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
419 KCG SECURITIES ASIA LIMITED 3 8 11 72.73 2004-11-25
420 GINGER CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2004-11-18
421 BOCI COMMODITIES & FUTURES LIMITED 3 65 68 95.59 2004-11-17
422 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 2 8 10 80.00 2004-11-12
423 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
424 CAPITAL RESEARCH COMPANY 5 15 20 75.00 2004-11-10
425 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
426 GT Asset & Portfolio Management Limited 2 4 6 66.67 2004-11-04
427 AIF Securities Limited 4 5 9 55.56 2004-11-02
428 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
429 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
430 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 40.00 2004-10-28
431 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
432 Huarong International Securities Limited 5 41 46 89.13 2004-10-25
433 CLSA Premium International (HK) Limited 5 8 13 61.54 2004-10-20
434 GCAM Limited 3 1 4 25.00 2004-10-19
435 NATIXIS ASIA LIMITED 3 37 40 92.50 2004-10-19
436 Quam Securities Limited 7 53 60 88.33 2004-10-15
437 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 43 48 89.58 2004-10-14
438 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 4 2 6 33.33 2004-09-22
439 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
440 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 5 7 71.43 2004-09-15
441 Oasis Management (Hong Kong) 2 21 23 91.30 2004-09-14
442 AD Capital Management (Hong Kong) Limited 3 9 12 75.00 2004-09-08
443 ALBOURNE PARTNERS (ASIA) LIMITED 4 2 6 33.33 2004-09-07
444 BOULTON CAPITAL ASIA LIMITED 3 0 3 0.00 2004-09-07
445 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
446 OCP Asia (Hong Kong) Limited 2 9 11 81.82 2004-09-03
447 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 50.00 2004-08-30
448 YF Life Investors Limited 3 96 99 96.97 2004-08-30
449 Acru Asset Management Limited 3 3 6 50.00 2004-08-25
450 Tensant Securities Limited 2 3 5 60.00 2004-08-25
451 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
452 DESCARTES GLOBAL ASSET MANAGEMENT LIMITED 4 2 6 33.33 2004-08-18
453 FORE ASIA, LIMITED 3 1 4 25.00 2004-08-18
454 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
455 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
456 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
457 BOND TRUST LIMITED 2 1 3 33.33 2004-08-04
458 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 16 19 84.21 2004-07-28
459 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
460 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 30 33 90.91 2004-07-15
461 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
462 BREVAN HOWARD (HONG KONG) LIMITED 3 14 17 82.35 2004-07-12
463 CVP Securities Limited 2 40 42 95.24 2004-07-09
464 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 81.82 2004-07-07
465 AP Asset Management (HK) Limited 6 15 21 71.43 2004-07-07
466 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 0 2 0.00 2004-07-07
467 AMUNDI ASSET MANAGEMENT 5 23 28 82.14 2004-07-01
468 KB Investment & Securities Hong Kong Limited 2 0 2 0.00 2004-06-30
469 TT INTERNATIONAL (HONG KONG) LIMITED 4 6 10 60.00 2004-06-04
470 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 61 76 80.26 2004-05-31
471 CCB INTERNATIONAL CAPITAL LIMITED 5 22 27 81.48 2004-05-27
472 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
473 ENZARD LIMITED 2 0 2 0.00 2004-05-21
474 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
475 SAIL ADVISORS LIMITED 4 18 22 81.82 2004-05-17
476 AlTi Wealth Management (Hong Kong) Limited 3 3 6 50.00 2004-05-11
477 CMS CAPITAL (HK) CO., LIMITED 2 5 7 71.43 2004-05-06
478 SPARX Asia Investment Advisors Limited 5 24 29 82.76 2004-04-20
479 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
480 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 2 7 28.57 2004-04-07
481 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 97.39 2004-04-02
482 ETRADE SECURITIES (HONG KONG) LIMITED 7 16 23 69.57 2004-03-19
483 CELESTIAL SECURITIES LIMITED 8 272 280 97.14 2004-03-13
484 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
485 BOCI SECURITIES LIMITED 10 219 229 95.63 2004-03-01
486 ONE CHINA SECURITIES LIMITED 3 30 33 90.91 2004-03-01
487 OP INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00 2004-02-18
488 WINTONE SECURITIES LIMITED 2 10 12 83.33 2004-02-16
489 PIPER JAFFRAY ASIA FUTURES LIMITED 2 20 22 90.91 2004-02-13
490 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 6 9 66.67 2004-02-10
491 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 75.00 2004-02-05
492 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
493 ALTRUIST FINANCIAL GROUP LIMITED 2 39 41 95.12 2004-01-20
494 Nuada Limited 3 1 4 25.00 2004-01-15
495 CTBC Asia Limited 5 15 20 75.00 2004-01-14
496 DEUTSCHE SECURITIES ASIA LIMITED 5 216 221 97.74 2004-01-08
497 Interactive Brokers Hong Kong Limited 3 3 6 50.00 2004-01-07
498 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
499 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
500 CSC SECURITIES (HK) LIMITED 5 32 37 86.49 2003-12-29
501 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
502 Cowen and Company (Asia) Limited 2 2 4 50.00 2003-12-19
503 CMB International Capital Holdings Corporation Limited 3 5 8 62.50 2003-12-17
504 Vision Capital Investment Management Limited 3 12 15 80.00 2003-12-17
505 BlackRock Asset Management North Asia Limited 2 9 11 81.82 2003-12-16
506 SG SECURITIES (HK) LIMITED 8 116 124 93.55 2003-12-16
507 OppenheimerFunds International Distributor Limited 2 0 2 0.00 2003-12-15
508 PHILLIP COMMODITIES (H.K.) LIMITED 5 398 403 98.76 2003-12-09
509 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 165 171 96.49 2003-12-02
510 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 0.00 2003-11-29
511 Evergrande Futures (Hong Kong) Limited 2 33 35 94.29 2003-11-21
512 DORIC CAPITAL CORPORATION 3 8 11 72.73 2003-11-13
513 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 4 81 85 95.29 2003-10-31
514 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
515 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 18 366 384 95.31 2003-10-15
516 DBS VICKERS (HONG KONG) LIMITED 5 135 140 96.43 2003-10-14
517 SG Asset Finance (Hong Kong) Limited 6 4 10 40.00 2003-10-02
518 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 323 333 97.00 2003-09-30
519 REALINK FINANCIAL TRADE LIMITED 4 15 19 78.95 2003-09-25
520 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 90.91 2003-09-24
521 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 72.73 2003-09-18
522 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
523 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 11 20 55.00 2003-08-29
524 ORTUS CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2003-08-29
525 Yuanta Asia Investment (Hong Kong) Limited 10 63 73 86.30 2003-08-13
526 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
527 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
528 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2003-07-23
529 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
530 CARDINALASIA CONSULTING LIMITED 2 0 2 0.00 2003-06-27
531 GAVEKAL CAPITAL LIMITED 3 8 11 72.73 2003-06-09
532 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 6 10 60.00 2003-06-06
533 iTTa Capital Limited 3 2 5 40.00 2003-05-29
534 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2003-05-23
535 MIRABAUD (ASIA) LIMITED 2 4 6 66.67 2003-05-13
536 Zijing Capital Limited 2 5 7 71.43 2003-05-07
537 313 Capital Management Limited 1 2 3 66.67
538 A ONE INVESTMENT COMPANY LIMITED 4 2 6 33.33
539 AASTOCKS.COM LIMITED 2 0 2 0.00
540 ABN AMRO Clearing (Futures) Hong Kong Limited 6 8 14 57.14
541 ABN AMRO Clearing Hong Kong Limited 5 7 12 58.33
542 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
543 abrdn Hong Kong Limited 4 3 7 42.86
544 Absolute Investment Management (HK) Limited 3 1 4 25.00
545 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
546 ACM ASIA LIMITED 3 0 3 0.00
547 ADM SECURITIES LIMITED 2 0 2 0.00
548 ADMIS Hong Kong Limited 3 17 20 85.00
549 Aevitas Securities Limited 2 4 6 66.67
550 AIF CAPITAL LIMITED 6 7 13 53.85
551 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
552 AJ Securities Limited 2 6 8 75.00
553 Allard Partners Limited 4 4 8 50.00
554 Allianz Global Investors Hong Kong Limited 5 50 55 90.91
555 ALPHA CAPITAL LIMITED (THE) 2 0 2 0.00
556 ALPHA FUTURES COMPANY LIMITED 2 2 4 50.00
557 Alpha Nova Capital Management Limited 2 1 3 33.33
558 ALPHA SECURITIES COMPANY LIMITED 3 3 6 50.00
559 ALPS ADVISORY (HK) LIMITED 2 5 7 71.43
560 ALTUS CAPITAL LIMITED 3 1 4 25.00
561 AMS CAPITAL LIMITED (d2012-07-13) 1 3 4 75.00
562 Amundi Hong Kong Limited 5 27 32 84.38
563 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
564 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 60.00
565 ANGUS MOORE LIMITED 2 17 19 89.47
566 Anli Securities Limited 2 7 9 77.78
567 Anuenue Securities Limited 2 5 7 71.43
568 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
569 ARGYLE STREET MANAGEMENT LIMITED 3 6 9 66.67
570 Arta Global Futures Limited 2 2 4 50.00
571 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 18 20 90.00
572 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
573 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 0.00
574 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
575 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
576 ASIAN CAPITAL PARTNERS (HK) LIMITED 3 0 3 0.00
577 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
578 ASSET DYNAMIC MANAGEMENT LIMITED 2 9 11 81.82
579 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
580 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33
581 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
582 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
583 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
584 Averest Capital Limited 2 3 5 60.00
585 Avia Asset Management Limited 2 1 3 33.33
586 AXA Financial Planning (Hong Kong) Limited 6 27 33 81.82
587 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 11 15 73.33
588 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
589 Axis Capital Management Limited 3 0 3 0.00
590 BALI SECURITIES CO. LIMITED 3 0 3 0.00
591 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
592 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 90.91
593 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 13 16 81.25
594 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
595 BEA Union Investment Management Limited 4 12 16 75.00
596 BEAR BRIGHT LIMITED 2 3 5 60.00
597 BEAR STEARNS HONG KONG LIMITED 2 6 8 75.00
598 Beijing Securities Limited 1 0 1 0.00
599 Belvest Investment Services Limited 3 14 17 82.35
600 Bentley Capital Limited (HK) 3 0 3 0.00
601 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
602 BERICH BROKERAGE LIMITED 4 14 18 77.78
603 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
604 BETA INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00
605 Black Marble Securities Limited 2 3 5 60.00
606 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 82.93
607 BLOOMYEARS LIMITED 2 3 5 60.00
608 BMI FUNDS MANAGEMENT LIMITED 3 5 8 62.50
609 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 7 51 58 87.93
610 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 49 55 89.09
611 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 88.24
612 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 24 27 88.89
613 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 99 106 93.40
614 BOCI ASIA LIMITED 11 43 54 79.63
615 BOCI ASSET MANAGEMENT LIMITED 2 0 2 0.00
616 BOCI RESEARCH LIMITED 3 31 34 91.18
617 BOKHARY SECURITIES LIMITED 2 6 8 75.00
618 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
619 BOWEN ASIA LIMITED 5 1 6 16.67
620 Bradbury Securities Limited 3 7 10 70.00
621 Bright Fund Management Limited 3 11 14 78.57
622 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 29 32 90.63
623 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 48 52 92.31
624 Broadway Wealth Management Limited 2 4 6 66.67
625 BROOKE CAPITAL LIMITED 2 1 3 33.33
626 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 2 6 33.33
627 BULLISH SECURITIES LIMITED 2 10 12 83.33
628 BUSINESS FUTURES LIMITED 2 8 10 80.00
629 BUSINESS SECURITIES LIMITED 2 17 19 89.47
630 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 77.78
631 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 33.33
632 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
633 CAPITAL FOR BUSINESS LIMITED (VG) 2 0 2 0.00
634 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
635 CASH Wealth Management Limited 4 53 57 92.98
636 CBH Asia Limited 4 17 21 80.95
637 CBRE Investment Management (Asia) Limited 1 4 5 80.00
638 CCB Securities Limited 2 4 6 66.67
639 CELESTIAL CAPITAL LIMITED 2 6 8 75.00
640 CELESTIAL COMMODITIES LIMITED 5 152 157 96.82
641 CELETIO INVESTMENTS LIMITED 3 15 18 83.33
642 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
643 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
644 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 76.92
645 CERES CAPITAL LIMITED 3 0 3 0.00
646 CES Capital International (Hong Kong) Co., Limited 4 1 5 20.00
647 CES Commodities (HK) Limited 8 345 353 97.73
648 CES Forex (HK) Limited 4 146 150 97.33
649 CES International Commodities (HK) Limited 3 7 10 70.00
650 CGS International Securities Hong Kong Limited 5 29 34 85.29
651 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 60.00
652 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
653 Chanceton Capital Partners Limited 3 0 3 0.00
654 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
655 ChapmanCraig Limited 2 2 4 50.00
656 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 66.67
657 CHEE TAK SECURITIES LIMITED 3 4 7 57.14
658 CHEER UNION SECURITIES LIMITED 3 18 21 85.71
659 CHEETAH ADVISORS LIMITED 2 0 2 0.00
660 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
661 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
662 CHELSEA SECURITIES LIMITED (HK) 5 3 8 37.50
663 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
664 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
665 China Enterprise Securities Company Limited 2 1 3 33.33
666 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
667 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 75.00
668 CHINA EVERBRIGHT RESEARCH LIMITED 3 7 10 70.00
669 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 93.55
670 China Finance Holdings Limited 2 1 3 33.33
671 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
672 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
673 China Integrity Investment Limited 2 3 5 60.00
674 China International Capital Corporation (International) Limited 9 88 97 90.72
675 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 83 88 94.32
676 CHINA INTERNATIONAL CAPITAL LIMITED 3 8 11 72.73
677 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
678 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 2 32 34 94.12
679 CHINA PACIFIC SECURITIES LIMITED 3 10 13 76.92
680 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
681 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
682 China Reserve Securities Limited 4 3 7 42.86
683 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 50.00
684 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 50.00
685 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
686 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
687 China Tonghai (IA) Limited 3 9 12 75.00
688 CHONG HING COMMODITIES AND FUTURES LIMITED 3 13 16 81.25
689 CHONG HING SECURITIES LIMITED 4 54 58 93.10
690 CHOW SANG SANG FUTURES LIMITED 3 30 33 90.91
691 CHOW SANG SANG SECURITIES LIMITED 3 45 48 93.75
692 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
693 CHRISTFUND SECURITIES LIMITED 3 37 40 92.50
694 CHUANGS & CO. LIMITED 3 1 4 25.00
695 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
696 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
697 CINDA INTERNATIONAL CAPITAL LIMITED 6 5 11 45.45
698 CINDA INTERNATIONAL FUTURES LIMITED 5 66 71 92.96
699 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 95.65
700 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 6 84 90 93.33
701 CINDA INTERNATIONAL SECURITIES LIMITED 3 109 112 97.32
702 CITIC Securities (Hong Kong) Limited 6 13 19 68.42
703 CITIC Securities Brokerage (HK) Limited 9 172 181 95.03
704 CITIC Securities CLSA Capital Partners (HK) Limited 5 9 14 64.29
705 CITIC Securities Futures (HK) Limited 7 100 107 93.46
706 Citigroup Global Markets Asia Limited 23 574 597 96.15
707 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 82.35
708 CLSA FUTURES LIMITED 4 18 22 81.82
709 CLSA LIMITED 7 123 130 94.62
710 CLSA RESEARCH LIMITED 2 104 106 98.11
711 CMB INTERNATIONAL FUTURES LIMITED 4 10 14 71.43
712 CMB International Global Markets Limited 5 13 18 72.22
713 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
714 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
715 COL Securities (HK) Limited 3 1 4 25.00
716 COMGEST FAR EAST LIMITED 2 2 4 50.00
717 COMMENCE COMPANY LIMITED 2 0 2 0.00
718 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 147 153 96.08
719 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 1 5 20.00
720 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 86 91 94.51
721 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 137 144 95.14
722 CORPORATE BROKERS LIMITED 4 81 85 95.29
723 CORPORATE COMMODITIES LIMITED 3 36 39 92.31
724 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
725 Credit Agricole Securities (Asia) Limited 9 77 86 89.53
726 Credit Suisse (Hong Kong) Limited 23 393 416 94.47
727 Credit Suisse Futures (Hong Kong) Limited 6 98 104 94.23
728 Credit Suisse Securities (Hong Kong) Limited 8 82 90 91.11
729 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00
730 CS Wealth Securities Limited 4 3 7 42.86
731 CSC ASIA LIMITED 4 7 11 63.64
732 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 71.43
733 CSC FUTURES (HK) LIMITED 3 22 25 88.00
734 CSI INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
735 CTW SECURITIES LIMITED 2 3 5 60.00
736 CUPOLA CAPITAL LIMITED 4 1 5 20.00
737 CVC Asia Pacific Limited 4 6 10 60.00
738 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
739 D.J. SECURITIES LIMITED 2 0 2 0.00
740 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 33.33
741 DAH SING SECURITIES LIMITED 2 2 4 50.00
742 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
743 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 19 22 86.36
744 DBS ASIA CAPITAL LIMITED 6 25 31 80.65
745 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 14 17 82.35
746 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
747 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
748 DELTA ASIA SECURITIES LIMITED 3 28 31 90.32
749 Delta Asia Wealth Management Limited 2 1 3 33.33
750 DL BROKERAGE LIMITED 3 18 21 85.71
751 DNB Asset Management (Asia) Limited 4 3 7 42.86
752 DRAKE & MORGAN LIMITED (HK) 2 0 2 0.00
753 DWS Investments Hong Kong Limited 5 33 38 86.84
754 EAA SECURITIES LIMITED 2 2 4 50.00
755 EAST ASIA FUTURES LIMITED 2 11 13 84.62
756 EAST ASIA SECURITIES COMPANY LIMITED 3 137 140 97.86
757 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
758 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
759 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
760 ELSTONE SECURITIES LIMITED 4 13 17 76.47
761 EMPEROR CORPORATE FINANCE LIMITED 4 4 8 50.00
762 EMPEROR FUTURES LIMITED 4 66 70 94.29
763 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 4 206 210 98.10
764 EMPEROR SECURITIES LIMITED (HK) 5 93 98 94.90
765 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 50.00
766 ENLIGHTEN FUTURES LIMITED 2 18 20 90.00
767 ENLIGHTEN SECURITIES LIMITED 5 36 41 87.80
768 EQT Partners Asia Limited 2 3 5 60.00
769 Essence International Financial Holdings Limited 2 19 21 90.48
770 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
771 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
772 EVER-LONG SECURITIES COMPANY LIMITED 3 12 15 80.00
773 Everbright Securities Digital Finance (HK) Limited 3 22 25 88.00
774 Everbright Securities Global (HK) Limited 3 8 11 72.73
775 Everbright Securities Investment Services (HK) Limited 11 497 508 97.83
776 Evergrande Securities (Hong Kong) Limited 3 54 57 94.74
777 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
778 EVERHOT SECURITIES LIMITED 3 8 11 72.73
779 EWARTON SECURITIES LIMITED 3 17 20 85.00
780 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
781 F. R. ZIMMERN LIMITED 2 3 5 60.00
782 FAIR EAGLE FINANCE CREDIT LIMITED 2 3 5 60.00
783 FAIR EAGLE FUTURES COMPANY LIMITED 2 5 7 71.43
784 FAIR EAGLE SECURITIES COMPANY LIMITED 2 19 21 90.48
785 FAIRWIN BROKING LIMITED 2 5 7 71.43
786 FB SECURITIES (HONG KONG) LIMITED 3 6 9 66.67
787 FDB Financial Group Limited 4 3 7 42.86
788 FE SECURITIES LIMITED 4 6 10 60.00
789 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
790 FIL Investment Advisors 6 85 91 93.41
791 FIL Investment Management (Hong Kong) Limited 8 146 154 94.81
792 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
793 Finet Securities Limited 3 4 7 57.14
794 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
795 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 0.00
796 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 0.00
797 FIRST SECURITIES (HK) LIMITED 3 6 9 66.67
798 First Sentier Investors (Hong Kong) Limited 7 19 26 73.08
799 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
800 FIRST SHANGHAI FUTURES LIMITED 4 24 28 85.71
801 FIRST SHANGHAI SECURITIES LIMITED 5 42 47 89.36
802 FIRST STATE (HONG KONG) LLC 4 8 12 66.67
803 FIRST WORLDSEC SECURITIES LIMITED 3 7 10 70.00
804 FORTUNE (HK) SECURITIES LIMITED 3 5 8 62.50
805 Fosun International Securities Limited 5 21 26 80.77
806 FOX-PITT, KELTON (ASIA) LIMITED 8 10 18 55.56
807 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 32 37 86.49
808 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
809 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
810 Fubon Capital (HK) Limited 3 3 6 50.00
811 Fubon Fund Management (Hong Kong) Limited 4 4 8 50.00
812 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 11 13 84.62
813 FULBRIGHT SECURITIES LIMITED 5 93 98 94.90
814 FULL WIN SECURITIES LIMITED 2 1 3 33.33
815 FULLJET SECURITIES LIMITED 2 0 2 0.00
816 Funderstone Asset Management (HK) Limited 1 1 2 50.00
817 Funderstone Futures Limited 2 40 42 95.24
818 Funderstone Securities Limited 3 45 48 93.75
819 FWD Financial Planning Limited (HK) 3 66 69 95.65
820 FWD Life Insurance Company (Bermuda) Limited 3 59 62 95.16
821 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 8 12 66.67
822 GALILEO CAPITAL LIMITED (d2009-12-31) 5 0 5 0.00
823 GAM HONG KONG LIMITED 4 27 31 87.10
824 GAOYU SECURITIES LIMITED 4 14 18 77.78
825 GAYANG SECURITIES LIMITED 2 21 23 91.30
826 Ge Shang Investment (Hong Kong) Limited 3 26 29 89.66
827 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 5 8 62.50
828 GEOMATRIX (H.K.) LIMITED 4 5 9 55.56
829 GET NICE CAPITAL LIMITED 3 0 3 0.00
830 GET NICE FUTURES COMPANY LIMITED 3 33 36 91.67
831 GET NICE SECURITIES LIMITED 6 94 100 94.00
832 GIGA (HONG KONG) LIMITED 3 7 10 70.00
833 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 8 10 80.00
834 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
835 Glory Sun Securities Limited 3 20 23 86.96
836 GLS SECURITIES LIMITED 2 5 7 71.43
837 GO-TO-ASIA INVESTMENT LIMITED 3 2 5 40.00
838 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
839 Goldbridge Securities Limited 3 3 6 50.00
840 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 50.00
841 GOLDENWAY SECURITIES COMPANY LIMITED 3 14 17 82.35
842 Goldin Equities Limited 2 1 3 33.33
843 GOLDMAN SACHS (ASIA) L.L.C. 51 778 829 93.85
844 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 12 32 44 72.73
845 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 231 245 94.29
846 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 94.00
847 GOLDRIDE SECURITIES LIMITED 2 4 6 66.67
848 Goldyard Capital Limited 2 6 8 75.00
849 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 77.78
850 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 33.33
851 Grand Cartel Securities Company Limited 2 3 5 60.00
852 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 1 3 33.33
853 GRANSING SECURITIES CO., LIMITED 2 8 10 80.00
854 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
855 GREAT HONEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
856 Greater China Securities Limited (b1999-04-26) 2 5 7 71.43
857 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
858 Grit Securities Limited 2 2 4 50.00
859 GT CAPITAL LIMITED 2 6 8 75.00
860 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
861 GUOTAI JUNAN CAPITAL LIMITED 4 18 22 81.82
862 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 25 27 92.59
863 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 93.51
864 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 80.00
865 HAITONG INTERNATIONAL CAPITAL LIMITED 8 6 14 42.86
866 HAITONG INTERNATIONAL FUTURES LIMITED 7 250 257 97.28
867 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 87.50
868 HAMON ASIAN ADVISORS LIMITED 2 2 4 50.00
869 HAMON ASSET MANAGEMENT LIMITED 2 8 10 80.00
870 HAMON INVESTMENT MANAGEMENT LIMITED 2 8 10 80.00
871 HANG SENG FUTURES LIMITED 2 6 8 75.00
872 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 30 38 78.95
873 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 72.22
874 HANG SENG SECURITIES LIMITED 5 21 26 80.77
875 HANG TAI SECURITIES LIMITED 2 13 15 86.67
876 HANG TUNG SECURITIES LIMITED 2 9 11 81.82
877 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
878 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
879 Hao Tian International Securities Limited 3 7 10 70.00
880 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
881 HARRIS FRASER (INTERNATIONAL) LIMITED 3 10 13 76.92
882 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
883 HEAD & SHOULDERS SECURITIES LIMITED 3 19 22 86.36
884 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 57.14
885 HENIK SECURITIES LIMITED 2 10 12 83.33
886 HENYEP SECURITIES LIMITED 3 18 21 85.71
887 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
888 HERMES SECURITIES LIMITED 2 7 9 77.78
889 HFS ASSET MANAGEMENT LIMITED 3 5 8 62.50
890 HING WAI ALLIED SECURITIES LIMITED 4 12 16 75.00
891 HING WONG SECURITIES LIMITED 3 13 16 81.25
892 HIP HING SECURITIES LIMITED 2 2 4 50.00
893 HOI SANG SECURITIES LIMITED 3 2 5 40.00
894 HONG KONG FOREX INVESTMENT LIMITED 2 96 98 97.96
895 HONG KONG INTERNATIONAL FUTURES LIMITED 3 10 13 76.92
896 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
897 Hong Kong Stock Link Securities Limited 3 7 10 70.00
898 Hongkong Bay Securities Limited 2 7 9 77.78
899 HOORAY CAPITAL LIMITED 2 0 2 0.00
900 HOORAY SECURITIES LIMITED 3 1 4 25.00
901 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
902 HOU TAK SECURITIES LIMITED 2 2 4 50.00
903 HPEF Capital Partners Limited 5 20 25 80.00
904 HPEF Venture Partners Limited 4 5 9 55.56
905 HSBC BROKING (CHINA) LIMITED 2 8 10 80.00
906 HSBC BROKING FOREX (ASIA) LIMITED 3 124 127 97.64
907 HSBC BROKING FUTURES (ASIA) LIMITED 3 151 154 98.05
908 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 70 73 95.89
909 HSBC BROKING SECURITIES (ASIA) LIMITED 9 156 165 94.55
910 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
911 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
912 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
913 HSBC LIFE (INTERNATIONAL) LIMITED 2 68 70 97.14
914 HSBC SECURITIES (ASIA) LIMITED 4 5 9 55.56
915 HSBC SECURITIES BROKERS (ASIA) LIMITED 8 30 38 78.95
916 HSZ (HONG KONG) LIMITED 3 2 5 40.00
917 HT CAPITAL MANAGEMENT LIMITED 4 3 7 42.86
918 HUA NAN SECURITIES (HK) LIMITED 3 10 13 76.92
919 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
920 Huajin Corporate Finance (International) Limited 4 9 13 69.23
921 Huayu Securities Limited 2 7 9 77.78
922 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
923 HUNG SING FUTURES LIMITED 2 3 5 60.00
924 HUNG SING SECURITIES LIMITED 2 18 20 90.00
925 iBest Consultants Limited 2 61 63 96.83
926 iBest Securities Company Limited 3 7 10 70.00
927 ICBC (ASIA) SECURITIES LIMITED 2 9 11 81.82
928 ICBC Asset Management (Global) Company Limited 4 2 6 33.33
929 ICEA CAPITAL LIMITED 7 30 37 81.08
930 ICEA SECURITIES ASIA LIMITED 2 7 9 77.78
931 iFAST Securities (HK) Limited 3 3 6 50.00
932 Imagi Brokerage Limited 3 5 8 62.50
933 IMARKETS LIMITED 2 1 3 33.33
934 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
935 Income Partners Asset Management (HK) Limited 4 9 13 69.23
936 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
937 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 63.64
938 Instinet Alpha Trading Limited 4 2 6 33.33
939 INSTINET PACIFIC LIMITED 5 24 29 82.76
940 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 50.00
941 INTERCHINA FUTURES LIMITED 2 2 4 50.00
942 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
943 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 5 8 62.50
944 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
945 INVESCO ASSET MANAGEMENT ASIA LIMITED 6 25 31 80.65
946 INVESCO HONG KONG LIMITED 8 42 50 84.00
947 iVenture Investment Management Limited 2 1 3 33.33
948 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 25 29 86.21
949 JAFCO Investment (Hong Kong) Limited 2 1 3 33.33
950 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
951 Janus Henderson Investors Hong Kong Limited 3 8 11 72.73
952 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
953 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
954 JEFFERIES BACHE (HONG KONG) LIMITED 2 2 4 50.00
955 JF INTERNATIONAL MANAGEMENT INC. 3 24 27 88.89
956 JFAC CORPORATE FINANCE LIMITED 2 0 2 0.00
957 JK Capital Management Limited 4 1 5 20.00
958 JOINCAP CAPITAL LIMITED 2 0 2 0.00
959 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
960 Joy Silver Limited 5 7 12 58.33
961 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
962 JPMorgan Funds (Asia) Limited 8 84 92 91.30
963 JS CRESVALE CAPITAL LIMITED 3 0 3 0.00
964 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
965 JVSakk Asia Limited 2 1 3 33.33
966 K.K.M. SECURITIES LIMITED 2 7 9 77.78
967 KAISER FUTURES LIMITED 3 26 29 89.66
968 Kaiser KT Capital Limited 2 1 3 33.33
969 KAISER SECURITIES LIMITED 2 21 23 91.30
970 KAM FAI SECURITIES CO., LIMITED 5 19 24 79.17
971 KAM LUEN SECURITIES LIMITED 2 3 5 60.00
972 Kam Wah Investments Limited 2 3 5 60.00
973 KARFORD SECURITIES LIMITED 2 0 2 0.00
974 KARL THOMSON FINANCE LIMITED 2 2 4 50.00
975 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
976 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 14 16 87.50
977 KARL-THOMSON SECURITIES COMPANY LIMITED 3 24 27 88.89
978 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
979 KB Securities Hong Kong Limited 3 5 8 62.50
980 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 52 54 96.30
981 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
982 KGI ASIA LIMITED 11 283 294 96.26
983 KGI Asset Management Limited 2 1 3 33.33
984 KGI CAPITAL ASIA LIMITED 6 5 11 45.45
985 KGI FUTURES (HONG KONG) LIMITED 8 215 223 96.41
986 KGI SECURITIES (HONG KONG) LIMITED 8 35 43 81.40
987 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 10 68 78 87.18
988 KILMOREY SECURITIES LIMITED 2 5 7 71.43
989 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
990 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
991 KINGSTON CORPORATE FINANCE LIMITED 2 3 5 60.00
992 KINGSTON FUTURES LIMITED 2 15 17 88.24
993 KINGSTON SECURITIES LIMITED 3 49 52 94.23
994 KINGSWAY CAPITAL LIMITED 4 6 10 60.00
995 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
996 KMT SECURITIES LIMITED 2 7 9 77.78
997 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 5 10 50.00
998 KPMG CORPORATE FINANCE LIMITED 5 7 12 58.33
999 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1000 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1001 KWOK HING SECURITIES LIMITED 2 4 6 66.67
1002 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 72.73
1003 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1004 LAMTEX SECURITIES LIMITED 3 10 13 76.92
1005 LAU & COMPANY LIMITED 2 0 2 0.00
1006 Legg Mason International Equities (Hong Kong) Limited 3 11 14 78.57
1007 LEHIN SECURITIES LIMITED 3 24 27 88.89
1008 LEHMAN BROTHERS ASIA LIMITED 18 473 491 96.33
1009 LEHMAN BROTHERS FUTURES ASIA LIMITED 3 20 23 86.96
1010 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 79 85 92.94
1011 LEI SHING HONG FINANCE LIMITED 2 10 12 83.33
1012 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1013 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 43 47 91.49
1014 LIM ADVISORS LIMITED 6 8 14 57.14
1015 Lion Global Financial Limited 6 99 105 94.29
1016 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1017 Lombard Investments (HK) Limited 2 0 2 0.00
1018 LOMBARD ODIER (HONG KONG) LIMITED 4 11 15 73.33
1019 Longitude Asia Limited 2 4 6 66.67
1020 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1021 LUEN HING SECURITIES LIMITED 3 7 10 70.00
1022 LUEN SING SECURITIES LIMITED 4 9 13 69.23
1023 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 50.00
1024 Lynx Portfolio Limited 2 1 3 33.33
1025 M&F Asset Management Limited 3 10 13 76.92
1026 Mackenzie Investments Asia Limited 3 3 6 50.00
1027 MACQUARIE CAPITAL LIMITED 14 314 328 95.73
1028 Macquarie Corporate (Hong Kong) Limited 6 113 119 94.96
1029 MACQUARIE EQUITIES (ASIA) LIMITED 3 74 77 96.10
1030 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 15 18 83.33
1031 MAGIC COMPASS FUTURES LIMITED 3 8 11 72.73
1032 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1033 MALAHON SECURITIES LIMITED 2 12 14 85.71
1034 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1035 MAN LUNG HONG SECURITIES LIMITED 0 1 1 100.00
1036 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1037 MANGO FINANCIAL LIMITED 3 12 15 80.00
1038 MANULIFE (INTERNATIONAL) LIMITED 5 12 17 70.59
1039 Manulife Investment Management (Hong Kong) Limited 6 1342 1348 99.55
1040 MARC FABER LIMITED 2 0 2 0.00
1041 MARS SECURITIES COMPANY LIMITED 2 4 6 66.67
1042 Mason Futures Limited (HK) 4 27 31 87.10
1043 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1044 MASON LAROCHE (HK) LIMITED 2 3 5 60.00
1045 Mason Securities Limited 5 44 49 89.80
1046 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1047 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1048 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 8 13 61.54
1049 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 25.00
1050 Matrix Securities Limited 5 2 7 28.57
1051 MCP Holdings Limited (HK) 3 7 10 70.00
1052 MEAG Hong Kong Limited 2 3 5 60.00
1053 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1054 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1055 MEIJI YASUDA ASIA LIMITED 3 0 3 0.00
1056 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 50.00
1057 Merdeka Securities Limited 3 2 5 40.00
1058 Merrill Lynch (Asia Pacific) Limited 22 904 926 97.62
1059 Merrill Lynch Far East Limited 15 346 361 95.84
1060 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 11 429 440 97.50
1061 MESSIS CAPITAL LIMITED 2 1 3 33.33
1062 Metaverse Securities Limited (HK) 3 3 6 50.00
1063 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
1064 METRO CAPITAL SECURITIES LIMITED 3 12 15 80.00
1065 MIB FUTURES (HONG KONG) LIMITED 3 30 33 90.91
1066 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 90.41
1067 Minerva Holding Financial Securities Limited 3 9 12 75.00
1068 MING HON SECURITIES LIMITED 3 1 4 25.00
1069 MIS SERVICES LIMITED (d2019-06-01) 2 3 5 60.00
1070 MLI LIMITED (d2018-03-29) 2 2 4 50.00
1071 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
1072 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 50.00
1073 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1074 Morgan Stanley Hong Kong Futures Limited 6 418 424 98.58
1075 Morgan Stanley Hong Kong Securities Limited 6 104 110 94.55
1076 MORTON SECURITIES LIMITED 2 3 5 60.00
1077 MTF SECURITIES LIMITED 2 18 20 90.00
1078 MUSHK Limited 8 39 47 82.98
1079 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1080 NATIONAL RESOURCES SECURITIES LIMITED 3 14 17 82.35
1081 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 3 1 4 25.00
1082 Neutral Financial Holding Company Limited 3 6 9 66.67
1083 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 50.00
1084 NEW TREND FUTURES LIMITED 4 6 10 60.00
1085 Newedge Broker Limited 4 66 70 94.29
1086 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1087 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 57.14
1088 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1089 Nikko Asset Management Hong Kong Limited 3 19 22 86.36
1090 Nittan Securities Asia Limited 2 3 5 60.00
1091 Nomura Asia Investment (Hong Kong) Limited 4 74 78 94.87
1092 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1093 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 266 277 96.03
1094 NOMURA SECURITIES (HONG KONG) LIMITED 4 11 15 73.33
1095 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1096 Northern Trust Company of Hong Kong Limited (The) 6 15 21 71.43
1097 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1098 OCBC Futures Investment (Hong Kong) Limited 3 5 8 62.50
1099 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 70.59
1100 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1101 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1102 OnePlatform Securities Limited 2 29 31 93.55
1103 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1104 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1105 Open Asset Management Limited 2 0 2 0.00
1106 Open Securities Limited 4 11 15 73.33
1107 Oreana Financial Services Limited 2 4 6 66.67
1108 ORIENT SECURITIES LIMITED 1 13 14 92.86
1109 ORIENTAL PATRON ASIA LIMITED 2 7 9 77.78
1110 ORIENTAL PATRON SECURITIES LIMITED 2 9 11 81.82
1111 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1112 Oshidori Corporate Finance Limited 2 1 3 33.33
1113 Oshidori Securities Limited 2 6 8 75.00
1114 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1115 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 3 0 3 0.00
1116 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 2 0 2 0.00
1117 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1118 PACIFIC HAWK (HK) LIMITED 2 0 2 0.00
1119 Pacific Sun Advisors Limited 3 0 3 0.00
1120 PAK LEE STOCK COMPANY LIMITED 2 2 4 50.00
1121 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1122 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 50.00
1123 PANURGY LIMITED 4 1 5 20.00
1124 PARIBAS ASIA EQUITY LIMITED 3 30 33 90.91
1125 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1126 PARTNERS CAPITAL SECURITIES LIMITED 3 8 11 72.73
1127 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1128 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 89.47
1129 PEACE TOWN FOREX LIMITED 4 21 25 84.00
1130 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 0.00
1131 PEACE TOWN FUTURES LIMITED 5 13 18 72.22
1132 PEGASUS FUND MANAGERS LIMITED 2 42 44 95.45
1133 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 14 17 82.35
1134 PGIM (Hong Kong) Limited 2 0 2 0.00
1135 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 90.00
1136 PHILLIP SECURITIES (HONG KONG) LIMITED 7 630 637 98.90
1137 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1138 PineBridge Investments Asia Limited 3 35 38 92.11
1139 PineBridge Investments Hong Kong Limited 4 16 20 80.00
1140 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 71.43
1141 PIPER JAFFRAY ASIA LIMITED 5 15 20 75.00
1142 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 40 43 93.02
1143 Planetree Futures Limited 4 6 10 60.00
1144 Planetree Securities Limited 4 16 20 80.00
1145 PLATINUM BROKING COMPANY LIMITED 2 8 10 80.00
1146 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 75.00
1147 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 83.33
1148 PO LEE SECURITIES LIMITED 2 3 5 60.00
1149 PO SANG SECURITIES LIMITED 3 12 15 80.00
1150 Polaris Capital (Asia) Limited 7 13 20 65.00
1151 Polen Capital HK Limited 2 0 2 0.00
1152 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 5 10 50.00
1153 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1154 Prime Cdex Securities Limited 4 25 29 86.21
1155 PRIME SECURITIES LIMITED (HK) 3 10 13 76.92
1156 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 18 20 90.00
1157 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 81.82
1158 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 20 22 90.91
1159 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1160 PRUDENTIAL BROKERAGE LIMITED 3 118 121 97.52
1161 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 42 44 95.45
1162 Public Financial Securities Limited 2 8 10 80.00
1163 Public Securities Limited 2 4 6 66.67
1164 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 0 2 2 100.00
1165 Quam Asset Management Limited (b1983-06-28) 3 6 9 66.67
1166 Quam Capital Limited (b1994-08-04) 5 7 12 58.33
1167 QUAM FUTURES LIMITED 2 0 2 0.00
1168 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 66.67
1169 Rakuten Securities Hong Kong Limited 2 38 40 95.00
1170 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1171 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 84.21
1172 RBS Asia Corporate Finance Limited 8 37 45 82.22
1173 RBS Asia Futures Limited 0 3 3 100.00
1174 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1175 Redford Asset Management Limited 1 1 2 50.00
1176 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1177 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1178 REXCAPITAL (HONG KONG) LIMITED 3 4 7 57.14
1179 RHB CAPITAL HONG KONG LIMITED 2 5 7 71.43
1180 RICH PLEASURE SECURITIES LIMITED 2 4 6 66.67
1181 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1182 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 66.67
1183 Rifa Securities Limited 3 7 10 70.00
1184 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1185 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1186 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1187 ROOFER SECURITIES LIMITED 3 9 12 75.00
1188 ROSA SECURITIES LIMITED 3 4 7 57.14
1189 RPS INVESTMENT LIMITED 4 10 14 71.43
1190 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1191 SAMSUNG SECURITIES (ASIA) LIMITED 2 4 6 66.67
1192 SANFULL SECURITIES LIMITED 6 54 60 90.00
1193 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 61 65 93.85
1194 SBI China Capital Commodities Limited 4 14 18 77.78
1195 SBI China Capital Financial Services Limited 2 13 15 86.67
1196 SBI China Capital Securities Limited 3 31 34 91.18
1197 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 46 52 88.46
1198 SCM CHINA LIMITED 2 0 2 0.00
1199 SDHG International Securities Limited 3 7 10 70.00
1200 SEEKERS MARKETS LIMITED 2 10 12 83.33
1201 SELINA & CO. LIMITED (HK) 2 7 9 77.78
1202 SHACOM FUTURES LIMITED 3 2 5 40.00
1203 Shacom Securities Limited 2 14 16 87.50
1204 Shang International Finance Limited 6 15 21 71.43
1205 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 25.00
1206 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 0 3 0.00
1207 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 50.00
1208 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 6 12 50.00
1209 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 4 96 100 96.00
1210 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1211 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 9 163 172 94.77
1212 SHUN HENG SECURITIES LIMITED 2 12 14 85.71
1213 SHUN LOONG FOREX COMPANY LIMITED 3 17 20 85.00
1214 SHUN LOONG FUTURES LIMITED 3 35 38 92.11
1215 SHUN LOONG SECURITIES COMPANY LIMITED 4 64 68 94.12
1216 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1217 Silk Road International Capital Limited 3 1 4 25.00
1218 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1219 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1220 SINO CAPITAL SECURITIES LIMITED 1 16 17 94.12
1221 SINO GRADE SECURITIES LIMITED 3 8 11 72.73
1222 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 3 2 5 40.00
1223 Sinofortune Financial Capital Limited 3 1 4 25.00
1224 Sinofortune Securities Limited 3 7 10 70.00
1225 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 11 14 78.57
1226 SINOMAX SECURITIES LIMITED 2 9 11 81.82
1227 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 7 11 63.64
1228 SINOPAC FUTURES (ASIA) LIMITED 4 4 8 50.00
1229 SINOPAC SECURITIES (ASIA) LIMITED 10 39 49 79.59
1230 SIU ON SECURITIES LIMITED 2 4 6 66.67
1231 SKY WARD ASIA LIMITED 2 0 2 0.00
1232 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1233 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 63.64
1234 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1235 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1236 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1237 SOUTH CHINA CAPITAL LIMITED 5 5 10 50.00
1238 SOUTH CHINA COMMODITIES LIMITED 1 61 62 98.39
1239 SOUTH CHINA RESEARCH LIMITED 0 12 12 100.00
1240 SOUTH CHINA SECURITIES LIMITED 2 77 79 97.47
1241 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1242 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 15 18 83.33
1243 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 71 74 95.95
1244 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 33.33
1245 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 50 53 94.34
1246 SPDB International Holdings Limited 3 0 3 0.00
1247 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 6 9 66.67
1248 SPS COMMODITIES LIMITED 2 7 9 77.78
1249 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1250 SPS SECURITIES LIMITED 5 16 21 76.19
1251 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1252 St. James's Place (Hong Kong) Limited 3 10 13 76.92
1253 STANDARD & POOR'S, LLC 2 2 4 50.00
1254 Standard Chartered Securities (Hong Kong) Limited 8 52 60 86.67
1255 Standard Commodities (Asia) Limited 3 4 7 57.14
1256 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 0.00
1257 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 7 11 63.64
1258 STANHILL (HONG KONG) LIMITED 2 7 9 77.78
1259 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 19 25 76.00
1260 Stellar Securities Limited 3 1 4 25.00
1261 STOCKWELL COMMODITIES LIMITED 3 1 4 25.00
1262 STOCKWELL SECURITIES LIMITED 3 28 31 90.32
1263 Success Securities Limited 2 29 31 93.55
1264 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0.00
1265 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43
1266 SUN GROWTH SECURITIES LIMITED 2 14 16 87.50
1267 Sun Life Hong Kong Limited 2 425 427 99.53
1268 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1269 SUN'S FUTURE LIMITED 3 3 6 50.00
1270 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1271 Superfund Financial (Hong Kong) Limited 2 7 9 77.78
1272 T G HOLBORN (HK) LIMITED 4 57 61 93.44
1273 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1274 T. ROWE PRICE INTERNATIONAL, INC. 2 11 13 84.62
1275 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1276 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1277 TAI FUNG SECURITIES LIMITED 2 4 6 66.67
1278 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1279 TAI SHING STOCK INVESTMENT CO. LIMITED 3 19 22 86.36
1280 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 80.95
1281 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1282 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1283 TAIFAIR FUTURES LIMITED 2 3 5 60.00
1284 TAIFAIR SECURITIES LIMITED 4 8 12 66.67
1285 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 2 6 33.33
1286 Taiping Securities (HK) Co Limited 4 40 44 90.91
1287 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 25.00
1288 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1289 TANG PING KONG LIMITED 3 7 10 70.00
1290 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
1291 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1292 TC Investment Management (Asia) Limited 2 0 2 0.00
1293 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1294 TEMPLETON ASSET MANAGEMENT LTD 3 15 18 83.33
1295 Templewater Hong Kong Limited 4 6 10 60.00
1296 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1297 THING ON SECURITIES LIMITED 2 6 8 75.00
1298 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1299 TIAN YUAN FINANCE LIMITED 3 3 6 50.00
1300 TIMES SECURITIES COMPANY LIMITED 2 16 18 88.89
1301 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0.00
1302 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1303 Tokio Marine Investment Services, Limited 3 3 6 50.00
1304 TOPMORE COMMODITIES LIMITED 4 8 12 66.67
1305 TOYO SECURITIES ASIA LIMITED 2 10 12 83.33
1306 TRANSPAC CAPITAL LIMITED 3 0 3 0.00
1307 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 8 11 72.73
1308 TRUTH SECURITIES LIMITED 4 2 6 33.33
1309 TSE'S SECURITIES LIMITED 1 28 29 96.55
1310 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1311 Tung Shing Futures (Brokers) Limited 2 77 79 97.47
1312 Tung Shing Securities (Brokers) Limited 5 267 272 98.16
1313 TUNG TAI ASSET MANAGEMENT LIMITED 2 1 3 33.33
1314 TUNG TAI SECURITIES COMPANY LIMITED 3 8 11 72.73
1315 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1316 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1317 TVC MANAGEMENT LIMITED 2 0 2 0.00
1318 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33
1319 Tyche Group Limited 2 8 10 80.00
1320 UBS Asset Management (Hong Kong) Limited 7 26 33 78.79
1321 UBS DERIVATIVES HONG KONG LIMITED 3 34 37 91.89
1322 UBS SECURITIES ASIA LIMITED 10 319 329 96.96
1323 UBS SECURITIES HONG KONG LIMITED 6 53 59 89.83
1324 UNICORN SECURITIES COMPANY LIMITED 2 6 8 75.00
1325 United Securities Limited (HK) 2 4 6 66.67
1326 UNITED SIMSEN FOREX DEALERS LIMITED 3 34 37 91.89
1327 UOB ASIA (HONG KONG) LIMITED 5 9 14 64.29
1328 UOB KAY HIAN (HONG KONG) LIMITED 4 233 237 98.31
1329 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 104 107 97.20
1330 UPBEST ASSETS MANAGEMENT LIMITED 3 1 4 25.00
1331 UPBEST COMMODITIES COMPANY LIMITED 3 10 13 76.92
1332 UPBEST INVESTMENT COMPANY LIMITED 4 2 6 33.33
1333 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1334 VALUE PARTNERS LIMITED 6 31 37 83.78
1335 Value Partners Private Equity Limited 4 4 8 50.00
1336 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1337 Vantum Futures Limited 2 2 4 50.00
1338 VC BROKERAGE LIMITED 3 73 76 96.05
1339 VC CAPITAL LIMITED 4 5 9 55.56
1340 VC FUTURES LIMITED 4 44 48 91.67
1341 VC International Asset Management Limited 3 2 5 40.00
1342 VERCAP Financial Services Limited 2 0 2 0.00
1343 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0.00
1344 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1345 Virtu ITG Hong Kong Limited 5 10 15 66.67
1346 VISION FINANCE (CAPITAL) LIMITED 5 0 5 0.00
1347 VMS Securities Limited 2 1 3 33.33
1348 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1349 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1350 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1351 WAI FAT SECURITIES LIMITED 2 1 3 33.33
1352 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 50.00
1353 Wanhai Securities (HK) Limited 3 5 8 62.50
1354 WARD FERRY MANAGEMENT LIMITED 3 11 14 78.57
1355 Waton Securities International Limited 2 4 6 66.67
1356 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1357 Well Link International Securities Limited 2 18 20 90.00
1358 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1359 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1360 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1361 WHARTON INVESTMENT ADVISORS LIMITED 4 2 6 33.33
1362 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1363 WILBY SECURITIES LIMITED 2 2 4 50.00
1364 Win Securities Limited 3 4 7 57.14
1365 WIN WONG SECURITIES LIMITED 2 29 31 93.55
1366 WINFULL SECURITIES LIMITED 3 20 23 86.96
1367 WING FAT SECURITIES LIMITED 3 9 12 75.00
1368 WING FUNG SECURITIES LIMITED 3 11 14 78.57
1369 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1370 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 80.95
1371 WING ON SECURITIES LIMITED 2 8 10 80.00
1372 WING TAK SECURITIES LIMITED 2 0 2 0.00
1373 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1374 WINGS SECURITIES (HK) LIMITED 2 10 12 83.33
1375 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 66.67
1376 WINNINGTON CAPITAL LIMITED 3 6 9 66.67
1377 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1378 WINTECH SECURITIES LIMITED 4 10 14 71.43
1379 Wisetrade Securities Limited 3 10 13 76.92
1380 WM (HK) Limited 2 1293 1295 99.85
1381 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 85.71
1382 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 3 5 60.00
1383 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1384 WOCOM LIMITED (HK) 4 26 30 86.67
1385 WOCOM SECURITIES LIMITED 5 36 41 87.80
1386 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1387 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1388 YARDLEY SECURITIES LIMITED 2 2 4 50.00
1389 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1390 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1391 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1392 YICKO SECURITIES LIMITED 4 17 21 80.95
1393 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1394 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1395 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1396 YU ON COMMODITIES COMPANY LIMITED 2 1 3 33.33
1397 YU ON SECURITIES COMPANY LIMITED 2 16 18 88.89
1398 YUE XIU FUTURES COMPANY LIMITED 2 3 5 60.00
1399 YUE XIU SECURITIES COMPANY LIMITED 5 4 9 44.44
1400 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1401 Yunfeng Financial Markets Limited 3 4 7 57.14
1402 Zhongrong International Futures Co., Limited 2 2 4 50.00
1403 ZHONGRONG PT FINANCE LIMITED 3 0 3 0.00
1404 ZHONGRONG PT SECURITIES LIMITED 5 29 34 85.29
1405 ZURICH ADVISORY (HK) LIMITED 2 324 326 99.39
1405 Average 3.26 24.16 27.43 88.11

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