SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 71 818 889 92.01 2009-02-19
2 Credit Suisse (Hong Kong) Limited 38 500 538 92.94 2008-11-04
3 Morgan Stanley Asia Limited 34 1263 1297 97.38 2006-04-07
4 BARCLAYS CAPITAL ASIA LIMITED 26 430 456 94.30 2005-01-12
5 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 26 152 178 85.39 2005-02-15
6 Merrill Lynch (Asia Pacific) Limited 26 810 836 96.89
7 SG SECURITIES (HK) LIMITED 26 188 214 87.85 2003-12-16
8 Merrill Lynch Far East Limited 24 609 633 96.21 2010-08-20
9 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 23 268 291 92.10 2008-08-20
10 Citigroup Global Markets Asia Limited 23 705 728 96.84 2008-03-31
11 MACQUARIE CAPITAL LIMITED 21 354 375 94.40
12 BOCI ASIA LIMITED 17 85 102 83.33
13 OnePlatform Asset Management Limited 17 908 925 98.16 2007-07-04
14 MIZUHO SECURITIES ASIA LIMITED 16 95 111 85.59 2007-02-26
15 UBS SECURITIES ASIA LIMITED 16 555 571 97.20
16 BOCI SECURITIES LIMITED 15 355 370 95.95 2004-03-01
17 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
18 GOLDMAN SACHS FUTURES (ASIA) LIMITED 15 297 312 95.19
19 KGI ASIA LIMITED 15 490 505 97.03
20 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 76 91 83.52 2004-05-31
21 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 557 572 97.38
22 CITIC Securities Brokerage (HK) Limited 14 201 215 93.49
23 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 14 553 567 97.53 2003-10-15
24 Credit Agricole Securities (Asia) Limited 14 95 109 87.16
25 Daiwa Capital Markets Hong Kong Limited 14 271 285 95.09 2007-10-05
26 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 14 418 432 96.76 2003-09-30
27 HSBC Global Asset Management (Hong Kong) Limited 14 92 106 86.79 2006-03-29
28 SINOPAC SECURITIES (ASIA) LIMITED 14 74 88 84.09
29 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 13 53 66 80.30 2005-11-29
30 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 13 58 71 81.69 2005-06-06
31 ICBC INTERNATIONAL CAPITAL LIMITED 13 58 71 81.69 2008-05-27
32 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 106 118 89.83 2003-12-02
33 Morgan Stanley Hong Kong Securities Limited 12 598 610 98.03 2010-11-30
34 Standard Chartered Securities (Hong Kong) Limited 12 58 70 82.86
35 BOCOM International Securities Limited 11 292 303 96.37 2007-09-10
36 CITIC Securities Futures (HK) Limited 11 91 102 89.22
37 Everbright Securities Investment Services (HK) Limited 11 526 537 97.95
38 FULBRIGHT SECURITIES LIMITED 11 227 238 95.38 2010-05-18
39 JPMorgan Asset Management (Asia Pacific) Limited 11 100 111 90.09 2006-02-16
40 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
41 Macquarie Corporate (Hong Kong) Limited 11 76 87 87.36
42 MIB SECURITIES (HONG KONG) LIMITED 11 82 93 88.17
43 Nerico Brothers Limited (HK) 11 99 110 90.00 2004-11-30
44 Shang International Finance Limited 11 15 26 57.69
45 Yuanta Asia Investment (Hong Kong) Limited 11 183 194 94.33 2003-08-13
46 Yuanta Securities (Hong Kong) Company Limited 11 40 51 78.43 2006-07-08
47 CCB INTERNATIONAL CAPITAL LIMITED 10 71 81 87.65 2004-05-27
48 Fosun International Securities Limited 10 19 29 65.52 2008-06-23
49 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 24 34 70.59 2010-06-30
50 SAMSUNG SECURITIES (ASIA) LIMITED 10 80 90 88.89
51 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
52 Yunfeng Financial Markets Limited 10 16 26 61.54
53 AMPLE CAPITAL LIMITED 9 13 22 59.09 2007-01-02
54 BOCI ASSET MANAGEMENT LIMITED 9 21 30 70.00
55 CCB INTERNATIONAL SECURITIES LIMITED 9 81 90 90.00 2005-08-19
56 Credit Suisse Securities (Hong Kong) Limited 9 84 93 90.32
57 CSI Corporate Finance (HK) Limited 9 41 50 82.00 2007-08-01
58 HAITONG INTERNATIONAL FUTURES LIMITED 9 328 337 97.33
59 HPEF Capital Partners Limited 9 17 26 65.38
60 HSBC Global Asset Management Holdings (Bahamas) Limited 9 0 9 0.00
61 Huarong International Securities Limited 9 76 85 89.41 2004-10-25
62 ICBC INTERNATIONAL SECURITIES LIMITED 9 47 56 83.93 2008-11-14
63 JPMorgan Funds (Asia) Limited 9 109 118 92.37
64 Quam Securities Limited 9 199 208 95.67 2004-10-15
65 UBS SECURITIES HONG KONG LIMITED 9 106 115 92.17 2011-07-06
66 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 21 29 72.41 2003-08-29
67 BlackRock (Hong Kong) Limited (d2017-01-20) 8 93 101 92.08
68 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 153 161 95.03 2007-07-04
69 BOCOM International (Asia) Limited 8 14 22 63.64 2007-09-21
70 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 8 40 48 83.33 2004-07-15
71 CES Capital International (Hong Kong) Co., Limited 8 9 17 52.94 2008-03-20
72 CGS International Securities Hong Kong Limited 8 44 52 84.62
73 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 92 100 92.00 2003-10-31
74 DBS ASIA CAPITAL LIMITED 8 12 20 60.00
75 DEUTSCHE SECURITIES ASIA LIMITED 8 184 192 95.83 2004-01-08
76 HSBC BROKING SECURITIES (ASIA) LIMITED 8 175 183 95.63
77 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 18 26 69.23
78 Jefferies Hong Kong Limited 8 80 88 90.91 2010-01-04
79 Keefe, Bruyette & Woods Asia Limited 8 16 24 66.67 2010-03-03
80 KGI FUTURES (HONG KONG) LIMITED 8 363 371 97.84
81 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 50 58 86.21
82 MUFG Securities Asia Limited 8 58 66 87.88 2010-12-31
83 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 21 29 72.41 2007-06-20
84 RBS Asia Corporate Finance Limited 8 99 107 92.52
85 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 8 17 25 68.00
86 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
87 APG Investments Asia Limited 7 12 19 63.16 2008-11-18
88 AXA CHINA REGION INVESTMENT SERVICES LIMITED 7 110 117 94.02 2006-01-25
89 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 64 71 90.14
90 BNP PARIBAS SECURITIES (ASIA) LIMITED 7 179 186 96.24 2009-10-15
91 BOCOM International Asset Management Limited 7 14 21 66.67 2007-09-13
92 CLSA LIMITED 7 232 239 97.07
93 CMBC SECURITIES COMPANY LIMITED 7 30 37 81.08 2008-01-24
94 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 208 215 96.74
95 EMPEROR SECURITIES LIMITED (HK) 7 161 168 95.83
96 FIL Investment Management (Hong Kong) Limited 7 160 167 95.81
97 FIRST SECURITIES (HK) LIMITED 7 16 23 69.57 2009-08-03
98 Funderstone Securities Limited 7 44 51 86.27
99 GF Securities (Hong Kong) Brokerage Limited 7 63 70 90.00 2007-01-31
100 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 7 36 43 83.72
101 HAITONG INTERNATIONAL CAPITAL LIMITED 7 23 30 76.67
102 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 33 40 82.50
103 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 63.16
104 HGNH International Futures Co., Limited 7 24 31 77.42 2007-06-26
105 INVESCO HONG KONG LIMITED 7 56 63 88.89
106 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 40 47 85.11 2005-07-05
107 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 7 2 9 22.22 2004-04-07
108 Religare Capital Markets (Hong Kong) Limited 7 33 40 82.50 2008-07-24
109 S&P Global Ratings Hong Kong Limited 7 20 27 74.07 2011-06-01
110 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 97.25
111 T.F.S. Derivatives HK Limited 7 41 48 85.42 2009-04-03
112 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 84.09 2007-04-26
113 TT INTERNATIONAL (HONG KONG) LIMITED 7 12 19 63.16 2004-06-04
114 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
115 ABCI Securities Company Limited 6 50 56 89.29 2005-11-15
116 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 6 48 54 88.89 2007-01-12
117 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
118 Beevest Securities Limited 6 14 20 70.00 2005-03-07
119 BGC SECURITIES (HONG KONG) LLC 6 44 50 88.00 2008-06-25
120 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 50 56 89.29
121 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 7 13 53.85 2011-01-04
122 CELESTIAL COMMODITIES LIMITED 6 142 148 95.95
123 CES Commodities (HK) Limited 6 394 400 98.50
124 CHELSEA SECURITIES LIMITED (HK) 6 2 8 25.00
125 China Asset Management (Hong Kong) Limited 6 15 21 71.43 2008-12-10
126 CHINA EVERBRIGHT CAPITAL LIMITED 6 18 24 75.00 2005-05-09
127 China Gather Wealth Financial Company Limited 6 10 16 62.50 2005-04-01
128 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 24 30 80.00 2006-07-03
129 CINDA INTERNATIONAL CAPITAL LIMITED 6 8 14 57.14
130 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
131 CNCB (Hong Kong) Capital Limited 6 3 9 33.33 2010-10-27
132 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 207 213 97.18
133 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 198 204 97.06
134 Evergrande Securities (Hong Kong) Limited 6 53 59 89.83
135 EWARTON SECURITIES LIMITED 6 16 22 72.73
136 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
137 FLAG Squadron Asia Limited 6 6 12 50.00 2006-10-24
138 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 30 36 83.33
139 Funderstone Futures Limited 6 37 43 86.05
140 GF Capital (Hong Kong) Limited 6 10 16 62.50 2007-01-31
141 GUOTAI JUNAN CAPITAL LIMITED 6 23 29 79.31
142 HANG SENG SECURITIES LIMITED 6 16 22 72.73
143 HSBC BROKING FOREX (ASIA) LIMITED 6 147 153 96.08
144 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 83 89 93.26 2011-03-04
145 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 6 44 50 88.00 2007-04-04
146 I-ACCESS INVESTORS LIMITED 6 17 23 73.91 2005-07-13
147 JS CRESVALE CAPITAL LIMITED 6 5 11 45.45 2010-09-06
148 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
149 KGI CAPITAL ASIA LIMITED 6 1 7 14.29
150 KINGSWAY CAPITAL LIMITED 6 15 21 71.43 2008-08-14
151 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
152 MAN INVESTMENTS (HONG KONG) LIMITED 6 16 22 72.73 2005-07-28
153 Manulife Investment Management (Hong Kong) Limited 6 497 503 98.81
154 Mirae Asset Securities (HK) Limited 6 31 37 83.78 2007-01-11
155 Open Securities Limited 6 15 21 71.43 2010-07-16
156 ORIENTAL PATRON ASIA LIMITED 6 11 17 64.71
157 PHILLIP SECURITIES (HONG KONG) LIMITED 6 673 679 99.12
158 PHOENIX CAPITAL SECURITIES LIMITED 6 5 11 45.45 2006-07-03
159 PineBridge Investments Asia Limited 6 19 25 76.00 2009-04-02
160 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 13 19 68.42 2007-03-01
161 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 10 16 62.50 2009-07-30
162 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 30 36 83.33
163 Quam Capital Limited (b1994-08-04) 6 15 21 71.43
164 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 88 94 93.62 2004-10-14
165 RHB SECURITIES HONG KONG LIMITED 6 71 77 92.21 2006-11-17
166 Rich Union Securities (H.K.) Limited 6 27 33 81.82
167 SANFULL SECURITIES LIMITED 6 76 82 92.68
168 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 63 69 91.30
169 SDHG International Asset Management Limited 6 2 8 25.00 2008-12-02
170 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 168 174 96.55
171 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 9 15 60.00 2008-08-07
172 Tiger Securities Asset Management Company Limited 6 14 20 70.00 2006-12-29
173 Tung Shing Futures (Brokers) Limited 6 73 79 92.41
174 Tung Shing Securities (Brokers) Limited 6 198 204 97.06
175 VISION FINANCE ASSET MANAGEMENT LIMITED 6 5 11 45.45 2006-11-14
176 A ONE INVESTMENT COMPANY LIMITED 5 2 7 28.57
177 AIF Securities Limited 5 8 13 61.54 2004-11-02
178 AISANCE ASSET MANAGEMENT LIMITED 5 13 18 72.22 2005-06-16
179 Amundi Hong Kong Limited 5 26 31 83.87
180 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
181 AXA Financial Planning (Hong Kong) Limited 5 19 24 79.17
182 BEA Union Investment Management Limited 5 17 22 77.27
183 BlackRock Asset Management North Asia Limited 5 30 35 85.71 2003-12-16
184 BOCI RESEARCH LIMITED 5 43 48 89.58
185 BSI Investment Advisors (Hong Kong) Limited 5 29 34 85.29 2010-08-27
186 CHIEF SECURITIES LIMITED 5 161 166 96.99 2006-04-20
187 China Galaxy International Securities (Hong Kong) Co., Limited 5 12 17 70.59 2011-09-12
188 CITIC Securities (Hong Kong) Limited 5 20 25 80.00
189 CITIC Securities CLSA Capital Partners (HK) Limited 5 16 21 76.19
190 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 50.00 2007-02-16
191 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 87.18 2008-12-31
192 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 14 19 73.68 2009-03-31
193 CSC SECURITIES (HK) LIMITED 5 28 33 84.85 2003-12-29
194 CTBC Asia Limited 5 12 17 70.59 2004-01-14
195 Cynosure Asset Management Hong Kong Limited 5 0 5 0.00
196 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 42 47 89.36 2007-10-10
197 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 10 15 66.67
198 Evergrande Futures (Hong Kong) Limited 5 31 36 86.11 2003-11-21
199 FIL Investment Advisors 5 84 89 94.38
200 First Sentier Investors (Hong Kong) Limited 5 28 33 84.85
201 FIRST SHANGHAI SECURITIES LIMITED 5 58 63 92.06
202 GAOYU SECURITIES LIMITED 5 17 22 77.27
203 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 50.00
204 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 19 24 79.17
205 HARVEST GLOBAL INVESTMENTS LIMITED 5 18 23 78.26 2009-02-16
206 HSBC BROKING FUTURES (ASIA) LIMITED 5 171 176 97.16
207 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
208 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 39 44 88.64
209 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 73.68 2006-09-12
210 KING FOOK SECURITIES COMPANY LIMITED 5 5 10 50.00
211 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 47 52 90.38
212 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
213 Lion Global Financial Limited 5 56 61 91.80 2008-10-10
214 LOMBARD ODIER (HONG KONG) LIMITED 5 13 18 72.22
215 Mason Securities Limited 5 37 42 88.10
216 MEAG Hong Kong Limited 5 1 6 16.67
217 MESSIS CAPITAL LIMITED 5 2 7 28.57
218 MFG Limited (HK) 5 9 14 64.29 2006-07-17
219 NOMURA SECURITIES (HONG KONG) LIMITED 5 83 88 94.32 2010-02-01
220 Northern Trust Company of Hong Kong Limited (The) 5 27 32 84.38 2011-09-05
221 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 6 11 54.55 2009-04-09
222 NUOXIN CAPITAL (HONG KONG) LIMITED 5 1 6 16.67 2006-08-24
223 Open Asset Management Limited 5 4 9 44.44 2011-03-08
224 ORIENTAL PATRON SECURITIES LIMITED 5 21 26 80.77
225 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 28.57
226 Penjing Asset Management (HK) Limited 5 10 15 66.67 2005-03-24
227 Pictet Asset Management (Hong Kong) Limited 5 32 37 86.49 2006-10-26
228 PIPER JAFFRAY ASIA LIMITED 5 19 24 79.17
229 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 11 16 68.75
230 Pyramis Global Advisors (Hong Kong) Limited 5 11 16 68.75 2008-07-29
231 QMIS Asset Management Limited 5 1 6 16.67 2009-08-13
232 RBC Capital Markets (Hong Kong) Limited 5 23 28 82.14 2010-09-09
233 Renaissance Capital (Hong Kong) Limited 5 23 28 82.14 2010-09-02
234 Robeco Hong Kong Limited 5 11 16 68.75 2007-12-18
235 SAIL ADVISORS LIMITED 5 7 12 58.33 2004-05-17
236 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 83.87 2011-09-28
237 SBI China Capital Commodities Limited 5 18 23 78.26
238 SBI China Capital Financial Services Limited 5 25 30 83.33 2008-09-19
239 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
240 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 26 31 83.87 2009-06-02
241 SINOPAC FUTURES (ASIA) LIMITED 5 29 34 85.29
242 SMBC Nikko Securities (Hong Kong) Limited 5 23 28 82.14
243 SOUTH CHINA COMMODITIES LIMITED 5 89 94 94.68
244 SOUTH CHINA SECURITIES LIMITED 5 105 110 95.45
245 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 30 35 85.71
246 TAIFAIR SECURITIES LIMITED 5 4 9 44.44
247 Taiping Securities (HK) Co Limited 5 49 54 90.74
248 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
249 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 73.68 2007-01-11
250 UBS Asset Management (Hong Kong) Limited 5 39 44 88.64
251 UBS DERIVATIVES HONG KONG LIMITED 5 56 61 91.80
252 Vantage Capital Markets HK Limited 5 20 25 80.00 2008-10-02
253 VC CAPITAL LIMITED 5 8 13 61.54
254 Virtu ITG Hong Kong Limited 5 19 24 79.17
255 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 76.19
256 Wellington Management Hong Kong Limited (b2003-01-02) 5 27 32 84.38 2003-09-18
257 WOCOM LIMITED (HK) 5 28 33 84.85
258 WOCOM SECURITIES LIMITED 5 34 39 87.18
259 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
260 ABCI CAPITAL LIMITED 4 16 20 80.00 2011-03-17
261 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
262 abrdn Hong Kong Limited 4 8 12 66.67
263 AIF CAPITAL LIMITED 4 9 13 69.23
264 AKTIS CAPITAL ADVISORY LIMITED 4 4 8 50.00 2003-11-29
265 Allianz Global Investors Hong Kong Limited 4 18 22 81.82
266 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 4 8 50.00 2010-03-30
267 Argonaut Securities (Asia) Limited 4 4 8 50.00 2011-09-08
268 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 69.23
269 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 71.43 2008-08-08
270 BALI SECURITIES CO. LIMITED 4 1 5 20.00
271 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
272 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
273 Bentley Capital Limited (HK) 4 0 4 0.00
274 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
275 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
276 Blossomhill Investment Limited 4 3 7 42.86 2010-03-04
277 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82 2010-09-10
278 BOCHK Asset Management Limited 4 2 6 33.33 2010-12-15
279 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 55.56 2004-11-17
280 Bosera Asset Management (International) Co., Limited 4 10 14 71.43 2010-11-05
281 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2006-11-01
282 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
283 Bright Fund Management Limited 4 36 40 90.00
284 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 96.64 2011-02-15
285 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 4 8 50.00 2007-08-24
286 CAPITAL GLOBAL MANAGEMENT LIMITED 4 22 26 84.62 2005-09-17
287 CASH Wealth Management Limited 4 30 34 88.24 2011-01-17
288 CELESTIAL SECURITIES LIMITED 4 259 263 98.48
289 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
290 CENTALINE SECURITIES LIMITED 4 0 4 0.00 2011-10-07
291 CENTALINE WEALTH MANAGEMENT LIMITED 4 103 107 96.26 2004-04-02
292 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 4 8 50.00
293 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00
294 Chanceton Capital Partners Limited 4 5 9 55.56
295 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
296 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
297 China Alpha Fund Management (HK) Limited 4 2 6 33.33 2010-05-31
298 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 75.00 2006-12-08
299 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
300 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
301 China Reserve Securities Limited 4 3 7 42.86
302 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 75.00 2007-04-20
303 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
304 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 82.61
305 CHONG HING SECURITIES LIMITED 4 104 108 96.30
306 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
307 CHOW SANG SANG SECURITIES LIMITED 4 46 50 92.00
308 CINDA INTERNATIONAL SECURITIES LIMITED 4 82 86 95.35
309 CLSA FUTURES LIMITED 4 18 22 81.82
310 CLSA Premium International (HK) Limited 4 6 10 60.00 2004-10-20
311 CMB International Capital Limited 4 13 17 76.47 2010-09-07
312 CMB International Securities Limited 4 22 26 84.62 2010-06-15
313 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 4 20 24 83.33 2010-08-20
314 CMS CAPITAL (HK) CO., LIMITED 4 4 8 50.00 2004-05-06
315 CORPORATE BROKERS LIMITED 4 71 75 94.67
316 CS Wealth Securities Limited 4 4 8 50.00
317 CSC FUTURES (HK) LIMITED 4 14 18 77.78
318 CVC Asia Pacific Limited 4 13 17 76.47 2009-11-16
319 Daishin Securities Asia Limited 4 2 6 33.33 2008-11-24
320 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 92.98
321 DBS VICKERS (HONG KONG) LIMITED 4 172 176 97.73 2003-10-14
322 DELTA ASIA SECURITIES LIMITED 4 22 26 84.62 2011-12-23
323 DNB Asset Management (Asia) Limited 4 4 8 50.00
324 DWS Investments Hong Kong Limited 4 18 22 81.82
325 EAST ASIA SECURITIES COMPANY LIMITED 4 154 158 97.47
326 Eastspring Investments (Hong Kong) Limited 4 20 24 83.33 2006-08-08
327 ELSTONE SECURITIES LIMITED 4 12 16 75.00
328 EMPEROR CORPORATE FINANCE LIMITED 4 5 9 55.56 2009-12-24
329 ENLIGHTEN FUTURES LIMITED 4 16 20 80.00
330 EQT Partners Asia Limited 4 9 13 69.23 2011-04-15
331 Essence International Securities (Hong Kong) Limited 4 22 26 84.62 2010-05-18
332 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
333 Everbright Securities Digital Finance (HK) Limited 4 25 29 86.21
334 Evercore Asia Limited 4 3 7 42.86 2011-03-04
335 EVOLUTION ASIA INVESTMENTS LIMITED 4 2 6 33.33 2007-08-24
336 FIRST SHANGHAI FUTURES LIMITED 4 30 34 88.24
337 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
338 FULBRIGHT FUTURES LIMITED 4 73 77 94.81 2005-12-05
339 FWD Financial Planning Limited (HK) 4 68 72 94.44 2011-01-25
340 Gen2 Partners Limited 4 12 16 75.00 2008-10-06
341 GENERALI INVESTMENTS ASIA LIMITED 4 2 6 33.33 2006-02-08
342 GET NICE SECURITIES LIMITED 4 88 92 95.65
343 Glory Sun Securities Limited 4 31 35 88.57
344 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 2 6 33.33 2008-12-02
345 Goldin Equities Limited 4 4 8 50.00 2008-12-17
346 Goldman Sachs Investment Management Hong Kong Limited 4 32 36 88.89
347 Great Lakes Hong Kong Limited 4 2 6 33.33 2010-04-26
348 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 11 15 73.33 2010-06-29
349 Guosen Securities (HK) Brokerage Company, Limited 4 37 41 90.24 2010-02-26
350 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 109 113 96.46
351 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 19 23 82.61 2008-07-03
352 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 28 32 87.50 2005-11-15
353 HAMON ASIAN ADVISORS LIMITED 4 9 13 69.23
354 HAMON ASSET MANAGEMENT LIMITED 4 10 14 71.43
355 HAMON INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43
356 Hao Tian International Securities Limited 4 7 11 63.64
357 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
358 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
359 HONG KONG INTERNATIONAL FUTURES LIMITED 4 6 10 60.00
360 HPEF Venture Partners Limited 4 4 8 50.00
361 HSBC BROKING SECURITIES (HONG KONG) LIMITED 4 20 24 83.33
362 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
363 HUA NAN SECURITIES (HK) LIMITED 4 6 10 60.00 2008-04-08
364 Huajin Corporate Finance (International) Limited 4 6 10 60.00
365 HUNG SING SECURITIES LIMITED 4 20 24 83.33
366 iBest Consultants Limited 4 84 88 95.45 2008-04-15
367 IBTS ASIA (HK) LIMITED 4 9 13 69.23 2005-11-17
368 ICBC (ASIA) SECURITIES LIMITED 4 12 16 75.00
369 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 6 10 60.00 2009-12-14
370 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 2 6 33.33 2009-11-16
371 ICBC INTERNATIONAL FUTURES LIMITED 4 39 43 90.70 2009-05-06
372 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 73.33 2009-07-10
373 iFAST Financial (HK) Limited 4 12 16 75.00 2007-03-30
374 Income Partners Asset Management (HK) Limited 4 16 20 80.00
375 INSTINET PACIFIC LIMITED 4 20 24 83.33
376 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
377 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 50.00 2004-08-30
378 Janus Henderson Investors Hong Kong Limited 4 10 14 71.43
379 JK Capital Management Limited 4 5 9 55.56
380 KAM FAI SECURITIES CO., LIMITED 4 29 33 87.88
381 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 91.30
382 KINGDOM INVESTMENT MANAGERS LIMITED 4 0 4 0.00 2008-12-02
383 KINGSTON SECURITIES LIMITED 4 83 87 95.40
384 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
385 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 6 10 60.00
386 KPMG CORPORATE FINANCE LIMITED 4 3 7 42.86
387 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
388 Legg Mason Asset Management Hong Kong Limited 4 20 24 83.33 2005-10-31
389 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 73.33 2003-06-06
390 LIM ADVISORS LIMITED 4 10 14 71.43
391 LUK FOOK SECURITIES (HK) LIMITED 4 24 28 85.71
392 M&F Asset Management Limited 4 11 15 73.33
393 Mackenzie Investments Asia Limited 4 5 9 55.56
394 Mason Futures Limited (HK) 4 30 34 88.24
395 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 24 28 85.71 2008-06-30
396 Matrix Securities Limited 4 2 6 33.33
397 MEIJI YASUDA ASIA LIMITED 4 3 7 42.86
398 MIB FUTURES (HONG KONG) LIMITED 4 37 41 90.24 2011-03-25
399 NATIONAL RESOURCES SECURITIES LIMITED 4 14 18 77.78
400 NATIXIS ASIA LIMITED 4 50 54 92.59 2004-10-19
401 Neutral Financial Holding Company Limited 4 9 13 69.23
402 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
403 Nomura Asset Management Hong Kong Limited 4 11 15 73.33
404 Nuada Limited 4 1 5 20.00 2004-01-15
405 Oberweis Asset Management (Asia) Limited 4 0 4 0.00 2008-03-06
406 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
407 Octal Capital Limited 4 5 9 55.56 2011-06-01
408 OKASAN INTERNATIONAL (ASIA) LIMITED 4 27 31 87.10 2007-05-17
409 OLD PEAK LIMITED (HK) 4 3 7 42.86 2005-08-26
410 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
411 Optima Capital Limited 4 13 17 76.47 2007-10-25
412 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
413 PHILLIP COMMODITIES (H.K.) LIMITED 4 451 455 99.12 2003-12-09
414 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 4 8 50.00 2007-03-08
415 PineBridge Investments Hong Kong Limited 4 6 10 60.00
416 Planetree Futures Limited 4 7 11 63.64
417 Planetree Securities Limited 4 18 22 81.82
418 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
419 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 2 6 33.33 2008-03-12
420 Prime Cdex Securities Limited 4 17 21 80.95
421 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 50.00
422 Public Securities Limited 4 16 20 80.00
423 Quam Asset Management Limited (b1983-06-28) 4 3 7 42.86
424 RBS Asia Futures Limited 4 6 10 60.00
425 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
426 Redford Asset Management Limited 4 10 14 71.43 2010-03-09
427 RHB CAPITAL HONG KONG LIMITED 4 4 8 50.00
428 RHB FUTURES HONG KONG LIMITED 4 32 36 88.89 2005-09-28
429 Rifa Securities Limited 4 18 22 81.82
430 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
431 Ruisen Port Securities Limited 4 0 4 0.00 2011-01-05
432 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
433 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
434 SFM HK Management Limited 4 16 20 80.00 2010-11-01
435 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 73.33
436 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 91.30
437 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
438 Sinofortune Securities Limited 4 10 14 71.43
439 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
440 SPDB International Holdings Limited 4 0 4 0.00
441 SPS SECURITIES LIMITED 4 17 21 80.95
442 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 4 8 50.00 2005-07-07
443 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
444 Success Futures and Foreign Exchange Limited 4 43 47 91.49 2005-12-06
445 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 4 2 6 33.33 2007-02-01
446 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 82.61
447 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
448 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
449 Templewater Hong Kong Limited 4 6 10 60.00
450 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
451 Tokio Marine Investment Services, Limited 4 0 4 0.00
452 TRUTH SECURITIES LIMITED 4 4 8 50.00
453 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
454 UIC FINANCIAL ADVISORS LIMITED 4 4 8 50.00 2010-04-13
455 UOB KAY HIAN (HONG KONG) LIMITED 4 261 265 98.49
456 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 124 128 96.88
457 UPBEST INVESTMENT COMPANY LIMITED 4 0 4 0.00
458 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
459 VC FUTURES LIMITED 4 38 42 90.48
460 VEDA CAPITAL LIMITED (HK) 4 4 8 50.00 2005-12-28
461 VICTORY SECURITIES COMPANY LIMITED 4 30 34 88.24 2007-02-16
462 Viking Global Hong Kong Limited 4 1 5 20.00 2010-09-17
463 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
464 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 3 7 42.86 2007-11-29
465 VMS Securities Limited 4 7 11 63.64
466 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
467 WIN WONG SECURITIES LIMITED 4 37 41 90.24
468 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
469 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
470 WINNINGTON CAPITAL LIMITED 4 5 9 55.56
471 WINTECH SECURITIES LIMITED 4 12 16 75.00
472 YICKO SECURITIES LIMITED 4 17 21 80.95
473 Yuanta Financial (Hong Kong) Limited 4 3 7 42.86 2010-02-03
474 ZHONGRONG PT SECURITIES LIMITED 4 49 53 92.45 2010-07-30
475 3V Capital Limited 3 1 4 25.00 2005-07-18
476 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
477 Absolute Investment Management (HK) Limited 3 2 5 40.00
478 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
479 ADMIS Hong Kong Limited 3 21 24 87.50 2010-03-10
480 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 62.50 2004-09-07
481 ALETHEIA TECHNOLOGIES LIMITED 3 1 4 25.00 2010-07-30
482 AllianceBernstein Hong Kong Limited 3 33 36 91.67 2006-10-05
483 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
484 ALPS ADVISORY (HK) LIMITED 3 5 8 62.50
485 Altis Partners (Asia) Limited 3 2 5 40.00 2010-10-22
486 ALTUS CAPITAL LIMITED 3 6 9 66.67
487 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
488 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
489 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
490 AP Asset Management (HK) Limited 3 4 7 57.14 2004-07-07
491 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
492 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
493 Arta Asset Management Limited 3 3 6 50.00 2008-07-10
494 Arta Global Futures Limited 3 2 5 40.00
495 Arta Global Markets Limited 3 6 9 66.67 2008-01-08
496 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
497 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
498 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
499 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
500 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
501 Astrum Capital Management Limited (HK) 3 10 13 76.92 2005-07-08
502 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
503 Averest Capital Limited 3 3 6 50.00
504 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 72.73
505 BaoQiao Partners Capital Limited 3 4 7 57.14 2008-03-05
506 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
507 Beijing Securities Limited 3 6 9 66.67 2008-11-07
508 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
509 BERICH BROKERAGE LIMITED 3 17 20 85.00
510 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 25.00
511 BLACKSTONE GROUP (HK) LIMITED (THE) 3 51 54 94.44 2008-10-14
512 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2004-11-10
513 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 50.00 2010-11-03
514 BNY Mellon Investment Management Hong Kong Limited 3 3 6 50.00 2008-06-06
515 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
516 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
517 BOWEN ASIA LIMITED 3 1 4 25.00
518 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 142 145 97.93 2009-10-05
519 BTG Pactual Asia Limited 3 5 8 62.50 2009-08-13
520 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
521 BWC FOREX LIMITED 3 10 13 76.92 2009-12-11
522 CAIDAO CAPITAL LIMITED 3 0 3 0.00 2008-07-15
523 CAIIS Limited 3 18 21 85.71 2006-05-23
524 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
525 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
526 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
527 CAPITAL RESEARCH COMPANY 3 24 27 88.89 2004-11-10
528 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
529 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
530 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 72.73 2007-11-27
531 CBH Asia Limited 3 17 20 85.00 2010-09-24
532 CC Finance Limited 3 11 14 78.57 2006-04-20
533 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
534 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2007-08-23
535 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
536 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2008-10-31
537 Central Asset Investments and Management Holdings (HK) Limited 3 6 9 66.67 2005-08-05
538 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
539 CES Forex (HK) Limited 3 189 192 98.44
540 CF GLOBAL (HK) LIMITED 3 7 10 70.00 2006-11-22
541 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 50.00
542 Channel 8 Wealth Management Limited 3 16 19 84.21 2010-01-27
543 CHEER UNION SECURITIES LIMITED 3 17 20 85.00
544 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
545 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
546 CHIEF CAPITAL LIMITED 3 3 6 50.00 2005-07-14
547 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
548 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
549 CHINA EAGLE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-07-06
550 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 5 8 62.50
551 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
552 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
553 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
554 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
555 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 5 8 62.50 2011-04-26
556 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
557 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 66 69 95.65
558 CHINA SYSTEM SECURITIES LIMITED 3 8 11 72.73 2005-07-07
559 CHINA TIMES SECURITIES LIMITED 3 0 3 0.00 2011-02-21
560 China Tonghai (IA) Limited 3 8 11 72.73
561 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 75.00 2010-02-19
562 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
563 CHINAWIDE SECURITIES LIMITED 3 4 7 57.14 2010-11-09
564 CHRISTFUND SECURITIES LIMITED 3 28 31 90.32
565 CHUANGS & CO. LIMITED 3 1 4 25.00
566 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
567 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
568 CICC US Securities (Hong Kong) Limited 3 2 5 40.00 2011-05-25
569 CIFM Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-07-20
570 CINDA INTERNATIONAL FUTURES LIMITED 3 32 35 91.43
571 CINDA INTERNATIONAL RESEARCH LIMITED 3 2 5 40.00 2010-07-26
572 Citadel Asia Limited 3 10 13 76.92 2005-10-21
573 Citadel Securities (Hong Kong) Limited 3 2 5 40.00 2009-04-09
574 CITIC Securities Asset Management (HK) Limited 3 14 17 82.35 2008-08-01
575 Citigroup Venture Capital International Asia Limited 3 8 11 72.73 2005-05-24
576 CLSA RESEARCH LIMITED 3 137 140 97.86
577 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
578 CMB INTERNATIONAL FUTURES LIMITED 3 9 12 75.00
579 CMB International Global Markets Limited 3 11 14 78.57
580 CNI Securities Group Limited 3 14 17 82.35 2009-12-15
581 COHEN & STEERS ASIA LIMITED 3 7 10 70.00 2005-07-29
582 COL Securities (HK) Limited 3 1 4 25.00
583 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 17 20 85.00 2008-12-17
584 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
585 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 143 146 97.95
586 Core Securities Company Limited (The) 3 1 4 25.00 2010-11-19
587 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
588 Cowell & Lee Capital Management Limited 3 5 8 62.50 2008-11-07
589 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
590 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00
591 CSOP Asset Management Limited 3 10 13 76.92 2008-09-29
592 CTRISKS RATING LIMITED 3 3 6 50.00 2011-06-01
593 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
594 CUPOLA CAPITAL LIMITED 3 0 3 0.00
595 D. E. Shaw & Co. (Asia Pacific) Limited 3 9 12 75.00 2007-11-14
596 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2009-10-14
597 DAH SING SECURITIES LIMITED 3 8 11 72.73
598 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 72.73
599 Davidson Kempner Asia Limited 3 3 6 50.00 2010-05-04
600 DigitalBridge Management Asia Limited 3 3 6 50.00 2010-07-20
601 DL BROKERAGE LIMITED 3 19 22 86.36
602 DONVEX CAPITAL LIMITED 3 4 7 57.14 2009-01-29
603 Double Haven Capital (Hong Kong) Limited 3 13 16 81.25 2007-02-16
604 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
605 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
606 EAST ASIA FUTURES LIMITED 3 9 12 75.00
607 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
608 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
609 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
610 EMPEROR FUTURES LIMITED 3 91 94 96.81
611 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
612 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 72.73
613 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
614 ENLIGHTEN SECURITIES LIMITED 3 35 38 92.11
615 Essence Corporate Finance (Hong Kong) Limited 3 4 7 57.14 2010-09-01
616 Essence Futures (Hong Kong) Limited 3 13 16 81.25 2010-10-25
617 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
618 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
619 Everbright Securities Global (HK) Limited 3 14 17 82.35
620 EVERHOT SECURITIES LIMITED 3 6 9 66.67
621 FDB Financial Group Limited 3 8 11 72.73
622 Fidelity Management & Research (Hong Kong) Limited 3 19 22 86.36 2008-09-04
623 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
624 Finet Securities Limited 3 4 7 57.14
625 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
626 First Fidelity Capital (International) Limited 3 3 6 50.00 2006-04-19
627 Fortune Origin Securities Limited 3 9 12 75.00 2009-07-09
628 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-11-15
629 FT Securities Limited 3 7 10 70.00 2005-09-22
630 FTN Financial Asia Limited 3 1 4 25.00 2008-06-02
631 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 62.50 2009-02-27
632 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 75.00
633 FULBRIGHT CAPITAL LIMITED 3 2 5 40.00 2011-06-14
634 Funderstone Asset Management (HK) Limited 3 3 6 50.00
635 Future Growth Financial Services Limited 3 13 16 81.25 2010-04-08
636 FWD Life Insurance Company (Bermuda) Limited 3 62 65 95.38
637 GAM HONG KONG LIMITED 3 19 22 86.36
638 GAYANG SECURITIES LIMITED 3 24 27 88.89 2010-11-09
639 GF Asset Management (Hong Kong) Limited 3 14 17 82.35 2007-11-08
640 GF FUTURES (HONG KONG) CO., LIMITED 3 30 33 90.91 2007-02-16
641 GF International Investment Management Limited 3 0 3 0.00 2011-09-08
642 GFI (HK) SECURITIES L.L.C. 3 28 31 90.32 2007-06-18
643 GLS SECURITIES LIMITED 3 3 6 50.00
644 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
645 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
646 Gottex Fund Management (Hong Kong) Limited 3 2 5 40.00 2005-11-04
647 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
648 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
649 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 1 4 25.00
650 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2005-08-12
651 GT Asset & Portfolio Management Limited 3 6 9 66.67 2004-11-04
652 GT CAPITAL LIMITED 3 6 9 66.67
653 GUODU SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2009-03-20
654 Guotai Junan FX Limited 3 18 21 85.71 2010-10-21
655 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
656 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 0 3 0.00 2008-07-24
657 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
658 HANG TAI SECURITIES LIMITED 3 12 15 80.00
659 HANTEC FUTURES LIMITED 3 2 5 40.00 2008-12-19
660 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 40.00
661 HARRIS FRASER (INTERNATIONAL) LIMITED 3 24 27 88.89
662 HEAD & SHOULDERS SECURITIES LIMITED 3 11 14 78.57 2008-03-27
663 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
664 HENYEP SECURITIES LIMITED 3 17 20 85.00
665 HING WONG SECURITIES LIMITED 3 13 16 81.25
666 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
667 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-11-21
668 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2007-09-21
669 HONG KONG INTERNATIONAL SECURITIES LIMITED 3 15 18 83.33
670 HOORAY SECURITIES LIMITED 3 2 5 40.00
671 Horizon Asset International (HK) Limited 3 4 7 57.14 2008-09-03
672 HSBC BROKING (CHINA) LIMITED 3 9 12 75.00
673 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
674 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
675 HSBC FUTURES (SINGAPORE) PTE LTD 3 16 19 84.21 2007-04-20
676 HSBC SECURITIES (ASIA) LIMITED 3 4 7 57.14
677 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 8 11 72.73 2004-02-10
678 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
679 Hui Xian Asset Management Limited 3 0 3 0.00 2011-04-08
680 IAM LEGACY LIMITED 3 23 26 88.46 2007-08-21
681 ICAP Equities Asia Limited 3 23 26 88.46 2008-12-22
682 ICAP Securities Hong Kong Limited 3 24 27 88.89 2005-10-06
683 ICBC Credit Suisse Asset Management (International) Company Limited 3 0 3 0.00 2011-11-18
684 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
685 iFAST Securities (HK) Limited 3 3 6 50.00
686 Imagi Brokerage Limited 3 4 7 57.14
687 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
688 Imperium International Asset Management Limited 3 0 3 0.00 2008-12-02
689 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
690 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
691 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
692 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
693 Interactive Brokers LLC 3 21 24 87.50 2007-03-19
694 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 2 5 40.00
695 INV Partners Limited 3 1 4 25.00 2009-11-24
696 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
697 Japaninvest (Hong Kong) Limited 3 7 10 70.00 2010-10-26
698 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 91.67
699 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
700 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
701 Joy Silver Limited 3 6 9 66.67
702 JT CAPITAL MANAGEMENT LIMITED 3 3 6 50.00 2010-10-13
703 JVSakk Asset Management Limited 3 5 8 62.50 2008-08-28
704 JW Capital Limited (HK) 3 0 3 0.00 2011-12-19
705 KAISEN ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-11-13
706 KAISER FUTURES LIMITED 3 22 25 88.00
707 Kaiser KT Capital Limited 3 0 3 0.00
708 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
709 KCG FUND MANAGEMENT LIMITED 3 1 4 25.00 2007-05-04
710 Kerogen Capital (Asia) Limited 3 4 7 57.14 2010-02-01
711 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
712 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
713 KINGSTON FUTURES LIMITED 3 23 26 88.46
714 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
715 Kriya Capital Limited 3 1 4 25.00 2010-01-08
716 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2011-10-31
717 LAMTEX SECURITIES LIMITED 3 7 10 70.00
718 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
719 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
720 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 66.67 2007-03-20
721 LBN Advisers Limited 3 1 4 25.00 2007-09-13
722 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
723 Legg Mason International Equities (Hong Kong) Limited 3 8 11 72.73
724 LEHIN SECURITIES LIMITED 3 24 27 88.89
725 LINZ GLOBAL (HK) LIMITED 3 0 3 0.00 2010-09-28
726 Liquidnet Asia Limited 3 2 5 40.00 2007-08-15
727 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 29 32 90.63 2007-02-14
728 LT Securities Limited 3 3 6 50.00 2011-04-01
729 LUEN SING SECURITIES LIMITED 3 9 12 75.00
730 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
731 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 35 38 92.11 2010-06-29
732 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
733 MAN HON YEUNG SECURITIES LIMITED 3 4 7 57.14
734 MANGO FINANCIAL LIMITED 3 10 13 76.92
735 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
736 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
737 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
738 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 40.00 2004-09-22
739 MCP Asset Management Company Limited 3 11 14 78.57 2005-08-23
740 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 3 6 50.00 2007-05-11
741 Merdeka Securities Limited 3 3 6 50.00
742 Metaverse Securities Limited (HK) 3 3 6 50.00 2010-12-17
743 METRO CAPITAL FUTURES LIMITED 3 6 9 66.67
744 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
745 MING HON SECURITIES LIMITED 3 1 4 25.00
746 MIRABAUD (ASIA) LIMITED 3 9 12 75.00 2003-05-13
747 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
748 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 70.00 2007-12-21
749 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 75.00 2010-11-03
750 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
751 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
752 Moody's Investors Service Hong Kong Limited 3 67 70 95.71 2011-06-01
753 MORTON SECURITIES LIMITED 3 2 5 40.00
754 Mount Kellett Capital (Hong Kong) Limited 3 30 33 90.91 2008-09-25
755 Neuberger Berman Asia Limited 3 14 17 82.35 2008-03-13
756 Newedge Broker Hong Kong Limited 3 70 73 95.89
757 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
758 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
759 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73
760 Nikko Asset Management Hong Kong Limited 3 3 6 50.00
761 Nine Masts Capital Limited 3 4 7 57.14 2010-05-11
762 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
763 Oaktree Capital (Hong Kong) Limited 3 8 11 72.73 2006-07-12
764 Oasis Management (Hong Kong) 3 4 7 57.14 2004-09-14
765 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
766 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
767 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
768 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
769 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 24 27 88.89
770 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
771 ONSHINE SECURITIES LIMITED 3 7 10 70.00
772 Oreana Financial Services Limited 3 8 11 72.73 2011-07-12
773 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2010-08-18
774 ORIENT FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2011-02-28
775 ORIENT SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2010-07-21
776 ORIENT SECURITIES LIMITED 3 17 20 85.00
777 ORIENTAL WEALTH SECURITIES LIMITED 3 9 12 75.00 2008-09-05
778 orientiert XYZ Securities Limited 3 128 131 97.71 2004-12-03
779 Oshidori Securities Limited 3 5 8 62.50
780 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
781 Pacific Advantage Capital Limited 3 0 3 0.00 2010-10-25
782 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 18 21 85.71 2007-01-09
783 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
784 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
785 Parry International Trading Limited 3 3 6 50.00 2010-08-26
786 Partners Capital Asia Limited 3 0 3 0.00 2011-08-04
787 PCA Investments Hong Kong, Limited 3 6 9 66.67 2011-06-16
788 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 66.67 2008-07-29
789 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
790 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 85.71
791 PHOENIX CAPITAL ASIA LIMITED 3 0 3 0.00
792 PIMCO Asia Limited 3 9 12 75.00 2006-05-17
793 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2007-05-02
794 PLATINUM BROKING COMPANY LIMITED 3 4 7 57.14 2011-02-21
795 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 78.57
796 PO LEE SECURITIES LIMITED 3 7 10 70.00
797 Point72 Hong Kong Limited 3 41 44 93.18 2006-11-14
798 PROMISING SECURITIES COMPANY LIMITED 3 12 15 80.00 2004-01-02
799 Proton Capital Limited 3 1 4 25.00 2007-10-16
800 Prudence Investment Management (Hong Kong) Limited 3 5 8 62.50 2009-06-08
801 PRUDENTIAL BROKERAGE LIMITED 3 171 174 98.28
802 Public Financial Securities Limited 3 11 14 78.57
803 QMIS Securities Limited 3 5 8 62.50 2009-07-24
804 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
805 QUEST STOCKBROKERS (HK) LIMITED 3 3 6 50.00
806 Rabo Brokerage HK Limited 3 11 14 78.57 2007-09-12
807 RaffAello Securities (HK) Limited 3 2 5 40.00 2005-03-30
808 Rakuten Securities Hong Kong Limited 3 44 47 93.62
809 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
810 RAYS Capital Partners Limited 3 3 6 50.00 2011-05-19
811 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 88.00
812 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
813 Realord Asia Pacific Securities Limited 3 5 8 62.50 2010-11-24
814 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
815 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
816 RHB ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-05-08
817 RICHE BRIGHT SECURITIES LIMITED 3 7 10 70.00 2008-01-04
818 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 50.00
819 Riverwest Advisors Limited 3 2 5 40.00 2009-07-02
820 ROCIM Limited 3 0 3 0.00 2007-06-29
821 ROOFER SECURITIES LIMITED 3 9 12 75.00
822 ROSA SECURITIES LIMITED 3 4 7 57.14
823 Rothschild & Co Hong Kong Limited 3 39 42 92.86 2005-04-27
824 RPS INVESTMENT LIMITED 3 9 12 75.00
825 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
826 SANFULL FUTURES LIMITED 3 10 13 76.92 2007-12-21
827 Saxo Capital Markets HK Limited 3 3 6 50.00 2011-01-19
828 SCM Strategic Capital Management Asia Limited 3 0 3 0.00 2010-02-11
829 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
830 SDHG International Securities Limited 3 8 11 72.73
831 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
832 Select Investment Services Limited (HK) 3 0 3 0.00 2011-09-16
833 SENRIGAN CAPITAL GROUP LIMITED 3 12 15 80.00 2009-08-27
834 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 57.14 2008-11-07
835 Sensible Asset Management Limited 3 5 8 62.50 2005-06-18
836 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
837 SG Asset Finance (Hong Kong) Limited 3 72 75 96.00 2003-10-02
838 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
839 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
840 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
841 SHENG YUAN SECURITIES LIMITED 3 8 11 72.73 2010-10-27
842 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
843 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
844 SILVERSTONE INVESTMENTS LIMITED (HK) 3 2 5 40.00
845 Sino-Rich Securities & Futures Limited 3 23 26 88.46 2010-11-17
846 SINOMAX SECURITIES LIMITED 3 9 12 75.00
847 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
848 SIU ON SECURITIES LIMITED 3 3 6 50.00
849 SJS Markets Limited 3 7 10 70.00 2005-03-02
850 SMBC Capital Markets (Asia) Limited 3 1 4 25.00 2010-07-14
851 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 50.00
852 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
853 SOLID KING SECURITIES LIMITED 3 8 11 72.73
854 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
855 SOUTH CHINA RESEARCH LIMITED 3 6 9 66.67
856 South West Capital Limited (d2013-12-11) 3 1 4 25.00 2011-06-30
857 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
858 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
859 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 30 33 90.91
860 Standard Advisory Asia Limited 3 3 6 50.00 2007-03-09
861 STI Asset Management Limited 3 0 3 0.00 2008-10-22
862 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
863 STOCKWELL COMMODITIES LIMITED 3 9 12 75.00
864 STOCKWELL SECURITIES LIMITED 3 40 43 93.02
865 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
866 Success Securities Limited 3 76 79 96.20
867 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
868 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
869 Sumo Asset Management Limited 3 6 9 66.67 2010-07-07
870 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
871 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
872 SynerWealth Financial Limited 3 20 23 86.96 2009-02-04
873 T G HOLBORN (HK) LIMITED 3 33 36 91.67
874 T G SECURITIES LIMITED 3 5 8 62.50 2005-12-19
875 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
876 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
877 TAIFAIR FUTURES LIMITED 3 2 5 40.00
878 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
879 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
880 TANG KEE SECURITIES LIMITED 3 3 6 50.00
881 TANG PING KONG LIMITED 3 9 12 75.00
882 TARZAN STOCK & SHARES LIMITED 3 10 13 76.92
883 TC Capital International Limited 3 3 6 50.00 2010-08-11
884 TEMPLETON ASSET MANAGEMENT LTD 3 17 20 85.00
885 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 70.00 2007-03-07
886 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 5 8 62.50 2008-04-11
887 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
888 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
889 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
890 Tora Trading Services Limited (HK) 3 3 6 50.00 2008-11-14
891 Towers Watson Investment Services Hong Kong Limited 3 4 7 57.14 2007-05-14
892 Trafalgar Capital Management (HK) Limited 3 0 3 0.00 2010-02-01
893 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
894 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 9 12 75.00
895 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
896 TSE'S SECURITIES LIMITED 3 43 46 93.48
897 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
898 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
899 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
900 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
901 UNITED SIMSEN FOREX DEALERS LIMITED 3 35 38 92.11
902 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
903 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 70.00
904 VALUE PARTNERS HONG KONG LIMITED 3 54 57 94.74 2007-11-19
905 VALUE PARTNERS LIMITED 3 55 58 94.83
906 VBG Capital Limited 3 1 4 25.00 2008-11-11
907 VC BROKERAGE LIMITED 3 64 67 95.52
908 VC International Asset Management Limited 3 2 5 40.00
909 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
910 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
911 Vision Capital Investment Management Limited 3 11 14 78.57 2003-12-17
912 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
913 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
914 Vontobel (Hong Kong) Limited 3 6 9 66.67 2008-11-27
915 VTB Capital Hong Kong Limited 3 1 4 25.00 2011-06-30
916 W2 Asset Management (HK) Limited 3 3 6 50.00 2009-06-04
917 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
918 WAH SANG SECURITIES LIMITED 3 2 5 40.00
919 WAH THAI SECURITIES LIMITED 3 2 5 40.00
920 Wanhai Securities (HK) Limited 3 5 8 62.50
921 WARD FERRY MANAGEMENT LIMITED 3 9 12 75.00
922 WEALTH MANAGEMENT GROUP LIMITED 3 4 7 57.14 2007-02-02
923 Well Link International Securities Limited 3 20 23 86.96
924 Well Link Securities Limited 3 12 15 80.00 2005-11-11
925 Wells Fargo Securities Asia Limited 3 11 14 78.57 2008-04-25
926 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 13 16 81.25 2008-09-02
927 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
928 Win Securities Limited 3 9 12 75.00
929 WINFULL SECURITIES LIMITED 3 14 17 82.35
930 WING FAT SECURITIES LIMITED 3 9 12 75.00
931 WING FUNG FUTURES LIMITED 3 20 23 86.96 2006-04-21
932 WING FUNG SECURITIES LIMITED 3 20 23 86.96
933 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 57.14
934 Wisetrade Securities Limited 3 9 12 75.00
935 WORLDWIDE BROKERAGE LIMITED 3 1 4 25.00
936 YF Life Investors Limited 3 86 89 96.63 2004-08-30
937 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
938 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
939 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
940 YU ON SECURITIES COMPANY LIMITED 3 13 16 81.25 2008-01-17
941 YUE XIU SECURITIES COMPANY LIMITED 3 8 11 72.73
942 YUEXING SECURITIES COMPANY LIMITED 3 16 19 84.21
943 ZBI Asia Limited 3 7 10 70.00 2010-02-22
944 Zhongrong International Futures Co., Limited 3 4 7 57.14 2011-03-10
945 Zijing Capital Limited 3 8 11 72.73 2003-05-07
946 313 Capital Management Limited 2 6 8 75.00 2010-04-19
947 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
948 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
949 AASTOCKS.COM LIMITED 2 0 2 0.00
950 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
951 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 77.78
952 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
953 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
954 ACM ASIA LIMITED 2 0 2 0.00
955 AD Capital Management (Hong Kong) Limited 2 6 8 75.00 2004-09-08
956 ADM SECURITIES LIMITED 2 0 2 0.00
957 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
958 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
959 Aevitas Securities Limited 2 4 6 66.67
960 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
961 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 71.43 2004-07-07
962 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0.00
963 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
964 AIU International Securities Limited 2 0 2 0.00 2011-12-28
965 AJ Securities Limited 2 5 7 71.43
966 Aletheia Analyst Network Limited 2 4 6 66.67 2008-06-03
967 Aliantis Capital Limited 2 3 5 60.00 2007-10-10
968 Allard Partners Limited 2 5 7 71.43
969 Alpha Financial Group Limited 2 8 10 80.00 2005-10-31
970 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
971 Alpha Nova Capital Management Limited 2 0 2 0.00
972 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 80.00 2007-05-08
973 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
974 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
975 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 96.23 2004-01-20
976 ALTUS INVESTMENTS LIMITED (HK) 2 6 8 75.00 2005-12-14
977 AM Squared Limited 2 2 4 50.00 2005-06-30
978 AMBITION SECURITIES CO. LIMITED 2 4 6 66.67 2010-12-28
979 American Century Investment Management (Asia Pacific) Limited 2 2 4 50.00 2010-03-26
980 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
981 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-08-03
982 Andante Capital Partners Limited 2 0 2 0.00 2008-11-11
983 Anli Securities Limited 2 7 9 77.78
984 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
985 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
986 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
987 Anuenue Securities Limited 2 10 12 83.33
988 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
989 Apollo Asset Management Limited (HK) 2 0 2 0.00 2010-09-16
990 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 33.33
991 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
992 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
993 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
994 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
995 ARISAIG PARTNERS (HK) LIMITED 2 0 2 0.00 2006-01-20
996 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
997 ASA SECURITIES LIMITED 2 11 13 84.62 2010-08-19
998 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
999 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1000 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1001 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 13 15 86.67
1002 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0.00 2011-06-17
1003 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1004 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1005 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1006 ASSET MANAGEMENT GROUP LIMITED 2 50 52 96.15 2006-01-17
1007 Asset Management One Hong Kong Limited 2 4 6 66.67 2010-03-10
1008 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1009 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1010 ATHENA WEALTH MANAGEMENT LIMITED 2 33 35 94.29 2008-04-25
1011 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1012 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
1013 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1014 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1015 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1016 Avia Asset Management Limited 2 2 4 50.00
1017 AXA Investment Managers Asia Limited 2 11 13 84.62 2005-07-21
1018 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 85.71
1019 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1020 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1021 Axis Capital Management Limited 2 0 2 0.00
1022 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1023 Balyasny Asset Management (Hong Kong) Limited 2 6 8 75.00 2008-03-03
1024 BaoQiao Partners Securities (HK) Limited 2 5 7 71.43
1025 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1026 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1027 BCT Financial Limited 2 55 57 96.49 2010-11-24
1028 BEAR BRIGHT LIMITED 2 2 4 50.00
1029 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1030 Belvest Investment Services Limited 2 4 6 66.67
1031 BETA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00
1032 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1033 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1034 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2009-09-28
1035 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1036 Black Marble Securities Limited 2 3 5 60.00
1037 BLOOMYEARS LIMITED 2 2 4 50.00
1038 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1039 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1040 BMI Securities Limited 2 4 6 66.67 2011-03-14
1041 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1042 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1043 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1044 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
1045 Bradbury Securities Limited 2 8 10 80.00
1046 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1047 Brilliant Norton Securities Company Limited 2 1 3 33.33 2011-12-01
1048 Broadway Wealth Management Limited 2 0 2 0.00
1049 BROOKE CAPITAL LIMITED 2 0 2 0.00
1050 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 2 2 4 50.00 2007-01-18
1051 BULLISH SECURITIES LIMITED 2 11 13 84.62
1052 BUSINESS FUTURES LIMITED 2 7 9 77.78
1053 BUSINESS SECURITIES LIMITED 2 18 20 90.00
1054 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
1055 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1056 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1057 Canaccord Genuity (Hong Kong) Limited 2 1 3 33.33 2011-05-04
1058 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1059 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1060 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1061 Capital International, Inc. 2 7 9 77.78 2007-07-03
1062 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1063 CASH ASSET MANAGEMENT LIMITED 2 21 23 91.30 2005-03-30
1064 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1065 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1066 CBRE Clarion Securities HKG Limited 2 3 5 60.00 2008-01-04
1067 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1068 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
1069 CCB Securities Limited 2 3 5 60.00
1070 Celera Markets Limited 2 1 3 33.33 2008-08-12
1071 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1072 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1073 Cephei Capital Management (Hong Kong) Limited 2 1 3 33.33 2007-07-19
1074 CERES CAPITAL LIMITED 2 0 2 0.00
1075 CES International Commodities (HK) Limited 2 3 5 60.00
1076 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1077 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1078 Changjiang Asset Management (HK) Limited 2 0 2 0.00 2011-12-16
1079 Changjiang Securities Brokerage (HK) Limited 2 0 2 0.00 2011-12-13
1080 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1081 ChapmanCraig Limited 2 0 2 0.00
1082 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1083 CHARLESWIN BULLION LIMITED 2 0 2 0.00 2011-11-07
1084 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1085 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
1086 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1087 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
1088 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1089 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 1 3 33.33 2011-06-24
1090 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1091 CHINA DEMETER SECURITIES LIMITED 2 2 4 50.00 2010-10-18
1092 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1093 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
1094 China Finance Holdings Limited 2 0 2 0.00
1095 China Finance KAB Limited 2 9 11 81.82 2004-12-23
1096 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1097 China Galaxy International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2011-12-14
1098 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1099 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 84.62 2005-09-21
1100 China Jianxin Financial Services Limited 2 6 8 75.00 2009-11-17
1101 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
1102 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1103 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1104 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1105 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 33.33
1106 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1107 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1108 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1109 China Value Investment Limited (HK) 2 1 3 33.33 2008-07-15
1110 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1111 CHN International Group Limited 2 0 2 0.00 2010-02-22
1112 CHRISTFUND FUTURES LIMITED 2 10 12 83.33
1113 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1114 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1115 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1116 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1117 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1118 COMGEST FAR EAST LIMITED 2 5 7 71.43
1119 COMMENCE COMPANY LIMITED 2 0 2 0.00
1120 Complus Asset Management Limited 2 2 4 50.00 2011-05-25
1121 ConvergEx Asia Pacific Limited 2 1 3 33.33 2010-12-03
1122 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1123 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1124 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1125 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1126 CPIC Investment Management (H.K.) Company Limited 2 2 4 50.00 2011-02-07
1127 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1128 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00 2008-07-09
1129 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2004-07-28
1130 CSC ASIA LIMITED 2 0 2 0.00
1131 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 50.00
1132 CTW SECURITIES LIMITED 2 3 5 60.00
1133 CVP Securities Limited 2 48 50 96.00 2004-07-09
1134 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1135 D.J. SECURITIES LIMITED 2 1 3 33.33
1136 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 1 3 33.33 2011-09-02
1137 DAEWOO SECURITIES (HONG KONG) LIMITED 2 12 14 85.71
1138 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1139 De Riva Asia Limited 2 16 18 88.89 2010-07-29
1140 DELTA ASIA FINANCIAL FUTURES LIMITED 2 9 11 81.82
1141 Delta Asia Wealth Management Limited 2 1 3 33.33
1142 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
1143 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1144 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
1145 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1146 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1147 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1148 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 1 3 33.33 2010-03-05
1149 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1150 Dymon Asia Capital (HK) Limited 2 0 2 0.00 2011-08-31
1151 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 80.00 2009-01-02
1152 EAA SECURITIES LIMITED 2 1 3 33.33
1153 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1154 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1155 East Park Investment Management Co Limited 2 2 4 50.00 2010-10-04
1156 Eclipse Options (HK) Limited 2 11 13 84.62 2007-05-31
1157 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-02-26
1158 EFG Asset Management (HK) Limited 2 2 4 50.00 2008-06-06
1159 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1160 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1161 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1162 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1163 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1164 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1165 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
1166 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1167 Emperor Asset Management Limited 2 4 6 66.67 2009-11-03
1168 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1169 Encap (Global) Asset Management Limited 2 4 6 66.67 2009-03-30
1170 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1171 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1172 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1173 ENZARD LIMITED 2 3 5 60.00 2004-05-21
1174 Essence Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1175 Essence International Financial Holdings Limited 2 11 13 84.62
1176 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1177 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1178 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1179 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1180 Everbright Capital Management Limited 2 6 8 75.00 2007-09-24
1181 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
1182 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
1183 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1184 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
1185 EXS Capital Asia Limited 2 4 6 66.67 2008-06-12
1186 F. R. ZIMMERN LIMITED 2 3 5 60.00
1187 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1188 FACTORIAL MANAGEMENT LIMITED 2 0 2 0.00 2011-12-30
1189 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1190 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1191 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1192 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 89.47
1193 FAIRWIN BROKING LIMITED 2 5 7 71.43
1194 FCL ADVISORY LIMITED 2 4 6 66.67 2005-03-01
1195 FE SECURITIES LIMITED 2 4 6 66.67
1196 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1197 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1198 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1199 First Prosperous Asset Management Company Limited 2 1 3 33.33 2007-09-06
1200 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1201 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
1202 FORTUNE (HK) SECURITIES LIMITED 2 34 36 94.44
1203 Fortune Asset Management Limited 2 1 3 33.33 2009-12-16
1204 FORTUNE FINANCIAL CAPITAL LIMITED 2 5 7 71.43 2009-03-12
1205 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1206 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1207 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1208 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1209 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 66.67 2008-05-14
1210 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1211 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1212 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1213 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1214 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1215 Fubon Fund Management (Hong Kong) Limited 2 1 3 33.33
1216 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1217 FULLJET SECURITIES LIMITED 2 0 2 0.00
1218 Future Growth Asset Management Limited 2 0 2 0.00 2010-05-11
1219 Gain Capital - Forex.com Hong Kong Limited 2 5 7 71.43 2009-07-22
1220 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 80.00 2005-02-16
1221 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1222 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 11 13 84.62
1223 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1224 GAVEKAL CAPITAL LIMITED 2 8 10 80.00 2003-06-09
1225 GCAM Limited 2 1 3 33.33 2004-10-19
1226 GCIS LIMITED 2 1 3 33.33 2007-05-16
1227 Ge Shang Investment (Hong Kong) Limited 2 13 15 86.67
1228 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1229 GET NICE CAPITAL LIMITED 2 1 3 33.33
1230 GET NICE FUTURES COMPANY LIMITED 2 31 33 93.94
1231 GIGA (HONG KONG) LIMITED 2 3 5 60.00
1232 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
1233 Ginseng Capital Advisors Limited 2 0 2 0.00 2009-07-28
1234 GLG Partners Hong Kong Limited 2 4 6 66.67 2010-11-30
1235 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1236 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1237 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1238 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1239 Goldbridge Securities Limited 2 3 5 60.00
1240 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1241 Golden Hen Securities and Futures Limited 2 6 8 75.00 2010-05-13
1242 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1243 GOLDENWAY SECURITIES COMPANY LIMITED 2 17 19 89.47
1244 Goldin Financial Limited 2 3 5 60.00 2009-06-01
1245 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1246 Goldyard Capital Limited 2 1 3 33.33
1247 Gong Ping Futures Limited 2 4 6 66.67 2011-11-22
1248 Gong Ping Securities Limited 2 5 7 71.43 2010-12-08
1249 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1250 Grand Cartel Securities Company Limited 2 3 5 60.00
1251 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 84.62 2007-04-18
1252 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1253 Greater China Securities Limited (b1999-04-26) 2 1 3 33.33
1254 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1255 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1256 Grit Securities Limited 2 1 3 33.33
1257 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1258 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1259 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1260 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1261 Guo Tong Capital Management Company Limited 2 4 6 66.67 2010-05-24
1262 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1263 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1264 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 95.65 2010-11-26
1265 GUOYUAN FUTURES (HONG KONG) LIMITED 2 13 15 86.67 2007-11-29
1266 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 29 31 93.55 2007-01-30
1267 Hafoo Securities Limited 2 25 27 92.59 2009-12-09
1268 Hamilton Lane (Hong Kong) Limited 2 8 10 80.00 2010-07-05
1269 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1270 Hana Asia Limited 2 0 2 0.00 2010-03-25
1271 HANG SENG FUTURES LIMITED 2 7 9 77.78
1272 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1273 HANTEC SECURITIES CO., LIMITED 2 25 27 92.59
1274 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1275 HARBOUR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-09-22
1276 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1277 HENIK SECURITIES LIMITED 2 10 12 83.33
1278 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1279 HERMES SECURITIES LIMITED 2 7 9 77.78
1280 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1281 HFS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1282 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1283 HGNH International Asset Management Co., Limited 2 0 2 0.00 2011-10-24
1284 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1285 Highland Financial Group Limited 2 0 2 0.00 2011-03-22
1286 Hillhouse Investment Management Limited 2 0 2 0.00 2011-01-24
1287 HIP HING SECURITIES LIMITED 2 2 4 50.00
1288 HKFAEx Group Limited 2 2 4 50.00 2007-02-15
1289 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1290 Hong Kong Securities (International) Company Limited 2 2 4 50.00 2009-07-23
1291 Hong Kong Stock Link Securities Limited 2 7 9 77.78
1292 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1293 Hongkong Bay Securities Limited 2 7 9 77.78
1294 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1295 HOORAY CAPITAL LIMITED 2 1 3 33.33
1296 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1297 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1298 Houlihan Lokey (China) Limited 2 6 8 75.00 2008-10-09
1299 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1300 HTC Securities Company Limited 2 1 3 33.33 2010-09-03
1301 HuaAn Asset Management (Hong Kong) Limited 2 2 4 50.00 2010-12-01
1302 Huarong International Asset Management Limited 2 0 2 0.00 2011-03-14
1303 Huatai Asset Management (Hong Kong) Company Limited 2 0 2 0.00 2010-11-12
1304 Huayu Securities Limited 2 6 8 75.00
1305 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1306 HUNG SING FUTURES LIMITED 2 3 5 60.00
1307 iBest Securities Company Limited 2 3 5 60.00
1308 ICBC Asset Management (Global) Company Limited 2 8 10 80.00
1309 IMARKETS LIMITED 2 1 3 33.33
1310 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1311 IMC Asia Pacific Limited 2 24 26 92.31 2007-03-12
1312 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1313 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1314 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 5 7 71.43 2010-10-06
1315 Innoform-Ashfield Capital Limited 2 1 3 33.33 2007-08-07
1316 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1317 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1318 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
1319 INTERCHINA FUTURES LIMITED 2 1 3 33.33
1320 INTERCHINA SECURITIES LIMITED 2 4 6 66.67
1321 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1322 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1323 IPP Financial Advisers Limited 2 23 25 92.00 2006-12-21
1324 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1325 ITAU ASIA LIMITED 2 5 7 71.43 2006-10-31
1326 iTTa Capital Limited 2 8 10 80.00 2003-05-29
1327 iVenture Investment Management Limited 2 1 3 33.33
1328 IVORY CAPITAL PRIVATE LIMITED 2 4 6 66.67 2007-03-21
1329 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1330 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1331 JANCHOR PARTNERS LIMITED 2 6 8 75.00 2009-11-06
1332 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1333 JEFFERIES BACHE (HONG KONG) LIMITED 2 3 5 60.00
1334 JIMEI FUTURES LIMITED 2 6 8 75.00 2008-12-09
1335 JIMEI SECURITIES LIMITED 2 20 22 90.91 2008-12-09
1336 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1337 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1338 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1339 JPMorgan Asset Management Real Assets (Asia) Limited 2 14 16 87.50 2009-06-26
1340 JQ Fund Management Limited 2 0 2 0.00 2008-08-05
1341 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
1342 JVSakk Asia Limited 2 0 2 0.00
1343 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1344 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 33.33 2008-07-04
1345 Kaisa Financial Group Company Limited 2 8 10 80.00 2008-06-16
1346 KAISER SECURITIES LIMITED 2 23 25 92.00
1347 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1348 Kam Wah Investments Limited 2 3 5 60.00
1349 KARFORD SECURITIES LIMITED 2 0 2 0.00
1350 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1351 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1352 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 81.82 2004-12-16
1353 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 90.91
1354 KB Securities Hong Kong Limited 2 5 7 71.43
1355 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 2 4 50.00
1356 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1357 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1358 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1359 KGI Asset Management Limited 2 1 3 33.33
1360 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1361 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1362 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1363 King Wai Asset Management Company Limited 2 0 2 0.00 2011-09-05
1364 KINGKEY SECURITIES GROUP LIMITED 2 1 3 33.33 2011-07-27
1365 Kingsbridge Limited (d2014-08-15) 2 0 2 0.00 2010-07-28
1366 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1367 KMT SECURITIES LIMITED 2 6 8 75.00
1368 Knight Capital Asia Limited 2 0 2 0.00 2008-10-23
1369 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1370 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1371 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1372 Korea Investment Management Asia Limited 2 3 5 60.00 2009-08-21
1373 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 66.67 2008-07-02
1374 KVB Kunlun Securities (HK) Limited 2 8 10 80.00 2008-07-02
1375 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
1376 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1377 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1378 LAU & COMPANY LIMITED 2 0 2 0.00
1379 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1380 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1381 LEGENDS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-23
1382 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
1383 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
1384 Leonteq Securities (Hong Kong) Limited 2 7 9 77.78 2011-04-07
1385 Lexicon Partners (Asia) Limited 2 1 3 33.33 2007-03-21
1386 Lighthorse Asset Management (HK) Limited 2 4 6 66.67 2009-09-04
1387 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1388 Liquid Capital Markets Hong Kong Limited 2 1 3 33.33 2009-10-29
1389 LIS Investment Services Limited 2 3 5 60.00 2008-01-09
1390 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1391 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 90.48
1392 Longitude Asia Limited 2 4 6 66.67
1393 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1394 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1395 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1396 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1397 LUK FOOK FUTURES (HK) LIMITED 2 6 8 75.00 2011-12-05
1398 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-02-17
1399 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1400 M SECURITIES LIMITED (HK) 2 4 6 66.67 2006-02-23
1401 M3 Capital Partners (HK) Limited 2 3 5 60.00 2008-10-17
1402 Macquarie Asia Securities Limited 2 20 22 90.91 2005-07-26
1403 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0.00
1404 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1405 MAGIC COMPASS FUTURES LIMITED 2 5 7 71.43
1406 MAGUSTA FUTURES LIMITED 2 2 4 50.00
1407 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1408 MALAHON SECURITIES LIMITED 2 12 14 85.71
1409 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1410 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1411 MARC FABER LIMITED 2 0 2 0.00
1412 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1413 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
1414 Marshall Wace Gavekal Asia Limited 2 9 11 81.82 2008-06-30
1415 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 81.82
1416 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1417 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 9 11 81.82 2009-09-04
1418 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1419 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1420 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1421 MERCER INVESTMENTS (HK) LIMITED 2 6 8 75.00 2005-08-04
1422 MFS International (Hong Kong) Limited 2 2 4 50.00 2009-07-29
1423 MIDLAND WEALTH MANAGEMENT LIMITED 2 28 30 93.33 2008-02-18
1424 MIGHTY BROKERAGE (ASIA) LIMITED 2 1 3 33.33 2011-11-22
1425 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 8 10 80.00 2008-09-03
1426 Milma & Co. Limited 2 1 3 33.33 2008-09-24
1427 Minerva Holding Financial Securities Limited 2 9 11 81.82
1428 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1429 MOELIS & COMPANY ASIA LIMITED 2 10 12 83.33 2009-12-11
1430 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 6 8 75.00 2011-04-14
1431 Moore Capital Asia Limited 2 1 3 33.33 2010-06-11
1432 MORGAN FUEL GO SECURITIES LIMITED 2 5 7 71.43
1433 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 50.00 2004-09-21
1434 MTF SECURITIES LIMITED 2 16 18 88.89
1435 MY.Alpha Management HK Advisors Limited 2 5 7 71.43 2007-10-31
1436 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 10 12 83.33 2011-11-25
1437 NAN FUNG INVESTMENT ADVISER LIMITED 2 1 3 33.33 2011-10-19
1438 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-09-06
1439 NEW GALA SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-02-02
1440 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1441 NEW SPRING CAPITAL LIMITED 2 5 7 71.43 2011-06-17
1442 NEW TREND FUTURES LIMITED 2 0 2 0.00
1443 New Vision Asset Management Limited 2 0 2 0.00 2011-12-01
1444 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1445 NEXT MILE INVESTMENT LIMITED 2 0 2 0.00 2011-07-22
1446 NITTAN CAPITAL ASIA LIMITED 2 8 10 80.00 2011-08-05
1447 Nittan Securities Asia Limited 2 2 4 50.00
1448 North Asia Strategic Advisors 2 0 2 0.00 2007-04-04
1449 North Beta International Securities Limited 2 22 24 91.67 2009-07-17
1450 NORTH SEA SECURITIES LIMITED 2 2 4 50.00
1451 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1452 Ocean Capital Management Limited 2 0 2 0.00 2009-03-26
1453 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1454 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1455 ONE CHINA SECURITIES LIMITED 2 36 38 94.74 2004-03-01
1456 OnePlatform Securities Limited 2 26 28 92.86
1457 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1458 ONG PACIFIC CAPITAL LIMITED 2 1 3 33.33
1459 Oppenheimer Investments Asia Limited 2 13 15 86.67 2010-02-12
1460 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1461 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1462 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1463 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 77.78 2009-06-18
1464 orientiert International Markets Limited 2 4 6 66.67 2005-01-11
1465 ORION INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2009-11-06
1466 ORTUS CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2003-08-29
1467 OSCAR BENSON LIMITED (HK) 2 0 2 0.00
1468 Oshidori Corporate Finance Limited 2 4 6 66.67
1469 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1470 Otkcab Limited 2 0 2 0.00 2011-10-07
1471 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1472 PACAT Capital Management Limited 2 4 6 66.67 2010-07-12
1473 PacBridge Capital Partners (HK) Limited 2 4 6 66.67 2009-03-17
1474 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1475 Pacific Sun Advisors Limited 2 0 2 0.00
1476 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1477 Pamirs Capital (H.K.) Limited 2 1 3 33.33 2010-09-10
1478 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1479 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1480 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1481 Partner Fund Management (Asia), Limited 2 1 3 33.33 2011-07-08
1482 Partners Asset Management (HK) Limited 2 1 3 33.33 2007-04-03
1483 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1484 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1485 Paul Capital Advisors Hong Kong Limited 2 0 2 0.00 2010-06-17
1486 Paulson Asia Limited 2 1 3 33.33 2011-02-21
1487 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1488 PEGASUS FUND MANAGERS LIMITED 2 16 18 88.89 2011-01-28
1489 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1490 Permira Advisers Limited 2 7 9 77.78 2008-08-19
1491 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1492 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1493 PGIM (Hong Kong) Limited 2 5 7 71.43
1494 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1495 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1496 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-03-02
1497 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1498 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1499 Ping An of China Capital (Hong Kong) Company Limited 2 1 3 33.33 2010-12-07
1500 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1501 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 80.00 2004-02-13
1502 Pivotal Investments Limited (d2014-03-10) 2 3 5 60.00 2010-06-02
1503 PO SANG SECURITIES LIMITED 2 13 15 86.67
1504 Polen Capital HK Limited 2 0 2 0.00
1505 POMONA CAPITAL ASIA LIMITED 2 0 2 0.00 2011-03-25
1506 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1507 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1508 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1509 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2004-09-15
1510 PRIME COURAGE SECURITIES COMPANY LIMITED 2 2 4 50.00 2011-09-19
1511 PRIME SECURITIES LIMITED (HK) 2 12 14 85.71
1512 Prince Capital Management Limited 2 2 4 50.00 2008-04-28
1513 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 75.00
1514 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 12 14 85.71
1515 Principal Investment & Retirement Services Limited 2 4 6 66.67 2011-08-17
1516 PRIVATE CAPITAL LIMITED 2 0 2 0.00
1517 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1518 Providence Equity Asia Limited 2 7 9 77.78 2007-08-23
1519 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 66 68 97.06
1520 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1521 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1522 Qantex Capital Markets Limited 2 16 18 88.89 2009-04-14
1523 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1524 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1525 R.J. O'Brien & Associates HK Limited 2 2 4 50.00 2007-10-29
1526 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1527 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1528 REDFORD SECURITIES LIMITED 2 18 20 90.00 2005-03-31
1529 Redwood Investment Management (Asia) Limited 2 0 2 0.00 2008-12-05
1530 Redwood Peak Limited 2 6 8 75.00 2007-10-05
1531 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1532 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1533 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1534 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1535 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2007-05-25
1536 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1537 Rifa Futures Limited 2 10 12 83.33 2008-12-01
1538 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1539 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1540 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1541 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1542 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 0.00 2010-08-16
1543 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1544 Ruffer (Asia) Limited 2 1 3 33.33 2008-06-05
1545 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1546 Samsung Asset Management (Hong Kong) Limited 2 9 11 81.82 2008-04-23
1547 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1548 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
1549 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1550 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1551 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1552 SC Lowy Financial (HK) Limited 2 8 10 80.00 2009-09-21
1553 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1554 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1555 SEEKERS MARKETS LIMITED 2 10 12 83.33
1556 Segantii Capital Management Limited 2 7 9 77.78 2007-11-22
1557 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1558 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1559 SEQUENCE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-09-01
1560 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1561 SHACOM FUTURES LIMITED 2 1 3 33.33
1562 Shacom Securities Limited 2 11 13 84.62
1563 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1564 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1565 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-06-14
1566 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1567 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1568 Shinhan Investment Asia Limited 2 1 3 33.33 2007-10-15
1569 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-01-18
1570 SHUN HENG SECURITIES LIMITED 2 10 12 83.33
1571 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1572 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1573 Silk Road International Capital Limited 2 0 2 0.00
1574 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 60.00 2011-02-28
1575 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1576 SINO CAPITAL SECURITIES LIMITED 2 4 6 66.67
1577 SINO GRADE SECURITIES LIMITED 2 11 13 84.62
1578 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1579 SKY WARD ASIA LIMITED 2 0 2 0.00
1580 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0.00
1581 Snow Lake Capital (HK) Limited 2 0 2 0.00 2011-07-21
1582 SoFi Securities (Hong Kong) Limited 2 0 2 0.00 2011-12-22
1583 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1584 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1585 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1586 SOUTH CHINA CAPITAL LIMITED 2 2 4 50.00
1587 South China Forex Limited 2 26 28 92.86 2010-06-21
1588 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1589 SPARX Asia Investment Advisors Limited 2 11 13 84.62 2004-04-20
1590 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1591 Springboard Capital Limited 2 2 4 50.00 2010-07-02
1592 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1593 SPS COMMODITIES LIMITED 2 6 8 75.00
1594 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1595 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1596 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 50.00 2004-02-05
1597 STAND RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00 2011-11-08
1598 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 75.00 2010-09-21
1599 STANHILL (HONG KONG) LIMITED 2 0 2 0.00
1600 STARLING GROUP FUTURES LIMITED 2 3 5 60.00 2008-11-05
1601 STARLING GROUP SECURITIES LIMITED 2 4 6 66.67 2008-11-05
1602 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1603 Stellar Securities Limited 2 2 4 50.00
1604 Stifel Hong Kong Limited 2 0 2 0.00 2011-10-20
1605 Sucden Financial (HK) Limited 2 2 4 50.00 2009-04-28
1606 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1607 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1608 SUN SECURITIES LIMITED 2 10 12 83.33 2011-04-01
1609 SUN YI COMPANY LIMITED 2 1 3 33.33 2008-01-31
1610 SUN'S FUTURE LIMITED 2 3 5 60.00
1611 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1612 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1613 Sunrise Brokers (Hong Kong) Limited 2 17 19 89.47 2009-12-09
1614 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1615 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1616 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1617 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1618 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1619 Synergy Fund Management Group Limited 2 2 4 50.00 2010-05-26
1620 SYZ Asset Management (Asia) Limited 2 4 6 66.67 2004-07-27
1621 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1622 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1623 T. Rowe Price Hong Kong Limited 2 32 34 94.12 2010-12-21
1624 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1625 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1626 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1627 TAI SHING STOCK INVESTMENT CO. LIMITED 2 22 24 91.67
1628 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1629 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 75.00 2010-04-27
1630 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1631 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1632 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-10-27
1633 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1634 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1635 Tenacity Partners Limited 2 3 5 60.00 2010-08-13
1636 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1637 TFI Asset Management Limited 2 3 5 60.00 2009-06-18
1638 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1639 THING ON SECURITIES LIMITED 2 7 9 77.78
1640 TIANDA SECURITIES LIMITED 2 6 8 75.00 2011-01-18
1641 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1642 TIRESIAS CAPITAL HONG KONG LIMITED 2 0 2 0.00 2010-03-11
1643 TPG-AXON CAPITAL (HK), LIMITED 2 7 9 77.78 2005-05-31
1644 TR Advisors Limited 2 2 4 50.00 2008-12-02
1645 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1646 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1647 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1648 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1649 TRG MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-01-07
1650 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-04-11
1651 True Partner Advisor Hong Kong Limited 2 2 4 50.00 2010-09-30
1652 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1653 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
1654 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1655 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
1656 TVC MANAGEMENT LIMITED 2 0 2 0.00
1657 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1658 Two Fish Capital HK Limited 2 1 3 33.33 2010-08-17
1659 Tyche Group Limited 2 7 9 77.78
1660 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1661 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1662 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1663 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1664 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1665 United Securities Limited (HK) 2 2 4 50.00
1666 UPBEST ASSETS MANAGEMENT LIMITED 2 3 5 60.00
1667 VALUABLE CAPITAL LIMITED 2 5 7 71.43 2010-07-14
1668 Value Partners Private Equity Limited 2 3 5 60.00
1669 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1670 Vantum Futures Limited 2 2 4 50.00
1671 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1672 Vegasoul Capital Management (Asia) Limited 2 7 9 77.78 2010-01-29
1673 VERCAP Financial Services Limited 2 0 2 0.00
1674 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1675 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1676 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1677 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1678 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1679 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1680 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1681 Voras Capital Management (HK) Limited 2 0 2 0.00 2008-07-31
1682 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1683 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1684 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1685 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1686 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1687 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1688 Waterland Securities (HK) Company Limited 2 13 15 86.67 2009-02-20
1689 Waton Securities International Limited 2 3 5 60.00
1690 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1691 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1692 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1693 WILBY SECURITIES LIMITED 2 3 5 60.00
1694 WILSON SECURITIES LIMITED 2 22 24 91.67 2010-02-25
1695 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1696 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1697 WING FUNG FOREX LIMITED 2 14 16 87.50 2009-01-08
1698 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 6 8 75.00
1699 WING ON SECURITIES LIMITED 2 6 8 75.00
1700 WINGS SECURITIES (HK) LIMITED 2 4 6 66.67
1701 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1702 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1703 WINTON CAPITAL ASIA LIMITED 2 7 9 77.78 2009-06-19
1704 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1705 WMG Asia Limited 2 0 2 0.00 2007-02-28
1706 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
1707 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1708 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1709 Wolver Hill Asset Management Asia Limited 2 1 3 33.33 2009-03-10
1710 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2003-05-23
1711 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1712 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1713 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1714 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1715 YUE XIU ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-04-12
1716 YUE XIU FUTURES COMPANY LIMITED 2 8 10 80.00
1717 Yuexiu REIT Asset Management Limited 2 4 6 66.67 2005-12-08
1718 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1719 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1720 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1721 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1722 ZMF Asset Management Limited 2 10 12 83.33 2011-01-21
1723 Apus Investments Limited 1 0 1 0.00 2008-09-04
1724 ASM ADVISORY LIMITED 1 1 2 50.00 2009-11-30
1725 Carret Private Capital Limited 1 0 1 0.00 2007-05-28
1726 CCTIC International Limited 1 1 2 50.00 2010-06-28
1727 CHI CAPITAL SECURITIES LIMITED 1 0 1 0.00 2004-09-07
1728 CMB International Insurance Consultancy Co., Limited 1 0 1 0.00 2010-11-01
1729 CMT ADVISORS ASIA LIMITED 1 0 1 0.00 2006-03-31
1730 F&C Asset Management Asia Limited 1 1 2 50.00 2008-10-15
1731 FB SECURITIES (HONG KONG) LIMITED 1 5 6 83.33
1732 GEOMATRIX (H.K.) LIMITED 1 2 3 66.67
1733 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 66.67
1734 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1735 Golden Jade Capital Limited 1 0 1 0.00 2008-07-23
1736 GRAND PARTNERS ASSET MANAGEMENT LIMITED 1 0 1 0.00
1737 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1738 JS SECURITIES LIMITED (HK) 1 9 10 90.00 2011-01-20
1739 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1740 Kirin Asset Management Limited 1 2 3 66.67 2007-06-12
1741 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1742 MANDARIN VP (HK) LIMITED 1 0 1 0.00
1743 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0.00 2007-06-12
1744 Myo Capital Advisers Limited 1 0 1 0.00 2007-11-16
1745 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0.00
1746 Safari Asia Limited 1 1 2 50.00 2010-04-30
1747 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0.00
1748 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1749 SHUN LOONG FUTURES LIMITED 1 0 1 0.00
1750 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1751 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
1752 Sinofortune Financial Capital Limited 1 1 2 50.00
1753 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0.00 2011-07-22
1754 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
1755 St. James's Place (Hong Kong) Limited 1 17 18 94.44
1756 TC CAPITAL MANAGEMENT LIMITED (HK) 1 1 2 50.00 2011-10-24
1757 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 50.00
1758 Kilometre Capital Management Limited 0 1 1 100.00 2010-06-01
1759 PARRY CAPITAL MANAGEMENT LIMITED 0 1 1 100.00 2007-09-24
1759 Average 3.40 21.70 25.11 86.44

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