SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
2 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
3 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
4 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
5 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
6 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
7 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
8 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
9 HOORAY CAPITAL LIMITED 1 0 1 0.00
10 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
11 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
12 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
13 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
14 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
15 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
16 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
17 AASTOCKS.COM LIMITED 2 0 2 0.00
18 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
19 ACM ASIA LIMITED 2 0 2 0.00
20 ADM SECURITIES LIMITED 2 0 2 0.00
21 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
22 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
23 Alpha Nova Capital Management Limited 2 0 2 0.00
24 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
25 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
26 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
27 ANGUS MOORE LIMITED 0 2 2 100.00
28 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
29 Apus Investments Limited 2 0 2 0.00 2008-09-04
30 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
31 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
32 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
33 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
34 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
35 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
36 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
37 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
38 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
39 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
40 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
41 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
42 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
43 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
44 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
45 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
46 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
47 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
48 CERES CAPITAL LIMITED 2 0 2 0.00
49 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
50 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
51 CHEETAH ADVISORS LIMITED 2 0 2 0.00
52 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
53 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
54 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
55 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
56 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
57 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
58 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
59 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
60 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
61 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
62 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
63 COMMENCE COMPANY LIMITED 2 0 2 0.00
64 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
65 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
66 D.J. SECURITIES LIMITED 2 0 2 0.00
67 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
68 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
69 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
70 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
71 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
72 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
73 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
74 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
75 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
76 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
77 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
78 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
79 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
80 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
81 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
82 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
83 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
84 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
85 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
86 FULL WIN SECURITIES LIMITED 2 0 2 0.00
87 FULLJET SECURITIES LIMITED 2 0 2 0.00
88 GCIS LIMITED 2 0 2 0.00 2007-05-16
89 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
90 GET NICE CAPITAL LIMITED 2 0 2 0.00
91 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
92 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
93 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
94 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
95 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
96 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
97 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
98 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
99 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
100 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
101 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
102 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
103 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
104 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
105 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
106 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
107 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
108 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
109 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
110 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
111 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
112 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
113 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
114 Instinet Alpha Trading Limited 2 0 2 0.00
115 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
116 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
117 INV Partners Limited 2 0 2 0.00 2009-11-24
118 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
119 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
120 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
121 JOINCAP CAPITAL LIMITED 2 0 2 0.00
122 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
123 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
124 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
125 JVSakk Asia Limited 2 0 2 0.00
126 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
127 KARFORD SECURITIES LIMITED 2 0 2 0.00
128 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
129 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
130 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
131 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
132 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
133 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
134 LAU & COMPANY LIMITED 2 0 2 0.00
135 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
136 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
137 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
138 MANDARIN VP (HK) LIMITED 2 0 2 0.00
139 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
140 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
141 MARC FABER LIMITED 2 0 2 0.00
142 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
143 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
144 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
145 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
146 Milma & Co. Limited 2 0 2 0.00 2008-09-24
147 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
148 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
149 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
150 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
151 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
152 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
153 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
154 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
155 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
156 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
157 Open Asset Management Limited 2 0 2 0.00
158 Oracle Capital Limited 2 0 2 0.00 2009-08-17
159 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
160 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
161 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
162 Pacific Sun Advisors Limited 2 0 2 0.00
163 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
164 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
165 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
166 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
167 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
168 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
169 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
170 Polen Capital HK Limited 2 0 2 0.00
171 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
172 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
173 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
174 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
175 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
176 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
177 QMIS Securities Limited 2 0 2 0.00 2009-07-24
178 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
179 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
180 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
181 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
182 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
183 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
184 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
185 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
186 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
187 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
188 Sinofortune Financial Capital Limited 2 0 2 0.00
189 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
190 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
191 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
192 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
193 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
194 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
195 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
196 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
197 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
198 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
199 T. M. MANAGEMENT LIMITED 2 0 2 0.00
200 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
201 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
202 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
203 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
204 TR Advisors Limited 2 0 2 0.00 2008-12-02
205 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
206 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
207 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
208 TVC MANAGEMENT LIMITED 2 0 2 0.00
209 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
210 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
211 VERCAP Financial Services Limited 2 0 2 0.00
212 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
213 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
214 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
215 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
216 WELLAM INVESTMENT LIMITED 2 0 2 0.00
217 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
218 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
219 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
220 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
221 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
222 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
223 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
224 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
225 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
226 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
227 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
228 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
229 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
230 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
231 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
232 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
233 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
234 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
235 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
236 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
237 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
238 BALI SECURITIES CO. LIMITED 3 0 3 0.00
239 Bentley Capital Limited (HK) 3 0 3 0.00
240 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
241 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
242 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
243 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
244 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
245 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
246 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
247 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
248 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
249 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
250 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
251 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
252 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
253 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
254 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
255 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
256 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
257 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
258 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
259 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
260 CUPOLA CAPITAL LIMITED 3 0 3 0.00
261 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
262 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
263 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
264 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
265 EAA SECURITIES LIMITED 2 1 3 33.33
266 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
267 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
268 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
269 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
270 ENZARD LIMITED 2 1 3 33.33 2004-05-21
271 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
272 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
273 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
274 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
275 Fubon Capital (HK) Limited 2 1 3 33.33
276 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
277 GCAM Limited 2 1 3 33.33 2004-10-19
278 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
279 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
280 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
281 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
282 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
283 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
284 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
285 HOORAY SECURITIES LIMITED 2 1 3 33.33
286 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
287 HSZ (HONG KONG) LIMITED 2 1 3 33.33
288 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
289 IMARKETS LIMITED 2 1 3 33.33
290 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
291 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
292 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
293 iTTa Capital Limited 2 1 3 33.33 2003-05-29
294 iVenture Investment Management Limited 2 1 3 33.33
295 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
296 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
297 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
298 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
299 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
300 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
301 KGI Asset Management Limited 2 1 3 33.33
302 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
303 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
304 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
305 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
306 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
307 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
308 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
309 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
310 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
311 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
312 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
313 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
314 MEAG Hong Kong Limited 1 2 3 66.67
315 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
316 MLI LIMITED (d2018-03-29) 2 1 3 33.33
317 Nittan Securities Asia Limited 2 1 3 33.33
318 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
319 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
320 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
321 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
322 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
323 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
324 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
325 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
326 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
327 PRIVATE CAPITAL LIMITED 2 1 3 33.33
328 Proton Capital Limited 3 0 3 0.00 2007-10-16
329 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
330 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
331 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
332 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
333 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
334 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
335 ROCIM Limited 3 0 3 0.00 2007-06-29
336 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
337 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
338 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
339 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
340 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
341 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
342 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
343 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
344 Silk Road International Capital Limited 3 0 3 0.00
345 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
346 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
347 SKY WARD ASIA LIMITED 2 1 3 33.33
348 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
349 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
350 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
351 Stellar Securities Limited 2 1 3 33.33
352 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
353 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
354 T & F Equities Limited 2 1 3 33.33 2005-11-23
355 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
356 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
357 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
358 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
359 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
360 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
361 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
362 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
363 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
364 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
365 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
366 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
367 VMS Securities Limited 3 0 3 0.00
368 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
369 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
370 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
371 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
372 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
373 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
374 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
375 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
376 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
377 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
378 Arta Global Futures Limited 2 2 4 50.00
379 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
380 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
381 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
382 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
383 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
384 BLOOMYEARS LIMITED 2 2 4 50.00
385 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
386 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
387 BOWEN ASIA LIMITED 3 1 4 25.00
388 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
389 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
390 Celera Markets Limited 2 2 4 50.00 2008-08-12
391 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
392 ChapmanCraig Limited 2 2 4 50.00
393 China Enterprise Securities Company Limited 3 1 4 25.00
394 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
395 China Finance Holdings Limited 2 2 4 50.00
396 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
397 CHUANGS & CO. LIMITED 3 1 4 25.00
398 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
399 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
400 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
401 COL Securities (HK) Limited 2 2 4 50.00
402 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
403 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
404 CTW SECURITIES LIMITED 2 2 4 50.00
405 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
406 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
407 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
408 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
409 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
410 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
411 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
412 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
413 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
414 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
415 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
416 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
417 Funderstone Asset Management (HK) Limited 2 2 4 50.00
418 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
419 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
420 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
421 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
422 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
423 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
424 Goldin Financial Limited 3 1 4 25.00 2009-06-01
425 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
426 Grit Securities Limited 2 2 4 50.00
427 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
428 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
429 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
430 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
431 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
432 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
433 HIP HING SECURITIES LIMITED 2 2 4 50.00
434 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
435 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
436 HOU TAK SECURITIES LIMITED 2 2 4 50.00
437 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
438 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
439 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
440 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
441 INTERCHINA FUTURES LIMITED 2 2 4 50.00
442 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
443 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
444 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
445 LBN Advisers Limited 2 2 4 50.00 2007-09-13
446 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
447 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
448 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
449 Merdeka Securities Limited 3 1 4 25.00
450 MESSIS CAPITAL LIMITED 2 2 4 50.00
451 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
452 MING HON SECURITIES LIMITED 3 1 4 25.00
453 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
454 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
455 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
456 Nuada Limited 2 2 4 50.00 2004-01-15
457 Oshidori Corporate Finance Limited 3 1 4 25.00
458 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
459 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
460 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
461 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
462 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
463 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
464 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
465 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
466 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
467 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
468 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
469 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
470 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
471 SHACOM FUTURES LIMITED 2 2 4 50.00
472 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
473 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
474 SPDB International Holdings Limited 4 0 4 0.00
475 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
476 STI Asset Management Limited 3 1 4 25.00 2008-10-22
477 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
478 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
479 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
480 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
481 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
482 United Securities Limited (HK) 2 2 4 50.00
483 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
484 Vantum Futures Limited 2 2 4 50.00
485 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
486 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
487 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
488 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
489 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
490 WAI FAT SECURITIES LIMITED 2 2 4 50.00
491 Waton Securities International Limited 2 2 4 50.00
492 WILBY SECURITIES LIMITED 2 2 4 50.00
493 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
494 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
495 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
496 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
497 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
498 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
499 313 Capital Management Limited 5 0 5 0.00
500 Absolute Investment Management (HK) Limited 3 2 5 40.00
501 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
502 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
503 Allard Partners Limited 2 3 5 60.00
504 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
505 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
506 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
507 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
508 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
509 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
510 Avia Asset Management Limited 2 3 5 60.00
511 Axis Capital Management Limited 3 2 5 40.00
512 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
513 BEAR BRIGHT LIMITED 3 2 5 40.00
514 Black Marble Securities Limited 2 3 5 60.00
515 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
516 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
517 CBRE Investment Management (Asia) Limited 2 3 5 60.00
518 CCB Securities Limited 2 3 5 60.00
519 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
520 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
521 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
522 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
523 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
524 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
525 COMGEST FAR EAST LIMITED 3 2 5 40.00
526 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
527 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
528 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
529 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
530 DNB Asset Management (Asia) Limited 4 1 5 20.00
531 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
532 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
533 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
534 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
535 F. R. ZIMMERN LIMITED 2 3 5 60.00
536 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
537 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
538 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
539 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
540 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
541 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
542 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
543 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
544 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
545 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
546 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
547 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
548 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
549 HOI SANG SECURITIES LIMITED 2 3 5 60.00
550 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
551 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
552 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
553 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
554 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
555 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
556 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
557 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
558 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
559 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
560 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
561 Kaiser KT Capital Limited 4 1 5 20.00
562 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
563 Kam Wah Investments Limited 2 3 5 60.00
564 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
565 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
566 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
567 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
568 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
569 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
570 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
571 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
572 MAGUSTA FUTURES LIMITED 2 3 5 60.00
573 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
574 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
575 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
576 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
577 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
578 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
579 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
580 MORTON SECURITIES LIMITED 2 3 5 60.00
581 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
582 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
583 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
584 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
585 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
586 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
587 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
588 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
589 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
590 Permira Advisers Limited 1 4 5 80.00 2008-08-19
591 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
592 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
593 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
594 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
595 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
596 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
597 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
598 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
599 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
600 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
601 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
602 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
603 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
604 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
605 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
606 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
607 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
608 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
609 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
610 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
611 TAIFAIR FUTURES LIMITED 3 2 5 40.00
612 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
613 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
614 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
615 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
616 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
617 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
618 VC International Asset Management Limited 3 2 5 40.00
619 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
620 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
621 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
622 WAH THAI SECURITIES LIMITED 3 2 5 40.00
623 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
624 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
625 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
626 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
627 YARDLEY SECURITIES LIMITED 2 3 5 60.00
628 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
629 Zhongrong International Futures Co., Limited 2 3 5 60.00
630 3V Capital Limited 3 3 6 50.00 2005-07-18
631 Aevitas Securities Limited 2 4 6 66.67
632 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
633 ALTUS CAPITAL LIMITED 3 3 6 50.00
634 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
635 Averest Capital Limited 2 4 6 66.67
636 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
637 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
638 BROOKE CAPITAL LIMITED 5 1 6 16.67
639 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
640 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
641 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
642 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
643 Chanceton Capital Partners Limited 2 4 6 66.67
644 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
645 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
646 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
647 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
648 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
649 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
650 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
651 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
652 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
653 Delta Asia Wealth Management Limited 2 4 6 66.67
654 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
655 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
656 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
657 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
658 GIGA (HONG KONG) LIMITED 2 4 6 66.67
659 GLS SECURITIES LIMITED 2 4 6 66.67
660 Goldbridge Securities Limited 3 3 6 50.00
661 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
662 Grand Cartel Securities Company Limited 2 4 6 66.67
663 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
664 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
665 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
666 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
667 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
668 iBest Securities Company Limited 3 3 6 50.00
669 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
670 iFAST Securities (HK) Limited 3 3 6 50.00
671 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
672 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
673 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
674 JK Capital Management Limited 4 2 6 33.33
675 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
676 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
677 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
678 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
679 Longitude Asia Limited 2 4 6 66.67
680 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
681 MEGABASE SECURITIES LIMITED 2 4 6 66.67
682 Metaverse Securities Limited (HK) 4 2 6 33.33
683 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
684 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
685 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
686 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
687 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
688 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
689 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
690 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
691 PO LEE SECURITIES LIMITED 2 4 6 66.67
692 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
693 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
694 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
695 RBS Asia Futures Limited 4 2 6 33.33
696 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
697 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
698 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
699 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
700 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
701 SIU ON SECURITIES LIMITED 3 3 6 50.00
702 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
703 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
704 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
705 SUN'S FUTURE LIMITED 3 3 6 50.00
706 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
707 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
708 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
709 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
710 TANG KEE SECURITIES LIMITED 3 3 6 50.00
711 Tokio Marine Investment Services, Limited 4 2 6 33.33
712 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
713 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
714 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
715 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
716 VC CAPITAL LIMITED 3 3 6 50.00
717 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
718 WAH SANG SECURITIES LIMITED 2 4 6 66.67
719 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
720 YF FUTURES COMPANY LIMITED 2 4 6 66.67
721 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
722 Zijing Capital Limited 2 4 6 66.67 2003-05-07
723 AJ Securities Limited 2 5 7 71.43
724 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
725 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
726 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
727 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
728 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
729 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
730 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
731 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
732 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
733 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
734 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
735 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
736 China Reserve Securities Limited 4 3 7 42.86
737 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
738 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
739 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
740 CSC ASIA LIMITED 2 5 7 71.43
741 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
742 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
743 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
744 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
745 FAIRWIN BROKING LIMITED 2 5 7 71.43
746 FE SECURITIES LIMITED 3 4 7 57.14
747 Finet Securities Limited 4 3 7 42.86
748 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
749 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
750 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
751 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
752 Goldyard Capital Limited 2 5 7 71.43
753 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
754 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
755 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
756 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
757 HUNG SING FUTURES LIMITED 2 5 7 71.43
758 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
759 KB Securities Hong Kong Limited 2 5 7 71.43
760 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
761 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
762 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
763 Matrix Securities Limited 5 2 7 28.57
764 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
765 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
766 Oreana Financial Services Limited 2 5 7 71.43
767 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
768 PGIM (Hong Kong) Limited 2 5 7 71.43
769 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
770 Redford Asset Management Limited 2 5 7 71.43
771 Redwood Peak Limited 2 5 7 71.43 2007-10-05
772 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
773 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
774 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
775 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
776 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
777 SELINA & CO. LIMITED (HK) 2 5 7 71.43
778 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
779 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
780 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
781 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
782 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
783 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
784 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
785 TRUTH SECURITIES LIMITED 4 3 7 42.86
786 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
787 Value Partners Private Equity Limited 2 5 7 71.43
788 VBG Capital Limited 4 3 7 42.86 2008-11-11
789 Wanhai Securities (HK) Limited 3 4 7 57.14
790 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
791 Win Securities Limited 3 4 7 57.14
792 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
793 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
794 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
795 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
796 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
797 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
798 BOKHARY SECURITIES LIMITED 2 6 8 75.00
799 Bright Fund Management Limited 2 6 8 75.00
800 BUSINESS FUTURES LIMITED 2 6 8 75.00
801 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
802 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
803 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
804 CES International Commodities (HK) Limited 3 5 8 62.50
805 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
806 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
807 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
808 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
809 CS Wealth Securities Limited 4 4 8 50.00
810 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
811 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
812 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
813 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
814 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
815 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
816 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
817 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
818 Goldin Equities Limited 3 5 8 62.50 2008-12-17
819 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
820 GT CAPITAL LIMITED 2 6 8 75.00
821 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
822 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
823 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
824 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
825 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
826 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
827 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
828 Imagi Brokerage Limited 3 5 8 62.50
829 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
830 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
831 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
832 K.K.M. SECURITIES LIMITED 2 6 8 75.00
833 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
834 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
835 KILMOREY SECURITIES LIMITED 2 6 8 75.00
836 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
837 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
838 LUEN HING SECURITIES LIMITED 2 6 8 75.00
839 Mackenzie Investments Asia Limited 4 4 8 50.00
840 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
841 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
842 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
843 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
844 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
845 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
846 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
847 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
848 Public Securities Limited 2 6 8 75.00
849 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
850 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
851 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
852 ROSA SECURITIES LIMITED 3 5 8 62.50
853 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
854 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
855 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
856 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
857 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
858 STANDARD & POOR'S, LLC 2 6 8 75.00
859 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
860 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
861 Tensant Securities Limited 2 6 8 75.00 2004-08-25
862 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
863 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
864 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
865 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
866 WMG Asia Limited 3 5 8 62.50 2007-02-28
867 Yunfeng Financial Markets Limited 3 5 8 62.50
868 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
869 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
870 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
871 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
872 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
873 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
874 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
875 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
876 Bradbury Securities Limited 2 7 9 77.78
877 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
878 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
879 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
880 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
881 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
882 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
883 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
884 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
885 EQT Partners Asia Limited 4 5 9 55.56
886 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
887 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
888 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
889 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
890 Huayu Securities Limited 2 7 9 77.78
891 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
892 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
893 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
894 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
895 KMT SECURITIES LIMITED 2 7 9 77.78
896 MCP Holdings Limited (HK) 2 7 9 77.78
897 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
898 Oshidori Securities Limited 3 6 9 66.67
899 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
900 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
901 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
902 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
903 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
904 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
905 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
906 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
907 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
908 SDHG International Securities Limited 3 6 9 66.67
909 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
910 SPS COMMODITIES LIMITED 2 7 9 77.78
911 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
912 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
913 TANG PING KONG LIMITED 3 6 9 66.67
914 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
915 THING ON SECURITIES LIMITED 2 7 9 77.78
916 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
917 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
918 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
919 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
920 abrdn Hong Kong Limited 4 6 10 60.00
921 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
922 Anli Securities Limited 2 8 10 80.00
923 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
924 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
925 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
926 Broadway Wealth Management Limited 2 8 10 80.00
927 Capital International, Inc. 2 8 10 80.00 2007-07-03
928 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
929 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
930 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
931 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
932 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
933 EVERHOT SECURITIES LIMITED 3 7 10 70.00
934 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
935 FDB Financial Group Limited 5 5 10 50.00
936 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
937 Hong Kong Stock Link Securities Limited 3 7 10 70.00
938 Hongkong Bay Securities Limited 2 8 10 80.00
939 HPEF Venture Partners Limited 4 6 10 60.00
940 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
941 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
942 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
943 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
944 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
945 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
946 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
947 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
948 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
949 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
950 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
951 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
952 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
953 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
954 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
955 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
956 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
957 SINOMAX SECURITIES LIMITED 2 8 10 80.00
958 SOLID KING SECURITIES LIMITED 3 7 10 70.00
959 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
960 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
961 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
962 Tyche Group Limited 2 8 10 80.00
963 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
964 WING ON SECURITIES LIMITED 2 8 10 80.00
965 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
966 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
967 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
968 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
969 AM Squared Limited 2 9 11 81.82 2005-06-30
970 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
971 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
972 Beijing Securities Limited 5 6 11 54.55 2008-11-07
973 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
974 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
975 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
976 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
977 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
978 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
979 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
980 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
981 DAH SING SECURITIES LIMITED 2 9 11 81.82
982 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
983 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
984 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
985 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
986 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
987 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
988 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
989 Hao Tian International Securities Limited 3 8 11 72.73
990 HERMES SECURITIES LIMITED 2 9 11 81.82
991 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
992 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
993 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
994 KWOK HING SECURITIES LIMITED 2 9 11 81.82
995 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
996 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
997 MFG Limited (HK) 4 7 11 63.64 2006-07-17
998 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
999 Minerva Holding Financial Securities Limited 2 9 11 81.82
1000 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
1001 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
1002 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
1003 Planetree Futures Limited 4 7 11 63.64
1004 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
1005 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
1006 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
1007 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
1008 ROOFER SECURITIES LIMITED 3 8 11 72.73
1009 SEEKERS MARKETS LIMITED 2 9 11 81.82
1010 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
1011 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
1012 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
1013 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1014 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
1015 Templewater Hong Kong Limited 3 8 11 72.73
1016 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
1017 Wisetrade Securities Limited 3 8 11 72.73
1018 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1019 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
1020 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
1021 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
1022 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
1023 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
1024 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
1025 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
1026 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
1027 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
1028 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
1029 Everbright Securities Global (HK) Limited 3 9 12 75.00
1030 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
1031 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
1032 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
1033 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
1034 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
1035 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
1036 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
1037 Huajin Corporate Finance (International) Limited 4 8 12 66.67
1038 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
1039 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
1040 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1041 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
1042 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
1043 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1044 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
1045 NEW TREND FUTURES LIMITED 4 8 12 66.67
1046 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
1047 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
1048 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
1049 PineBridge Investments Hong Kong Limited 5 7 12 58.33
1050 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
1051 Rifa Futures Limited 2 10 12 83.33 2008-12-01
1052 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1053 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
1054 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
1055 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1056 WING FAT SECURITIES LIMITED 3 9 12 75.00
1057 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1058 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
1059 BULLISH SECURITIES LIMITED 2 11 13 84.62
1060 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
1061 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
1062 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
1063 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
1064 EAST ASIA FUTURES LIMITED 2 11 13 84.62
1065 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
1066 HENIK SECURITIES LIMITED 2 11 13 84.62
1067 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
1068 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
1069 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
1070 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
1071 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1072 LAMTEX SECURITIES LIMITED 2 11 13 84.62
1073 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
1074 LUEN SING SECURITIES LIMITED 3 10 13 76.92
1075 M&F Asset Management Limited 3 10 13 76.92
1076 MANGO FINANCIAL LIMITED 3 10 13 76.92
1077 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
1078 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
1079 Neutral Financial Holding Company Limited 2 11 13 84.62
1080 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
1081 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
1082 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1083 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
1084 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1085 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1086 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
1087 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
1088 AIF Securities Limited 5 9 14 64.29 2004-11-02
1089 Anuenue Securities Limited 3 11 14 78.57
1090 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
1091 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
1092 Belvest Investment Services Limited 2 12 14 85.71
1093 China Tonghai (IA) Limited 3 11 14 78.57
1094 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
1095 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
1096 HANG SENG FUTURES LIMITED 2 12 14 85.71
1097 HING WONG SECURITIES LIMITED 3 11 14 78.57
1098 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
1099 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
1100 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
1101 MALAHON SECURITIES LIMITED 2 12 14 85.71
1102 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1103 PO SANG SECURITIES LIMITED 2 12 14 85.71
1104 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1105 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
1106 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
1107 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
1108 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
1109 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1110 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
1111 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1112 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
1113 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
1114 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
1115 AIF CAPITAL LIMITED 4 11 15 73.33
1116 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
1117 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1118 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
1119 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1120 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
1121 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
1122 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1123 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1124 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
1125 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
1126 Joy Silver Limited 5 10 15 66.67
1127 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
1128 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1129 LIM ADVISORS LIMITED 4 11 15 73.33
1130 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1131 Open Securities Limited 2 13 15 86.67
1132 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
1133 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
1134 Public Financial Securities Limited 3 12 15 80.00
1135 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
1136 Shacom Securities Limited 3 12 15 80.00
1137 SJS Markets Limited 3 12 15 80.00 2005-03-02
1138 WINTECH SECURITIES LIMITED 4 11 15 73.33
1139 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
1140 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
1141 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
1142 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
1143 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
1144 CLSA FUTURES LIMITED 2 14 16 87.50
1145 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1146 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
1147 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
1148 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
1149 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
1150 Income Partners Asset Management (HK) Limited 5 11 16 68.75
1151 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
1152 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
1153 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1154 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
1155 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
1156 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
1157 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
1158 RPS INVESTMENT LIMITED 4 12 16 75.00
1159 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
1160 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1161 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1162 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
1163 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
1164 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
1165 BUSINESS SECURITIES LIMITED 2 15 17 88.24
1166 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
1167 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
1168 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
1169 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
1170 KINGSTON FUTURES LIMITED 2 15 17 88.24
1171 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1172 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
1173 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1174 ORIENT SECURITIES LIMITED 2 15 17 88.24
1175 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
1176 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
1177 SBI China Capital Commodities Limited 4 13 17 76.47
1178 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
1179 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1180 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
1181 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
1182 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
1183 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
1184 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1185 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
1186 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
1187 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
1188 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
1189 MTF SECURITIES LIMITED 2 16 18 88.89
1190 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
1191 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
1192 Polaris Capital (Asia) Limited 6 12 18 66.67
1193 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
1194 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
1195 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
1196 Virtu ITG Hong Kong Limited 5 13 18 72.22
1197 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
1198 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
1199 CMB International Global Markets Limited 5 14 19 73.68
1200 CTBC Asia Limited 5 14 19 73.68 2004-01-14
1201 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
1202 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
1203 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
1204 Optima Capital Limited 4 15 19 78.95 2007-10-25
1205 Sinofortune Securities Limited 4 15 19 78.95
1206 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
1207 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1208 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
1209 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1210 CBH Asia Limited 3 17 20 85.00
1211 CC Finance Limited 3 17 20 85.00 2006-04-20
1212 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
1213 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
1214 Essence International Financial Holdings Limited 2 18 20 90.00
1215 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1216 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
1217 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
1218 HENYEP SECURITIES LIMITED 3 17 20 85.00
1219 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
1220 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
1221 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
1222 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
1223 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
1224 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
1225 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
1226 Well Link Securities Limited 4 16 20 80.00 2005-11-11
1227 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1228 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1229 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
1230 BERICH BROKERAGE LIMITED 4 17 21 80.95
1231 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
1232 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
1233 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
1234 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
1235 GAOYU SECURITIES LIMITED 4 17 21 80.95
1236 GAYANG SECURITIES LIMITED 3 18 21 85.71
1237 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
1238 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
1239 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
1240 Planetree Securities Limited 4 17 21 80.95
1241 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
1242 SPS SECURITIES LIMITED 5 16 21 76.19
1243 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1244 ADMIS Hong Kong Limited 2 20 22 90.91
1245 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
1246 China Finance KAB Limited 3 19 22 86.36 2004-12-23
1247 DL BROKERAGE LIMITED 3 19 22 86.36
1248 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1249 Glory Sun Securities Limited 4 18 22 81.82
1250 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
1251 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
1252 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
1253 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
1254 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
1255 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
1256 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
1257 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
1258 WINFULL SECURITIES LIMITED 3 19 22 86.36
1259 YICKO SECURITIES LIMITED 4 18 22 81.82
1260 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
1261 Citadel Asia Limited 4 19 23 82.61 2005-10-21
1262 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
1263 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
1264 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
1265 KAISER SECURITIES LIMITED 2 21 23 91.30
1266 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
1267 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1268 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
1269 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
1270 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
1271 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
1272 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
1273 KAISER FUTURES LIMITED 3 21 24 87.50
1274 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
1275 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
1276 PEACE TOWN FOREX LIMITED 3 21 24 87.50
1277 Shang International Finance Limited 9 15 24 62.50
1278 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
1279 BEA Union Investment Management Limited 5 20 25 80.00
1280 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
1281 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
1282 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
1283 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
1284 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
1285 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
1286 SBI China Capital Securities Limited 6 19 25 76.00
1287 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
1288 Well Link International Securities Limited 2 23 25 92.00
1289 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
1290 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
1291 HUNG SING SECURITIES LIMITED 3 23 26 88.46
1292 LEHIN SECURITIES LIMITED 3 23 26 88.46
1293 Rifa Securities Limited 4 22 26 84.62
1294 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
1295 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
1296 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
1297 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
1298 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
1299 EWARTON SECURITIES LIMITED 5 22 27 81.48
1300 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
1301 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
1302 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
1303 OnePlatform Securities Limited 2 25 27 92.59
1304 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
1305 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
1306 WING FUNG SECURITIES LIMITED 3 24 27 88.89
1307 CSC FUTURES (HK) LIMITED 3 25 28 89.29
1308 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
1309 GAM HONG KONG LIMITED 4 24 28 85.71
1310 HPEF Capital Partners Limited 6 22 28 78.57
1311 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
1312 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
1313 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
1314 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
1315 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
1316 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
1317 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
1318 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
1319 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
1320 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
1321 INSTINET PACIFIC LIMITED 5 24 29 82.76
1322 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
1323 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
1324 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
1325 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1326 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
1327 Prime Cdex Securities Limited 3 27 30 90.00
1328 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
1329 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
1330 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
1331 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
1332 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1333 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
1334 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
1335 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
1336 Amundi Hong Kong Limited 6 26 32 81.25
1337 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
1338 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
1339 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
1340 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
1341 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1342 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
1343 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
1344 Mason Futures Limited (HK) 5 28 33 84.85
1345 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
1346 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
1347 CVP Securities Limited 2 32 34 94.12 2004-07-09
1348 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
1349 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1350 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
1351 HANG SENG SECURITIES LIMITED 5 29 34 85.29
1352 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
1353 CGS International Securities Hong Kong Limited 4 31 35 88.57
1354 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1355 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
1356 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
1357 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
1358 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
1359 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
1360 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
1361 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
1362 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
1363 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
1364 CAIIS Limited 3 34 37 91.89 2006-05-23
1365 DWS Investments Hong Kong Limited 3 34 37 91.89
1366 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
1367 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
1368 TSE'S SECURITIES LIMITED 2 35 37 94.59
1369 Beevest Securities Limited 5 33 38 86.84 2005-03-07
1370 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
1371 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
1372 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
1373 WOCOM LIMITED (HK) 5 33 38 86.84
1374 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
1375 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
1376 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
1377 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
1378 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
1379 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
1380 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
1381 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
1382 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
1383 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
1384 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
1385 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
1386 VALUE PARTNERS LIMITED 4 37 41 90.24
1387 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
1388 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
1389 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
1390 WIN WONG SECURITIES LIMITED 3 39 42 92.86
1391 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
1392 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
1393 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
1394 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
1395 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
1396 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
1397 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
1398 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
1399 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
1400 WOCOM SECURITIES LIMITED 5 39 44 88.64
1401 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
1402 Funderstone Futures Limited 3 42 45 93.33
1403 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
1404 Mason Securities Limited 6 39 45 86.67
1405 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
1406 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
1407 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
1408 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1409 Success Securities Limited 3 44 47 93.62
1410 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
1411 VC FUTURES LIMITED 4 44 48 91.67
1412 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
1413 BOCI RESEARCH LIMITED 4 45 49 91.84
1414 Funderstone Securities Limited 4 45 49 91.84
1415 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
1416 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
1417 Taiping Securities (HK) Co Limited 6 44 50 88.00
1418 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
1419 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
1420 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
1421 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
1422 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
1423 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
1424 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
1425 Rakuten Securities Hong Kong Limited 2 53 55 96.36
1426 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
1427 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
1428 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
1429 CASH Wealth Management Limited 3 54 57 94.74
1430 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
1431 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
1432 INVESCO HONG KONG LIMITED 7 50 57 87.72
1433 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
1434 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
1435 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
1436 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
1437 FWD Financial Planning Limited (HK) 3 55 58 94.83
1438 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
1439 CHONG HING SECURITIES LIMITED 4 55 59 93.22
1440 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
1441 MUSHK Limited 9 50 59 84.75
1442 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
1443 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
1444 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
1445 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
1446 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
1447 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
1448 KINGSTON SECURITIES LIMITED 4 59 63 93.65
1449 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
1450 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
1451 RBS Asia Corporate Finance Limited 6 58 64 90.63
1452 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
1453 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
1454 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
1455 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
1456 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
1457 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
1458 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
1459 VC BROKERAGE LIMITED 3 65 68 95.59
1460 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
1461 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
1462 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
1463 BOCI ASIA LIMITED 13 59 72 81.94
1464 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
1465 T G HOLBORN (HK) LIMITED 3 69 72 95.83
1466 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
1467 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
1468 SANFULL SECURITIES LIMITED 6 67 73 91.78
1469 FT Securities Limited 4 70 74 94.59 2005-09-22
1470 FIL Investment Advisors 5 71 76 93.42
1471 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
1472 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
1473 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
1474 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
1475 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
1476 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
1477 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
1478 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
1479 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
1480 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
1481 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
1482 iBest Consultants Limited 4 82 86 95.35 2008-04-15
1483 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
1484 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
1485 Quam Securities Limited 6 83 89 93.26 2004-10-15
1486 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
1487 JPMorgan Funds (Asia) Limited 8 82 90 91.11
1488 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
1489 CORPORATE BROKERS LIMITED 4 88 92 95.65
1490 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
1491 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
1492 CITIC Securities Futures (HK) Limited 7 90 97 92.78
1493 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
1494 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
1495 GET NICE SECURITIES LIMITED 5 94 99 94.95
1496 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
1497 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
1498 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
1499 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
1500 YF Life Investors Limited 3 112 115 97.39 2004-08-30
1501 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
1502 EMPEROR FUTURES LIMITED 4 116 120 96.67
1503 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
1504 CLSA RESEARCH LIMITED 3 120 123 97.56
1505 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
1506 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
1507 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
1508 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
1509 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
1510 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
1511 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
1512 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
1513 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
1514 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
1515 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
1516 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
1517 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
1518 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
1519 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
1520 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
1521 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
1522 CLSA LIMITED 7 163 170 95.88
1523 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
1524 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
1525 CES Forex (HK) Limited 3 173 176 98.30
1526 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
1527 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
1528 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
1529 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
1530 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
1531 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
1532 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
1533 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
1534 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
1535 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
1536 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
1537 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
1538 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
1539 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
1540 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
1541 WM (HK) Limited 2 263 265 99.25
1542 Merrill Lynch Far East Limited 10 284 294 96.60
1543 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
1544 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
1545 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
1546 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
1547 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
1548 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
1549 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
1550 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
1551 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
1552 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
1553 CES Commodities (HK) Limited 5 412 417 98.80
1554 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
1555 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
1556 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
1557 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
1558 KGI ASIA LIMITED 15 432 447 96.64
1559 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
1560 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
1561 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
1562 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
1563 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
1564 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
1565 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
1566 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
1567 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
1568 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
1568 Average 3.29 23.09 26.38 87.52

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