SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
2 Zijing Capital Limited 2 4 6 66.67 2003-05-07
3 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
4 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
5 Zhongrong International Futures Co., Limited 2 3 5 60.00
6 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
7 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
8 Yunfeng Financial Markets Limited 3 5 8 62.50
9 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
10 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
11 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
12 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
13 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
14 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
15 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
16 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
17 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
18 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
19 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
20 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
21 YICKO SECURITIES LIMITED 4 18 22 81.82
22 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
23 YF Life Investors Limited 3 112 115 97.39 2004-08-30
24 YF FUTURES COMPANY LIMITED 2 4 6 66.67
25 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
26 YARDLEY SECURITIES LIMITED 2 3 5 60.00
27 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
28 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
29 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
30 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
31 WOCOM SECURITIES LIMITED 5 39 44 88.64
32 WOCOM LIMITED (HK) 5 33 38 86.84
33 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
34 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
35 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
36 WMG Asia Limited 3 5 8 62.50 2007-02-28
37 WM (HK) Limited 2 263 265 99.25
38 Wisetrade Securities Limited 3 8 11 72.73
39 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
40 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
41 WINTECH SECURITIES LIMITED 4 11 15 73.33
42 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
43 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
44 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
45 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
46 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
47 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
48 WING ON SECURITIES LIMITED 2 8 10 80.00
49 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
50 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
51 WING FUNG SECURITIES LIMITED 3 24 27 88.89
52 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
53 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
54 WING FAT SECURITIES LIMITED 3 9 12 75.00
55 WINFULL SECURITIES LIMITED 3 19 22 86.36
56 WIN WONG SECURITIES LIMITED 3 39 42 92.86
57 Win Securities Limited 3 4 7 57.14
58 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
59 WILBY SECURITIES LIMITED 2 2 4 50.00
60 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
61 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
62 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
63 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
64 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
65 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
66 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
67 WELLAM INVESTMENT LIMITED 2 0 2 0.00
68 Well Link Securities Limited 4 16 20 80.00 2005-11-11
69 Well Link International Securities Limited 2 23 25 92.00
70 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
71 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
72 Waton Securities International Limited 2 2 4 50.00
73 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
74 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
75 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
76 Wanhai Securities (HK) Limited 3 4 7 57.14
77 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
78 WAI FAT SECURITIES LIMITED 2 2 4 50.00
79 WAH THAI SECURITIES LIMITED 3 2 5 40.00
80 WAH SANG SECURITIES LIMITED 2 4 6 66.67
81 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
82 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
83 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
84 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
85 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
86 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
87 VMS Securities Limited 3 0 3 0.00
88 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
89 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
90 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
91 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
92 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
93 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
94 Vision Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
95 Virtu ITG Hong Kong Limited 5 13 18 72.22
96 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
97 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
98 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
99 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
100 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
101 VERCAP Financial Services Limited 2 0 2 0.00
102 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
103 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
104 VC INTERNATIONAL TRADING LIMITED 4 44 48 91.67
105 VC International Asset Management Limited 3 2 5 40.00
106 VC CAPITAL LIMITED 3 3 6 50.00
107 VC BROKERAGE LIMITED 3 65 68 95.59
108 VBG Capital Limited 4 3 7 42.86 2008-11-11
109 Vantum Futures Limited 2 2 4 50.00
110 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
111 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
112 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
113 Value Partners Private Equity Limited 2 5 7 71.43
114 VALUE PARTNERS LIMITED 4 37 41 90.24
115 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
116 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
117 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
118 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
119 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
120 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
121 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
122 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
123 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
124 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
125 United Securities Limited (HK) 2 2 4 50.00
126 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
127 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
128 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
129 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
130 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
131 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
132 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
133 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
134 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
135 Tyche Group Limited 2 8 10 80.00
136 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
137 TVC MANAGEMENT LIMITED 2 0 2 0.00
138 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
139 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
140 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
141 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
142 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
143 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
144 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
145 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
146 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
147 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
148 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
149 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
150 TSE'S SECURITIES LIMITED 2 35 37 94.59
151 TRUTH SECURITIES LIMITED 4 3 7 42.86
152 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
153 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
154 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
155 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
156 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
157 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
158 TR Advisors Limited 2 0 2 0.00 2008-12-02
159 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
160 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
161 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
162 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
163 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
164 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
165 Tokio Marine Investment Services, Limited 4 2 6 33.33
166 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
167 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
168 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
169 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
170 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
171 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
172 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
173 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
174 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
175 THING ON SECURITIES LIMITED 2 7 9 77.78
176 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
177 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
178 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
179 Tensant Securities Limited 2 6 8 75.00 2004-08-25
180 Templewater Hong Kong Limited 3 8 11 72.73
181 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
182 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
183 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
184 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
185 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
186 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
187 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
188 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
189 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
190 TANG PING KONG LIMITED 3 6 9 66.67
191 TANG KEE SECURITIES LIMITED 3 3 6 50.00
192 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
193 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
194 Taiping Securities (HK) Co Limited 6 44 50 88.00
195 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
196 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
197 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
198 TAIFAIR FUTURES LIMITED 3 2 5 40.00
199 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
200 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
201 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
202 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
203 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
204 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
205 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
206 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
207 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
208 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
209 T. M. MANAGEMENT LIMITED 2 0 2 0.00
210 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
211 T G HOLBORN (HK) LIMITED 3 69 72 95.83
212 T & F Equities Limited 2 1 3 33.33 2005-11-23
213 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
214 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
215 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
216 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
217 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
218 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
219 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
220 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
221 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
222 SUN'S FUTURE LIMITED 3 3 6 50.00
223 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
224 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
225 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
226 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
227 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
228 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
229 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
230 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
231 Success Securities Limited 3 44 47 93.62
232 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
233 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
234 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
235 STI Asset Management Limited 3 1 4 25.00 2008-10-22
236 Stellar Securities Limited 2 1 3 33.33
237 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
238 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
239 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
240 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
241 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
242 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
243 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
244 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
245 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
246 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
247 STANDARD & POOR'S, LLC 2 6 8 75.00
248 St. James's Place (Hong Kong) Limited 2 19 21 90.48
249 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
250 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
251 SPS SECURITIES LIMITED 5 16 21 76.19
252 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
253 SPS COMMODITIES LIMITED 2 7 9 77.78
254 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
255 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
256 SPDB International Holdings Limited 4 0 4 0.00
257 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
258 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
259 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
260 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
261 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
262 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
263 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
264 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
265 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
266 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
267 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
268 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
269 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
270 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
271 SOLID KING SECURITIES LIMITED 3 7 10 70.00
272 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
273 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
274 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
275 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
276 SKY WARD ASIA LIMITED 2 1 3 33.33
277 SJS Markets Limited 3 12 15 80.00 2005-03-02
278 SIU ON SECURITIES LIMITED 3 3 6 50.00
279 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
280 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
281 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
282 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
283 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
284 SINOMAX SECURITIES LIMITED 2 8 10 80.00
285 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
286 Sinofortune Securities Limited 4 15 19 78.95
287 Sinofortune Financial Capital Limited 2 0 2 0.00
288 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
289 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
290 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
291 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
292 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
293 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
294 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
295 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
296 Silk Road International Capital Limited 3 0 3 0.00
297 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
298 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
299 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
300 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
301 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
302 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
303 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
304 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
305 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
306 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
307 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
308 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
309 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
310 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
311 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
312 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
313 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
314 Shang International Finance Limited 9 15 24 62.50
315 Shacom Securities Limited 3 12 15 80.00
316 SHACOM FUTURES LIMITED 2 2 4 50.00
317 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
318 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
319 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
320 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
321 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
322 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
323 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
324 SELINA & CO. LIMITED (HK) 2 5 7 71.43
325 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
326 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
327 SEEKERS MARKETS LIMITED 2 9 11 81.82
328 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
329 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
330 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
331 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
332 SDHG International Securities Limited 3 6 9 66.67
333 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
334 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
335 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
336 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
337 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
338 SBI China Capital Securities Limited 6 19 25 76.00
339 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
340 SBI China Capital Commodities Limited 4 13 17 76.47
341 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
342 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
343 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
344 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
345 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
346 SANFULL SECURITIES LIMITED 6 67 73 91.78
347 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
348 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
349 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
350 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
351 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
352 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
353 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
354 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
355 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
356 RPS INVESTMENT LIMITED 4 12 16 75.00
357 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
358 ROSA SECURITIES LIMITED 3 5 8 62.50
359 ROOFER SECURITIES LIMITED 3 8 11 72.73
360 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
361 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
362 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
363 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
364 ROCIM Limited 3 0 3 0.00 2007-06-29
365 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
366 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
367 Rifa Securities Limited 4 22 26 84.62
368 Rifa Futures Limited 2 10 12 83.33 2008-12-01
369 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
370 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
371 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
372 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
373 Rich Union Securities (H.K.) Limited 4 43 47 91.49
374 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
375 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
376 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
377 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
378 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
379 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
380 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
381 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
382 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
383 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
384 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
385 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
386 Redwood Peak Limited 2 5 7 71.43 2007-10-05
387 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
388 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
389 Redford Asset Management Limited 2 5 7 71.43
390 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
391 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
392 RBS Asia Futures Limited 4 2 6 33.33
393 RBS Asia Corporate Finance Limited 6 58 64 90.63
394 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
395 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
396 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
397 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
398 Rakuten Securities Hong Kong Limited 2 53 55 96.36
399 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
400 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
401 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
402 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
403 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
404 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
405 Quam Securities Limited 6 83 89 93.26 2004-10-15
406 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
407 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
408 QMIS Securities Limited 2 0 2 0.00 2009-07-24
409 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
410 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
411 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
412 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
413 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
414 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
415 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
416 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
417 Public Securities Limited 2 6 8 75.00
418 Public Financial Securities Limited 3 12 15 80.00
419 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
420 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
421 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
422 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
423 Proton Capital Limited 3 0 3 0.00 2007-10-16
424 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
425 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
426 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
427 PRIVATE CAPITAL LIMITED 2 1 3 33.33
428 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
429 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
430 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
431 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
432 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
433 Prime Cdex Securities Limited 3 27 30 90.00
434 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
435 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
436 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
437 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
438 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
439 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
440 Polen Capital HK Limited 2 0 2 0.00
441 Polaris Capital (Asia) Limited 6 12 18 66.67
442 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
443 PO SANG SECURITIES LIMITED 2 12 14 85.71
444 PO LEE SECURITIES LIMITED 2 4 6 66.67
445 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
446 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
447 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
448 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
449 Planetree Securities Limited 4 17 21 80.95
450 Planetree Futures Limited 4 7 11 63.64
451 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
452 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
453 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
454 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
455 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
456 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
457 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
458 PineBridge Investments Hong Kong Limited 5 7 12 58.33
459 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
460 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
461 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
462 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
463 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
464 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
465 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
466 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
467 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
468 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
469 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
470 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
471 PGIM (Hong Kong) Limited 2 5 7 71.43
472 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
473 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
474 Permira Advisers Limited 1 4 5 80.00 2008-08-19
475 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
476 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
477 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
478 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
479 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
480 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
481 PEACE TOWN FOREX LIMITED 3 21 24 87.50
482 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
483 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
484 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
485 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
486 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
487 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
488 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
489 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
490 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
491 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
492 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
493 Pacific Sun Advisors Limited 2 0 2 0.00
494 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
495 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
496 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
497 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
498 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
499 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
500 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
501 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
502 Oshidori Securities Limited 3 6 9 66.67
503 Oshidori Corporate Finance Limited 3 1 4 25.00
504 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
505 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
506 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
507 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
508 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
509 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
510 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
511 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
512 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
513 ORIENT SECURITIES LIMITED 2 15 17 88.24
514 Oreana Financial Services Limited 2 5 7 71.43
515 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
516 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
517 Oracle Capital Limited 2 0 2 0.00 2009-08-17
518 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
519 Optima Capital Limited 4 15 19 78.95 2007-10-25
520 Open Securities Limited 2 13 15 86.67
521 Open Asset Management Limited 2 0 2 0.00
522 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
523 ONSHINE SECURITIES LIMITED 3 11 14 78.57
524 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
525 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
526 OnePlatform Securities Limited 2 25 27 92.59
527 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
528 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
529 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
530 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
531 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
532 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
533 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
534 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
535 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
536 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
537 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
538 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
539 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
540 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
541 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
542 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
543 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
544 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
545 Nuada Limited 2 2 4 50.00 2004-01-15
546 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
547 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
548 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
549 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
550 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
551 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
552 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
553 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
554 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
555 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
556 Nittan Securities Asia Limited 2 1 3 33.33
557 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
558 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
559 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
560 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
561 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
562 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
563 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
564 NEW TREND FUTURES LIMITED 4 8 12 66.67
565 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
566 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
567 Neutral Financial Holding Company Limited 2 11 13 84.62
568 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
569 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
570 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
571 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
572 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
573 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
574 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
575 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
576 MUSHK Limited 9 50 59 84.75
577 MTF SECURITIES LIMITED 2 16 18 88.89
578 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
579 MORTON SECURITIES LIMITED 2 3 5 60.00
580 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
581 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
582 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
583 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
584 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
585 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
586 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
587 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
588 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
589 MLI LIMITED (d2018-03-29) 2 1 3 33.33
590 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
591 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
592 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
593 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
594 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
595 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
596 MING HON SECURITIES LIMITED 3 1 4 25.00
597 Minerva Holding Financial Securities Limited 2 9 11 81.82
598 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
599 Milma & Co. Limited 2 0 2 0.00 2008-09-24
600 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
601 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
602 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
603 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
604 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
605 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
606 MFG Limited (HK) 4 7 11 63.64 2006-07-17
607 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
608 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
609 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
610 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
611 Metaverse Securities Limited (HK) 4 2 6 33.33
612 MESSIS CAPITAL LIMITED 2 2 4 50.00
613 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
614 Merrill Lynch Far East Limited 10 284 294 96.60
615 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
616 Merdeka Securities Limited 3 1 4 25.00
617 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
618 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
619 MEGABASE SECURITIES LIMITED 2 4 6 66.67
620 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
621 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
622 MEAG Hong Kong Limited 1 2 3 66.67
623 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
624 MCP Holdings Limited (HK) 2 7 9 77.78
625 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
626 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
627 Matrix Securities Limited 5 2 7 28.57
628 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
629 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
630 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
631 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
632 Mason Securities Limited 6 39 45 86.67
633 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
634 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
635 Mason Futures Limited (HK) 5 28 33 84.85
636 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
637 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
638 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
639 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
640 MARC FABER LIMITED 2 0 2 0.00
641 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
642 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
643 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
644 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
645 MANGO FINANCIAL LIMITED 3 10 13 76.92
646 MANDARIN VP (HK) LIMITED 2 0 2 0.00
647 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
648 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
649 MALAHON SECURITIES LIMITED 2 12 14 85.71
650 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
651 MAGUSTA FUTURES LIMITED 2 3 5 60.00
652 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
653 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
654 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
655 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
656 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
657 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
658 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
659 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
660 Mackenzie Investments Asia Limited 4 4 8 50.00
661 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
662 M&F Asset Management Limited 3 10 13 76.92
663 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
664 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
665 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
666 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
667 LUEN SING SECURITIES LIMITED 3 10 13 76.92
668 LUEN HING SECURITIES LIMITED 2 6 8 75.00
669 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
670 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
671 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
672 Longitude Asia Limited 2 4 6 66.67
673 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
674 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
675 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
676 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
677 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
678 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
679 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
680 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
681 LIM ADVISORS LIMITED 4 11 15 73.33
682 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
683 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
684 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
685 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
686 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
687 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
688 LEHIN SECURITIES LIMITED 3 23 26 88.46
689 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
690 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
691 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
692 LBN Advisers Limited 2 2 4 50.00 2007-09-13
693 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
694 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
695 LAU & COMPANY LIMITED 2 0 2 0.00
696 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
697 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
698 LAMTEX SECURITIES LIMITED 2 11 13 84.62
699 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
700 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
701 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
702 KWOK HING SECURITIES LIMITED 2 9 11 81.82
703 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
704 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
705 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
706 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
707 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
708 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
709 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
710 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
711 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
712 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
713 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
714 KMT SECURITIES LIMITED 2 7 9 77.78
715 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
716 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
717 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
718 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
719 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
720 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
721 KINGSTON SECURITIES LIMITED 4 59 63 93.65
722 KINGSTON FUTURES LIMITED 2 15 17 88.24
723 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
724 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
725 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
726 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
727 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
728 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
729 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
730 KILMOREY SECURITIES LIMITED 2 6 8 75.00
731 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
732 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
733 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
734 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
735 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
736 KGI Asset Management Limited 2 1 3 33.33
737 KGI ASIA LIMITED 15 432 447 96.64
738 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
739 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
740 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
741 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
742 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
743 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
744 KB Securities Hong Kong Limited 2 5 7 71.43
745 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
746 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
747 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
748 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
749 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
750 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
751 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
752 KARFORD SECURITIES LIMITED 2 0 2 0.00
753 Kam Wah Investments Limited 2 3 5 60.00
754 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
755 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
756 KAISER SECURITIES LIMITED 2 21 23 91.30
757 Kaiser KT Capital Limited 4 1 5 20.00
758 KAISER FUTURES LIMITED 3 21 24 87.50
759 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
760 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
761 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
762 K.K.M. SECURITIES LIMITED 2 6 8 75.00
763 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
764 JVSakk Asia Limited 2 0 2 0.00
765 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
766 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
767 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
768 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
769 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
770 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
771 JPMorgan Funds (Asia) Limited 8 82 90 91.11
772 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
773 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
774 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
775 Joy Silver Limited 5 10 15 66.67
776 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
777 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
778 JOINCAP CAPITAL LIMITED 2 0 2 0.00
779 JK Capital Management Limited 4 2 6 33.33
780 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
781 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
782 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
783 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
784 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
785 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
786 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
787 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
788 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
789 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
790 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
791 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
792 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
793 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
794 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
795 iVenture Investment Management Limited 2 1 3 33.33
796 iTTa Capital Limited 2 1 3 33.33 2003-05-29
797 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
798 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
799 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
800 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
801 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
802 INVESCO HONG KONG LIMITED 7 50 57 87.72
803 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
804 INV Partners Limited 2 0 2 0.00 2009-11-24
805 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
806 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
807 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
808 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
809 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
810 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
811 INTERCHINA FUTURES LIMITED 2 2 4 50.00
812 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
813 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
814 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
815 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
816 INSTINET PACIFIC LIMITED 5 24 29 82.76
817 Instinet Alpha Trading Limited 2 0 2 0.00
818 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
819 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
820 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
821 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
822 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
823 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
824 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
825 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
826 Income Partners Asset Management (HK) Limited 5 11 16 68.75
827 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
828 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
829 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
830 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
831 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
832 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
833 IMARKETS LIMITED 2 1 3 33.33
834 Imagi Brokerage Limited 3 5 8 62.50
835 iFAST Securities (HK) Limited 3 3 6 50.00
836 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
837 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
838 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
839 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
840 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
841 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
842 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
843 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
844 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
845 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
846 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
847 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
848 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
849 iBest Securities Company Limited 3 3 6 50.00
850 iBest Consultants Limited 4 82 86 95.35 2008-04-15
851 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
852 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
853 HUNG SING SECURITIES LIMITED 3 23 26 88.46
854 HUNG SING FUTURES LIMITED 2 5 7 71.43
855 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
856 Huayu Securities Limited 2 7 9 77.78
857 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
858 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
859 Huajin Corporate Finance (International) Limited 4 8 12 66.67
860 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
861 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
862 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
863 HSZ (HONG KONG) LIMITED 2 1 3 33.33
864 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
865 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
866 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
867 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
868 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
869 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
870 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
871 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
872 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
873 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
874 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
875 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
876 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
877 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
878 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
879 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
880 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
881 HPEF Venture Partners Limited 4 6 10 60.00
882 HPEF Capital Partners Limited 6 22 28 78.57
883 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
884 HOU TAK SECURITIES LIMITED 2 2 4 50.00
885 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
886 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
887 HOORAY SECURITIES LIMITED 2 1 3 33.33
888 HOORAY CAPITAL LIMITED 1 0 1 0.00
889 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
890 Hongkong Bay Securities Limited 2 8 10 80.00
891 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
892 Hong Kong Stock Link Securities Limited 3 7 10 70.00
893 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
894 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
895 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
896 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
897 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
898 HOI SANG SECURITIES LIMITED 2 3 5 60.00
899 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
900 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
901 HIP HING SECURITIES LIMITED 2 2 4 50.00
902 HING WONG SECURITIES LIMITED 3 11 14 78.57
903 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
904 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
905 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
906 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
907 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
908 HERMES SECURITIES LIMITED 2 9 11 81.82
909 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
910 HENYEP SECURITIES LIMITED 3 17 20 85.00
911 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
912 HENIK SECURITIES LIMITED 2 11 13 84.62
913 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
914 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
915 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
916 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
917 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
918 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
919 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
920 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
921 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
922 Hao Tian International Securities Limited 3 8 11 72.73
923 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
924 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
925 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
926 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
927 HANG TAI SECURITIES LIMITED 3 12 15 80.00
928 HANG SENG SECURITIES LIMITED 5 29 34 85.29
929 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
930 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
931 HANG SENG FUTURES LIMITED 2 12 14 85.71
932 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
933 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
934 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
935 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
936 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
937 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
938 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
939 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
940 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
941 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
942 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
943 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
944 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
945 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
946 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
947 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
948 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
949 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
950 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
951 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
952 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
953 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
954 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
955 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
956 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
957 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
958 GT CAPITAL LIMITED 2 6 8 75.00
959 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
960 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
961 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
962 Grit Securities Limited 2 2 4 50.00
963 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
964 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
965 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
966 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
967 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
968 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
969 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
970 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
971 Grand Cartel Securities Company Limited 2 4 6 66.67
972 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
973 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
974 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
975 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
976 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
977 Goldyard Capital Limited 2 5 7 71.43
978 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
979 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
980 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
981 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
982 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
983 Goldin Financial Limited 3 1 4 25.00 2009-06-01
984 Goldin Equities Limited 3 5 8 62.50 2008-12-17
985 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
986 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
987 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
988 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
989 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
990 Goldbridge Securities Limited 3 3 6 50.00
991 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
992 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
993 GLS SECURITIES LIMITED 2 4 6 66.67
994 Glory Sun Securities Limited 4 18 22 81.82
995 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
996 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
997 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
998 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
999 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
1000 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
1001 GIGA (HONG KONG) LIMITED 2 4 6 66.67
1002 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
1003 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
1004 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
1005 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
1006 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
1007 GET NICE SECURITIES LIMITED 5 94 99 94.95
1008 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1009 GET NICE CAPITAL LIMITED 2 0 2 0.00
1010 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1011 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1012 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1013 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
1014 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
1015 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
1016 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
1017 GCIS LIMITED 2 0 2 0.00 2007-05-16
1018 GCAM Limited 2 1 3 33.33 2004-10-19
1019 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
1020 GAYANG SECURITIES LIMITED 3 18 21 85.71
1021 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1022 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1023 GAOYU SECURITIES LIMITED 4 17 21 80.95
1024 GAM HONG KONG LIMITED 4 24 28 85.71
1025 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1026 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
1027 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
1028 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1029 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
1030 FWD Financial Planning Limited (HK) 3 55 58 94.83
1031 Funderstone Securities Limited 4 45 49 91.84
1032 Funderstone Futures Limited 3 42 45 93.33
1033 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1034 FULLJET SECURITIES LIMITED 2 0 2 0.00
1035 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1036 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
1037 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
1038 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
1039 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
1040 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
1041 Fubon Capital (HK) Limited 2 1 3 33.33
1042 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1043 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1044 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
1045 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
1046 FT Securities Limited 4 70 74 94.59 2005-09-22
1047 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
1048 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1049 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
1050 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
1051 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1052 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
1053 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1054 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
1055 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
1056 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
1057 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
1058 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
1059 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
1060 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
1061 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
1062 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
1063 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
1064 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
1065 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
1066 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1067 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
1068 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1069 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1070 Finet Securities Limited 4 3 7 42.86
1071 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1072 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
1073 FIL Investment Advisors 5 71 76 93.42
1074 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
1075 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1076 FE SECURITIES LIMITED 3 4 7 57.14
1077 FDB Financial Group Limited 5 5 10 50.00
1078 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
1079 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
1080 FAIRWIN BROKING LIMITED 2 5 7 71.43
1081 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1082 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1083 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1084 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1085 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1086 F. R. ZIMMERN LIMITED 2 3 5 60.00
1087 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1088 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1089 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
1090 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1091 EWARTON SECURITIES LIMITED 5 22 27 81.48
1092 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
1093 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
1094 EVERHOT SECURITIES LIMITED 3 7 10 70.00
1095 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
1096 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
1097 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
1098 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
1099 Everbright Securities Global (HK) Limited 3 9 12 75.00
1100 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
1101 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
1102 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1103 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1104 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1105 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1106 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1107 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
1108 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
1109 Essence International Financial Holdings Limited 2 18 20 90.00
1110 EQT Partners Asia Limited 4 5 9 55.56
1111 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1112 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
1113 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
1114 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1115 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
1116 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
1117 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
1118 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1119 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1120 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
1121 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
1122 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
1123 EMPEROR FUTURES LIMITED 4 116 120 96.67
1124 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
1125 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
1126 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
1127 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1128 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
1129 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
1130 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
1131 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
1132 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1133 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1134 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1135 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
1136 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
1137 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
1138 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
1139 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1140 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
1141 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
1142 EAST ASIA FUTURES LIMITED 2 11 13 84.62
1143 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1144 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1145 EAA SECURITIES LIMITED 2 1 3 33.33
1146 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
1147 DWS Investments Hong Kong Limited 3 34 37 91.89
1148 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1149 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1150 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1151 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
1152 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
1153 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
1154 DNB Asset Management (Asia) Limited 4 1 5 20.00
1155 DL BROKERAGE LIMITED 3 19 22 86.36
1156 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1157 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
1158 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
1159 Delta Asia Wealth Management Limited 2 4 6 66.67
1160 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
1161 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
1162 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
1163 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
1164 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
1165 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
1166 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
1167 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
1168 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
1169 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
1170 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1171 DAH SING SECURITIES LIMITED 2 9 11 81.82
1172 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
1173 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
1174 D.J. SECURITIES LIMITED 2 0 2 0.00
1175 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1176 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
1177 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
1178 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1179 CVP Securities Limited 2 32 34 94.12 2004-07-09
1180 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
1181 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
1182 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1183 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1184 CTW SECURITIES LIMITED 2 2 4 50.00
1185 CTBC Asia Limited 5 14 19 73.68 2004-01-14
1186 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
1187 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
1188 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
1189 CSC FUTURES (HK) LIMITED 3 25 28 89.29
1190 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
1191 CSC ASIA LIMITED 2 5 7 71.43
1192 CS Wealth Securities Limited 4 4 8 50.00
1193 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
1194 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
1195 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
1196 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
1197 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
1198 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
1199 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1200 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1201 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
1202 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1203 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1204 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1205 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
1206 CORPORATE BROKERS LIMITED 4 88 92 95.65
1207 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1208 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
1209 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
1210 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
1211 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
1212 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
1213 COMMENCE COMPANY LIMITED 2 0 2 0.00
1214 COMGEST FAR EAST LIMITED 3 2 5 40.00
1215 COL Securities (HK) Limited 2 2 4 50.00
1216 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
1217 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
1218 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1219 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1220 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
1221 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
1222 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
1223 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
1224 CMB International Global Markets Limited 5 14 19 73.68
1225 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
1226 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
1227 CLSA RESEARCH LIMITED 3 120 123 97.56
1228 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
1229 CLSA LIMITED 7 163 170 95.88
1230 CLSA FUTURES LIMITED 2 14 16 87.50
1231 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1232 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
1233 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1234 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1235 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
1236 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
1237 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
1238 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
1239 CITIC Securities Futures (HK) Limited 7 90 97 92.78
1240 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
1241 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
1242 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
1243 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
1244 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
1245 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
1246 Citadel Asia Limited 4 19 23 82.61 2005-10-21
1247 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
1248 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
1249 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
1250 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
1251 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
1252 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
1253 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1254 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
1255 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
1256 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1257 CHUANGS & CO. LIMITED 3 1 4 25.00
1258 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
1259 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
1260 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
1261 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
1262 CHONG HING SECURITIES LIMITED 4 55 59 93.22
1263 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
1264 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
1265 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1266 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
1267 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
1268 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
1269 China Tonghai (IA) Limited 3 11 14 78.57
1270 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1271 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
1272 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
1273 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1274 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
1275 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1276 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1277 China Reserve Securities Limited 4 3 7 42.86
1278 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1279 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
1280 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
1281 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
1282 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
1283 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
1284 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
1285 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
1286 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
1287 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
1288 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
1289 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
1290 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
1291 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
1292 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1293 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1294 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
1295 China Finance KAB Limited 3 19 22 86.36 2004-12-23
1296 China Finance Holdings Limited 2 2 4 50.00
1297 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
1298 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
1299 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1300 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
1301 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
1302 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
1303 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1304 China Enterprise Securities Company Limited 3 1 4 25.00
1305 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1306 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1307 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
1308 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1309 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
1310 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
1311 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
1312 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1313 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
1314 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
1315 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1316 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
1317 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1318 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
1319 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
1320 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1321 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
1322 ChapmanCraig Limited 2 2 4 50.00
1323 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
1324 Chanceton Capital Partners Limited 2 4 6 66.67
1325 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1326 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
1327 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1328 CGS International Securities Hong Kong Limited 4 31 35 88.57
1329 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
1330 CES International Commodities (HK) Limited 3 5 8 62.50
1331 CES Forex (HK) Limited 3 173 176 98.30
1332 CES Commodities (HK) Limited 5 412 417 98.80
1333 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
1334 CERES CAPITAL LIMITED 2 0 2 0.00
1335 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
1336 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
1337 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1338 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
1339 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
1340 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
1341 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
1342 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
1343 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
1344 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
1345 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
1346 Celera Markets Limited 2 2 4 50.00 2008-08-12
1347 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
1348 CCB Securities Limited 2 3 5 60.00
1349 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
1350 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
1351 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
1352 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1353 CC Finance Limited 3 17 20 85.00 2006-04-20
1354 CBRE Investment Management (Asia) Limited 2 3 5 60.00
1355 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1356 CBH Asia Limited 3 17 20 85.00
1357 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1358 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
1359 CASH Wealth Management Limited 3 54 57 94.74
1360 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
1361 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
1362 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1363 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1364 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
1365 Capital International, Inc. 2 8 10 80.00 2007-07-03
1366 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
1367 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1368 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1369 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
1370 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
1371 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
1372 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1373 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
1374 CAIIS Limited 3 34 37 91.89 2006-05-23
1375 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1376 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
1377 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1378 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
1379 BUSINESS SECURITIES LIMITED 2 15 17 88.24
1380 BUSINESS FUTURES LIMITED 2 6 8 75.00
1381 BULLISH SECURITIES LIMITED 2 11 13 84.62
1382 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
1383 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
1384 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
1385 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
1386 BROOKE CAPITAL LIMITED 5 1 6 16.67
1387 Broadway Wealth Management Limited 2 8 10 80.00
1388 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
1389 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
1390 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1391 Bright Fund Management Limited 2 6 8 75.00
1392 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
1393 Bradbury Securities Limited 2 7 9 77.78
1394 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
1395 BOWEN ASIA LIMITED 3 1 4 25.00
1396 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
1397 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1398 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1399 BOKHARY SECURITIES LIMITED 2 6 8 75.00
1400 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
1401 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
1402 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
1403 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
1404 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
1405 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
1406 BOCI RESEARCH LIMITED 4 45 49 91.84
1407 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
1408 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
1409 BOCI ASIA LIMITED 13 59 72 81.94
1410 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
1411 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
1412 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
1413 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
1414 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
1415 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
1416 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
1417 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
1418 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1419 BLOOMYEARS LIMITED 2 2 4 50.00
1420 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
1421 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
1422 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
1423 Black Marble Securities Limited 2 3 5 60.00
1424 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
1425 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
1426 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1427 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1428 BERICH BROKERAGE LIMITED 4 17 21 80.95
1429 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1430 Bentley Capital Limited (HK) 3 0 3 0.00
1431 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
1432 Belvest Investment Services Limited 2 12 14 85.71
1433 Beijing Securities Limited 5 6 11 54.55 2008-11-07
1434 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1435 Beevest Securities Limited 5 33 38 86.84 2005-03-07
1436 BEAR BRIGHT LIMITED 3 2 5 40.00
1437 BEA Union Investment Management Limited 5 20 25 80.00
1438 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1439 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1440 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
1441 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
1442 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
1443 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
1444 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
1445 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
1446 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
1447 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
1448 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
1449 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1450 Axis Capital Management Limited 3 2 5 40.00
1451 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1452 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
1453 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
1454 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
1455 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
1456 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
1457 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
1458 Avia Asset Management Limited 2 3 5 60.00
1459 Averest Capital Limited 2 4 6 66.67
1460 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1461 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
1462 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
1463 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1464 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
1465 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
1466 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
1467 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1468 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1469 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
1470 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
1471 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
1472 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1473 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
1474 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1475 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1476 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
1477 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1478 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1479 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1480 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1481 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1482 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
1483 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1484 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
1485 Arta Global Futures Limited 2 2 4 50.00
1486 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
1487 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1488 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
1489 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
1490 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
1491 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
1492 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
1493 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1494 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1495 Apus Investments Limited 2 0 2 0.00 2008-09-04
1496 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
1497 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
1498 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1499 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
1500 Anuenue Securities Limited 3 11 14 78.57
1501 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
1502 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
1503 Anli Securities Limited 2 8 10 80.00
1504 ANGUS MOORE LIMITED 0 2 2 100.00
1505 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1506 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1507 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
1508 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
1509 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
1510 Amundi Hong Kong Limited 6 26 32 81.25
1511 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
1512 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
1513 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1514 AM Squared Limited 2 9 11 81.82 2005-06-30
1515 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1516 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
1517 ALTUS CAPITAL LIMITED 3 3 6 50.00
1518 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
1519 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
1520 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
1521 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1522 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
1523 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
1524 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1525 Alpha Nova Capital Management Limited 2 0 2 0.00
1526 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1527 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
1528 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
1529 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
1530 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
1531 Allard Partners Limited 2 3 5 60.00
1532 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
1533 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
1534 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1535 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
1536 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
1537 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1538 AJ Securities Limited 2 5 7 71.43
1539 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
1540 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1541 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1542 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1543 AIF Securities Limited 5 9 14 64.29 2004-11-02
1544 AIF CAPITAL LIMITED 4 11 15 73.33
1545 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
1546 Aevitas Securities Limited 2 4 6 66.67
1547 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1548 ADMIS Hong Kong Limited 2 20 22 90.91
1549 ADM SECURITIES LIMITED 2 0 2 0.00
1550 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
1551 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
1552 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1553 ACM ASIA LIMITED 2 0 2 0.00
1554 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
1555 Absolute Investment Management (HK) Limited 3 2 5 40.00
1556 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1557 abrdn Hong Kong Limited 4 6 10 60.00
1558 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
1559 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
1560 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
1561 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
1562 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
1563 AASTOCKS.COM LIMITED 2 0 2 0.00
1564 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1565 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1566 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
1567 3V Capital Limited 3 3 6 50.00 2005-07-18
1568 313 Capital Management Limited 5 0 5 0.00
1568 Average 3.29 23.09 26.38 87.52

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