SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 313 Capital Management Limited 5 0 5 0.00
2 3V Capital Limited 3 3 6 50.00 2005-07-18
3 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
4 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
5 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
6 AASTOCKS.COM LIMITED 2 0 2 0.00
7 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
8 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
9 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
10 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
11 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
12 abrdn Hong Kong Limited 4 6 10 60.00
13 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
14 Absolute Investment Management (HK) Limited 3 2 5 40.00
15 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
16 ACM ASIA LIMITED 2 0 2 0.00
17 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
18 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
19 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
20 ADM SECURITIES LIMITED 2 0 2 0.00
21 ADMIS Hong Kong Limited 2 20 22 90.91
22 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
23 Aevitas Securities Limited 2 4 6 66.67
24 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
25 AIF CAPITAL LIMITED 4 11 15 73.33
26 AIF Securities Limited 5 9 14 64.29 2004-11-02
27 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
28 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
29 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
30 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
31 AJ Securities Limited 2 5 7 71.43
32 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
33 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
34 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
35 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
36 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
37 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
38 Allard Partners Limited 2 3 5 60.00
39 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
40 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
41 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
42 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
43 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
44 Alpha Nova Capital Management Limited 2 0 2 0.00
45 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
46 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
47 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
48 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
49 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
50 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
51 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
52 ALTUS CAPITAL LIMITED 3 3 6 50.00
53 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
54 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
55 AM Squared Limited 2 9 11 81.82 2005-06-30
56 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
57 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
58 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
59 Amundi Hong Kong Limited 6 26 32 81.25
60 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
61 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
62 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
63 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
64 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
65 ANGUS MOORE LIMITED 0 2 2 100.00
66 Anli Securities Limited 2 8 10 80.00
67 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
68 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
69 Anuenue Securities Limited 3 11 14 78.57
70 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
71 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
72 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
73 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
74 Apus Investments Limited 2 0 2 0.00 2008-09-04
75 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
76 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
77 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
78 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
79 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
80 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
81 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
82 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
83 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
84 Arta Global Futures Limited 2 2 4 50.00
85 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
86 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
87 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
88 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
89 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
90 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
91 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
92 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
93 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
94 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
95 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
96 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
97 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
98 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
99 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
100 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
101 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
102 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
103 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
104 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
105 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
106 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
107 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
108 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
109 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
110 Averest Capital Limited 2 4 6 66.67
111 Avia Asset Management Limited 2 3 5 60.00
112 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
113 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
114 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
115 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
116 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
117 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
118 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
119 Axis Capital Management Limited 3 2 5 40.00
120 BALI SECURITIES CO. LIMITED 3 0 3 0.00
121 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
122 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
123 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
124 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
125 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
126 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
127 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
128 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
129 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
130 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
131 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
132 BEA Union Investment Management Limited 5 20 25 80.00
133 BEAR BRIGHT LIMITED 3 2 5 40.00
134 Beevest Securities Limited 5 33 38 86.84 2005-03-07
135 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
136 Beijing Securities Limited 5 6 11 54.55 2008-11-07
137 Belvest Investment Services Limited 2 12 14 85.71
138 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
139 Bentley Capital Limited (HK) 3 0 3 0.00
140 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
141 BERICH BROKERAGE LIMITED 4 17 21 80.95
142 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
143 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
144 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
145 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
146 Black Marble Securities Limited 2 3 5 60.00
147 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
148 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
149 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
150 BLOOMYEARS LIMITED 2 2 4 50.00
151 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
152 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
153 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
154 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
155 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
156 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
157 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
158 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
159 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
160 BOCI ASIA LIMITED 13 59 72 81.94
161 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
162 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
163 BOCI RESEARCH LIMITED 4 45 49 91.84
164 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
165 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
166 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
167 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
168 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
169 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
170 BOKHARY SECURITIES LIMITED 2 6 8 75.00
171 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
172 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
173 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
174 BOWEN ASIA LIMITED 3 1 4 25.00
175 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
176 Bradbury Securities Limited 2 7 9 77.78
177 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
178 Bright Fund Management Limited 2 6 8 75.00
179 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
180 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
181 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
182 Broadway Wealth Management Limited 2 8 10 80.00
183 BROOKE CAPITAL LIMITED 5 1 6 16.67
184 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
185 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
186 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
187 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
188 BULLISH SECURITIES LIMITED 2 11 13 84.62
189 BUSINESS FUTURES LIMITED 2 6 8 75.00
190 BUSINESS SECURITIES LIMITED 2 15 17 88.24
191 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
192 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
193 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
194 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
195 CAIIS Limited 3 34 37 91.89 2006-05-23
196 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
197 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
198 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
199 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
200 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
201 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
202 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
203 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
204 Capital International, Inc. 2 8 10 80.00 2007-07-03
205 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
206 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
207 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
208 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
209 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
210 CASH Wealth Management Limited 3 54 57 94.74
211 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
212 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
213 CBH Asia Limited 3 17 20 85.00
214 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
215 CBRE Investment Management (Asia) Limited 2 3 5 60.00
216 CC Finance Limited 3 17 20 85.00 2006-04-20
217 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
218 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
219 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
220 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
221 CCB Securities Limited 2 3 5 60.00
222 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
223 Celera Markets Limited 2 2 4 50.00 2008-08-12
224 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
225 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
226 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
227 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
228 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
229 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
230 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
231 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
232 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
233 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
234 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
235 CERES CAPITAL LIMITED 2 0 2 0.00
236 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
237 CES Commodities (HK) Limited 5 412 417 98.80
238 CES Forex (HK) Limited 3 173 176 98.30
239 CES International Commodities (HK) Limited 3 5 8 62.50
240 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
241 CGS International Securities Hong Kong Limited 4 31 35 88.57
242 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
243 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
244 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
245 Chanceton Capital Partners Limited 2 4 6 66.67
246 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
247 ChapmanCraig Limited 2 2 4 50.00
248 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
249 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
250 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
251 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
252 CHEETAH ADVISORS LIMITED 2 0 2 0.00
253 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
254 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
255 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
256 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
257 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
258 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
259 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
260 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
261 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
262 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
263 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
264 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
265 China Enterprise Securities Company Limited 3 1 4 25.00
266 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
267 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
268 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
269 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
270 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
271 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
272 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
273 China Finance Holdings Limited 2 2 4 50.00
274 China Finance KAB Limited 3 19 22 86.36 2004-12-23
275 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
276 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
277 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
278 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
279 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
280 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
281 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
282 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
283 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
284 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
285 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
286 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
287 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
288 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
289 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
290 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
291 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
292 China Reserve Securities Limited 4 3 7 42.86
293 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
294 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
295 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
296 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
297 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
298 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
299 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
300 China Tonghai (IA) Limited 3 11 14 78.57
301 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
302 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
303 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
304 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
305 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
306 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
307 CHONG HING SECURITIES LIMITED 4 55 59 93.22
308 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
309 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
310 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
311 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
312 CHUANGS & CO. LIMITED 3 1 4 25.00
313 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
314 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
315 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
316 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
317 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
318 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
319 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
320 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
321 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
322 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
323 Citadel Asia Limited 4 19 23 82.61 2005-10-21
324 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
325 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
326 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
327 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
328 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
329 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
330 CITIC Securities Futures (HK) Limited 7 90 97 92.78
331 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
332 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
333 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
334 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
335 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
336 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
337 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
338 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
339 CLSA FUTURES LIMITED 2 14 16 87.50
340 CLSA LIMITED 7 163 170 95.88
341 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
342 CLSA RESEARCH LIMITED 3 120 123 97.56
343 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
344 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
345 CMB International Global Markets Limited 5 14 19 73.68
346 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
347 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
348 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
349 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
350 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
351 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
352 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
353 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
354 COL Securities (HK) Limited 2 2 4 50.00
355 COMGEST FAR EAST LIMITED 3 2 5 40.00
356 COMMENCE COMPANY LIMITED 2 0 2 0.00
357 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
358 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
359 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
360 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
361 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
362 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
363 CORPORATE BROKERS LIMITED 4 88 92 95.65
364 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
365 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
366 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
367 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
368 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
369 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
370 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
371 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
372 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
373 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
374 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
375 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
376 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
377 CS Wealth Securities Limited 4 4 8 50.00
378 CSC ASIA LIMITED 2 5 7 71.43
379 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
380 CSC FUTURES (HK) LIMITED 3 25 28 89.29
381 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
382 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
383 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
384 CTBC Asia Limited 5 14 19 73.68 2004-01-14
385 CTW SECURITIES LIMITED 2 2 4 50.00
386 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
387 CUPOLA CAPITAL LIMITED 3 0 3 0.00
388 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
389 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
390 CVP Securities Limited 2 32 34 94.12 2004-07-09
391 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
392 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
393 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
394 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
395 D.J. SECURITIES LIMITED 2 0 2 0.00
396 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
397 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
398 DAH SING SECURITIES LIMITED 2 9 11 81.82
399 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
400 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
401 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
402 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
403 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
404 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
405 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
406 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
407 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
408 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
409 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
410 Delta Asia Wealth Management Limited 2 4 6 66.67
411 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
412 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
413 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
414 DL BROKERAGE LIMITED 3 19 22 86.36
415 DNB Asset Management (Asia) Limited 4 1 5 20.00
416 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
417 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
418 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
419 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
420 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
421 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
422 DWS Investments Hong Kong Limited 3 34 37 91.89
423 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
424 EAA SECURITIES LIMITED 2 1 3 33.33
425 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
426 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
427 EAST ASIA FUTURES LIMITED 2 11 13 84.62
428 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
429 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
430 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
431 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
432 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
433 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
434 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
435 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
436 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
437 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
438 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
439 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
440 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
441 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
442 ELSTONE SECURITIES LIMITED 4 12 16 75.00
443 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
444 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
445 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
446 EMPEROR FUTURES LIMITED 4 116 120 96.67
447 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
448 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
449 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
450 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
451 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
452 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
453 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
454 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
455 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
456 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
457 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
458 ENZARD LIMITED 2 1 3 33.33 2004-05-21
459 EQT Partners Asia Limited 4 5 9 55.56
460 Essence International Financial Holdings Limited 2 18 20 90.00
461 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
462 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
463 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
464 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
465 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
466 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
467 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
468 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
469 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
470 Everbright Securities Global (HK) Limited 3 9 12 75.00
471 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
472 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
473 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
474 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
475 EVERHOT SECURITIES LIMITED 3 7 10 70.00
476 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
477 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
478 EWARTON SECURITIES LIMITED 5 22 27 81.48
479 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
480 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
481 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
482 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
483 F. R. ZIMMERN LIMITED 2 3 5 60.00
484 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
485 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
486 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
487 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
488 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
489 FAIRWIN BROKING LIMITED 2 5 7 71.43
490 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
491 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
492 FDB Financial Group Limited 5 5 10 50.00
493 FE SECURITIES LIMITED 3 4 7 57.14
494 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
495 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
496 FIL Investment Advisors 5 71 76 93.42
497 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
498 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
499 Finet Securities Limited 4 3 7 42.86
500 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
501 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
502 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
503 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
504 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
505 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
506 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
507 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
508 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
509 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
510 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
511 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
512 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
513 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
514 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
515 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
516 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
517 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
518 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
519 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
520 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
521 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
522 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
523 FT Securities Limited 4 70 74 94.59 2005-09-22
524 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
525 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
526 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
527 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
528 Fubon Capital (HK) Limited 2 1 3 33.33
529 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
530 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
531 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
532 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
533 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
534 FULL WIN SECURITIES LIMITED 2 0 2 0.00
535 FULLJET SECURITIES LIMITED 2 0 2 0.00
536 Funderstone Asset Management (HK) Limited 2 2 4 50.00
537 Funderstone Futures Limited 3 42 45 93.33
538 Funderstone Securities Limited 4 45 49 91.84
539 FWD Financial Planning Limited (HK) 3 55 58 94.83
540 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
541 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
542 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
543 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
544 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
545 GAM HONG KONG LIMITED 4 24 28 85.71
546 GAOYU SECURITIES LIMITED 4 17 21 80.95
547 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
548 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
549 GAYANG SECURITIES LIMITED 3 18 21 85.71
550 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
551 GCAM Limited 2 1 3 33.33 2004-10-19
552 GCIS LIMITED 2 0 2 0.00 2007-05-16
553 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
554 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
555 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
556 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
557 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
558 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
559 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
560 GET NICE CAPITAL LIMITED 2 0 2 0.00
561 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
562 GET NICE SECURITIES LIMITED 5 94 99 94.95
563 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
564 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
565 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
566 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
567 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
568 GIGA (HONG KONG) LIMITED 2 4 6 66.67
569 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
570 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
571 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
572 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
573 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
574 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
575 Glory Sun Securities Limited 4 18 22 81.82
576 GLS SECURITIES LIMITED 2 4 6 66.67
577 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
578 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
579 Goldbridge Securities Limited 3 3 6 50.00
580 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
581 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
582 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
583 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
584 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
585 Goldin Equities Limited 3 5 8 62.50 2008-12-17
586 Goldin Financial Limited 3 1 4 25.00 2009-06-01
587 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
588 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
589 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
590 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
591 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
592 Goldyard Capital Limited 2 5 7 71.43
593 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
594 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
595 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
596 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
597 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
598 Grand Cartel Securities Company Limited 2 4 6 66.67
599 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
600 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
601 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
602 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
603 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
604 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
605 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
606 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
607 Grit Securities Limited 2 2 4 50.00
608 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
609 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
610 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
611 GT CAPITAL LIMITED 2 6 8 75.00
612 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
613 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
614 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
615 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
616 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
617 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
618 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
619 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
620 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
621 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
622 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
623 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
624 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
625 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
626 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
627 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
628 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
629 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
630 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
631 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
632 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
633 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
634 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
635 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
636 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
637 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
638 HANG SENG FUTURES LIMITED 2 12 14 85.71
639 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
640 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
641 HANG SENG SECURITIES LIMITED 5 29 34 85.29
642 HANG TAI SECURITIES LIMITED 3 12 15 80.00
643 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
644 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
645 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
646 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
647 Hao Tian International Securities Limited 3 8 11 72.73
648 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
649 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
650 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
651 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
652 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
653 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
654 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
655 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
656 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
657 HENIK SECURITIES LIMITED 2 11 13 84.62
658 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
659 HENYEP SECURITIES LIMITED 3 17 20 85.00
660 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
661 HERMES SECURITIES LIMITED 2 9 11 81.82
662 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
663 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
664 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
665 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
666 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
667 HING WONG SECURITIES LIMITED 3 11 14 78.57
668 HIP HING SECURITIES LIMITED 2 2 4 50.00
669 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
670 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
671 HOI SANG SECURITIES LIMITED 2 3 5 60.00
672 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
673 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
674 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
675 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
676 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
677 Hong Kong Stock Link Securities Limited 3 7 10 70.00
678 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
679 Hongkong Bay Securities Limited 2 8 10 80.00
680 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
681 HOORAY CAPITAL LIMITED 1 0 1 0.00
682 HOORAY SECURITIES LIMITED 2 1 3 33.33
683 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
684 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
685 HOU TAK SECURITIES LIMITED 2 2 4 50.00
686 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
687 HPEF Capital Partners Limited 6 22 28 78.57
688 HPEF Venture Partners Limited 4 6 10 60.00
689 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
690 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
691 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
692 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
693 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
694 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
695 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
696 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
697 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
698 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
699 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
700 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
701 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
702 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
703 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
704 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
705 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
706 HSZ (HONG KONG) LIMITED 2 1 3 33.33
707 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
708 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
709 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
710 Huajin Corporate Finance (International) Limited 4 8 12 66.67
711 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
712 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
713 Huayu Securities Limited 2 7 9 77.78
714 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
715 HUNG SING FUTURES LIMITED 2 5 7 71.43
716 HUNG SING SECURITIES LIMITED 3 23 26 88.46
717 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
718 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
719 iBest Consultants Limited 4 82 86 95.35 2008-04-15
720 iBest Securities Company Limited 3 3 6 50.00
721 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
722 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
723 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
724 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
725 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
726 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
727 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
728 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
729 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
730 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
731 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
732 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
733 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
734 iFAST Securities (HK) Limited 3 3 6 50.00
735 Imagi Brokerage Limited 3 5 8 62.50
736 IMARKETS LIMITED 2 1 3 33.33
737 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
738 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
739 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
740 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
741 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
742 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
743 Income Partners Asset Management (HK) Limited 5 11 16 68.75
744 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
745 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
746 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
747 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
748 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
749 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
750 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
751 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
752 Instinet Alpha Trading Limited 2 0 2 0.00
753 INSTINET PACIFIC LIMITED 5 24 29 82.76
754 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
755 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
756 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
757 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
758 INTERCHINA FUTURES LIMITED 2 2 4 50.00
759 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
760 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
761 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
762 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
763 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
764 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
765 INV Partners Limited 2 0 2 0.00 2009-11-24
766 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
767 INVESCO HONG KONG LIMITED 7 50 57 87.72
768 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
769 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
770 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
771 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
772 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
773 iTTa Capital Limited 2 1 3 33.33 2003-05-29
774 iVenture Investment Management Limited 2 1 3 33.33
775 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
776 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
777 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
778 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
779 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
780 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
781 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
782 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
783 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
784 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
785 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
786 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
787 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
788 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
789 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
790 JK Capital Management Limited 4 2 6 33.33
791 JOINCAP CAPITAL LIMITED 2 0 2 0.00
792 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
793 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
794 Joy Silver Limited 5 10 15 66.67
795 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
796 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
797 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
798 JPMorgan Funds (Asia) Limited 8 82 90 91.11
799 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
800 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
801 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
802 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
803 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
804 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
805 JVSakk Asia Limited 2 0 2 0.00
806 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
807 K.K.M. SECURITIES LIMITED 2 6 8 75.00
808 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
809 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
810 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
811 KAISER FUTURES LIMITED 3 21 24 87.50
812 Kaiser KT Capital Limited 4 1 5 20.00
813 KAISER SECURITIES LIMITED 2 21 23 91.30
814 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
815 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
816 Kam Wah Investments Limited 2 3 5 60.00
817 KARFORD SECURITIES LIMITED 2 0 2 0.00
818 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
819 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
820 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
821 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
822 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
823 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
824 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
825 KB Securities Hong Kong Limited 2 5 7 71.43
826 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
827 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
828 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
829 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
830 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
831 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
832 KGI ASIA LIMITED 15 432 447 96.64
833 KGI Asset Management Limited 2 1 3 33.33
834 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
835 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
836 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
837 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
838 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
839 KILMOREY SECURITIES LIMITED 2 6 8 75.00
840 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
841 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
842 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
843 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
844 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
845 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
846 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
847 KINGSTON FUTURES LIMITED 2 15 17 88.24
848 KINGSTON SECURITIES LIMITED 4 59 63 93.65
849 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
850 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
851 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
852 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
853 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
854 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
855 KMT SECURITIES LIMITED 2 7 9 77.78
856 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
857 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
858 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
859 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
860 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
861 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
862 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
863 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
864 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
865 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
866 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
867 KWOK HING SECURITIES LIMITED 2 9 11 81.82
868 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
869 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
870 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
871 LAMTEX SECURITIES LIMITED 2 11 13 84.62
872 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
873 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
874 LAU & COMPANY LIMITED 2 0 2 0.00
875 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
876 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
877 LBN Advisers Limited 2 2 4 50.00 2007-09-13
878 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
879 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
880 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
881 LEHIN SECURITIES LIMITED 3 23 26 88.46
882 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
883 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
884 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
885 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
886 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
887 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
888 LIM ADVISORS LIMITED 4 11 15 73.33
889 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
890 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
891 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
892 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
893 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
894 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
895 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
896 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
897 Longitude Asia Limited 2 4 6 66.67
898 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
899 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
900 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
901 LUEN HING SECURITIES LIMITED 2 6 8 75.00
902 LUEN SING SECURITIES LIMITED 3 10 13 76.92
903 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
904 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
905 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
906 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
907 M&F Asset Management Limited 3 10 13 76.92
908 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
909 Mackenzie Investments Asia Limited 4 4 8 50.00
910 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
911 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
912 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
913 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
914 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
915 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
916 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
917 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
918 MAGUSTA FUTURES LIMITED 2 3 5 60.00
919 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
920 MALAHON SECURITIES LIMITED 2 12 14 85.71
921 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
922 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
923 MANDARIN VP (HK) LIMITED 2 0 2 0.00
924 MANGO FINANCIAL LIMITED 3 10 13 76.92
925 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
926 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
927 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
928 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
929 MARC FABER LIMITED 2 0 2 0.00
930 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
931 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
932 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
933 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
934 Mason Futures Limited (HK) 5 28 33 84.85
935 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
936 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
937 Mason Securities Limited 6 39 45 86.67
938 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
939 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
940 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
941 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
942 Matrix Securities Limited 5 2 7 28.57
943 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
944 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
945 MCP Holdings Limited (HK) 2 7 9 77.78
946 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
947 MEAG Hong Kong Limited 1 2 3 66.67
948 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
949 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
950 MEGABASE SECURITIES LIMITED 2 4 6 66.67
951 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
952 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
953 Merdeka Securities Limited 3 1 4 25.00
954 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
955 Merrill Lynch Far East Limited 10 284 294 96.60
956 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
957 MESSIS CAPITAL LIMITED 2 2 4 50.00
958 Metaverse Securities Limited (HK) 4 2 6 33.33
959 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
960 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
961 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
962 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
963 MFG Limited (HK) 4 7 11 63.64 2006-07-17
964 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
965 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
966 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
967 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
968 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
969 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
970 Milma & Co. Limited 2 0 2 0.00 2008-09-24
971 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
972 Minerva Holding Financial Securities Limited 2 9 11 81.82
973 MING HON SECURITIES LIMITED 3 1 4 25.00
974 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
975 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
976 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
977 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
978 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
979 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
980 MLI LIMITED (d2018-03-29) 2 1 3 33.33
981 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
982 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
983 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
984 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
985 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
986 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
987 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
988 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
989 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
990 MORTON SECURITIES LIMITED 2 3 5 60.00
991 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
992 MTF SECURITIES LIMITED 2 16 18 88.89
993 MUSHK Limited 9 50 59 84.75
994 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
995 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
996 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
997 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
998 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
999 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
1000 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
1001 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
1002 Neutral Financial Holding Company Limited 2 11 13 84.62
1003 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1004 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
1005 NEW TREND FUTURES LIMITED 4 8 12 66.67
1006 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
1007 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1008 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1009 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
1010 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1011 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1012 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
1013 Nittan Securities Asia Limited 2 1 3 33.33
1014 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
1015 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1016 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
1017 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
1018 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1019 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
1020 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
1021 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1022 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
1023 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
1024 Nuada Limited 2 2 4 50.00 2004-01-15
1025 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1026 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
1027 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1028 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
1029 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1030 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1031 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
1032 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1033 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
1034 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
1035 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1036 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
1037 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1038 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
1039 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
1040 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1041 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
1042 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
1043 OnePlatform Securities Limited 2 25 27 92.59
1044 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1045 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1046 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1047 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
1048 Open Asset Management Limited 2 0 2 0.00
1049 Open Securities Limited 2 13 15 86.67
1050 Optima Capital Limited 4 15 19 78.95 2007-10-25
1051 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
1052 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1053 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1054 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1055 Oreana Financial Services Limited 2 5 7 71.43
1056 ORIENT SECURITIES LIMITED 2 15 17 88.24
1057 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
1058 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1059 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
1060 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
1061 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1062 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
1063 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
1064 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
1065 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1066 Oshidori Corporate Finance Limited 3 1 4 25.00
1067 Oshidori Securities Limited 3 6 9 66.67
1068 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1069 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1070 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
1071 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1072 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1073 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1074 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1075 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1076 Pacific Sun Advisors Limited 2 0 2 0.00
1077 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1078 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1079 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
1080 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1081 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1082 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
1083 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
1084 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
1085 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1086 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1087 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
1088 PEACE TOWN FOREX LIMITED 3 21 24 87.50
1089 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1090 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
1091 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
1092 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1093 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
1094 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
1095 Permira Advisers Limited 1 4 5 80.00 2008-08-19
1096 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
1097 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
1098 PGIM (Hong Kong) Limited 2 5 7 71.43
1099 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1100 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
1101 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
1102 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
1103 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
1104 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1105 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
1106 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
1107 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
1108 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1109 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1110 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
1111 PineBridge Investments Hong Kong Limited 5 7 12 58.33
1112 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
1113 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
1114 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
1115 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1116 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
1117 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
1118 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
1119 Planetree Futures Limited 4 7 11 63.64
1120 Planetree Securities Limited 4 17 21 80.95
1121 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
1122 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
1123 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
1124 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1125 PO LEE SECURITIES LIMITED 2 4 6 66.67
1126 PO SANG SECURITIES LIMITED 2 12 14 85.71
1127 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
1128 Polaris Capital (Asia) Limited 6 12 18 66.67
1129 Polen Capital HK Limited 2 0 2 0.00
1130 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1131 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1132 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
1133 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
1134 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1135 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1136 Prime Cdex Securities Limited 3 27 30 90.00
1137 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
1138 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1139 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
1140 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
1141 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
1142 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1143 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1144 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
1145 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1146 Proton Capital Limited 3 0 3 0.00 2007-10-16
1147 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
1148 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1149 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
1150 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
1151 Public Financial Securities Limited 3 12 15 80.00
1152 Public Securities Limited 2 6 8 75.00
1153 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1154 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
1155 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
1156 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
1157 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
1158 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
1159 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1160 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1161 QMIS Securities Limited 2 0 2 0.00 2009-07-24
1162 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
1163 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
1164 Quam Securities Limited 6 83 89 93.26 2004-10-15
1165 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1166 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1167 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1168 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
1169 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
1170 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
1171 Rakuten Securities Hong Kong Limited 2 53 55 96.36
1172 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
1173 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1174 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
1175 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
1176 RBS Asia Corporate Finance Limited 6 58 64 90.63
1177 RBS Asia Futures Limited 4 2 6 33.33
1178 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1179 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
1180 Redford Asset Management Limited 2 5 7 71.43
1181 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
1182 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1183 Redwood Peak Limited 2 5 7 71.43 2007-10-05
1184 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1185 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1186 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
1187 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1188 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1189 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1190 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
1191 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
1192 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
1193 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
1194 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1195 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1196 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1197 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
1198 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
1199 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1200 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1201 Rifa Futures Limited 2 10 12 83.33 2008-12-01
1202 Rifa Securities Limited 4 22 26 84.62
1203 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1204 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
1205 ROCIM Limited 3 0 3 0.00 2007-06-29
1206 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
1207 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1208 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1209 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1210 ROOFER SECURITIES LIMITED 3 8 11 72.73
1211 ROSA SECURITIES LIMITED 3 5 8 62.50
1212 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
1213 RPS INVESTMENT LIMITED 4 12 16 75.00
1214 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
1215 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1216 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1217 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
1218 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1219 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
1220 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
1221 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
1222 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1223 SANFULL SECURITIES LIMITED 6 67 73 91.78
1224 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1225 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
1226 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
1227 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1228 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1229 SBI China Capital Commodities Limited 4 13 17 76.47
1230 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
1231 SBI China Capital Securities Limited 6 19 25 76.00
1232 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
1233 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
1234 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1235 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
1236 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
1237 SDHG International Securities Limited 3 6 9 66.67
1238 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1239 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1240 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1241 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1242 SEEKERS MARKETS LIMITED 2 9 11 81.82
1243 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
1244 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
1245 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1246 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
1247 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
1248 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
1249 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1250 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
1251 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
1252 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
1253 SHACOM FUTURES LIMITED 2 2 4 50.00
1254 Shacom Securities Limited 3 12 15 80.00
1255 Shang International Finance Limited 9 15 24 62.50
1256 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1257 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
1258 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1259 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1260 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
1261 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
1262 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
1263 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
1264 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
1265 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
1266 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
1267 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
1268 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
1269 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
1270 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
1271 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
1272 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1273 Silk Road International Capital Limited 3 0 3 0.00
1274 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1275 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1276 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1277 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1278 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
1279 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1280 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1281 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
1282 Sinofortune Financial Capital Limited 2 0 2 0.00
1283 Sinofortune Securities Limited 4 15 19 78.95
1284 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
1285 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1286 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
1287 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
1288 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
1289 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
1290 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1291 SIU ON SECURITIES LIMITED 3 3 6 50.00
1292 SJS Markets Limited 3 12 15 80.00 2005-03-02
1293 SKY WARD ASIA LIMITED 2 1 3 33.33
1294 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1295 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
1296 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1297 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1298 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1299 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1300 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1301 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1302 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1303 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
1304 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
1305 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
1306 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
1307 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1308 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
1309 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
1310 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
1311 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
1312 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
1313 SPDB International Holdings Limited 4 0 4 0.00
1314 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1315 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1316 SPS COMMODITIES LIMITED 2 7 9 77.78
1317 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1318 SPS SECURITIES LIMITED 5 16 21 76.19
1319 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1320 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1321 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1322 STANDARD & POOR'S, LLC 2 6 8 75.00
1323 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
1324 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
1325 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1326 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
1327 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
1328 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
1329 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
1330 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
1331 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
1332 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
1333 Stellar Securities Limited 2 1 3 33.33
1334 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1335 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1336 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
1337 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
1338 Success Securities Limited 3 44 47 93.62
1339 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1340 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
1341 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1342 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1343 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1344 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
1345 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1346 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1347 SUN'S FUTURE LIMITED 3 3 6 50.00
1348 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1349 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
1350 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1351 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
1352 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1353 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1354 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
1355 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1356 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1357 T & F Equities Limited 2 1 3 33.33 2005-11-23
1358 T G HOLBORN (HK) LIMITED 3 69 72 95.83
1359 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
1360 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1361 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1362 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
1363 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1364 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1365 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1366 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1367 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
1368 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
1369 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1370 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1371 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1372 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
1373 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
1374 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
1375 Taiping Securities (HK) Co Limited 6 44 50 88.00
1376 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
1377 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1378 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1379 TANG PING KONG LIMITED 3 6 9 66.67
1380 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
1381 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
1382 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
1383 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1384 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1385 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
1386 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
1387 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1388 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1389 Templewater Hong Kong Limited 3 8 11 72.73
1390 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1391 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
1392 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
1393 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1394 THING ON SECURITIES LIMITED 2 7 9 77.78
1395 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1396 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
1397 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
1398 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1399 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1400 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
1401 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1402 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1403 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
1404 Tokio Marine Investment Services, Limited 4 2 6 33.33
1405 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
1406 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
1407 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
1408 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
1409 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1410 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
1411 TR Advisors Limited 2 0 2 0.00 2008-12-02
1412 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1413 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1414 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
1415 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1416 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
1417 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1418 TRUTH SECURITIES LIMITED 4 3 7 42.86
1419 TSE'S SECURITIES LIMITED 2 35 37 94.59
1420 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1421 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
1422 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
1423 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1424 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
1425 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
1426 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1427 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1428 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
1429 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1430 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1431 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
1432 TVC MANAGEMENT LIMITED 2 0 2 0.00
1433 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1434 Tyche Group Limited 2 8 10 80.00
1435 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
1436 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
1437 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
1438 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1439 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
1440 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
1441 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1442 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1443 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1444 United Securities Limited (HK) 2 2 4 50.00
1445 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
1446 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1447 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
1448 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
1449 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
1450 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
1451 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1452 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1453 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
1454 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
1455 VALUE PARTNERS LIMITED 4 37 41 90.24
1456 Value Partners Private Equity Limited 2 5 7 71.43
1457 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
1458 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1459 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
1460 Vantum Futures Limited 2 2 4 50.00
1461 VBG Capital Limited 4 3 7 42.86 2008-11-11
1462 VC BROKERAGE LIMITED 3 65 68 95.59
1463 VC CAPITAL LIMITED 3 3 6 50.00
1464 VC FUTURES LIMITED 4 44 48 91.67
1465 VC International Asset Management Limited 3 2 5 40.00
1466 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
1467 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
1468 VERCAP Financial Services Limited 2 0 2 0.00
1469 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1470 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
1471 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1472 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1473 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
1474 Virtu ITG Hong Kong Limited 5 13 18 72.22
1475 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
1476 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
1477 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
1478 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
1479 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1480 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1481 VMS Securities Limited 3 0 3 0.00
1482 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
1483 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
1484 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1485 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1486 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1487 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
1488 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1489 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1490 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1491 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1492 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1493 Wanhai Securities (HK) Limited 3 4 7 57.14
1494 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1495 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
1496 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
1497 Waton Securities International Limited 2 2 4 50.00
1498 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1499 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
1500 Well Link International Securities Limited 2 23 25 92.00
1501 Well Link Securities Limited 4 16 20 80.00 2005-11-11
1502 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1503 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1504 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1505 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
1506 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
1507 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
1508 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1509 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1510 WILBY SECURITIES LIMITED 2 2 4 50.00
1511 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1512 Win Securities Limited 3 4 7 57.14
1513 WIN WONG SECURITIES LIMITED 3 39 42 92.86
1514 WINFULL SECURITIES LIMITED 3 19 22 86.36
1515 WING FAT SECURITIES LIMITED 3 9 12 75.00
1516 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
1517 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
1518 WING FUNG SECURITIES LIMITED 3 24 27 88.89
1519 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1520 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1521 WING ON SECURITIES LIMITED 2 8 10 80.00
1522 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1523 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1524 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1525 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1526 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
1527 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1528 WINTECH SECURITIES LIMITED 4 11 15 73.33
1529 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
1530 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
1531 Wisetrade Securities Limited 3 8 11 72.73
1532 WM (HK) Limited 2 263 265 99.25
1533 WMG Asia Limited 3 5 8 62.50 2007-02-28
1534 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1535 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1536 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1537 WOCOM LIMITED (HK) 5 33 38 86.84
1538 WOCOM SECURITIES LIMITED 5 39 44 88.64
1539 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
1540 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1541 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
1542 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1543 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1544 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1545 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1546 YF Life Investors Limited 3 112 115 97.39 2004-08-30
1547 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1548 YICKO SECURITIES LIMITED 4 18 22 81.82
1549 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1550 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1551 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1552 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
1553 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1554 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
1555 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
1556 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
1557 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
1558 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
1559 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1560 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1561 Yunfeng Financial Markets Limited 3 5 8 62.50
1562 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
1563 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
1564 Zhongrong International Futures Co., Limited 2 3 5 60.00
1565 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1566 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
1567 Zijing Capital Limited 2 4 6 66.67 2003-05-07
1568 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
1568 Average 3.29 23.09 26.38 87.52

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