SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 ANGUS MOORE LIMITED 0 2 2 100.00
2 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
3 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
4 WM (HK) Limited 2 263 265 99.25
5 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
6 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
7 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
8 CES Commodities (HK) Limited 5 412 417 98.80
9 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
10 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
11 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
12 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
13 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
14 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
15 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
16 CES Forex (HK) Limited 3 173 176 98.30
17 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
18 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
19 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
20 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
21 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
22 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
23 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
24 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
25 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
26 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
27 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
28 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
29 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
30 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
31 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
32 CLSA RESEARCH LIMITED 3 120 123 97.56
33 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
34 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
35 YF Life Investors Limited 3 112 115 97.39 2004-08-30
36 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
37 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
38 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
39 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
40 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
41 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
42 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
43 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
44 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
45 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
46 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
47 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
48 EMPEROR FUTURES LIMITED 4 116 120 96.67
49 KGI ASIA LIMITED 15 432 447 96.64
50 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
51 Merrill Lynch Far East Limited 10 284 294 96.60
52 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
53 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
54 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
55 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
56 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
57 Rakuten Securities Hong Kong Limited 2 53 55 96.36
58 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
59 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
60 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
61 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
62 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
63 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
64 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
65 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
66 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
67 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
68 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
69 CLSA LIMITED 7 163 170 95.88
70 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
71 T G HOLBORN (HK) LIMITED 3 69 72 95.83
72 CORPORATE BROKERS LIMITED 4 88 92 95.65
73 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
74 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
75 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
76 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
77 VC BROKERAGE LIMITED 3 65 68 95.59
78 iBest Consultants Limited 4 82 86 95.35 2008-04-15
79 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
80 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
81 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
82 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
83 GET NICE SECURITIES LIMITED 5 94 99 94.95
84 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
85 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
86 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
87 FWD Financial Planning Limited (HK) 3 55 58 94.83
88 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
89 CASH Wealth Management Limited 3 54 57 94.74
90 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
91 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
92 FT Securities Limited 4 70 74 94.59 2005-09-22
93 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
94 TSE'S SECURITIES LIMITED 2 35 37 94.59
95 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
96 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
97 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
98 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
99 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
100 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
101 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
102 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
103 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
104 CVP Securities Limited 2 32 34 94.12 2004-07-09
105 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
106 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
107 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
108 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
109 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
110 KINGSTON SECURITIES LIMITED 4 59 63 93.65
111 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
112 Success Securities Limited 3 44 47 93.62
113 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
114 FIL Investment Advisors 5 71 76 93.42
115 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
116 Funderstone Futures Limited 3 42 45 93.33
117 Quam Securities Limited 6 83 89 93.26 2004-10-15
118 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
119 CHONG HING SECURITIES LIMITED 4 55 59 93.22
120 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
121 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
122 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
123 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
124 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
125 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
126 WIN WONG SECURITIES LIMITED 3 39 42 92.86
127 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
128 CITIC Securities Futures (HK) Limited 7 90 97 92.78
129 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
130 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
131 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
132 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
133 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
134 OnePlatform Securities Limited 2 25 27 92.59
135 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
136 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
137 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
138 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
139 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
140 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
141 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
142 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
143 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
144 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
145 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
146 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
147 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
148 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
149 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
150 Well Link International Securities Limited 2 23 25 92.00
151 CAIIS Limited 3 34 37 91.89 2006-05-23
152 DWS Investments Hong Kong Limited 3 34 37 91.89
153 BOCI RESEARCH LIMITED 4 45 49 91.84
154 Funderstone Securities Limited 4 45 49 91.84
155 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
156 SANFULL SECURITIES LIMITED 6 67 73 91.78
157 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
158 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
159 VC FUTURES LIMITED 4 44 48 91.67
160 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
161 Rich Union Securities (H.K.) Limited 4 43 47 91.49
162 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
163 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
164 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
165 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
166 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
167 KAISER SECURITIES LIMITED 2 21 23 91.30
168 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
169 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
170 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
171 JPMorgan Funds (Asia) Limited 8 82 90 91.11
172 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
173 ADMIS Hong Kong Limited 2 20 22 90.91
174 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
175 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
176 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
177 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
178 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
179 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
180 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
181 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
182 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
183 RBS Asia Corporate Finance Limited 6 58 64 90.63
184 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
185 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
186 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
187 St. James's Place (Hong Kong) Limited 2 19 21 90.48
188 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
189 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
190 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
191 VALUE PARTNERS LIMITED 4 37 41 90.24
192 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
193 Essence International Financial Holdings Limited 2 18 20 90.00
194 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
195 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
196 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
197 Prime Cdex Securities Limited 3 27 30 90.00
198 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
199 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
200 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
201 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
202 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
203 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
204 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
205 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
206 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
207 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
208 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
209 CSC FUTURES (HK) LIMITED 3 25 28 89.29
210 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
211 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
212 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
213 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
214 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
215 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
216 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
217 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
218 MTF SECURITIES LIMITED 2 16 18 88.89
219 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
220 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
221 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
222 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
223 WING FUNG SECURITIES LIMITED 3 24 27 88.89
224 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
225 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
226 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
227 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
228 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
229 WOCOM SECURITIES LIMITED 5 39 44 88.64
230 CGS International Securities Hong Kong Limited 4 31 35 88.57
231 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
232 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
233 HUNG SING SECURITIES LIMITED 3 23 26 88.46
234 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
235 LEHIN SECURITIES LIMITED 3 23 26 88.46
236 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
237 BUSINESS SECURITIES LIMITED 2 15 17 88.24
238 KINGSTON FUTURES LIMITED 2 15 17 88.24
239 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
240 ORIENT SECURITIES LIMITED 2 15 17 88.24
241 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
242 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
243 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
244 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
245 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
246 Taiping Securities (HK) Co Limited 6 44 50 88.00
247 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
248 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
249 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
250 INVESCO HONG KONG LIMITED 7 50 57 87.72
251 CLSA FUTURES LIMITED 2 14 16 87.50
252 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
253 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
254 KAISER FUTURES LIMITED 3 21 24 87.50
255 PEACE TOWN FOREX LIMITED 3 21 24 87.50
256 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
257 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
258 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
259 Beevest Securities Limited 5 33 38 86.84 2005-03-07
260 WOCOM LIMITED (HK) 5 33 38 86.84
261 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
262 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
263 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
264 Mason Securities Limited 6 39 45 86.67
265 Open Securities Limited 2 13 15 86.67
266 China Finance KAB Limited 3 19 22 86.36 2004-12-23
267 DL BROKERAGE LIMITED 3 19 22 86.36
268 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
269 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
270 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
271 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
272 WINFULL SECURITIES LIMITED 3 19 22 86.36
273 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
274 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
275 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
276 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
277 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
278 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
279 Belvest Investment Services Limited 2 12 14 85.71
280 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
281 GAM HONG KONG LIMITED 4 24 28 85.71
282 GAYANG SECURITIES LIMITED 3 18 21 85.71
283 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
284 HANG SENG FUTURES LIMITED 2 12 14 85.71
285 MALAHON SECURITIES LIMITED 2 12 14 85.71
286 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
287 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
288 PO SANG SECURITIES LIMITED 2 12 14 85.71
289 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
290 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
291 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
292 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
293 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
294 HANG SENG SECURITIES LIMITED 5 29 34 85.29
295 CBH Asia Limited 3 17 20 85.00
296 CC Finance Limited 3 17 20 85.00 2006-04-20
297 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
298 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
299 HENYEP SECURITIES LIMITED 3 17 20 85.00
300 Mason Futures Limited (HK) 5 28 33 84.85
301 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
302 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
303 MUSHK Limited 9 50 59 84.75
304 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
305 BULLISH SECURITIES LIMITED 2 11 13 84.62
306 EAST ASIA FUTURES LIMITED 2 11 13 84.62
307 HENIK SECURITIES LIMITED 2 11 13 84.62
308 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
309 LAMTEX SECURITIES LIMITED 2 11 13 84.62
310 Neutral Financial Holding Company Limited 2 11 13 84.62
311 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
312 Rifa Securities Limited 4 22 26 84.62
313 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
314 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
315 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
316 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
317 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
318 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
319 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
320 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
321 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
322 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
323 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
324 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
325 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
326 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
327 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
328 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
329 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
330 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
331 Rifa Futures Limited 2 10 12 83.33 2008-12-01
332 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
333 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
334 INSTINET PACIFIC LIMITED 5 24 29 82.76
335 Citadel Asia Limited 4 19 23 82.61 2005-10-21
336 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
337 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
338 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
339 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
340 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
341 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
342 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
343 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
344 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
345 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
346 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
347 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
348 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
349 BOCI ASIA LIMITED 13 59 72 81.94
350 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
351 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
352 AM Squared Limited 2 9 11 81.82 2005-06-30
353 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
354 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
355 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
356 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
357 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
358 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
359 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
360 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
361 DAH SING SECURITIES LIMITED 2 9 11 81.82
362 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
363 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
364 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
365 Glory Sun Securities Limited 4 18 22 81.82
366 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
367 HERMES SECURITIES LIMITED 2 9 11 81.82
368 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
369 KWOK HING SECURITIES LIMITED 2 9 11 81.82
370 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
371 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
372 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
373 Minerva Holding Financial Securities Limited 2 9 11 81.82
374 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
375 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
376 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
377 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
378 SEEKERS MARKETS LIMITED 2 9 11 81.82
379 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
380 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
381 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
382 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
383 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
384 YICKO SECURITIES LIMITED 4 18 22 81.82
385 EWARTON SECURITIES LIMITED 5 22 27 81.48
386 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
387 Amundi Hong Kong Limited 6 26 32 81.25
388 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
389 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
390 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
391 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
392 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
393 BERICH BROKERAGE LIMITED 4 17 21 80.95
394 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
395 GAOYU SECURITIES LIMITED 4 17 21 80.95
396 Planetree Securities Limited 4 17 21 80.95
397 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
398 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
399 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
400 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
401 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
402 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
403 Anli Securities Limited 2 8 10 80.00
404 BEA Union Investment Management Limited 5 20 25 80.00
405 Broadway Wealth Management Limited 2 8 10 80.00
406 Capital International, Inc. 2 8 10 80.00 2007-07-03
407 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
408 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
409 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
410 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
411 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
412 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
413 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
414 HANG TAI SECURITIES LIMITED 3 12 15 80.00
415 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
416 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
417 Hongkong Bay Securities Limited 2 8 10 80.00
418 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
419 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
420 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
421 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
422 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
423 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
424 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
425 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
426 Permira Advisers Limited 1 4 5 80.00 2008-08-19
427 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
428 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
429 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
430 Public Financial Securities Limited 3 12 15 80.00
431 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
432 Shacom Securities Limited 3 12 15 80.00
433 SINOMAX SECURITIES LIMITED 2 8 10 80.00
434 SJS Markets Limited 3 12 15 80.00 2005-03-02
435 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
436 Tyche Group Limited 2 8 10 80.00
437 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
438 Well Link Securities Limited 4 16 20 80.00 2005-11-11
439 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
440 WING ON SECURITIES LIMITED 2 8 10 80.00
441 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
442 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
443 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
444 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
445 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
446 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
447 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
448 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
449 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
450 Optima Capital Limited 4 15 19 78.95 2007-10-25
451 Sinofortune Securities Limited 4 15 19 78.95
452 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
453 Anuenue Securities Limited 3 11 14 78.57
454 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
455 China Tonghai (IA) Limited 3 11 14 78.57
456 HING WONG SECURITIES LIMITED 3 11 14 78.57
457 HPEF Capital Partners Limited 6 22 28 78.57
458 ONSHINE SECURITIES LIMITED 3 11 14 78.57
459 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
460 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
461 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
462 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
463 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
464 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
465 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
466 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
467 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
468 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
469 Bradbury Securities Limited 2 7 9 77.78
470 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
471 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
472 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
473 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
474 Huayu Securities Limited 2 7 9 77.78
475 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
476 KMT SECURITIES LIMITED 2 7 9 77.78
477 MCP Holdings Limited (HK) 2 7 9 77.78
478 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
479 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
480 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
481 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
482 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
483 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
484 SPS COMMODITIES LIMITED 2 7 9 77.78
485 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
486 THING ON SECURITIES LIMITED 2 7 9 77.78
487 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
488 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
489 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
490 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
491 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
492 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
493 LUEN SING SECURITIES LIMITED 3 10 13 76.92
494 M&F Asset Management Limited 3 10 13 76.92
495 MANGO FINANCIAL LIMITED 3 10 13 76.92
496 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
497 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
498 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
499 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
500 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
501 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
502 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
503 SBI China Capital Commodities Limited 4 13 17 76.47
504 SPS SECURITIES LIMITED 5 16 21 76.19
505 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
506 SBI China Capital Securities Limited 6 19 25 76.00
507 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
508 BOKHARY SECURITIES LIMITED 2 6 8 75.00
509 Bright Fund Management Limited 2 6 8 75.00
510 BUSINESS FUTURES LIMITED 2 6 8 75.00
511 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
512 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
513 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
514 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
515 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
516 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
517 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
518 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
519 ELSTONE SECURITIES LIMITED 4 12 16 75.00
520 Everbright Securities Global (HK) Limited 3 9 12 75.00
521 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
522 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
523 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
524 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
525 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
526 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
527 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
528 GT CAPITAL LIMITED 2 6 8 75.00
529 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
530 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
531 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
532 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
533 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
534 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
535 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
536 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
537 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
538 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
539 K.K.M. SECURITIES LIMITED 2 6 8 75.00
540 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
541 KILMOREY SECURITIES LIMITED 2 6 8 75.00
542 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
543 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
544 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
545 LUEN HING SECURITIES LIMITED 2 6 8 75.00
546 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
547 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
548 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
549 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
550 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
551 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
552 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
553 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
554 Public Securities Limited 2 6 8 75.00
555 RPS INVESTMENT LIMITED 4 12 16 75.00
556 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
557 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
558 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
559 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
560 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
561 STANDARD & POOR'S, LLC 2 6 8 75.00
562 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
563 Tensant Securities Limited 2 6 8 75.00 2004-08-25
564 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
565 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
566 WING FAT SECURITIES LIMITED 3 9 12 75.00
567 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
568 CMB International Global Markets Limited 5 14 19 73.68
569 CTBC Asia Limited 5 14 19 73.68 2004-01-14
570 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
571 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
572 AIF CAPITAL LIMITED 4 11 15 73.33
573 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
574 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
575 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
576 LIM ADVISORS LIMITED 4 11 15 73.33
577 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
578 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
579 WINTECH SECURITIES LIMITED 4 11 15 73.33
580 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
581 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
582 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
583 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
584 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
585 Hao Tian International Securities Limited 3 8 11 72.73
586 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
587 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
588 ROOFER SECURITIES LIMITED 3 8 11 72.73
589 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
590 Templewater Hong Kong Limited 3 8 11 72.73
591 Wisetrade Securities Limited 3 8 11 72.73
592 Virtu ITG Hong Kong Limited 5 13 18 72.22
593 AJ Securities Limited 2 5 7 71.43
594 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
595 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
596 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
597 CSC ASIA LIMITED 2 5 7 71.43
598 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
599 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
600 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
601 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
602 FAIRWIN BROKING LIMITED 2 5 7 71.43
603 Goldyard Capital Limited 2 5 7 71.43
604 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
605 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
606 HUNG SING FUTURES LIMITED 2 5 7 71.43
607 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
608 KB Securities Hong Kong Limited 2 5 7 71.43
609 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
610 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
611 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
612 Oreana Financial Services Limited 2 5 7 71.43
613 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
614 PGIM (Hong Kong) Limited 2 5 7 71.43
615 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
616 Redford Asset Management Limited 2 5 7 71.43
617 Redwood Peak Limited 2 5 7 71.43 2007-10-05
618 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
619 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
620 SELINA & CO. LIMITED (HK) 2 5 7 71.43
621 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
622 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
623 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
624 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
625 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
626 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
627 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
628 Value Partners Private Equity Limited 2 5 7 71.43
629 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
630 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
631 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
632 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
633 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
634 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
635 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
636 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
637 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
638 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
639 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
640 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
641 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
642 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
643 EVERHOT SECURITIES LIMITED 3 7 10 70.00
644 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
645 Hong Kong Stock Link Securities Limited 3 7 10 70.00
646 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
647 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
648 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
649 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
650 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
651 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
652 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
653 SOLID KING SECURITIES LIMITED 3 7 10 70.00
654 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
655 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
656 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
657 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
658 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
659 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
660 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
661 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
662 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
663 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
664 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
665 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
666 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
667 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
668 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
669 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
670 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
671 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
672 Income Partners Asset Management (HK) Limited 5 11 16 68.75
673 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
674 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
675 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
676 Aevitas Securities Limited 2 4 6 66.67
677 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
678 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
679 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
680 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
681 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
682 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
683 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
684 Averest Capital Limited 2 4 6 66.67
685 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
686 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
687 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
688 Chanceton Capital Partners Limited 2 4 6 66.67
689 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
690 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
691 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
692 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
693 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
694 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
695 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
696 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
697 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
698 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
699 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
700 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
701 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
702 Delta Asia Wealth Management Limited 2 4 6 66.67
703 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
704 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
705 GIGA (HONG KONG) LIMITED 2 4 6 66.67
706 GLS SECURITIES LIMITED 2 4 6 66.67
707 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
708 Grand Cartel Securities Company Limited 2 4 6 66.67
709 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
710 Huajin Corporate Finance (International) Limited 4 8 12 66.67
711 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
712 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
713 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
714 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
715 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
716 Joy Silver Limited 5 10 15 66.67
717 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
718 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
719 Longitude Asia Limited 2 4 6 66.67
720 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
721 MEAG Hong Kong Limited 1 2 3 66.67
722 MEGABASE SECURITIES LIMITED 2 4 6 66.67
723 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
724 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
725 NEW TREND FUTURES LIMITED 4 8 12 66.67
726 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
727 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
728 Oshidori Securities Limited 3 6 9 66.67
729 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
730 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
731 PO LEE SECURITIES LIMITED 2 4 6 66.67
732 Polaris Capital (Asia) Limited 6 12 18 66.67
733 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
734 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
735 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
736 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
737 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
738 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
739 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
740 SDHG International Securities Limited 3 6 9 66.67
741 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
742 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
743 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
744 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
745 TANG PING KONG LIMITED 3 6 9 66.67
746 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
747 WAH SANG SECURITIES LIMITED 2 4 6 66.67
748 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
749 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
750 YF FUTURES COMPANY LIMITED 2 4 6 66.67
751 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
752 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
753 Zijing Capital Limited 2 4 6 66.67 2003-05-07
754 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
755 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
756 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
757 AIF Securities Limited 5 9 14 64.29 2004-11-02
758 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
759 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
760 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
761 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
762 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
763 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
764 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
765 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
766 MFG Limited (HK) 4 7 11 63.64 2006-07-17
767 Planetree Futures Limited 4 7 11 63.64
768 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
769 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
770 CES International Commodities (HK) Limited 3 5 8 62.50
771 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
772 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
773 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
774 Goldin Equities Limited 3 5 8 62.50 2008-12-17
775 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
776 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
777 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
778 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
779 Imagi Brokerage Limited 3 5 8 62.50
780 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
781 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
782 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
783 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
784 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
785 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
786 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
787 ROSA SECURITIES LIMITED 3 5 8 62.50
788 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
789 Shang International Finance Limited 9 15 24 62.50
790 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
791 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
792 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
793 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
794 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
795 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
796 WMG Asia Limited 3 5 8 62.50 2007-02-28
797 Yunfeng Financial Markets Limited 3 5 8 62.50
798 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
799 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
800 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
801 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
802 abrdn Hong Kong Limited 4 6 10 60.00
803 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
804 Allard Partners Limited 2 3 5 60.00
805 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
806 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
807 Avia Asset Management Limited 2 3 5 60.00
808 Black Marble Securities Limited 2 3 5 60.00
809 CBRE Investment Management (Asia) Limited 2 3 5 60.00
810 CCB Securities Limited 2 3 5 60.00
811 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
812 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
813 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
814 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
815 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
816 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
817 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
818 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
819 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
820 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
821 F. R. ZIMMERN LIMITED 2 3 5 60.00
822 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
823 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
824 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
825 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
826 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
827 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
828 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
829 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
830 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
831 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
832 HOI SANG SECURITIES LIMITED 2 3 5 60.00
833 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
834 HPEF Venture Partners Limited 4 6 10 60.00
835 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
836 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
837 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
838 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
839 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
840 Kam Wah Investments Limited 2 3 5 60.00
841 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
842 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
843 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
844 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
845 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
846 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
847 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
848 MAGUSTA FUTURES LIMITED 2 3 5 60.00
849 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
850 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
851 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
852 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
853 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
854 MORTON SECURITIES LIMITED 2 3 5 60.00
855 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
856 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
857 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
858 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
859 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
860 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
861 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
862 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
863 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
864 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
865 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
866 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
867 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
868 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
869 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
870 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
871 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
872 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
873 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
874 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
875 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
876 YARDLEY SECURITIES LIMITED 2 3 5 60.00
877 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
878 Zhongrong International Futures Co., Limited 2 3 5 60.00
879 PineBridge Investments Hong Kong Limited 5 7 12 58.33
880 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
881 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
882 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
883 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
884 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
885 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
886 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
887 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
888 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
889 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
890 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
891 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
892 FE SECURITIES LIMITED 3 4 7 57.14
893 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
894 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
895 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
896 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
897 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
898 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
899 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
900 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
901 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
902 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
903 Wanhai Securities (HK) Limited 3 4 7 57.14
904 Win Securities Limited 3 4 7 57.14
905 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
906 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
907 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
908 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
909 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
910 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
911 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
912 EQT Partners Asia Limited 4 5 9 55.56
913 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
914 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
915 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
916 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
917 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
918 Beijing Securities Limited 5 6 11 54.55 2008-11-07
919 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
920 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
921 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
922 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
923 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
924 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
925 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
926 3V Capital Limited 3 3 6 50.00 2005-07-18
927 ALTUS CAPITAL LIMITED 3 3 6 50.00
928 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
929 Arta Global Futures Limited 2 2 4 50.00
930 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
931 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
932 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
933 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
934 BLOOMYEARS LIMITED 2 2 4 50.00
935 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
936 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
937 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
938 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
939 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
940 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
941 Celera Markets Limited 2 2 4 50.00 2008-08-12
942 ChapmanCraig Limited 2 2 4 50.00
943 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
944 China Finance Holdings Limited 2 2 4 50.00
945 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
946 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
947 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
948 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
949 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
950 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
951 COL Securities (HK) Limited 2 2 4 50.00
952 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
953 CS Wealth Securities Limited 4 4 8 50.00
954 CTW SECURITIES LIMITED 2 2 4 50.00
955 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
956 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
957 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
958 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
959 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
960 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
961 FDB Financial Group Limited 5 5 10 50.00
962 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
963 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
964 Funderstone Asset Management (HK) Limited 2 2 4 50.00
965 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
966 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
967 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
968 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
969 Goldbridge Securities Limited 3 3 6 50.00
970 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
971 Grit Securities Limited 2 2 4 50.00
972 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
973 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
974 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
975 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
976 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
977 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
978 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
979 HIP HING SECURITIES LIMITED 2 2 4 50.00
980 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
981 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
982 HOU TAK SECURITIES LIMITED 2 2 4 50.00
983 iBest Securities Company Limited 3 3 6 50.00
984 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
985 iFAST Securities (HK) Limited 3 3 6 50.00
986 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
987 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
988 INTERCHINA FUTURES LIMITED 2 2 4 50.00
989 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
990 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
991 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
992 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
993 LBN Advisers Limited 2 2 4 50.00 2007-09-13
994 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
995 Mackenzie Investments Asia Limited 4 4 8 50.00
996 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
997 MESSIS CAPITAL LIMITED 2 2 4 50.00
998 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
999 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
1000 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
1001 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
1002 Nuada Limited 2 2 4 50.00 2004-01-15
1003 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
1004 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1005 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
1006 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1007 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
1008 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1009 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
1010 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1011 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1012 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1013 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1014 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1015 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1016 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1017 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1018 SHACOM FUTURES LIMITED 2 2 4 50.00
1019 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
1020 SIU ON SECURITIES LIMITED 3 3 6 50.00
1021 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1022 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
1023 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
1024 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
1025 SUN'S FUTURE LIMITED 3 3 6 50.00
1026 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
1027 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1028 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1029 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1030 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
1031 United Securities Limited (HK) 2 2 4 50.00
1032 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
1033 Vantum Futures Limited 2 2 4 50.00
1034 VC CAPITAL LIMITED 3 3 6 50.00
1035 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
1036 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1037 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1038 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1039 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
1040 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
1041 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1042 Waton Securities International Limited 2 2 4 50.00
1043 WILBY SECURITIES LIMITED 2 2 4 50.00
1044 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1045 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
1046 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
1047 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
1048 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
1049 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1050 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
1051 China Reserve Securities Limited 4 3 7 42.86
1052 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
1053 Finet Securities Limited 4 3 7 42.86
1054 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
1055 TRUTH SECURITIES LIMITED 4 3 7 42.86
1056 VBG Capital Limited 4 3 7 42.86 2008-11-11
1057 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
1058 Absolute Investment Management (HK) Limited 3 2 5 40.00
1059 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1060 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1061 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1062 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
1063 Axis Capital Management Limited 3 2 5 40.00
1064 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
1065 BEAR BRIGHT LIMITED 3 2 5 40.00
1066 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1067 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1068 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
1069 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
1070 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1071 COMGEST FAR EAST LIMITED 3 2 5 40.00
1072 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1073 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
1074 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
1075 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
1076 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
1077 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
1078 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
1079 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
1080 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1081 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1082 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
1083 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1084 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1085 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1086 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1087 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
1088 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1089 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1090 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1091 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1092 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1093 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1094 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1095 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1096 VC International Asset Management Limited 3 2 5 40.00
1097 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
1098 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1099 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1100 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1101 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
1102 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
1103 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
1104 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
1105 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
1106 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1107 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1108 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1109 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
1110 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1111 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
1112 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1113 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
1114 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1115 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1116 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
1117 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1118 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1119 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1120 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
1121 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
1122 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1123 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1124 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1125 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1126 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1127 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1128 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1129 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1130 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
1131 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1132 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1133 EAA SECURITIES LIMITED 2 1 3 33.33
1134 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
1135 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
1136 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1137 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1138 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1139 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1140 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1141 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1142 Fubon Capital (HK) Limited 2 1 3 33.33
1143 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1144 GCAM Limited 2 1 3 33.33 2004-10-19
1145 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1146 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
1147 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
1148 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
1149 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
1150 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
1151 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
1152 HOORAY SECURITIES LIMITED 2 1 3 33.33
1153 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1154 IMARKETS LIMITED 2 1 3 33.33
1155 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1156 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1157 iTTa Capital Limited 2 1 3 33.33 2003-05-29
1158 iVenture Investment Management Limited 2 1 3 33.33
1159 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
1160 JK Capital Management Limited 4 2 6 33.33
1161 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1162 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1163 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1164 KGI Asset Management Limited 2 1 3 33.33
1165 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1166 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1167 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
1168 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1169 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1170 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1171 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1172 Metaverse Securities Limited (HK) 4 2 6 33.33
1173 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1174 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1175 Nittan Securities Asia Limited 2 1 3 33.33
1176 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
1177 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1178 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1179 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1180 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1181 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1182 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1183 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1184 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1185 RBS Asia Futures Limited 4 2 6 33.33
1186 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1187 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1188 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1189 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1190 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1191 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1192 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1193 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1194 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1195 SKY WARD ASIA LIMITED 2 1 3 33.33
1196 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1197 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1198 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
1199 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1200 Stellar Securities Limited 2 1 3 33.33
1201 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1202 T & F Equities Limited 2 1 3 33.33 2005-11-23
1203 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1204 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1205 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1206 Tokio Marine Investment Services, Limited 4 2 6 33.33
1207 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1208 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1209 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
1210 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1211 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1212 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1213 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
1214 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1215 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1216 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1217 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1218 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1219 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
1220 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
1221 Matrix Securities Limited 5 2 7 28.57
1222 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1223 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
1224 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
1225 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1226 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
1227 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1228 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
1229 BOWEN ASIA LIMITED 3 1 4 25.00
1230 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1231 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
1232 China Enterprise Securities Company Limited 3 1 4 25.00
1233 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1234 CHUANGS & CO. LIMITED 3 1 4 25.00
1235 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
1236 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1237 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
1238 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1239 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1240 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
1241 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1242 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
1243 Goldin Financial Limited 3 1 4 25.00 2009-06-01
1244 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1245 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1246 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
1247 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1248 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
1249 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1250 Merdeka Securities Limited 3 1 4 25.00
1251 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
1252 MING HON SECURITIES LIMITED 3 1 4 25.00
1253 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1254 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1255 Oshidori Corporate Finance Limited 3 1 4 25.00
1256 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1257 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
1258 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1259 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1260 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1261 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
1262 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1263 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
1264 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1265 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1266 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1267 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
1268 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1269 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1270 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
1271 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1272 DNB Asset Management (Asia) Limited 4 1 5 20.00
1273 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1274 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
1275 Kaiser KT Capital Limited 4 1 5 20.00
1276 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
1277 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1278 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1279 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1280 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
1281 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
1282 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
1283 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
1284 BROOKE CAPITAL LIMITED 5 1 6 16.67
1285 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
1286 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1287 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
1288 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
1289 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
1290 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
1291 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1292 313 Capital Management Limited 5 0 5 0.00
1293 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1294 AASTOCKS.COM LIMITED 2 0 2 0.00
1295 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
1296 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1297 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
1298 ACM ASIA LIMITED 2 0 2 0.00
1299 ADM SECURITIES LIMITED 2 0 2 0.00
1300 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1301 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1302 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1303 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1304 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1305 Alpha Nova Capital Management Limited 2 0 2 0.00
1306 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1307 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1308 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
1309 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1310 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
1311 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1312 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
1313 Apus Investments Limited 2 0 2 0.00 2008-09-04
1314 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1315 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1316 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1317 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1318 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1319 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1320 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1321 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1322 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1323 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1324 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1325 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1326 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1327 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1328 Bentley Capital Limited (HK) 3 0 3 0.00
1329 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1330 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1331 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
1332 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
1333 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1334 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1335 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
1336 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1337 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
1338 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1339 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1340 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1341 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
1342 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1343 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
1344 CERES CAPITAL LIMITED 2 0 2 0.00
1345 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1346 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1347 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1348 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1349 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1350 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1351 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1352 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1353 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
1354 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1355 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1356 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1357 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
1358 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1359 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1360 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1361 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
1362 COMMENCE COMPANY LIMITED 2 0 2 0.00
1363 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
1364 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1365 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1366 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1367 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1368 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1369 D.J. SECURITIES LIMITED 2 0 2 0.00
1370 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1371 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1372 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1373 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1374 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
1375 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1376 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1377 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1378 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1379 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
1380 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1381 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1382 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
1383 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1384 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1385 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1386 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
1387 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1388 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1389 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1390 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
1391 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1392 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1393 FULLJET SECURITIES LIMITED 2 0 2 0.00
1394 GCIS LIMITED 2 0 2 0.00 2007-05-16
1395 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1396 GET NICE CAPITAL LIMITED 2 0 2 0.00
1397 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
1398 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1399 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1400 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
1401 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1402 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1403 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1404 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1405 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
1406 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1407 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1408 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1409 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1410 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
1411 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1412 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1413 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
1414 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
1415 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1416 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1417 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1418 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1419 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1420 HOORAY CAPITAL LIMITED 1 0 1 0.00
1421 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1422 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1423 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1424 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1425 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
1426 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
1427 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1428 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1429 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1430 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
1431 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
1432 Instinet Alpha Trading Limited 2 0 2 0.00
1433 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1434 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1435 INV Partners Limited 2 0 2 0.00 2009-11-24
1436 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
1437 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1438 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
1439 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1440 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1441 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1442 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1443 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1444 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1445 JVSakk Asia Limited 2 0 2 0.00
1446 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
1447 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1448 KARFORD SECURITIES LIMITED 2 0 2 0.00
1449 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1450 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
1451 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
1452 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1453 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1454 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1455 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
1456 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
1457 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1458 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1459 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1460 LAU & COMPANY LIMITED 2 0 2 0.00
1461 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1462 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
1463 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
1464 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1465 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1466 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1467 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1468 MARC FABER LIMITED 2 0 2 0.00
1469 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1470 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1471 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1472 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
1473 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
1474 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1475 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
1476 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1477 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1478 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1479 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1480 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
1481 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1482 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1483 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
1484 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1485 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1486 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1487 Open Asset Management Limited 2 0 2 0.00
1488 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1489 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1490 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1491 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1492 Pacific Sun Advisors Limited 2 0 2 0.00
1493 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1494 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1495 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1496 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
1497 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
1498 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1499 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1500 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
1501 Polen Capital HK Limited 2 0 2 0.00
1502 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1503 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1504 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1505 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1506 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
1507 Proton Capital Limited 3 0 3 0.00 2007-10-16
1508 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1509 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
1510 QMIS Securities Limited 2 0 2 0.00 2009-07-24
1511 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
1512 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1513 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1514 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1515 ROCIM Limited 3 0 3 0.00 2007-06-29
1516 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
1517 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1518 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1519 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1520 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1521 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1522 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
1523 Silk Road International Capital Limited 3 0 3 0.00
1524 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1525 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1526 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1527 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1528 Sinofortune Financial Capital Limited 2 0 2 0.00
1529 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1530 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1531 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1532 SPDB International Holdings Limited 4 0 4 0.00
1533 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1534 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1535 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1536 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
1537 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1538 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1539 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1540 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1541 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1542 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1543 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
1544 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1545 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
1546 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1547 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1548 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1549 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
1550 TR Advisors Limited 2 0 2 0.00 2008-12-02
1551 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1552 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1553 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1554 TVC MANAGEMENT LIMITED 2 0 2 0.00
1555 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1556 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1557 VERCAP Financial Services Limited 2 0 2 0.00
1558 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
1559 VMS Securities Limited 3 0 3 0.00
1560 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1561 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1562 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1563 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1564 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1565 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1566 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
1567 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1568 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1568 Average 3.29 23.09 26.38 87.52

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