SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
2 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
3 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
4 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
5 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
7 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
9 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
10 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
11 KGI ASIA LIMITED 15 432 447 96.64
12 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
13 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
14 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
15 CES Commodities (HK) Limited 5 412 417 98.80
16 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
17 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
18 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
19 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
20 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
21 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
22 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
23 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
24 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
25 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
26 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
27 Merrill Lynch Far East Limited 10 284 294 96.60
28 WM (HK) Limited 2 263 265 99.25
29 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
30 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
31 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
32 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
33 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
34 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
37 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
38 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
39 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
40 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
41 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
42 CES Forex (HK) Limited 3 173 176 98.30
43 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
44 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
45 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
46 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
47 CLSA LIMITED 7 163 170 95.88
48 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
49 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
50 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
51 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
52 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
53 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
54 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
55 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
56 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
57 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
58 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
59 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
60 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
61 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
62 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
63 CLSA RESEARCH LIMITED 3 120 123 97.56
64 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
65 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
66 EMPEROR FUTURES LIMITED 4 116 120 96.67
67 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
68 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
69 YF Life Investors Limited 3 112 115 97.39 2004-08-30
70 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
71 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
72 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
73 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
74 GET NICE SECURITIES LIMITED 5 94 99 94.95
75 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
76 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
77 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
78 CITIC Securities Futures (HK) Limited 7 90 97 92.78
79 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
80 CORPORATE BROKERS LIMITED 4 88 92 95.65
81 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
82 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
83 Quam Securities Limited 6 83 89 93.26 2004-10-15
84 iBest Consultants Limited 4 82 86 95.35 2008-04-15
85 JPMorgan Funds (Asia) Limited 8 82 90 91.11
86 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
87 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
88 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
89 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
90 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
91 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
92 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
93 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
94 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
95 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
96 FIL Investment Advisors 5 71 76 93.42
97 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
98 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
99 FT Securities Limited 4 70 74 94.59 2005-09-22
100 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
101 T G HOLBORN (HK) LIMITED 3 69 72 95.83
102 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
103 SANFULL SECURITIES LIMITED 6 67 73 91.78
104 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
105 VC BROKERAGE LIMITED 3 65 68 95.59
106 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
107 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
108 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
109 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
110 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
111 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
112 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
113 BOCI ASIA LIMITED 13 59 72 81.94
114 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
115 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
116 KINGSTON SECURITIES LIMITED 4 59 63 93.65
117 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
118 RBS Asia Corporate Finance Limited 6 58 64 90.63
119 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
120 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
121 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
122 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
123 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
124 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
125 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
126 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
127 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
128 CHONG HING SECURITIES LIMITED 4 55 59 93.22
129 FWD Financial Planning Limited (HK) 3 55 58 94.83
130 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
131 CASH Wealth Management Limited 3 54 57 94.74
132 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
133 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
134 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
135 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
136 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
137 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
138 Rakuten Securities Hong Kong Limited 2 53 55 96.36
139 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
140 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
141 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
142 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
143 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
144 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
145 INVESCO HONG KONG LIMITED 7 50 57 87.72
146 MUSHK Limited 9 50 59 84.75
147 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
148 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
149 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
150 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
151 BOCI RESEARCH LIMITED 4 45 49 91.84
152 Funderstone Securities Limited 4 45 49 91.84
153 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
154 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
155 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
156 Success Securities Limited 3 44 47 93.62
157 Taiping Securities (HK) Co Limited 6 44 50 88.00
158 VC FUTURES LIMITED 4 44 48 91.67
159 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
160 Rich Union Securities (H.K.) Limited 4 43 47 91.49
161 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
162 Funderstone Futures Limited 3 42 45 93.33
163 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
164 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
165 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
166 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
167 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
168 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
169 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
170 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
171 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
172 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
173 Mason Securities Limited 6 39 45 86.67
174 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
175 WIN WONG SECURITIES LIMITED 3 39 42 92.86
176 WOCOM SECURITIES LIMITED 5 39 44 88.64
177 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
178 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
179 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
180 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
181 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
182 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
183 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
184 VALUE PARTNERS LIMITED 4 37 41 90.24
185 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
186 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
187 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
188 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
189 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
190 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
191 TSE'S SECURITIES LIMITED 2 35 37 94.59
192 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
193 CAIIS Limited 3 34 37 91.89 2006-05-23
194 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
195 DWS Investments Hong Kong Limited 3 34 37 91.89
196 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
197 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
198 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
199 Beevest Securities Limited 5 33 38 86.84 2005-03-07
200 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
201 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
202 WOCOM LIMITED (HK) 5 33 38 86.84
203 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
204 CVP Securities Limited 2 32 34 94.12 2004-07-09
205 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
206 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
207 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
208 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
209 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
210 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
211 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
212 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
213 CGS International Securities Hong Kong Limited 4 31 35 88.57
214 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
215 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
216 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
217 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
218 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
219 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
220 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
221 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
222 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
223 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
224 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
225 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
226 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
227 HANG SENG SECURITIES LIMITED 5 29 34 85.29
228 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
229 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
230 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
231 Mason Futures Limited (HK) 5 28 33 84.85
232 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
233 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
234 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
235 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
236 Prime Cdex Securities Limited 3 27 30 90.00
237 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
238 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
239 Amundi Hong Kong Limited 6 26 32 81.25
240 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
241 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
242 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
243 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
244 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
245 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
246 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
247 CSC FUTURES (HK) LIMITED 3 25 28 89.29
248 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
249 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
250 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
251 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
252 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
253 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
254 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
255 OnePlatform Securities Limited 2 25 27 92.59
256 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
257 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
258 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
259 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
260 GAM HONG KONG LIMITED 4 24 28 85.71
261 INSTINET PACIFIC LIMITED 5 24 29 82.76
262 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
263 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
264 WING FUNG SECURITIES LIMITED 3 24 27 88.89
265 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
266 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
267 HUNG SING SECURITIES LIMITED 3 23 26 88.46
268 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
269 LEHIN SECURITIES LIMITED 3 23 26 88.46
270 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
271 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
272 Well Link International Securities Limited 2 23 25 92.00
273 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
274 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
275 EWARTON SECURITIES LIMITED 5 22 27 81.48
276 HPEF Capital Partners Limited 6 22 28 78.57
277 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
278 Rifa Securities Limited 4 22 26 84.62
279 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
280 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
281 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
282 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
283 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
284 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
285 KAISER FUTURES LIMITED 3 21 24 87.50
286 KAISER SECURITIES LIMITED 2 21 23 91.30
287 PEACE TOWN FOREX LIMITED 3 21 24 87.50
288 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
289 ADMIS Hong Kong Limited 2 20 22 90.91
290 BEA Union Investment Management Limited 5 20 25 80.00
291 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
292 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
293 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
294 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
295 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
296 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
297 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
298 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
299 China Finance KAB Limited 3 19 22 86.36 2004-12-23
300 Citadel Asia Limited 4 19 23 82.61 2005-10-21
301 DL BROKERAGE LIMITED 3 19 22 86.36
302 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
303 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
304 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
305 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
306 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
307 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
308 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
309 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
310 SBI China Capital Securities Limited 6 19 25 76.00
311 St. James's Place (Hong Kong) Limited 2 19 21 90.48
312 WINFULL SECURITIES LIMITED 3 19 22 86.36
313 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
314 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
315 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
316 Essence International Financial Holdings Limited 2 18 20 90.00
317 GAYANG SECURITIES LIMITED 3 18 21 85.71
318 Glory Sun Securities Limited 4 18 22 81.82
319 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
320 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
321 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
322 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
323 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
324 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
325 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
326 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
327 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
328 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
329 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
330 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
331 YICKO SECURITIES LIMITED 4 18 22 81.82
332 BERICH BROKERAGE LIMITED 4 17 21 80.95
333 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
334 CBH Asia Limited 3 17 20 85.00
335 CC Finance Limited 3 17 20 85.00 2006-04-20
336 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
337 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
338 GAOYU SECURITIES LIMITED 4 17 21 80.95
339 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
340 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
341 HENYEP SECURITIES LIMITED 3 17 20 85.00
342 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
343 Planetree Securities Limited 4 17 21 80.95
344 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
345 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
346 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
347 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
348 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
349 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
350 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
351 MTF SECURITIES LIMITED 2 16 18 88.89
352 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
353 SPS SECURITIES LIMITED 5 16 21 76.19
354 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
355 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
356 Well Link Securities Limited 4 16 20 80.00 2005-11-11
357 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
358 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
359 BUSINESS SECURITIES LIMITED 2 15 17 88.24
360 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
361 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
362 KINGSTON FUTURES LIMITED 2 15 17 88.24
363 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
364 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
365 Optima Capital Limited 4 15 19 78.95 2007-10-25
366 ORIENT SECURITIES LIMITED 2 15 17 88.24
367 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
368 Shang International Finance Limited 9 15 24 62.50
369 Sinofortune Securities Limited 4 15 19 78.95
370 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
371 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
372 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
373 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
374 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
375 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
376 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
377 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
378 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
379 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
380 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
381 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
382 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
383 CLSA FUTURES LIMITED 2 14 16 87.50
384 CMB International Global Markets Limited 5 14 19 73.68
385 CTBC Asia Limited 5 14 19 73.68 2004-01-14
386 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
387 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
388 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
389 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
390 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
391 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
392 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
393 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
394 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
395 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
396 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
397 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
398 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
399 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
400 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
401 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
402 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
403 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
404 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
405 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
406 Open Securities Limited 2 13 15 86.67
407 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
408 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
409 SBI China Capital Commodities Limited 4 13 17 76.47
410 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
411 Virtu ITG Hong Kong Limited 5 13 18 72.22
412 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
413 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
414 Belvest Investment Services Limited 2 12 14 85.71
415 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
416 ELSTONE SECURITIES LIMITED 4 12 16 75.00
417 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
418 HANG SENG FUTURES LIMITED 2 12 14 85.71
419 HANG TAI SECURITIES LIMITED 3 12 15 80.00
420 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
421 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
422 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
423 MALAHON SECURITIES LIMITED 2 12 14 85.71
424 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
425 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
426 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
427 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
428 PO SANG SECURITIES LIMITED 2 12 14 85.71
429 Polaris Capital (Asia) Limited 6 12 18 66.67
430 Public Financial Securities Limited 3 12 15 80.00
431 RPS INVESTMENT LIMITED 4 12 16 75.00
432 Shacom Securities Limited 3 12 15 80.00
433 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
434 SJS Markets Limited 3 12 15 80.00 2005-03-02
435 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
436 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
437 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
438 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
439 AIF CAPITAL LIMITED 4 11 15 73.33
440 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
441 Anuenue Securities Limited 3 11 14 78.57
442 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
443 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
444 BULLISH SECURITIES LIMITED 2 11 13 84.62
445 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
446 China Tonghai (IA) Limited 3 11 14 78.57
447 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
448 EAST ASIA FUTURES LIMITED 2 11 13 84.62
449 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
450 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
451 HENIK SECURITIES LIMITED 2 11 13 84.62
452 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
453 HING WONG SECURITIES LIMITED 3 11 14 78.57
454 Income Partners Asset Management (HK) Limited 5 11 16 68.75
455 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
456 LAMTEX SECURITIES LIMITED 2 11 13 84.62
457 LIM ADVISORS LIMITED 4 11 15 73.33
458 Neutral Financial Holding Company Limited 2 11 13 84.62
459 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
460 ONSHINE SECURITIES LIMITED 3 11 14 78.57
461 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
462 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
463 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
464 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
465 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
466 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
467 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
468 WINTECH SECURITIES LIMITED 4 11 15 73.33
469 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
470 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
471 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
472 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
473 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
474 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
475 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
476 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
477 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
478 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
479 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
480 Joy Silver Limited 5 10 15 66.67
481 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
482 LUEN SING SECURITIES LIMITED 3 10 13 76.92
483 M&F Asset Management Limited 3 10 13 76.92
484 MANGO FINANCIAL LIMITED 3 10 13 76.92
485 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
486 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
487 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
488 Rifa Futures Limited 2 10 12 83.33 2008-12-01
489 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
490 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
491 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
492 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
493 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
494 AIF Securities Limited 5 9 14 64.29 2004-11-02
495 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
496 AM Squared Limited 2 9 11 81.82 2005-06-30
497 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
498 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
499 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
500 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
501 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
502 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
503 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
504 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
505 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
506 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
507 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
508 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
509 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
510 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
511 DAH SING SECURITIES LIMITED 2 9 11 81.82
512 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
513 Everbright Securities Global (HK) Limited 3 9 12 75.00
514 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
515 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
516 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
517 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
518 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
519 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
520 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
521 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
522 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
523 HERMES SECURITIES LIMITED 2 9 11 81.82
524 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
525 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
526 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
527 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
528 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
529 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
530 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
531 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
532 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
533 KWOK HING SECURITIES LIMITED 2 9 11 81.82
534 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
535 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
536 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
537 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
538 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
539 Minerva Holding Financial Securities Limited 2 9 11 81.82
540 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
541 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
542 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
543 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
544 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
545 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
546 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
547 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
548 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
549 SEEKERS MARKETS LIMITED 2 9 11 81.82
550 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
551 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
552 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
553 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
554 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
555 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
556 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
557 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
558 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
559 WING FAT SECURITIES LIMITED 3 9 12 75.00
560 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
561 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
562 Anli Securities Limited 2 8 10 80.00
563 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
564 Broadway Wealth Management Limited 2 8 10 80.00
565 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
566 Capital International, Inc. 2 8 10 80.00 2007-07-03
567 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
568 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
569 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
570 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
571 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
572 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
573 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
574 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
575 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
576 Hao Tian International Securities Limited 3 8 11 72.73
577 Hongkong Bay Securities Limited 2 8 10 80.00
578 Huajin Corporate Finance (International) Limited 4 8 12 66.67
579 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
580 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
581 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
582 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
583 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
584 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
585 NEW TREND FUTURES LIMITED 4 8 12 66.67
586 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
587 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
588 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
589 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
590 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
591 ROOFER SECURITIES LIMITED 3 8 11 72.73
592 SINOMAX SECURITIES LIMITED 2 8 10 80.00
593 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
594 Templewater Hong Kong Limited 3 8 11 72.73
595 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
596 Tyche Group Limited 2 8 10 80.00
597 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
598 WING ON SECURITIES LIMITED 2 8 10 80.00
599 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
600 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
601 Wisetrade Securities Limited 3 8 11 72.73
602 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
603 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
604 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
605 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
606 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
607 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
608 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
609 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
610 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
611 Bradbury Securities Limited 2 7 9 77.78
612 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
613 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
614 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
615 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
616 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
617 EVERHOT SECURITIES LIMITED 3 7 10 70.00
618 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
619 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
620 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
621 Hong Kong Stock Link Securities Limited 3 7 10 70.00
622 Huayu Securities Limited 2 7 9 77.78
623 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
624 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
625 KMT SECURITIES LIMITED 2 7 9 77.78
626 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
627 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
628 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
629 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
630 MCP Holdings Limited (HK) 2 7 9 77.78
631 MFG Limited (HK) 4 7 11 63.64 2006-07-17
632 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
633 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
634 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
635 PineBridge Investments Hong Kong Limited 5 7 12 58.33
636 Planetree Futures Limited 4 7 11 63.64
637 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
638 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
639 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
640 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
641 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
642 SOLID KING SECURITIES LIMITED 3 7 10 70.00
643 SPS COMMODITIES LIMITED 2 7 9 77.78
644 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
645 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
646 THING ON SECURITIES LIMITED 2 7 9 77.78
647 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
648 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
649 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
650 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
651 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
652 abrdn Hong Kong Limited 4 6 10 60.00
653 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
654 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
655 Beijing Securities Limited 5 6 11 54.55 2008-11-07
656 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
657 BOKHARY SECURITIES LIMITED 2 6 8 75.00
658 Bright Fund Management Limited 2 6 8 75.00
659 BUSINESS FUTURES LIMITED 2 6 8 75.00
660 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
661 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
662 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
663 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
664 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
665 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
666 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
667 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
668 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
669 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
670 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
671 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
672 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
673 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
674 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
675 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
676 GT CAPITAL LIMITED 2 6 8 75.00
677 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
678 HPEF Venture Partners Limited 4 6 10 60.00
679 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
680 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
681 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
682 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
683 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
684 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
685 K.K.M. SECURITIES LIMITED 2 6 8 75.00
686 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
687 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
688 KILMOREY SECURITIES LIMITED 2 6 8 75.00
689 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
690 LUEN HING SECURITIES LIMITED 2 6 8 75.00
691 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
692 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
693 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
694 Oshidori Securities Limited 3 6 9 66.67
695 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
696 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
697 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
698 Public Securities Limited 2 6 8 75.00
699 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
700 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
701 SDHG International Securities Limited 3 6 9 66.67
702 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
703 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
704 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
705 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
706 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
707 STANDARD & POOR'S, LLC 2 6 8 75.00
708 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
709 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
710 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
711 TANG PING KONG LIMITED 3 6 9 66.67
712 Tensant Securities Limited 2 6 8 75.00 2004-08-25
713 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
714 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
715 AJ Securities Limited 2 5 7 71.43
716 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
717 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
718 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
719 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
720 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
721 CES International Commodities (HK) Limited 3 5 8 62.50
722 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
723 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
724 CSC ASIA LIMITED 2 5 7 71.43
725 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
726 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
727 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
728 EQT Partners Asia Limited 4 5 9 55.56
729 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
730 FAIRWIN BROKING LIMITED 2 5 7 71.43
731 FDB Financial Group Limited 5 5 10 50.00
732 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
733 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
734 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
735 Goldin Equities Limited 3 5 8 62.50 2008-12-17
736 Goldyard Capital Limited 2 5 7 71.43
737 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
738 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
739 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
740 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
741 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
742 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
743 HUNG SING FUTURES LIMITED 2 5 7 71.43
744 Imagi Brokerage Limited 3 5 8 62.50
745 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
746 KB Securities Hong Kong Limited 2 5 7 71.43
747 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
748 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
749 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
750 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
751 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
752 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
753 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
754 Oreana Financial Services Limited 2 5 7 71.43
755 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
756 PGIM (Hong Kong) Limited 2 5 7 71.43
757 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
758 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
759 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
760 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
761 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
762 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
763 Redford Asset Management Limited 2 5 7 71.43
764 Redwood Peak Limited 2 5 7 71.43 2007-10-05
765 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
766 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
767 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
768 ROSA SECURITIES LIMITED 3 5 8 62.50
769 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
770 SELINA & CO. LIMITED (HK) 2 5 7 71.43
771 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
772 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
773 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
774 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
775 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
776 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
777 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
778 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
779 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
780 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
781 Value Partners Private Equity Limited 2 5 7 71.43
782 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
783 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
784 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
785 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
786 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
787 WMG Asia Limited 3 5 8 62.50 2007-02-28
788 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
789 Yunfeng Financial Markets Limited 3 5 8 62.50
790 Aevitas Securities Limited 2 4 6 66.67
791 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
792 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
793 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
794 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
795 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
796 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
797 Averest Capital Limited 2 4 6 66.67
798 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
799 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
800 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
801 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
802 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
803 Chanceton Capital Partners Limited 2 4 6 66.67
804 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
805 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
806 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
807 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
808 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
809 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
810 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
811 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
812 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
813 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
814 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
815 CS Wealth Securities Limited 4 4 8 50.00
816 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
817 Delta Asia Wealth Management Limited 2 4 6 66.67
818 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
819 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
820 FE SECURITIES LIMITED 3 4 7 57.14
821 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
822 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
823 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
824 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
825 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
826 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
827 GIGA (HONG KONG) LIMITED 2 4 6 66.67
828 GLS SECURITIES LIMITED 2 4 6 66.67
829 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
830 Grand Cartel Securities Company Limited 2 4 6 66.67
831 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
832 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
833 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
834 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
835 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
836 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
837 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
838 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
839 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
840 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
841 Longitude Asia Limited 2 4 6 66.67
842 Mackenzie Investments Asia Limited 4 4 8 50.00
843 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
844 MEGABASE SECURITIES LIMITED 2 4 6 66.67
845 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
846 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
847 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
848 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
849 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
850 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
851 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
852 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
853 Permira Advisers Limited 1 4 5 80.00 2008-08-19
854 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
855 PO LEE SECURITIES LIMITED 2 4 6 66.67
856 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
857 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
858 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
859 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
860 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
861 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
862 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
863 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
864 WAH SANG SECURITIES LIMITED 2 4 6 66.67
865 Wanhai Securities (HK) Limited 3 4 7 57.14
866 Win Securities Limited 3 4 7 57.14
867 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
868 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
869 YF FUTURES COMPANY LIMITED 2 4 6 66.67
870 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
871 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
872 Zijing Capital Limited 2 4 6 66.67 2003-05-07
873 3V Capital Limited 3 3 6 50.00 2005-07-18
874 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
875 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
876 Allard Partners Limited 2 3 5 60.00
877 ALTUS CAPITAL LIMITED 3 3 6 50.00
878 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
879 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
880 Avia Asset Management Limited 2 3 5 60.00
881 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
882 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
883 Black Marble Securities Limited 2 3 5 60.00
884 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
885 CBRE Investment Management (Asia) Limited 2 3 5 60.00
886 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
887 CCB Securities Limited 2 3 5 60.00
888 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
889 China Reserve Securities Limited 4 3 7 42.86
890 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
891 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
892 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
893 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
894 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
895 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
896 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
897 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
898 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
899 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
900 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
901 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
902 F. R. ZIMMERN LIMITED 2 3 5 60.00
903 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
904 Finet Securities Limited 4 3 7 42.86
905 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
906 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
907 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
908 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
909 Goldbridge Securities Limited 3 3 6 50.00
910 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
911 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
912 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
913 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
914 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
915 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
916 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
917 HOI SANG SECURITIES LIMITED 2 3 5 60.00
918 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
919 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
920 iBest Securities Company Limited 3 3 6 50.00
921 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
922 iFAST Securities (HK) Limited 3 3 6 50.00
923 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
924 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
925 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
926 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
927 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
928 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
929 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
930 Kam Wah Investments Limited 2 3 5 60.00
931 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
932 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
933 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
934 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
935 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
936 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
937 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
938 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
939 MAGUSTA FUTURES LIMITED 2 3 5 60.00
940 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
941 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
942 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
943 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
944 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
945 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
946 MORTON SECURITIES LIMITED 2 3 5 60.00
947 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
948 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
949 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
950 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
951 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
952 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
953 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
954 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
955 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
956 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
957 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
958 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
959 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
960 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
961 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
962 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
963 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
964 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
965 SIU ON SECURITIES LIMITED 3 3 6 50.00
966 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
967 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
968 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
969 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
970 SUN'S FUTURE LIMITED 3 3 6 50.00
971 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
972 TANG KEE SECURITIES LIMITED 3 3 6 50.00
973 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
974 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
975 TRUTH SECURITIES LIMITED 4 3 7 42.86
976 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
977 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
978 VBG Capital Limited 4 3 7 42.86 2008-11-11
979 VC CAPITAL LIMITED 3 3 6 50.00
980 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
981 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
982 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
983 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
984 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
985 YARDLEY SECURITIES LIMITED 2 3 5 60.00
986 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
987 Zhongrong International Futures Co., Limited 2 3 5 60.00
988 Absolute Investment Management (HK) Limited 3 2 5 40.00
989 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
990 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
991 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
992 ANGUS MOORE LIMITED 0 2 2 100.00
993 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
994 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
995 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
996 Arta Global Futures Limited 2 2 4 50.00
997 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
998 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
999 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1000 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
1001 Axis Capital Management Limited 3 2 5 40.00
1002 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
1003 BEAR BRIGHT LIMITED 3 2 5 40.00
1004 BLOOMYEARS LIMITED 2 2 4 50.00
1005 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1006 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
1007 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1008 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1009 Celera Markets Limited 2 2 4 50.00 2008-08-12
1010 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
1011 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
1012 ChapmanCraig Limited 2 2 4 50.00
1013 China Finance Holdings Limited 2 2 4 50.00
1014 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1015 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
1016 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
1017 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
1018 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
1019 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1020 COL Securities (HK) Limited 2 2 4 50.00
1021 COMGEST FAR EAST LIMITED 3 2 5 40.00
1022 CTW SECURITIES LIMITED 2 2 4 50.00
1023 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1024 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
1025 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
1026 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
1027 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
1028 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1029 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1030 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1031 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1032 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
1033 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
1034 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
1035 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1036 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1037 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1038 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1039 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1040 Grit Securities Limited 2 2 4 50.00
1041 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
1042 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
1043 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
1044 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1045 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
1046 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1047 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1048 HIP HING SECURITIES LIMITED 2 2 4 50.00
1049 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1050 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1051 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1052 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
1053 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1054 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1055 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1056 JK Capital Management Limited 4 2 6 33.33
1057 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
1058 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1059 LBN Advisers Limited 2 2 4 50.00 2007-09-13
1060 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1061 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
1062 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1063 Matrix Securities Limited 5 2 7 28.57
1064 MEAG Hong Kong Limited 1 2 3 66.67
1065 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
1066 MESSIS CAPITAL LIMITED 2 2 4 50.00
1067 Metaverse Securities Limited (HK) 4 2 6 33.33
1068 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1069 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
1070 Nuada Limited 2 2 4 50.00 2004-01-15
1071 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1072 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1073 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1074 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
1075 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1076 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1077 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
1078 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1079 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1080 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1081 RBS Asia Futures Limited 4 2 6 33.33
1082 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1083 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
1084 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1085 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
1086 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
1087 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1088 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1089 SHACOM FUTURES LIMITED 2 2 4 50.00
1090 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
1091 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1092 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1093 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
1094 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
1095 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1096 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1097 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1098 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1099 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1100 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1101 Tokio Marine Investment Services, Limited 4 2 6 33.33
1102 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1103 United Securities Limited (HK) 2 2 4 50.00
1104 Vantum Futures Limited 2 2 4 50.00
1105 VC International Asset Management Limited 3 2 5 40.00
1106 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1107 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1108 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1109 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
1110 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
1111 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1112 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1113 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1114 Waton Securities International Limited 2 2 4 50.00
1115 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1116 WILBY SECURITIES LIMITED 2 2 4 50.00
1117 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1118 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
1119 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1120 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1121 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1122 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
1123 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1124 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
1125 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1126 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
1127 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1128 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1129 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
1130 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1131 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1132 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1133 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
1134 BOWEN ASIA LIMITED 3 1 4 25.00
1135 BROOKE CAPITAL LIMITED 5 1 6 16.67
1136 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
1137 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1138 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1139 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1140 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1141 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
1142 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
1143 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1144 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1145 China Enterprise Securities Company Limited 3 1 4 25.00
1146 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1147 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1148 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1149 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1150 CHUANGS & CO. LIMITED 3 1 4 25.00
1151 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
1152 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1153 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1154 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1155 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1156 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
1157 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1158 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
1159 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1160 DNB Asset Management (Asia) Limited 4 1 5 20.00
1161 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1162 EAA SECURITIES LIMITED 2 1 3 33.33
1163 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1164 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
1165 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
1166 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
1167 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1168 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1169 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1170 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1171 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1172 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1173 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1174 Fubon Capital (HK) Limited 2 1 3 33.33
1175 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1176 GCAM Limited 2 1 3 33.33 2004-10-19
1177 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1178 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
1179 Goldin Financial Limited 3 1 4 25.00 2009-06-01
1180 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1181 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
1182 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
1183 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
1184 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
1185 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1186 HOORAY SECURITIES LIMITED 2 1 3 33.33
1187 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
1188 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1189 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1190 IMARKETS LIMITED 2 1 3 33.33
1191 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1192 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1193 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
1194 iTTa Capital Limited 2 1 3 33.33 2003-05-29
1195 iVenture Investment Management Limited 2 1 3 33.33
1196 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
1197 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1198 Kaiser KT Capital Limited 4 1 5 20.00
1199 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1200 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1201 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1202 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
1203 KGI Asset Management Limited 2 1 3 33.33
1204 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1205 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1206 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
1207 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
1208 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
1209 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1210 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1211 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1212 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1213 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1214 Merdeka Securities Limited 3 1 4 25.00
1215 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1216 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
1217 MING HON SECURITIES LIMITED 3 1 4 25.00
1218 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1219 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1220 Nittan Securities Asia Limited 2 1 3 33.33
1221 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1222 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
1223 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1224 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1225 Oshidori Corporate Finance Limited 3 1 4 25.00
1226 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1227 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1228 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1229 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1230 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
1231 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1232 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1233 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1234 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1235 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1236 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1237 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1238 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1239 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1240 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1241 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1242 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1243 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1244 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1245 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
1246 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1247 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
1248 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1249 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
1250 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1251 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1252 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1253 SKY WARD ASIA LIMITED 2 1 3 33.33
1254 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1255 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1256 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1257 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
1258 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
1259 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
1260 Stellar Securities Limited 2 1 3 33.33
1261 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1262 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1263 T & F Equities Limited 2 1 3 33.33 2005-11-23
1264 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1265 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
1266 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
1267 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1268 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1269 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1270 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
1271 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1272 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1273 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
1274 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1275 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1276 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1277 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1278 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
1279 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1280 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
1281 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1282 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1283 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
1284 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1285 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1286 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
1287 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1288 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1289 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1290 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1291 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
1292 313 Capital Management Limited 5 0 5 0.00
1293 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1294 AASTOCKS.COM LIMITED 2 0 2 0.00
1295 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
1296 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1297 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
1298 ACM ASIA LIMITED 2 0 2 0.00
1299 ADM SECURITIES LIMITED 2 0 2 0.00
1300 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1301 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1302 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1303 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1304 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1305 Alpha Nova Capital Management Limited 2 0 2 0.00
1306 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1307 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1308 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
1309 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1310 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
1311 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1312 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
1313 Apus Investments Limited 2 0 2 0.00 2008-09-04
1314 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1315 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1316 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1317 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1318 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1319 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1320 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1321 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1322 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1323 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1324 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1325 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1326 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1327 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1328 Bentley Capital Limited (HK) 3 0 3 0.00
1329 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1330 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1331 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
1332 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
1333 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1334 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1335 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
1336 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1337 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
1338 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1339 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1340 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1341 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
1342 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1343 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
1344 CERES CAPITAL LIMITED 2 0 2 0.00
1345 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1346 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1347 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1348 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1349 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1350 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1351 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1352 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1353 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
1354 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1355 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1356 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1357 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
1358 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1359 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1360 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1361 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
1362 COMMENCE COMPANY LIMITED 2 0 2 0.00
1363 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
1364 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1365 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1366 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1367 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1368 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1369 D.J. SECURITIES LIMITED 2 0 2 0.00
1370 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1371 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1372 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1373 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1374 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
1375 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1376 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1377 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1378 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1379 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
1380 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1381 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1382 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
1383 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1384 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1385 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1386 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
1387 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1388 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1389 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1390 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
1391 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1392 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1393 FULLJET SECURITIES LIMITED 2 0 2 0.00
1394 GCIS LIMITED 2 0 2 0.00 2007-05-16
1395 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1396 GET NICE CAPITAL LIMITED 2 0 2 0.00
1397 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
1398 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1399 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1400 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
1401 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1402 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1403 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1404 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1405 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
1406 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1407 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1408 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1409 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1410 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
1411 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1412 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1413 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
1414 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
1415 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1416 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1417 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1418 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1419 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1420 HOORAY CAPITAL LIMITED 1 0 1 0.00
1421 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1422 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1423 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1424 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1425 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
1426 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
1427 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1428 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1429 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1430 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
1431 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
1432 Instinet Alpha Trading Limited 2 0 2 0.00
1433 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1434 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1435 INV Partners Limited 2 0 2 0.00 2009-11-24
1436 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
1437 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1438 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
1439 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1440 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1441 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1442 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1443 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1444 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1445 JVSakk Asia Limited 2 0 2 0.00
1446 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
1447 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1448 KARFORD SECURITIES LIMITED 2 0 2 0.00
1449 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1450 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
1451 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
1452 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1453 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1454 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1455 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
1456 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
1457 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1458 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1459 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1460 LAU & COMPANY LIMITED 2 0 2 0.00
1461 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1462 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
1463 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
1464 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1465 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1466 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1467 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1468 MARC FABER LIMITED 2 0 2 0.00
1469 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1470 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1471 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1472 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
1473 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
1474 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1475 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
1476 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1477 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1478 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1479 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1480 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
1481 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1482 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1483 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
1484 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1485 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1486 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1487 Open Asset Management Limited 2 0 2 0.00
1488 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1489 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1490 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1491 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1492 Pacific Sun Advisors Limited 2 0 2 0.00
1493 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1494 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1495 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1496 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
1497 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
1498 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1499 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1500 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
1501 Polen Capital HK Limited 2 0 2 0.00
1502 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1503 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1504 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1505 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1506 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
1507 Proton Capital Limited 3 0 3 0.00 2007-10-16
1508 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1509 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
1510 QMIS Securities Limited 2 0 2 0.00 2009-07-24
1511 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
1512 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1513 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1514 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1515 ROCIM Limited 3 0 3 0.00 2007-06-29
1516 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
1517 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1518 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1519 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1520 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1521 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1522 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
1523 Silk Road International Capital Limited 3 0 3 0.00
1524 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1525 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1526 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1527 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1528 Sinofortune Financial Capital Limited 2 0 2 0.00
1529 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1530 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1531 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1532 SPDB International Holdings Limited 4 0 4 0.00
1533 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1534 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1535 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1536 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
1537 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1538 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1539 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1540 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1541 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1542 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1543 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
1544 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1545 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
1546 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1547 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1548 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1549 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
1550 TR Advisors Limited 2 0 2 0.00 2008-12-02
1551 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1552 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1553 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1554 TVC MANAGEMENT LIMITED 2 0 2 0.00
1555 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1556 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1557 VERCAP Financial Services Limited 2 0 2 0.00
1558 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
1559 VMS Securities Limited 3 0 3 0.00
1560 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1561 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1562 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1563 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1564 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1565 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1566 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
1567 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1568 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1568 Average 3.29 23.09 26.38 87.52

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