SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
2 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
3 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
4 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
5 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
6 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
7 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
8 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
9 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
10 KGI ASIA LIMITED 15 432 447 96.64
11 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
13 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
14 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
15 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
16 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
17 BOCI ASIA LIMITED 13 59 72 81.94
18 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
19 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
20 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
21 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
22 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
23 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
24 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
25 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
26 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
27 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
28 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
29 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
30 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
31 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
32 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
33 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
34 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
35 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
36 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
37 Merrill Lynch Far East Limited 10 284 294 96.60
38 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
39 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
40 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
41 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
42 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
43 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
44 MUSHK Limited 9 50 59 84.75
45 Shang International Finance Limited 9 15 24 62.50
46 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
47 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
48 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
49 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
50 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
51 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
52 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
53 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
54 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
55 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
56 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
57 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
58 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
59 JPMorgan Funds (Asia) Limited 8 82 90 91.11
60 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
61 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
62 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
63 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
64 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
65 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
66 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
67 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
68 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
69 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
70 CITIC Securities Futures (HK) Limited 7 90 97 92.78
71 CLSA LIMITED 7 163 170 95.88
72 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
73 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
74 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
75 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
76 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
77 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
78 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
79 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
80 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
81 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
82 INVESCO HONG KONG LIMITED 7 50 57 87.72
83 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
84 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
85 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
86 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
87 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
88 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
89 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
90 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
91 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
92 Amundi Hong Kong Limited 6 26 32 81.25
93 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
94 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
95 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
96 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
97 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
98 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
99 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
100 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
101 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
102 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
103 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
104 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
105 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
106 HPEF Capital Partners Limited 6 22 28 78.57
107 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
108 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
109 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
110 Mason Securities Limited 6 39 45 86.67
111 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
112 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
113 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
114 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
115 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
116 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
117 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
118 Polaris Capital (Asia) Limited 6 12 18 66.67
119 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
120 Quam Securities Limited 6 83 89 93.26 2004-10-15
121 RBS Asia Corporate Finance Limited 6 58 64 90.63
122 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
123 SANFULL SECURITIES LIMITED 6 67 73 91.78
124 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
125 SBI China Capital Securities Limited 6 19 25 76.00
126 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
127 Taiping Securities (HK) Co Limited 6 44 50 88.00
128 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
129 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
130 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
131 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
132 313 Capital Management Limited 5 0 5 0.00
133 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
134 AIF Securities Limited 5 9 14 64.29 2004-11-02
135 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
136 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
137 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
138 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
139 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
140 BEA Union Investment Management Limited 5 20 25 80.00
141 Beevest Securities Limited 5 33 38 86.84 2005-03-07
142 Beijing Securities Limited 5 6 11 54.55 2008-11-07
143 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
144 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
145 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
146 BROOKE CAPITAL LIMITED 5 1 6 16.67
147 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
148 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
149 CES Commodities (HK) Limited 5 412 417 98.80
150 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
151 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
152 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
153 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
154 CMB International Global Markets Limited 5 14 19 73.68
155 CTBC Asia Limited 5 14 19 73.68 2004-01-14
156 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
157 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
158 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
159 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
160 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
161 EWARTON SECURITIES LIMITED 5 22 27 81.48
162 FDB Financial Group Limited 5 5 10 50.00
163 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
164 FIL Investment Advisors 5 71 76 93.42
165 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
166 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
167 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
168 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
169 GET NICE SECURITIES LIMITED 5 94 99 94.95
170 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
171 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
172 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
173 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
174 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
175 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
176 HANG SENG SECURITIES LIMITED 5 29 34 85.29
177 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
178 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
179 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
180 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
181 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
182 Income Partners Asset Management (HK) Limited 5 11 16 68.75
183 INSTINET PACIFIC LIMITED 5 24 29 82.76
184 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
185 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
186 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
187 Joy Silver Limited 5 10 15 66.67
188 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
189 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
190 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
191 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
192 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
193 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
194 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
195 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
196 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
197 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
198 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
199 Mason Futures Limited (HK) 5 28 33 84.85
200 Matrix Securities Limited 5 2 7 28.57
201 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
202 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
203 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
204 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
205 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
206 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
207 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
208 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
209 PineBridge Investments Hong Kong Limited 5 7 12 58.33
210 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
211 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
212 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
213 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
214 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
215 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
216 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
217 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
218 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
219 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
220 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
221 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
222 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
223 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
224 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
225 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
226 SPS SECURITIES LIMITED 5 16 21 76.19
227 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
228 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
229 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
230 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
231 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
232 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
233 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
234 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
235 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
236 Virtu ITG Hong Kong Limited 5 13 18 72.22
237 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
238 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
239 WOCOM LIMITED (HK) 5 33 38 86.84
240 WOCOM SECURITIES LIMITED 5 39 44 88.64
241 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
242 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
243 abrdn Hong Kong Limited 4 6 10 60.00
244 AIF CAPITAL LIMITED 4 11 15 73.33
245 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
246 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
247 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
248 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
249 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
250 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
251 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
252 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
253 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
254 BERICH BROKERAGE LIMITED 4 17 21 80.95
255 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
256 BOCI RESEARCH LIMITED 4 45 49 91.84
257 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
258 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
259 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
260 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
261 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
262 CGS International Securities Hong Kong Limited 4 31 35 88.57
263 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
264 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
265 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
266 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
267 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
268 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
269 China Reserve Securities Limited 4 3 7 42.86
270 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
271 CHONG HING SECURITIES LIMITED 4 55 59 93.22
272 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
273 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
274 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
275 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
276 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
277 Citadel Asia Limited 4 19 23 82.61 2005-10-21
278 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
279 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
280 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
281 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
282 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
283 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
284 CORPORATE BROKERS LIMITED 4 88 92 95.65
285 CS Wealth Securities Limited 4 4 8 50.00
286 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
287 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
288 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
289 DNB Asset Management (Asia) Limited 4 1 5 20.00
290 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
291 ELSTONE SECURITIES LIMITED 4 12 16 75.00
292 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
293 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
294 EMPEROR FUTURES LIMITED 4 116 120 96.67
295 EQT Partners Asia Limited 4 5 9 55.56
296 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
297 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
298 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
299 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
300 Finet Securities Limited 4 3 7 42.86
301 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
302 FT Securities Limited 4 70 74 94.59 2005-09-22
303 Funderstone Securities Limited 4 45 49 91.84
304 GAM HONG KONG LIMITED 4 24 28 85.71
305 GAOYU SECURITIES LIMITED 4 17 21 80.95
306 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
307 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
308 Glory Sun Securities Limited 4 18 22 81.82
309 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
310 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
311 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
312 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
313 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
314 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
315 HPEF Venture Partners Limited 4 6 10 60.00
316 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
317 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
318 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
319 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
320 Huajin Corporate Finance (International) Limited 4 8 12 66.67
321 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
322 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
323 iBest Consultants Limited 4 82 86 95.35 2008-04-15
324 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
325 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
326 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
327 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
328 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
329 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
330 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
331 JK Capital Management Limited 4 2 6 33.33
332 Kaiser KT Capital Limited 4 1 5 20.00
333 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
334 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
335 KINGSTON SECURITIES LIMITED 4 59 63 93.65
336 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
337 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
338 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
339 LIM ADVISORS LIMITED 4 11 15 73.33
340 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
341 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
342 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
343 Mackenzie Investments Asia Limited 4 4 8 50.00
344 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
345 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
346 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
347 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
348 Metaverse Securities Limited (HK) 4 2 6 33.33
349 MFG Limited (HK) 4 7 11 63.64 2006-07-17
350 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
351 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
352 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
353 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
354 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
355 NEW TREND FUTURES LIMITED 4 8 12 66.67
356 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
357 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
358 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
359 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
360 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
361 Optima Capital Limited 4 15 19 78.95 2007-10-25
362 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
363 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
364 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
365 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
366 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
367 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
368 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
369 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
370 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
371 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
372 Planetree Futures Limited 4 7 11 63.64
373 Planetree Securities Limited 4 17 21 80.95
374 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
375 RBS Asia Futures Limited 4 2 6 33.33
376 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
377 Rich Union Securities (H.K.) Limited 4 43 47 91.49
378 Rifa Securities Limited 4 22 26 84.62
379 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
380 RPS INVESTMENT LIMITED 4 12 16 75.00
381 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
382 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
383 SBI China Capital Commodities Limited 4 13 17 76.47
384 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
385 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
386 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
387 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
388 Sinofortune Securities Limited 4 15 19 78.95
389 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
390 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
391 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
392 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
393 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
394 SPDB International Holdings Limited 4 0 4 0.00
395 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
396 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
397 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
398 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
399 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
400 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
401 Tokio Marine Investment Services, Limited 4 2 6 33.33
402 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
403 TRUTH SECURITIES LIMITED 4 3 7 42.86
404 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
405 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
406 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
407 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
408 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
409 VALUE PARTNERS LIMITED 4 37 41 90.24
410 VBG Capital Limited 4 3 7 42.86 2008-11-11
411 VC FUTURES LIMITED 4 44 48 91.67
412 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
413 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
414 Well Link Securities Limited 4 16 20 80.00 2005-11-11
415 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
416 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
417 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
418 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
419 WINTECH SECURITIES LIMITED 4 11 15 73.33
420 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
421 YICKO SECURITIES LIMITED 4 18 22 81.82
422 3V Capital Limited 3 3 6 50.00 2005-07-18
423 Absolute Investment Management (HK) Limited 3 2 5 40.00
424 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
425 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
426 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
427 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
428 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
429 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
430 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
431 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
432 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
433 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
434 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
435 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
436 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
437 ALTUS CAPITAL LIMITED 3 3 6 50.00
438 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
439 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
440 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
441 Anuenue Securities Limited 3 11 14 78.57
442 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
443 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
444 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
445 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
446 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
447 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
448 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
449 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
450 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
451 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
452 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
453 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
454 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
455 Axis Capital Management Limited 3 2 5 40.00
456 BALI SECURITIES CO. LIMITED 3 0 3 0.00
457 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
458 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
459 BEAR BRIGHT LIMITED 3 2 5 40.00
460 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
461 Bentley Capital Limited (HK) 3 0 3 0.00
462 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
463 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
464 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
465 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
466 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
467 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
468 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
469 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
470 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
471 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
472 BOWEN ASIA LIMITED 3 1 4 25.00
473 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
474 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
475 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
476 CAIIS Limited 3 34 37 91.89 2006-05-23
477 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
478 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
479 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
480 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
481 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
482 CASH Wealth Management Limited 3 54 57 94.74
483 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
484 CBH Asia Limited 3 17 20 85.00
485 CC Finance Limited 3 17 20 85.00 2006-04-20
486 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
487 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
488 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
489 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
490 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
491 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
492 CES Forex (HK) Limited 3 173 176 98.30
493 CES International Commodities (HK) Limited 3 5 8 62.50
494 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
495 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
496 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
497 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
498 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
499 China Enterprise Securities Company Limited 3 1 4 25.00
500 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
501 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
502 China Finance KAB Limited 3 19 22 86.36 2004-12-23
503 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
504 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
505 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
506 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
507 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
508 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
509 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
510 China Tonghai (IA) Limited 3 11 14 78.57
511 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
512 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
513 CHUANGS & CO. LIMITED 3 1 4 25.00
514 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
515 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
516 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
517 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
518 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
519 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
520 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
521 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
522 CLSA RESEARCH LIMITED 3 120 123 97.56
523 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
524 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
525 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
526 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
527 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
528 COMGEST FAR EAST LIMITED 3 2 5 40.00
529 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
530 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
531 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
532 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
533 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
534 CSC FUTURES (HK) LIMITED 3 25 28 89.29
535 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
536 CUPOLA CAPITAL LIMITED 3 0 3 0.00
537 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
538 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
539 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
540 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
541 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
542 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
543 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
544 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
545 DL BROKERAGE LIMITED 3 19 22 86.36
546 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
547 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
548 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
549 DWS Investments Hong Kong Limited 3 34 37 91.89
550 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
551 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
552 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
553 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
554 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
555 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
556 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
557 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
558 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
559 Everbright Securities Global (HK) Limited 3 9 12 75.00
560 EVERHOT SECURITIES LIMITED 3 7 10 70.00
561 FE SECURITIES LIMITED 3 4 7 57.14
562 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
563 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
564 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
565 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
566 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
567 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
568 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
569 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
570 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
571 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
572 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
573 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
574 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
575 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
576 Funderstone Futures Limited 3 42 45 93.33
577 FWD Financial Planning Limited (HK) 3 55 58 94.83
578 GAYANG SECURITIES LIMITED 3 18 21 85.71
579 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
580 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
581 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
582 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
583 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
584 Goldbridge Securities Limited 3 3 6 50.00
585 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
586 Goldin Equities Limited 3 5 8 62.50 2008-12-17
587 Goldin Financial Limited 3 1 4 25.00 2009-06-01
588 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
589 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
590 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
591 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
592 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
593 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
594 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
595 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
596 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
597 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
598 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
599 HANG TAI SECURITIES LIMITED 3 12 15 80.00
600 Hao Tian International Securities Limited 3 8 11 72.73
601 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
602 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
603 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
604 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
605 HENYEP SECURITIES LIMITED 3 17 20 85.00
606 HING WONG SECURITIES LIMITED 3 11 14 78.57
607 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
608 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
609 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
610 Hong Kong Stock Link Securities Limited 3 7 10 70.00
611 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
612 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
613 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
614 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
615 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
616 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
617 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
618 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
619 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
620 HUNG SING SECURITIES LIMITED 3 23 26 88.46
621 iBest Securities Company Limited 3 3 6 50.00
622 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
623 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
624 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
625 iFAST Securities (HK) Limited 3 3 6 50.00
626 Imagi Brokerage Limited 3 5 8 62.50
627 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
628 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
629 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
630 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
631 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
632 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
633 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
634 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
635 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
636 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
637 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
638 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
639 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
640 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
641 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
642 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
643 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
644 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
645 KAISER FUTURES LIMITED 3 21 24 87.50
646 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
647 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
648 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
649 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
650 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
651 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
652 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
653 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
654 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
655 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
656 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
657 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
658 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
659 LEHIN SECURITIES LIMITED 3 23 26 88.46
660 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
661 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
662 LUEN SING SECURITIES LIMITED 3 10 13 76.92
663 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
664 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
665 M&F Asset Management Limited 3 10 13 76.92
666 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
667 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
668 MANGO FINANCIAL LIMITED 3 10 13 76.92
669 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
670 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
671 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
672 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
673 Merdeka Securities Limited 3 1 4 25.00
674 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
675 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
676 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
677 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
678 MING HON SECURITIES LIMITED 3 1 4 25.00
679 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
680 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
681 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
682 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
683 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
684 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
685 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
686 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
687 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
688 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
689 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
690 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
691 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
692 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
693 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
694 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
695 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
696 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
697 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
698 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
699 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
700 ONSHINE SECURITIES LIMITED 3 11 14 78.57
701 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
702 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
703 Oshidori Corporate Finance Limited 3 1 4 25.00
704 Oshidori Securities Limited 3 6 9 66.67
705 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
706 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
707 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
708 PEACE TOWN FOREX LIMITED 3 21 24 87.50
709 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
710 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
711 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
712 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
713 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
714 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
715 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
716 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
717 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
718 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
719 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
720 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
721 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
722 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
723 Prime Cdex Securities Limited 3 27 30 90.00
724 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
725 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
726 Proton Capital Limited 3 0 3 0.00 2007-10-16
727 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
728 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
729 Public Financial Securities Limited 3 12 15 80.00
730 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
731 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
732 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
733 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
734 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
735 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
736 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
737 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
738 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
739 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
740 ROCIM Limited 3 0 3 0.00 2007-06-29
741 ROOFER SECURITIES LIMITED 3 8 11 72.73
742 ROSA SECURITIES LIMITED 3 5 8 62.50
743 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
744 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
745 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
746 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
747 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
748 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
749 SDHG International Securities Limited 3 6 9 66.67
750 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
751 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
752 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
753 Shacom Securities Limited 3 12 15 80.00
754 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
755 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
756 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
757 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
758 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
759 Silk Road International Capital Limited 3 0 3 0.00
760 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
761 SIU ON SECURITIES LIMITED 3 3 6 50.00
762 SJS Markets Limited 3 12 15 80.00 2005-03-02
763 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
764 SOLID KING SECURITIES LIMITED 3 7 10 70.00
765 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
766 STI Asset Management Limited 3 1 4 25.00 2008-10-22
767 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
768 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
769 Success Securities Limited 3 44 47 93.62
770 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
771 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
772 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
773 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
774 SUN'S FUTURE LIMITED 3 3 6 50.00
775 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
776 T G HOLBORN (HK) LIMITED 3 69 72 95.83
777 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
778 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
779 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
780 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
781 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
782 TAIFAIR FUTURES LIMITED 3 2 5 40.00
783 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
784 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
785 TANG KEE SECURITIES LIMITED 3 3 6 50.00
786 TANG PING KONG LIMITED 3 6 9 66.67
787 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
788 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
789 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
790 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
791 Templewater Hong Kong Limited 3 8 11 72.73
792 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
793 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
794 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
795 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
796 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
797 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
798 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
799 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
800 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
801 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
802 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
803 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
804 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
805 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
806 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
807 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
808 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
809 VC BROKERAGE LIMITED 3 65 68 95.59
810 VC CAPITAL LIMITED 3 3 6 50.00
811 VC International Asset Management Limited 3 2 5 40.00
812 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
813 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
814 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
815 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
816 VMS Securities Limited 3 0 3 0.00
817 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
818 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
819 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
820 WAH THAI SECURITIES LIMITED 3 2 5 40.00
821 Wanhai Securities (HK) Limited 3 4 7 57.14
822 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
823 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
824 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
825 Win Securities Limited 3 4 7 57.14
826 WIN WONG SECURITIES LIMITED 3 39 42 92.86
827 WINFULL SECURITIES LIMITED 3 19 22 86.36
828 WING FAT SECURITIES LIMITED 3 9 12 75.00
829 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
830 WING FUNG SECURITIES LIMITED 3 24 27 88.89
831 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
832 Wisetrade Securities Limited 3 8 11 72.73
833 WMG Asia Limited 3 5 8 62.50 2007-02-28
834 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
835 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
836 YF Life Investors Limited 3 112 115 97.39 2004-08-30
837 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
838 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
839 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
840 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
841 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
842 Yunfeng Financial Markets Limited 3 5 8 62.50
843 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
844 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
845 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
846 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
847 AASTOCKS.COM LIMITED 2 0 2 0.00
848 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
849 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
850 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
851 ACM ASIA LIMITED 2 0 2 0.00
852 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
853 ADM SECURITIES LIMITED 2 0 2 0.00
854 ADMIS Hong Kong Limited 2 20 22 90.91
855 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
856 Aevitas Securities Limited 2 4 6 66.67
857 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
858 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
859 AJ Securities Limited 2 5 7 71.43
860 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
861 Allard Partners Limited 2 3 5 60.00
862 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
863 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
864 Alpha Nova Capital Management Limited 2 0 2 0.00
865 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
866 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
867 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
868 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
869 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
870 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
871 AM Squared Limited 2 9 11 81.82 2005-06-30
872 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
873 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
874 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
875 Anli Securities Limited 2 8 10 80.00
876 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
877 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
878 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
879 Apus Investments Limited 2 0 2 0.00 2008-09-04
880 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
881 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
882 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
883 Arta Global Futures Limited 2 2 4 50.00
884 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
885 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
886 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
887 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
888 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
889 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
890 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
891 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
892 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
893 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
894 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
895 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
896 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
897 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
898 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
899 Averest Capital Limited 2 4 6 66.67
900 Avia Asset Management Limited 2 3 5 60.00
901 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
902 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
903 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
904 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
905 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
906 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
907 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
908 Belvest Investment Services Limited 2 12 14 85.71
909 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
910 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
911 Black Marble Securities Limited 2 3 5 60.00
912 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
913 BLOOMYEARS LIMITED 2 2 4 50.00
914 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
915 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
916 BOKHARY SECURITIES LIMITED 2 6 8 75.00
917 Bradbury Securities Limited 2 7 9 77.78
918 Bright Fund Management Limited 2 6 8 75.00
919 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
920 Broadway Wealth Management Limited 2 8 10 80.00
921 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
922 BULLISH SECURITIES LIMITED 2 11 13 84.62
923 BUSINESS FUTURES LIMITED 2 6 8 75.00
924 BUSINESS SECURITIES LIMITED 2 15 17 88.24
925 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
926 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
927 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
928 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
929 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
930 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
931 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
932 Capital International, Inc. 2 8 10 80.00 2007-07-03
933 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
934 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
935 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
936 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
937 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
938 CBRE Investment Management (Asia) Limited 2 3 5 60.00
939 CCB Securities Limited 2 3 5 60.00
940 Celera Markets Limited 2 2 4 50.00 2008-08-12
941 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
942 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
943 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
944 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
945 CERES CAPITAL LIMITED 2 0 2 0.00
946 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
947 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
948 Chanceton Capital Partners Limited 2 4 6 66.67
949 ChapmanCraig Limited 2 2 4 50.00
950 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
951 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
952 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
953 CHEETAH ADVISORS LIMITED 2 0 2 0.00
954 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
955 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
956 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
957 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
958 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
959 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
960 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
961 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
962 China Finance Holdings Limited 2 2 4 50.00
963 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
964 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
965 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
966 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
967 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
968 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
969 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
970 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
971 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
972 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
973 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
974 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
975 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
976 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
977 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
978 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
979 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
980 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
981 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
982 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
983 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
984 CLSA FUTURES LIMITED 2 14 16 87.50
985 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
986 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
987 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
988 COL Securities (HK) Limited 2 2 4 50.00
989 COMMENCE COMPANY LIMITED 2 0 2 0.00
990 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
991 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
992 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
993 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
994 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
995 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
996 CSC ASIA LIMITED 2 5 7 71.43
997 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
998 CTW SECURITIES LIMITED 2 2 4 50.00
999 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
1000 CVP Securities Limited 2 32 34 94.12 2004-07-09
1001 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
1002 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1003 D.J. SECURITIES LIMITED 2 0 2 0.00
1004 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
1005 DAH SING SECURITIES LIMITED 2 9 11 81.82
1006 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1007 Delta Asia Wealth Management Limited 2 4 6 66.67
1008 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
1009 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1010 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1011 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1012 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
1013 EAA SECURITIES LIMITED 2 1 3 33.33
1014 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1015 EAST ASIA FUTURES LIMITED 2 11 13 84.62
1016 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
1017 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
1018 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
1019 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1020 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1021 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1022 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
1023 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
1024 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
1025 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1026 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1027 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
1028 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1029 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1030 Essence International Financial Holdings Limited 2 18 20 90.00
1031 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
1032 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1033 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1034 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
1035 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1036 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
1037 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
1038 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
1039 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1040 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
1041 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1042 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1043 F. R. ZIMMERN LIMITED 2 3 5 60.00
1044 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1045 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1046 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1047 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1048 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1049 FAIRWIN BROKING LIMITED 2 5 7 71.43
1050 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
1051 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1052 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1053 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1054 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1055 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
1056 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1057 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1058 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1059 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
1060 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1061 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
1062 Fubon Capital (HK) Limited 2 1 3 33.33
1063 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
1064 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1065 FULLJET SECURITIES LIMITED 2 0 2 0.00
1066 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1067 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
1068 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1069 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
1070 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
1071 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1072 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1073 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
1074 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
1075 GCAM Limited 2 1 3 33.33 2004-10-19
1076 GCIS LIMITED 2 0 2 0.00 2007-05-16
1077 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
1078 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
1079 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1080 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1081 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1082 GET NICE CAPITAL LIMITED 2 0 2 0.00
1083 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1084 GIGA (HONG KONG) LIMITED 2 4 6 66.67
1085 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
1086 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1087 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
1088 GLS SECURITIES LIMITED 2 4 6 66.67
1089 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1090 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1091 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1092 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1093 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1094 Goldyard Capital Limited 2 5 7 71.43
1095 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1096 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
1097 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
1098 Grand Cartel Securities Company Limited 2 4 6 66.67
1099 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1100 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1101 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1102 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1103 Grit Securities Limited 2 2 4 50.00
1104 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
1105 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
1106 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1107 GT CAPITAL LIMITED 2 6 8 75.00
1108 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1109 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
1110 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
1111 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
1112 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
1113 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
1114 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
1115 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
1116 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
1117 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
1118 HANG SENG FUTURES LIMITED 2 12 14 85.71
1119 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1120 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
1121 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
1122 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
1123 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1124 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
1125 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1126 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
1127 HENIK SECURITIES LIMITED 2 11 13 84.62
1128 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
1129 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1130 HERMES SECURITIES LIMITED 2 9 11 81.82
1131 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1132 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
1133 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1134 HIP HING SECURITIES LIMITED 2 2 4 50.00
1135 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1136 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1137 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1138 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
1139 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1140 Hongkong Bay Securities Limited 2 8 10 80.00
1141 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1142 HOORAY SECURITIES LIMITED 2 1 3 33.33
1143 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
1144 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1145 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
1146 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
1147 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1148 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1149 Huayu Securities Limited 2 7 9 77.78
1150 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1151 HUNG SING FUTURES LIMITED 2 5 7 71.43
1152 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
1153 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
1154 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
1155 IMARKETS LIMITED 2 1 3 33.33
1156 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1157 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1158 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1159 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1160 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
1161 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1162 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
1163 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
1164 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1165 Instinet Alpha Trading Limited 2 0 2 0.00
1166 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
1167 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
1168 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
1169 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1170 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
1171 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1172 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1173 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1174 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1175 INV Partners Limited 2 0 2 0.00 2009-11-24
1176 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
1177 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
1178 iTTa Capital Limited 2 1 3 33.33 2003-05-29
1179 iVenture Investment Management Limited 2 1 3 33.33
1180 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
1181 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1182 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1183 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
1184 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1185 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1186 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
1187 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1188 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1189 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1190 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1191 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1192 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
1193 JVSakk Asia Limited 2 0 2 0.00
1194 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1195 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1196 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
1197 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
1198 KAISER SECURITIES LIMITED 2 21 23 91.30
1199 Kam Wah Investments Limited 2 3 5 60.00
1200 KARFORD SECURITIES LIMITED 2 0 2 0.00
1201 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1202 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1203 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
1204 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
1205 KB Securities Hong Kong Limited 2 5 7 71.43
1206 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1207 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1208 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
1209 KGI Asset Management Limited 2 1 3 33.33
1210 KILMOREY SECURITIES LIMITED 2 6 8 75.00
1211 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1212 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
1213 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1214 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
1215 KINGSTON FUTURES LIMITED 2 15 17 88.24
1216 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1217 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
1218 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
1219 KMT SECURITIES LIMITED 2 7 9 77.78
1220 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1221 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
1222 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1223 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
1224 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1225 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1226 KWOK HING SECURITIES LIMITED 2 9 11 81.82
1227 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
1228 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1229 LAMTEX SECURITIES LIMITED 2 11 13 84.62
1230 LAU & COMPANY LIMITED 2 0 2 0.00
1231 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1232 LBN Advisers Limited 2 2 4 50.00 2007-09-13
1233 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1234 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
1235 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
1236 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
1237 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
1238 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
1239 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1240 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
1241 Longitude Asia Limited 2 4 6 66.67
1242 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1243 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1244 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1245 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1246 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
1247 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
1248 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
1249 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1250 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1251 MALAHON SECURITIES LIMITED 2 12 14 85.71
1252 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1253 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1254 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1255 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1256 MARC FABER LIMITED 2 0 2 0.00
1257 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1258 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
1259 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1260 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1261 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1262 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
1263 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1264 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
1265 MCP Holdings Limited (HK) 2 7 9 77.78
1266 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
1267 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1268 MEGABASE SECURITIES LIMITED 2 4 6 66.67
1269 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
1270 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
1271 MESSIS CAPITAL LIMITED 2 2 4 50.00
1272 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
1273 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1274 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
1275 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1276 Minerva Holding Financial Securities Limited 2 9 11 81.82
1277 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1278 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
1279 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1280 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1281 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
1282 MORTON SECURITIES LIMITED 2 3 5 60.00
1283 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
1284 MTF SECURITIES LIMITED 2 16 18 88.89
1285 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1286 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
1287 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
1288 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1289 Neutral Financial Holding Company Limited 2 11 13 84.62
1290 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1291 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1292 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1293 Nittan Securities Asia Limited 2 1 3 33.33
1294 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
1295 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1296 Nuada Limited 2 2 4 50.00 2004-01-15
1297 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1298 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1299 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
1300 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
1301 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1302 OnePlatform Securities Limited 2 25 27 92.59
1303 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1304 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1305 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
1306 Open Asset Management Limited 2 0 2 0.00
1307 Open Securities Limited 2 13 15 86.67
1308 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1309 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1310 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1311 Oreana Financial Services Limited 2 5 7 71.43
1312 ORIENT SECURITIES LIMITED 2 15 17 88.24
1313 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
1314 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1315 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
1316 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
1317 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1318 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1319 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1320 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
1321 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1322 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1323 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1324 Pacific Sun Advisors Limited 2 0 2 0.00
1325 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1326 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1327 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1328 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1329 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
1330 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
1331 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1332 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
1333 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1334 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1335 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
1336 PGIM (Hong Kong) Limited 2 5 7 71.43
1337 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1338 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1339 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
1340 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
1341 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1342 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
1343 PO LEE SECURITIES LIMITED 2 4 6 66.67
1344 PO SANG SECURITIES LIMITED 2 12 14 85.71
1345 Polen Capital HK Limited 2 0 2 0.00
1346 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1347 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1348 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1349 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
1350 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1351 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
1352 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
1353 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1354 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1355 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1356 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
1357 Public Securities Limited 2 6 8 75.00
1358 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1359 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
1360 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
1361 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
1362 QMIS Securities Limited 2 0 2 0.00 2009-07-24
1363 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1364 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1365 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
1366 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
1367 Rakuten Securities Hong Kong Limited 2 53 55 96.36
1368 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
1369 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1370 Redford Asset Management Limited 2 5 7 71.43
1371 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1372 Redwood Peak Limited 2 5 7 71.43 2007-10-05
1373 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1374 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1375 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1376 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
1377 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1378 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
1379 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
1380 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1381 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1382 Rifa Futures Limited 2 10 12 83.33 2008-12-01
1383 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
1384 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1385 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1386 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1387 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1388 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1389 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1390 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1391 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
1392 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1393 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
1394 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1395 SEEKERS MARKETS LIMITED 2 9 11 81.82
1396 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
1397 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1398 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
1399 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
1400 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1401 SHACOM FUTURES LIMITED 2 2 4 50.00
1402 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1403 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
1404 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1405 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
1406 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
1407 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
1408 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1409 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1410 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
1411 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1412 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1413 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
1414 Sinofortune Financial Capital Limited 2 0 2 0.00
1415 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1416 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
1417 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1418 SKY WARD ASIA LIMITED 2 1 3 33.33
1419 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1420 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1421 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
1422 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1423 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1424 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1425 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1426 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1427 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1428 SPS COMMODITIES LIMITED 2 7 9 77.78
1429 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1430 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1431 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1432 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1433 STANDARD & POOR'S, LLC 2 6 8 75.00
1434 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
1435 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1436 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
1437 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
1438 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
1439 Stellar Securities Limited 2 1 3 33.33
1440 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1441 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1442 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1443 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1444 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
1445 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
1446 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1447 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1448 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
1449 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1450 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1451 T & F Equities Limited 2 1 3 33.33 2005-11-23
1452 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1453 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1454 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1455 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1456 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1457 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1458 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1459 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1460 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
1461 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1462 Tensant Securities Limited 2 6 8 75.00 2004-08-25
1463 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
1464 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
1465 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1466 THING ON SECURITIES LIMITED 2 7 9 77.78
1467 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1468 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1469 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
1470 TR Advisors Limited 2 0 2 0.00 2008-12-02
1471 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1472 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1473 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
1474 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1475 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
1476 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1477 TSE'S SECURITIES LIMITED 2 35 37 94.59
1478 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1479 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1480 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1481 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1482 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
1483 TVC MANAGEMENT LIMITED 2 0 2 0.00
1484 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1485 Tyche Group Limited 2 8 10 80.00
1486 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1487 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1488 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1489 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1490 United Securities Limited (HK) 2 2 4 50.00
1491 Value Partners Private Equity Limited 2 5 7 71.43
1492 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
1493 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1494 Vantum Futures Limited 2 2 4 50.00
1495 VERCAP Financial Services Limited 2 0 2 0.00
1496 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1497 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
1498 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1499 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1500 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
1501 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1502 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
1503 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1504 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1505 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1506 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1507 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1508 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1509 Waton Securities International Limited 2 2 4 50.00
1510 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1511 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
1512 Well Link International Securities Limited 2 23 25 92.00
1513 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1514 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1515 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
1516 WILBY SECURITIES LIMITED 2 2 4 50.00
1517 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1518 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
1519 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1520 WING ON SECURITIES LIMITED 2 8 10 80.00
1521 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1522 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1523 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1524 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1525 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
1526 WM (HK) Limited 2 263 265 99.25
1527 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1528 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1529 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1530 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1531 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
1532 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1533 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1534 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1535 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1536 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1537 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1538 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
1539 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
1540 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1541 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
1542 Zhongrong International Futures Co., Limited 2 3 5 60.00
1543 Zijing Capital Limited 2 4 6 66.67 2003-05-07
1544 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
1545 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
1546 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1547 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1548 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1549 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1550 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
1551 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
1552 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1553 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1554 HOORAY CAPITAL LIMITED 1 0 1 0.00
1555 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
1556 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
1557 MEAG Hong Kong Limited 1 2 3 66.67
1558 Permira Advisers Limited 1 4 5 80.00 2008-08-19
1559 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
1560 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1561 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
1562 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1563 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
1564 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
1565 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1566 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1567 ANGUS MOORE LIMITED 0 2 2 100.00
1568 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
1568 Average 3.29 23.09 26.38 87.52

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