SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %
Licensed
1 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
2 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
3 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
4 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
5 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
6 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
7 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
8 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
9 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
10 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
11 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
12 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
13 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
14 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
15 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
16 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
17 INV Partners Limited 2 0 2 0.00 2009-11-24
18 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
19 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
20 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
21 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
22 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
23 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
24 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
25 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
26 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
27 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
28 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
29 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
30 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
31 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
32 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
33 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
34 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
35 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
36 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
37 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
38 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
39 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
40 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
41 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
42 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
43 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
44 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
45 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
46 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
47 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
48 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
49 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
50 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
51 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
52 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
53 Oracle Capital Limited 2 0 2 0.00 2009-08-17
54 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
55 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
56 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
57 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
58 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
59 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
60 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
61 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
62 QMIS Securities Limited 2 0 2 0.00 2009-07-24
63 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
64 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
65 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
66 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
67 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
68 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
69 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
70 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
71 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
72 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
73 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
74 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
75 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
76 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
77 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
78 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
79 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
80 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
81 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
82 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
83 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
84 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
85 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
86 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
87 Goldin Financial Limited 3 1 4 25.00 2009-06-01
88 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
89 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
90 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
91 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
92 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
93 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
94 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
95 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
96 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
97 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
98 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
99 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
100 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
101 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
102 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
103 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
104 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
105 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
106 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
107 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
108 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
109 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
110 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
111 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
112 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
113 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
114 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
115 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
116 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
117 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
118 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
119 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
120 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
121 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
122 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
123 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
124 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
125 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
126 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
127 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
128 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
129 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
130 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
131 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
132 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
133 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
134 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
135 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
136 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
137 Goldin Equities Limited 3 5 8 62.50 2008-12-17
138 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
139 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
140 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
141 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
142 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
143 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
144 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
145 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
146 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
147 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
148 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
149 TR Advisors Limited 2 0 2 0.00 2008-12-02
150 Rifa Futures Limited 2 10 12 83.33 2008-12-01
151 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
152 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
153 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
154 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
155 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
156 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
157 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
158 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
159 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
160 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
161 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
162 VBG Capital Limited 4 3 7 42.86 2008-11-11
163 Beijing Securities Limited 5 6 11 54.55 2008-11-07
164 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
165 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
166 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
167 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
168 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
169 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
170 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
171 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
172 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
173 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
174 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
175 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
176 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
177 STI Asset Management Limited 3 1 4 25.00 2008-10-22
178 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
179 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
180 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
181 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
182 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
183 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
184 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
185 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
186 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
187 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
188 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
189 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
190 Milma & Co. Limited 2 0 2 0.00 2008-09-24
191 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
192 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
193 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
194 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
195 Apus Investments Limited 2 0 2 0.00 2008-09-04
196 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
197 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
198 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
199 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
200 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
201 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
202 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
203 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
204 Permira Advisers Limited 1 4 5 80.00 2008-08-19
205 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
206 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
207 Celera Markets Limited 2 2 4 50.00 2008-08-12
208 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
209 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
210 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
211 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
212 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
213 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
214 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
215 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
216 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
217 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
218 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
219 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
220 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
221 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
222 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
223 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
224 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
225 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
226 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
227 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
228 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
229 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
230 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
231 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
232 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
233 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
234 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
235 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
236 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
237 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
238 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
239 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
240 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
241 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
242 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
243 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
244 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
245 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
246 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
247 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
248 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
249 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
250 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
251 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
252 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
253 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
254 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
255 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
256 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
257 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
258 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
259 iBest Consultants Limited 4 82 86 95.35 2008-04-15
260 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
261 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
262 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
263 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
264 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
265 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
266 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
267 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
268 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
269 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
270 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
271 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
272 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
273 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
274 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
275 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
276 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
277 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
278 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
279 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
280 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
281 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
282 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
283 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
284 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
285 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
286 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
287 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
288 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
289 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
290 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
291 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
292 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
293 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
294 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
295 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
296 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
297 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
298 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
299 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
300 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
301 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
302 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
303 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
304 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
305 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
306 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
307 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
308 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
309 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
310 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
311 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
312 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
313 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
314 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
315 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
316 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
317 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
318 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
319 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
320 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
321 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
322 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
323 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
324 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
325 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
326 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
327 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
328 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
329 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
330 Optima Capital Limited 4 15 19 78.95 2007-10-25
331 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
332 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
333 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
334 Proton Capital Limited 3 0 3 0.00 2007-10-16
335 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
336 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
337 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
338 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
339 Redwood Peak Limited 2 5 7 71.43 2007-10-05
340 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
341 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
342 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
343 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
344 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
345 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
346 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
347 LBN Advisers Limited 2 2 4 50.00 2007-09-13
348 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
349 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
350 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
351 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
352 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
353 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
354 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
355 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
356 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
357 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
358 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
359 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
360 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
361 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
362 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
363 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
364 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
365 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
366 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
367 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
368 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
369 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
370 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
371 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
372 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
373 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
374 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
375 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
376 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
377 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
378 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
379 Capital International, Inc. 2 8 10 80.00 2007-07-03
380 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
381 ROCIM Limited 3 0 3 0.00 2007-06-29
382 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
383 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
384 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
385 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
386 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
387 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
388 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
389 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
390 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
391 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
392 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
393 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
394 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
395 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
396 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
397 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
398 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
399 GCIS LIMITED 2 0 2 0.00 2007-05-16
400 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
401 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
402 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
403 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
404 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
405 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
406 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
407 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
408 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
409 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
410 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
411 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
412 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
413 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
414 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
415 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
416 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
417 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
418 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
419 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
420 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
421 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
422 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
423 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
424 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
425 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
426 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
427 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
428 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
429 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
430 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
431 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
432 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
433 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
434 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
435 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
436 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
437 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
438 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
439 WMG Asia Limited 3 5 8 62.50 2007-02-28
440 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
441 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
442 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
443 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
444 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
445 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
446 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
447 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
448 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
449 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
450 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
451 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
452 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
453 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
454 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
455 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
456 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
457 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
458 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
459 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
460 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
461 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
462 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
463 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
464 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
465 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
466 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
467 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
468 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
469 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
470 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
471 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
472 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
473 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
474 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
475 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
476 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
477 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
478 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
479 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
480 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
481 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
482 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
483 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
484 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
485 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
486 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
487 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
488 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
489 MFG Limited (HK) 4 7 11 63.64 2006-07-17
490 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
491 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
492 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
493 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
494 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
495 CAIIS Limited 3 34 37 91.89 2006-05-23
496 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
497 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
498 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
499 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
500 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
501 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
502 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
503 CC Finance Limited 3 17 20 85.00 2006-04-20
504 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
505 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
506 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
507 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
508 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
509 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
510 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
511 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
512 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
513 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
514 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
515 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
516 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
517 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
518 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
519 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
520 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
521 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
522 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
523 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
524 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
525 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
526 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
527 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
528 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
529 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
530 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
531 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
532 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
533 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
534 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
535 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
536 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
537 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
538 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
539 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
540 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
541 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
542 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
543 T & F Equities Limited 2 1 3 33.33 2005-11-23
544 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
545 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
546 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
547 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
548 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
549 Well Link Securities Limited 4 16 20 80.00 2005-11-11
550 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
551 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
552 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
553 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
554 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
555 Citadel Asia Limited 4 19 23 82.61 2005-10-21
556 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
557 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
558 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
559 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
560 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
561 FT Securities Limited 4 70 74 94.59 2005-09-22
562 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
563 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
564 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
565 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
566 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
567 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
568 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
569 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
570 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
571 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
572 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
573 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
574 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
575 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
576 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
577 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
578 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
579 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
580 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
581 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
582 3V Capital Limited 3 3 6 50.00 2005-07-18
583 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
584 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
585 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
586 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
587 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
588 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
589 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
590 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
591 AM Squared Limited 2 9 11 81.82 2005-06-30
592 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
593 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
594 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
595 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
596 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
597 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
598 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
599 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
600 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
601 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
602 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
603 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
604 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
605 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
606 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
607 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
608 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
609 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
610 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
611 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
612 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
613 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
614 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
615 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
616 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
617 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
618 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
619 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
620 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
621 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
622 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
623 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
624 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
625 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
626 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
627 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
628 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
629 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
630 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
631 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
632 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
633 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
634 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
635 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
636 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
637 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
638 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
639 Beevest Securities Limited 5 33 38 86.84 2005-03-07
640 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
641 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
642 SJS Markets Limited 3 12 15 80.00 2005-03-02
643 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
644 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
645 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
646 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
647 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
648 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
649 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
650 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
651 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
652 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
653 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
654 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
655 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
656 China Finance KAB Limited 3 19 22 86.36 2004-12-23
657 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
658 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
659 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
660 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
661 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
662 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
663 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
664 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
665 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
666 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
667 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
668 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
669 AIF Securities Limited 5 9 14 64.29 2004-11-02
670 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
671 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
672 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
673 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
674 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
675 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
676 GCAM Limited 2 1 3 33.33 2004-10-19
677 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
678 Quam Securities Limited 6 83 89 93.26 2004-10-15
679 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
680 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
681 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
682 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
683 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
684 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
685 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
686 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
687 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
688 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
689 YF Life Investors Limited 3 112 115 97.39 2004-08-30
690 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
691 Tensant Securities Limited 2 6 8 75.00 2004-08-25
692 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
693 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
694 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
695 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
696 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
697 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
698 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
699 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
700 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
701 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
702 CVP Securities Limited 2 32 34 94.12 2004-07-09
703 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
704 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
705 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
706 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
707 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
708 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
709 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
710 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
711 ENZARD LIMITED 2 1 3 33.33 2004-05-21
712 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
713 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
714 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
715 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
716 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
717 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
718 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
719 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
720 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
721 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
722 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
723 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
724 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
725 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
726 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
727 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
728 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
729 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
730 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
731 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
732 Nuada Limited 2 2 4 50.00 2004-01-15
733 CTBC Asia Limited 5 14 19 73.68 2004-01-14
734 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
735 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
736 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
737 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
738 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
739 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
740 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
741 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
742 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
743 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
744 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
745 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
746 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
747 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
748 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
749 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
750 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
751 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
752 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
753 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
754 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
755 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
756 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
757 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
758 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
759 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
760 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
761 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
762 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
763 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
764 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
765 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
766 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
767 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
768 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
769 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
770 iTTa Capital Limited 2 1 3 33.33 2003-05-29
771 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
772 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
773 Zijing Capital Limited 2 4 6 66.67 2003-05-07
774 313 Capital Management Limited 5 0 5 0.00
775 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
776 AASTOCKS.COM LIMITED 2 0 2 0.00
777 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
778 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
779 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
780 abrdn Hong Kong Limited 4 6 10 60.00
781 Absolute Investment Management (HK) Limited 3 2 5 40.00
782 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
783 ACM ASIA LIMITED 2 0 2 0.00
784 ADM SECURITIES LIMITED 2 0 2 0.00
785 ADMIS Hong Kong Limited 2 20 22 90.91
786 Aevitas Securities Limited 2 4 6 66.67
787 AIF CAPITAL LIMITED 4 11 15 73.33
788 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
789 AJ Securities Limited 2 5 7 71.43
790 Allard Partners Limited 2 3 5 60.00
791 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
792 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
793 Alpha Nova Capital Management Limited 2 0 2 0.00
794 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
795 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
796 ALTUS CAPITAL LIMITED 3 3 6 50.00
797 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
798 Amundi Hong Kong Limited 6 26 32 81.25
799 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
800 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
801 ANGUS MOORE LIMITED 0 2 2 100.00
802 Anli Securities Limited 2 8 10 80.00
803 Anuenue Securities Limited 3 11 14 78.57
804 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
805 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
806 Arta Global Futures Limited 2 2 4 50.00
807 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
808 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
809 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
810 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
811 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
812 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
813 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
814 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
815 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
816 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
817 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
818 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
819 Averest Capital Limited 2 4 6 66.67
820 Avia Asset Management Limited 2 3 5 60.00
821 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
822 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
823 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
824 Axis Capital Management Limited 3 2 5 40.00
825 BALI SECURITIES CO. LIMITED 3 0 3 0.00
826 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
827 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
828 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
829 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
830 BEA Union Investment Management Limited 5 20 25 80.00
831 BEAR BRIGHT LIMITED 3 2 5 40.00
832 Belvest Investment Services Limited 2 12 14 85.71
833 Bentley Capital Limited (HK) 3 0 3 0.00
834 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
835 BERICH BROKERAGE LIMITED 4 17 21 80.95
836 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
837 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
838 Black Marble Securities Limited 2 3 5 60.00
839 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
840 BLOOMYEARS LIMITED 2 2 4 50.00
841 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
842 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
843 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
844 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
845 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
846 BOCI ASIA LIMITED 13 59 72 81.94
847 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
848 BOCI RESEARCH LIMITED 4 45 49 91.84
849 BOKHARY SECURITIES LIMITED 2 6 8 75.00
850 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
851 BOWEN ASIA LIMITED 3 1 4 25.00
852 Bradbury Securities Limited 2 7 9 77.78
853 Bright Fund Management Limited 2 6 8 75.00
854 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
855 Broadway Wealth Management Limited 2 8 10 80.00
856 BROOKE CAPITAL LIMITED 5 1 6 16.67
857 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
858 BULLISH SECURITIES LIMITED 2 11 13 84.62
859 BUSINESS FUTURES LIMITED 2 6 8 75.00
860 BUSINESS SECURITIES LIMITED 2 15 17 88.24
861 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
862 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
863 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
864 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
865 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
866 CASH Wealth Management Limited 3 54 57 94.74
867 CBH Asia Limited 3 17 20 85.00
868 CBRE Investment Management (Asia) Limited 2 3 5 60.00
869 CCB Securities Limited 2 3 5 60.00
870 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
871 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
872 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
873 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
874 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
875 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
876 CERES CAPITAL LIMITED 2 0 2 0.00
877 CES Commodities (HK) Limited 5 412 417 98.80
878 CES Forex (HK) Limited 3 173 176 98.30
879 CES International Commodities (HK) Limited 3 5 8 62.50
880 CGS International Securities Hong Kong Limited 4 31 35 88.57
881 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
882 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
883 Chanceton Capital Partners Limited 2 4 6 66.67
884 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
885 ChapmanCraig Limited 2 2 4 50.00
886 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
887 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
888 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
889 CHEETAH ADVISORS LIMITED 2 0 2 0.00
890 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
891 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
892 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
893 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
894 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
895 China Enterprise Securities Company Limited 3 1 4 25.00
896 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
897 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
898 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
899 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
900 China Finance Holdings Limited 2 2 4 50.00
901 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
902 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
903 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
904 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
905 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
906 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
907 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
908 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
909 China Reserve Securities Limited 4 3 7 42.86
910 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
911 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
912 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
913 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
914 China Tonghai (IA) Limited 3 11 14 78.57
915 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
916 CHONG HING SECURITIES LIMITED 4 55 59 93.22
917 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
918 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
919 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
920 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
921 CHUANGS & CO. LIMITED 3 1 4 25.00
922 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
923 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
924 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
925 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
926 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
927 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
928 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
929 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
930 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
931 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
932 CITIC Securities Futures (HK) Limited 7 90 97 92.78
933 CLSA FUTURES LIMITED 2 14 16 87.50
934 CLSA LIMITED 7 163 170 95.88
935 CLSA RESEARCH LIMITED 3 120 123 97.56
936 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
937 CMB International Global Markets Limited 5 14 19 73.68
938 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
939 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
940 COL Securities (HK) Limited 2 2 4 50.00
941 COMGEST FAR EAST LIMITED 3 2 5 40.00
942 COMMENCE COMPANY LIMITED 2 0 2 0.00
943 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
944 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
945 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
946 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
947 CORPORATE BROKERS LIMITED 4 88 92 95.65
948 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
949 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
950 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
951 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
952 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
953 CS Wealth Securities Limited 4 4 8 50.00
954 CSC ASIA LIMITED 2 5 7 71.43
955 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
956 CSC FUTURES (HK) LIMITED 3 25 28 89.29
957 CTW SECURITIES LIMITED 2 2 4 50.00
958 CUPOLA CAPITAL LIMITED 3 0 3 0.00
959 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
960 D.J. SECURITIES LIMITED 2 0 2 0.00
961 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
962 DAH SING SECURITIES LIMITED 2 9 11 81.82
963 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
964 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
965 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
966 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
967 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
968 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
969 Delta Asia Wealth Management Limited 2 4 6 66.67
970 DL BROKERAGE LIMITED 3 19 22 86.36
971 DNB Asset Management (Asia) Limited 4 1 5 20.00
972 DWS Investments Hong Kong Limited 3 34 37 91.89
973 EAA SECURITIES LIMITED 2 1 3 33.33
974 EAST ASIA FUTURES LIMITED 2 11 13 84.62
975 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
976 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
977 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
978 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
979 ELSTONE SECURITIES LIMITED 4 12 16 75.00
980 EMPEROR FUTURES LIMITED 4 116 120 96.67
981 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
982 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
983 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
984 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
985 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
986 EQT Partners Asia Limited 4 5 9 55.56
987 Essence International Financial Holdings Limited 2 18 20 90.00
988 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
989 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
990 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
991 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
992 Everbright Securities Global (HK) Limited 3 9 12 75.00
993 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
994 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
995 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
996 EVERHOT SECURITIES LIMITED 3 7 10 70.00
997 EWARTON SECURITIES LIMITED 5 22 27 81.48
998 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
999 F. R. ZIMMERN LIMITED 2 3 5 60.00
1000 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1001 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1002 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
1003 FAIRWIN BROKING LIMITED 2 5 7 71.43
1004 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
1005 FDB Financial Group Limited 5 5 10 50.00
1006 FE SECURITIES LIMITED 3 4 7 57.14
1007 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1008 FIL Investment Advisors 5 71 76 93.42
1009 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
1010 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1011 Finet Securities Limited 4 3 7 42.86
1012 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1013 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1014 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
1015 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
1016 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
1017 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
1018 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
1019 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
1020 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
1021 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
1022 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1023 Fubon Capital (HK) Limited 2 1 3 33.33
1024 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
1025 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
1026 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
1027 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1028 FULLJET SECURITIES LIMITED 2 0 2 0.00
1029 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1030 Funderstone Futures Limited 3 42 45 93.33
1031 Funderstone Securities Limited 4 45 49 91.84
1032 FWD Financial Planning Limited (HK) 3 55 58 94.83
1033 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
1034 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
1035 GAM HONG KONG LIMITED 4 24 28 85.71
1036 GAOYU SECURITIES LIMITED 4 17 21 80.95
1037 GAYANG SECURITIES LIMITED 3 18 21 85.71
1038 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
1039 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
1040 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1041 GET NICE CAPITAL LIMITED 2 0 2 0.00
1042 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
1043 GET NICE SECURITIES LIMITED 5 94 99 94.95
1044 GIGA (HONG KONG) LIMITED 2 4 6 66.67
1045 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
1046 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1047 Glory Sun Securities Limited 4 18 22 81.82
1048 GLS SECURITIES LIMITED 2 4 6 66.67
1049 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
1050 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1051 Goldbridge Securities Limited 3 3 6 50.00
1052 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1053 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
1054 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
1055 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
1056 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
1057 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1058 Goldyard Capital Limited 2 5 7 71.43
1059 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
1060 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
1061 Grand Cartel Securities Company Limited 2 4 6 66.67
1062 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
1063 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
1064 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1065 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1066 Grit Securities Limited 2 2 4 50.00
1067 GT CAPITAL LIMITED 2 6 8 75.00
1068 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1069 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
1070 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
1071 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
1072 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
1073 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
1074 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
1075 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
1076 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
1077 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
1078 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
1079 HANG SENG FUTURES LIMITED 2 12 14 85.71
1080 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
1081 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
1082 HANG SENG SECURITIES LIMITED 5 29 34 85.29
1083 HANG TAI SECURITIES LIMITED 3 12 15 80.00
1084 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1085 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1086 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
1087 Hao Tian International Securities Limited 3 8 11 72.73
1088 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1089 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
1090 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1091 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
1092 HENIK SECURITIES LIMITED 2 11 13 84.62
1093 HENYEP SECURITIES LIMITED 3 17 20 85.00
1094 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1095 HERMES SECURITIES LIMITED 2 9 11 81.82
1096 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
1097 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1098 HING WONG SECURITIES LIMITED 3 11 14 78.57
1099 HIP HING SECURITIES LIMITED 2 2 4 50.00
1100 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1101 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
1102 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
1103 Hong Kong Stock Link Securities Limited 3 7 10 70.00
1104 Hongkong Bay Securities Limited 2 8 10 80.00
1105 HOORAY CAPITAL LIMITED 1 0 1 0.00
1106 HOORAY SECURITIES LIMITED 2 1 3 33.33
1107 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
1108 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1109 HPEF Capital Partners Limited 6 22 28 78.57
1110 HPEF Venture Partners Limited 4 6 10 60.00
1111 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
1112 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
1113 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
1114 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
1115 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
1116 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
1117 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1118 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
1119 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
1120 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
1121 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
1122 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1123 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1124 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1125 Huajin Corporate Finance (International) Limited 4 8 12 66.67
1126 Huayu Securities Limited 2 7 9 77.78
1127 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1128 HUNG SING FUTURES LIMITED 2 5 7 71.43
1129 HUNG SING SECURITIES LIMITED 3 23 26 88.46
1130 iBest Securities Company Limited 3 3 6 50.00
1131 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
1132 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
1133 iFAST Securities (HK) Limited 3 3 6 50.00
1134 Imagi Brokerage Limited 3 5 8 62.50
1135 IMARKETS LIMITED 2 1 3 33.33
1136 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1137 Income Partners Asset Management (HK) Limited 5 11 16 68.75
1138 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
1139 Instinet Alpha Trading Limited 2 0 2 0.00
1140 INSTINET PACIFIC LIMITED 5 24 29 82.76
1141 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
1142 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1143 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
1144 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
1145 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1146 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
1147 INVESCO HONG KONG LIMITED 7 50 57 87.72
1148 iVenture Investment Management Limited 2 1 3 33.33
1149 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
1150 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1151 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
1152 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1153 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1154 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1155 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
1156 JK Capital Management Limited 4 2 6 33.33
1157 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1158 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1159 Joy Silver Limited 5 10 15 66.67
1160 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1161 JPMorgan Funds (Asia) Limited 8 82 90 91.11
1162 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
1163 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
1164 JVSakk Asia Limited 2 0 2 0.00
1165 K.K.M. SECURITIES LIMITED 2 6 8 75.00
1166 KAISER FUTURES LIMITED 3 21 24 87.50
1167 Kaiser KT Capital Limited 4 1 5 20.00
1168 KAISER SECURITIES LIMITED 2 21 23 91.30
1169 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
1170 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1171 Kam Wah Investments Limited 2 3 5 60.00
1172 KARFORD SECURITIES LIMITED 2 0 2 0.00
1173 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1174 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1175 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
1176 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
1177 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1178 KB Securities Hong Kong Limited 2 5 7 71.43
1179 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
1180 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
1181 KGI ASIA LIMITED 15 432 447 96.64
1182 KGI Asset Management Limited 2 1 3 33.33
1183 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
1184 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
1185 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
1186 KILMOREY SECURITIES LIMITED 2 6 8 75.00
1187 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1188 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
1189 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
1190 KINGSTON FUTURES LIMITED 2 15 17 88.24
1191 KINGSTON SECURITIES LIMITED 4 59 63 93.65
1192 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1193 KMT SECURITIES LIMITED 2 7 9 77.78
1194 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
1195 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
1196 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
1197 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
1198 KWOK HING SECURITIES LIMITED 2 9 11 81.82
1199 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1200 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1201 LAMTEX SECURITIES LIMITED 2 11 13 84.62
1202 LAU & COMPANY LIMITED 2 0 2 0.00
1203 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
1204 LEHIN SECURITIES LIMITED 3 23 26 88.46
1205 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
1206 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
1207 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
1208 LIM ADVISORS LIMITED 4 11 15 73.33
1209 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
1210 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
1211 Longitude Asia Limited 2 4 6 66.67
1212 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
1213 LUEN HING SECURITIES LIMITED 2 6 8 75.00
1214 LUEN SING SECURITIES LIMITED 3 10 13 76.92
1215 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1216 M&F Asset Management Limited 3 10 13 76.92
1217 Mackenzie Investments Asia Limited 4 4 8 50.00
1218 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
1219 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
1220 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
1221 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
1222 MAGIC COMPASS FUTURES LIMITED 2 8 10 80.00
1223 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1224 MALAHON SECURITIES LIMITED 2 12 14 85.71
1225 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
1226 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1227 MANGO FINANCIAL LIMITED 3 10 13 76.92
1228 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
1229 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
1230 MARC FABER LIMITED 2 0 2 0.00
1231 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1232 Mason Futures Limited (HK) 5 28 33 84.85
1233 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1234 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1235 Mason Securities Limited 6 39 45 86.67
1236 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1237 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1238 Matrix Securities Limited 5 2 7 28.57
1239 MCP Holdings Limited (HK) 2 7 9 77.78
1240 MEAG Hong Kong Limited 1 2 3 66.67
1241 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1242 MEGABASE SECURITIES LIMITED 2 4 6 66.67
1243 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
1244 Merdeka Securities Limited 3 1 4 25.00
1245 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
1246 Merrill Lynch Far East Limited 10 284 294 96.60
1247 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
1248 MESSIS CAPITAL LIMITED 2 2 4 50.00
1249 Metaverse Securities Limited (HK) 4 2 6 33.33
1250 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
1251 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1252 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
1253 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
1254 Minerva Holding Financial Securities Limited 2 9 11 81.82
1255 MING HON SECURITIES LIMITED 3 1 4 25.00
1256 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
1257 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1258 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
1259 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1260 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
1261 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
1262 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
1263 MORTON SECURITIES LIMITED 2 3 5 60.00
1264 MTF SECURITIES LIMITED 2 16 18 88.89
1265 MUSHK Limited 9 50 59 84.75
1266 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1267 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
1268 Neutral Financial Holding Company Limited 2 11 13 84.62
1269 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
1270 NEW TREND FUTURES LIMITED 4 8 12 66.67
1271 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1272 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
1273 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
1274 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
1275 Nittan Securities Asia Limited 2 1 3 33.33
1276 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
1277 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
1278 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
1279 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
1280 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1281 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
1282 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1283 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1284 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1285 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
1286 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
1287 OnePlatform Securities Limited 2 25 27 92.59
1288 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1289 ONSHINE SECURITIES LIMITED 3 11 14 78.57
1290 Open Asset Management Limited 2 0 2 0.00
1291 Open Securities Limited 2 13 15 86.67
1292 Oreana Financial Services Limited 2 5 7 71.43
1293 ORIENT SECURITIES LIMITED 2 15 17 88.24
1294 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
1295 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1296 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1297 Oshidori Corporate Finance Limited 3 1 4 25.00
1298 Oshidori Securities Limited 3 6 9 66.67
1299 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1300 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1301 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1302 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1303 Pacific Sun Advisors Limited 2 0 2 0.00
1304 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1305 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
1306 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
1307 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1308 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
1309 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
1310 PEACE TOWN FOREX LIMITED 3 21 24 87.50
1311 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1312 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
1313 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
1314 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
1315 PGIM (Hong Kong) Limited 2 5 7 71.43
1316 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
1317 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
1318 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1319 PineBridge Investments Hong Kong Limited 5 7 12 58.33
1320 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1321 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
1322 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
1323 Planetree Futures Limited 4 7 11 63.64
1324 Planetree Securities Limited 4 17 21 80.95
1325 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
1326 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
1327 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1328 PO LEE SECURITIES LIMITED 2 4 6 66.67
1329 PO SANG SECURITIES LIMITED 2 12 14 85.71
1330 Polaris Capital (Asia) Limited 6 12 18 66.67
1331 Polen Capital HK Limited 2 0 2 0.00
1332 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
1333 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1334 Prime Cdex Securities Limited 3 27 30 90.00
1335 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
1336 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
1337 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
1338 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
1339 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1340 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
1341 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
1342 Public Financial Securities Limited 3 12 15 80.00
1343 Public Securities Limited 2 6 8 75.00
1344 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1345 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
1346 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
1347 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1348 Rakuten Securities Hong Kong Limited 2 53 55 96.36
1349 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
1350 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
1351 RBS Asia Corporate Finance Limited 6 58 64 90.63
1352 RBS Asia Futures Limited 4 2 6 33.33
1353 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1354 Redford Asset Management Limited 2 5 7 71.43
1355 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1356 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1357 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1358 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
1359 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
1360 Rich Union Securities (H.K.) Limited 4 43 47 91.49
1361 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1362 Rifa Securities Limited 4 22 26 84.62
1363 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1364 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1365 ROOFER SECURITIES LIMITED 3 8 11 72.73
1366 ROSA SECURITIES LIMITED 3 5 8 62.50
1367 RPS INVESTMENT LIMITED 4 12 16 75.00
1368 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1369 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
1370 SANFULL SECURITIES LIMITED 6 67 73 91.78
1371 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
1372 SBI China Capital Commodities Limited 4 13 17 76.47
1373 SBI China Capital Securities Limited 6 19 25 76.00
1374 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
1375 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1376 SDHG International Securities Limited 3 6 9 66.67
1377 SEEKERS MARKETS LIMITED 2 9 11 81.82
1378 SELINA & CO. LIMITED (HK) 2 5 7 71.43
1379 SHACOM FUTURES LIMITED 2 2 4 50.00
1380 Shacom Securities Limited 3 12 15 80.00
1381 Shang International Finance Limited 9 15 24 62.50
1382 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1383 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
1384 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
1385 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
1386 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
1387 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
1388 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
1389 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
1390 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
1391 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
1392 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
1393 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1394 Silk Road International Capital Limited 3 0 3 0.00
1395 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1396 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1397 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
1398 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
1399 Sinofortune Financial Capital Limited 2 0 2 0.00
1400 Sinofortune Securities Limited 4 15 19 78.95
1401 SINOMAX SECURITIES LIMITED 2 8 10 80.00
1402 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
1403 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
1404 SIU ON SECURITIES LIMITED 3 3 6 50.00
1405 SKY WARD ASIA LIMITED 2 1 3 33.33
1406 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1407 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
1408 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1409 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1410 SOLID KING SECURITIES LIMITED 3 7 10 70.00
1411 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
1412 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
1413 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
1414 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
1415 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1416 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
1417 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
1418 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
1419 SPDB International Holdings Limited 4 0 4 0.00
1420 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
1421 SPS COMMODITIES LIMITED 2 7 9 77.78
1422 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1423 SPS SECURITIES LIMITED 5 16 21 76.19
1424 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1425 St. James's Place (Hong Kong) Limited 2 19 21 90.48
1426 STANDARD & POOR'S, LLC 2 6 8 75.00
1427 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
1428 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1429 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
1430 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
1431 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
1432 Stellar Securities Limited 2 1 3 33.33
1433 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1434 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
1435 Success Securities Limited 3 44 47 93.62
1436 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
1437 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
1438 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1439 SUN'S FUTURE LIMITED 3 3 6 50.00
1440 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1441 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
1442 T G HOLBORN (HK) LIMITED 3 69 72 95.83
1443 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1444 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
1445 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1446 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1447 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1448 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1449 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
1450 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
1451 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1452 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
1453 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1454 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
1455 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
1456 Taiping Securities (HK) Co Limited 6 44 50 88.00
1457 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1458 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1459 TANG PING KONG LIMITED 3 6 9 66.67
1460 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
1461 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
1462 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1463 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
1464 Templewater Hong Kong Limited 3 8 11 72.73
1465 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1466 THING ON SECURITIES LIMITED 2 7 9 77.78
1467 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1468 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1469 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1470 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
1471 Tokio Marine Investment Services, Limited 4 2 6 33.33
1472 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
1473 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
1474 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1475 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
1476 TRUTH SECURITIES LIMITED 4 3 7 42.86
1477 TSE'S SECURITIES LIMITED 2 35 37 94.59
1478 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
1479 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
1480 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
1481 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1482 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
1483 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1484 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1485 TVC MANAGEMENT LIMITED 2 0 2 0.00
1486 Tyche Group Limited 2 8 10 80.00
1487 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
1488 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
1489 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
1490 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
1491 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
1492 United Securities Limited (HK) 2 2 4 50.00
1493 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
1494 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
1495 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
1496 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
1497 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
1498 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
1499 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
1500 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
1501 VALUE PARTNERS LIMITED 4 37 41 90.24
1502 Value Partners Private Equity Limited 2 5 7 71.43
1503 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1504 Vantum Futures Limited 2 2 4 50.00
1505 VC BROKERAGE LIMITED 3 65 68 95.59
1506 VC CAPITAL LIMITED 3 3 6 50.00
1507 VC FUTURES LIMITED 4 44 48 91.67
1508 VC International Asset Management Limited 3 2 5 40.00
1509 VERCAP Financial Services Limited 2 0 2 0.00
1510 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1511 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1512 Virtu ITG Hong Kong Limited 5 13 18 72.22
1513 VMS Securities Limited 3 0 3 0.00
1514 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1515 WAH SANG SECURITIES LIMITED 2 4 6 66.67
1516 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1517 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1518 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1519 Wanhai Securities (HK) Limited 3 4 7 57.14
1520 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
1521 Waton Securities International Limited 2 2 4 50.00
1522 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1523 Well Link International Securities Limited 2 23 25 92.00
1524 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1525 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1526 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
1527 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1528 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1529 WILBY SECURITIES LIMITED 2 2 4 50.00
1530 Win Securities Limited 3 4 7 57.14
1531 WIN WONG SECURITIES LIMITED 3 39 42 92.86
1532 WINFULL SECURITIES LIMITED 3 19 22 86.36
1533 WING FAT SECURITIES LIMITED 3 9 12 75.00
1534 WING FUNG SECURITIES LIMITED 3 24 27 88.89
1535 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
1536 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1537 WING ON SECURITIES LIMITED 2 8 10 80.00
1538 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
1539 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
1540 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
1541 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
1542 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1543 WINTECH SECURITIES LIMITED 4 11 15 73.33
1544 Wisetrade Securities Limited 3 8 11 72.73
1545 WM (HK) Limited 2 263 265 99.25
1546 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
1547 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1548 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1549 WOCOM LIMITED (HK) 5 33 38 86.84
1550 WOCOM SECURITIES LIMITED 5 39 44 88.64
1551 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1552 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1553 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1554 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1555 YF FUTURES COMPANY LIMITED 2 4 6 66.67
1556 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
1557 YICKO SECURITIES LIMITED 4 18 22 81.82
1558 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1559 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
1560 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1561 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
1562 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
1563 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
1564 Yunfeng Financial Markets Limited 3 5 8 62.50
1565 Zhongrong International Futures Co., Limited 2 3 5 60.00
1566 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1567 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
1568 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
1568 Average 3.29 23.09 26.38 87.52

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